Loading...
HomeMy WebLinkAboutFishers Island Metal Dump (2)JUDITH T. TERRY TOWN CLERK REGISTRAR OF VITAL STATISTICS MARRIAGE OFFICER RECORDS MANAGEMENT OFFICER FREEDOM OF INFORMATION OFFICER 0 Town Hall, 53095 Main Road P.O. Box 1179 Southold, New York 11971 Fax (516) 765-1823 Telephone (516) 765-1800 OFFICE OF THE TOWN CLERK TOWN OF SOUTHOLD THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION WAS ADOPTED BY THE SOUTHOLD TOWN BOARD AT A REGULAR MEETING HELD ON MAY 2, 1995: RESOLVED that the Town Board of the Town of Southold hereby accepts the bid of Tri -S Inc. Division of Environmental Services of America, Inc. (ENSA) , 25 Pinney Street, Ellington, Connecticut, for furnishing services to remediate the Fishers Island Metal Dump as set forth in the bid specifications, at the following prices: Mobilization $ 10,000.00 Excavation, Transportation and Disposal of Solid Waste $259,150.00 Removal of Hazardous Waste: $79.00 per ton for TPH contaminated solid waste $255.00 per ton for RCRA - characteristic contaminated solid waste $422.00 per ton for TSCA/RCRA contaminated solid waste AND BE IT FURTHER RESOLVED that Supervisor Thomas Wickham be and he hereby is authorized and directed to execute an agreement between the Town of Southold and Tri -S Inc. (ENSA) to furnish the aforesaid remediation services, all in accordance with the approval of the Town Attorney. AA —.0 T Terr Southold Town Clerk May 3, 1995 BIDS - F. I. METAL DUMP Analyzed 4/17/95 by A. Hussie, W. Cremers, R. Oliva * depending on level of "hazardous-ness" Hazardous Waste (Perton) $ 410.00 2,000.00 468.00 n/a 5,000.00 1,809.00 79;255;422.00* Removal, etc. (lump sum) Action $ 337, 560.00 Allstate 1,140,720.00 B & A 3,583,180.00 BFI 1, 400, 000.00 Chesterfield 412,250.00 Falvey 531,048.00 Tri -S (Ensa) 261,075.00 * depending on level of "hazardous-ness" Hazardous Waste (Perton) $ 410.00 2,000.00 468.00 n/a 5,000.00 1,809.00 79;255;422.00* a BID PRICING The undersigned hereby submits the following print- bid to furnish services to remediate the Fishers Island metal dump as set forth in the Specifications: Mobilization Excavation, Transportation and Disposal of Solid Waste $10,000 Dollars and no cents $259,150 Dollars and no- -- cents Removal of Hazardous Waste $79** Dollars and no cents per ton Weighted Bid Price (Mobilization plus Solid Waste X .97 added to Hazardous Waste X .03) _ By submission of this bid, the Bidder and each person signing on behalf of any Bidder certifies, and in case of a joint bid each party thereto certifies, as to its own organization, under penalty of perjury that to the best of his knowledge and belief: a. The prices In this bid have baCr7 arrived at independently without collusion, consultation, communication, or agreement for thn purpose of restricting competition, as to any matter relating to such prices with any other Bidder or with any competitor. b. Unless otherwise required by law, the prices which have been quoted in this bid have not been knowingly disclosed by the Bidder and will not knowingly be disclosed by the Bidder prior to opening, directly or indirectly to any other Bidder or to any competitor. C. No attempt has been made nor will be made by the Ridder to induce any other person, partnership, or corporation to submit or not to submit a bid for the purpose of restricting competition. Contractor hereby warrants that it is able to obtain the performance bond described in the Specifications, and that such bond will continue in effect for one year beyond contract completion. Bidder: Tri.: --S Inc ENSA F' By: �-- A horize S2epre ntative Date: 4/12/95 Address: 25 Pinney Street Ellington, CT 06029 Above rate is for TPH contaminated solid waste. l RCRA - characteristic contaminated solid waste = $255.00/ton r TSCA/RCRA contaminatdd solid waste = $422.00 P17 0 Mete Spectrum of World Class Environmental Management Services IN )& Family of Companies Environmental Services o -America, Inc: o Environmental Services of America, Inc. ' Tri -S Inc. Division /� 25 Pinney Street ENS, Ellington, CT 06029 ' April 12, 1995 Phone: (203) 875-2110 1 -800 -445 -TRIS Fax: (203) 875-8587 Office of the Town Clerk ' Town of Southold -- Town Hall 53095 Main Road Southold, NY 11971 Dear Town Clerk: ' TRI -S Incorporated Environmental Services is pleased to submit this qualification package for your review. ' TRI -S Inc. is a subsidiary of Environmental Services of America a publicly owned & traded company on NASDAQ (ENSA). The extensive range of services offered by TRI -S Inc. has been augmented & enhanced by the addition of other subsidiaries in the ENSA organization. This package has been prepared as a general overview of all services provided by ' TRI -S, the ENSA family of companies. I am confident that the experience and sound environmental work practices employed tby TRI -S and ENSA will meet with your highest expectations. Efficient, quality service provided in a timely, cost effective manner is the commitment of TRI -S and ENSA. ' Should you require any further information please feel free to contact me. ' Very truly yours, Thomas Pappalardo ' President, Tri -S Inc. Division TP\sm ' enclosure ' - - --- --- • - --- - ---- Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 i 1 1 1 Environmental Services of America, Inc. ENSA -- - _-- ---- - --- Offices Nationwide -- -- - - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO ��� H H ° H �! z rcr n 4� � _.._.�.,�... Y.eu 1 1 1 1 1 1 1 _gzi\ ENSA 0 • Environmental Services of America, Inc. SUMMARY OF SERVICES ENVIRONMENTAL ASSESSMENTS PHASE I & II SITE ASSESSMENTS AND REMEDIATION SYSTEMS CONTROL OF LEAKING UNDERGROUND STORAGE TANKS HAZARDOUS WASTE HANDLING CONTAMINATION ASSESSMENTS SOLID WASTE MANAGEMENT UNDERGROUND / ABOVE -GROUND TANK TESTING HAZARDOUS WASTE TRANSPORTATION AND DISPOSAL OIL AND CHEMICAL WASTE DISPOSAL TANK REMOVAL AND REPLACEMENT EMERGENCY PETROLEUM AND CHEMICAL SPILL RESPONSE Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 1 1 1 1 Environmental Services of America, Inc. ENSA SITE REMEDIATION & FIELD SERVICES Tri -S Incorporated offers a broad spectrum of services for handling a variety of site remediation projects. Trained and experienced hazardous material handlers assure the safe and efficient performance of objective -based tasks. Tri -S can provide a complete turnkey remediation program; or Tri -S can work in unison with the client's in-house engineers and environmental staff to develop a practical plan of action to fit each unique situation. Tri -S Site Remediation and Field Services include: Site decontamination and restoration Hazardous / non -hazardous waste clean-up and removal Lagoon closure Waste repacking Waste segregation and sampling Packaging and disposal of laboratory chemicals PCB Decontamination Pressure water blasting Tank installation Precision tank testing Tank cleaning of any type (oil or chemical) Tank removal Shredder service for solid waste volume reduction In -Plant closure and maintenance ------ -Offices Nationwide ---- — Rahway, NJ — Baltimore, MD — Royersford, PA — Philadelphia, PA New Orleans, LA — Syracuse, NY — Hartford, CT — Brattleboro, VT — Burlington, VT Chicago, IL — Los Angeles, CA — South Bend, IN — Scott City, MO o Environmental Services of America, Inc. 1 ENSU I TANK SERVICES 1 Tri -S teams can assist the client in all phases of a storage tank program. Experienced tank -entry personnel, trained in OSHA's Confined Space Entry protocols as well as in the handling of chemical and oil hazards, assure the client of a safe and environmentally sound job performance. Each project is structured to enable compliance with the applicable regulations of the Environmental Protection Agency; the Department of Transportation and Occupational ' Safety and Health Administration; as well as conforming to the standards of the American Petroleum Institute and the National Fire Protection Association. n n C1 1 Tri -S Tank Services include: # installation cleaning (oil and chemical tanks) maintenance services + removal and disposal -- Offices Nationwide — - - — Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO .424Ll_� 1 E rN SN A 0 • Environmental Services of America, Inc. WASTE DISPOSAL AND RECYCLING ' The Tri -S parent corporation, Environmental Services of America, owns and operates three strategically located RCRA Part B -permitted TSD facilities, each providing unique and varied capabilities. These disposal facilities provide complete hazardous 1 waste processing including but not limited to: fuel blending, decanting, acid/base neutralization, waste consolidation, recycling and lab pack processing. ' Wastes are accepted in bulk and drum quantities with stringent QA/QC procedures to assure compliance with regulations and permit requirements. In addition, Tri -S maintains a qualified technical staff available to assist with coordination of waste handling directly to a final disposal site; or to assist the client with planning of waste recycling and minimization programs. TRANSPORTATION Tri -S maintains a diverse fleet of fully permitted and insured vehicles available to enable prompt response to the client's requirements. The Tri -S transportation capabilities include safe and efficient handling of non- hazardous wastes, as well as handling hazardous liquids and solids for all hazard classes (corrosive, flammable, poisonous, reactive, PCB, asbestos), utilizing: ' �► Vacuum and transport tankers (stainless or carbon steel and lined); Rolloff containers, dump trailers; Box trailers and lift -gate box trucks; Flat-bed trailers. To ensure that all transportation and disposal projects are handled in strict accordance with Federal, state and OSHA regulations, the vehicles are routinely put through rigorous safety and maintenance checks and all transportation personnel participate in ' on-going training and testing programs. — ---- — - Offices Nationwide — -- -- Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO Li� Environmental Services of America, Inc. -111 EINSSA EMERGENCY INCIDENT RESPONSE In the event of an environmental incident, Tri -S is equipped to respond with emergency services, 24 -hours a day, seven days a week. Should the need arise for emergency service, an experienced and fully equipped Response Team will be dispatched offering the waste containment, handling and site remediation help that is urgently needed during such an incident. Every Response Team Coordinator is assured of constant contact with additional support teams by means of multi -state page units and radio communication systems. ' In addition to its specialized Emergency Response vehicles, Tri -S constantly maintains a large supply of materials essential to complete the response: DOT -specification drums; recovery drums; oil spill sorbents; oil boom; various chemical neutralization supplies; and other heavy duty tools and equipment such as the "Jaws Of Life." ' All Tri -S personnel responding to environmental incidents are trained in Hazardous Material Handling in accordance with the applicable regulations of the U.S. Environmental Protection Agency, the U.S. Department of Transportation, OSHA and ' the National Fire Protection Association; as well as the Tri -S Employee Health and Safety Program and Procedures. ' -- Offices Nationwide — Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO o Environmental Services of America, Inc. ' N 1 I OPA-90 RESPONSE CONTRACTOR The Oil Pollution Act of 1990 commonly known as " OPA-90" , requires companies whose business and / or location may result in oil or chemical spills which threaten navigable waterways to have in place contingency plans in the event of an environmental incident. Tri -S Incorporated is a member of the Contractors' Oil Spill ' Response Organization (COSRO), a cooperative of Connecticut environmental firms who are ready, willing and able to respond to spills and other emergencies as identified in OPA-90. COSRO is qualified by the U.S. Coast Guard as a Near -Shore or Inland Class B Oil Spill Response Organization. COSRO members maintain inventories of oil containment boom, spill sorbents and oil recovery equipment which enables rapid reaction by the nearest COSRO member, with other members responding if called to the incident scene by the First Responder COSRO member. ' Tri -S offers its clients an OPA-90 Emergency Response Agreement, for which no charges apply unless services are rendered. 1 u Nationwide --------_ __ _ Rahway, NJ NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO n r z UO 0 k Environmental Services of America, Inc. Ax "MAUI ENSA Confidential Representative Client List State of Connecticut Department of Environmental Protection Tri -S is a licensed Spill Responder (24 hours a day / seven days a week on call) for emergencies involving Oil and Chemical Spills throughout New England. Typical spill clean-ups include: stream or waterway fuel contamination; tractor -trailer truck accidents; chemical spills; leaking petroleum tanks. Pratt & Whitney Division of United Technologies, Inc. Site (interior and exterior) remediation services; TSCA and RCRA soil remediation; transportation and disposal of wastes. Tri -S is a listed primary responder in the Pratt & Whitney Incident Response Programs (for spills or other hazardous material emergencies) at the East Hartford, Southington, Middletown and Marine Terminal sites. Pearl Oil Facility Petroleum storage tank pump -out, excavation and disposal of both liquid and sludge. Shredded and disposed of empty tank. Metals Testing, Inc. Drilling site: excavation of contaminated soil requiring hazardous waste test sampling, packing, transportation and disposal protocols. General Dynamics - Electric Boat Division ' Site remediation involving waste consolidation including hazardous and/or contaminated solids and liquid wastes, transportation and disposal. Work on most projects require activities with potential for environmental impact on navigable waterways and therefore require extensive special precautions. Tri -S is on-call by Electric Boat (for spills or other hazardous material emergencies) at various sites. ' —--------- —Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 7 u Pfizer and Company Is Environmental Services of America, Inc. Pharmeceutical facility clean-up and closure, including remediation of contaminated sites within the buildings. Performed in conjunction with other ENSA subsidiary teams as well as other contractors. ' Massachusetts Port Authority Three year project for soil excavation, decontamination and disposal at Logan ' International Airport, Boston, Massachusetts. Requires detailed Work Plan which gives careful attention to Airport safety regulations, as Airport runways must remain open and active while work is done. Smith & Wesson Waste and construction debris transportation and disposal, on-site remediation services in a metals manufacturing facility. Hamilton Standard Division of United Technologies ' Facility and soil clean-up and decontamination. Tank cleaning utilizing full OSHA Confined Space Entry protocols and Level A Personal Protection ' Equipment. Advise and assist in maintaining internal industrial systems in order to assure compliance with environmental regulations. Tri -S is a listed primary responder in the Hamilton Standard Contingency Plan Program (for response in ' spill emergencies). ' OTHER CLIENTS INCLUDE: Bronsen Hutensky Construction Corporation Polaroid Corporation Boehringer -Ingelheim U.S. Coast Guard ' Mobil Chemical Corporation Stanley Works Perkin Elmer Ingersol-Rand Offices Nationwide — Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO ro z c r� H 0 Environmental Services of America, Inc. PROJECT EXAMPLE: REMEDIATION OF HAZARDOUS AND NON -HAZARDOUS CONTAMINATED CONCRETE AND SOIL SITE fbr UNITED TECHNOLOGIES, PRATT & WHITNEY DIVISION, SOUTHINGTON, CT. ' This project consisted of the excavation, disposal and transportation of 22,000 yards of concrete and soils from beneath a former metal -plating line, the largest phase of the closing of a thirty year old manufacturing facility. Key tasks included: i - Develop project plans: * Site Plan * Site -Specific Health and Safety Plan * Air Monitoring Plan - Cut and segregate hazardous and non -hazardous contaminated concrete - Maintain continuous air monitoring throughout the excavation process - Adhere to an aggressive construction schedule - Dewater contaminated excavation areas as well as the excavated soils prior to transportation for disposal - Monitor soil excavation using OVM and sampling to segregate soils - Manage the excavation, disposal and transportation of the following waste streams: * 15,000 yards of non -hazardous contaminated soil * 1200 yards of non -hazardous contaminated concrete * 1440 yards of hazardous concrete * 3700 yards of hazardous soil (landfill disposal) * 300 yards of hazardous soil (incineration disposal) Soils were excavated within the interior of the building, to the depth of 20 feet. This excavation was coordinated with steel workers who erected a roof truss system for building support. As this system was put into place Tri -S removed the footings and the 1 -beams, thus allowing further removal of soils. Upon the completion of the excavation, Tri -S prepared the entire area for backfilling. Tri -S adhered to strict health and safety protocols as required by both the client and Tri -S Company policy. Decontamination of personnel and equipment was performed as necessary during each phase of the project. Continuous air monitoring was provided by the engineers of ENSA/Scott Environmental to further insure site safety. Tri -S managed the disposal of soils and concrete, which included interfacing with state ' and local officials, inspection of disposal facilities, sampling; and provision of all necessary paperwork. Tri -S also coordinated with other contractors on-site, assisting with various tasks such as soil farming and extensive pit excavation. — ------ —-- Offices Nationwide — — — - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO t 1 Environmental Services of America, Inc. PROJECT EXAMPLE: STREAM DIVERSION, EXCAVATION AND DECONTAMINATION for INDUSTRIAL SAFETY CORPORATION, HARTFORD CT This project consisted of the diversion of one-quarter mile of Salmon Brook stream; and excavation of oil -contaminated soils. Key tasks included: Develop project plans * Site Plan * Site -Specific Health and Safety Plan * Damming and Diking Program * Water Diversion Specifications and Implementation * Field Monitoring * Confirmatory Sampling Site Restoration Tri -S responded to a emergency call from the client to develop and prepare a site clean-up and restoration program needed to remediate contamination by a 20,000 gallon #6 oil leak from an underground storage tank. Tri -S proceeded with the development of the plans and obtained the necessary approvals from the Connecticut Department of Environmental Protection, the Federal EPA and the City of Hartford officials. After the successful stream diversion (flow rate of approximately 900 gallons per minute), all petroleum contaminated soil was removed and disposed of as "Connecticut Regulated Waste". Site restoration was performed, with contouring, erosion control measures and ' replanting of indigenous plant species. Project duration was approximately 6 weeks. ' — Offices Nationwide — - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 1 u 1 1 0 0 o Environmental Services of America, Inc. ENS, PROJECT EXAMPLE: POND DREDGING AND STREAM DIVERSION for REGIONAL SCHOOL DISTRICT 18, HADDAM, CONNECTICUT This project consisted of the diversion of a two acre pond and wetlands site which was contaminated by a spill of #4 black oil. Key tasks included: Develop project plans: Site Plan Site -Specific Health and Safety Plan Damming and Diking Program Water Diversion Specifications and Implementation Field Monitoring Confirmatory Sampling " Site Restoration Tri -S was called in by Regional School District #18, Haddam, Connecticut, to clean-up a 6,000 gallon #4 black oil spill resulting from a tank overfill. Tri -S proceeded with the development of the plans and obtained the necessary approvals from the Connecticut Department of Environmental Protection, the Federal EPA, the Town of Haddam officials and the U.S. Coast Guard, for the dredging of 10,000 cubic yards of oil -contaminated soil, debris and organic plant debris from the pond and wetlands. After the successful clean-up, the contaminated waste was removed and disposed of as "Connecticut Regulated Waste". Site restoration included soil contouring, erosion control measures and replanting of indigenous plant species. Project duration was approximately 4 weeks. — --- Offices Nationwide — Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 0 0 Environmental Services of America, Inc. PROJECT EXAMPLE: PESTICIDE LANDFILL REMEDIATION for CULBRO LAND MANAGEMENT Project consisted of site remediation for multiple pesticide and herbicide landfill areas. Key tasks included: Develop Project Plans * Technical Approach Site Safety and Health Program * Operational Methodology * Parameters for Air Monitoring Plan Locate and gridmark unmapped Dump Areas Excavate and package contaminants for disposal. Monitor waste types, location, quantity within each location Manage all transportation and disposal. Multiple dump sites were discovered on property formerly used as a major communal tobacco farm owned by General Cigar Corporation. ' Materials identified included arsenical compounds, petroleum-based carriers and dioxin -forming compounds. All excavation and Hot Zone site work was conducted in Level A Personal Protection Equipment (PPE), with Decontamination Zone work conducted in Levels B or C PPE. Strict Safety and Health protocols applied, as well as CIH -monitored air samples. Personnel received periodic daily physical evaluations by qualified medical personnel. As the work effort continued through the summer, autumn and winter seasons, meticulous site management was imperative in order to maintain efficient performance. ' Tri -S identified, packaged and provided disposal for all wastes encountered. Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO ENSA Environmental Services of America, Inc. RESUME THOMAS PAPPALARDO, CHMS Employment: Tri -S Incorporated, Ellington, CT: ' President 1995 to Present Responsible for senior level management, business development, and subsidiary profitability. Oversee multiple profit centers and finance on a New England regional basis. Direct involvement with government agencies and private industry as both regulators and clients. Establish and review legal counsel parameters and progress. Report directly to Corporate CEO and Board of Directors. l�� Vice President of Operations 1992 - 1994 Responsible for daily implementation of operational programs for Tri -S. Oversee all company activities, including field teams. Direct purchasing of all equipment, from vehicles to wrenches. Do site analysis and provide cost estimates for time and materials on all proposed jobs, based on that analysis. Responsible for training of all field technicians. Field supervision of crews on all hazardous / contaminated waste spills. Provide interface with local and state agencies. Special contacts with larger customers, enabling site analysis with an understanding of the customer's budgetary strictures. Manager of Operations 1990 - 1992 Direct involvement with development of site remediation plans and operations. Day- to-day involvement and hands-on experience in all hazardous materials remediation, transportation and disposal programs. Coordinator for hazardous/ contaminated waste spill clean-up. Report directly to President of Tri -S as well as to the Corporate CEO. Field Supervisor 1971 - 1990 Operations experience, including tank truck driver and field service technician. Professional Organizations: * World Safety Organization. * American Trucking Association. * Motor Carrier Transport Association. Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO A:L:4!\1 ENSA Environmental Services of America, Inc. Tom Pappalardo, CHMS, Resume (continued) Professional Certificates: * Certified Hazardous Material Supervisor, World Safety Organization. * Commercial Drivers License, HazMat Endorsements as required by Federal DOT Education: * B.S. University of Connecticut Special Training Certificates- * Gas, Heli -arc, Mig & Tig Welding and Cutting, Aero -All Gas * Transportation, Storage and Cleaning of Drums at Industrial and Hazardous Waste Facilities (George Washington University). * Construction Field Practices (Hartford State Technical College). — Offices Nationwide --- Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO Environmental Services of America, Inc. IENSA RESUME Calvin D. Lajoie Employment: TRI -S Incorporated, Ellington, CT : Vice President of Operations 1995 - Present ' Responsible for daily implementation of operational programs for Tri -S. Oversee all company activities, including field teams. Direct purchasing of all equipment, from vehicles to wrenches. Do site analysis and provide cost estimates for time and ' materials on all proposed jobs, based on that analysis. Responsible for training of all field technicians. Field supervision of crews on all hazardous / contaminated waste spills. Provide interface with local and state agencies. Special contacts with larger ' customers, enabling site analysis with an understanding of the customer's budgetary strictures. Operations Manager 1987 to 1994 Responsibilities include planning, management and coordination of Company projects covering the broad spectrum of environmental site remediation services. Supervision ' of 35 field technicians, both for training and operational activities; and contract compliance activities of subcontractors. Responsible for job estimates and cost vs. actual reporting. Direct purchasing of major equipment and supplies. Write policies ' and procedures for Operations personnel. Extensive experience in legal compliance measures required by the Federal Environmental Protection Agency (E.P.A.); Connecticut Dept. of Environmental Protection (D.E.P.), and the Department of Transportation (D.O.T.) with regard to storage, transportation, and disposal of hazardous and toxic waste. Field Operations Supervisor 1981 - 1987 ' Responsibilities include the field supervision of clean-up of chemical and petroleum spills; as well as the regular removal of waste material generated during the course of normal business operations. Coordinate emergency spill call activities between D.E.P. field representatives and Tri -S personnel, to contain and clean up and unregulated discharge. Once containment and clean-up are underway, assist with determination of the source and responsibility. Develop long term monitoring program and put in effect as needed. Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO • • tNxc Environmental Services of America, Inc. E IV S,A Calvin Laioie, Resume (continued) ' Field Operations Supervisor 1981 - 1987 (continued) Responsible for taking samples in accordance with the E.P.A. and D.E.P. established procedures, so as to determine waste material hazard class and toxicity. Supervise teams in preparation of waste for transportation to landfill or bulk treatment plants in the most economical way while still conforming to Federal and State laws. Experience with the safe cleaning protocols for various types of tanks, including chemical tanks. Trained in use of Personal Protection Equipment at Levels "A", "B" and "C"; and trained in Lab Pack procedures. ' Land Sugar Packaging Co. Hartford CT Purchasing Manager 1979 / 1981 Responsible for the purchase of raw material for this $800,000 a year packaging plant. Found the company had few accounting procedures and little inventory control procedures. Instituted new accounting measures designed to cut waste; enabled cost reductions and initiated other cost-saving measures. Finally purchased the company. Highland Sugar Co. East Hartford, CT Shipping Manager 1974-1977 ' Plant Manager 1977-1979 Started in the packing department and advanced to managerial post, with 15 people under direct supervision. Responsibilities included production scheduling, inventory ' control, hiring personnel, and direct responsibility for warehouse and dispatch. Under my supervision, tightened inventory control and instituted a program of scheduled ' maintenance of the production equipment. Education: ' 1973-1974 University of Connecticut Storrs, CT (Associate Degree) 1974-1975 Manchester Community College Manchester CT Upper Division Accounting and Economics 1988 Connecticut Charter Oak College, Farmington, CT (Bachelor of Science) ------ Offices Nationwide — - - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO ' Environmental Services of America, o ca, In c. 1 UI 1 ENS, Calvin Laioie, Resume (continued) Special Training: 1 1987 Heath Consultants Inc. Stonington MA ' Petro-tite Tank Testing Systems Certification # 110512404 1987 Resource Education, Inc. Sturbridge, MA 1 Underground Storage Tank Management / Hydrocarbon Contamination Clean-Up. 1 1988 Horner Creative Products Bay City, MI Horner EZY-Chek Tank Testing System Certification # 0007 ' 1988 Soiltest Inc. Lake Bluff, IL Soiltest Tank Testing System Certification # 1204 1 1 1 1 __-.-_—__ - Offices Nationwide — -- —_ Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA 1 New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO n • Environmental Services of America, Inc. ENSA RESUME STEVEN W. DOWNS EMPLOYMENT: Tri -S Incorporated, Ellington, CT: Emergency Spill Response Coordinator September 1994 - Present On-call 24 hours/day for emergency responses throughout New England, in concert with Operations Manager and Traffic Manager. Implement, direct and supervise field operations during response incident. Complete follow-up with customer, State D.E.P., in-house sales department, and others as required, from after -incident report through disposal of waste generated at/through incident. Review incident cost invoicing and provide interface between customer and Company accounting department in case of questions. Responsible for readiness of emergency equipment and emergency programs. Field Operations Supervisor 1992 - August 1994 ' Supervise ten -man crews during all facets of site remediation projects, from contaminated soil to emergency spill response teams. Largest project handled was ' major site remediation (Pratt & Whitney), gross value in excess of $2,000,000. Level of authority.- Make technical decisions based on Statement of Work; expected to exercise discretion as to when referral to supervisor required. ' Cruiser Industries, South Windsor, CT. (Own business 1985 - 1992) ' Administrative: President of Company Technical: Mechanical Contracting Supervisor rResponsible for all phases of wallboard construction for various general contractors throughout Connecticut. Specific duties included: Cost estimates for architectural ' drawings and bid proposals; project coordination and scheduling; review completed projects to insure in accordance with BOCA regulations; new product development. Largest project handled valued at approximately $500,000. Level of authority: Made ' all company decisions. ' ---.---.----.---- Offices Nationwide — - - -- — -- - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO A\ sol ENSA Steven W. Downs. Resume (continued) Twin Manufacturing, South Windsor CT. Mechanical Engineer 1985 Environmental Services of America, Inc. Assigned to a variety of tasks, among which were: Cost estimating for bid proposals; quality assurance conformance to bid specifications. Example: Reviewed company package for Boeing bid, value in excess of $1,000,000, to ascertain proposal content in comparison to bid specifications. ' Motorola Communications Inc., Fort Lauderdale FL Mechanical Engineer 1981 - 1984 ' Responsibilities included: Design and fabrication of test equipment for use in manufacture of integrated circuits and computer modules; generation of manufacturing -level operating procedures; member of design and construction team t for new optical mechanical mask fabrication laboratory. Conducted feasibility studies for various products the micro -electronics industry. ' Member: American Society of Mechanical Engineers (1983) Military Service: U. S. Army National Guard (1981 -present) ' Unit Commander, 247th Engineer Detachment Presently oversee one of twelve units comprising individuals and equipment necessary ' to drill water/monitor wells under any conditions, anywhere ordered. National Guards experience also includes: Asphalt operations, from manufacture of product at bituminous plant to application at paving site; Armor Crewman and Heavy Equipment Operator, IOperation of equipment ranging from road -scraper to M485A 52 -ton tank. Offices Nationwide ---- — ----- - Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA ' New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO • 0 Environmental Services of America, Inc. ENVIRONMENTAL TRANSPORTATION PERMITS (AS OF 4/6/95) Tri -S Inc. Division 25 Pinney Street Ellington, CT 06029 Phone: (203) 875-2110 1 -800 -445 -TRIS Fax: (203) 875-8587 U.S. STATE PERMIT # EXPIRATION DATE TRIS Misc. ' AL CTD 016 424 210 EPA ID# CTDO16424210 AR PC -1230(H-465) MARCH 31, 1996 AZ CTDO16424210 CA 3052 ' CO HMP -01021 CT CT-HW26 N/A DC CTDO16424210 I.C.C. # 161037 DE DE-HW-328/DE-SW-328 ' FL CTDO16424210 GA 74565 N/A IA 14 00-VV01 ID 9503000032 ' IL 2284 IN 06-0808739 KS CTDO16424210 KY LA CTDO16424210 CTDO16424210 MA 274 MD HWH-478 ME MI HWT 293/WOT41 CTDO16424210 CTDO16424210 MO H-1671 ' MS MT CTDO16424210 CTDO16424210 NC CTDO16424210 ND WH -412 NE ICC -161037 NH TNH-0081 NJ DEPE 08411 DEP 16655 NM ICC -161037 NY CT -019 NV NV -17387 OH OMC# 18088 OK 3468 PA PA -AH 0443 ' RI RI -519 SC CTDO16424210 SD CTDO16424210 TN CTDO16424210 TX 41181 UT CTDO16424210 VA CTDO164242102 VT CTDO16424210 1 WI 11760 WV CTDO16424210 WY CTDO16424210 CANADA: ' ONT. 112419 QUEB. QC-6ML-025 N.B. 3756 NOVEMBER 6, 1995 TRANSPORTER DECEMBER 31, 1995 EPA ID# CTDO16424210 N/A MARCH 31, 1996 FED ID# 06-0808739 MARCH 24, 1996 JUNE 30, 1998 STATE FACILITY ID # N/A DEP/HWM 048-024 JULY 31, 1995 APRIL 1, 1996 US DOT # 210314 N/A N/A I.C.C. # 161037 APRIL 16, 1996 (#843) OCTOBER 31, 1995 SIC CODE: 4213 N/A DECEMBER 31, 1995 HAZ-MAT Certificate N/A Registration #080592502001 N/A DECEMBER 31, 1996 DECEMBER 31, 1995 DECEMBER 19, 1995 JULY 31, 1995 (L) ACT #136 (no decals) MARCH 9, 1996 (S) ACT #64 MAY 20, 1995 (renewal pending) N/A N/A N/A JANUARY 18, 1999 DECEMBER 31, 1995 (bingo) JUNE 30, 1995 SEPTEMBER 30, 1995 (HAZARDOUS) APRIL 30, 1995 (SOLID) (renewal pending) DECEMBER 31, 1995 (fuel tax) APRIL 30, 1995 DECEMBER 31, 1995 DECEMBER 31, 1994 (renewal interim status) FEBRUARY 28, 1996 OCTOBER 31, 1995 JUNE 30, 1995 JANUARY 3, 1998 N/A MARCH 1, 1996 N/A N/A OCTOBER 21, 1998 JUNE 30, 1995 SEPTEMBER 30, 1995 N/A N/A N/A MARCH 14, 1996 MAY 15, 1995 Offices Nationwide Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO o Environmental Services of America, Inc. ENS, 1 1 Corporate Headquarters ENSA Environmental, Inc. 937 E.Hazelwood, Bldg. 2, Ste 182 RR#6, Box 8B Rahway, NJ 07065 Canastota, NY 13032 Phone: (908)381-9229 Phone: (315)697-3733 1 Fax: (908)381-7887 Fax: (315)697-3291 ENSI 205 Main Street 937 E.Hazelwood, Bldg. 2, Ste 182 P O Box 1760 Rahway, NJ 07065 Brattleboro VT 05302 ' Phone: (908)381-9300 Phone (802)254-3677 Fax: (908)381-7557 Fax: (802)254-7630 Tris CT 410 W. Chestnut St. #200 1 25 Pinney Street P O Box 3563 Ellington CT 06029 Louisville KY 40201 Phone: (203)875-2110 Phone: (502)584-5765 1 Fax: (203)875-8587 Fax: (502) 584-7028 NES NY 3100 Dundee Road #804 Marguerite Drive West Northbrook IL 60062 RR#6, Box 8B Phone: (708) 559-7001 1 Canastota, NY 13032 Fax: (708) 559-7005 Phone: (315)697-3979 Customer Service: 800-836-4183 601A Country Club Drive Fax: (315)697-3867 Bensenville IL 60106 1 Phone: (708)595-0175 NES PA Fax: (708)595-2103 826 N. Lewis Road P O Box 149 2480 Creekway Drive 1 Royersford, PA 19468 Columbus OH 43207 Phone: (610)495-0842 Phone: (614)492-9220 Fax: (610)495-9988 Fax: (614)492-1232 1 ENSA Indiana Division 331 Route 9 West 604 S. Scott Street Congers, NY 10920 South Bend IN 46601 Phone: (914) 268-6660 1 Phone: (219)234-0441 Fax: (219)234-0336 Fax: (914) 268-2065 2606 Willow Avenue ENSA Missouri Division Baltimore, MD 21227 1 3100 Industrial Fuels Dr. Scott City, MO 63780 Phone: (410) 242-8907 Fax: (410) 242-3856 Phone: (314)651-3444 Fax: (314)651-3821 801 Madison Ave. P O Box 6666 Huntington WV 25773 ENSA Environmental, Inc. Phone: (304) 697-4281 212 North Main St. Fax: (304) 697-4288 1 Doylestown PA 18901 Phone: (215)345-5586 Fax: (215)345-7108 1 6205 Route 611 P O Box 369 Plumsteadville PA 18949 Phone: (215)766-7230 Fax: (215)766-2051 .__---- Offices Nationwide -- — -- ----- Rahway, NJ — Baltimore, MD — Royersford, PA — Philadelphia, PA New Orleans, LA — Syracuse, NY — Hartford, CT — Brattleboro, VT — Burlington, VT 1 Chicago, IL — Los Angeles, CA — South Bend, IN — Scott City, MO 9 G') t� t�1 z H o Environmental Services of America, Inc. 1 ' TRI -S INCORPORATED AGREEMENT FOR ' SITE, FIELD OR EMERGENCY SERVICES THIS AGREEMENT made this day of 199_ by and between TRI -S, INCORPORATED, a Connecticut corporation having its principal place of business in Ellington, Connecticut (hereinafter "Tri -S"), and , a corporation, having its principal place of business in and acting herein by ' , its , duly authorized (hereinafter "Customer"). WHEREAS, Tri -S is engaged in the business of oil and chemical spill clean-up, site 1 remediation and duly authorized to perform such services: and WHEREAS, both Customer and Tri -S desire to have a written signed agreement governing 1 the rights and obligations of both parties; NOW, THEREFORE, in consideration of the mutual covenants set forth herein, and for other good and valuable consideration, the receipt of which is hereby acknowledged, the parties do hereby agree as follows: 1 1. SERVICES BY TRI -S During the term of this agreement, Tri -S will provide the personnel and equipment to perform 1 the services as set forth on Exhibit A hereto and made a part hereof. 2. CONSIDERATION As consideration for the services rendered by Tri -S under this agreement, Customer shall 1 pay Tri -S in accordance with the terms and conditions as set forth on Exhibit A. Unless otherwise stated all charges are plus applicable State, Local, or Federal Taxes, any surcharges, site permit fees, waste disposal charges, charges due to changes in work preformed, or Insurance surcharges. 1 It is agreed that interest shall accrue at one and one half percent per month on all payments made pursuant to this agreement that are delinquent. The failure of the Customer to pay any amount due during the course of this contract shall be deemed sufficient cause for Tri -S to cease services until such amount due shall be paid. The Customer will pay on demand all cost and expenses of collection, including reasonable attorneys fees incurred or paid by Tri -S as a result of customers failure to pay amount due Tri -S. 1 Offices Nationwide Rahway, NJ — Baltimore, MD — Royersford, PA — Philadelphia, PA 1 New Orleans, LA — Syracuse, NY — Hartford, CT — Brattleboro, VT — Burlington, VT Chicago, IL — Los Angeles, CA — South Bend, IN — Scott City, MO 0 0 TERM The term of this agreement shall be deemed to have commenced on the date and time when Tri -S first began performing services at the said site or on , 199_, whichever is earlier, and the term of this agreement shall be through , 19 , unless extended by the parties as provided herein. ' 4. TERMINATION Either party shall be entitled to terminate this agreement: A. If the other party has been adjudicated bankrupt or has filed a voluntary petition in bankruptcy or has had filed against it an involuntary petition in bankruptcy or has made an assignment for the benefit of his creditors or a receiver has been assigned for such party; or B. Either party fails to obtain or maintain any valid license, permit or approval required to allow for the performance of services provided by this agreement or if either party breaches terms 'or conditions as provided for in this agreement. Termination shall be provided in the form of a written notice to the other, return receipt requested, specifying the reason and effective date of termination. 'C. Upon termination, all sums payable by Customer to Tri -S for services performed by Tri -S up to the date of termination shall be immediately due and payable. 0 I I 5. NO AGENCY Tri -S and Customer are understood to be two separate companies. In performance of this agreement, neither Tri -S personnel nor Customer personnel are to be considered the agent or agents or employee or employees of the other company; neither company shall be held liable for the actions of the other, or shall be entitled to bind the other in any way. Tri -S at no time takes title to waste materials from customer's site. Customer will be responsible for review and/or preparing all shipping papers and approval and/or direction of ultimate disposal site. Tri -S does, however, reserve the right to refuse transportation to facilities that in the opinion of Tri -S do not offer the proper legal or environmental safeguards. 6. CONFIDENTIALITY Tri -S and Customer mutually agree that information supplied to and by each other is to be held confidential. Neither party will disclose to others, during the term of this agreement or subsequent to the termination of this agreement, the terms of this agreement (except as necessary to perform this agreement or except as requested by any federal, state and local administrative agency or otherwise required by law) or any information, including technical information, experience or data regarding either party's plans, programs or processes, products, cost, equipment, operation which may come within the knowledge of performance of this agreement or at any time thereafter without first securing the prior written consent of the other party. 7. FORCE MAJEURE ' In the event the performance of this agreement by either party is affected by strike or other labor disturbance, fire, riots, war, weather conditions, acts of God, governmental regulations, 'governmental requests, or requisitions for national defense, or any other cause beyond the reasonable control of either party, then services hereunder shall be suspended during the continuance of such interruption. Such period or suspension shall in no way invalidate this 'agreement but, on resumption of operations, shall be continued and no liability shall be incurred by either party for damages resulting from such suspension. Tri -S will in no event be liable for indirect or consequential damages arising out to its actions or inactions hereunder. ' 8. DUTIES OF TRI -S AND OF CUSTOMER ' A. DUTIES OF TRI -S In conjunction with the duties set forth on Exhibit A, Tri -S hereby agrees to provide its services hereunder in accordance with all applicable federal, state and local laws, rules and ' regulations, including but not limited to those of environmental protection agencies and department of transportation agencies, and to maintain such insurance policies as required by such agencies. C J PJ B. DUTIES OF CUSTOMER 1. Customer shall provide Tri -S with a profile sheet regarding the materials spilled or released. Customer understands and agrees that Tri -S shall be entitled to rely on the information set forth therein. Customer agrees to cooperate with Tri -S in its efforts under this agreement to such extent and in such terms as Tri -S shall request. 2. Customer agrees to hold Tri -S harmless from and against any and all claims, action, suits, costs and damages of whatever nature incurred by Customer arising in any manner whatsoever (unless due to the negligence of Tri -S) out of any action or inaction or breach of any term of this agreement by Customer, or any misrepresentation on the profile sheet, or arising in any manner out of the spill or release of the materials at the site by Customer. 3. Customer shall, during the progress of the services performed by Tri -S procure and maintain fire insurance (including extended coverage) covering all the work completed by and in the course of any construction at the site and all materials which are delivered and stored at the site. 9. NOTICES All notices required to be given pursuant to this agreement shall be in writing and shall be sent by registered or certified mail, return receipt requested, and addressed to the respective parties at the following addresses: Customer: TBD Attention: TBD TBD TBD ' Tri -S: Tri -S, Incorporated Attn: Thomas Pappalardo ' 25 Pinney Street Ellington, CT 06029 ' 10. SEVERABILITY If any part of this agreement shall be declared invalid or unenforceable by any court, 'legislative action or executive decision, such invalidity or unenforceability shall not affect other portions of this agreement. ' 11. ENTIRE AGREEMENT This agreement states the entire agreement between the parties. There are no other tunderstandings whatsoever expressed or implied relating to this subject. 12. CHANGES ' A. The parties may, b a order signed b all parties, or an amendment signed b duly P Y, Y 9 Y p � Y 9 Y Y authorized officers of the parties hereto, make changes in drawings and / or specifications, omit certain services and / or require additional services to be performed by Tri -S. If such changes or the addition of any project or omission of any part or portion of the original ' project cause an increase of work performed by Tri -S, an adjustment of compensation shall be made and a suitable change in the aforesaid time of completion shall be agreed upon between Customer and Tri -S on account of change in the services involved. tB. The terms and conditions of this agreement may be changed from time -to -time only by amendments to this agreement which are signed by duly authorized officers of the parties ' hereto. C. Tri -S shall be under no duty to provide any extra, additional or different services to or on ' behalf of Customer without previous amendment to this agreement or written order, provided, however, that if Tri -S provides any extra, additional or different services at the request of Customer without said amendment or written order, Customer shall pay to Tri -S as additional ' compensation under this agreement an amount equal to the services performed and materials provided by Tri -S. 7 13. GOVERNING LAW This agreement shall be governed by the laws of the State of Connecticut. ' IN WITNESS WHEREOF, the parties have set their hands and seals this ,199 . ' WITNESS: TRI -S INCORPORATED: tby: Thomas Pappalardo President WITNESS: TBD by: (Name) ' (Title) 1 ' 27 day of � • i TYPICAL BASIC TRANSPORTATION AND DISPOSAL CONTRACT '[Company Name] [Company Mailing Address] [City, State, Zip] ' Attention: [Company Contact] ' RE: Tri -S Waste Stream [as assigned] Dear [ ]: ' Tri -S Incorporated appreciates the opportunity to submit this proposal for your transportation and disposal requirements. We will provide for the removal, transportation and disposal of the waste described, at the designated facilities. Enclosed is the shipping information Tri -S has regarding your material. Please review for accuracy ' immediately and contact your sales representative should a discrepancy be noted. Responsibility for proper disposal of waste remains with the generator. In developing transportation 'and disposal strategies, Tri -S Incorporated will rely primarily on the information provided by the generator. However, Tri -S Incorporated can assist in developing disposal options which best suit the generator's needs. We look forward to servicing your total waste disposal requirements. In the eventY ou should have any questions, or wish to place an order, please feel free to contact our office. ' Very Y trul yours, ' Thomas PaPp alardo ' President - Tri -S Incorporated I enclosure 7 0 � s s BASIC PROPOSAL TERMS AND CONDITIONS Customer Name Proposal Number: Date of Proposal : P.O. # PAYMENT TERMS: Net 30 Days ' TAXES AND FEES: Some taxes and fees may be added to invoices by Tri -S Inc. Other taxes are the direct responsibility of the generator. Please check with the appropriate ' agencies. NONCONFORMING WASTE: To the extent that the actual wastes do not conform to the ' description set forth in this agreement, the customer/shipper/generator/broker shall indemnify and hold Tri -S Inc. harmless from all liability and damages arising therefrom and Tri -S Inc. shall be released from all its obligations under this agreement. Any changes in the material ' other than that set forth herein may cause an increase in pricing. OFF SPECIFICATION CHARGES: Customer will be responsible for all charges, lab fees, ' sample approval fees, demurrages, and cleaning costs. ACCEPTANCE: Your request for services as outlined on this quotation/agreement will be ' understood by Tri -S to be an acceptance of terms and conditions as set forth in the above numbered proposal and all attachments and any addendum thereto. ESTIMATED CONTRACT PRICE: $ plus applicable fees & taxes. Prices are firm for 30 days after which they are subject to change without notice. A 5% insurance surcharge is included in the invoice amount. A finance charge in the 9 9 amount of 1'/z% per month shall be charged and added to the contract price on all amounts not paid within 30 days of invoice date. The failure of Customer to pay any amount due during the course of this contract shall be deemed sufficient cause for Contractor to cease all ' work under this Contract until such amount due shall be paid. The Customer will pay on demand all costs and expenses of collection, including reasonable attorneys' fees incurred or paid by Contractor as a result of Customer's failure to pay amount due under this Contract. ' Changes in material content may cause an increase in pricing. The undersigned agree to the terms and conditions as stated above and hereby order you, ' the Contractor, to proceed with the work. Agreed by: ' Company Name: Date: By Its: ' Print Title Signature Print 11 1 1 1 1 E • BASIC TRANSPORTATION AND DISPOSAL TERMS AND CONDITIONS Customer Name: Tri -S Waste Stream #: Date of Quote: PAYMENT TERMS: P.O. # TAXES AND FEES: Some waste taxes and transportation fees may be added to invoices by Tri -S Inc. Other taxes are the responsibility of the generator. Please check with the appropriate agencies. ' NONCONFORMING WASTE: To the extent that wastes do not conform to that set forth in this Agreement, the customer shall indemnify and hold Tri -S Inc. harmless from all liability and damages arising therefrom and Tri -S Inc. shall be released from all of its obligations under this Agreement. Any changes in the material other than that set forth herein may cause an increase in pricing. OFF -SPECIFICATION CHARGES: Customer will be responsible for all charges, lab fees, sample approval fees, demurrages and cleaning costs. ACCEPTANCE: Your request for services as outlined on this quotation/agreement will be understood by Tri -S to be an acceptance of terms and conditions as set forth in the above referenced quote and all attachments and addendum thereto. 1 Prices are firm for 30 days, after which they are subject to change without notice. A 5% insurance surcharge will be added to the invoice amount. A finance charge in the amount of 1'/z% per month shall be charged and added to the contract price on all amounts not paid within 30 days of invoice date. The failure of Customer to pay any amount due during the course of this contract shall be deemed sufficient cause for Contractor to cease all work under this Contract until such amount due shall be paid. The customer will pay on demand all costs and expenses of collection, including reasonable attorneys' fees incurred or paid by Contractor as a result of Customer's failure to pay amount due under this Contract. Changes in material content may cause an increase in pricing. The undersigned agrees to the terms and conditions as stated above and hereby order you, the Contractor, to proceed with the work. Agreed: Company Name: Print Name and Title Signature Date: i ENVIRONMENTAL SERVICES of AMERICA, INC. 1-800-933-ENSA E -IN A Environmental Services of America, Inc. FORM - 10K For the Fiscal Year ended December 31, 1994 SECUMUS AND EXCHANGE CONBUSSION Washington, D. C. 20549 FORM 10-K ANNIJAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-18466 Delaware (State of Incorporation) For the fiscal year ended December 31, 1994 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to ENVIRONMENTAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its charter) 87-0377081 (LR -S. Employer Identification No.) 937 E. Hazelwood Ave- Bldg. 2. Rahway, NJ 0706 _ (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 908-381-9229 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.02 oar value Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation .S -K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10 -IC [X] The aggregate market value as of March 20, 1995 of the common stock held by non -affiliates of the registrant was approximately $2,886,893 .* As of March 20, 1994 there were 3,801,722 shares of the registrant's common stock, S.02 par value, outstanding. Documents Incorporated by Reference: None * Based upon the actual closing; price of $123/32 on March 20, 1995. ENVIRONMENTAL SERVICES OF AMERICA., INC. Form 10-K Fiscal Year Ended December 31, 1994 TABLE OF CONTENTS PART I Page Item 1 Business ................................................ 1 Item 2 Properties ............................................... 15 Item 3 Legal Proceedings ......................................... 17 Item 4 Submission of Matters to a Vote of Security Holders ......................................... 17 PART II Item 5 Market for Registrant's Common Equity and Related Stockholder Matters ............................. 18 Item 6 Selected Financial Data ..................................... 19 Item 7 Management's Discussion and Analysis of Financial Condition and Results of .Operations .................... 19 Item 8 Financial Statements and Supplementary Data ..................... 25 Item 9 Changes in and Disagreements With Accountants on Accounting and Financial Disclosure ........................ 25 PART III Item 10 Directors and Executive Officers of the Registrant .................. 26 Item 11 Executive Compensation .................................... 28 Item 12 Security Ownership of Certain Beneficial Owners and. Management ................................... 30 Item 13 Certain Relationships and Related Transactions ................... 34 PART IV Item 14 Exhibits, Financial Statement Schedules, and Reports on Form 8-K ................................ 36 (1) PART I ITEM 1 - BUSINESS. (a) General development of business: Environmental Services of America, Inc. (the "Company" or the "Registrant") is a diversified environmental services company specializing in the identification, management, treatment, transportation and disposal of hazardous and non -hazardous wastes; remediation of hazardous waste sites; air quality testing and monitoring services and equipment; and consulting and technical support services related to all of the foregoing. The Company was incorporated in 1981, and conducts substantially all operations through the following subsidiary corporations organized or acquired since 1987. ENSI, Inc. ("ENSI"), acquired in July 1987, provides environmental management, transportation and cleanup services to generators and handlers of hazardous waste materials, primarily in New Jersey and adjacent states. TRI -S, Incorporated ("TRI -S"), acquired in March 1992, is a hazardous waste management, transportation and disposal company with offices in Ellington, Connecticut and Brattleboro, Vermont. Northeast Environmental Services, Inc. ("NES"), acquired in November 1988, owns and operates a RCRA Part -B permitted hazardous waste storage, treatment and transfer facility located in Canastota, New York. Ni a's treatment capabilities include fuel blending, bulling, acid base neutralization and consolidation, aqueous liquid pretreatment and lab pack processing. The NES facility is one of a limited number in the northeast which specializes in serving generators of small to medium sized quantities (less than a_ truckload) of drummed and bulk waste. NES also maintains an office in Pennsylvania which acts as a satellite to the New York facility for field sales, lab pack operations and remediation services. Environmental Services of America -IN, Inc. ("ENSA-IN") acquired in April 1994, owns and operates a RCRA Part -B permitted hazardous waste storage, treatment and transfer facility located in South Bend, Indiana. Epi ISA-IN`s treatment capabilities include fuel blending especially in conjunction with liquification of drummed solids and sludges, consolidation, transfer, and shredding of consumer goods. The site has an above ground tank farm with a capacity of 178,000 gallons giving the site excellent capabilities in blending and bulk receiving. The site has a mechanized drum processing system which, in conjunction with the tank farm, allows drummed solids and sludges to be liquified and maintained in the tank farm. Environmental Services of America -MO, Inc. ("ENSA-MO"), acquired in April 1994, owns and operates a RCRA Part -B permitted hazardous waste storage, treatment and transfer facility located in Scott City, Missouri. ENSA-MO's treatment capabilities include fuel blending, bulking and consolidation, and extensive solid fuel processing capabilities. The site was originally a reclamation facility turning hazardous wastes into beneficial fuels -1- SK ..._ ..._... �y. used to power cement kilns. Although these resource recovery operations are now governed by the Resource Conservation and Recovery Act of 1976 ("RCRA"), the site's primary focus remains the same. ENSA-MO's permit allows for the liquification of sludges and solids into a liquid fuel, the conventional form accepted by cement kilns. Those sludges and solids not amenable to liquification are process can be processed through a series of drying operations, followed by grinding and shredding to create a solid fuel used at a limited number of cement kilns as an alternate fuel. One of the site's buildings was destroyed by a fire in 1991, prior to ENSA's acquisition, and will require rebuilding. ENSA Environmental, Inc. ("ENSA-ENV') functions as the Company's consulting, environmental engineering and air monitoring and testing division. ENSA-ENV was incorporated in August 1994 coincident with the Company's acquisition of certain assets and liabilities of Earth Science Technologies, Inc. ("EST"), an environmental consulting and remediation firm with offices in Kentucky, West Virginia, Ohio and Illinois. The assets acquired from EST were transferred to ENSA-ENV and, effective January 1, 1995, the following subsidiaries and operations of the Company were merged into ENSA-ENV completing a consolidation of the Company's environmental engineering, consulting and air monitoring and testing operations: International Exploration, Inc., an environmental consulting firm specializing in environmental engineering, remedial design and construction, geophysics and hydrogeology, primarily in the states of New York, New Jersey and Pennsylvania. ENSI of Delaware, Inc., located in Plumsteadville, PA., and specializing in air quality testing, sampling measurement and monitoring, primarily in New York, New Jersey and Pennsylvania. The Almega Corporation, an Illinois -based environmental engineering and consulting firm specializing in air quality testing, sampling, measurement and monitoring, primarily in the Midwest and California. This company's California office and operations .were sold to a former employee in December 1994, prior to the consolidation with ENSA-ENV- In January, 1995, the Company acquired secured indebtedness of Envirovision, Inc. and subsequently foreclosed upon the collateral securing such indebtedness primarily accounts receivable and contracts in process. To complete certain contracts in process, the FNL SA -ENV Company employed a number of former employees of Envirovision and began consulting, remediation, and ancillary operations in Congers, New York and Baltimore, Maryland. Unless the context indicates otherwise, the terms "Company" and "Registrant" when used herein include ENSI, NES, ENSA-ENV, EISA-IN, ENSA-MO, and TRI -S. The principal executive offices of the Company are located at 937 E. Hazelwood Avenue, Rahway, New Jersey 07065 and its telephone number is (908) 381-9229 and its telecopier number is (908) 381-7887. -2- (b) Financial information about industry segments: Not applicable. (c) Narrative description of business: (c) (1) (i) Principal products and services: The services provided by the Company fit generally within three categories: (A) hazardous waste management services; (B) environmental remediation services; and (C) environmental engineering and air monitoring, testing and consulting services. (A) Hazardous Waste Management Services. The Company's hazardous waste management services include: waste treatment and resource recovery, transportation, and transfer, storage and disposal coordination.. Such services are provided primarily by NES, ENSA-IN and ENSA-MO and, to a lesser extent, by ENSI and TRI -S (transportation and disposal coordination). The wastes handled by the Company includes substances which are classified as "hazardous" by RCRA and/or, exhibit the characteristics of a hazardous substance, i.e., corrosive, ignitable, reactive or toxic properties, as well as other substances subject to federal and state environmental regulations, other than radioactive wastes, explosive materials and infectious wastes. The following is a more detailed description of the Company's hazardous waste management services: (A)(l) Treatment and Resource Recovery. The Company uses physical methods such as decanting, blending and acid-base neutralization in its treatment and resource recovery operations. The nonrecoverable residual materials produced by the Company's treatment operations are disposed off-site by either incineration or stabilization for subsequent burial in secure disposal cells in licensed chemical secure landfills owned and operated by unrelated businesses. The recoverable organic liquids from these treatment operations which have sufficient heat value are blended by the Company to meet strict specifications for use as supplemental fuels for cement kilns, blast furnaces and other high -efficiency boilers. The Company has established relationships with a number of supplemental fuel users that are licensed to accept the blended fuel material. Although the Company pays a fee to the users who accept this product from the Company, this disposal method is substantially less costly than incineration at a commercial hazardous waste treatment facility. (A)(II) Transportation. Transportation and disposal is offered as an adjunct to the remediation activities and on-going removal and disposal of industrial process.waste. The Company utilizes several specially designed and constructed tank trucks and semi -trailers, including roll -off containers. Liquid waste is usually transported in bulk but may also be transported in drums. Heavier sludge or bulk solids are transported in sealed, roll -off containers, bulk trailers and drums. -3- The Company is presently licensed to transport hazardous waste in approximately 45 states, includtnc; the New England states, New Jersey and New York, as well as the Canadian provinces of Quebec and Ontario. (A)(III) Disposal Coordination. The Company does not own or operate any landfills or incinerators for the disposal of hazardous waste. The Company arranges for disposal of its customers' hazardous waste primarily at incinerators, chemical secure landfills or other disposal facilities for treatment or reclamation operated by other businesses. (A)(IV) Drummed Waste Handling and Repackaging. Drummed waste handling and repackaging projects involve the handling of bulk drums and the handling and repackaging of laboratory packaged chemicals. Bulk drums usually consist of compatible liquids and solids packaged in traditional 55 -gallon drums. Such drums result from activities related to draining, flushing, repackaging, loading, unloading, transferring, pumping, materials handling, and preparing waste for storage or shipment. Laboratory packaged chemicals result from activities related to identification, handling, packaging, removal and disposal of laboratory chemicals and other reactive and hazardous reagents, including discarded commercial chemicals. Laboratory packaged chemicals are typically used by laboratories, hospitals, schools, and research facilities using small quantities of chemicals. These materials, in their original containers, are repackaged into drums or fiber containers according to compatibility. Drummed waste handling and repackaging services typically are performed under service agreements or purchase orders that obligate the Company to accept waste material from the customer conforming to the specifications in the agreement. Before signing a service agreement with a customer, the Company arranges to have a representative sample of the waste analyzed by the one of the Company's treatment, storage and disposal ("TSD") facilities or another certified laboratory which has been pre -qualified by the Company. Analytical testing is performed by the laboratory in accordance with the Company's sample analysis program, which has been designed in conformity with the requirements of applicable law. The analytical profile of the waste material enables the Company to recommend an appropriate method of transportation, treatment and disposal and to designate a treatment and disposal facility licensed to accept the waste. At the present time, the Company owns three TSD facilities. NES is located in Canastota, New York. EN1 SA -IN is located in South Bend, Indiana. ENSA-MO is located in Scott City, Missouri. If one of EANSA's TSD's is designated as the treatment and disposal facility, prior to acceptance of the waste, a representative sample of the waste is analyzed in order to insure that it conforms to the customer's waste profile sheet. Once the waste materials have been characterized, compatible groups are consolidated to achieve economies in storage, handling, transportation and ultimate treatment and disposal. At these facilities, the Company conducts treatment operations and temporarily stores waste material for later off-site resource recovery, incineration and disposal. As facilities -4- 1 engaged in the treatment, storage and disposal of hazardous waste are subject to the licensing procedures established under RCRA and the regulations promulgated thereunder. On November 1, 1991 the state and federal permits required by RCRA for the operation of the NES facility became effective. On January 22, 1993 ENSAAN was issued its Part B RCRA permit, and on January 10, 1994 ENSA-ASO was issued its Part B RCRA. Permit. See "Environmental Regulation" below, for additional information regarding the TSDs and their state and federal permits. (B) Environmental Remediation Services. Environmental remediation involves activities such as the evaluation of a waste problem, development of a management plan, clean-up, materials handling, draining, flushing, decommissioning, packaging, loading, unloading, pumping and preparing waste for storage, shipment and disposal. The Company's remediation services are provided primarily to companies in the chemical, petroleum, transportation and utility industries and to governmental agencies. The Company provides environmental remediation services to industrial customers with operations throughout the Northeast Uaiteed States. The environmental remediation services provided by the Company include the following: (B)(1) Surface Remediation. The Company's surface remediation projects generally involve the planned clean-up of hazardous waste sites or the clean-up of accidental spills and discharges of hazardous materials, such as those resulting from transportation and industrial accidents. In addition, some surface remediation projects involve recurring maintenance and clean-up activities at industrial wastewater treatment facilities. Surface remediation projects generally require a multidisciplinary approach, involving engineers, project management, and analytical services. Following the selection of the preferred remedial alternative, the Company's project team identifies the procedures, processes and equipment required to conduct the clean-up operation.. Simultaneously, the Company's technical staff develops a site-specific health and safety plan for the project. The remedial approach recommended by the Company's project team typically requires the physical removal of the contaminants through the excavation, consolidation, and transportation of contaminated materials for off-site treatment and disposal. Projects that require the application of a higher level of remedial technology, such as de -watering, stabilization and soil washing, are generally engineered by the Company's consulting division and are implemented in-house or by subcontractors recommended by the Company. In addition, twenty-four (24) hour emergency response is performed for industry, federal and local agencies for both land -related and waterway incidents. (B)(H) Facilities Decontamination. Facilities decontamination involves the clean-up and restoration of buildings and other property and related equipment that have been contaminated by exposure to -5- AOL hazardous materials during a manufacturing process, or by fire, process malfunction, spills or other acc--.dents. The Company's projects have included decontamination of chemical, metallurmcal, industrial, manufacturing, commercial, educational, and utility facilities. (B)(III) underground Storage Tank Management. In regulations promulgated under RCRA which took effect during 1988, leaks from underground commercial storage tanks were identified as a serious environmental hazard and specific timetables for the testing and monitoring of such tanks were established. The Company provides a wide range of services to facilitate compliance with such regulations, including services designed to locate and evaluate the condition of underground tanks, detect and correct underground leaks, evaluate groundwater and soil contamination and prevent, minimise, and/or remediate impacted groundwater and soil. In addition, the Company provides assistance with governmental recordkeeping requirements. An increasingly important area of the Company's operations is the management of complex decontamination projects requiring comprehensive clean-up services at sites contaminated with hazardous substances, such as closed chemical facilities and heavy industrial manufacturing sites. Such projects may require surface remediation, drummed waste handling, facilities decontamination, underground storage tank management and subsurface remediation. (C) Environmental Engineering, Air Testing, Air Monitoring and Consulting Services. ENSA-ENI-V employs approximately 155 professional and technical personnel whose expertise includes hydrogeology, engineering geology, geophysics, chemistry, biology, remedial design and computer modeling. The environmental consulting services include: problem definition, strategy development and investigation; remedial investigation and feasibility studies; remedial design, construction, implementation, operations and maintenance of in-situ systems; monitoring and recovery well design and installation; site closure planning and implementation; waste minimisation and alternative disposal assessments; hazardous waste and discharge permit preparation; air discharge permit applications; site assessments, geophysical investigations, regulatory planning and coordination; groundwater restoration and resource development. In addition, the consulting group also provides indoor and outdoor air management. The services available can be divided into three principal groups: field services, consulting, and continuous emissions monitoring system ("CEMS") design and monitoring. These services are provided from offices in Illinois and Pennsylvania. The field services provided include source- emissions testing and ambient air quality monitoring. Source emissions testing involves the collection and analysis of samples of exhaust gases obtained from a wide variety of industrial processes, including hazardous waste incinerators, municipal waste incinerators, boilers, surface coating operations, microelectronic manufacturing operations and various chemical plant and refinery operations. Most often these services are performed to demonstrate compliance of the process with applicable regulatory requirements. Ambient air quality monitoring involves the evaluation of concentrations of various pollutants and may be done for a number of reasons, including, without limitation, permitting purposes and odor assessments, health and safety purposes; and asbestos and lead monitoring. Additionally, each air office operates its own analytical laboratory to support its field service activities. The laboratories have the capability to perforin analyses of organic and inorganic compounds in all forms, including asbestos and lead. These laboratories are used exclusively to support the services performed by ENSA-ENV. The air quality staff also has extensive experience in the design, assembly and installation of CEMS. Although most of the component parts of these systems are manufactured by subcontractors, ENSA-ENV personnel design and engineer all aspects of these systems and, in addition, provide essential support to clients in the preparation and negotiation of monitoring system protocols and performance of system certification testing after installation, as well as on-going service and maintenance of the systems. (D) Marketing. The Company's primary marketing area consists of New England and the Mid - Atlantic and Mid -West States. In addition to "Fortune 500" companies with facilities in the Company's marketing area, the Company has targeted small and medium size businesses which typically do not possess internal environmental departments and recognize the value of hiring a full service turn -key environmental and hazardous waste management company. The Company recognizes the market's need for "one-stop shopping" for integrated services ranging from consulting and planning to actual "hands-on" clean-up, treatment and disposal. The Company increasingly markets and provides its services on an integrated basis and, in many instances, the performance of services in one discipline has lead, to the performance of additional work in other disciplines. For example, the results of an environmental consulting and sampling program could dictate the need for excavation, transportation and disposal of contaminated material identified in the site assessment. The Company has centralized its marketing program and uses its 30 person sales force to promote all of the Company's services. The Company advertises on local radio, in trade journals and participates in regional trade and industry shows. The Company exhibits annually with a presentation booth at the "HazMat International" conference as well as at regional trade shows in Boston, Massachusetts, Hartford, Connecticut, Syracuse, New York and Chicago, Illinois. The Company also relies upon the., recommendations of clients, subcontractors, affiliates, and the Company's position in the "recommended contractors list" or "approved vendors list" of various governmental agencies and "Fortune 500" companies. The Company's officers also devote a portion of their time to sales activities on behalf of the Company. (c)(1)(ii) Product Development: Not applicable. (c)(1)(M) Raw Materials: Not applicable. -7- 1 (c) (1) (1v) Patents, Trademarks, Licenses, etc.: See "Environmental Regulation," below. The Company's logo has been registered through January 3, 2009 with the U.S. Patent and T; ademark office. (c) (1) (v) Seasonality: The Company's revenues are impacted by severe winter weather conditions which affect the ability to 1) perform site remediation and field service activities, and 2) transport waste to its TSD facilities for treatment. This has resulted in the postponement of projects and a decline in revenues primarily during the months of January and Februarv. Other than severe winter weather, management does not believe the Company has experienced any significant seasonality in its business in the past, and does not anticipate seasonality to have a significant impact on its operations in the future. (c) (1) (vi) Working Capital Practices: See "Management's Discussion and Analysis of Financial Condition and Results of Operations", below. (c)(1)(vii) Customers: On a consolidated basis, the majority of the Company's revenues have arisen out of competitive bid contracts awarded by customers in the chemical processing and a wide range of manufacturing industries. During 1994, a significant portion of the Company's revenues were derived from customers who repeatedly utilize the Company's services. No customer accounted for more than 10% of the Company's revenues during 1994. The customers of the Company's TSDs who require waste handling and transportation services are a diverse mix of several hundred industrial and manufacturing entities whose operations typically generate less -than -truckload quantities of drummed waste materials. A substantial portion of this revenue is derived from customers involved in remediation projects performed by other subsidiaries of the Company. A substantial portion of ENSA-IN and ENSA-MO's customers are waste brokers. TRI -S and ENSI together service customers throughout New England, Metropolitan New York City and New Jersey. The customer base includes chemical processing companies; industrial manufacturers; petroleum services; real estate and lending institutions;. and governmental agencies. The services provided range from non-recurring projects to repeat service work requiring environmental expertise such as technical in -plant services. ENSA-ENV performs services for a diverse range of industrial and governmental customers. In addition, FANSA-EIV has worked for numerous civil engineering firms involved in a wide variety of industries, as well as corporations in the pharmaceutical, petrochemical, microelectronic and printing industries. ENSA-EiW expects to continue providing services to a broad spectrum of industrial companies located primarily in the Mid -Atlantic, New England and Mid -West States. (c)(1)(viii) Backlog Orders: The Company presently has projects in process representing potential gross revenue of approximately $11,005,000, compared to 55,770,000 as of March, 1994. Backlog amounts have historically resulted in revenues; however, no assurance can be given that all amounts included in backlog will ultimately be realized even s if covered by written contracts and purchase orders. Backlog by subsidiary is summarized below: (c)(1)(ix) Government Contracts Subject to Renegotiation: The Defense Reutilization and Marketing Services ("DRMS") is in negotiation with TRI -S and the former owners of TRI -S with regard to three contracts terminated in 1991 by DRMS. The dispute involves a difference in interpretation of the contracts and the performance specifications between the parties. The Company has been indemnified against any liability in this matter by the previous owners of TRI -S. The Company believes this has not had an adverse impact upon any Government contract awards. (c) (1) (x) Competition: The hazardous and non -hazardous waste management industry involves a few large companies which .provide integrated services and numerous smaller companies which provide some or all of the same services. Such large companies with extensive resources are able to directly provide field services, waste transportation and disposal through their own secure landfills and incineration facilities. Examples of some of the Company's largest competitors are Chemical Waste Management; Clean Harbors, Inc.; International Technology Corp.; Laidlaw Environmental Services, Inc.; and Rollins Environmental Services. Other competitors either provide one aspect of waste management, or, like the Company, provide integrated services by subcontracting portions of their services to other companies. Examples of some of the Company's comparably sized competitors in its marketing area are Cycle Chem, Inc.; S&W Waste, Inc.; ?advanced Environmental Technology Corp.; Franklin Environmental; Northland Environmental; Essex Waste Management, Inc.; PCLA., Inc.; EWR, Petrochem; and Safety Kleen. Competition in the waste management industry, primarily on the basis of price, technical performance, services, and reliability, is intense and the Company expects it to remain so. Based upon sales and number of personnel, ENSA-ENV is ranked among mid- sized engineering firms in the United States. Its integrated approach to remedial design and consulting with access to those services offered by the hazardous waste divisions of the Company, make ENI SA-EIVJ unique in the industry. This does not, however, preclude the Company from competition. to service its clients. Additionally, ENSA-EINV is able to assemble and install CEMS as well as perform field. certification testing. In the consulting and remediation sectors, competition is quite intense, primarily on the basis of price and to a lesser extent based upon technical expertise. as of March. 1995 1994 ENSI $ 880,000 $ 580,000 TRI -S 2,155,000 2,300,000 NES 1,250,000 820,000 ENSA-MO 250,000 N/A EINSA-IN 950,000 N/A EISA-ENV 5.520.000 2.070.000 $11.005.000 $5.770.000 (c)(1)(ix) Government Contracts Subject to Renegotiation: The Defense Reutilization and Marketing Services ("DRMS") is in negotiation with TRI -S and the former owners of TRI -S with regard to three contracts terminated in 1991 by DRMS. The dispute involves a difference in interpretation of the contracts and the performance specifications between the parties. The Company has been indemnified against any liability in this matter by the previous owners of TRI -S. The Company believes this has not had an adverse impact upon any Government contract awards. (c) (1) (x) Competition: The hazardous and non -hazardous waste management industry involves a few large companies which .provide integrated services and numerous smaller companies which provide some or all of the same services. Such large companies with extensive resources are able to directly provide field services, waste transportation and disposal through their own secure landfills and incineration facilities. Examples of some of the Company's largest competitors are Chemical Waste Management; Clean Harbors, Inc.; International Technology Corp.; Laidlaw Environmental Services, Inc.; and Rollins Environmental Services. Other competitors either provide one aspect of waste management, or, like the Company, provide integrated services by subcontracting portions of their services to other companies. Examples of some of the Company's comparably sized competitors in its marketing area are Cycle Chem, Inc.; S&W Waste, Inc.; ?advanced Environmental Technology Corp.; Franklin Environmental; Northland Environmental; Essex Waste Management, Inc.; PCLA., Inc.; EWR, Petrochem; and Safety Kleen. Competition in the waste management industry, primarily on the basis of price, technical performance, services, and reliability, is intense and the Company expects it to remain so. Based upon sales and number of personnel, ENSA-ENV is ranked among mid- sized engineering firms in the United States. Its integrated approach to remedial design and consulting with access to those services offered by the hazardous waste divisions of the Company, make ENI SA-EIVJ unique in the industry. This does not, however, preclude the Company from competition. to service its clients. Additionally, ENSA-EINV is able to assemble and install CEMS as well as perform field. certification testing. In the consulting and remediation sectors, competition is quite intense, primarily on the basis of price and to a lesser extent based upon technical expertise. Mana�emer_t believes this is the result of a build up of capacity in the 1980's in anticipation of increases -:i demand which thus far have not occurred. C) (1) (xi) Research and Development: Not applicable. C) (1) (Y -ii) Environmental Regulation: There is an extensive and evolving body of federal, state and local laws and regulations applicable to the treatment, disposal, transportation and handling of hazardous waste and other hazardous substances and chemicals. Compliance with this wide array of regulation is mandatory and the entire hazardous and toxic waste management industry is subject to the effects of extensive regulation. The Company and its subsidiaries are not only subject to these laws, but indirectly are dependent upon them for future business since many of the services offered by the Company are directed at facilitating compliance with such laws and regulations. The principal federal environmental laws and regulations which affect the Company's business are as follows: * The Resource Conservation and Recovery Act of 1976 ("RCRA"). RCRA and its associated regulations establish a strict and comprehensive "cradle -to -grave" regulatory program applicable to solid and liquid hazardous waste. The U.S. Environmental Protection Agency ("EPA") has promulgated regulations under RCRA for new and existing treatment, storage and disposal facilities including incinerators, storage and treatment tanks, storage containers, storage and treatment surface impoundments, waste piles and landfills. Every facility that treats, stores or disposes of specified minimumamounts of hazardous waste, must obtain a RCRA license from the EPA or a state agency which has been authorized by the EPA to administer its state program, and must comply with certain operating, financial responsibility and closure requirements. * Hazardous and Solid Waste Amendments of 1984 ("HSWA"). HSWA, which amended RCRA, requires the development of minimum technology standards for certain types of land disposal operations. Compliance with these new minimum technology standards has added to the cost of land disposal and has largely precluded the new permitting of some disposal facilities. HSWA, on a scheduled basis, has also established a ban on the land disposal of hazardous wastes without prior treatment. *-The Toxic Substances Cool Act of 1976 ("TSCA"). TSCA gives broad authority to the EPA to regulate the manufacture, processing, distribution in commerce, use and disposal of various chemical substances and mixtures. The EPA can require testing of chemical substances that may present an unreasonable risk to health or the environment. If testing reveals an unreasonable risk, the EPA must take steps to reduce the risk. Options available to the EPA include requiring appropriate labeling, prohibition of manufacture of the harmful chemical, and mandating the manner in which the chemical must be disposed. -10— * The Comprehensive Environmental Response. Compensation and Liability Act of 1980 ("CERCLA," also referred to as the "Superfund Act"). CERCLA established a comprehensive scheme of environmental liability without regard to fault for abandoned waste sites, leaking active sites, and shills which have released or may release hazardous substances into the environment. The class of "hazardous substances" includes numerous materials which are commonly used by industrial, manufacturing and commercial operations and includes, but is much broader than, the class of "hazardous waste" regulated by RCRA. * 1986 Superfund Amendment and Reauthorization Act ("SARA" 1. SARA amended CERCLA by, among other things, authorizing another tax on the chemical industry to refinance the Superfund to enable the EPA to undertake clean-ups of sites where hazardous substances have been or may be released into the environment when private parties are either unknown or unable or unwilling to do so. In addition, SARA includes the Emergency Planning and Community Right to Know Act which mandates extensive reporting requirements for use or storage of hazardous substances and releases of hazardous substances, either accidental. or permitted, into the environment. Hundred of sites across the country have been targeted for clean-up in a list known as the National Priorities List propounded under CERCLA and SARA. The EPA may order a private party to conduct clean-up activities or it may conduct a clean-up itself using the Superfund monies and then seek to recover those funds from parties liable under the statute. Further regulations establish a National Contingency Plan, which was substantially revised in March, 1990, for dealing with the release of hazardous substances into the environment. This, Plan governs the conduct of remediation undertaken by the government. Private parties must also substantially comply with the provisions of the Plan as a prerequisite to a contribution claim against another potentially liable person. Present and past owners and/or operators of sites on which hazardous substances have been released, generators of hazardous substances and transporters who select the site for disposal may all be liable jointly and severally for clean-up costs and for remedying any harmful _ effects to the environment or public health, such as pollution of groundwater, without regard to fault. CERCLA is up for Reauthorization before Congress this year and it can not be anticipated at this time what changes may be made to the current statute or what effect such reauthorization may have on the Company. * The Clean ,Air Act Amendments of 1990 ("CAA"). These amendments substantially revise and expand the Clean Air Act originally enacted in 1967. The CAA will have significant and far reaching effects on small and large businesses and industrial operations, public utilities and transportation systems, both public and private. EPA and the states are presently developing the extensive regulations necessary to implement the CAA. The effects and costs to the regulated community will be felt and incurred over a lengthy phase-in period. * The Hazardous Materials Transportation Act ("HMTA'). The HMTA and the extensive regulations promulgated thereunder regulate the transportation of "hazardous materials." This very broad category of substances includes but is not limited to CERCLA -11- 4 � • "hazardous substances" and RCRA "hazardous wastes. The HMTA and the regulations thereunder are enforced by the Department of Transportation and specify labeling, placardrng, shipping papers, packaging, spill reporting and employee training requirements which vary with the nature of the material being shipped. = The Clean Water Act (Federal Water Pollution Control Act). Through the 1950's and 1960's emphasis was on the states setting ambient water quality standards and developing plans to achieve these standards. In 1972, the Federal Water Pollution Control Act was significantly amended. These changes emphasized a new approach, combining water quality standards and effluent limitations (i.e., technology-based standards). The amendments called for compliance by all point -source dischargers with technology-based standards. A strong Federal enforcement program was created and substantial monies were made available for construction of sewage treatment plants. The Federal Water Pollution Control Act was amended in 1977 to address toxic water pollutants and in 1987 to refine and strengthen priorities under the Act as well as enhance EPA's enforcement authority. Since the 1977 amendments, the Federal Water Pollution Act has been commonly referred to as the Clean Water Act ("CWA" ). * OSHA Hazard Communication Standard ("HCS"). The HCS was developed by the Occupational Safety and Health Administration ("OSHA"). It requires the identification and dissemination of information about hazardous chemicals to employees in the workplace. The category of "hazardous chemicals" is extremely broad. Employers are obligated to make available to their employees Material Safety Data Sheets for each hazardous chemical used in the workplace. Containers must also be properly labeled and employees trained in workplace safety. The Company also provides consulting services with respect to the remediation and removal of asbestos and lead based paint from buildings. Federal regulation of asbestos removal consists of the Asbestos Hazard Emergency Response Act, 15 U.S.C. § 2641 et seq. which deals with asbestos in school buildings, and regulations promulgated by both OSHA and the EPA. OSHA administers workplace and employee protection rules and EPA administers demolition and removal rules. In addition, many states have enacted more stringent rules including contractor certification and accreditation requirements. Presently, there exist no mandatory federal requirements affecting removal of lead based paint although the Department of Housing and Urban Development ("HUD") has issued guidance entitled "Guidelines for Evaluation and Control of Lead Based Paint Hazards in Housing." Regulations based on these Guidelines are expected to be promulgated soon jointly by EPA and HUD under the authority of the Residential Lead Based Paint Hazard Reduction Act, 15 U.S.C. § 2681 et seq. Certain individual states and local governments have also enacted certain requirements pertaining to the removal of lead based paint It is not possible to predict all the effects of government regulation on the Company and the operations of its subsidiaries. The Company believes that CERCLA, SARA. RCRA. HSWA, TSCA, CAA, HMTA, CWA and HCS, and the regulations promulgated under them, will be materially significant in the development of the Company's -12- hazardous waste management business. The provisions of the environmental statutes and regulations could expose the Company or one or more of its subsidiaries to strict joint and severable liability as a party who transports, treats, or disposes of hazardous substances, wastes and chemicals, including liability for the costs of governmental removal or remedial actions, the government's costs :in assessing the extent of the damage and appropriate remedial technologies, and damage for destruction or loss of natural resources resulting from such release. Liabilities under some of these laws can arise without reference to traditional notions of "fault" and may continue indefinitely. The overall operations of the Company are not specifically subject to any licensing or permitting procedures of the EPA with the exception of TRI -S, as a transporter and ENSA-IN, ENI SA -MO and NES as operators of TSD facilities. NES is required to obtain federal, state and local licenses or approvals including a New York State Department of Environmental Conservation ("NYSDEO) Part 373 (RCRA Part B) Hazardous Waste Management permit, a State Pollution Discharge Elimination System permit ("SPDES"), certain transporter permits, and an air permit. NF -S' which ES' draft air permit with NY is pending final status as of the date of this Report. The NYSDEC Part 373 permit and the SPDES permit, which were both issued in November 1991, have standard fixed terms of five years. In connection with the issuance of the Part 373 permit; NYSDEC has required that NES make certain improvements to its facility. As of the date of this Report, NES has completed or is in the process of completing all of the required improvements. Additionally, NYSDEC and the EPA have imposed certain conditions to the maintenance of the permit:, including the remediation of certain groundwater and soil contamination identified on the site of the NES facility. A recovery system, designed by ENSA ENV, was approved by NYSDEC and the EPA and is currently in operation. ENSA-E V has investigated, and continues to monitor on a quarterly basis, the nature and extent of. the groundwater contamination and has concluded that contamination is c�ed and renot � grated off-site. ESA -ENV has submittedC and the EPA the sultof the implementation of a soil sampling plan which investigated the source of this contamination. Management estimates that the costs associated with the soil remediation and ongoing groundwater remediation at NII -"IS will be $150,000. Annual operating costs of the system are estimated at $25,000. F_NI SA -MO is required to obtain federal, state and local licenses or approvals including a RCRA Part B Hazardous Waste Management Permit:.. The State of Missouri Department of Natural Resources ( DNR ), in conjunction with the EPA, granted the facility their Part B permit on January 10, 1994. _ The permit has a term of ten years. In connection with the issuance of the Part B permit, the DNR has required that ENSA-MO make certain improvements to its facility. As of the date of this Report. ENSA-MO has completed or is in the process of completing the required improvements.rofinvestigation � tiDl be nd EPA have also required, as part of the permit, thatfacility performed. Based on previous analytical data obtained, the Company does not anticipate any unfavorable findings. The RCRA facility investigation is estimated to cost $55,000. As part of the permit conditions, ENSA-MO inherited a debt of $173,212 to the DNR which is to be repaid through community services such as household hazardous waste collections. -13- ENSA-IN is required to obtain federal, state and local licenses or approvals including a RCRA Part B Hazardous Waste Management Permit. The Indiana Department of Environmental Management ("IDEM") in conjunction with the EPA granted the facility their Part B permit on January 22, 1993. The permit has a term of five years. In connection with the issuance of the Part B permit, IDEM has required that ENSA-IN make certain improvements to its facility. As of the date of this Report, ENSA-IN has completed or is in the process of completing the required improvements. Additionally, IDEM and the EPA have imposed certain conditions to the maintenance of the permit including closure of the old tank farm and remediation of certain soil contamination associated with the previous storage tanks. ENSA-ENV is currently ts working with to be approxiEM in mately � 00 000 g the details of the remediation to be performed, bu The Company believes that each permit will be renewed at the end of its term if the facility is in compliance with applicable requirements. However, there can be no assurance that the regulations governing the maintenance and/or renewal of such permits will remain unchanged or that ENSA-IN, ENSA-MO, and NES will be able to comply with all such requirements. Any entity engaging in the transportation of hazardous wastes is subject to regulation under various state and federal laws. Duties of hazardous waste transporters include, but are not necessarily limited to, obtaining hazardous waste and solid waste transporter licenses and the use and operation of approved equipment. The Company, through NES and TRIS, is a permitted transporter of hazardous waste in forty-five (45) states and two provinces of Canada. All of the transportation permits held by NES and TRI -S are subject to annual renewal. Factors considered in evaluating a renewal application vary from state to state, but include, among other things, the permitted entity's compliance status, its record of traffic. incidents, and the qualifications of the personnel managing transportation operations. To the knowledge of the Company management, none of the Company's subsidiaries have ever been denied renewal of any of their respective transportation permits. However, each such permit is also subject to revocation in the event of a failure to comply with the state's applicable rules and regulations. Of the transportation granted by the states of New York, Connecticut, New permits held by the Company, those Jersey and Pennsylvania are most critical to operations. Insurance E.tvSI, ENSA-EiW, TRI -S, NES, ENSA-IN, and ENI SA -MO are included under one general liability insurance policy in the amount of $5 million per occurrence/$5 an in connection with their activities. Such insurance is million aggregate liability a required by the state of New York in order to maintain NES' permit as a waste transporter. Higher amounts of general liability insurance have been obtained for specific customers/projects, where necessary. Additionally, these subsidiaries have obtained pollution impairment liability insurance in the amount of $1 million total/$1 million per occurrence covering liability resulting from the sudden and non -sudden discharge or release of hazardous substances related to their contracting and professional service operations. All of the Company's vehicles are insured under a $5;000,000 commercial automobile policy covering transportation of hazardous waste and other services performed in Company -14- vehicles. In addition, the Company maintains workers compensation insurance as required from state to state. In addition to the above, NES, ENSA-IN, and ENSA4v10 have obtained pollution liability insurance for their TSD facilities in the amount of S1 million per occurrence; S2 million total, covering liability resulting from the sudden and non -sudden discharge or release of hazardous substances from the facilities' premises. The facilities maintain all insurance required for the maintenance of their permits, however, no assurance can be given that difficulty will not be encountered in maintaining such insurance in the future. Moreover, if the facilities fail to maintain such insurance, permits could be revoked, which could result in the closure of a facility and the cessation of substantial operations. (c)(1)()dii) Employees: As of March, 1995, the Company and its subsidiaries had approximately 345 employees. (d) FinaFina nformation about foreimnnd do amestic operations and export sales: None applicable. ITEM 2 - PROPERTIES. The Company has offices at various owned and leased locations throughout the United States. Each branch office is generally identified with one: of the Company's subsidiaries, however, most locations perform multiple services. The table on the following pages summarizes the premises from which the company operates. -15- Canal Road Own 30,000 i Wampsville, NY Marguerite Own Building Another 5,000 square feet of office space has Drive West been secured at an annual rental of $60,437. TSD facility located on three acres of land Square Lease Annual materials; a small portion of the building is Lxntion �-wRenc Footage Expires Rental Description and Primary Services ......................................................................................................................... 937 East Rent 10,000 Sep.'97 550,000 Company headquarters consisting of office Hazelwood Ave. negotiation Office and warehouse space for consulting Bensenville, IL space for executive and administrative staff. Rahway, NJ Offices and warehouse spare for air testing 311 Dundee Rent 3,621 along with office, warehouse and parking Road services. Beginning April 1. 1995, the air testing group currently at Bensenville, IL will Northbrook. IL space for remediation operations. 212 North Rent 4,000 Feb.'96 50.525 Office space housing consultants. Main Street adjunct office space for administrative staff. 33,027 Office space used primarily for consulting Ellington, CT - services. Doylestown, PA Office and warehouse space for consulting 205 Main Street Rent 3,082 Der -'98 826 North Rent 9,000 Jul.'96 60,000 Administrative offices and warehouse space Lewis Road Aug:97 Chestnut Street for remediation, drum waste, and lab pack Royersford, PA operations. 6205 Route 611 Rent 8,000 Jun.'96 4-8,600 Offices and warehouse space for air testing, Plumsteadville, consulting, and monitoring. Beginning April PA 1, 1995, the consultants currently at Doyles- Canal Road Own 30,000 i Wampsville, NY Marguerite Own 4,000 Another 5,000 square feet of office space has Drive West been secured at an annual rental of $60,437. TSD facility located on three acres of land Canastota, NY used for the handling and storage of waste materials; a small portion of the building is 331 Route 9W Rent _ Lease capacity and is permitted to store a maximum Congers, NY of 1,000 drums, and has 2,500 gallons of tank space. 601A Country Rent 4,200 Jun.'97 Club Drive negotiation Office and warehouse space for consulting Bensenville, IL and remediation operations. :7,000 Offices and warehouse spare for air testing 311 Dundee Rent 3,621 OCL'96 Road services. Beginning April 1. 1995, the air testing group currently at Bensenville, IL will Northbrook. IL relocate to this facility. 35,700 Office, garage and warehouse space on two 25 and 34 Rent 89400 Feb'21 Pinney Street adjunct office space for administrative staff. 33,027 Office space used primarily for consulting Ellington, CT - services. 48,000 Office and warehouse space for consulting 205 Main Street Rent 3,082 Der -'98 Brattleboro, VT 410 W. Rent 7,000 Aug:97 Chestnut Street Louisville, KY -16- Continued on following page..... town, PA will relocate to this address. Another 5,000 square feet of office space has been secured at an annual rental of $60,437. TSD facility located on three acres of land used for the handling and storage of waste materials; a small portion of the building is devoted to offices. The facility has the capacity and is permitted to store a maximum of 1,000 drums, and has 2,500 gallons of tank space. Administrative office space on approximately three acres near TSD facility, under negotiation Office and warehouse space for consulting and remediation operations. :7,000 Offices and warehouse spare for air testing and monitoring group. 71,400 Office and warehouse space for consulting services. Beginning April 1. 1995, the air testing group currently at Bensenville, IL will relocate to this facility. 35,700 Office, garage and warehouse space on two plus acres for environmental remediation, transportation and consulting services and adjunct office space for administrative staff. 33,027 Office space used primarily for consulting services. 48,000 Office and warehouse space for consulting services. Continued on following page..... Building Square Lease Annual Location Oxm/Rcnt Footage Expires Rental Description and Primary Services ................. ............. ............ .............................................................. 2480 Creek -way Rent 8,200 Dec.'98 231_00 Office and warehouse space for consulting services. Drive Columbus, OH Madison Ave. & Rent 3,420 Apr.'98 31,450 Office and warehouse space for consulting services. Eighth Street W. Huntington, WV 604 Scott Street own 40,015 TSD facility used for the handling and storage of wast South Bend, IN materials; a portion of the building is devoted to offices. The facility is Part B permitted, and has a Tank Farm with the capacity to hold approximately 176,000 gallons. 3100 Industrial own 21,600 Equivalent Pan B permitted facility on approximately five Fuels Drive acres of land. Scott City, MO 2606 Willow Ave. Rent 4,440 Feb: 96 18,000 Office and warehouse space for tank removal service. Baltimore, MD ITEM 3 - LEGAL PROCEEDINGS. 5200 Entemrises. Ltd. v. Hasnas. Empire Electric Co.. Wastex Industries. Inc.. ENSI. Inc.. Environmental Services. Inc. Enviropact. Inc.. Envirooact Northeast. Inc.. Professional Engineering Associates, Inc. and Elias -- suit pending in the Supreme Court of Kings County, New York. This is an action by owner of budding against prior owner and all persons and companies hired by prior owner to clean-up contaminated spills existing on property prior to sale and, in connection therewith, to conduct certain tests. The suit contends that the clean-up and/or the testing, some of which was done by the Company, was conducted negligently, and that misrepresentations were made by the owner concerning the true level of remaining contamination, and seeks S3.5 million. The Company is defending the suit vigorously. The Company is also seeking indemnity from co-defendants for any liability. ITEM 4 - SUBMISSION OF (MATTERS TO A VOTE OF SECURTI'Y HOLDERS. On October 27, 1994 the Company held its annual meeting of shareholders. Jon Colin, Joseph T. Jacobsen, Walter H. Barandiaran and Schneur Z. Genack were each reelected as directors of the Company. No other matters came before or were voted upon at the meeting. _ _- On March 31, 1994, by written consent of the holders of Series A and Series B Preferred Stock approved the offer and sale of up to 20,000 shares of the Company's Series C Preferred Stock. By Agreement dated as of June 21, 1994, a two-thirds majority of the holders of the Company's Series B and Series C Preferred Stock approved an Amendment of the Certificate of Designation, Preferences, and other Rights and Qualifications of each of the Series B and Series C Preferred Stock. -17- PART II ITEM 5 - MARKET FOR REGISTRANT'S STOCKHOLDER MATTERS. (a) Market Information: CON KION EQUITY AND RELATED Since May 24, 1990, the Company's Common Stock has been included in the National Association of Securities Dealers, Inc. Automated Quotation System ("NASDAQ") under the symbol "ENSA". On September 3, 1991, the Company's Common Stock became a part of NASDAQ's National Market System. The following sets forth certain information with respect to the high and low "bid" prices quoted for the Common Stock during the periods shown. fi1GH LOW 1993 FIRST QUARTER $2 1/2 $1 3/4 SECOND QUARTER 2 1/4 1 9/16 THIRD QUARTER 2 '_/4 1 1/4 FOURTH QUARTER 2 3/4 1 5/8 1994 FIRST QUARTER $2 7/8 $1 7/8 SECOND QUARTER 2 3/4 1 1/2 THIRD QUARTER 2 3/4 1 7/8 FOURTH QUARTER 2 7/16 1 7/16 1995 FIRST QUARTER $1 7/8 $1 11/16 (through February 28, 1995) (b) Holders: As of March 20, 1995, there were approximately 317 record holders of the Company's Common Stock, including brokerage firms and/or clearing houses holding shares of the Company's Common Stock for their clientele (with each such brokerage house and/or clearing house being considered as one holder). (ci Dividends: The Company has never paid or declared any dividends upon its Common Stock and does not contemplate or anticipate paying any dividends upon its Common Stock in the foreseeable future. No dividend may be declared or paid on the Company's Common Stock unless all accrued and unpaid dividends have been paid on the Company's outstanding Series B Preferred Stock. It is anticipated that future earnings will be applied to the payment of the dividends on the Company's outstanding shares of Series B Preferred Stock and the balance, if any, will be retained for use in the business of the Company. � *_ ITENI 6 - SELECTEE) FINANCIAL DATA (Amounts in thousands except per share data) Years Ended 1994 1993 1992 1991 1990 STATEMENT OF OPERATIONS DATA Operating Revenue $32,784 23,766 $2,951 $21,229 $16,906 Gross Margin 11,944 9,187 8,944 8,250 6,010 Gross Margin 4,387 3,338 Shareholders' Equity 8,514• 7,271 Percentage 36.4% 38.7% 38.9% 38.9% 35.5% Operating Cash Flow ("EBIDA") 2,132 1,072 1,652 2,273 2,395 Net Income 293 32 390 1,160 1,270 Net Income Per Common Share .07 .01 .10 .29 .37' Weighted Avg No. of Common Shares Outstanding 4,312 3,964 4,048 4,018 3,402 December 31. 1994 1993 . 1992 1991 BALANCE SE= DATA Working Capital S 1,474 S 2,288 S3,278 S 3,641 Total Assets 22,313 15,050 11,813 10,232 Total Liabilities 13,799 7,779 4,387 3,338 Shareholders' Equity 8,514• 7,271 7,426 6,894 • Adjusted to give effect to the Company's reverse one for two stock split which became effective on November 2.9. 1990 ITEM 7 - INiANAGETMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS. Management's discussion and analysis is based upon the audited consolidated financial statements of the Company and its subsidiaries for the fiscal years 1994 and 1993, and includes the accounts of the Company and its wholly-owned subsidiaries, after elimination of all significant inter- company balances and transactions. For further information, see the Company's Financial Statements, including the notes thereto. Effective April 1, 1994, FNI SA -IN and ENSA-MO (newly formed subsidiaries of the Company) acquired substantially all of the assets of Industrial Fuels and Resources, Inca and Industrial Fuels and Resources of Missouri, Inc., respectively, ("IFR") which operate two TSD facilities. The purchase price was 51,336,126 and included forgiveness of loans previously granted to IFR, issuance of shares of the Company's common stock, and acquisition costs. The transaction -19- 0 was treated as a purchase for financial statement purposes. Accordingly, the'Company's financial statements include the operations of ENSA-IN and ENSA-MO beginning April 1, 1994. On August 12, 1994, ENSA-ENV (a newly formed subsidiary of the Company) acquired certain assets and assumed certain liabilities of Earth Science Technologies, Inc. ("EST") which, operated an environmental consulting and remediation business in the Midwest with offices in four states. The purchase price was $674,194 which included the forgiveness of loans granted to EST, issuance of shares of the Company's common stock and acquisition costs. The transaction was treated as a purchase for financial statement purposes. Accordingly, the Company's financial statements include the operations of ENSA-F- V beginning August 12, 1994. Results of Operations The following table presents items in the Consolidated Statements of Operations for the fiscal years ended December 31, 1994, 1993, and 1992. This table and subsequent discussions should be read in conjunction with the Selected Financial Data and the Consolidated Financial Statements and notes thereto contained elsewhere herein. -20- Percentage of Total Revenue Fiscal Year Ended December 31 1994 1993 1992 Net sales 100.0% 100.0% 100.0% Cost of sales 63.6 61.3 61.0 Gross profit of sales 36.4 38.7 39.0 Selling, general and admini- strative expenses 29.9 34.2 31.8 Depreciation and amortization 4_0 3_9 3_6 Income from operations 2.5 0.6 3.6 Net non-operating income 02 OS 0.1 Interest expense 1.1 (0.7) (0-5) Income before provision for income taxes 1.6 0.4 3.2 Provision for income taxes 0_7 03 1.5 Net income 0.9% 0.1% 1�.7% -20- • Fiscal 1994 Versus Fiscal 1993: Net sales - For the year ended December 31, 1994, net sales were $32,784,213, a 38 percent increase over net sales of 523,766,311 in fiscal year 1993. Approximately half of the increase was due to the Company's 1994 acquisitions of two TSD facilities and four consulting and remediation offices. The other half is due to internal arowth, driven by a successful integration of the operations of our multi -disciplined businesses and cross - marketing efforts. The :following table indicates the source of net sales attributable to the four main service activities of the Company. The Company provides its services on an integrated basis, and in many instances, services in one area of its business support or lead to a project undertaken in another area. In the table below, revenues derived from a. particular service as part of a multi -faceted project are attributed to the operating subsidiary which actually performs the service as the general contractor. Service Air testing, consulting and monitoring Hazardous waste management Environmental remediation Environmental consulting Total Fiscal Year Ended December 31, 1994 Net Sales $4,764,323 15% 12,886,541 39% 10,15,508 31% 5,007,841 15% Fiscal Year Ended December 31, 1993 Net Sales 53,821,552 16% 7,009,632 29% 10,621,797 45% 2,313,330 10% 532,784,213 100% 523,766,311 100% a z� Percentage Increase (Decrease) Fiscal Year Ended December 31, 1994 Over 19'93 25 84OX< ( 5°a) 116% 38'% a Additional information pertaining to sales growth in 1994 is as follows: Air testin& and monitoring - In 1994, revenues from air testing services increased $942,771, or 25 percent as compared to the prior year. The primary reason for the increase was orders for CEMS. CE11IS revenues for fiscal year 1994 were $1,250,896. Hazardous waste management - The newly acquired ENSA-IN and ENSA-MO TSD facilities generated $2,999,418 in hazardous waste revenues during the period April 1, 1994 to December 31, 1994. In addition., NES' sales rose $2,877,491, a 41 percent -21- increase over fiscal year 1993, primarily because the facility ssecured or increased its business to several substantial customers. F nvironmental remediation - The decline in sales in the -emediation sector is due to a soft market for remediation services in the New England region which is currently characterized by an environment of intense competition with low demand for services. In addition, in 1993 one remediation customer accounted for $1,862,075 of revenues; similar revenues were not experienced from any other customer in 1994. Environmental consulting - The midwestern consulting operation acquired in August, 1994 generated $1,585,531 in sales in the period August 12, 1994, to December 31, 1994. The remainder of the increase occurred in the Company's existing locations, and is due to the Company's successful cross selling efforts primarily in the midlantic region. Cost of sales - As a percentage of sales, cost of sales rose from 61.3% of sales in fiscal year 1993 to 63.6% of sales in fiscal year 1994. The increase in the cost of sales is primarily attributable to the competitive marketplace which currently exists for environmental services. Gross profit on sales - The Company's gross profit on sales rose by S2,757,742 in fiscal year 1994 as compared to fiscal year 1993. As discussed above, the increase is attributable to higher sales which rose $9,017,902 in the same period. Selling general and administrative expenses - For the year ended December 31, 1994, selling, general, and administrative expenses were $9,812,296, an increase of $1,697,668 over fiscal year 1993. The increases are attributable to (1) $1,569,049 in expenses from the 1994 acquisitions, and (2) additional sales and administrative staff in the Company. As a percentage of sales, selling, general and administrative expenses declined from 34.2 percent for the year ended 1993 to 29.9 percent for the year ended December 31, 1994. - The Company's consolidated management and administrative structure allows it to absorb increases in sales without incurring significant correlating increases in indirect expenses. In addition, the Company benefits from economies of scale as growth occurs. The Company remains vigilant in its efforts to control indirect costs. During 1994, the Company utilized "pay reductions", temporary layoffs, hiring freezes, and other measures to control the costs of labor, its largest indirect expense. Depreciation and amortization expense - Compared to the previous vear, in 1994,'depreciation and amortization expense rose $390,157 to $1,311,502. Of the increase, $193,193 is attributable to depreciation and amortization of assets related to the new -22- acquisitions. The remaining increase resulted from depreciation of new assets purchased by the Company. Net non-operating income - Net non-operating income was $67,766 during 1994, as a result of net gains realized on the sale of property, plant: and equipment, including the sale of buildings previously housing the Company's headquarters and the sale of the Company's California air services operation. Interest expense- Interest expense rose $190,647 from $167,437 for fiscal year 1993 to $358,084 for 1994, a 114 percent increase. Interest expense increased as a result of (1) the acquisition of two TSD facilities in conjunction with which the Company assumed $1,237,154 in debt; and (2) capita:( equipment purchases and improvements by the Company. The most significant outlay by the Company was the $1,000,000 capital improvement to expand its New York TSD facility which was substantially completed in 1994. Net income - For the year ended December 31, 1994, the Company had net income of $292,887 ($.07 income per share) as compared to net income of $32,084 $.01 income per share) for the year ended December 31, 1993. The increase: in net income is primarily attributable to the significant increase in sales in 1994. Fiscal 1993 Versus Fiscal 1992: Net sales - On an industry-wide basis, remediation and environmental consulting markets experienced lower demand for services in 1993 due to: (1) declines in production in manufacturing and (2) postponement of action by industry on environmental matters pending clarification of governmental regulation and enforcement. As a result, competition during 1993 among providers of remedial and environmental services was intense. Despite a difficult market, the Company's net sales for 1993 were $23,766,311, a 3.6% increase from net sales of $22,951,415 during 1992. Except for the air testing, consulting, and monitoring sector, each of the Company's business sectors experienced an increase in sales over the prior year. Remediation revenues increased 9.3% to $10,621,797. One factor contributing to the increase was the fact that'ITJ-S contributed revenues of approximately $603,000 (net of intercompany transactions) for January and February of 1993. (TRI-S was acquired March 1, 1992, therefore, only ten months revenues from TRIS are included in 1992 operating results). In addition, one large remediation project performed for a major industrial customer generated revenues totaling $1,862,075, approximately 17.5% of remediation sales during 1993. Hazardous waste management revenues increased 10.2% to $7,009,632. The increase was mainly caused by a stronger sales effort, including additional sales personnel and expansion of the Company"s target market to a wider-reaching geographic area. -23- The decline in sales in the air monitoring and testing segment was attributable to 1) the prolonged economic slump and regulatory uncertainty in California causing weak demand for air services, and 2) significant departure of personnel in the Midwest (who were subsequently replaced). Gross profit on sales - For the year ended December 31, 1993, the gross profit on sales was $9,186,661 or 38.7% of sales, compared to $8,943,770 or 39.0% of sales in the prior year. The in in gross profit dollars in 1993 is directly correlated to the increase in sales. Selling, general and administrative expenses - Selling, general, and administrative expenses were $8,114,628 or 34.2% of sales for the year ended December 31, 1993, an increase of $822,405 over the prior year. The single largest increase was in the area of compensation which, including the costs of employee benefits and payroll taxes, rose by approximately $608,000 in the aggregate, primarily due to the hiring of new salespeople and technical support personnel during 1993, as well as increases in the cost of providing benefits and payroll taxes. _Depreciation and amortization - Depreciation and amortization expenses increased $102,854 to $921,345 for the fiscal year 1993. The primary factors contributing to the increase are 1) approximately $49,000 due to TRI -S depreciation expense included for twelve months in 1993 versus ten months in 1992, and 2) depreciation expense on new assets acquired. Income from operations - For the year ended December 31, 1993, income from operations was $150,688 or 0.6% of sales compared to $833,056 or 3.6% of sales in the previous year. The decline in income is principally due to increases in selling, general, and administrative expenses which occurred at a rate relatively greater than the increase in sales. Non-operating income - During the second quarter of 1993, the Company recognized gains of $71,134 from the sale of assets. Interest expense - For the year ended December '11, 1993, interest expense was $167,437, an increase of $38,947 over the previous year. The increase was due to the Company's utilization of its short-term line of credit --average credit outstanding was $543,105 and $37,022 in 1993 and 1992, respectively. Net income - For the year ended December 31, 1993, net income was $32,084 (.01 per share) compared to $390,476 ($.10 per share) in 1992. The operating results reflect the increases in selling, general, and administrative expenses which were of a greater magnitude than the increases in sales. Liquidity and Capital Resources: At December 31, 1994, the Company's current ratio was 1.13 to 1.00, compared to 1.32 to 1.00 at December 31, 1993. The change in the current ratio reflects an additional -24- .0 81,294,631 in net current liabilities assumed in connection with the acquisitions of two TSD facilities on Apri3 1, 1994, which was offset by new bank financing which enabled the Company to substantially pay down its outstanding line of credit. Accounts receivable at December 31, 1994 was $10,821,411, an increase of 83,115,392 from December 31,'993. The increase in receivables was due to (1) $1,818,976 at the newly -acquired TSD facilities and consulting m additional receivables outstanding operations, and (2) increases in the Company's sales. In June, 1994, the Company obtained new bank financing; whereby a credit facility of 85,000,000 was provided to the Company in the form of a $2,000,000 term loan and $3,000,000 line of credit. The proceeds from the 82,000,000 term loan were used to reduce the Company's outstanding line of credit. At December 31, 1994 and December 31, 1993, $1,475,000 and $1,650,000 respectively were outstanding on the line of credit; as of March 20, 1995, $1,750,000 was outstanding. In addition to the bank financing, the Company raised $320,000 in equity capital via the issuance on April 26, 1994, of Series C Preferred Stock, as described in the notes to the financial statements. Management estimates that during 1995, the Company may be required to invest $428,000 in working capital at its TSD facilities in Indiana and Missouri for operational needs. The Company will seek increases in its bank financing during 1995 to increase its available working capital. The Company believes that additional bank financing and net cash generated from operations will satisfy its cash needs through fiscal year 1995. ITEM 8 - FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA. Financial information required in response to this Item of Form 10-K is set forth at pages F-1 through F-.27 of this Report. ITEM 9 CHANGES IN AND DISAGREEMEC S � ACCOUNTANTS ON ACCOUNTING AND FINANCIAL D None. -25- PART III. ITEM 10 - DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT The executive officers and directors of the Company as of the date of this Report are as follows: Name Aae Position with the Comnanv .Ton Colin 39 Director, President, chief Executive officer and Treasurer Joseo_h T. Jacobsen 37 Director, Executive vice President and Secretary Kathleen P. LeFevre 40 chief Financial officer Walter H. Barandiaran 42 Director schneur Z. Genack 56 Director All directors hold office until the next annual meeting of stockholders of the Company and until their successors have been elected and qualified. No director receives any compensation for his services in such capacity. Officers serve at the discretion of the Board of Directors. There are no family relationships among the directors and officers. All directors were elected in October, 1994. Jon Colin was named President and Chief Executive Officer of the Company in June 1990. Mr. Colin joined the Company in September 1987, and served , prior to June 1990, in various capacities including Executive Vice President, Secretary, Treasurer and Chief Financial Officer. Mr. Colin has a B.S. degree in Accounting from the University of Maryland. Josevh T. Jacobsen became Secretary of the Company in June 1990 and has been Executive Vice President of the Company since November 1989. In August 1994, Mr. Jacobsen was named President of EINSA Environmental, Inc., a wholly-owned subsidiary of the Company which owns and operates all consulting assets and activities of the Company. Mr. Jacobsen holds a Masters of Science degree from the School of Engineering of the University of Pittsburgh, a B.S. degree in Business from LaSalle University and a B.A. degree in Geology from Temple University. Kathleen P. LeFevre has been employed by the Company since March 1991, and was named Chief Financial Officer of the Company in July 1991. Prior to her association with the Company she was, from October 1989, Controller of Scott Environmental Technology, Inc. ("Scott"), Plumsteadville, Pennsylvania, a position she continued to hold, following the Company's acquisition of Scott, until July 1991. Ms. LeFevre is a certified public accountant; she graduated from LaSalle University in Philadelphia in 1978 and received an M.B. A. from that institution in 1990. -26- Walter H. Barandiaran is a General Partner of The Argentum Group, a private merchant banking firm which provides venture capital and corporate financing to small and mid-sized growth companies, a position held since November 1987. Through affiliates of the Argentum Group, Mr. Barandiaran is also a general partner of Argentum Capital Partners, L.P., a licensed Small Business Investment Company, and of Environmental Private Equity Fund II, L.P. a S73 million venture capital fund dedicated to investment in environmental companies. Mr. Barandiaran holds a B.A. from Baruch College, C.ti_N.Y.., and attended the New York University Graduate School of Business Administration. He is a director of U.S. Tire Recycling Corporation, Conner Industries, Inc., and Lanxide Precision, Inc., all privately held companies. Schneur Z. Genack has been a General Partner of Felsen & Genack Associates ("F & G Associates"), a partnership engaged in investment banking, since 1984. Through F & G Associates, Mr. Genack owns general and limited partnership interests in the Environmental Venture Fund, L.P., a private venture capital fund which invests in environmental companies, since. 1987. Mr. Genack is a director of two privately held companies, Pyrotite Incorporated, a company specializing in fire retardant coating and architectural panels, and EnviroGuard Incorporated, which is engaged in recycling and treatment of industrial wastes and New Options on Waste, a construction and demolition debris recycling company. Mr. Genack graduated from Yeshiva University in 1960, and New York University School of Law iii 1963. He has been a member of the New York bar since 1963. To the Company's knowledge, based solely on review of the copies of such reports furnished to the Company and written representations that no other reports were required, during the two fiscal years ended December 31, 1994, all Section 16(a) filing requirements applicable to its officers, directors and greater -than -ten -percent beneficial owners were complied with. -27- ITEM 11 - EXECUTIVE COMPENSATION (a) Summary Compensation Table The folio wing table sets forth the cash compensation paid to the Company's chief executive officer and to each other executive officer whose aggregate remuneration exceeded 5100,000 for services rendered to the Company for the fiscal years ended December 31, 1994, 1993, and 1992: SUMMARY COMPENSATION TABLE Lone Term Compensation Annual Compensation Awards Payouts (a) (b) (c) (d) (e) (f) (g) (h) (t) (1) Use of or reimbursement for the costs of automobiles. (2) Employer matching contributions pursuant to the Company's salary Savings Plan. (3) Options granted to Mssrs. Colin and Jacobsen in June, 1993 at an exercise price of 52.00 per share, simultaneously an equal number of options with an exercise price of 5335 per share, previously held by Mssrs. Colin and Jacobsen were cancelled (4) Bonuses paid to Mssrs. Colin and Jacobsen in 1992 were for services performed in 1991. (5) Options terminated on June 1, 1992, when Proposed business combination with :advance Ross Corporation was not completed In addition, in August, 1994, the Company secured Whole Life Policies for (i) Jon Colin in the amount of $400,000 and (ii) Joseph T. Jacobsen in the amount of $200,000. Annual premiums for Mr. Colin's policy are $5,186; annual premiums for Mr. Jacobsen's policy are $2,546. (b) Options/SAR Grants There were no options or SAR grants in 1994. Z M- Other Annual Restricted securities All Other Name Compen- stock Underlying LTIP Compen- and sauon (1) Award(s) Options/ Payout sa[ioa (2) Principal Position Year Salary(S) Bonus(S) (S) (S) SARs (#) (S) (S) Jon Colin 1994 5157,910 S 9.700 S 9,700 S - 65,000(3) S 51,746 President & Chief Executive Officer 1993 1992 5139,050 5131,625 S20,000(4) S 9,700 135,000(5) S 926 Joseph T. Jacobsen 1994 5104,400 S 6,600 50,000(3) S -- 51,466 Executive Vice 1993 S10?.,207 S 6,600 67,500(5) - S 331 President & Secr 1992 S99,102 510,000(4) S 6,600 (1) Use of or reimbursement for the costs of automobiles. (2) Employer matching contributions pursuant to the Company's salary Savings Plan. (3) Options granted to Mssrs. Colin and Jacobsen in June, 1993 at an exercise price of 52.00 per share, simultaneously an equal number of options with an exercise price of 5335 per share, previously held by Mssrs. Colin and Jacobsen were cancelled (4) Bonuses paid to Mssrs. Colin and Jacobsen in 1992 were for services performed in 1991. (5) Options terminated on June 1, 1992, when Proposed business combination with :advance Ross Corporation was not completed In addition, in August, 1994, the Company secured Whole Life Policies for (i) Jon Colin in the amount of $400,000 and (ii) Joseph T. Jacobsen in the amount of $200,000. Annual premiums for Mr. Colin's policy are $5,186; annual premiums for Mr. Jacobsen's policy are $2,546. (b) Options/SAR Grants There were no options or SAR grants in 1994. Z M- (c) AeQreeated Option/SAR Exercises and Fiscal Year -End Option/SAR Value During 1994, no executive officer of the Company exercised any options. The following table indicates the options outstanding and unexercised as of December 31, 1994: (a) AGGREGATED OPTIONS/SAR EXERCISES IN 1994 AND OPTIONS/SAR VALUES AS OF DECEMBER 31, 1994 (b) (c) (d) (e) Jon Colin - - - - 65,000 exercisable Joseph T. Jacobsen - - - - 50,000 exercisable (1) Based upon market closing price of S1 1/2 per share. (d) Lone -Term Incentive Plan Awards None (e) Defined Benefit or Actual Plan Disclosure None.. (f) Compensation of Directors exercisable exercisable During the fiscal year ended December M, 1994, no director of the Company received any compensation for his services in such capacity. Outside directors are reimbursed for expenses incurred by them in connection with their activities on behalf of the Company. -29- Value of Number of Unexercised Unexercised In -the -Money Options/SARs Options/SARs at FY -End (#) at FY -End ($)(1) Shares Acquired Value Exercisable/ Exercisable/ Name on Exercise (#) Realized ($) Unexercisable Unexercisable Jon Colin - - - - 65,000 exercisable Joseph T. Jacobsen - - - - 50,000 exercisable (1) Based upon market closing price of S1 1/2 per share. (d) Lone -Term Incentive Plan Awards None (e) Defined Benefit or Actual Plan Disclosure None.. (f) Compensation of Directors exercisable exercisable During the fiscal year ended December M, 1994, no director of the Company received any compensation for his services in such capacity. Outside directors are reimbursed for expenses incurred by them in connection with their activities on behalf of the Company. -29- • (a) Employment Contracts and Termination of Employment and Chance -in -Control Arrangements Mr. Colin is employed as President and Chief Executive Officer of the Company under a written employment agreement that has a "rolling" three year term, i.e. a three year employment term is extended automatically for one year on each anniversary date of the agreement, subject to termination by Mr. Colin or the Company. Upon termination of his employment, Mr. Colin is entitled to severance compensation from the Company equal to $400,000 if the termination is made other than for cause by the Company or by Mr. Colin without cause. Mr. Colin's base salary (presently $160,000) is subject to annual cost of living adjustments beginning in 1995, and a 10% increase in base salary (a) if the Company appoints another person as Chief Executive Officer of the Company, (b) upon completion by the Company of an acquisition or series of acquisitions which increases the Company's revenues by 30% or more, or (c) upon the acquisition of the company by another entiry unless Mr. Colin becomes President and Chief Executive Officer of the acquiring entity immediately following the acquisition. Mr. Jacobsen is employed as Executive Vice President of the Company and as President and Chief Executive Officer of ENSA-EN- V under a written employment contract expiring on December 31, 1996. Mr. Jacobsen's employment thereunder shall be extended for one additional year if, no later than ninety days prior to the expiration of the then current term, Mr. Jacobsen gives the Company written notice of his election to so extend the term, unless the Company, within 30 days from Mr. Jacobsen's giving of such notice, notifies Mr. Jacobsen that it elects not to extend such term. Mr. Jacobsen's base salary (presently $106,000) is subject to annual cost of living adjustments beginning in 1995. (h) Compensation Committee Interlocks and Insider Participation There were no changes to executive compensation in fiscal year 1994. ITEM 12 - SECL-R= OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT. The following table sets forth information as of March 20, 1995 with respect to the beneficial ownership of the Company's securities by officers and directors of the Company, individually and as a group, and all holders of more than 5% of the shares of any class of the Company's Voting Securities. Calculations are based on 3,801,722 shares of Common Stock outstanding. Unless otherwise indicated, all shares are beneficially owned and sole investment and voting power is held by the beneficial owners indicated. -30- Name and Address Amount Beneficially Owned _ Percentage of Class of Beneficial Owner Series Series Common Series Series Common B Pfd (1) C Pfd (2) Stock (3) B Pfd C Pfd Stock(3) Environmental 5,222.22 1,000 760,112 (4) 50.9% 31.3% 18.6% Venture Fund, L.P. c/o First Analysis Corporation 230 S. Wacker Drive Chicago, IL 60606 Argentum Capital 2,700 2,200 Partners, LP. 194,330(6) The Chrysler Bldg. -0- 405 Lexington Ave. -0- New York, NY 10174 -0- Meryl R. Jackson -0- 1409 E. Lake Shore Dr. Carriere, MS 39426 Eric Ayusley -0- R.D. 1, Box 195 Z Glenmore, PA 19343 Chemical Services Corp. -0- 13701 S. Kostner Avenue Crestwood, IL 60445 Kennedy Capital -0- Management, Inc. 425 N. New Ballas Road St. Louis, MO 63141 Officers & Directors Jon Colin -0- 937 E. Hazelwood Avenue Building 2 Rahway, NJ 07065 Joseph T. Jacobsen 40- 212 N. Main Street Doylestown, PA 18901 334,750 (5) 26.3% 68.7% 8.3% -0- 194,330(6) -0- -0- 5.1% -0- 213,832(7) -0- -0- 5.6% In In Q 011 Walter H 277.78 -0- Barandiaran The Chrysler Bldg. 405 Lexington Ave. New York, NY 10174 -31- 200,000 -0- -0- 53% 275,400 -0- -0- 7.2% 341,860(8) -0- -0- 8.8% 172,064(9) -0- -0- 4.5% 65,902(10) 2.7% -0- 1.7% Name and Add.ess Amount Beneficiallv Owned Percentage of Class of Beneficial &,veer Series Series Common Series Series Common B Pfd (1) C Pfd Stock (3) B Pfd C Pfd Stock(3) Schneur Z. Genack -0- -0- 18,417(11) -0- -0- 0.5% 123 Grove Avenue Cedarhurst, N -Y 11516 Kathleen P. LeFevre -0- -0- 13,307(12) -0- -0- 0.3% 937 E. Hazelwood Avenue Building 2 Rahway, NJ 07065 Officers and 277.78 -0- 611,550 2.7% -0- 15.4% Directors as a Group (5 Persons) (1) Of the 10,257.78 shares of Series B Preferred outstanding, 544.45 shares are convertible into Common Stock on the basis of 36.67 shares of Common Stock per share of Series B Preferred, and 9,713.33 shares of Series B Preferred (94.7% of the total outstanding) are convertible into Common Stock on the basis of 45.83 shares of Common Stock per share of Series B Preferred. The differences in conversion ratios of Series B Preferred result from adjustments made in connection with a solicitation by the Company in June 1990 of early exercise of outstanding Common Stock Purchase Warrants. (2) Holders of outstanding Series C Preferred are entitled to 55 votes per share on all matters. Shares of Series C Preferred are convertible at any time into 55 shares of Common Stock. (3) In computing the number of shares and the percentage of outstanding Common Stock "beneficially owned" by a person who owns shares of Series B Preferred, Series C Preferred or currently exercisable options or warrants, the shares issuable upon exercise of such rights to acquire Common Stock owned by such person, but no other persons, are deemed to be outstanding. Does not include 28,600 shares of record by the Environmental Services of America, Inc. Salary Savings Plan (the "401(I) Plan"), except that ownership has been allocated to a participant's individual account as disclosed below. (4) Includes 239,351 shares issuable upon conversion of Series B Preferred and 55,000 shares issuable upon conversion of Series C Preferred. Environmental Venture Fund, L.P. ("EVF") is a venture capital partnership whose sole general partner is a partnership controlled by First Analysis Corporation, Felsen & Genack Associates, William D. Ruckelshaus Associates and Robertson, Stephens & Company. Schneur -32- Z. Genack, a director of the Company, is a principal of Felsen & Genack Associates and also holds a limited partnership interest in EVF. See footnote (11) below. (5) Includes 123,750 shares issuable upon conversion of Series B Preferred and 121,000 shares issuable upon conversion of Series C Preferred. Argentum Capital Partners, L.P., is a small business investment company. Its general partner is BR Associates, Inc., a corporation of which Daniel Raynor is chairman and Walter Barandiaran, a director of the Company, is president and Messrs. Raynor and Barandiaran are the sole stockholders. In addition, The Argentum Group ("Argentum Group") is a limited partner of Argentum Capital Partners, and Messrs. Raynor and Barandiaran may be deemed to be indirect general partners of Argentum Group. Argentum Group and Messrs. Raynor and Barandiaran disclaim beneficial ownership of shares of the Company owned by Argentum Capital Partners except to the extent of their proportionate interest in such partnership. (6) Includes 830 shares of Common stock owned by the 401 (K) Plan and allocated to Mr. Jackson's account. (7) Includes 832 shares of Common Stock owned by the 401 (K) Plan and allocated to Mr. Aynsley's account. (8) Includes (i) 125,600 shares of Common Stock, (ii) 1,260 shares of Common Stock owned by the ENSA 401(x) Plan, of which Mr. Colin is a Trustee, and allocated to Mr. Colin's account, and (iii) 160,000 shares of common stock owned by Mr. Colin's four sons (40,000 shares each), and (IV) -a presently -exercisable option issued pursuant to the Company's 1900 Performance Incentive Stock Option Plan (the "1990 Plan") to acquire an additional 65,000 shares of Common Stock exercisable at a price of $2.00 per. share. Does not include shares in the name of the hISA 401(I) Plan which Mr. Colin, as a Trustee, may have the right to vote under certain circumstances, but which are allocated -to accounts of other beneficiaries. (9) Includes (i) 121,000 shares of Common Stock (ii) 1,064 shares of Common Stock owned by the ENSA 401(I) Plan, of which Mr. Jacobsen is a Trustee, and allocated to Mr. Jacobsen's account and (iii) a presently -exercisable option issued pursuant to the Company's 1990 Plan to acquire an additional 50,000 shares of Common Stock exercisable at a price of $2.00 per share. Does not include shares in the name of the ENSA 401(I) Plan which Mr. Jacobsen, as a Trustee, may have the tight to vote under certain circumstances, except to the extent of Mr. Jacobsen's allocation indicated above. (10) Includes (i) 5,000 shares held in Mr. Barandiaran's individual retirement account, (ii) 5,000 shares held in the individual retirement account of Mr. Barandiaran's wife, (iii) 10,184 shares issuable upon conversion of Series B Preferred, (iv) 9,260 shares issuable upon conversion of outstanding warrants. Does not include (i) 90,000 shares of Common Stock, (ii) 123,750 shares of Common Stock issuable upon conversion of -33- Se ies B Preferred and (iii) 121,000 shares of Common Stock issuable upon conversion of Sees C Preferred owned by Argentum Capital Partners or (iv) Series warrants to purchase 19,038 shares of Common Stock owned by Argentum Group. See footnote (5) above. Mr. Barandiaran disclaims beneficial ownership of the shares owned by Argentum Capital Partners or Argentum Group, except to the extent of his proportionate interest in those entities. (11) Includes (i) 2,100 shares of Common Stock owned of record by Mr. Genack's wife, and (ii) 14,667 shares issuable upon exercise of outstanding warrants. Does not include the following shares owned by the Environmental Venture Fund, L.P. (see footnote (4) above): (i) 465,768 shares of Common Stock, (ii) 239,351 shares issuable upon conversion of Series B Preferred and (iii) 55,000 shares issuable upon conversion of Series C Preferred. Mr. Genack disclaims beneficial ownership of the shares owned by the Environmental Venture Fund, L.P. except to the extent of his proportionate interest therein. (12) Includes (i) 5,200 shares of Common Stock owned jointly by Ms. LeFevre with her husband, (ii) 607 shares of common stock owned by the ENSA 401(K) Plan and allocated to Ms. LeFevre's account and (iii) a presently -exercisable option issued pursuant to the Company's 1990 Plan to acquire an additional 7,500 shares of Common Stock, exercisable at a price of $3.00 per share. ITEM 13 - CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS. (a) Transactions with Mana¢ement and Others: In 1994, the Company has participated in transactions with entities affiliated with one or more of its directors. The Company believes that the terms of these transactions. which are described below, were as favorable to the Company as would have been obtained by the Company in arms -length negotiation with non-affiliated entities. Series C Preferred Stock On April 26, 1994, (i) 2,200 shares of Series C Preferred Stock were issued to Argentum Capital Partners, L.P. ("Argentum Capital Partners") and (ii) 1,000 shares of Series C Preferred Stock were issued to Environmental Venture Fund, L.P. ("EVF'). In connection with the extension and increase of the Company's credit facility with United Jersey Bank, and in consideration of a 10% increase in the shares of Common Stock -issuable upon the conversion of Series B and C Preferred Stock, holders of Series B and Series C Preferred Stock consented to the extension of the redemption date of the Series B and C Preferred to June 30, 1996. All current holders of Series B and C Preferred benefited from this adjustment, including Walter H. Barandiaran, Argentum Capital Partners and EVF. Argentum Capital Partners and EVF are each principal stockholders of the Company. Walter H. Barandiaran, a director of the Company, is a principal of Argentum Capital Partners and Schneur Z. Genack, a director of the Company, is a principal of EVF. -34- See footnotes (5) and (4), respectively, under "Security Ownership of Certain Beneficial Owners and Management". Investment Banking Fees In connection with the purchase of assets of Earth Science Technologies, Inc. on August 12, 1994, the Company paid The Argentum Group 10,000 shares of Common Stock, a fee for investment banking services. Walter H. Barandiaran, a director of the Company, is a Managing Director of The Argentum Group. Warrant Exchange In December, 1994, the Argentum Group, of which Welter Barandian, a director of the Company, is Managing Director, exchanged warrants to purchase 37,500 shares of the Company's Common Stock at a price of $1.00 per share (the "Argentum Warrants") for 20,000 shares of restricted Common Stock of the Company. The Common Stock issued represented the agreed value of the Argentum Group's "equity" in such Warrants, i.e. the difference between the exercise price for the Argentum Warrants and the market price for freely traded shares of common stock as of December 1, 1994, multiplied by 37,500 shares. (b) Certain Business Relationships: None. (c) Indebtedness of Management: None. -35- PART N ITEM 14 - EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM S -K. (A) (1) AND (2) Financial Statements and Schedules: Independent Auditors' Report F-3 Consolidated Balance Sheets - December 31, 1994 and 1993 F-4 to F-5 Consolidated Statements of Operations - for the years ended December 31, 1994, 1993, and 1992 F-6 Consolidated Statements of Stockholders' Equity - for the years ended December 31, 1994, 1993 and 1992 F-7 to F-9 Consolidated Statements of Cash Flows - for the years ended December 31, 1994, 1993, and 1992 F-10 to F-13 Notes to Consolidated Financial Statements F-14 to F-21 Accountants' Reports on Financial Statement Schedules F-22 Schedules for the years ended December 31, 1994, 1993, and 1992: V - Property, Plant and Equipment F-23 VI - Accumulated Depreciation, Depletion and Amortization of Property, Plant and Equipment F-24 VIII - Valuation and Qualifying Accounts and Reserves F-25 IX - Short Term Borrowings F-26 X - Supplementary Income Statement Information F-27 -36- (A) (3) Exhibits: S.E.C. Exhibit Ref. No. Number 3 3.01 3 3 4 4 4 3.02 3.03 =4.01 4.02 4.O-3 4 4.04 4 4.05 4 4.06 Title of Document Restated Certificate of Incorporation Bylaws Amendment to Certificate of Incorporation Form of Common Stock Certificate Certificate of Designation of Series B Preferred Stock Certificate of Amendment to Certificate of Designation, Preferences and Other Rights and Qualifications of Series B Preferred Stock of Environmental Services of America, Inc. Certificate of Designation of Series C Preferred Stock. Certificate of Amendment to Certificate of Designation, Preferences and Other Rights and Qualifications of Series C Preferred Stock of Environmental Services of America, Inc. Series C Preferred Stock Subscription Agreement dated April 4, 1994, by Environmental Venture Fund, LP. —37— Location Incorporated by reference to Registrant's Current Report on Form 8-K filed on June 20, 1988. Incorporated by reference to Registrant's Current Report on Form 8-K filed on June 20,1988. Incorporated by reference to Registrant's Annual Report on Form 10-K for the year ended December 31, 1990. Incorporated by reference to Registrant's Annual Report on Form 10-K for the year ended December 31, 1990. Incorporated by reference to Registrant's Current Report on Form 8-K filed on June 28, 1990. Incorporated by reference to Registrant's Current Report on Form 8-K filed on July 8, 1994 (as Exhibit No. 3.01). Incorporated by reference to Registrant's Current Report on Form 8-K filed on April 15, 1994 (as Exhibit No. 4.03). Incorporated by reference to Registrant's Current Report on Form 8-K filed on July 8, 1994 (as Exhibit No. 3.02). Incorporated by reference to Registrant's Current Report on Fora 8-K filed on April 15, 1994 (as Exhibit No. 4.01). 4 10 10 10 10 10 10 10 10 10 4.07 10.01 10.02 10.03 10.04 10.05 10.06 Series C Preferred Stock Subscription Agreement dated April 4, 1994, by Argentum Capital Partners, LP. 1990 Performance Incentive Stock Option Plan Warrant Agreement dated December 1, 1989 between the Company and the lenders Registration Rights Agreement dated December 1, 1989 between the Company and the lenders Series B Preferred Stock Purchase Agreement dated June 14, 1990 Incorporated by reference to Registrant's Current Report on Form 8-K filed on April 15, 1994 (as Exhibit No. 4.02). Incorporated by reference to Registrant's Annual Report on Form 10-K for the year ended December 31, 1990. Incorporated by reference to Registrant's Current Report on Form 8-K filed on December 15, 1989. Incorporated by reference to Registrant's Current Report on Form 8-K filed on December 31, 1989. Incorporated by reference to Registrant's Current Report on Form 8-K filed on June 38, 1990. Warrant Agreement dated June 14, Incorporated by reference to 1990 Registrant's Current Report on Form 8-K filed on June 38, 1990. Amendment No. 1 to Registration Rights Agreement dated June 14, 1990 10.07 Employment Agreement between the Registrant and Jon Colin dated January 1, 1994 10.08 Employment Agreement between the Registrant and Joseph T. Jacobsen dated January 1, 1994 10.09 Loan and Security Agreement dated June 3, 1994, by and among Registrant and its subsidiaries and United Jersey Bank. —38— Incorporated by reference to Registrant's Current Report on Form 8-K filed on June 38, 1990. Incorporated by reference to Registrant's Annual Report on Form 10-K for the year ended December 31, 1994. Incorporated by reference to Registrant's Annual Report on Form 10-K for the year ended December 31, 1994. Incorporated by reference to Registrant's Current Report on Form 8-K fried on July 8, 1994. 10 10.10 Indenture of Lease and First Exhibit 10..10 Addendum to Indenture dated July 1, 1994 by and between Rahway Industrial Associates and ENSI, Inc. relating to the lease of Registrant's Principal Executive Offices. 20 21.1 Subsidiaries of the Registrant Exhibit 111.1 Reports on Form 8-K. No reports on Form 8-K were filed by the Company in the last quarter of fiscal year 1994. -39- ENVIRONMENTAL SERVICES OF AMERICA INC. AND SUBSIDIARIES FORM 10-K CONSOLIDATED FINANCIAL STATEMENTS FORM lo -K-- ITEM 14 F-1 ENVIRONMENTAL SERVICES OF AMERICA, INC AND SUBSIDIARIES INDEX TO FINANCIAL STATEMENTS PACE NO. Index to Financial Statements F-2 Independent Auditors' Report F-3 Consolidated Balance Sheets - December 31, 1994 and 1993 F-4 - F-5 Consolidated Statements of Operations - for the Years Ended December 31, 1994, 1993, and 1992 F-6 Consolidated Statements, of Stockholders' Equity - for the Years Ended December 31, 1994, 1993 and 1992 F-7 - F-9 Consolidated Statements of Cash Flows - for the Years Ended December 31, 1994, 1993 and 1992 F-10 - F-13 Notes to Consolidated Financial Statements F-14 - F-21 Accountants' Report on Financial Statement Schedules F-22 Schedules for the Years Ended December 31, 1994, 1993 and 1992: V - Property, Plant and Equipment F-23 VI - Accumulated Depreciation, Depletion and Amortization of Property, Plant and Equipment F-24 VIII - Valuation and Qualifying Accounts and Reserves F-25 IX - Short Term Borrowings F-26 X - Supplementary Income Statement Information F-27 F-2 Cooper, Seluz'n & Strassberg CER-IFIED aUF3l.IC ACCOUNTANTS 415 NORTHERN BOULEVARD 505 PARK AVENUE GREAT NECK, NEW YORK 11021 NEW YORK, N.Y. 10022 (516) A66- I AOO (21 2) 368 - 1600 INDEPENDENT AUDITORS' REPORT The Board of Directors and Stockholders Environmental Services of America, Inc. Rahway, New Jersey We have audited the accompanying consolidated balance sheets of Environmental Services of America, Inc. and subsidiaries as of December 31, 1994 and 1993, and the related consolidated statements of operations, stockholders' equity and cash flows for each of the three years in the period ended December 31, 1994. These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the consolidated financial position of Environmental Services of America, Inc. and subsidiaries as of December 31, 1994 and 1993, and the consolidated results of their operations and their cash flows for each of the three years in the period ended December 31, 1994, in conformity with generally accepted accounting principles. i1 ,41 CERTIFIED PUBLIC ACCOUNTANTS Great Neck, New York March 14, 1995 F-3 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS ASSETS CURRENT ASSETS: Cash and cash equivalents Accounts receivable, net of allowance for doubtful accounts of $469,605 and $272,605, respectively (Notes 4 and 5 ) Prepaid ex=penses and. deposits Other current assets Total Current Assets PROPERTY AND EQUIPMENT, net of accumulated depreciation and amortization (Notes 3 and 5) GOODWILL, net of accumulated amortization of $232,818 and $190,595, respectively OTHER ASSETS: Deferred permit costs Customer list Other Total Other Assets DECEMBER 31, 1994 1993 $ 600,272 $ 514,369 10,821,41-1 771,666 348,024 12,541.373 7,319,713 1,-555,719 290,809 151,838 453,666 896,313 $ 22,313.118 See Notes to Consolidated Financial Statements. 7,706,019 519,262 762,861 9,502,511 4,091,385 1,167,088 132,937 122,188 33,995 289, i2.0 $ 15,050 104 r F-4 ENVIRONMENTAL SERVICES OF AMERICA INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS LIABILITIES AND STOCKHOLDERS' EQUITY DECEMBER 31, 1994 1993 CURRENT LIABILITIES: Current portion of long-term $ 1,148,149 $ 571,276 debt (Note 5) Notes payable - bank (Note 4) 1,650,000 1,475,000 Accounts payable and accrued expenses 8,127,843 5,163,014 Income taxes payable 140,909 5,071 Total Current Liabilities LONG-TERM DEBT, less current portion (Note 5) OTHER LONG-TERM LIABILITIES COMMITMENTS AND CONTINGENCIES STOCKHOLDERS' EQUITY (Notes 2,6,and 7): Preferred stock, $.01 par value - authorized 2,000,000 shares: "Series All - 0 and 3,376 shares issued and outstanding, respectively "Series B" - 10,258 and 11,024 shares issued and outstanding, respectively "Series C" - 3,200 and 0 shares issued and outstanding, respectively Common stock, $.02 par value - authorized 10,000,000 shares, issued and outstanding 3,801,722 and 2,991,304 shares, respectively Paid -in capital in excess of par Retained earnings Less: Treasury stock (35,000 shares) at cost Total Stockholders' Equity 11 066,901 2,459,052 273,000 103 32 76,035 5,819,579 2,618,416 8,514,165 8,514,165 7,214,361 564,727 34 110 59,826 4,945,117 2,332,658 7,337,745 66,729 7 271. 016 $ 22,313,118 $ 15,050,104 See Notes to Consolidated Financial Statements. F-5 ENVIRONMENTAL SERVICES OF. AMERICA, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF OPERATIONS Net sales Cost of sales Gross profit on sales Selling, general and admini- strative expenses Depreciation and amortization Income from operations Other income (expenses): Non-operating income Non-operating expenses Interest expense Income before provision for income taxes Provision for income taxes (Note 8) Net income Earnings per common share: Weighted average number of common shares and equiv- alent shares outstanding FOR THE YEARS ENDED 1994 DECEMBER 31, 1993 1992 $ 32,784,213 $ 23,766,311 $ 22,951,415 20,839,810 14,579,650 14,007,645 11,944,403 9,1E�6,661 8,943,770 9,812,296 8,13.4,628 7,292,223 1,311,502 921,34.5 818,491 11,123,798 9,035.973 8,110,714 820,605 150,688 833,056 67,766 103,333 22,593 - - (2,383) (358,084) (1E;7,437) (128,490) (290,318) (4,104) (108,280) 530,287 86,584 724,776 237,400 54,500 334,300 $ 292,887 $ 32,084 $ 390,476 $ .07 $� .01 $ .10 4,312,465 3,963,601 4,048,024 See Notes to Consolidated Financial Statements. ENVIRONMENTAL SERVICES OF AMERICA INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY FOR THE YEARS ENDED DECEMBER 31 1994 1993 AND 1992 Common Stock Preferred Stock Treasury Stock Paid in Number Number Number Capital in Retained of Shares Amount of Shares Amount of Shares Amount Excess of Par Earanings 2,927,063 $ 58,542 16,000 $ 160 - $ - $4,903,261 $ 1,931,743 61,425 1,229 - - - 248,771 - j 42,923 8.58 (608) - - (440) 1-)CM1H)CI 31, 1992 - - 3,0311411 $60,629 See Nates to Consolidated Financial Statements. 14,952 (6) ( 852) (29,329) - (12,450 (35,000) (66,729) - - - - - - 390,47( $150(35,000) $(66,729) $S121,851 $2,309,76 F Balance - January 1, 1992 Issuance of Common stock in connection With aaluisitioil of TRI -S, Inc. Conversion of preferred stock ' to common stock Redemption of preferred stock Dividends - preferred stock Acquisition of treasury stock Net income - year ended ENVIRONMENTAL SERVICES OF AMERICA INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY FOR THE YEARS ENDED DECEMBER 31 1994 1993 AND 1992 Common Stock Preferred Stock Treasury Stock Paid in Number Number Number Capital in Retained of Shares Amount of Shares Amount of Shares Amount Excess of Par Earanings 2,927,063 $ 58,542 16,000 $ 160 - $ - $4,903,261 $ 1,931,743 61,425 1,229 - - - 248,771 - j 42,923 8.58 (608) - - (440) 1-)CM1H)CI 31, 1992 - - 3,0311411 $60,629 See Nates to Consolidated Financial Statements. 14,952 (6) ( 852) (29,329) - (12,450 (35,000) (66,729) - - - - - - 390,47( $150(35,000) $(66,729) $S121,851 $2,309,76 F a ;! Balance - January 1, 1993 t Issuance of common stock in connection with acquisitions Cancellation of shares previously issued in connection with acquisi- tion of 7 RI S, Inc. Redemption of preferred and common stock Dividends - preferred stock Net income - year ended December 31, 1993 AND SUBSIDIARIES CONSOLIDKI D STATEMENTS Or S'TOCIMOLDERS' EQUITY FOR THE YEARS ENDED DECEMBER 31 1994 1993 AND 1992 Common Stock Preferred Stock Treasury Stock Paid in Number Number Number Capital in Retained of S!:ares Amount of Shares Amount of Shares Amount Excess of Par L-arani!W 3,031,411 $ 60,629 14,952 $ 150 (35,000) $ (66,729) $5,121,851 $ 2,309,769 15,000 300 - - - - 22,200 (46,425) (929) - - - (91,921) - (8,682) (174) (552) (6) - - (107,013) - - - - _ - - (9,194 32,083� 2,991,304 $59,826 143400 $144(351000) $(66,729) $4,94® $2,332,658 Sec Notes to Consolidated Financial Statements. F4 AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY FORTHE YEARS ENDED DECEMBER 31 1994 1993 AND 1992 Common Stock Nun►bcr of Shares Amount Balance - January 1, 1994 2,991,304 $ 59,826 Issuance of common stock in connection With acquisitions 312,500 Issuance of preferred stock - Cancellation of shares previously issued in connection with asset acquisition (15,000) Retirement of treasury stock (35,000) Conversion of preferred stock 452,543 Exercise of warrants 91,875 Dividends preferred stock - Other 3,500 Nct income -year ended Preferred Stock Treasury Stock Paid in Number Number Capilai in Relailled of Shares Amount of Shares Amount Excess of Par Earanings 14,400 $ 144 (35,000) $ (66,729) $4,945,117 $ 2,332,658 6,250 - - - - 574,375 - - 3,200 32 - 319,9618 (300) - - (22,200) (700) - - 35,000 66,729 (66,029) 9,051 (4,142) (41) - - (9,010) 1,838 - - - - 70,037 - - - - - - (7,129) 70 - - - - 7,320 L)eCCIll DCI 31, 1994 - - 3,801,722 $76,035 See Notes to Consolidated Financial Statements. 13,458 $135 - $� 292,887 $5)819,578 $23618,416 F-9 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF CASE FLOWS FOR TFE YEARS ENDED See Notes to Consolidated Financial Statements. 7-1n DECEMBER 31, 1994 1993 1992 CASE FLOWS FROM OPERATING ACTIVITIES: Net income $ 292,887 $ 32,083 $ 390,476 Adjustments to reconcile net income to net cash provided by operating activities: Depreciation and amortization 1,311,502 921,345 818,491 (Increase) Decrease in accounts receivable (1,555,696) (2,089,934) 403,912 (Increase) Decrease in prepaid expenses and deposits (252,404) 38,743 (71,946) Decrease (Increase)in other current assets 414,837 (770,132) 16,612 Increase (Decrease) in accounts payable and accrued expenses 856,045 1,944,372 (1,032,668) Increase (Decrease) in income taxes payable 135,838 _ (22,683) (45,942) Total Adjustments 910,122 _ 21,711 88,459 Net Cash provided by Operating Activities 1,203,009 _ 53,794 478,935 CASE FLOWS FROM INVESTING ACTIVITIES: Additions to property.and equipment, net (836,670) (1,116,791) (556,017) (Increase) in deferred permit costs - - (54,760) (Increase) in customer list (62,500) (105,000) - (Increase) in other assets (419,671) (33,995) - Acquisition of subsidiaries (1,063,451) _ - (307,632) Net Cash (Used In) Investing Activities (2,382,292) (1,255,786) (918,409) CASE FLOWS FROM FINANCING ACTIVITIES: Payments of long-term debt (1,319,451) (401,537) (567,727) Increase (decrease) in notes payable -bank 175,000 1,325,000 150,000 Purchase of treasury stock - - (66,729) Redemption of stock - (107,193) (29,333) Exercise of warrants and other 56,766 - - Dividends (7,129) (9,194) (12,450) Insurance of preferred stock 320,000 - - Increase in long-term debt 2,040,000 _ 133,962 Net Cash Provided by (Used in) Financing Activities 1,265,186 _ 941,038 (526,239) NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS 85,903 (260,954) (965,713) CASE AND CASH EQUIVALENTS - Beginning 514,369 _ 775,323 1,741,036 CASH AND CASH EQUIVALENTS - Ending $ 600,272 $= 514,369 $ 775,323 See Notes to Consolidated Financial Statements. 7-1n ENVIRONMENTAL SERVICES OF AMERICA INC. AND SUBSIDIARIES CONSOLIDATED STATEMENTS OF CASH FLOWS FOR THE YEARS ENDED DECEMBER 31, 1994 1993 1992 SUPPLEMENTAL DISCLOSURE OF CASH FLOW INFORMATION: Cash paid during the year for: $ 103,446 $ 39,467 $_453,417 Income taxes Interest $ 330,302 $ 167,104 $ 127,520 SUPPLEMENTAL SCHEDULE OF NONCASH INVESTING AND FINANCING ACTIVITIES YEAR ENDED DECEMBER 31, 1994:_ The Company. purchased property and equipment for $529,015, a portion of which purchase price was financed. The purchases were accounted for as follows: Cost of property and equipment $ 529,015 Cash paid at time of acquisition 15,520 Debt incurred $ 513,495 Preferred shareholders converted 3,376 shares of Series A preferred stock and 766 shares of Series B preferred stock into a total of 452,543 shares of common stock. The transactions were accounted for as follows: Common stock $ 9,051 Preferred stock ( 41) Paid -in capital in excess of par (9,010) S The Company retired 35,000 shares of common stock previously held as treasury stock. The transaction was accounted for as follows: Common stock $ ( 700) Paid -in capital in excess to par (66,029) Treasury stock 66,729 S F-11 YEAR ENDED DECEMBER 31, 1994: (Continued) During the year, the Company acquired substantially all of the assets, subject to certain liabilities, of two treatment, storage and disposal facilities and an environmental consulting and remediation business. The aggregate purchase price was $2,010,320 consisting of cash and shares of stock. The transactions are summarized as follows: Working capital acquired, other than cash Property and equipment acquired Permits acquired Goodwill acquired Long-term debt acquired Other long-term liabilities acquired Common stock issued Net cash used in acquisition YEAR ENDED DECEMBER 31, 1.993: $ ( 549,088) 3,059,173 213,291 430,854 (1,237,154) ( 273,000) 580,625) $ 1,063,451 The Company purchased property and equipment for $400,590, a portion of which purchase price was financed. The purchases were accounted for as follows: Cost of property and equipment Cash paid at time of acquisition Debt incurred $ 400,590 21,055 $ 379,535 The Company refinanced existing debt during the year realizing cash proceeds in excess of previously existing debt. The transaction was accounted for as follows: Total new debt Cash received Debt refinanced $ 251,250 (133,962) $_117, 288 During the year, the Company acquired property and equipment and customer lists in exchange for the issuance of 15,000 shares of common stock, the assumption of long-term debt and cash. The transaction was accounted for as follows: Cost of property and equipment $ 107,550 Cash paid at time of acquisition 9,021 Debt incurred $ 98.529 Cost of customer list $ 127,500 Common stock issued ( 22,500) Cash paid $ 105,000 0 YEAR ENDED DECEMBER 31 1993: (Continued) In connection with the former owners of TRI -S having guaranteed the collectibility of certain assets, such individuals agreed to a reduction of notes payable due them as well as to the cancellation of 46,425 shares of stock previously issued to them in connection with the acquisition of TRI -S. The transaction was accounted for as follows: Cancellation of common stock Cancellation of debt Reduction of other current assets YEAR ENDED DECEMBER 31, 1992: $ 92,850 65,409 $_158,,259 The Company purchased property and equipment for $236,954, a portion of which purchase price was financed. The purchases were accounted for as follows: Cost of property and equipment Cash paid at time of acquisition Debt incurred $ 236,954 33,210 $ 203,744 Preferred shareholders converted 211 shares of Series A preferred stock and 397 shares of Series B preferred stock into a total of 42,923 shares of common stock. The transactions were accounted for as follows: Common stock Preferred stock Paid -in capital in excess of par $ 858 ( 6) 852) In March 1992, the Company acquired all of the outstanding capital stock of TRI -S, Incorporated for a purchase price of $1,194,211 comprised of the following: (a) $350,000 in cash, (b) $454,826 of promissory notes, (c) the issuance of 61,425 shares of common stock valued at $250,000, and (d) acquisition costs of $139,385. The transaction is summarized as follows: Working capital acquired, other than cash $ 202,064 Property and equipment acquired 1,092,904 Long-term debt acquired ( 282,510) Long-term debt issued ( 454,826) Common stock issued ( 250,000) Net cash used in acquisition $ 307,632 ENVIRONMENTAL SERVICES OF AMERICA, INC_ AND SUBSIDIARIES NOTES TO CONSOLIDATED FINANCIAL STATEMENTS NOTE 1 - SUM,2IARY OF SIGNIFICANT ACCOUNTING POLICIES A summary of the major accounting policies followed by the Company in the preparation of the accompanying financial statements is set :forth below: (a) PRINCIPLES OF CONSOLIDATION: The consolidated financial statements include the accounts of Environmental Services of America, Inc. and its wholly-owned subsidiaries. All significant intercompany transactions and balances have been eliminated. (b) BUSINESS: The Company is engaged in the business of providing for the control, cleanup, removal, transportation -and disposal of hazardous waste; related geological testing and consulting; and air monitoring and testing services for private and public entities. (c) REVENUE RECOGNITION: The Company's policy is to record revenue as earned and expenses are recognized as incurred. (d) CASH ANI) CASH EQUIVALENTS: For purposes of the statement of cash flows, the Company considers cash and cash equivalents to include cash on hand, amounts due from banks, and any other highly liquid debt instruments purchased -with a maturity of three months or less. (e) PROPERTY AND EQUIPMENT: Depreciation of property and equipment is computed -using the straight-line and double declining balance methods over the estimated useful lives of the related assets. Costs and related accumulated depreciation are deducted from the accounts on retirement or disposal and any resulting gain or loss is reflected in income. Betterments and major renewals or replacements are capitalized; expenditures for repairs and maintenance are charged against income. (f) GOODWILL: Goodwill represents the excess of cost over the fair value of net assets of acquired businesses,. and is being amortized on a straight-line basis over periods ranging from twenty to forty years. (g) DEFERRED PERMIT COSTS: Deferred permit costs, representing costs incurred in connection with obtaining permits required by regulatory_ agencies, are amortized over the period for which the permits are effective. NOTE 1 - SUi1•1kRY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) (h) INCOME TAXES: The provision for income taxes is based on elements o expense as reported in the statement of operations. income taxes are provided, when material, for timing between financial statement and income tax reporting, from the use of accelerated methods of depreciation tax purposes. (i) EARNINGS PER SHARE: Earnings per share of common weighted average number of outstanding during the period. NOTE 2 - ACQUISITIONS f income and Deferred differences principally for income stock is calculated based on the shares and equivalent shares (a) Effective April 1, 1994, ENSA of Indiana, Inc. ( "ENSA-IN" ) and ENSA of Missouri, Inc. ("ENSA-MO"), newly formed subsidiaries of the Company, acquired substantially all of the assets of Industrial Fuels and Resources, Inc. and Industrial Fuels and Resources of Missouri, Inc., respectively, which operated two treatment, storage, and disposal facilities. The total cost of the acquisition was $1,336,126 which approximated the fair value of the net assets acquired. The transaction was accounted for as a purchase and, accordingly, the financial statements include the operations of ENSA-IN and ENSA-MO beginning April 1, 1994. On August 12, 1994, ENSA Environmental, Inc., a newly formed subsidiary of the Company, acquired certain assets and assumed certain liabilities of Earth Science Technologies, Inc., an environmental consulting and remediation business. The total cost of the acquisition was $674,194, which exceeded the fair value of the net assets acquired by $430,854. The excess is being amozitized on the straight-line method over twenty years. The financial statements include the operations of ENSA Environmental, Inc. beginning August 12, 1994. The following summarized pro forma information assumes the acquisitions had occurred at the beginning of the periods presented and does not purport to be indicative of what would have occurred had the acquisitions been made as of those dates. Year ended December 31, 1994 1993 Net sales $ 35,747,924 $ 36,164,697 Net income (loss) $ 142,390 $ _ (76,449) Earnings (loss) per Common Share $ .03 $ (.02) NOTE 2 - ACQUISITIONS (Continued) (b) In Marc:), 1992, the Company acquired all of the outstanding capital stock of TRI -S, Incorporated (previously an S --Corporation), an environmental company engaged in the business of cleanup and transportation of hazardous and non -hazardous waste materials. The total cost of the acquisition was $1,194,211 which. approximated the fair value of the net assets acquired. The transaction was treated as a purchase for financial statement purposes. Accordingly, the financial statements :include the operations of TRI --S beginning March 1, 1992. NOTE 3 - PROPERTY AND EQUIPMENT Property and equipment is reflected at cost, net of accumulated depreciation and amortization, and is summarized as follows: NOTE 4 - NOTES PAYABLE - BANK Represents borrowings under a revolving credit line, expiring April 30, 1996, pursuant to the terms of which, the Company may borrow up to $3,000,000, including a maximum of $1,000,000 which may be utilized for standby letters of credit. Borrowings bear interest at one-half percent above the bank's base lending rate (9.0 percent at December 31, 1994). The borrowing agreement, among other things, requires the Company to maintain specified levels of tangible net worth, a specified minimum current ratio and limits the annual capital expenditures the Company may make. Borrowings under the revolving credit line, including outstanding letters of credit, plus the outstanding balance of the Company term loan (Note 5) may not exceed seventy percent of eligible accounts receivable. The revolving credit line and term loan are collateralized by the Company's accounts receivable. DECEMBER 31, DEPRECIABLE 1994 1993 LIVES Land $ 199,126 $ 158,335 - Buildings and im- provements 3,548,361 1,731,402 31.5 Years Equipment and ve- hicles 5,237,282 3,468,719 3-7 Years Furniture, fixtures and office equip- ment 1,327,859 1,050,369 3-7 Years Leasehold improve- ments 309,257 310.567 Lease term 10,621,885 6,719,392 Accumulated depre- ciation and amor- tization (3,302,172) (2,628,007) $ 7,3i9,713 $ 4,091,385 NOTE 4 - NOTES PAYABLE - BANK Represents borrowings under a revolving credit line, expiring April 30, 1996, pursuant to the terms of which, the Company may borrow up to $3,000,000, including a maximum of $1,000,000 which may be utilized for standby letters of credit. Borrowings bear interest at one-half percent above the bank's base lending rate (9.0 percent at December 31, 1994). The borrowing agreement, among other things, requires the Company to maintain specified levels of tangible net worth, a specified minimum current ratio and limits the annual capital expenditures the Company may make. Borrowings under the revolving credit line, including outstanding letters of credit, plus the outstanding balance of the Company term loan (Note 5) may not exceed seventy percent of eligible accounts receivable. The revolving credit line and term loan are collateralized by the Company's accounts receivable. 40 NOTE 5 - LONG-TERM DEBT Long-term debt consists of the following: (a) TERM LOAN -BANK: Represents the balance of a $2,000,0term loan userepayable in equal $2 of $25,000, p at one monthly principal installments rate (9.5 percent at December 31, percent above the bank's base 1994) through April 30, 1996 at which date all remaining unpaid principal is due. (b) NOTES PAYABLE - EQUIPMENT: with current Represents various equipment installment notes payable, monthly payments aggregating approximately $79,000 including interest at rates ranging from 6.50 to 12.00 percent, which are collateralized by the equipment. The terms of payment of these installment notes range between 36 and 60 months. (c) NOTES PAYABLE - INDIVIDUAL: an individual due in equal thr thly Represents notes payable to ough installments of $3,965, including interest at 10 percent, February 1997. The obligation is collateralized by the accounts receivable of Northeast Environmental Services, Inc. Aggregate annual maturities applicable to long-term debt are as follows: 1995 $ 1,148,149 1996 DECEMBER 31 251,396 1998 39,462 1994 1993 Term loan -bank (a) (b) $ 1,875,000 1,639,870 $ - 811,901 Notes payable - equip ment individual (c) 92,331 128,674 Notes payable - Notes payable - TRI -S - 195,428 acquisition 31607,201 1,136,003 1,148,149. 571,276 portion Less current p $ 2,459,052 $ 564,727 (a) TERM LOAN -BANK: Represents the balance of a $2,000,0term loan userepayable in equal $2 of $25,000, p at one monthly principal installments rate (9.5 percent at December 31, percent above the bank's base 1994) through April 30, 1996 at which date all remaining unpaid principal is due. (b) NOTES PAYABLE - EQUIPMENT: with current Represents various equipment installment notes payable, monthly payments aggregating approximately $79,000 including interest at rates ranging from 6.50 to 12.00 percent, which are collateralized by the equipment. The terms of payment of these installment notes range between 36 and 60 months. (c) NOTES PAYABLE - INDIVIDUAL: an individual due in equal thr thly Represents notes payable to ough installments of $3,965, including interest at 10 percent, February 1997. The obligation is collateralized by the accounts receivable of Northeast Environmental Services, Inc. Aggregate annual maturities applicable to long-term debt are as follows: 1995 $ 1,148,149 1996 2,167,244 1997 251,396 1998 39,462 1999 950 $ 3,607,201 NOTE 6 - CAPITAL STOCK (a) PREFERRED STOCK: the Company In connection with a private placement in December 1989, f its $.O1 par value preferred stock, as Series issued -4,000 shares o 5 percent cumulative, convertible, fully participating preferred stock. Each Series A preferred share was convertible into 125 common shares at any time by preferred stockholders. _ NOTE 6 - CAPITAL STOCK (Continued) In connection with a private placement in JunE� 1990, the Company issued 12,000 shares of its $.01 par value preferred stock, as Series 13, 6 percent cumulative, convertible, fully participating preferred stock. Each Series B preferred share was originally convertible into 33 1/3 common shares at any time by preferred stockholders. In. May 1991, a number of Series B shareholders elected to have each Series B preferred share: they owned become convertible into 41 2/3 common shares instead of 33 1/3 common shares in exchange for, among other things, agreeing to give up the right to receive dividends. During 1994, in consideration of a one year extension of the due date of the Series B preferred shares, the conversion rates were increased by 10 percent to 45.83 and 36.67 shares, respectively. In connection with a private placement in April., 1994, the Company issued :3,200 shares of $.01 par value convertible preferred stock, Series C, at $100 per share, realizing proceeds of $320,000. Holders of Series C preferred stock shall be entitled to dividends as and when and only in the event that, dividends are declared and paid on common stock. The amount of the Series C dividends would be based on the common stock dividend declared as if such shares of Series C preferred stock had been converted to common stock. Each Series C preferred share is convertible into 55 common shares at any time by preferred shareholders. During the year ended December 31, 1992,. 211 shares of Series A preferred stock and 397 _shares of Series B preferred stock_ were converted into a total of 42,923 shares of common stock. In addition, the Company redeemed an additional 440 shares of Series B preferred stock for $29,333. During the year ended December 31, 1993, the Company redeemed 413 shares of Series A preferred stock, 139 shares of Series B preferred stock and 8,682 shares of common stock for total consideration of $107,193. During the year ended December 31, 1994, 3,376 shares of Series A preferred stock and 766 shares of Series B preferred stock were converted into a total of 452,543 shares of common stock. As of December 31, 1994, no Series A preferred stock remained outstanding. As of December 31, 1994, of the 10,258 shares of Series B Preferred Stock outstanding, 545 shares are convertible at: 36.67 common shares per preferred share and are entitled to receive dividends and 9,713 shares are convertible at 45.83 common shares per preferred share. Under a mandatory redemption provision, the Company is required to redeem the Series B and Series C preferred stocks for $100 per share in June 1996 and April 1999, respectively. (b) TREASURY STOCK: In August 1992, the Company purchased 35,000 shares of its common stock on the open market for $66,729. Such shares were retired in September 1994. NOTE 7 - W2.i NTS AND STOCK OPTIONS (a) WARRA.NTS : Pursuant to its December 1989 and June 1990 private placements the Company issued 187,500 Series A Warrants and 419,038 Series B Warrants, respectively. Such warrants entitle the holders to purchase a like number of common shares at an exercise price of $1.00 per share as to the Series A Warrants and $1.70 as to the Series B Warrants. The warrants expire five years from their dates of issuance. During the year ended December 31, 1994, 109,375 Series A Warrants were exercised. At December 31, 1994, 65,742 Series B Warrants and zero Series A Warrants remain outstanding. (b) STOCK OPTIONS: On October 12, 1987, the Company's Incentive Stock Option Plan became effective, pursuant to which options for up to 50,000 shares of common stock may be granted. In November 1991, options were granted for 50,000 shares of common stock at an exercise price of $3.3125 per share. During the year ended December 31, 1992, options to purchase 19,000 shares were cancelled. On February 16, 1993, the remaining 31,000 options were converted to options under the 1990 Performance Incentive Stock Option Plan. On August 8, 1990, the 1990 Performance Incentive Stock Option Plan was approved by the Board of Directors, pursuant to which options for up to 150,000 shares of common stock could be granted. On February 18, 1992, the Plan was amended to increase the number of shares for which options can be granted to 400,000. Generally, options expire three years from their date of vesting. Information with respect to options under this plan follows: At December 31, 1994, ootiens were exercisable for a total of 204,750 shares and options for the purchase of 169,000 shares were available for future grant. F_;a Oution Price Shares Per Share Aggreaatte_ outstanding 1, 1992 January 150,000 $3.00 to $3.25 $ 478,750 Issued 270,000 $3.00 to $4.22 1,057,050 Cancelled (202,500) $4.22 ( 854,550) outstanding December 31, 1992 217,500 $3.00 to $3.25 681,250 Issued 150,000 $2.00 to $3.00 335,000 Cancelled (137,000) $3.00 to $3.25 ( 439,750) Transfer from 1987 31,000 53.00 93,000 Plan Outstanding December 261,500 $2.00 to $3.00 669,500 31, 1993 Cancelled (30,500) (91,500) outstanding December 231,000 $ 2.00 to $3.00 $ 578.000 31, 1994 At December 31, 1994, ootiens were exercisable for a total of 204,750 shares and options for the purchase of 169,000 shares were available for future grant. F_;a .......... NOTE 8 - INCOME TAXES The Company files a consolidated Federal income tax return with :its subsidiaries_ Deferred income taxes have not been provided inasmuch as they are deminimus. The provision for income taxes consists of the following: -YEARS ENDED DECEMBER 31. 1994 1993 1992 Federal $ 163,400 $ 13,500 $ 198,300 State 74,000 41.000 136,000 Total $ 237,400 $ 54,500 $ 334,300 A reconciliation of income tax expense at the statutory rate to income tax expenseat the Company's effective rate is as follows: YEARS ENDED DECEMBER 31, 1994 1993 1992 Computed tax at -the statutory raters $ 180,300 $ 29,400 $ 246,400 State income tax - 314,000 1998 170,000 net of federal tax benefits 48,800 27,100 89,800 Amortization of good- $ 1,862,000 will - not deduct- 11,500 11,500 11,500 ible Other, net ( 3,200) 1_11_,500.) ( 13,400) Income tax expense $237,400 $ 54,50Ci $_3346300 NOTE 9 - COMMITMENTS AND CONTINGENCIES (a) EMPLOYMENT AGREEMENTS: The Company has employment contracts with two officers, both of which expire December 31, 1996. Aggregate annual compensation pursuant to the contracts is $266,000 plus cost of living increases. (b) LEASES: The Company is obligated under fourteen long -germ leases for office space which expire at various dates through February 2002. The following is a schedule by year of future minimum rental payments required under operating leases that have initial or remaining noncancellable lease germs :in excess of one year as of December 31, 1994: Year Ending December 31 1995 $ 582,000 1996 513,000 1997 314,000 1998 170,000 1999 89,000 Thereafter 194,000 $ 1,862,000 NOTE q - COM --f TMENTS AND CONTINGENCIES -(Continued) Certain of these leases contain renewal options ranging.from -five to ten years. Additionally, two leases provide the Company with an option to purchase the properties. Rent expense for the years ended December 31, 1994, 1993 and 1992 approximated $463,000, S347,000 and $324,000, respectively. (c) LEGAL MATTERS: The Company is a defendant, together with numerous other parties, in an action by the owner of a building against the prior owner and all persons and companies hired by the prior owner to clean-up contaminated oil spills existing on the property prior to the sale and, in connection therewith, to conduct certain tests. The suit contends that the cleanup and/or the testing, some of which was done by the Company, was conducted negligently, and that misrepresentations«ere made by the prior owner concerning the true level of remaining contamination, and seeks $3.55 million in damages. Based on facts obtained during discovery, management believes, based upon the advice of counsel, that its exposure for damages to the plaintiff is not material. The Company and its subsidiaries are also involved in other litication arising in the normal course of business. While the results of such litigation cannot be predicted with certainty, management, based upon the advice of counsel, believes that the final outcome will not have a material adverse effect on the Company's results of operations or financial position. (d) The Company as of December 31, 1994 was contingently liable under standby letters of credit in the amount of $538,275. Such letters of credit were issued in conjunction with various bonding and permitting requirements. i Cooper, Selvin & Strassberg CERTIFIEC PUBLIC ACCOUNTANTS a15 NORTHERN BOULEVARD 505 BARK AVENUE GREAT NECK, NEW YORK 11021 NEW YORK, N.Y. 10022 (516) 466- 1400 (212) 3a8-I�00 ACCOUNTANTS' REPORT ON FINANCIAL STATEMENT SCHEDULES The Board of Directors and Stockholders Environmental Services of America, Inc. Rahway, New Jersey The audit referred to in our report dated March 14, 1995, relating to the consolidated financial statements of Environmental Services of America, Inc. and subsidiaries for the years ended December 31, 1994, 1993 and 1992, included the audit of the financial statement schedules incorporated by reference in Item 14 of Form 10-K. In our opinion, such financial statement schedules present fairly the information set forth therein. �07CERTIFIED PUBLIC ACCOUNTANTS Great Neck, New York March 14, 1995 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES SCHEDULE V -PROPERTY, PLANT AND EQUIPMENT COLUMN F ,UMN A COLUMN B COLUM'.i C COLUMN D COLUMN E Balance at Other Balance Beginning Additions Changes Add at End scrintion of Year At Cost Retirements (Deduct) of Year ar ended December 31, 94: Land $ 158,335 5 1:0,000 (1)$ - $ ( 89,209)(2) $ 199,126 20,000 Buildings and improve- ments 1,731,402 1,705,000 - (437,146)(2) 3,548,361 549,105 7.-uipment and -chicles 3,468,719 1,244,173 (1) - (356,090)(2) 5,237,282 880,480 ..:rniture, fixtures and office equipment 1,050,369 337,020 - (59,530)(2) 1,327,859 asehold improvements 310,567 2,855 (4,165) - 309,257 $ 6;719,392 $ 4,848,633 $ (4,1651 $ (941,975) $ 10,621,885 ended December 31, Laid S 139,773 $ 18,562 $ - $ - S 158,335 P,tildings and improve- ments 970,147 761,255 - - 1,731,402 E ruipment and vehicles 2,942,323 642,316 - (221,128) (2) 3,468,719 105,208 (3) :urniture, fixtures and office equipment 946,501 209,076 - (105,208) (3) 1,050,369 Leasehold improvements 353,656 1,362 (44,451) 310,567 $ 5,352,400 $ 1,632,571 $ (44,451) $ (221,128) $ 6,719,392 ear ended December 31, 992. ,and $ 119,529 $ 20,244 $ - $ - $ 139,773 Buildings and improve- ments 881,364 88,783 - - 970,147 Equipment and vehicles 1,733,811 751,131 (1) - ( 75,020) (2) 2,942,323 532,401 ;"urniture, Fixtures -nd of `ice equipment 765,696 140,746 - - 946,5D1 40,059 (1) 7,226 ,.Pasehol.d improvements 44,716 301,713 (1) - - 353,656 $ 3,545,116 $_11882,304 $�_ $ { 75,020) $ L52=, 400 Subsidiary ac-quired i Disposal ;� Reclassi:ication =-23 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES SCHEDULE VI - ACCUMULATED DEPRECIATION, DEPLETION AND AMORTIZATION OF PROPERTY, PLANT AND EQUZPMENT ,UMN A COLUMN n COLUMN C COLUMN D COLUMN E COLUMN F 1,719,049 847,102 - (298,006) (1) 2,268,145 639,404 Addition - (49,536) (1) 811,573 Balance at Charged to Other Balance Beginning Costs and Changes Add at End Description of Year Expenses Retirements (Deduct) of Year ax ended December 31, 94: Buildings and improve- ments Equipment and vehicles Furniture, fixtures and office equipment Leasehold improvements gar ended December 31, 193: Buildings and improve- ments Equipment and vehicles Furniture, fixtures and office equipment Leasehold improvements ear ended December 31, 992: Buildings and improve- ments Equipment and vehicles Furniture, fixtures and office equipment Leasehold improvements 1) Disposal 2) Reclassification $ 209,171 $ 80,399 $ - $ (155,138) (1) $ 134,932 1,719,049 847,102 - (298,006) (1) 2,268,145 639,404 221,705 - (49,536) (1) 811,573 60,383 31,304 (4,165) - 87,522 $ 2,628,007 $ 1,181,010 $(4,165) $ (502,680) $_3,302,172 $ 170,133 $ 39,038 $ - $ - $ 209,171 (183,412) (1) 1,249,451 598,338 - 54,672 (2) 1,719,049 536,004 158,072 - (54,672) (2) 639,404 65,110 39,724 (44,451) - 60,383 $ 2,020,698 $ 835,172 $__144,451) $ (183,412) $ 2,628,007 $ 132,230 $ 37,903 $ - $ - $ 170,133 789,718 505,114 - (45,381) (1) 1,249,451 377,671 158,333 - - 536,004 21,587 43,523 - - 65,110 $ 1 $ 744,87.33 $ - $ (45,381) $ 2,020,698 F-24 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES SCHEDULE VIII - VALUATION AND QUALIFYING ACCOUNTS AND RESERVES UMN A COLUMN B COLUMN C COLUMN D COLUMN E Additions (2) Balance at Charged to Charged to Balance Beginning Costs and Other at End >escription of Year Expenses accounts Deductions of Year tr ended December 31, ,4: ,llowance for doubtful accounts - accounts receivable $ 272,605 $ 297,195 $ 100,000(1) $ (200,195) $ 469,605 accumulated amorti- zation goodwill 190,595 42,223 - - 232,818 accumulated amorti- zation deferred permit costs 92,277 55,419 - - 147,696 $ 555,477 S 394,337 S 100,000 $ (200,195) $ 850,119 it ended December 31, 33: allowance for doubtful accounts - accounts receivable $ 271,722 $ 216,967 $ - $ (216,084) $ 272,605 accumulated amorti- zation goodwill 156,653 33,942 - - 190,595 Accumulated amorti- zation deferred permit costs 45,358 46.919 - - 92,277 $ 473,733 $ 297,828S - $ (21� 6,084) $ 555,477 ar ended December 31, 92: Allowance for doubt_�ul accounts - accounts receivable $ 102,016 $ 196,424 $ 163,255(1) $ (189,973) $ 271,722 accumulated amorti- zation goodwill 122,711 33,942 - - 156,653 Accumulated amorti- zation deferred permit costs 5,682 39,676 - - 45,358 $ 230,409 $ 270.042 $ 163,255 $ (189,973) $ 473,733 1) Subsidiary acquired All valuation and qualifying accounts and reserves are deducted in the balance sheet from the assets to which they apply. - F-25 ENVIRONMENTAL SERVICES OF AMERICA, INC. AND SUBSIDIARIES SC:SEDULE IX - SHORT-TERM BORROWINGS COLUMN A COLUMN B COLUMN C COLUMN D COLUMN c COLUMN F Maximum Average Weighted Weighted Amount Amount Average In - Balance at Average Outstanding Outstanding terest Category of Aggregate End Interest During the During the During the Short -Term Borrowinas of Year Rate Period Period Period Sar ended December 31, 394: Banks $ 1,650,000 9.09 $ 2,075,000 $ 1,471,712 7.67% ear ended December 31, 9931 Banks $ 1,475,000 6.5% $ 1,475,000 $ 543,105 6.509 "ear ended December 31, 992: Banks $ 150,000 6.5% $ 250,000 $ 37,022 6.50% Weighted average interest rate during the period was calculated by dividing the actual short-term expense by the average short-term debt outstanding. ENVIRONMENTAL SERVICES OF AMERICA INC AND SUBSIDIARIES SCHEDULE X - SUPPLEMENTARY INCOME STATEMENT INFORMATION COLUMN A COLUMN B CHARGED TO COST AND EXPENSES YEAR ENDED DECEMBER 31, _ 1994 1993 1992 Maintenance and repairs (a) (a) (a) Amortization of intangible assets: Goodwill Deferred financing costs Deferred permit costs Customer list Taxes, other than payroll income taxes Royalties Advertising costs a) Does not exceed one percent of sales. 42,223 33,942 33,942 55,419 46,919 39,0676 32,850 5,312 - (a) (a) (a) (a) (a) (a) F-27 SIGNATURES Pursuant to the requirements of ;Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized_ Environmental Services of America. Inc. (Registrant) By /s/ Jon Colin JOEL Colin, President and Chief Executive Officer March 29, 1995 Date Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. /s/ Jon Colin Jon Colin, President and Chief Executive Officer March 29, 1995 Date /s/ Kathleen P. LeFevre Kathleen P. LeFevre, Chief Financial Officer March 29, 1995 Date /s/ Josevh Jacobsen Joseph Jacobsen, Director March 29, 1995 Date /s/ Walter H. Barandiaran Walter H. Barandiaran, Director March 29, 1995 Date !s/ Schneur Z. Genack Schneur Z. Genack, Director March 29, 1995 Date EXHIBIT 21.1 SUBSIDIARIES OF ENVIRONMENTAL SERVICES OF AMERICA, INC. Wholly -Owned Subsidiaries of Environmental Services of America, Inc: Additional State of Names Under Which Name of Subsidiary Incorporation Subsidiary Does Business ENSA/Government Services, Inc. DE ENSI of Pennsylvania, Inc. PA NES - PA ENSI, Inc. NJ ENSI Environmental Services of MO ENSA-MO America -MO, Inc. Environmental Services of IN EISA-IN America -IN, Inc. Northeast Environmental NY NES Services, Inc. Tri -S, Incorporated CT TRIS ENSA Environmental, Inc. P.A VISA -ENV On January 1, 1995, the subsidiaries of the Company listed below were merged into and now operate as ENSA Environmental, Inc.: National Air Network, Inc. International Exploration, Inc. ENSI of Delaware, Inc. The Almega Corporation The following subsidiary was dissolved in March, 1995: ENSA of Louisiana, Inc. � Environmental� o Services of America, Inc. Tri -S Inc. Division 25 Pinney Street EZ INas 8 Ellington, 0 Phone: (203) 875-211-2110 1 -800 -445 -TRIS Fax: (203) 875-8587 FACILITY PERMITS AND INSURANCE TRI -S INC. NEW YORK STATE TRANSPORTER PERMIT LAIDLAW ENVIRONMENTAL SERVICES ENVIROSAFE, INC. CITY ENVIRONMENTAL, INC. UNITED OIL RECOVERY —-------- —Offices Nationwide — ---- -- -- Rahway, NJ - Baltimore, MD - Royersford, PA - Philadelphia, PA New Orleans, LA - Syracuse, NY - Hartford, CT - Brattleboro, VT - Burlington, VT Chicago, IL - Los Angeles, CA - South Bend, IN - Scott City, MO 1J1vI�IUIV Ur /_AKUUU5 SUBSIANCES KEGULATION • BUR 01` PROGRAM AND TECHNICAL SUPPORT • 50 WOLF ROAD, ALBANY, NEW YJW 1 2233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: N`�(vN C MAILING ADDRESS 25 PIN14EY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06 29 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF # 1 INFORMATION WASTE WASTE DESCRIPTION ALD000622464 4L00 AUTHORIZED WASTE T) CWM CHEMICAL WASTE MANAGEMENT HWY 17N PO 3OX 55 EMELLE AL 35459 TSDF # 2 I.41FORt1ATION WASTE WASTE DESCRIPTION ARD069748192 AR01. AUTHORIZED WASTE TJ'ENSCO ENSCO INC AMERICAN. RD 30X1957 ELDORADO AR 71730 TSDF # 3 INFORMATION WASTE WASTE DESCRIPTION CDD980756415 CD02 AUTHORIZED' WASTE T).STABLEX.CANADA. STABLEX CANADA -INC - 760 BOUL INDUSTRIAL BLAINVILE QUEBEC CD 00000 ********************** CONTINUED ON NEXT PAGE **********>k***#******** PAGE 1 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By -)--a Y - New York State Department firivironlifierital Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. �i WASTE TRANSPORTEWERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST.OF VEHICLES THIS IS TO CERTIFY THAT: MES Ni§C. MAILING ADDRESS 15PINNEY: ST: CITY COUNTY STATE ZIP CODE ELLINGTON OUT .OF STATE CT . 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF. #. 4- IJV FORMATION. WASTE. WASTE- DESCRIPTION CTDO00604488 CT01, AUTHORIZED' WASTE TO`CLEAN-.HARBORS CLEAN HARBORS 3F CONNECTI 51 a' BRODERICK RD BRISTOL CT 06010 .TSDF # 5 INFORMATION WASTE WASTE DESCRIPTION CT0001164599 D002- NON -LISTED: CORROSIVE WASTES'. MACDERMID'INC D007 CHROMIUM 5 OMG1L TCLP 526 -HUNTINGDON AVE. D008 LEAD 500Ma/L' TCL?- WATERBURY' CT 06708 TSDF # 6 INFORMATION WASTE WASTE DESCRIPTION CTDO16424210 N000 HAZARDOUS AND NON—AAZARDOUS`WASTE OILS TRIS INC 1002 CONTAMINATED FUEL OIL 25 PINNEY.ST N003 LUBE/HYDRAULIC OIL ELLINGTON CT 06029 4004 TRANSMISSION FLUID N005 GEAR OIL .4011. OIL SOAKED DEBRIS N098 OTHER, PETROLEUM DERIVED OILS 4816 CONTAMINATED DIRT. SOILS OR SAND N873 WAXES 4899 NONHAZARDOUS WASTE(S) SPECIFY BELOW *************k******** CONTINUED ON NEXT PAGE PAGE 2 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This D-rmit is not translerrabie 14 MARCH 5 In witness whereof. the Department of Environmental Conservation has caused this permit to be executed on this of By ,,day New York State Depa tment nvironmental Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any rattler federal, state or local regulations. Please refer to warning notice on back of this Permit. _J t wcw rUKK STATE DEPARTMENT O VIRONMENTAL CONSERVATION D1 N OF HAZARDOUS SUBSTANCES REGULATIOIW BUREAU OF PROGRAM AND TECHNICAL SUPPORT " 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 • WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD016424210 S_E LIST )F VEHICLES THIS IS TO CERTIFY THAT: fKl ES N"IN ,MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT )6025 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby author to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: N999 OTHER MISCELLANEOUS NON -INDUSTRIAL WAST TSDF # 7 INFORMATION BASTE WASTE DESCRIPTION CTD021316889 CT12 AUTHORIZED WASTE T) UNITED OIL RECOVERY UNITED OIL REC)VERY INC D001 NON -LISTED IGNITAB.E WASTES 136 GRACEY.AVE D004 ARSENIC 5.OMG/L TCLP MERIDEN CT 06450 D006o CADMIUM- 1.0MG1L. TCLP D007 CHROMIUM 560MG/L TCLP, 0008: LEAD 5.QMGZL: TCLP, D0111 SILVER'. 5:+JMG1L: TCLP F001. HALO SOLV + SL FM REC-OF S)LV'IN DEGREA.- F002 HALO SOLV +:STILL 30TTOMS FM REC OF•-SOLV F003 NON -HAL: SOLV-&= ST. 3TMS ,FM. RiEC (XYLENE ET 1`005'� NON= --HAL: SOLV: & STL: BTMS. FM. REC• (TOLUNER' N N001 USED - ENGINE:;LUBRICAtING OIL( N0021 CONTAMINATED' FUEL' OIL: N003: LUSE/HYDRAULIC` ©ILI N004= TRANSMISSION FLUID Na05 GEAR OIL: )4006 NON -PCB DIELECTRIC.OIL: 14007 EMULSIFIED.CUTTING OIL: N008 NON -EMULSIFIED 'CUTTING OIL- N009 HIRE. DRAWING: LUBRICANT: N010 DISTRESSED -.OIL N011,' OIL= SOAKED" DEBRIS N012K SOLIDS/SLUDGES :CONTAINING OIL <50 PPM'PCB CONTINUED ON NEXT' PAGE' 3.OF 34 PAGES APRIL THIS PERMIT WILL EXPIRE AT MIDNIGHT 30 95 19 and is subject to revocation at any time. This permit is not transferrable. 95 14 MARCH In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on 1, d y of 19 1)_� )�y B— ntal Conservation Representative York State Depa tr1ty0fn' NOTE: This Permit does not relieve the transporter of the responsibcomplying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. DIVISION OF HA7000S SUBSTANCES REGULATION • BUREAU OGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12 250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 4 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: "1 �lE� C 25ILIST- COUNTY STATE ZIP ZIP CODE ILLINGTON: OUT`OF..STATE CT° 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: N013°- TANK: BOTTOMS -FUELS: .4015: TANK BOTTOMS:-: NON-HAZARDGUS,OIL .4017: MINERAL: OIL-, FROM IADUSTRIAL! SOURCES'. 4098OTHER-PETROLEUM DERIVED'DILS' .4099 OTHER NON-PETROLEUN:DERIVED' OILS TSDF # 8 INFORMATION WASTE. WASTE DESCRIPTION CTD072138969 CT00- AUTHOIRIZED-WASTE_T)CIEWR. ENVIRONMENTAL: WASTE RESOU 130 FREIGHT =ST WATERBURY. CT 06702 TSDF # 9 INFORMATION 4ASTE WASTE DESCRIPTION CTD122198731. N011 OIL SOAKED DEBRIS WASTE MANAGEMENT OF CONNE N807 ASBESTOS W4STE (SEE.CONDITIONS) 182-2 DANBURY RD N816 CONTAMINATED DIRT.'SOILS OR:SAND NEW MILFORD CT 06776 TSDF #10 INFORMATION BASTE WASTE DESCRIPTION � 0029 1011 OIL SOAKED DEBRIS PHOENIX SOILS N012 SOLIDS/SLUDGES CONTAINING OIL <50 PPM PCB 130 FREIGHT ST 4013 TANK BOTTO,MS—FUELS WATERBURY CT 06723 4014 TANK BOTTOMS—GASOLINE 4116 DRILLING MJD *********************** CONTINJED ON NEXT PAGE PACE 4 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 _ and is subject to revocation at any time This permit is not transferrable 14 MARCH 5 In witness whereof- the Department of Environmental Conservation has caused this permit to be executed on t 's day of —.19 — By New York State Depa ent of vircinn+ntlil Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibil y of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. — oa NtW YUKK �IAIt DEPARTMENT OF ENVIR ENTAL CONSERVATION - DIVISION �AZARDOUS SUBSTANCES REGULATION •. B OF PROGRAM AND TECHNICAL SUPPORT 4 `/ SO WOLF ROAD, ALBANY, NEW Y RK 12233-7250 14W WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached S NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD316424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: IZSINES N E I NC MAILING ADDRESS 25 PINUEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OJT OF STATE CT 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: 4816 CONTAMINATED DIRT. SOILS OR SAND X1869 TARS TSDF #11 INFORMATION ;BASTE:WASTE DESCRIPTION ILD005450697 D001 NON—LISTED IGNITABLE WASTES SAFETY-KLEEN F001: HALO SOLV +'SL FM REC OF SOLV IN DEGREAS: 1445 42ND ST F002 HALO SOLV +"STILL 30TTOMS:FM REC'.OF SOLV CHICAGO IL'60609 F003 NONIHAL'SOLV & ST 3TMS-FM' REC:(XYLENE ETC. F005 NON -HAL SOLV `& STL:BTMS FM REC'(TOLUNE:ME TSDF 412 INFORMATION WASTE WASTE DESCRIPTION ILD087157251. IL07: AUTHORIZED WASTE TO EWR. ENVIRONMENTAL WASTE REMOV 2390 S.BROADWAY: COAL_CITY- IL'60416 TSDF.#13 INFORMATION WASTE=WASTE DESCRIPTION ILD098642424 IL02 AUTHORIZED WASTE TO CWM TRADE WASTE INCINERATION 7 MOBILE AVE SAUGET. IL 62201 CONTINUED ON NEXT ` PAGE. PAGE. 5 OF 34 PAGES THIS PERMIT WILL EXPIRE AT MIDNIGHT APRIL 30, 19 95 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness w hereof, the Department of Environmental Conservation has caused this permit to be executed on this day ni 19 By New York State Departmen of E men C nervation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. DIVISION OF HA OUS SUBSTANCES REGULATION ii BUREAUROGRAM AND TECHNICAL SUPPORT c 50 WOLF ROAD, ALBANY, NEW YORK i3-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE.LIST OF VEHICLES THIS IS TO CERTIFY THAT: MR"INC al��,VkE; ST ITY COUNTY STATE ZIP CODE LLINGTON'. OUT7.OF,2STATE. CT: 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #14 INFORMATION WASTE: WASTE: DESCRIPTION IND005081542: IN08 AUTHORIZED -WASTE TO COPLAY_CE.14ENT ESSROC MATERIALS INC RTE 25 S LOGANSPORT IN 46947 TSDF #15 I'IIFORMATION WASTE WASTE DESCRIPTION IND006419212 D001: NON-LISTED�IGNITABLE WASTES' SYSTECH/LONE STAR INDUSTR D018 BENZENE 0 5MG/L. TCLP, LIMEDALE RD PO' BOX' 485• D019 CARBON -TETRACHLORIDE 0:5MG/L` TCLP' GREENCASTLE IN 46135 D021 CHLOROBENZENE 100eOMG/L TCLP D035 METHYL:ETHYL KETONc 200.01MG/1.I TCLP D039 TETRACHLOROETHYLENE.0 7MG/L. TCLP� F001, HALO SOLV +: SL. FM AEC`- OF, SOLVE INm DEGREAS F002 HALO SOLV +: STILL 30TTOMS: FM REC OF; SOLV F003 NON-HAL_SOLV'& ST 3TMS FM.REC (XYLENE ETC. F004 NON—HAL SOLV &.ST 3TMS FM REC (CRESOL ETC. F005 NON—HAL SOLV & STL BTMS FM.REC (TOLUNE,,ME K048 DIS AIR FLOT FLOAT FM PETR REF INDUSTRY K049 SLOP OIL EMULSION FM PETR:REF INDUSTRY K050 HT EX BUNDLE CLEANING SLDG Fly PETR REF IN K051 API SEP SLDG FM PETR REF IIDUSTRY 0002 ACETONE ** ******************** CONTINUED ON NEXT PAGE ***4********************** PAGE 6 OF 34 P4GES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time This permit is not transferrable 14 MARCH 95 In witness whereof. the Department of Environmental Conservation has caused this permit to be executed ons ay of 19 ^ `- \ By or New York State Depart ent of ironme tat onservation Representative NOTE: This Permit does not relieve the transporter of the responsibilit complying with anv other applicable Oof federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5190)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION a DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT ` Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST JF VEHICLES THIS TO CERTIFY THAT: 'IS $ I KLES�NY'N'C MAILING ADDRESS 25 PINNEY ST. CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT J6029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #16 INFORMATION WASTE WASTE DESCRIPTION IND078911146 IN04 AUTHORIZED WASTE TO CWM CHEMICAL WASTE MANAGEMENT 4636 ADAMS CEVTER RD FORT WAYNE IN 46806 TSDF #17 INFORMATION WASTE WASTE DESCRIPTION IND980590947 IN22 AUTHORIZED WASTE T11. INDUSTRIAL- FUELS & RE ENVIRO SERV OF'AMER INC 604 S SCOTT.ST_ SOUTH BEND IN -46601; TSDF,#18.INFORMATION WASTE WASTE DESCRIPTION LAD000777201, LA02 AUTHORIZED WASTE TO CWM CWM/LAKE CHAR -)ES FACILITY 7170 JOHN 3RANN0N RD CARLYSS - LA: 70663 CONTINUED ON NEXT PAGE PAGE 7 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. MARCH 9 5 In witness whereof, the14 Department of Environmental Conservation has caused this permit to be executed on 's day of 19 By In New York State n nvi tal Conservation Representative NOTE: This Permit does not relieve the transporter of the responsi ' ity of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. • DIVISION OF HAZ#pUS SUBSTANCES REGULATION • BUREAUOGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 8 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER - VEHICLE STATE & LICENSE NUMBER CT -019 CTD -316424210 SEE LIST: OF. VEHICLES IS TO CERTIFY THAT: $T�H$ISS1ESS I Kites NC (LING ADDRESS 225 -PINNEY.- ST: CITY COUNTY STATE ZIP CODE ELLINGTONf 0UT- OF;_STATE CT; 96029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF.#19:INFORMATION WASTE.WASTE DESCRIPTION LAD981057706- LA03 AUTHORIZED WASTE T9' MARINE` SHALE PROCESSOR MARINE. SHALE_ PROCESSORS I 9828. HWY. 90� E MORGAN CITY; LA 70380 TSDF #20 INFORMATION WASTE: WASTE DESCRIPTION MAD001020775. IMA04 AUTHORIZED WASTE TO- EASTEWSMELTING EASTERN:SMELTING 37: —: 39 BUSIER _ ST LYNN- MA 01901 TSDF.#21.IAFORMATI0N WASTE WASTE DESCRIPTION MAD002384093 IA02 AUTHORIZED WASTE T) CW,M GENERAL- ELECTRIC CO 100 WOODLAWN AVE PITTSFIELD MA 01201 COITINUED ON NEXT PAGE PASS 8 OF 34 PkGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 14 "ARCH 95 in witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day 19-- 9 _By By New York State Departrientof Envi menta C nservation Representative NOTE: This Permit does not relieve the transporter of the responsibilit of complying with any other appljca5le federal, state or local regulations. Please refer to warning notice on back of this Permit. DIVISION OF HDOUS SUBSTANCES REGULATION • BUREA PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YOR 233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 9 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 S=E LIST 3F VEHICLES THIS IS TO CERTIFY THAT: f 1ESiNT4C MAILING ADDRESS 25 PINNEY.ST CITY COUNTY STATE ZIP CODE ELLINGTON- OUT OF STATE CT 06029: Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF 422 INFORMATION. WASTE WASTE DESCRIPTION MAD019371079 AA05 AUTHORIZED WASTE TO GENERAL` CHEMICAL CORP GENERAL CHEMICAL CORP 133 LELAND ST FRAMINGHAM. MA 01701 TSDF #23 IiMFORMATION WASTE WASTE DESCRIPTION MAD053452637. MA00- AUTHORIZED WASTE TO! CLEAN,4AR30RS CLEAN HARBORS )F.BRAINTRE 385 QUIWCY�'AVE, BRAINTREE: MA'02184 TSDF #24.INFORlMATION WASTE -WASTE DESCRIPTION MAD982198756 N816 CONTAMINATED DIRTt'SOILS OR'SAND JH MAXYMILLIAN4ENCAP FACI 1801: EAST ST PITTSFIELD MA. 01201. ***********#*#****** CONTINUED ON NEXT PAGE*************************** PAGE 9 OF 34 PAGES APRIL 30 . 95: THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on th' day of 19 By New York State Departmentvir tat Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibl ty of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. DIVISION OF HAES US SUBSTANCREGULATION _• BUREAU O4&GRAM AND YECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 121W250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER - VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210' SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: T§ MAILING ADDR[�ESS 25 PIN)IEY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT :, OF r STATE_ CT. 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #25 IfNFORMATION WASTE: WASTE,'DESCRIPTION MAD985318534 N899 NON -HAZARDOUS _ WASTE (S). SPE CI FY: BELOW ALTA. -.RESOURCE MANAGEMENT 88B INDUSTRY:AVE SPRINGFIELD MA -01104 TSDF #26 INFORMATION WASTE WASTE DESCRIPTION 00008 N816 CONTAMINATED DIRT# -SOILS OR -SAND AtMERICAN. RECLA.4ATION. CORP 130 STURBRIDGE RD RT 20- t0-.CHARLTON .CHARLTONMA' 01508 TSDF.#27-INFORMATION WASTE WASTE DESCRIPTION 00041 N816 CONTAMINATED DIRT. SOILS OR -SAND MAXYMILLIAN I RE -SOIL E ST N ADAMS MA 01247 **************k******* CONTINUED ON NEXT PAGE ************************ PAGE 10 OF 34 PAGES APRIL 3D 9519 THIS PERMIT WILL EXPIRE AT MIDNIGHT and is subject to revocation at any time. This permit is not transierrzble 14 g J MARCH In witness whereof, the Department of Environmental Conservation has czused this permit to be executed on this day of 19 By New York State Departm nt of Envir mental C ns anon Representative NOTE: This Permit does not relieve the transporter of the responsibilit f complying with any other �pplic+h` federal, state or local regulations. Please refer to warning notice on back of this Permit. I 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT AM 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NISDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER C T -014 CTD016424210 SEE LIST JF VEHICLES THIS IS TO CERTIFY THAT: fl1S ES� NT4C MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT J6029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT. STORAGE OR DISPOSAL FACILITY: TSDF #28 INFORMATION WASTE WASTE DESCRIPTION MID000724831 MI03 -AUTHORIZED WASTE TJ"ENVOTECH MANAGEMENT SE ENVOTECH MANAGEMENT.SERVI 49350 N_I-94 SERVICE DR BELLEVILLE SII 48111. TSDF #29 INFORMATION WASTE.WASTE DESCRIPTION MID006523385 MI14 AUTHORIZED WASTE TO" CITY.ENVIRONME4TAL CITY -ENVIRONMENTAL 29163 CALANAN ST. ROSEVILLE MI 48066 TSDF..#30 INFORMATION WASTE WASTE DESCRIPTION. .MID048090633 MI02 AUTHORIZED WASTE TO:WAYNE DISPOSAL` WAYNE DISPOSAL,INC 49350 N SERVICE' RD BELLEVILLE MI"48111 CONTINUED ON NEXT, PAGE PAGE 11 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 — and is subject to revocation at any time. This permit is not transferrable. M A RIC H" 9 5 In witness whereof, the14 Department of Environmental Conservation has caused this permit to be executed on this y of 19 By '41 New York Statet of vo m Conservation Representative NOTE: This Permit does not relieve the transporter of the rTonsi ty of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. DIVISION OF HADOUS SUBSTANCES REGULATION • BUREAU&ROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 3-7250 1%W WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THAT: gTHIS [1ISSTOCERTIFY 1 KIESJNIIYC ILINC ADDRESS .PINNEY',ST CITY COUNTY STATE ZIP CODE ELLINGT©N.. OUT OF: STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15; -of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: .TSDF #31.'INFOR:MATION: WASTE WASTE DESCRIPTION MID054683479 MI14 AUTHORIZED WASTE'T3=CITY ENVIRONMENTAL CITY-' ENVIRONME_.ITAL.-INC 1550 HARPER.ST. DETROIT MI 48211: TSDF #32 INFOR.4ATION WASTE WASTE: DESCRIPTION MID074259565 MI20 AUTHORIZED WASTE TO DYNECOLFINC DYNECOLI INC' 6520 GEORGIA. ST DETROIT NI 48211 TSDF #33 I1FORNATION WASTE WASTE DESCRIPTION MID096963194 MI01AUTHORIZED WASTE T3 CHEM—MET SERVICES CHEM MET SERVICES 18550 ALLEN RD WYANDOTTE MI 48192 *********************** CONTINUED ON NEXT PAGE ************************ PAGE 12 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time This permit is not transferazile 14 MARCH ?5 In witness whereof. the Department of Environmental Conservation has caused this permit to be executed on this day BY ---— — New York State Department of En ' nmental C,nservation Representah:e NOTE: This Permit does not relieve the transporter of the responsibilit of complying with an,,, other .rpplicab!. federal, state or local regulations. Please refer to warning notice on back of this Permit. #A7-20-3 (5190)-26a O YORK STATE DEPARTMENT OF ENVIRONMACONSERVATION- DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT _ 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST DF VEHICLES THIS IS TO CERTIFY THAT: fLLSIrNES NA -MIC MAKKILLING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CTJ ,6029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: (TSDF #34 I.YFORIATION WASTE WASTE DESCRIPTION MID0980119?2 MI04 AUTHORIZED WASTE T).CYANOKEM CYANOKEM INC 12381 SCHAEFER HWY DETROIT MI 48227 TSDF #35 INFORMATION WASTE WASTE DESCRIPTION MID980615298 MI06 AUTHORIZED WASTE T)PETRO CHEM -PROCESSING PETRO CHEM PROCESSING 421 LYCASTE ST. DETROIT MI 48214 TSDF. #36- INFORMATION WASTE;WASTE'DESCRIPTION MID980991566 MI14 rAUTHORIZED WASTE TO' CITY: ENVIRONMENTAL' CITY: ENVIRONMENTAL: INC" 1923 FREDERICK DETROIT. MI 48211. *********k********** CONTINUED ON NEXT PAGE*************************** PAGE 13 -OF 34 PAGES APRIL 3 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 79 and is subject to revocation at any time. This permit is not transferrable. 14' MARCH. 95 19 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on th' da of-19- By B onm UI ation Representative New York State tofzf NOTE: This Permit does not relieve the transporter of the responsibi ' complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT.OF ENVIRONMENTAL CONSERVATION AM OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT " 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 Now WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: �*S i,� Nyyt C t�ILIPINNEY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OFCT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #37.IYFORAATION WASTE WASTE DESCRIPTION MOD050232560 .4009 AUTHORIZED WASTE T011 RIVER CEMENT CO' RIVER CEMENT C0: RTE 61S FESTUS MO 63028 .TSDF.#38 INFORIATION WASTE WASTE DESCRIPTION MOD980632954 ADI 3 AUTHORIZED WASTE TJICLEAN'.HARBORS INDUSTRIAL.FUELS & RESOUR 3100: INDUSTRIAL'FUELS DRI. SCOTT CITY. MO 63780 TSDF #39 INFORIATION WASTE WASTE DESCRIPTION MOD981706856 4015 AUTHORIZEDWASTE T). CITYENVIRONMENTAL CITY:ENVIRONMENTAL - KANS 901.WOODSWETHER ROAD KANSAS CITY-. MO 64101 CONTINUED ON NEXT PAGE PAGi= 14 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 9 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on t " ay f 19- 8 By New York State Department of von nt Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibili y of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47 20 3 (5I90) -26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION Am DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER Jl CT -019 CTDO16424210 S=E LIST OF VEHICLES THIS IS TO CERTIFY THAT: $1-S NINC MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE '6 ELLINGTON OUT OF STATE CT 29 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #40 INFORMATION WASTE WASTE DESCRIPTION NHDO18902874 N H 0 0 AUTHORIZED WASTE TO TRANSFORMER SERVICES I TRANSFORMER SERVICE INC 74 REGIONAL DR_ CONCORD NH 03301 TSDF #41,INFOR:4ATION WASTE WASTE DESCRIPTION NJD002200046 14J29 AUTHORIZED WASTE TD CYCLE CHEM INC CYCLE CHEM -INC 217 SOUTH_FIRST`STREET ELIZABETH NJ•07206, TSDF #42 INFORMATION WASTE:WASTE DESCRIPTION NJD002385730 NJ05 AUTHORIZED WASTE T31EI.DUPONT E I DUPONT DE NEMOURS CHAMBERS..WORKS.RTE 130 DEEPWATER NJ:08023 CONTINUED ON NEXT PAGE' PAGE 15`OF:34 PAGES APRIL 30, 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on day of 19 By /� / /Y' taI Conservation Representative New York State trity NOTE: This Permit does not relieve the transporter of the responsibof complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. W 47-20-3 5190)-26a NE10ORK STATE QElP 1RTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 'ROW WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 6 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD016424210 SEE LIST OF VEHICLES T�HIS IS TO CERTIFY THAT: S �ILI5PINNEY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #43 INFORMATION WASTE; WASTE DESCRIPTION NJD002454544 NJ06 AUTHORIZED WASTE T) MARISOL: MIDDLESEX NJ MARISOL INC 125 FACTORY LANE MIDDLESEX NJ 08846 TSDF #44 INFORMATION WASTE WASTE DESCRIPTION NJD053288239. NJ04 AUTHORIZED WASTE T) ROLLINS. ENVIRONMENTAL ROLLINS.ENVIRONMENTAL SER ROUTE 322 E BRIDGEPORT NJ 08014 TSDF #45 INFORMATION WASTE WASTE DESCRIPTION NJD089216790 NJ 02 AUTHORIZED WASTE TJ'CWM CHEMICAL WASTE MANAGEMENT 100 LISTER AVE_ NEWARK NJ 07105 CONTINUED ON NEXT PAGE ***********>k*********** PAGE 16 OF 34 PkGES APRIL 30 95 THIS PERMfT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By — o' —M New York State DePartmerlt of Env' omen al onservation Representative NOTE: This Permit does not relieve the transporter of the responsibilit of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. ww1n1NLt3 KtUULAIION • BUO OF PROGRAM AND TECHNICAL SUPPORT • 50 WOLF ROAD, ALBANY, NEW 12233-7250 dbmW WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDD16424210 SEE LIST )F VEHICLES THIS IS TO CERTIFY THAT: 1-5 "'INC (LING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY- TSDF #46 INFORMATION WASTE WASTE DESCRIPTION NJD991291105 NJ00 AUTHORIZED WASTE T): S & W WASTE. INC' S & W WASTE INC 105 JACOBUS.AVE SOUTH KEARNY NJ -07032 TSDF #47 INFORMATION WASTE' WASTE DESCRIPTION NY0000343889 D008 LEAD 50MG/L TCL?. AMERICAN"LAMPRECYCLING I D009 MERCURY- Oi2MG/L' TCLP 22 STAGE DOOR RD N899 NON -HAZARDOUS WASTE (S).SPECIFY-BELOW FISHKILL NY"12524 TSDF.#48 INFORMATION WASTE WASTE D€SCRIPTION NYD000632372 RY04 AUTHORIZED WASTE T) LAIDLAW-/-,BDT LAIDLAW.ENVIRONMENTAL /_B 4255 RESEARCH PKWY. CLARENCE NY.14031 CONTINUED ON NEXT PAGE *************#************ PA.GE.17 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on t ay of 19 IF �,_, '_d By - New York State De rtment nviro m tal Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibi ity of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 NW WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached $ NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: B 1 K 111 NT4 C ]LING ADDRESS PINNEY ST. CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF 1#49 INFORyATION. WASTE WASTE DESCRIPTION NYD000706242 D002 NON—LISTED CORROSIVE WASTES. EASTMAN - KODAK WASTEWATER KINGS LANDING ROCHESTER NY:14615 TSDF.#50 INFORMATION WASTE WASTE DESCRIPTION NYD03048528$ N843 BATTERY'WASTES REVERE SMELTING=& REFININ RD 2 BALLARD RD MIDDLETOWN NY.10940 .TSDF #51_INFORMATION WASTE WASTE DESCRIPTION NYD034493494 D006 CADMIUM 1:0MG/L TCLP GEMARK.CORP D011 SILVER 5.tOMG/L TCLP 216 DUPONT AVE N875 X-RAY FILM OR OTHER SCRAP, FILM NEWBURGH NY 12550 **************>t******** CONTINUED ON NEXT PAGE PAGE 18 OF 34 PkGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day f 19-- 9 —By By New York State Departme t of Envir mental 1C.6nservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any Qther applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. J DIVISION OF HDOUS SUBSTANCES REGULATION • BUREA PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YOR 33-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 9 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD316424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: �llSiji 11,111C N C MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT. OF STATE CT. 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article'27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #52 INFORIATION WASTE. WASTE DESCRIPTION NYD048148175 D001, NON -LISTED IGNITABLE WASTES. MERCURY:REFINING CO INC D002 NON+LISTED CORROSIVE WASTES` 26 RAILROAD AVE D004 ARSENIC 5.OMG/L- TCLP ALBANY NY 12205 D005 BARIUM 1004MG/LTCLP D006 CADMIUM 1:0MG/L TCLP 0007. CHROMIUM: 50MG/L TCLP DO08` LEAD 5.0MS/L TCLP- D009 MERCURY-. O ZMG/L: TCLP D010. SELENIUM 16-0MG/.L. TCLP D011. SILVER. 5i.I�MG/L- TCLP A51 , MERCURY: TSDF #53 INFORMATION WASTE:WASTE DESCRIPTION NYD049836679 NY01: AUTHORIZED•WASTE TO CWM' CWM CHEMICAL.SERVICES INC 1550 BALMER RD'PO:BOX 200 MODEL.CITY_ NY 14107 CONTINUED ON NEXT PAGE ***##*********>k****** PAGE 19 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed ot ' day oI 19 1 By �C\,___, 14 - New York State DepaEnvir m� tal Conservation Representative NOTE: This Permit does not relieve the transporter of the res. of complying with any other applicable Fli'lity federal, state or local regulations. Please refer to warning notice on back of this Permit. s C•;. 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION Am 50 OF HAZARDOUS SUBSTANCES REGULATION - BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 w WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST.OF.VEHICLES TOCERTIFY THAT: gTI,H�ISSIIS IKi- 1% C (LING ADDRESS Y� PINNEY:ST CITY COUNTY STATE ZIP CODE ELL.INGTON OUT OF STATE" CT; 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #54 INFORMATION WASTE -WASTE DESCRIPTION NYD057770109 NY34 AUTHORIZED WASTE T3: NORTHEAST ENVIRONMENT NORTHEAST ENVIRONMENTAL S CANAL RD WAMPSVILLE NY -13032 TSDF,#55 INFOR+IATION WASTE WASTE DESCRIPTION NYD077444263 D001: NON-LISTED':IGNITABLE WASTES' CHEMICAL -WASTE ' DISPOSAL C D002 NON LISTED CORROSIVE.WASTES, 42-14 .19TH AVEUE MY09 AUTHORIZED WASTE T01+ CHEMICAL. WASTE DISPOS ASTORIA-. NY.11105 TSDF:#56 IyFORNATION WASTE WASTE DESCRIPTION NYD080336241. NY02 AUTHORIZED WASTE T) CECOS CECOS INTERNATIONAL.INC 56TH ST & NIAGARA FALLS B NIAGARA FALLS NY 14304 *********************** CONTINUED ON NEXT PAGE ************************* PAGE 20 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable MARCH 95 ay of 19 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on t!r—ft By New York State Department of avironmeltal Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal, state or local r6gulations. Please refer to warning notice on back of this Permit. DIVISION OF HA OUS SUBSTANCES REGULATION • BUREAU ROGRAM AND TECHNICAL SUVVUKI 50 WOLF ROAD, ALBANY, NEW YORK 03-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 1 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: ILSi ES N I t4 C MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT.OF STATE CT 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #57.INFORAATION WASTE WASTE DESCRIPTION NYD080469935 D001. NON -LISTED IGNITAB_E WASTES NORLITE CORP D004 ARSENIC 5.0M6/L TCLP 628 S SARATOGA..ST D005. BARIUM 100.OMG/L TCLP COHOES NY' 12.047 0006CADMIUM 1i.0MG/L TCLP D007 CHROMIUM, 5OMG/L TCLP D008 LEAD 5.0MG/L: TCL? D009 MERCURY: 0.2MG/L TCLP. F001 HALO SOLV: +' SL FM AEC OF SOLV. IN DEGREAS F002 HALO SOLV:.+.-STILL 30TTOMS FM REC'OF.SOLV F003 NON—HAL' SOLA= &..ST 3TMS. FM` REC (XYLENE ETC. F005 NON -HAL' SOLY` &� STL BTMS FM REC'. (TOLUNEIME NY36 AUTHORIZED WASTE T1NORLITE CORP TSDF #58 INFORMATION WASTE WASTE DESCRIPTION NYD981182769 NY37 AUTHORIZED WASTE T) KBF�POLLUTION VIGMT K3F,POLLUTION MANAGEMENT 1110 FARMINGDALE RD N LINDENHURST NY.11757 *******#************** COdTINUED ON NEXT PAGE- AGE PAGE PAGE 21 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By New York State De artof E it nmental Conservation Representative NOTE: This Permit does not relieve the transporter of the res. st ility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION _ DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 fir► WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 2 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD316424210 SEE LIST:OF VEHICLES THIS IS TOCERTIFY THAT: yC I �NLN KlE Iu55 PGIANNEYI ST. CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #59 INFORMATION WASTE:WASTE DESCRIPTION 07S12 N011. OIL SOAKED DEBRIS ELLERY/CHAUTAU�UA LANDFIL N816 CONTAMINATED DIRT..SOILS,OR.SAND 3889 TOWERVILLE RD JAMESTOWN NY -14701 TSDF #60 INFORMATION WASTE WASTE DESCRIPTION 00052 NY47. AUTHORIZED: WASTE T31 LONG BEACH= RECYCLING LONG BEACH RECYCLING; & RE 70 WATER ST. LONG BEACH NY 11561 TSDF #61 INFOR4ATION WASTE WASTE DESCRIPTION 00044 N899 NON -HAZARDOUS WASTE(S) SPECIFY:BELOW FULLCIRCLE BAL's,AST. RECYCL 509 MANIDA ST BRONX NY 10474 CONTINUED ON NEXT PAGE ***#**************** PAGE 22 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 14 4ARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on th' d of 19 By New York State Depa ent of nmental onservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal_ ctafa nr Inral rpoulatinnc_ Plpace refer to warnin¢ notice on back of this Permit. WASTE TRANSPORTER &MIT Pursuant to 6 NYCRR Part 364 No. of Additional Skeyts Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: ft� SIESSSNINC MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #62 INFORNATION TASTE WASTE DESCRIPTION 00042 M899 NONHAZARDOUS WASTE(S) SPECIFY -BELOW EASTERN ENVIROVMENTAL- TEC 47 PURDY.AVE_ PORT.CHESTER NY.10573 TSDF #63 YrVFORMATION WASTE WASTE DESCRIPTION 00072 ,N816 CONTAMINATED -DIRT. -SOILS OR SAND T T MATERIALS CORP RT. 22. WINGDALE NY. -12594 TSDF #64 INFORMATION WASTE WASTE DESCRIPTION 000029050 N913 SEWAGE TREATMENT SLUDGE GLENS_ FALLS W4TP SHERMANi TOWN RD GLENS.FALLS NY -12801 ********************** COVTINUED ON NEXT PAGE *************************** PAGE -23 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed o is day of 19 By New York State Departmf En r mental Conservation Representative NOTE: This Permit does not relieve the transporter of the res. si ility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a qEW YORK STATE DEPARTMENT OF ENVIRONMENT CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT Am 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 'ROW WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 4 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: f * E "M AILING ADDRESS LM5 PINNEY: ST CITY COUNTY STATE ZIP CODE ELLINGTON. OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #65 INFORMATION WASTE WASTE DESCRIPTION. OHD000724153 OH06 AUTHORIZED WASTE TO CLEAN HAR30RS CLEAN HARBORS OF CLEVELAN 2900 BROADWAY CLEVELAND OH 44135 TSDF.#66 INFOR_yATION WASTE WASTE DESCRIPTION OHDO01926740 D001: NON -LISTED IGNITABLE.WASTES, HUKILL CHEMICA_I CO D002 NON"LISTED- CORROSIVE WASTES: 7093 KRICK RD F001 HALO SOLV-+;SL: FM REC-.OF. SOLV IN DEGREAS BEDFORD OH 44146 F002 HALO SOLV +'STILL 30TTOMS FM_REC OF SOLV F003 NON -HAL' SOLV, & ST 3TMS= FM. REC (XYLENE ETC. F005 NON -HAL SOLV & STL:BTMS FM'REC`(TOLUNEPME TSDF #67 INFORMATION BASTE WASTE DESCRIPTION OHDO04178612 DH12 AUTHORIZED WASTE T3 RESEARCH OIL RESEARCH OIL CO 2655 TRANSPORT RD CLEVELAND OH 44115 *********************** CONTINUED ON NEXT PAGE ************************** PAGE 24 OF 34 PAGES THIS PERMIT WILL EXPIRE AT MIDNIGHT APRIL 3 t9 95 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed o is day of t9 By— —4 ronmen al Conservation Representative New York State Depa ment ofrvyoif NOTE: This Permit does not relieve the transporter of the responsibili complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. - VVI\L/\ ,im • _� 50 WOLF ROAD, ALBANY, NEW YORK `7250^ r WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 5 NYSDEC PERMIT NUMBER CT -019 EPA TRANSPORTER ID NUMBER CTDO16424210 VEHICLE STATE & LICENSE NUMBER SEE LIST DF VEHICLES THIS IS TO CERTIFY THAT: f ESjN€ 1fVC MAILING ADDRESS 25 PINNEY.ST CITY ELLINGTON- COUNTY OUT OF -STATE STATE CT ZIP 06CODE 029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #68 INFORhATION WASTE WASTE DESCRIPTION OHDO05048947 D001: NONtLISTED IGNITABLE WASTES SYSTECH-CORP F001: HALO SOLV +:SL:FM AEC OF SOLV IN DEGREAS 11397 RD 176 F002 HALO SOLV +': STILL 30TTDMS F_M REC OF SOLV PAULDING OH 45879 F003 NON-HAL'SOLV & ST 3TMS FM REC (XYLENE ETC. F004 NON_HAL:SOLV & ST 3TMS FM REC (CRESOL ETC. F005 NON-HAL`SOLV & STL'BTMS FM REC (TOLUNE.ME TSDF.#69 INFORMATION WASTE WAST€ DESCRIPTION OHDO20273819 OHOO AUTHORIZED WASTE T);TSDF IN -OHIO. CHEMICAL: WASTE MANAGEMENT 3956 -ST RT 412 VICKERY.' OH 43464 TSDF #70 INFORMATION WASTE WASTE DESCRIPTION OHDO45243706 OH01, AUTHORIZED WASTE TO ENVIROSAFE.SERVICES ENVIROSAFE SERVICES OF OH 876 OTTER CRK RD OREGON OH 43616 CONTINUED ON NEXT PAGE.*************************** PAGE 25 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subiect to revocation at any time. This permit is not transferrable. 1 MARCH 9 5 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on thi d of 19 F��IBy New York State De rtme Environ en I Conservation Representative NOTE: This Permit does not relieve the transporter of the res. i ility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTALCONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 6 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: fILSi — S WV C MAILING ADDRESS 25 PINNEY. ST_ CITY COUNTY STATE ZIP CODE ELLINGTON, OUT OF -STATE. CT 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF.#71.IAFORNATION WASTE.WASTE DESCRIPTION OHDO55522429 OH03 AUTHORIZED WASTE TO EVERGREEN ENVIRONMENT EVERGREEN ENVIRONMENTAL G 33 INDUSTRY;DR BEDFORD ON 44146 TSDF.#72 IVFORMATION WASTE WASTE DESCRIPTION OHD083377010 OH14, AUTHORIZED: WASTE T), ENVIRONMENTAL ENTERPRI ENVIRONMENTAL ENTERPRISES 4650 SPRING GROVE AVE CINCINNATI. ON 45232 TSDF #73 INFORMATION WASTE WASTE DESCRIPTION OHD980587364 D001 NON -LISTED IGNITAB`_E WASTES' SAFETY=KLEEN CORP F001 HALO SOLV +: SL FM IEC OF SOLV IN DEGREAS 581 MILLIKEN DR SE F002 HALO SOLV +. STILL 30TTOMS FM REC OF SOLV HEBRON ON 43025 ********************** CONTINUED ON NEXT PAGE PAGE 26 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable 1 4 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of t9 BY nvironm t I Conservation Representative New York State De dmenIty NOTE: This Permit does not relieve the transporter of the resp- - of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 50 WOLF ROAD, ALBANY, NEW YOR33-7250 • WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 7 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTD016424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: 1151(dES N!S/1C � MAILING ADjjDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 36029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF f#74 INFORMATION WASTE WASTE DESCRIPTION OHD980681571 OH33 AUTHORIZED WASTE TJ NORTHEAST CHEMICAL NORTHEAST CHEMICAL CORP 3301, MDNROE AVE CLEVELAND OH 44113 TSDF #75 INFORMATION WASTE WASTE DESCRIPTION OHD980700942. OH29 AUTHORIZED WASTE TO ECOLOTEC /REPUBLIC REPUBLIC ENVIRONMENTAL SY 636 N IRWINt ST' DAYTON- OH 45403 TSDF 1#76 INFORMATION WASTE WASTE DESCRIPTION 00019 N011. OIL' SOAKED DEBRIS AMERICAN LANDFILL INC N012 SOLIDS/SLUDGES CONTAINING OIL <50 PPM PCB 7916.CHAPEL ST.SE NG13 TANK BOTTOMS -FUELS WAYNESBURG OH.44688 N118 GRINDING SLUDGE N119 GRINDING SWARF N121 IRON HYDROXIDE N125 LIME SLUDGES N138 WASTEWATER TREATMEIT SLUDGE N199 OTHER SLUDGES (SEE CONDITIONS) N601'- BOTTOM ASH: *******>k*************** CONTINUED ON NEXT PAGE ************************** PAGE 27 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed this day of 19 By New York State epa of En ron ental Conservation Representative NOTE: This Permit does not relieve the transporter of the respo ibility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 47-20-3 (5/90)-26a •NEW YORK STATE DEPARTMENT OF ENVIRONME AL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION - BUREAU OF PROGRAM AND TECHNICAL SUPPORT Am 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TOyCERTIFY THAT: LLC kir 5N nIL PI�ID�JE ST. CITY ELLINGTON. COUNTY OUT OF STATE. STATE CT ZIP CODE 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: N602: FLY -.ASH. N699 OTHER COMBUSTION RESIDUE N804 ALUMINUM.DROSS N807 ASBESTOS WASTE'(SE CONDITIONS) N816 CONTAMINATED DIRT. SOILS OR SAND N818 DIATOMACEOUS EARTH - N823 FOUNDRY:SAND N853 REFRACTORY:BRICK N899 NON -HAZARDOUS WASTE(S).SPECIFY"BELOW N911= SEWAGE' -TREATMENT GRIT - N912. SEWAGE:TREATMENT SCREENINGS' N913 SEWAGE TREAihENT SLUDGE. N914 WATER TREATMENT.PLANT RESIDUALS TSDF: #77. INFORMATION WASTE. WASTE DESCRIPTION 00025 N602 FLYASH MAHONING.LANDFILL N816 CONTAMINATED DIRT. SOILS OR SAND 3510_GARFIELD RD N823 FOUNDRY.SAND NEW SPRINGFIELD OH 44443 TSDF #78 INFORMATION WASTE WASTE DESCRIPTION PAD083965897 PA34 AUTHORIZED' WASTE T9 MEDUSA CEMENT/WAMPUM MEDUSA CEMENT INC ROUTE 18 WAMPUM PA 16157 ***************#******* CONTINUED ON NEXT PAGE ************************** PAGE 28 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 - and is subject to revocation at any time. This permit is not transferrable 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By New York State Depar nt of on rvation RepresentativeNOTE: This Permit does not relieve the transporter Zirontal of the responsibilitmplying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. I ...... ✓r. sow r,r\.�✓ I\LV UVI\Liry VVI\i\I VI !\i\✓ Ia. �,.�r, �.•.� �v, i v,v, AOL OLF ROAD, ALBANY, NEW YORK -7250 WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached 29 NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF. VEHICLES THIS IS TO CERTIFY THAT: ff1—bNI4C MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF #79 INFORMATION WASTE'WASTE DESCRIPTION PADU87561015 PA25 AUTHORIZED WASTE T);INMETCO INMETCO 245 PORTRSVILE RD POB 720 ELLWOOD CITY. PA. 16117 TSDF #80 INFORMATION WASTE WASTE DESCRIPTION RID001200252 F007 PLATING BATH.SOL F,N ELECTROPLATING OPER TECHNIC- INC• 1 . SPECTACLE, ST CRANSTON RI 02910 TSDF #81.I14FOR.AATION WASTE WASTE DESCRIPTION RID040098352 RI05 AUTHORIZED WASTE TONORTHLAND ENVIRONMENT NORTHLAND ENVIRONMENTAL I. 275.ALLENS AVE: PROVIDENCE RI 02905 CONTINUED ON NEXT PAGE *****#******************** PAGE 29 OF 34 P4GES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 1 19 and is subject to revocation at any time. This permit is not transferrable 14MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this dayf 19 By - Y� / '9 - New York State Depaiment of vironmentall Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibi ity of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. • 47-20-3 (5/90)-26a NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 14W WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS TO CERTIFY THAT: j.lIS yC f*M'1N ; ai P�ANSS NEY _ ST ITY COUNTY STATE ZIP CODE E�LLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TS-DF.#82 INFORMATION WASTE WASTE DESCRIPTION SCD044442333 SC01 AUTHORIZED WASTE TD'THERMALKEM THERiMALKEM: INC 2324. VERNSDALE. RD POB 266 ROCK HILL' SC 29730 TSDF.#83 INFORMATION WASTE WASTE DESCRIPTION SCD070375985 SCO2 AUTHORIZED WASTE TO LAIDLAW- LAIDLAW ENVIRONMENTAL SER 80X:255 RT 1. PINEWOOD SC, 29125 TSDF i#84 I41FORIATION dASTE.WASTE DESCRIPTION SCD981467616 SC12 AUTHORIZED WASTE T), LAIDLAW' ENV/ROEBUCK LAIDLAW-ENVIRONMENTAL SER 301: RAILROAD ST. ROEBUCK SC -29376 CONTINUED ON NEXT PAGE ************************ PAGE 30 OF 34 PkGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 _ and is subject to revocation at any time. This permit is not transferrable 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By —�[ — New York State Department of Envir ntal servation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. 50 WOLF ROAD, ALBANY, NEW YOR 3-7250 • WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST DF VEHICLES THIS 15 TO CERTIFY THAT: t�svilS I N C MAILING ADDRESS 25 PINNEY ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conseryation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: TSDF f#85 INFORMATION WASTE WASTE DESCRIPTION UTD981552177- UT02 AUTHORIZED -WASTE T) APTUS/ARAGONITE APTUS INC 11600 N APTUS ID ARAGONITE UT 84029 TSDF ##86 INFORMATION WASTE WASTE DESCRIPTION VT0982766537 VT00 AUTHORIZED WASTE T3 POLLUTION SOLUTIONS POLLUTION SOLUTIONS OF VT 2 AVENUE D WILLISTON' VT 05495 *******_END'OF TREATMENTS STORAGE OR DISPOSAL FACILITY.INFORMATION-****** PAGE 31 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this day of 19 By T 0 W iron en I Conservation Representative New York State Departentrity NOTE: This Permit does not relieve the transporter of the responsibiof complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. -r . X47-20-3 (5/90)-26. NEW YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBSTANCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT A& A& 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 1,11111W WASTE TRANSPORTER PERMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST OF VEHICLES THIS IS TO CERTIFY THAT: f11$),NES9 N 1y'N' C 51LPINNEY ST CITY —7 COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT .6029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: CONDITION:.ASB=STOS-CONTAINING:,WASTES SHALL�BE COL:cCTEDP'PACKAGED, TRANSPORTED.AND.DISPOSED OF IN ACCORDANCE WITH THE U.S., ENVIRONMENTAL PROTECTION.AGENCY.(EPA) REGULATIONS (CODE OF REGULATIONS TITLE 40, PART 61,-SUBPARTS`A AND M 143°CFR.61.A AND MD AND THE U.S. DEPARTMENT OF LABOR - OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) ASSESTOS REGULATIONS (29 CFR 1910).. CONDITION: N848 IS RESIN POWDER FROM.AMF.CUNO DIV. N133 TO MODERN IS NON-HAZARDOUS'PAPER SLUDGE AND CELLULOSE FIBRE AND.SPEEDI-DRI FROM C H -DEXTER. CODE N011;TO MODERN IS FOR NONHAZARDOUS VIRGIN:OIL-SPILL CLEANUP MATERIAL ONLY_MATERIAL ONLY:.DEC'REGION'9 BUFFALO OFFICE APPROVALISNEEDED PRIOR TO EACH SHIPMENT. CONDITION:.N899 TO.MODERN LF=EMPTY. PAINT CANS. CONDITION: N899 TO EASTERN ENV.'TECH ARE BALLASTS CONTAINING SMALL PC3 CAPACITORS. (CONDITION: NY47 IS.A GENERIC CODE SIGNIFYING WASTE.GOING TO LONG BEACH RECYCLING..ALL WASTE MUST BE PRE -APPROVED BY.RESION.1 DEC. USIdG FORM 47-19-7. THE WASTE MUST BE NDN-HAZ. ***********************.CONTINUED ON NEXT PAGE ************************** PAGE 32 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time This permit is not transferrable 4 MARCH 9 5 Department of Environmental Conservation has caused this permit to be executed on this day of 19 In witness whereof, the1 By New York State Depar,rdent of Env nment I nservation Representative NOTE: This Permit does not relieve the transporter of the responsibilit of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. UIVIJI VIv yr IlnLnnVV VJ JV D�InIV\.GJ rtCV VLMIIVI`r � DVnLnv1 InVl�nnivl nIVU ICLr11VIL,nL JVrrVn1 50 WOLF ROAD, ALBANY, NEW YORV 33-7250 WASTE TRANSPORTEARMIT Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 SEE LIST DF VEHICLES THIS IS TO CERTIFY THAT: y.C BKl 1 ESJNiN AILING ADDRESS Z�5 PINNEY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: CONDITION: N899 TO AMER. LAMP IS NON-HAZ LAMP WAST-=. END OF CONDITIONS ********************* PAGE 33 OF 34 PAGES APRIL 30 95 THIS PERMIT WILL EXPIRE AT MIDNIGHT 19 and is subject to revocation at any time. This permit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on thi of 19 By ),,Aay New York State Department Viron 1 Conservation Representative NOTE: This Permit does not relieve the transporter of the responsibility of complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. • 47-20-3 (5/90)-26a NEW YORK STATE -DEPARTMENT OF ENVIRONMENTAL CONSERVATION DIVISION OF HAZARDOUS SUBST `JCES REGULATION • BUREAU OF PROGRAM AND TECHNICAL SUPPORT 50 WOLF ROAD, ALBANY, NEW YORK 12233-7250 WASTE TRANSPORTER PERMIT 4 Pursuant to 6 NYCRR Part 364 No. of Additional Sheets Attached NYSDEC PERMIT NUMBER EPA TRANSPORTER ID NUMBER VEHICLE STATE & LICENSE NUMBER CT -019 CTDO16424210 LIST OF VEHICLES THIS IS TO CERTIFY THAT: f11J NYIE C MAILING ADDRESS 25 PINNEY. ST CITY COUNTY STATE ZIP CODE ELLINGTON OUT OF STATE CT 06029 Having complied with the provisions of the Environmental Conservation Law Titles 3 and 15, of Article 27, is hereby authorized to engage in waste transporting within the State of New York in the manner described herein. TYPE OF WASTE AND LOCATION OF TREATMENT, STORAGE OR DISPOSAL FACILITY: 214344ST 21.4346ST 214345ST 214348ST 214347ST 214339ST 214341ST 214342ST 214343ST 214340ST V14842 V12631. V7831. V7518 V2442 S9752 S7304 S5558 99611 94703 92012 893CEE 88352 87156 8408A 3573A 3662A 3193A 3134A 14469A. END OF PERMITTED VEHICLE.LISTINS ******************** PAGE 34 OF 34 PAGES APRIL 30 9519 THIS PERMIT WILL EXPIRE AT MIDNIGHT and is subject to revocation at any timepermit rmit is not transferrable. 14 MARCH 95 In witness whereof, the Department of Environmental Conservation has caused this permit to be executed on this X day of 19 By New York State Department f Envir n enta Co ervation Representative NOTE: This Permit does not relieve the transporter of the responsibility f complying with any other applicable federal, state or local regulations. Please refer to warning notice on back of this Permit. t nsha<fed areas only e 12chararcrerslnchi areas e,e ;Oacec 'or elrre ryO e. U.S. ENVIRONMENTAL rROTECTION AGENCY j FORM GENERAL INFORMATION So EPA (Rend fhr Consolidated Permits Program Grnrrel lnrfrvefiom' br/ore .(orfin� UENERAL ----- \� 7. \ `� A I.D. NUMBEt7 v ? I1. SAC LITY ASE AGILITY i V- MAILING ADDRESS PLEASE PLACE LABEL IN THIS SPACE \ FA(tIL17y V1_ LOCATIO] fora, Aoor),er' OMB No 758 P07 T', 1. EPA I.D. NUMBER F S C D 98 1 4 6 7L6 1_ 61 \ G E N E R A L I N S T R U C T I p N$ ' I1 a preprinted label has bean pr -did aft , it 1n the des,gnated space. Review !"e '-fo,m etion carefuliy, if any of t 1S Inco ect Cron through It and enter the correct date in tip, appropriate fill -1n area below. Also. if any c' the preprinted data is absent (Me area to ren left of the label space bsrs Me in(om,enof ;her should appear), olease provide it in th, proper fill—in area(s) below 11 the lalp, \ complete and correct, you need not complet Items 1, 111, V, and VI (except V -B w ,- Must be completeJ regarr+(essi. Complete items if no label has been provided. Refe, t. the instructions for detailed item descr:r tions and for the legal euthonzanons unde which this data is collected. II. POLLUTANT CHARACTERISTICS INSTRUCTIONS: Complete A through J to determine whether you need to submit any permit application forms to the EPA If you answer "yes" to any questions, you must submit this form and the supplemental form listed in the parenthesis following the question. Mark "X" in the box in the third column if the supplemental form is attached. If you answer "no" to each question, you need not submit any of these forms. You may enrNer "no" if your activity is excluded from permit requirements; see Section C of the instructions. See also, Section D of the instructions for definitions of bold—faced terms. - SPECIFIC QUESTIONS - SPECIFIC QUESTIONS M R T[{ .O Icwr ATT ACM[ Y[[ q0 IOw« ATT AC". A. Is this facility a publlcly owned treatment woks B. Does or will this facility (either exirring or proposed) which results in a discharge to waters of the U.S.? Include a concentrated animal feeding operation or (FORM 2A) }{ aquatic animal production facility which results in a X discharge to waters of the U.S.? (FORM 2B) ro s1 , Is this s facility which currently results in discharges 0. Is this a proposeid facilitypropose. togTer than those described to water of this U.S. other than thou described in X in A or B above) which will result in a discharge to X or above) FORM 2 waters of the U.S.? FORM 2D) E. Does or will this facility treat, More, or dispose of F. Do you or will you inject at this facility industrial or hazardous hazardous watts? (FORM 31 municipal effluent below the lowermost stratum con- X seining, within one quarter mite of the well bore, X underground sources of drinking water? (FORM 4) 31 as is s. Do you or will you Inject at this facility any pro uce water or other fluids which are brought to the surface H. Do you or will you Inject at this facility fluids for spe- in connection with conventional oil or natural gas pro- tial processes such as mining of sulfur by the Frasch duction, inject fluids used for enhanced recovery of process, solution mining of minerals, In situ combus- oil or natural gas, or inject fluids for storage of liquid X tion of fossil fuel, or recovery of geothermal energy? X hydrocarbons? (FORM 4) (FORM 4) _ Is this facility a proposed stationary source w Ic Is s this acuity a propose stationary source which Is one of ,the 28 induttrial categories listed In the in- NOT one of the 28 industrial categories listed in the structlons and which will potentially emit 100 tons instructions and which will potentially emit 250 tons per year of any air pollutant regulated under the per year of any air pollutant regulated under the Clean Clean Air Act and may, affect or be located in an X Air Act and may affect or be located in an attainment X attsinment vas? (FORM 51 .[ „ a area? (FORM 5) ., .. ., III. NAME OF FACILITY SKIP f T ERVJC�ES. TOC NC ,. - se --- - .. - Plsbsr er rs-o'Ivoe �n • .-- s.na(:Jed areas only ,oWr­n areer are toaceo 'or elrre Noe, i.e • 71 characrerT/nch). Form .aooroved OMB No. 758-580004 FO R.' DVITAL PR AGENCY NI. EPA I.D. NUIBER��HAZAROUS WASTE PERMIT APPLICATION211, E Consolidated Permits Program F I I ! f3CRA (Thi, i (ormat(orl a rr7ui,ed under Stct(on 3005 or RCRA.) I , —OR OFFICIAL USE ONLY P 10 'CATION DATE RECEIVE D 'ROVED I l,r m0 f davl COMMENTS I FFIRST OR REVISED APPLICATION Peace an "X• in the approonate box In A or B below (mark one bo+ only) to indicate whether this is the firs' aoplicanon you are submit:Ing for your faci'i -iy or a ri-..sed application. If this is your first application and you already know your facility's EPA I.D. Number, or if this is a revised application. ante, your facdhlI ',s EPA I.D. Number in Item I above. A- FIRST APPLICATION (plate an "X" below and proulda the approprrare dote) GI EXISTING FACILITY (See rnirtruct,or. (or dein f,on of 'tzut-g ' (oc lity 2 NEW FACILITY (Complete Item befou,.) n Complefe ifem below.) o POR EXISTING FACILITIES, PROVIDE THE DATE (yr, mo., k day) Q • OPERATION BEGAN O R THE DATE CONSTRUCTION COMMENCED U D (uje the boxes to the le(t) V 1SED APPLICATION (ploce on "X ' below on 0 1. FACILITY HAS INTERIM STATUS compiele item I about) IEL PROCESSES — CODES AND DESIGN CAPACITIES r' FOR NEW FACILITIES PROVIDE THE DATE (yr.• mo , b day) OPER A T I ON BEGAN OR 11 EXPECTED TO BEGIN []2. FACILITY HAS A RCRA PERMIT 11 A- PROCESS CODE — Enter the code from the list of process codes below that best describes each process to be used at the facility. Ten lines are provided for entering codes. If more lines are needed, enter the codes) in the space provided. If a process will be used that is not included in the list of codes below, then describe the process (including its design capacity) in the space provided on the form (Item III -C). Ili PROCESS DESIGN CAPACITY — For each code entered In column A enter the capacity of the proeru. — - 1. AMOUNT — Enter the amount. 2 UNIT OF MEASURE — For each amount entered in column 8(1), enter the code from the list of unit measure codes below that describes the unit of measure used. Only the units of measure that are listed below should be used. PRO- APPROPRIATE UNITS OF PRO- APPROPRIATE UNITS OF CESS MEASURE FOR PROCESS CESS MEASURE FOR PROCESS PROGESc OD DESIGN CAPACITY _ PRO . SS ODE -D SI +N CAPACITY Storage: Treatment: Ct7NTAINER (barrel, drum, etc.) Sol GALLONS OR LITERS TANK - TO1 - TJ►NK SO2 GALLONS OR LITERS - - —' "- -` -- .,GALLONS PER DAY OR PER DAY - 1fASTE PILE S03 CUBIC YARDS OR SURFACE IMPOUNDMENT - T - LITERS GALLONS PER DAY OR = 'RFACE IMPOUNDMENT osal- ECTION WELL LANDFILL LAND APPLICATION OCEAN DISPOSAL CUBIC METERS SO4 GALLONS OR LITERS D79 GALLONS OR LITERS 010 ACRE-FEET (the volume that would cover one acre t0 a 13 depth of one foot) OR B. PROCESS DESIGN CAPACITY HECTARE -METER Oat ACRES OR HECTARES Dat GALLONS PER DAY OR LITERS PER DAY INCINERATOR - OTHER (Use for ph sical, chemical, thermal or biolorlea! treatment proeeaata not occurring In tanks, surface impoundments or Inciner- ators. Describe the processes in the space provided; Item 111-C.) LITERS PER DAY _ T03 'TONS PER HOUR OR METRIC TONS PER HOUR: GALLONS PER HOUR OR LITERS PER HOUR T04 GALLONS PER DAY OR LITERS PER DAY WIURFACE IMPOUNDMENT _ 023 GALLONS OR LITERS UNIT OF UNIT OF UNIT OF MEASURE MEASURE MEASURE UNIT OF MEASURE CODE UNIT OF MEASURE CODE UNIT OF MEASURE CODE GALLONS. - G _ _ LITERS PER DAY , _ V i - -. ACRE -EGET. A a.JTERS . . - , .. . L TONS PER HOUR D ,HECTARE -METER. - F Ciaa'C YARDS . . . .. Y ~_ ':METRIC TONS PER HOUR.-:-, a -, W .'' r+'ACRES. C'[a falC METERS C ._ •GALLONS PER HOUR [ - HECTARES . p =^LLONS PCR DAY ... . .. . . U :-.f_LITERS PER HOUR . • • - H r.' _ - ' EXAMPLE FOR COMPLETING ITEM 111 (shown (n line numbers X -I and X-2 be/owl: -A facility has two storage tanks," ne tank�can hold 200 gallons and the odaim can hold 400 gallons, The facility also has an incinerator that can herrn ..n en in _n..a..,�. ... ._. __.._:_e._ _ . .-. - . 13 a1/ A. PRD- B. PROCESS DESIGN CAPACITY m A. PRO- RO B. PROCESS DESIGN CAPACITY - 2. tsNlr OF MCA � CESS 113 td� CODE FOR OFFICIAL W m CESS CODE FOR OFFICIAL = --... 2. UNIT 2�' (/rOsrl Jut abate) t. AMouNT --" (specify) SURE USE ONLY Z� (from Jest 1. AMOUNT OF ME -.USE JZ - (enter code) Jz tbout) _- . (enter , ONLY t 14 code) � 1• u n X- S 0 2 _ 600 G S I IG 7 48,840 ' 839,500 G 8 3 _ 64,_230� 9 mon Clnued from page 2. - 4 , VOTE: photocopy this pege be/ors Completing it -,.,.t Aero more then 26 wastes to list. Form Approved OMB No. tag S80004 J� i"",'UHktq (tater fYom pale tOR Of FICIAL UfE ONLY •r . scD9s1467616->i-',DUP 121 DUP- tat 141 is I a,- 'CR"ON OF HAZARDOUS WASTES continued Nq A- 4E. E -7c. UNIT D. PROCtSSES , d AtARD: B >ESTjM/ITEb ANNUAL oFMu- i Z� A�T LNO QUANTITY OF WASTE 3VR[ �, rROct$$ CODpf _ (enter 2. IanpC[ff D[fCniFTION J Z enter t:Ode1 - - - code) (enter) (t(a cogcu not entered In D(I)) M 17 i i? a it H fl . t> T S 0 1 S 0 2 T O 1 T 0 3- 2 D Ot2 3,000 T S 0 1 S 0 2 T 0 1� T 0 3 -- -- ___ r -T 1 -7- r- --7TT 3 DO 13 100 T S01S02T01T03 --T—,—--T- -'T— D 0 1,200- —,--T- ----------------------- _ _T S O 1 S 0 2 T --T- �- 01 1 T 0 3 - 1 -, -- ---_-- -------------- 5 h 0 50 O ---------- S 0 1 S 0 2 T 0 1 T 0 3 6 D O 50 S 0 1 S 0 2 T 0 1 T 0 3 DO 280S01S02'T0 13j — T� - i - -- - - — ----- 8 D0 i 344 S0S02T01T03! 9 D 0 500 S 0 1�5�0 2!T O 1 T 0 3 10 p01 500 02.T01T03 T r Ti---T--7------T - r- - — -------- --- - — _� 1 ^.O 1 500 S 0 S 0 21T 0 1_.T 0 3 0 1 300 —_—_ - S O S O Z T O 1; T O 33 D 1 200S0 �S02'T0 T031 --- — --- -- - - - — - 14 D 0 500 T ,- 1— S O S 0 2LT 0 ]TT 0 31 15 D 1 300 1 SO SO TO 1 T 0 3 16 D 0 1 150 T S O 1 S .0 2 T_0; 1 TLQ_3 --- ------ -- ----- 1 D O 1 400 T S 0 1 S 0 2 T 0 l( T 0 3 -r—T— T- — --- -- - 18 D 0 1 8 250 T SO1S02;TO1T03 1I D 0 1 9 250 T S 0 1 S 0 2+IT 0 1 T 0 3 ZO -r-=,-- ;- — -- - - — D 250 T S O 1 S 0 2T F 0 T1 T 0 3 Z•j D 0 2 1 250 T SO1S02TO1T03 T-7- �- --- 22 D 250 T SO1S02TO1T03 �— T r— —T - 23 D 0 2 3 250 T S 0 1 S 0 2 T 0 1 T 0 3 « — —T — 2 4 250 T S 0 1 S 0 2 T 0 1 T 0 3 ?� D 250 T S 0 1 S 0 2 T 0 1 T 0 3 -)cn SOntj,,W,d from Page 2. IOTF: ^orocopy tfi(r page be/ors completing di -.i ham mors than 26 wastes to list Form Approved OM8 No 158.S80004 v.a_n C z ,- V ". r.,e l ._.� 1 at�1X,r1.�. ALMA It e IFnlaYrionj. a; � 11a:S, !��, ,.. ., FOR OrrICIAL USK ONLY v S C b U P' 2 U P U.D T "CRIP ON OF HAZARDOUS WASTES coiltfqued D, PROCESSCS ANNUAL �q ,,AZAMM P ESTIMAT� ZQ rh O QUANTITY Or WASTE ran er i. Y7roc ei! woes i. / ROC[iS b[sCRI►TtON (Il code L not entered In b(J)) (anter; a J e7 t• /Vo ) es tl - 1, - D 0 2 7 250 S 0 S 0 2 1P T O 1 TF T 0 3 D 0 2 8 250 S 0 1 S 0 2 T 0 1 T 0 3 - ��: D 0 2 9 250 T SO 1 S02T01T03 4 D 0 3 0 250 T SO 1 S02T01.T03 T 0 3 5 D031� 250 T SO 1 S02T0 1 6 D032 250 T SO SO 2 TO 1 T 0 3 T -T 7 D033 250 SO 1 S 0 2 --T - T 0 1 ----r - T 0 3 - - -T-- - -- -- - - 8 D034 1 2_50 1 SO 1 S02!T0 1 T 0 3 9 D035 250 1 SO 1 S0 ITO 1 T 0 3 10 D 0 3 6 250 s 0 -S--4t -Z-0, -T; D. 3 -- - - - - ----- 11 D 0 3 7 250 S� T 0 _ T_0 0 3 8 250 S 0 S 0 _T_ -T- T O .__—T-.- T O --- 13 D039 250 S0 S0 TO TO TO 14 D040 250 S0 1 S0 J TO 1 TO 1 15 D041 250 SO 1 SO 2 TO j6 D 0 4 2 250 S 0 1 S 0 2 T O 1, T O 17 D043 250 SO 1 SO 2 TO 1 TO t- - - �$ F001 10000S0 S0 TO TO -� - - ---- 9 F 010 2 11,500 T $7-0� $ T OTI T_-OT3. 20 F 10 0 3 21,000 STQ OTl T_OT3 21 F 0 0 14 1 5,000 TI S O 1 57 -QT -2 T-10`T T: 0T3 _ 22 F005 6,000 T ISOIS 1012T0 TQT3- 33 TFO06 1,000 T S 0 1 S 0 2 T 0 TO ,Z 3 0 7 500 T S'0'1 S 0 2 T10 1 T 0 3 dn 08 500 T S01S02T01T03 a 1_ nnn TI S-01 S -0 2 T 0. 1 T'0'31 :,ontf.x,md from ppa 2. 1 onrc- ^ntocoov this Dior be lore comDlatino //,. ✓ hove mors than 26 wastes to lit[ Form Approved OMB No. r58S80004 •✓� ` l,' FOR OFFICIAL USE ONLY - I.ts .i�c f�iFtR [an from p4/M t),- - y, S C D 9 8 1 4 6 7 6 1 6 i r=' D U P. ` 2 DUP. via is 16 T' solid '- � -C4UP110N OF HAZARDOUS WASTES cohtYhucd D. PROCtsseajr L TIMATED ANNUAL oF►.r[A- .,/I�KNfh�-I. FROG[!! COD[! !. FR OC [i<! D[lCRI►TION YO '(UANTITY OF WASTE (� t,� JZ Codi) (enter) of code Is not entered In D(/)) n - n S 0 S 0 T O T 0 3 _--_ 800 .1 F 0 1 1 800 _— —TI—OT I- -TI-0 _. F1011 2 600 T S O 11S 0 2 T O 1 T 0 3 4 F019 500 — T S01S02T01T03+ - i — T— --T—r— $ F024 800 T S01S02T -OTS T Q — _ 6 F039 2,500 T S 0 1 S 0 2 T 0 1 T 0 3 —-- - -- --T-- --T - r ---- 7 K 010 1 6,600 8 K002 500 T S01S021T01!T03' — T---- — — 9 K 0 0 31 500 T S01S02T01T031 1 10 K 0 0 5 500 T IS O 1S02T01T03 11K006 500 T IS 0 1 S O2 T 0 1 T 0 3! 0 0 7 500 T S 0 1 S 0 2 T 0 1 I T 0 — -- -rt- T —---�- 3 .— -- ------ -- — 13K 0 0 9 500 T S 0 I S 0 21T 0 1,T 0 3' 14 K 0 1 0 1,000 T S01S02T01T03 II— ----T T—T—+----------- — T -- - ------ --T—'- 15 K 0 1 1 500 T SO 1S02TO1T031 16 K 0 1 3 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 17 K 0 1 4 1,000 T S 0 1 S 0 2 T 0 1 T40'3 18 K 0 1 5 1,000 T S 0 1 S 0 2 T 0 1 T 0 31 :19 K Oil 6 11000 T S 0 1 S 0 2 T 0 1 T 0 3 20 K 0 1 7 11000 T S 0 1 S 0 2 T T 0 1 T 0 3 -- 21 K018 11000 T S 0 1 S 0 2 T 0 1 T 0 3 22 K 0 1 9 50 T S 0 1 S 0 2 —r—r—— T 0 1 T 0 3 --3 K 0 2 0 500 T S 0 1 S 0 2 T 0 1 T 0 31 20 1 2 21 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 25 JKJO 2 3 1, 000 T S 0 1 S 0 2 T 0 1 T 0 3 26 KO24 500 T S 0 1 S 0 2 T 0 1 T 0 3 :ontirsu»d from p" 2. ( VOTE:flhoftcoior p#pe before completing lI-r.,.i f haw more then 26 list. Form Approved tthIs wastes to DMB No. fag-S8p0p4 �� RI► I,P. !!�UMfi1: itt�tl Jianl b %r:•_- s'r 7_ __ tt:�o .r '. Ii3R OlF1C1AL USE ONLY '. . SCD9 1 1 =` 7r c r`f DUP 12f DUP., Lr.- oESC ON OF HAZARDOUS WASTES (coo Lied) $ �( ar_r �-..- - 7. ANNUAL C. UNIT 0FMu D. PROCESSES - b Yp �Z Ii j %lb E3TlMATED QUANTITY OF WASTE - - ><UR[ (en ler 1, PROCESS CODES 2. ►FiOCEtS DESCRIPTION J� •nCOQJ��-. - - - code) (anter) (1/o cod[ 1s not entered in U(1)) JC rr - )-- ;. K 0 2 5 1,000 T S T_,0 T1 T� - - -- --- - - -- K 0 2 6 1,000 T S. -,L,2 T,D_,1- T 0 3 3: -- K 0 2 7 1,000 T S O 1 S�0 2 TT4T1 TQ,3.t- _--------. -- --- 4- i - K 0 2 8 1,000 T SIO 1S0_2TO1T0_-3_ S ITI K 0 2 9 1,000 S 0 1 S 0 2 T 0 1 T 0 3 6 - --r � r-- r - - ---- ------ K030 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 7 K 0 3 2 — 500 T S 0 1 S 0 2 T 0 1 T 0 3 ___T _T -T1 TI -— 8 K 0 3 3 -_ 1,000 T S01S021T01IT03� 9 _ .T__.. __T .--T.._I__� , �– --- ------__---- ------ K 0 3 4 500 T S 0 1 T -T S 0 2 01�T03� 10 K 0 3 5 2,000 T S 0 1 S 0 2 0 1 [T03 11K036 1,000 T S 0 1 S 0 2 01, 03 -T--T ---r--T- T --- - ---- - -- 0 037 750 --- T S 0 1 S 0 2 r�I1 01�T03' r -r-; -r-�- -- -- - - --- - - - - - -- 13 K 0 3 8 11000 T S 0 1 S 02T0..1T0 3I 14 —��— — t --T --7 ;... TT. -i- -- -------- K 0 4 0 500 i T S O l S 0 2 0 1 T 0 3 15 ----1 -7--7- -�--, - -- -- ----- -- - K 0 4 1 500 T S 0 1 S 0 2 01 T 03 16 - r_T -T T -T ---r-- K 0 4 81 1,000 T I S01S02 O1 T 03 17 K 0 4 9 1,000 T S O 1 S 0 2 T 0 1 T 0 3 i 8 K O 5 0 11000 T S 0 1 S 0 2 T 0 1 T 0 3 19 T -T T i --- — ---- K 0 5 1 11000 T S 0 1 S 0 2 T 0 1 T 0 3 20 K 0 5 2 240TT T S 0 1 S_ 0 2 T 0 1 T 0 3 -- 21 K 0 6 2 11000 T S 0 US 0 2 T 0 1 r 0 3 22 K 0 7 3 11000 T S_ 0 1 S 0 2 T 01 T 03 -23 K 0 8 3 1,150 T-1' T T S O 1 S 0 2 0 1 03_ 2 i Y 0 8 5 50 —rT T S 0 1 S 0 2 T 0 1 0 3 25 0 8 6 2, 500 T. S O 1 S 0 2 0 1 0 3 - 0 8 7 750 T S 0 1- 0- 2- r 0 10.3 ontfrwwC from POW 2. OT -E, fftotocOPY M;s pop b*fom comp)vdn/ )�-?..✓ tsa.v mon then 26 wwfws to nrt p��.A. �t7►.itrtCn (tnhrt�hCwl f,t ;: '_�. V' .(.•:•7{ -Pon j001IICIALtMt ONLY .L - r 'bipMRIi[ON OF AAZARDAUS WASTES /centfRued) i 11i Form Approved OM8 Na I;.S800L� .r . t. Fm,• __ �..ki t.UMlt J*.'.. 1 D. PROC[t>t[f - U1000" 0 PVKIM0 [SM'AT[D ANAbAL TI eQUANT TY OF j1AfT9 r_ volt IlonMM f: i%occffjEoorts. iwOccts ocscsi�►Ti0m ' s•. ll V ]_� - `-4, eod�f (n+� • cool!.. not •nfrr, fn D(1)) 11T S O1 S 02 T O1 T 03 r,K093 1,000 2 K 0 9 4 1,000 T S O1S02 rr O1 fT 03 3 K 0 9 5 11000 T S 0 11S 0 2 T 0 1 T 0 3 �4. K 0 9 6 500 T S01S02T01IT 03 S K 0 9 7. 11000 T S 0 1 S 0 2 T 0 1 T T 0 3. 6 K0981,000 T S 0 1 S 0 2 T 0 1 T 0 3 7 K100 650 T IS 0 1 S 0 2 T'O'l 'T 0 3 T i 8 K103 1,000 T IS 0 1 1 S 0 2 T 0 1 T 0 3 9 K 110 4 1,000 T S 0 1 S 0 2 1T 0 1 jT 0 3 10 105 700 T S01S02T01T03 1? 001 25 TI S01S02�T011T03 I 002 1,000 T S01S02'IT01-T03 13003 15 T S01S02.T01T03 14 004 500 T Is 0 1 S 0 21 T 0 I -T 0 3 15F 01 OS 1,000 T S01S02T0IT03 16 411,000 0 11000 S01S02T01T03 27 S01S02T011T03 1 18 1 1,000 IS 0 1 S 0 21 T'0'11 T 0 3 19 1 11000 SO S 0 2 1 01T03 20 25 _ S 0 is 0 2 T 0 11T 0 3 21 P oil 7 1,000 S 0 1 S 0 2 T 0 1 T 0 3 22 �- P Oil 8 500 S 0 1 S 0 2 T 0 11T 0 3 23. P 0 2101 35 S 0 11S 0 2 T 0 1 T 0 3 wC j 0 2 1 500 T S 0 1 S 0 2 T 0 1 T 0 3 4�5 P022 11000 S 0 1 S 0 2 T 0 1 T 0 3 ,26 n - I nnn c n__t c n klov n, o" )Dncimawd from P" 2. t MOTE- Rhotocapy thls Pape be lorry completing If -k-41 have more thin 26 wastes to list Form Approved OMB No. 158-S80004 x 5.[fr Qirfi eisi ni 'r' "" Iv.�.feOR ONt'ICIAL U!! ONLY DUP- lid ,. �. .. rV. DESCRIPTION OF HAZARDOUS WASTES (continued) &M J'. 6. UNIT D. PROCESS Ea 10 $ E�TINATED /1NNUAl Or►acA- •' r 1 PROCESS COD[( t- - 2.fgOC[f! D[tCRIrTION Zp MxENO riL obi l rt 4UANTITY OF WASTE lr ' wqc (.ntrr �2 rr --- _ code) (entrr) fl/c code 1, not entered In D(I)) - j .:- T n n 0 1 [T 0 2 t rl 0 1 0 3 P 1 000 P 1 000 T 0 1 0 2 0 1 0 3 --I- -, -- ----- - - --- - - - 3 P 1000 T 0 1 S 0 2 O1 03 — _ -T-7— - --i --T - ------------ - --- --- P O 10 T S O 1 0 2 0 1 0 3 S -T -� -T - — — --- --- - - - --- P 0 2 9 1, 000 T 0 1 0t20 0 3 6 P030 1,000 T 01 0 -T-- 03 -- - — 7 7 P 0 3 6 1,000 T 01S0 03 --7 --- 8 P 0 3 7 15 T S 0 1 --T---1 S 0 2 -T T 11 0 1 - T—T - P 0 3 --T-- • - -- - ----- ---- --- - -- 9 P 0 3 9 15 — - T S 0 1 S 0 2 r 0 1 -T— T - 0 3 — — --- -- 10 P 0 4 2 1,000 T 01 02 O1 03 11 P 0 4 3 15 T 0 1 0 2 -T--r- 0 1 0 3 J44 15 T 01S02IT01 03 13 p045 700 T S 0 1 S 0 2 01 03 14 P 0 4 6 11000 T S 0 1 S 0 2 r O1 03 15 P 04 7 1,000 T S 0 1 0 2 0 1 0 3 16 P 0 4 8 11000 T S 0 1 S 0 2 r 0 1 r 0 3 .17 P0V1500 500 T --T— S 0 1 S 0 2 O1 03 — 18 P0 T S 0 1 S 02 r O1 03 19 P 0 5 4 1,000 T 0`1S02 01r03 20 PO 00 T S 0 1 S 0 2 r O1 r 03 21 POS1000 T S01S02 r 01 03 22 P 0 5 9 500 T S 0 1 S 0 2 r O1 r 03 23 6 500 T S 0 1 S 0 2 0 03 t,) _2d 6 6 1,000 T S 0 1 S 0 2 r 0 1 r 0 3 f P 10 6 8 1,000 TA 0 1 S 0 2 r 0 1 F 0 3 26 _ _ T SO1S02 O1 03 Co n t i rvued tro+n pep. 2. VOTE- Photocopy this page before completingif, -a ham more than 26 wastes to list Form Approved OMB Nn 1 �A_ co., FOR OrrICIAL UTE ONLY S C Dr�a, 2 D U P- M IDESCEPTION OF HAZARDOUS WASTES continued r - v. va:. - c.u►itt A RD. E E TIMATED -A NUAL or►+cA- _ �E Nd �JUANTITY SOF WASTE ,anh� 1. ►ROCIfl CODES )i. PRbCttf DESCRIPTION �Zin6trtblir) (enter) rod.l _ ((f a code te no( rnfend in n(I)l _- 77 n to - a T - t - - •.700 P 0 7000 1 0 2 T :. --01- I03- ---- ------------- a PO 7t 11100 r 3 01 -- 3 02 --T--- 01 ---I---T-- 03 -,--T-- -- - --- -- -- ------------ `� P O 1f000 T 5 0 1 S 0 2 r 0 1 0 3 4 PO 7 25 T S O1 S 02 r O1 03 5 P 0 8 15 T S O 1 S 0 2 r O 1 0 3 6 - ---r-- –,–� - -- - P O 0 1,000 5 0 1 5 0 2 r 0 1 0 3 T - T -T —T --T-- T- 7 7 PF9100 O1 --T 02 O1 -�8P 03 —r- O1 T-� 02 —T T- O1 03 9P 0 1 0 2 0 1 0 3 10P T SOlS02 O1 -T—T _ 03 - --T- --r- - T--- 11 11 TT PO9 7 500 T S 0 1 S 0 2 01 03 z—r - — - -- 9 B 750 T S 0 1 S 0 2 01 T 03 0 2 500 43p T SO1S02 O1 03 — -- 14 – P1 0 4 750 T S 0 1 S 0 2 --T --I T O1 -T --I-_ T 03 15 TT- P1 0 6 750 T S 0 1 S 0 2 T O1 T 03 16 P500 - T S 0 1 S 0 2 T 0 1 T 0 3 17 –��-- ------- -- — P 1 o 500 T S O 1 S 0 2 O 1 0 3 18 P1 750 __ T S01S02 O1 03 19 P1 1 1 500 T S 0 1 S 0 2 T O1 T 03 --- — 20 P 1 1 8 1,000 T'T- T S 0 1 S 0 2 T 0 1 T 0 3 21 P 1 2 750 �T � T S 0 1 S 0 2 T 0 1 r 0 3 22 P 1 2 3 1,000 1—T— T'7 T S O 1 S 0 2 0 0 3 "23 - U 0 0 1 11000 T S 0 1 S 0 2 r 0 1 0 3 250 '=` T SO1S02 O1 03 -. 50 T .S01S02 O1 03 361 . - _ Ono T S O 1 S 187 02 0 1 0 3 . . !. Be .7 r ., :on t I.,,md from per 2. ( i'JTn P15otocopy this Pepe before completing ✓ have more than 26 wastes to list Form Approved OMB No t Sa col,.,,.. • ;, IKrA i-16, 49iii ten ler /ry ni ppH %'c _ - `••, �� ��_ �`'"'1 • •MOR OF/ICTAL Vft ONLY - -- 4J' .� is 144 1 to IV. DESCRIPTION OF HAZARDOUS WASTES continued aPil t. vNlr " '.. D. fRbCkS>EES - - I, ARD fl ESTIMATED ANNUAL OFM[A- O A* ANO ;`QU/�NTITY O� IfA3TE �f�R� r i• ►ROC[!1 COD[f j- rROCCf9 DttCnl►TION - z ^+ c i i rods) (enter) (Ira code Is not entered In D(j)) — T S 0 1.---- U 0 0 7 180 U 0 0 B 11000 T S -STI �Q T0,1 -,D-,3-- – - 3 U 10 10 9 500 T S O 1 S 0 2 T 0 T1 4 U 0 750 T S O 1 S 0 2 T 0 1 T 0 3. ------- 5 U U O 1 1,000 —_ T S O 11S 0 2 TTO 1 7,0,3 6 UO 35 T S01S02 T 01 T 03 7 U O 1 4 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 8 U0 1 5 1,000 -- T S01S02:01 - _T_' T 7- 03 T-, r T- — - 9 UO 1,000 T ISO1S02 O1 03 10 U0 1,000 T S 0 1 S 0 2 T 01 T 03 1 1 U 0 1,000 T S 0 1 S 0 2 T 0 1 r 0 3 `)1 9 25 T 01S02 01 03 13 iu F 25 T 01S02T01 r 03 14 UO2 25 T S 0 1 S 0 2 T 01 r 03 15 U O 3 1,000 T S 0 1 0 2 0 1 0 3 16 U 0 2 4 1,000 T. 0 1 S 0 2 r O 1 r 0 3 17 U 0 2 5 11000 8 1__ U 0 500 _W T S 0 1 IS 0 2 10 �0� 19 U 0 500 501S 0 2 r O 1 - ------ ------ - —rte- 20 U 0 11000 0 1 21 U 0 1,000 22 U1,000 T S 0 1 S 0 2 T 0 1 T 03 23 U 0 3 1 30 T S 0 1 S 0 2 T 0 1 T 03 24 UO 3 5 50 :tT 'T S 0 1 S 0 2 T 01 T 03 25 0 25 T S01S02 01 03 26 U 0 3 8 1,000 Dontiru from page 2. ( IOM: ^Otocopy thls page belorw compladnp--j have more than 26 wesrm to list Form Approved OMB No. r 58-SS000d i l.D. tiiUliiitR fn (sr +[�^�! ` �..t, 4-'• "-L•�• � h'��v�la �/,�r� fOq Or/ICTAL X13! ONLY. T �y fee - 1.� -r^?' Thr �!j Y v i.,, TV . DESCRIPTION OF HAZARDOUfi WASTES conH ued a2A 11 ESTIMATED ANNUAL o►sfcA- D. PROCk:S$CS zO ^ d QUANjI Y O* WASTE Sugc (fn(er - •ROCtif CODES t. �ROCt1k3 Ors , -TJON ^'- oo ej (antrrj i(/a code L not enferrd h. D U 0 3 9 500 T S 0 1 S 0 2 T 0 1 T 0 3 U 100 T S 0 1 S 0 2 T 0 1 T 0 3 r - -T - - --T -� - --- — - - ---- ---- U 0 4 2 500 T S 0 1 S 0 2 T 0 1T 0 3 F4— - T--- - -- -- - --- U 0 4 3 1 000 T S 0 1 S 0 2 T 0 1 T 0 3 U 0 4 4 1,500 T S 0 1 S 0 2 T 0 1 T 0 3 6 U 0 4 5 400 T S O 1 S 0 2 T O 1 T 0 3 7 U 0 4 6 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 -7 -- -1 r- �- 8 U047 500 T SO1IS021T01IT03 -T �-- r-� --T,-- -1 9 U 0 4 8 35 T S01S02T01IT03 T -r - — 10 U 0 4 9 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 TT- _ 11 U 0 5 0 25 T S 0 1 S 0 2 T 0 1 T 0 3 0 5 1 125 T S 0 1 S 0 2 T 0 1 T 0 3 13 U 0 5 2 1,000 T SO1S02iT01T03 14 U 0 5 3 11000 T S 0 1 S 0 2 IT 0 Tl T 0 3 l 5 U 0 5 5 11000 T S 0 1 S 0 2 T 0 1 T 0 3 16 U 0 5 6 25 T S 0 1 S 0 2 T 0 1 T 0 3 17 U 0 5 7 25 T SO1S02TO1T03 18 U 0 5 8 750 T S 0 1 S 0 2 T 0 1 T 0 3 19 0061 25 T S 0 1 S 0 2 T 0 1 T 0 3 r- 20 U 0 6 3 750 T S 0 1 S 0 2 T 0 1 T 0 3 21 U 0 6 4 750 T S 0 1 S 0 2 T 0 1 T 0 3 22 0067 500 T S01S02TO 1T03 - U 0 6 9 125 T S 0 1 S 0 2 T O 1 T 0 3 :t . a 0 7 0 125 T S 0 1 S 0 2 T 0 1 T 0 3 Vo 71 500 T ,S01S02T01T03 72 500 zntTn-z .;onti-,ed t— PaRe i ( YO TF: Photocopy this page before completing /fi „✓ have more than 26 wastes to fist. Fn= Annrnvrrrl nMa ni„ .6", .Ubt f[R (enter fro At jvje.l '�H- �� t�. FOR Of FICIAL USE ONLY t C tp�lli�114 . s D U li 2 D U Ploll-Ifs pt.SCRIMON OF HAZARDOUS NASTES eonrinited rFV c. vii1T D. PROCtSGES AiAWD• �. ESTWATE[] ANNUAL OfuA[A- ZQ NgIfi NO QUANTITY 017 #AsiE(enter I. ►ROtEss CODES pc[ss e[aCRIPTION coda) (rntrr) tit a code to no( rnlrrtd !n D(t)) ' n- r n n n- i - U 0 7 3 1,000 S 0 S 0 T O T O U 0 7 4 500 T S01S0 TTOIT03 TT --T- -U075 U1017 5 25 T S 0 1 S 0 2 T 0 1 T 0 3 _ U 0 7 7 25 T S 0 1 S 0 2 T 0 1 T 0 3 5 U0 78 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 I 6 U 0 7 9 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 U 0 - 8 0 150 -- T S 0 1 S 0 2 T 0 1 T 0 3 1 8 .- 1-T - —r- ----�-- -- --- - -- — -- U 0 8 3 300 T S 0 1 S 0 24 0 1 I- -Tr- T 0 3 --- . - T- --_-- ---- ----- -- i -- -- -—r- 9 U085 1,000 T S01S021T01T03 10 U 0 8 6 1,000 T S 0 1 S 0 2 i T 0 1 T 0 3 U087 500 T S01S021T01T03 L�1 , 088 11000 T S01S02'T01T03 �13 0 0 9 I 0 1, 000 T S O 1 1 S 0 2 --r O l IT�--� T 3 T 0 T — 14 -r0 U 0 9 lI 1,000 1 T S01S02,T01T03 S U 0 9 2 1,000 T S O 1 S 0 2 T O 1 TO 3 i b U 0 9 3 11000 — T S 0 1 S 0 2 T 0 1 T 0 3 '- 0 1,000 --- Tj SO1S02iTO1T03 1$ U 0 9 5 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 0•9 U 0 9 7 500 r T S 0 1 S 0 2 T 0 1 T 0 3 20 0 0 9 8 500— T S 0 1 S 0 2 T O 1 T 0 3 21 0 0 9 9 11000 T S 0 1 S 0 2 T 0 1 T 0 3 I 22 0 1 0 1 25 i T S 0 1 S 0 2 T O 1 T 0 3 123 U 1 0 2 25 T S 0 1 S 0 2 T 0 1 T 0 3 {-4 11103 500 ,. T S01S02T01T03 105 1,000 T .SO 1S02 TO1T03 26 jt' U 1 0 6 25 T S O 1 S 0 2 T 0 1 T 0 3 7omie+ued from p" 2. VOTE.' photocopy this page before completing . ✓ have more than 26 wastes to list Form Approved OMB No 158-S8000d c c. .�-.-• v —. ,_-. - -. 'IC��Cb> f'OR OFFICIAL V1C ONLY~� s. 2u P tuimmm- 1 e 11114111 ><" "► gCMTJON OF HAZARDOUS WASTES contlnited - P~•= c c.uAli _. D. PROCE§iEfs * �JJJJ(((( o r. �t to Y At O Eg M/�TE�� 1�NNUAL ` uR[ �ZD �l9rt 0 ANTIItY OF WASTE 7 t. PROCESS CODES )E P1tOCCSO DESCRIPTION I_ en hr ' " .1ZtlNrd9. code) (enter) (I(o code u not entt'vd In D(1)) _7 I .T e) to FT, 11 1 0 71 50 T SQ, ITQT T, -()I1 -TI-OT-3 - U 1 0 8 25 T S 0 1 _S,�Q 2J, 9T TT�T 3--- -- �. U 111 0 500 T S 0 1 S 0 2 T 0 1 T 0 3 r T -—T-. TT. -T— ,- 4 U111 200 T O1S02TO1T03� 5 -ST U 1 1 250 T S 0 1 S 0 2 T 0 1 - T 0 3 T-- -- — ---- ------ — —TT 6 U 1 1 3 1,000 T S01S02T01T03 7 U114 500 T S 0 1 S 0 2 T 0 1 T 0 3 T 0 3 8 U 1 1 5 1,000 T S 0 1 S 0 21T O 1 _ 9 U1117 125 T SOlS02!T01IT03 10 U 1 1 81 250 T SO1S02T01T03 11 U 1 2 11 25 T S01S02TO1iT03 _ 1 2 2 150 T S01S02 ! 13 U 1 2 3 500 �T0LT03' 14 U 1 TS 0 1 S 0 2 T 0 1 i T 0 3 _ 2 4 25 T S01S02T01T031 15 �� -' U 1 215 25 T S O 1 S 0 2 T O l T 0 3 16 U 1 2 6 500 T S 0 1 S 0 2 T 0 1 T 0 3 17- U 1 2 7 25 T S01S02T03.T03 l8 U128 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 19 U 1 2 9 25 T S 0 1 S 0 2 T 0 1 T 0 3 20 U 1 3 01 500 T S01S02T01T0T3 21 -,--I _ U 1 3 2- 500 T S 0 1 S 0 2 T 0 1 T 0 3 22 U 1 3 3 25 T S 0 1 S 0 2 T 0 1 T 0 3 -723 U 1 34 500 T S01S02T01T03 L� 1 3 5 500 T,, S 0 1 S 0 2 T 0 1 T 0 3 2� U137 500 [Tfl"-w-ils SO 1S02T01T03 -26 U1-4 --Snn __ -_ 02T0.1T0-3 :antin.tmd from p" 2. /07-E= Photocopy this pipe be/ora cornpletiny J r .i have more then 26 wwtrs to list Form Approved OMB No tsB.s pp y� - BVL.-Aq - � /OMS�II ?"ter lwM Aai'� i%.=, :.. . - _. ^.i'��..^' FOR OFFICIAL LME ONLY f . A S C D 9 8 1 4 6 7 1611 6 1 .�: -•.bUP I 121 DU ' r-`CCRIMION OF HAZARDOUS WASTES continutG - --- , , iTX'- C. UNIT moi: D. PROCESigES y IAZARD� JI. E5TIMATED ANNUAL of I, _ Yp A rTrLL0 k?UANTITY Or WASTE SURc - G7t -_dr (tntttr 1ROC C1! CODES 2. ►R qqC Csf DESCRIPTION 1codt) JL', < ,. (tntrr) (f/a toda L not tntenrd In D(1)1 t 2L. Ll its 27 0 1 4 0 25 T S,D-,Z - i T,9- -- --- 2 U 1 4 1 500 -- T D T,0,1 T,O-,3. 3- U 1 4 2 500 T S 0 1 2 TT.OT 1 TT9 r3 -- ----- —- ----- 4 — U 1 4 3 500 T S 0 1 S 0 2 T 0 1 T 0 3 5 _ U 1 4 4 25 T S 0 1 S 0. 2 T 0 1 TO 3 U 1 4 7 500 _ T S 0 1 S 0 2 6 T 0 1 T 0 3 7 U 1 4 9 _500 T S 0 1 S 0 2 T 0 1 T 0 3 8 U 1 5 0 25 — T S 0 1 S 021T01T03 9 U 1 5 2 _500 T S 0 1 S 0 2 I T 0 1 T 0 3 10 U 1 5 3 25 T S 0 1 S 0 2 T 0 1 T 0 3 ]1 U 1 5 4 25 T S 0 1 S 0 2 T 0 1 T 0 3 1 5 5 500 — _ T S 0 1 S 0 2 T 0 1 T 0 3 13 0 1 5 6 500 T S 0 1 S 0 2 T 0 1 T 0 3 ] 4 0 1 5 7 1,000 T S 0 1 S 02 T 0 1 T 0 3 15 U 1 5 8 50 T S 0 1 S 0 2 T 0 1 T 0 3 16 U 1 5 9 625 T S01S02T01T03 17 11161 25 T S 0 1 S 0 2 T 1T03 18 U 1 6 2 25 T S 0 1 S 0 2 T 0 1 T 0 3 19 0 1 6 5 100 IS T T 0 1 S 0 2 T 0 1 T 0 3 20 U 1 6 7 25 T S O 1 0 2 T rO 2a U 1 6 8 25 T S 0 1 S 0 2 T 0 1 T 0 3 22 U 1 6 100 — T S O 1 S 0 2 r T—T 0 1 T 0 3 -23 U 1 7 0 25 T SIP 1 S 0 2 T O 1 T 0 3 7 1 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 25 -2S 0174 T ;S01S02T01T03 26--n- 11 1 7 9 7S -- - T -_ c 1l 1 c n -7 m n,_ M Contincmd from Page 2. 'Y07T PriofcrWy bW, Paye before co,,, PleGnp l/, hcNr more dran 26 werfei to list. -_:'•,_�'"(UI�KR Iltrr.�"OMl {�^ ,_ •s 57 :. ,� Form APP roved OMB No. 158.S8pppq _Orr. �., folk OrrICIAL U![ ONLY' - SCD9814676161. j � c - 2 DUP. Ta' DESCRIPTION OF HAZARDOUS WAS continued a - A D H. E8T)MATED ANNUAL C. Ulvit OrMcA D. PROCESSES ' 3ZfjOJUANTITY codE OR )PASTE - - suwc (rnfrr 1. �wOCUt COD[f Z. rwOC[L! •^ cods) (rnMr) 27 D[tCRIT TION (I/a code 4 not rnlrrcd In D(1)) 027 180 25 T S TTQ-,Q - ----- U 1 8 1 1 000 T 0�1 3 TC�3 --- --- ---- U 1 8 2 1 000 T S O 1 S 0 2 T 0 1 T 0T3 4 U 1 8 3 11000 ---- ----- T S O 1 S 0 2 T O 1 T 0 3 0 1 8 4 500 -- T S 0 1 S 0 2 T_ 0 l T 0 3 6 0 1 8 5--- 1,000 ----------_— T S01S02T01T03 U 1 8 6 500 T S 0 1 S 0 2 T 0 1 T 0 3 8 0 1 8 7----- 500_ T S01S02TO1T03� -0188 250 -- T S O 1 S 0 2 T O l T 0 3 10 0 1 9 0- 125 -T --r- - - T S01S02T01T03 0 1 9 3 500 -� _ 1 9 6 11000 ---- -__ T S 0 1 S 0 2 T O 1 T 0 3 3 0 2 0 0 500 _ T S 0 1 S 0 2 T 0 1 T 0 3 14 U201-�- 1,000 -r T S01S02T0 1 T 0 3 15 U 2 0 2 500 -' --r --r-7-- - - --- - - _ T S O 1 S 0 2 T O 1 T 0 3 Ib U 2 0 3 1,000 17 T S 0 1 S 0 2 T 07 T 0-r3_ 0 2 0 7 11000 T S 0 1 S 0 2 T 0 1 T 0 3 ]8 U 2 0 8 11000— T `. 9 U 2 0 9 150 U U 2 1 0 T S 0 1 S 0 T 0 1 T 0 3 150 .2: 1 U 2 1 1 11500 0 3 22 0213 T S 0 1 S 0 2 T 0 1 T 0 3 25 U 2 1 9 T S 0 1 S 0 2 T 0 1 T 0 3 500 T S 0 1 S 0 2 T 0 1 T 0 3 11 2 2 0 800 T S 0 1 S 0 2 T 0 1 T 0 3 2 2 1 1, 000 T-26 . S 0 1 S 0 2 T 0 1 T 0 3 ' T S 0 1 S 0 2 T 0 1 T D I aonticwed from page 2. _- VOTE': Photocopy this page before completing Ili have mora thin 25 +a,ft-s to Irst Form A roved OMB No. np 58 580004 - IrI. 1.0. N.UMstR (In}ar r-pM Cats f),;' _ ` ' �" ". ' � � .-. A _� IOR OrrICIAL Uit ONLY -. w f .. c DUO- 2 D.UP IV_ PrSCRIPTION OF HAZARDOUS WASTES cot►Nnued STI44ATED ANNUAL C.UNI7 orMtA- D. PROCESSES �p iWA> t 0 6UANTITf OF WASTE SURt ,. jz �vrw ld�f) - - (enter code) 1. rROC[i! COOEi (entrr) 2. rROC[�i D[iCRirT 10N - (it o Code L not tnlerrd In 0J) +, r ■, n i -1 U 2 2 3 1,000 T S 0 1 S 0 2 T 0 1 T 0 3 U 2 2 5 25 T S 0 1 S 0 2 T 0 1 T 0 3 U 2 2 6 750 T S 0 1 S 0 2 T 0 1 T 0 3 i 4 -- — U 2 2 7 500 _ _ T S 0 1 S 0 2 T 0 1 T 0 3 5T 'T--T--T---T--T— --r U 2 2 8 25 T S 0 1 S 0 2 T 0 1 T 0 3 6 ----- 0232 25 T S 0 1 S 0 2 T 0 1 T 0 3 7 0 2 3 5 500 T S 0 1 S 0 2 --,---r- T 0 1 T 0 3 S - —- U236 500 _- T SO1S02T01T03� 9 U 2 3 8 _ 25 T S O 1 S 0 2 T O 1 T 0 3 10 D239 800 T T� S 0 1 S 0 2 TT T 0 1 T 0 3 1 1 U 2 40 _ 2S T S 0 1 S 0 2 -�--,- - T O 1 T 0 3 — -- 242 -_50-- T SOlS02TO1T03 13 U 2 4 3 500 314 -- — -- -------- ------ — -- T S O 1 S 0 2 T 0 11T 0 2 4 4 500 T S 0 1 S 0 2 T 0 1 T 0 3 15-- U246 1,000 T-7— --7 -� -i- -,-- -T -T------ — — T S 0 1 S 0 2 T 0 1 T 0 3 16 U 2 4 7 300 T S 0 1 S 0 2 T 0 1 T 0 3 7.. T— T ----- -- ---- .1. U 2 4 8 1,000-- S 0 1 S 0 2 T 0 1 T 0 3 18 U 2 4 9 500 S 0 1 0 2 T 0 1 T 0 3 `19' -- U 3 2 8 11000 S 0 1 S 0 2 T 0 1 T Ora 20 U353 00 �r -r-� Q rl -Q-T. 2I U 3 5-9 I't 000 T S 0 1 S 02 TDrl 0 3 22 5555 5000 T S0.1S0TZ Qr_ -6666 10,000 T SO1S0 T 10 3 24 - 7 7 7 15,000 T S 0 1 S 0 2 T 0 1 T 0 3 9088 5,000 T .S01S02T01T03 .26 F032 5,000T S 0 1 S 0 2 T 0 1 T 0 3 Continu►d from page 2. i OVOT£: Photocopy thls pefle be %n completing #-,..d hive more than 26 wastes to Hit Form Approved OMB No. 158-S8000d Ifi l.b Ad, A-nIt jf (ealeT,fr"i4i {l. �� '•1 �' -'-)�" • 'FoR Of/ICTAL USE ONLY . *sic ID 9 1 6 1 6 1 !�DUP' 2 D U P fix, - J V. DESCR ION OF HAZARDOUS WASTES continued -XPAr--=.__:—d Iror D.PROCEE$E= AD. AL ormcA- _ ./� ANO aullkriTY or WASTE SURc ` 3J en T c (enttr Y. ►ROCCff COD!! i. PROCESS DESCRIPTION = ,�. - - =_ -- _ - code) (enter) 01'a code is not rnfrr d In DM) 4 5,000 T S 0 l S 0 2 T 0 1 T 0 3 2 F035 5,000 T S01S02T01T03 _ F03 5,000 T S 0 1 S 0 2 T 0 1 T 0 3 4 S-T F 0 3 8 5,000 T S O l S 0 2 T O 1 T 0 3 -, -T ------------ - -- ----- -- 7 8 - - - — --- - -- -7 _T_ - - 9 10 — -- 13 14 - -- - — 15 _T —T --T-- --T--T--- — — 16 .17 18 19 -- - 20 -- 21 22 14 _., ./ 26 Z7„ milk? - w ROLLOFF CXXTrAllsER STORAGE AREAS (TEMP.) / /i I CCtaAji STORAGE// 1STE BU LLD fW- ASH,STORAGE AREA ct BAG 11011SE-1 14 U m PROPERTY BOUNDARY ADMINISTRATION BUIIDIW ti HEAT BOT I -RS l6w- IWINERATOR P BLEND TANKS STREET' �16so HINDI FTEs CIOSED UNITS <" 'INDICATES CONCRETE SBCONDARY oa IN AUIPHIP. =11M P�oc uce THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE ALEXANDER & ALEXANDER INC POLICIES BELOW. 111 MRRKET PLACE LPNDLER BUILDING COMPANIES AFFORDING COVERAGE DALT I MORE, MD 21202 COMPANY COMMERCE & INDUSTRY INSURANCE CO. LETTER A i INSURED i LOMPARNY B NATIONAL UNION FIRE INS COMP OF PITTSBURGH P COMPANY INSURANCE COMPANY OF STATE OF PENNSYLVANIA LETTER • C ENVIROSAFE, INC. ET AL 200 WIIELSH ROAD COMPANY D ILLINOIS NATIONAL INSURANCE CO. I LETTER — ATTN: NANCY MCGEE COM PAN"' E LETTER G �COVERAGES THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED, NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. CO 1 LT111 TYPE OF INSURANCE POLICY NUMBER POLICY EFFECTIVE DATE (MMIDDIYY) POLICY EXPIRATION DATE (MM/ODIYY) LIMITS GENERAL LIABILITY GLCM-340-56-76 05/30/94. 05/30/95 BODILY INJURY OCC. $ BODILY INJURY AGG. $ COMPREHENSIVE FORM PREMISESIOPERATIONS PROPERTY DAMAGE OCC. I 1 EUNDERGROUND EXPLOSION & COLLAPSE HAZARD 1 I PROPERTY DAMAGE AGG. S BI E PO COMBINED OCC. S PRODUCTS/COMPLETED OPER I i CONTRACTUAL BI d PO COMBINED AGG. S r NDEPENDENT CONTRACTORS PERSONAL INJURY AGG S 000 BROAD FORM PROPERTY DAMAGE PERSONAL INJURY AUTOMOBILE LIABILITY ANY AUTO SRCA-277-25-18 • 05/30/941 05/30/95 BODILY INJURY S ''Per oerser:) INJURY ( S !Per accident) ALL OWNED AUTOS ( Pdv. Pass. ) ALL OWNED AUTOS ( pnv Than Priv. . i I ,BODILY PROPERTY DAMAGE S HIRED AUTOS NON -OWNED AUTOS GARAGE LIABILITY rl BODILY INJURY L PROPERTY DAMAGE $ COMBINED EXCESS LIABILITY EACH OCCURRENCE S AGGREGATE S UMBRELLA FORM OTHER THAN UMBRELLA FORM WORKER'S COMPENSATION RMWC3171855 (LA) 05/21/94 05/01/95 STATUTORY LIMITS EACH ACCIDENT S 2. lAom, ow) AND EMPLOYERS' LIABILITY 56 ( ALL—DED) , 59 (TX) RMWC3171857 (AZ, ID, 0 05101/94 05/01/94 05/01/95 05/01/95 1DISEASE—POLICY LIMIT s t DISEASE—EACH EMPLOYEE I S OTHER EMPLOYERS LIAR. RMWC3171858 (IL) 05/01/94 05/01/95 2,0,000 EACH LOSS P- 0120, 01210 Ar2PREGATE DESCRIPTION OF OPERATIONS/LOCATIONSIVEHICLES/SPECIAL ITEMS SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING COMPANY WILL ENDEAVOR TO MAIL --M DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT. BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE COMPANY, ITS AGENTS OR REPRESENTATIVES. AUTHOR12EDREPRESENTATIVE_ —1, COVERED LOCATIONS a) Marcus Hook Processing Inc. (MHPI) Wastewater Treatment Plant 10th and Walnut Streets, Marcus Hook, PA b) Envirosafe Services of Idaho, Inc. (ESI1) Site A, Bruneau, ID c) Envirosafe Services of Idaho, Inc. (ESTI) Site B, Grand View, ID d) Envirosafe Services of Ohio, Inc. (ES01) 876 Otter Creek Road, Oregon, OH e) Envirosafe Services of Ohio, Inc. Wynn & Cedar Point Roads, Oregon, OH f) Envirosafe Services of Idaho, Inc. Idaho Rail Transfer Site located four miles south of 1-84 and Simco Road, Elmore County, ID UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 5 230 SOUTH DEARSORN ST. r L� �P CHICAGO, ILLINOIS 6"" til�C ��G 5H-12 _J CERTIFIED I4AIL RETURN RECEIPT REQUIRED Mr. Raymond Chestnut Envirosafe Services of Ohio, Inc. 876 Otter Creek Road Oregon, Ohio 43616 RE: Envirosafe Services of Ohio, Inc. Oregon, Ohio OHD 045 243 706 Dear ,qtr. Chestnut: Enclosed is a copy of the final Resource Conservation and Recovery. Act (RCRA) permit for your facility at the above -referenced location, unless review is-- requested under"40 CFR 124.19. this permit shall become a final Agency action " 30 days after service of notice of this decision - The duration of the permit is ten (10) years. However, the United States Environmental Protection Agency may modify, revoke, reissue or terminate this permit based on causes specified in 40 Code of Federal Regulations (CFRI Sectio-n- 270.40 ection270.40 and 270.41. You have the right to appeal any condition of the permit pursuant to 40 CFR Section 124.19._ The failure of your company to meet any portion of the pereit could result in civil and/or criminal penalties. Sincerely, /Basil G. C•q}wntelos, tirentor Waste Management Division Enclosure cc: Ed Kitchen, OEPA Ed Lim, OEPA OHIO HAZARDOUS WASTE FAQI.iTY BO� OHIO HAZARDOUS WASTE FACILITY INSTALLATION AND OPERATION PERMIT 111223 F�7 RENEWALIMODIFICAT1 ON Name of Permittee: Envirosafe Scrvi of Q}�i�gid i co�t�•C�7':y--' Facility Mailing Address: P.O. Box 167571, Oregon. Ohio 43616 Facility Location: 876 Otter Creek Road Qre;o_n.Ohig 43616 Ohio Permit Number: 03-48-0092 U.S. EPA ID'Number. CHDO45243706 Permit Issued by Board: May 8. 1991 Permit Effective Date: Date of Journalization Permit Expiration Date; July 23, 1996 In reference to the Part B Permit Application of Fnvirosafe Services of Ohio, Incorporated for an Oh Hazardous Warta Facility Installation and Operation Permit under R.C. Chapter 3734, the rules Adopt. thereunder and the record of proceedings in this matter, you are authorized to conduct at the above -nam:: facility the following hazardous waste management activities: STORAGE TREATMENT DISPOSAL LCoutainer (Moffication) ,Tank (Modification) -&Waste File Ododification) .Surface Impoundment aVioti eltion) Tank -X-Surface Impoundment (Modification) Incinm= _X_Chemicai SmbUb2don in Coatuaers (Renewal) -Y-Chemical Stabnization in Process Plant (`codification) _... Injection. well -2LLandf LU (teaewaal: CCU G) WodT=tion:CeD bi —Land Appliarion _Sttrfaco Impoundttreat UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 5 7 'NEST JACKSON BOULEVARD CHICAGO, IL 60604-3590 D JUL — 6 1993 JUN 3 0 19c3 Mr. James E. Hamilton President Envirosafe Services of Ohio, inc. 876 Otter Creek Road P.O. Box 167571 Oregon, Ohio 43616-7571 RE: Envirosafe Services Permit Modification OHD 045 243 706 Dear Mr. Hamilton: 0 i n:E A77EN?I0N C� HRP -8J of Ohio, Inc. Valdas Adamkus, Regional Administrator, Region 5, has asked me to reply to your letter of March 31, 1993, in which you asked the United States Environmental Protection Agency (U.S. EPA) to approve a number of modifications in the RCRA Permit of Envirosafe Services of Ohio, Inc., (ESDI). You stated that, upon approval of two groups of modifications, U.S. EPA could consider ESOI's pending permit appeal withdrawn. U.S. EPA has determined that the great majority of the Federal permit conditions identified in Exhibit A of your letter have substantially equivalent counterparts in the RCRA permit issued by the Ohio Environmental Protection Agency in May 1991', which is currently in effect. I am therefore approving most of the modifications that you have requested, and am hereby terminating the associated permit conditions. These conditions are marked "early termination" in the revised Federal permit, enclosed with this letter as Appendix A. In accordance with Title 40 Code of Federal Regulations (40 CFR) Part 270.42, U.S. EPA deems these modifications to be Class 1, and directs Envirosafe to comply with the notification requirements set forth at 40 CFR 270.42(a)(ii). In reviewing your proposed modifications, U.S. EPA noted that some of the provisions you asked U.S. EPA to terminate appeared in your own version of the revised Federal permit (ESOI Exhibit C). U.S. EPA concluded that these . provisions were properly included in the revised Federal permit and, consequently, the Agency retained them. U.S. EPA also concluded that ESOI's proposal for the automatic termination of certain provisions upon Ohio's receipt of additional authorization was not desirable. U.S. EPA would not object to terminating these provisions once Ohio receives the relevant authorization; but, in order to avoid. confusion, we would prefer that ESDI request early termination at that time rather than rely on automatic -2 - termination. U.S. EPA also retained a provision calling for the opinion of an indeoendent registered engineer (permit Conditions V.G.I.m. and n.). The Ohio permit calls for a registered engineer, but not an independent ene. We believe that .his is a significant difference and cannot be addressed via a Class 1 modification. 'ne also retained a list of documents to be included in remedial investigation or corrective action engineering feasibility reports (permit Cond4ticns iV.0.8.r.i. through vi.). Appendix A, enclosed wi:h this letter, constitutes ESOI's revised Federal permit. It reroduces the format of the original permit and, as noted above, it replaces each provision that is being terminated with the words, "Early Termination." The advantage of this approach is that it allows easy comparison with the original permit. In reviewing your modification request, U.S. EPA followed the procedures it set forth when the ESOT permit was issued in November 1988. As you know, at that time, Ohio was not authorized to administer the base RCRA program, but was expected to receive such authorization shortly. In its Response to Comments, issued on November 8, 1988, U.S. EPA discussed the implications of Ohio's receiving final authorization: U.S. `?A will follow its established procedures for transfer of Federal RCRA permits to authorized states. . . . Under these procedures, U.S. EPA -issued permits continue in force until terminated under Section 270.43 for cause (e.g., noncompliance by the Permittee) or transferred by agreement between the Permittee and U.S. EPA as provided in Section 271.8(b)(6) [under a Memorandum of Agreement with the State] . . . . Alternatively, Envirosafe could ask U.S. EPA to terminate the Federal permit, once Ohio receives RCRA authorization. U.S. EPA would then terminate those conditions in the Federal permit that are adequately addressed in the State permit. (Response to Comments Regarding the RCRA Hazardous Waste Management Facility Permit to Envirosafe Services of Ohio, Inc., U.S. EPA I.O. No. OHD 045-243- 706, November 8, 1988, Section III, p. 4). Accordingly, on receiving your request to terminate sections of the Federal permit, U.S. EPA conducted a comparison of the Federal and Ohio permits, identifying the provisions that are substantially equivalent, and approved the early termination of those provisions. To conclude your permit appeal, ESOI should send a letter stating that you wish to withdraw your appeal to the Environmental Appeals Board, United States Environmental Protection Agency (11038), 401 M Street, S.W., Washington, D.C. 20460. Your letter should briefly describe the procedural history of your appeal and should reference the appeal number; RCRA Appeal No. 88-40. -3 - if you have questions, please contact Mark Sattelberg or Tom Matheson, both of my staff, at (312) 353-9184 or (312) 886-7569 respectively, 51 rXerel y, "rl E. re er , Chi e RCRA Permitting Branch Enclosure cc: Elizabeth Ames, OEPA-NWDO Chuck Hull, OEPA-NWOO Edwin Lim, OEPA-CO ( eivae+tRrw#Wamavw i 7TrmAiL oULD ANY OF TIS APAWF DE8COM POUMES. 8E CANCBJM BEFORE TI PIRATION DATE THEREOF. IIt �ISSUM CCfWANY WILL Ut4MAVOR 1 30 RAYL wrorMN NOTICE TO TM CGRTIRICAT6I10LIM HAMM TO TI T, 8117 FAILURE TO MNL SUCH NOTICE SHALL IWdOSE NO OBLIGATION c tnu I T OF KIND UPON TMELT8 ACiL:RT9 Oft }IGpRCGCMATIVE fOR pVFORt11AT10N PURP09EONLY iv A Qbi 60�601 TO P.G I� U ! �, Sr �'9r r: .r. ,.(•,�r. ...y fl d" i�'A�ir' r':r:.:" F s�•'.y,�"`;. 'fat �t� ..„ a^��l�k�t t1:VR( r� ;:•VriciUl!(�:i+:•-...... <'�;y;i:. :�..�i'o.:. L.i;i"(. G�5' ?�'a'S'' 't;�,ri;".•.fi:! +.: „+:� .,�,''l# , .: � 7 — A P ft —19 9 4 '7�i ••.rr;��.?a>x 18 S 4 THW CERTIFICATC IS 16S11Ea AS � t1tATTEiR OF INFORftAT{(1f1 (1t1(Y ANp w4j([s Corroon Corporation of Michi9s^ GOfiFEQ3 NO RtaHTS VPON THE CERTIFICATE HOLDGA. THIS CERTIFICATE 36777 W. Si- A4110 Rood DUES NOT AMEND, EXTEND Oft ALTER THE COVOIACE AFFORDED BY THG POLICIES BELOW. s��to goo Gvonie Mi 481t,2 COMPANIES AFFORDING COVERAGE 13131----- caL.H'wr Old 96PUblle Insurance Company LFTIER A Contact : Cathy 31Yco -- - mw�,nrc National Union Fire Insurance Company of LEltm PtttsOur h fit- _A__ __ _ City Enwonmental, Inc. �"xv C A Oi. i#lon of C;ty Mrnapement Corporation^l+t p 19Z3 Fredorltk 31revt Detroit MI 48207 CG AW E THS IS TO CERTIFY THAT THE POLICIES OF MURANCE 1-01 EV b"Q W HAVE SEEN I34UCO To THE 140WO NANVM ABOVE FOR TM POLICY PCA100 NuofCATm, NOTWM42TANDW ANY REOUAEMENT, TEAM OR C() AXI ION OF ANY GONiRACT OR OTHIM M"412 T VYTT11 AEHLPECT TO WHICH T16" CQRTFICAw MAY 88 Muss OR MAY PERTAIN. THE INSURANCE AFFORDED BY iMh r01 M317ESCM01M.W� tS SUBJECT TO ALL TI IC TE", 1 CXOL V2fOHG AND COWRIOM 09 R1.K:H FWCtES. jAM StJOWHMAYHAVE BEEN REOUCEU BY PAW CLAM. rvnasommkwne Poucymumsm POLICYaFMcnK roLm of u LOAM LTPDAT!(IaH/00/YY} OATA(Ll�/pp/YT) GmmAt AGi/1ECATE t 1.000,000 X cowhom cod at. UAWIr MMIxTx avrtoflx Af.G. s1.000.000 PEWW A Aor. WAW + 1,000,000 0'"W L .W a oacuk A o.Iw-s t wwRAcWs PROT. ML14611 1—APR--1994 01—APR—ISSS Ewl OCallltlerx 1,000,000 fGAMWaaa m. s 60,000 «rte. Ela"Of am t S 000 w�oaa.uAlAeam COMMM VAN= s 1.000.000 X AM Alfro I.a11i ALL 008 AUTOS ISOM t Vo +'1 i wtwAEo 40TOS * r : A X Nalco Antos ML14811 1—APR-1884 1—APR-188b r i WN—Mo goo$ t" PlIOFQITY OAu(AGE t i sAIIAII: U+1a4mr j 11ZCNQIJAraJTY Hmt 000N IM _ .. . AWFAUVffmw 1OA tHIt NUA MIMI A tMONNt7Cot�INa11oN 0001170203 1 I umt %M *uvk f ` •;,; :; UfAIT 1 i j �ia1�'ttt>•i1tT otltsl b CavkoR Mepoirane+Lt limp PLL!'s87290f 1�JUL-1943 1—.M. -1941t 11,81 ON Ead�'tan . 16,000,000 IBaa+ rfta: ( eivae+tRrw#Wamavw i 7TrmAiL oULD ANY OF TIS APAWF DE8COM POUMES. 8E CANCBJM BEFORE TI PIRATION DATE THEREOF. IIt �ISSUM CCfWANY WILL Ut4MAVOR 1 30 RAYL wrorMN NOTICE TO TM CGRTIRICAT6I10LIM HAMM TO TI T, 8117 FAILURE TO MNL SUCH NOTICE SHALL IWdOSE NO OBLIGATION c tnu I T OF KIND UPON TMELT8 ACiL:RT9 Oft }IGpRCGCMATIVE fOR pVFORt11AT10N PURP09EONLY iv A Detroit Water and Sewerage Department Coleman A. Young, Mayor Industrial Waste Control City of Detroit 303 South Livernois Detroit, Michigan 48209 (313) 297-9400 DETROIT WATER AND SEWERAGE DEPARTMENT WASTEWATER DISCHARGE PERMIT - TYPE 3 Section A: General Information: Company Name: City Environmental, Inc. - Frederick City Management Corporation Premise Address: 1923 Frederick Street City: Detroit Mailing Address: 3400 East Lafayette Permit No.: 933-001 , MI Zip Code: 48211 City: Detroit , MI Zip Code: 48207 Primary Standard Industrial. -Classification (SIC) Code:- 4953 Other SIC Codes: The above Industrial User is authorized to discharge industrial wastewater to the City of Detroit sewer system in compliance with the City's Wastewater Discharge Ordinance or equivalent local ordinance and any applicable provisions of federal or state law or regulation, and in accordance with discharge point(s), effluent limitations, monitoring requirements, and other conditions set forth herein. This permit is granted in accordance with the application filed in the office of the Director of DWSD, and in conformity with plans, specifications, and other data submitted to the City in support of the above application. Effective Date: November 19, 1992 rctor 'Date: Septemb 1, 19 5 Benjamin • Detroit Water and Sewerage Department Coleman A. Young, Mayor Industrial Waste Control City of Detroit 303 South Livernois Detroit, Michigan 48209 (313) 297-9400 DETROIT WATER AND SEWERAGE DEPARTMENT WASTEWATER DISCHARGE PERMIT - TYPE 3 Section A: General Information: Permit No.: 933-001 Company Name: City Environmental, Inc. - Frederick City Management Corporation Premise Address: 1923 Frederick Street City: Detroit , MI Zip Code: 48211 Mailing Address: 3400 East Lafayette -- City: Detroit , MI Zip Code: 48207 Primary Standard Industrial Classification (SIC) Code:. 4953 Other SIC Codes: The above Industrial User is authorized to discharge industrial wastewater to the City of Detroit sewer system in compliance with the City's Wastewater Discharge ordinance or equivalent local ordinance and any applicable provisions of federal or state law or regulation, and in accordance with discharge point(s), effluent limitations, monitoring requirements, and other conditions set forth herein. This permit is granted in accordance with the application filed in the office of the Director of DWSD, and in conformity with plans, specifications, and other data submitted to the City in support of the above application. Effective Date: November 19, 1992 Expirat' Date: ZSeptefmbl,5 hie L. Benjamin Di ctor STATE OF MICHIGAN DEPARTMENT OF NATURAL RESOURCES CITY ENVIRONMENTAL, INC, (CEI) MARPER.z PROCESSING PLANT SOLID WASTE DISFOS,I AREA LICENSE This license Is Issued under the provisions of Act 641, Pubilg Acjs of 1878, �#satpeAded, to pprmlt the operation of a solid waste disposal area In Iht; Slale of Michigan. This license does not obviate the A 11j� R (p�� bt /est e,� Ad f ermlts as may be required by state law oy local ordinance. it is lurcher made a conditlon o/ thls I/oe�4�ap3h�l thr �tpR� R� t �lKc@p,-��t/ce1QPKbIla SIN//t/es /n accordance with Act No. 55 o1 11)o Puo1,c Acis of 1974, being sections 460.701 t0 460.T18 Q ,thy f�llot�lp�A.CgRtPl/e W4.9ggd COM'Ply with each of the requirements of Wat Act. This lacilily shall not receive liquid wastes wlthoul (sp@9i;l.90pr Vjj. f orn the , ealth'dopat#ment having Jurisdiction or this ollice. GRANTED T0: CITY ENVIRONMENTAL, ,INC. ISSUE DATE, JA� 1 � .iU1J �1 9 y N 1992 ..._ ........z�,;. EXPIRATION DATE: (Two year, from date of is ui) This license is applicable to the tacit(y loo to t and scribe as follows 550 Harper Av nu , '� city 49 481z1= SlipulL31 ons See Attached WAYNE BLE PERSON TO CONTACT: Piccia ntal, Inc, yette Street oan 48207 7 _J n $cvn so is svUracl to iuvoca lion oy the oireclor of the Department of Natural Resouraea lot any vWatfon olf the law widerwNch R Is Issued or for any violation of fhe ruloI avlholltud w av i or any , 1p„ial ons noleo Tn s license &hall be available through the Ilconseedurtngthe entlreeffective date VW10 atnttheproperty of the 011eolor 01 the 0eponmoni of Nururas nI JI 1,;s TInS UI'.ENSE IS Nor TRANSFERABLE, Roland,,i*rM0,A#,Director LICENSE NO. � 9 0 7 Ely; rif inda oche "Acting Chief PR5503 livv I hr+ Ohn�nmmnr, I. n I , , i i e- STATE OF M10HIGAN DEPARTMENT OF NATURAL RESOURCES CITY ENVIRONMENTAL, INC, (CEI) x HAR ER,- PROCESSING PLANT SOLID WASTE DISpSaL a4REA~LICENSE SF OSA I) IS IICL'n5e Isislued under the provlslons of Act 641, Publlg Aoji 41 11178,�pa1arpended, to permit the oporat Ion of a solid waste disposal area n Ii,u S1alu o! Michigan. This license does not obviate then 'PAX !6 bl lea oe nd ermlts es ma be re wired b sraro`ra,v9Q� r'� F� ' l'�,P . � 9 P y q yo ioci ora nar ce, It is lurcher made a oondltlon Ol th/11/Qe t �1K 008 Top blia Villi les In accordance with Act No. 59 or tho PoWic Acis of 1974, being sectlons 460.701 to 460.718 .lhs;! 4( F 1imp llel, %044 -Rd oorh� ly with each of the requirements of Thal Ac! This lac 11y shall not receive liquid wastes without QQjt b f�• I grp the ealth'dipartment having jurisdiction or this o(hce. GRANTED To r_vlr '1 .f... SCO TY: WAYNE CITY ENVIRONMENTAL, 'TNC .,SSUE GATEJAN r�*,U� Olt R2 ONSIBLE PERSON TO CONTACT: 1 1992 f ,...........,,. EXPIRATION DATE; (Two year, from dal• of U uil t. M ff This license is applicable to the facil�y lob 't8,�j� t and aarib .l,�i� Mrs P Sg''iccia as !ollows S50 Harper Av nu , -. oit, �i3hsg •48 11, City r,tel, Inc. - ��r. C'0 st L' f yette Street OetrO , Mic Ion 48207 ,.` SIf(JU�,Ii'o(5sac "'..•" See Attached .. t rot ��P , / ��R�� PENiPJSl1�A4,1,�p'N r c " o , �'u aci io io'ocauon Dy Ina oil toor of tM Department of Natural Rssouross lot sny vlolatlon of IM law Ubdir which It Is III or for sny violation oI Ihs WIGS AUMOM00 C. air 'i q'iahons noioo inns I1Cens4 shill W wfillable IhrOuQhthsIloMi1♦durfngthe In11n4118C11W d!lbiJldrlrMlM IM proplrirollhe Olr,Clor of IM Oopitrlmonl of Nelwai ENSE is NOf TRANSFERABLE. RolendyHarmp `, Oi rec for 7907 By: /� t t5-'.,� S 0 nda 96ch,'Actinu Chler - EPA 7Zu-, s to �cknow�lcGgc t'::� �c�� h��c filed Not,fuon of H-2L)rdou3 Wutc Activity for the ,nstaJlaUon loc.tcd 1: 0r'- J)o�-n in t)jc box bcbW to comp?y u2(}I Scction 3010 of the Resource Con;"r- : :o^ i::<. ('c<o-,,< Act (RCR_,�)_ ``ovr EPA Idenofie2oon Number f<�r t)iar ui the tr)z txlo,_ Pic EPA ldcnuficilion Numbcr must be in- cluded on all 1111ppulg mzn,fcst<_ for transporting halardous wastes. on all Annual Reports 013c gcncraton of hazardous � Ja u 2nd owner', and oper2wc-, of halardous waste treatment, swragc and disposal factl,ucs must Cd(- milt EPA: on ail 2pplic2t,ons for a Fcdcral Hazard- ous �k'3ste Perini and ot!t( r 1+.,12rdous waste management scports and documents required under S�ihotk C of �-CQ40WLEC X3EMENT OF NOTlFiCATFON OF HA,ZARDo_J tYA_rTF A.C"TIVITY CITY C13POSaL SYSTt-ts INC iS50 ►CARPER I uE T R01 T r{1 4ts21 ] I-IY .«,.T.0- >� 1550 HARPER cETROIT ri u8211 EPA form 6700-12A 44-aOl NEPA ACKNOWLEDGEMENT OF NOTIFICATION OF HAZARDOUS WASTE ACTIVITY This is to acknowledge that you have filed a Notification of Hazardous Waste Activity for the installation located at the address shown in the box below to comply with Section 3010 of the Resource Conservation and Recovery Act (RCRAJ. Your EPA Identification Number for that installation appears in the box below. The EPA Identification Number must be in- cluded on all shipping manifests for transporting hazardous wastes: on all Annual Reports that generators of hazardous waste, and owners and operators of hazardous waste treatment. storage and disposal facilities must file with EPA; on all applications for a Federal Hazard- ous Waste Permit: and other hazardous waste management reports and documents required under Subtitle C of RCRA. f'". 1.0. _u"414:4K 41 CITY ENVI RONWNTAL, INC 1923 Frede ri ck t ro i t KI 48211 I 1923 Frederick i Cetmi t KI 48211 Table Of Contents Introduction Pages 1-2: Waste Materials Accepted Page 3: Waste Approval Procedures Page 4: Scheduling and Delivery Times Waste Acceptance Procedures Records Management Receiving Methods Page 5: Treatment Methods Facility Capacities Residual Management Pages 6-7: CEI Analytical Laboratory Pages 8-9: Health and Safety Page 10: Regulating Agencies Page 11: CEI Contacts Appendix A) Insurance Form B) Solid Waste Permit C) City of Detroit Discharge Permit D) EPA - Acknowledgement of Notification of Hazardous Waste Activity E) Maps INTRODUCTION City Environmental, Inc. (CEI) offers a wide range of technologies to meet industry's waste treatment,recycling and disposal challenges. These technologies can be creatively customized to fit customers needs... precisely. Our Commitment to waste minimization and creative problem solving begins by taking the necessary time to understand our customer's requirements. As part of the evaluation and approval process, our fully equipped laboratory can provide analytical testing and treatability services. Our State-of-the-art computer system automatically tracks the flow of material and data through the process. Material received at City Envit�onmental is treated and disposed of in one of our affiliate -owned landfills or recycled. Our goal is. to continually improve our ability to meet our customer's most urgent needs... Service, Safety and Security... precisely. City Environmental, Inc. (CEI) is a permitted waste treatment, stor- age, and disposal facility. Listed below are types of waste that CEI typically accepts. City Environmental, Inc. - Frederick Non -hazardous 1) Coolants and Oils 2) Pressable Sludges 3) Contaminated Waters 4) Off-spec/Out-dated Consumer Products 5) Ethylene Glycol 6) Waste Kitchen Grease Characteristically Hazardous Wastes that fall into this category are wastes that exhibit the following characteristic D -codes and aren't considered F,P,K or U listed wastes. 1) D018 - Benzene 2) D019 - Carbon Tetrachloride 3) D020 - Chlordane 4) D021 - Chlorobenzene 5) D022 - Chloroform 6) D023 - o -Cresol 7) D024 - m -Cresol 8) D025 - p -Cresol 9) D026 - Cresol 10) D027 - 1,4 - Dichlorobenzene 11) D028 - 1,2 - Dichloethane 12) D029 - 1,1 - Dichloroethylene 13) D030 - 2,3 - Dinitrotoluene 14) D031 - Heptachlor 15) D032 - Hexachlorobenzene 16) D033 - Hexachloro-1,3-butadiene 17) D034 - Hexachloroethane 18) D035 - Methyl Ethyl Ketone 19) D036 - Nitrobenzene 20) D037 - Pentachlorophenol 21) D038 - Pyridine 22) D039 - Tetrachlorethylene 23) D040 - Trichloroethylene 24) D041 - 2,4,5 - Trichlorophenol 25) D042 - 2,4,6 - Trichlorophenol 26) D043 - Vinyl chloride (2) City Environmental, Inc. - Harper Non -hazardous 1) Sludges 2) Contaminated Soils and Debri 3) Latex Paints 4) Off-spec/Out-dated Consumer Products 5) Ethylene Glycol 6) Waste Kitchen Grease Characteristically Hazardous Wastes that fall into this category are wastes that exhibit the following characteristic D -codes and aren't considered F,P,K or U listed wastes. 1) D018 —Benzene 2) D019 - Carbon Tetrachloride 3) D020 - Chlordane 4) D021 - Chlorobenzene 5) D022 - Chloroform 6) D023 --o-Cresol 7) D024 - m -Cresol 8) D025 - p -Cresol 9) D026 - Cresol 10) D027 - 1,4 - Dichlorobenzene 11) D028 - 1,2 - Dichloroethane 12) D029 - 1,1 - Dichloroethylene 13) D030 - 2,3 - Dinitrotoluene 14) D031 - Heptachlor 15) D032-'Hexachlorobenzene 16) D033 - Hexachloro-1,3-butadiene 17) D034 - Hexchloroethane 18) D035 - Methyl Ethyl Ketone 19) D036 - Nitrobenzene 20) D037 - Pentachlorophenol 21) D038 - Pyridine 22) D039 - Tetrachloroethylene 23) D040 - Trichloroethylene 24) D041 - 2,4,5 - Trichlorophenol 25) D042 - 2,4,6 - Trichlorophenol 26) D043 - Vinyl Chloride M.rtati %!Y (3) Waste Approval Procedures For City Environmental, Inc. (CEI) to efficiently and effectively Provide approvals to our valued customers, we request the following information be provided: 1) A completed CEI Generator Waste Profile Sheet. 2) Complete analytical testing results. Certain waste streams may require various analytical requirements, at a minimum, please include the following: - Ignitability - Corrosivity (pH) - Reactivity - Cyanides, Sulfides - TCLP - Metals (include Cu and Zn) - Volatile Organics - Zero Headspace Extraction - Base Neutral/Acid Extractables (BNA) - PCB's for oils and wastes containing oil 3) A representative 1 quart sample for treatability. Addi- tional 2 quarts of sample is required if CEI is providing analytical services. 4) A completed Chain -of -Custody specifying required services of CEI. Certification on process is typically acceptable for Pesticides - Herbicides. See Generator Waste Profile Sheet for certification form. Analytical reports must show generator name and waste des- cription. Upon approval, the customer will receive an authorization number. CEI approvals are customer specific and may not be utilized by anyone other than the customer. The approvals are valid for one year, at which time if the waste stream is ongoing an update will be required. If the waste stream or process generating the waste changes at any time, a new approval is required. All shipments must have the CEI approval number on the shipping document. Drums need to have the approval number on the top and side. All liquid wastes and wastes with free liquids must be accompanied by a Michigan manifest. W -I � 1 -.-1 0 (4) scheduling and Delivery Times All loads approved for CEI - Frederick and CEI - Harper must be presheduled. Scheduling arrangements can be made by contacting Customer Service at (313)923-0080. City Environmental's receiving hours are: Mon. -Fri. 7:00am-6:30pm If needed, special arrangements may be made. for Saturdays, Sundays, Holidays and other off - schedule times. Contact your CEI Sales Representative or Customer Service to obtain additional inform- ation. Rates for off - schedule deliveries will be as follows: Saturdays $150.00 per hour Sundays $200.00 per hour Holidays $250.00 per hour A four hour minimum will apply to all billing. Waste Acceptance Procedures All trucks will report to CEI - Frederick located at 1923 Frederick Detroit, MI 48211. Upon arrival each waste stream is sampled and fingerprinted in the Waste Acceptance Laboratory (WAL). This fingerprint is compared against the preshipment profile to ensure proper waste documentation. The loads will then be directed to the proper treatment site for off-loading. Completed shipping documents will be checked and processed. All drummed waste must be properly labeled. Records Management All manifests are permanently stored on site. Receiving Methods Frederick St. - Bulk Liquids Rail Pallets (Consumer Products) Harper St. - Bulk Liquids Roll -offs Drums (5) Treatment Methods City Environmental - Frederick Street operates a waste water treat- ment facility for industrial waste. Process options include dewatering, pH adjustment, biological processing, chemical precipi- tation, temperature adjustment, activated carbon filtration, dis- tillation, high speed centrification, sand filtration, decanting and oil/water separation. City Environmental - Harper Street operates a chemical fixation and stabilization facility for industrial waste. Process options include neutralization, pH control, and metal fixation. Facility Capacities Frederick Street - Tanks - Total Capacity - 1,558,000 gallons Harper street - Tanks - Total Capacity - 98,000 gallons Drums - Drum Pad - 520 Residual Management All waste is shipped to a company owned non -hazardous Type II sanitary landfill. (6) CEI Analytical Laboratory The CEI Laboratory is located at the Frederick St. facility - 1923 Frederick, Detroit, MI 48211. The laboratory opened its doors in 1989 to primarily handle the analytical needs of City Environ- mental. Since that time the lab has developed into a full service analytical laboratory servicing many of CEI's customers. Industry confidence in the laboratory's services has not only allowed for its' existence, but also the laboratory's continued growth. To ensure customer satisfaction, we have implemented the following policies: Quality Control The laboratory is committed to meeting the highest quality control (QC) standards. This is accomplished by complete adherence to our quality assurance (QA) protocol. This QA plan is consistent with that published in the U.S. EPA Contract Laboratory. Program (CLP). This program has the most extensive, thorough guidelines for analy- tical accuracy and precision mandated in environmental labora- tories. Our objectives are to maintain CLP protocol and to pro- vide data which are legally defensible. Response Time This laboratory is successful at meeting the turn -around times indicated on the following schedule of prices. This committment to a five to seven day response time stresses the importance assoc- iated with timely anaytical results. Pricing On the following page is CEI Laboratory's current price list. Mar- keting research has shown these prices to be very competitive. Ex- pedited services are available for those times when you need ana- lytical results right away. (8) City Environmental, Inc. Health and Safety Safety Training Procedures Training procedures meet or exceed all MIOSHA/OSHA/ RCRA require ments. Training program is available for review on site. Protective Clothing CEI requires, at a minimum, that employees wear uniforms, steel toe shoes, hard hats, safety glasses or sheild, gloves, and when neces- sary tyvek suits and respiratory equipment. Chemical Exposure Prevention and Training Prevention and training include: Air monitoring, biweekly safety inspections, 24-hour OSHA Health and Safety/Written Hazard Communi- cation/Right-to-Know/First Aid Training, and/or on the job training Chemical Handling Workshops presented by Chemical Vendors (when warranted), Chemistry for Non -Chemists Seminars presented by area universities. chemical Exposure Monitoring Outside Contractor Air Monitoring services (if needed), In-house Industrial Health Specialist services (when needed), Annual Medical Monitoring, OSHA/MIOSHA Recordkeeping, Personal Contaminant Monitoring Badges (if needed), and Oxygen/LEL/Toxicity Meter for confined space entry procedures. Employee Health Monitoring Program Pre-employment Physical (Basic Physical/Pulmonary Function Test/ Lumboscral Spine X-Ray/Panel 10 Drug Screen), New Hire Monitoring Physical (Annual Health Monitoring Physical minus the Pre -Employ- ment Physical components), and the Annual Health Monitoring Phys- ical (Internal Medicine/Pulmonary Function Test/Urinalysis/EKG/ Chest X-Ray/PCB-Blood/Chemzyme +/CBC & Differential + Platen Count Audiogram/Lead Blood/Heavy Metal Panel/Chromium/Cadmium/RBC-Chol- inesterase Levels/Stool/Panel 10 Drug Screen). Hazardous Waste Training 24 -Hour OSHA Health & Safety for TSDF's, Annual 8 -Hour OSHA Health & Safety For TSDFIsI 16 -Hour RCRA. Regulatory for Hazardous Waste Activities, Emergency Response Awareness, 24 -Hour Emergency Res- ponse/Operations level (a select group), and 24 -Hour Emergency Response/Technicians Level (A select group). (9) Hazardous Contingency Plan The contingency plan is on-site and available for review. Available Emergency Equipment Self -Contained Breathing Apparatus (SOBA), Fire Extinguishers, Blankets, Stretcher, Spill Response Materials, First Aid Cabinets, Eyewash & Body Showers, Emergency Lighting.and Flashlights, Safety Harnesses, Lanyards, Oxygen/LEL/Toxicity Meters, and additional Personal Protective Equipment (if needed). Inspection schedule for safety equipment is performed weekly. First Aid Training A minimum of one employee per shift has been trained in CPR/First Aid. (10) Regulating Agencies Michigan Department of Natural Resources 1) Compliance Contact: 2) Permitting Contact: 38980 7 Mile Rd. Livonia, MI 48152 (313) 953-Q241 P.O. Box 30241 Lansing, MI 48909 (517) 373-1976 United States Environmental Protection Agency Region V ( USEPA ) 1) Waste Management: 230 S. Dearborn Chicago, IL 60604 (312) 353-2000 City Environmental - Rey Personnel Management Gazi George PhD C.H.M.M. - Vice President of Operations James Schierloh - Vice President of Marketing Technical Department ' Jennifer Baker - Technical Services Manager Mark Fletcher - Compliance Officer Yvette Jones - Waste Approvals Specialist Sales Department Jaye Gumkowski - Sales Manager David Johnson - Customer Service Rep. - Treatment Cecilia Newman - Customer Service Rep. - Treatment Paula Goniwiecha - Customer Service Rep. - Landfills City Environmental - Frederick 1923 Frederick St. Detroit, MI 48211 (313) 923-0080 MID 980 991 566 City Environmental - Harper 1550 Harper St. Detroit, MI 48211 (313) 923 -0288 MID 054 683 479 TO FLINT 75 94 TO PORT HURON n \2 SPIE (1) �7 SFM (2) TO DOWNTOWN DETROIT (11 CITY ENVIRONMENTAL, INC. - HARPER `1J 1550 HARPER AVENUE DETROIT, MICHIGAN 48211 PH: (313) 923-0080 E.P.A. ID. NO. MID 054 683 479 2 CITY ENVIRONMENTAL, INC. - FREDERICK 1923 FREDERICK STREET DETROIT, MICHIGAN 48211 PH:(313) 923-0080 E.P.A. ID. N0, MID 980 991 566 THIS LICENSE IS ISSUED TO: Hometown Properties, Inc TO OPERATE A sanitary landfill SOLID WASTE MANAGEMENT FACILITY, KNOWN AS THE Hometown Properties Inc. Landfill LOCATED on Exeter and Dry Bridge Road h NortKingstown IN - Kingstown ,RHODE ISLAND, IN CONFORMITY WITH CHAPTER M -1e.9 OF THE GENERAL LAWS OF RHODE ISLAND, 1956, AS AMENDED, AND THE RULES AND REGULATIONS ADOPTED THEREUNDER. ISSUED 22 May 1994 EXPIRES 22 May 1997 NO. 3S iL?4�4G- V i !/in� 1n, CWA9Q 0A of IIJ4Y1 rM9WAL MMAa9MwT 0-95..F RI 04;4 M DELTA ENGIhIEERS, F.G. • ' f Oarr7monwealth of Massachusetts Executive Office of Environmental Affairs William F. weld Govemtw Daniel S. Greenbaum commitsi;mef 60772236746 P.021 peartment of Etronmentai Protection western Regional office Lean Bennett. President DB EnterDriSes ?.0. Box 202 i«ndell, r:aSSaCi:i]SftLS 43i3 Dear :ir. Bennett: ,duly s; 1994 i'{e: 'Kcn!1Cii_-itSiii'i�LdnClIlli Existing Facility Ptcml.t Hor:iloa H0110w RQaa yL-319-i]Di irans:aictai ao..'l fiche DdDartmenr Qf Environmental rrotection, Division of Solid `-&Sty rianag� cent. {Department) has fevik'we i your applicaticr! and Shit}ple1!crital infor-+idt3.oll filth trans.'?ictal number 26682- The application (efpa) is for an ez:1sr ing facility periili.t for the i:G2:.:.oa EQ11ow Delgolition Landfill thli iL,) l� acuity) lorat A iiormon Hollow Road in Wendell. The initial and revise6 applications were prepared by your c:;i;sulr �I>gineers, Environmental Technologies, and Delta Engineers, respective"s.y, -it', tile- following information: ?ermit lnzormation: rienieii - DS�iti - Deme Landf i li fir SV C+9 Applicant: DB Enterprises Facility Information: Wendell DeM01itiOn Landfill Application Certification mate: June 26, 1592 Following the Department's letter of technical deficiency dated April 6, 1993, supplemental information was prepared and submitted by Delta Zngineeers. Th>i supplemental information was certified on October n, 1993. The Department has also revieved a construction certification report for site preparation of Coil 5A. The certification was prepared ar.d sUL-Mittad by D--lta Engineers, ani is titled: "Construction of Phase 5A wendeli Demolition Landfill Facility aD 9 319-001 Mormon Hollow Road -+endell, 1'A 01.379" October 20, 1993 436 Dwight Street • Springfield, Ma3sachusetts 01103 0 FAX(413)784-1149 • TelephonO (413) 784-1100