HomeMy WebLinkAboutCounty of Suffolk - Youth Services��UFFGt.�C
RESOLUTION 2015-516
ADOPTED
DOC ID: 10894
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2015-516 WAS
ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON
JUNE 2, 2015:
RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs
Supervisor Scott A. Russell to execute the 2015 Southold Town Youth Services Agreement with
the County of Suffolk, in the amount of $9,063.00, for the term January 1, 2015 through
December 31, 2015,.subject to the approval of the Town Attorney.
a
Elizabeth A. Neville
Southold Town Clerk
RESULT: ADOPTED [UNANIMOUS]
MOVER: James Dinizio Jr, Councilman
SECONDER: Jill Doherty, Councilwoman
AYES: Ghosio, Dinizio Jr, Ruland, Doherty, Evans, Russell
Law No. 15-YO- v `4(Q� IFMS SCSEXE 15000002839
Y02 Youth Bureau Implementing Agency Pseudo-Code ARH1
Contract
This Contract("the Contract")is between the County of Suffolk("the County"), a municipal corporation of the State
of New York,acting through its duly constituted Youth Bureau ("the Department"), located at H.Lee Dennison
Building-3rd Floor,100 Veterans Memorial Highway,Hauppauge,New York(Mailing Address: Box 6100,
Hauppauge,New York 11788-0099) ;and
Town of Southold (` the Contractor"),a New York municipal corporation,having its principal place of business at 53095
Main Street,Southold;New York 11971 and Family Service League (Implementing Agency),a New York not-for-
profit corporation,having its principal place of business at 790 Park Avenue,Huntington,New York, 11743.
The Contractor has been designated to receive funds from the County for various delinquency prevention programs("the
Services")through the Contractor and its Implementing Agency as set forth in Article 1, entitled"Description of Services."
Term of the Contract: January 1,2015 through December 31,2015.
Total Cost of the Contract: Shall not exceed$9,063.00,to be paid as set forth in Articles V and VI, attached.
Terms and Conditions: Shall be as set forth in Articles I through VI, attached hereto and made a part hereof.
In Witness Whereof, the parties hereto have executed the Con as of the latest date written below.
Town of Sout Yd County uffolk
j By: By:
Name S c-v44 Dennis M. A en
Title _.s �e,-r v er,5CS
Fed. Tax ID# f(- do 17 Chief Deputy County Executive
Date Date:
Ire, (/hereby certifies under
'
penalties of perjury that I am an officer of 4-Fa L e ice League
that I have read and
familiar with§A5-7 of Article V of the Suffolk County Coda, Name eln, C:SW
Ire Gc�� .(( Title President CE®
and that.�� �1 ►.d meets all Federal Tax ID4
requirements t alify for e ption thereunder. Date
l%
Name P_
Date f�l sps (c { hereby
Ula
under penalties o p jurythat I am an officer of
that I have read and
mliar with§AS- of Article V of the Suffolk County
de,and that ,L meets all
eq ' ents to qualify for exemption thereunder..
Date_
Name
ADDITONAL SIGNATURES ON
FOLLOWING PAGE
1 of 28 pages Rev.3120115
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Approved:
Department
Bow
Name: Roderick Pearson
Title:Executive Director
Date
Approved to Form:
Dennis Bow
County rney
B g �}
ia-.M- Jordan
Assistant County Attorney
ate
2 of 28 pages Rev.3120115
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Contract
This Contract ("the Contract") is between the County of Suffolk ("the County"), a municipal corporation of the State
of New York, acting through its duly constituted Youth Bureau ("the Department"), located at H.Lee Dennison
Building -3`d F1oor,100 Veterans Memorial Highway, Hauppauge, New York(Mailing Address: Box 6100,
Hauppauge, New York 11788-0099) ; and
Town of Southold ("the Contractor"), a New York municipal corporation, having its principal place of business at 53095
Main Street, Southold; New York 11971 and Family Service League (Implementing Agency), a New York not-for-
profit corporation, having its principal place of business at 790 Park Avenue, Huntington, New York, 11743.
The Contractor has been designated to receive funds from the County for various delinquency prevention programs ("the
Services") through the Contractor and its Implementing Agency as set forth in Article I, entitled "Description of Services."
Term of the Contract: January 1, 2015 through December 31, 2015.
Total Cost of the Contract: Shall not exceed $9,063.00, to be paid as set forth in Articles V and VI, attached.
Terms and Conditions: Shall be as set forth in Articles I through VI, attached hereto and made a part hereof:
In Witness Whereof, the parties hereto have executed the Contract as of the latest date written below.
Town of Sout Id
By:-
Name
y: NameJ(
(
Title J' cAy�l moi' <,r <2 e—
Fed. Tax IEf # t ( - � �20 t c�,
Date g/45
/a, hereby certifies under
penalties of perjury that I am an officer of
�
I ®cJ 11 O -P ' i_n �� d , that I have read and I am
familiar with §A5-7 of Article V of the Suffolk County Code,
and that 1 D cel dl o -r S064 i66 Jj2� meets all
requirements to qualify f xemption thereunder.
N
Date t01 S�/ $
ADDITONAL SIGNATURES ON
FOLLOWING PAGE
County of Suffolk.
By:
Dennis M. Cohen
Chief Deputy County Executive
Date:
Family Service League
By:
Name
Title
Federal Tax ID#
Date -
hereby
certifies under penalties of perjury that I am an officer of
that I have read and
I am familiar with §A5-7 of Article V of the Suffolk County
Code, and that meets all
requirements to qualify for exemption thereunder.
Date
Name
1 of 28 pages Rev. 3/20/15
Law No. 15 -YO -
Y02 Youth Bureau. Implementing Agency
Approved:
Department
By:
Name: Roderick Pearson
Title: Executive Director
Date
Approved as to Form:
Dennis M. Brown,
County Attorney
By:
Patricia M. Jordan
Assistant County Attorney
Date
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I
List of Articles
Article I
Description of Services
Article -I -A
Department Specific Provisions
1. Certificate of Incorporation; Board Meetings
2. Contractor's Staff
a. Prior Approval
b. Current Procedures
3. Human Services Division Technical Assistance and Training
Article II
Definitions
L Meanings of Terms
2. Elements of Interpretation
Article III
General Terms and Conditions
1. Contractor Responsibilities
a. Duties and Obligations,_
b. Qualifications, Licenses, and Professional Standards
c. Notifications
d. Documentation of Professional Standards
e. Credentialing
f Engineering Certificate
2. Termination
a. Thirty Days Termination
b. Event of Default; Termination on Notice
C. Termination Notice .
d. Duties upon Termination
3. Indemnification and Defense
4. Insurance
5. Independent Contractor
6. Severability
7. Merger; No Oral Changes
8. Set -Off Rights
9. Non -Discrimination in Services
10. Nonsectarian Declaration
11. Governing Law
12. No Waiver
13. Conflicts of Interest
14. Cooperation on Claims
15. Confidentiality
16. Assignment and Subcontracting
17. Changes to Contractor
18. No Intended Third Party Beneficiaries
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19. Certification as to Relationships
20. Publications
21. Copyrights and Patents
a. Copyrights_
b. Patents.
22. Arrears to County
23. Lawful Hiring of Employees Law in Connection with Contracts for ;Construction or Future
Construction
24. Certification Regarding Lobbying °
25. Record Retention
26. Contract Agency Performance Measures and Reporting Requirements -Local Law No. 41-2013
27. Notice
Article IV
Suffolk County Legislative Requirements
1. Contractor's/Vendor's Public Disclosure Statement
2. Living Wage Law
3. Use of County Resources to Interfere with Collective Bargaining Activities
4. Lawful Hiring of Employees Law
5. Gratuities
6. Prohibition Against Contracting with Corporations that Reincorporate Overseas
7. Child Sexual Abuse Reporting Policy
8. Non Responsible Bidder
9. Use of Funds in Prosecution of Civil Actions Prohibited
10. Youth Sports
11. Work Experience Participation
12. Safeguarding Personal Information of Minors
13. Contract Agency Performance Measures and Reporting Requirements
14. Suffolk County Local Laws Website Address
Article V
General Fiscal Terms and Conditions
1. General Payment Terms
a. Presentation of Suffolk County Payment Voucher
b. Voucher Documentation
c. Payment by County
d. Budget Modification
e. Budget and/or Services Revisions
f. Taxes
g. Final Voucher
2. Subject to Appropriation of Funds
3. Personnel Salaries, Pension and Employee Benefit Plans, Rules and Procedures
4. Accounting Procedures
5. Audit of Financial Statements
6. Financial Statements and Audit Requirements
7. Furniture, Fixtures, Equipment, Materials, Supplies
a. Purchases, Rentals or Leases Requiring Prior Approval
b. Purchase Practices/Proprietary Interest of County
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c. County's Right to Take Title and Possession
d. Inventory Records, Controls and Reports
e. Protection of Property in Contractor's Custody
f. Disposition of Property in Contractor's Custody
8. Lease or Rental Agreements
9. Statement of Other Contracts
10. Miscellaneous Fiscal Terms and Conditions
a. Limit of County's Obligations
b. Duplicate Payment from Other Sources
c. Funding Identification
d. Outside Funding for Non -County Funded Activities
e. Potential Revenue
f. Payments Contingent upon State/Federal Funding
g. Denial of Aid
h. Budget
is Payment of Claims
J. Payments Limited to Actual Net Expenditures
k. Travel, Conference, and Meeting Attendance: SOP A-07 Amendment 1
1. Salaries
m. Salary Increases
n. Contractor Vacancies
o. No Limitation On Rights
p. Comptroller's Rules and Regulations
Article VI
Budget
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Article I
Description of Services
Whereas, the Contractor has been identified in the 2015 Suffolk County Adopted Budget under the pseudo code
as listed on page one of the Contract to perform the Services for the Department; and
Whereas, the Department desires to have the Contractor provide a Juvenile Delinquency Prevention Program;
and'
Whereas, the Contractor agrees to provide such a program to the County;
Now therefore, in consideration of the mutual provisions and covenants hereafter set forth, the parties hereto
agree as follows:
1. Conflicting Provisions
In the event of any conflict between this Article I and any other provision to this Contract, such other
provision shall prevail unless it is expressly stated that this Article I shall prevail.
2. Contractor References
All references in this. Contract to "Contractor" shall be deemed to refer to the Contractor and to the
Implementing Agency, except as otherwise indicated; provided that all provisions relating to Contractor's staff
shall be deemed to apply only to the Implementing Agency.
3. Legislative Designated Funding Application; Description of Services
(See 2-3 Pages Following, As Applicable)
Remainder of Page Intentionally Left Blank
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ARTICLE I
I 1
OCFS-5001(Rev. 10/2009)
�i
NEW YORK STATE -
OFFICE OFC CHILDREN AND
H FAMILY SERVICES
INDIVIDUAL PROGRAM- APPLICATION
Agency �san,rnary
Sponsoring COUNTY OF SUFFOLK SUFFOIJ<.
Municipality: County:
TOWN OF SOU IHOLD
Implementing Agency:
Program Title:
Agency Street
Address:
City:
SOUTH.W D YOUTH SERVICES
PO BOX 1179
SOUTHO.L•D.,
Federal ID#: - 11-6001
Charities Reg.#: N / A
Total Programs9 0 6 3
Budget (10051.)
OCFS Funds
Requested $ ( % of Total)
'Youth Bureau
Allocated $ .
°Youth Bureau Only
State: NY
i Code: .11971
PePiod of Actual Program 00ration.
FROM 01/01/15 TO 12./31/15
Hours of Operation
FROM 9am TO Spm
Dally* • ❑• Weekly • ❑ Monthly
❑ EX@CUtiVe•D•lFect& ' ❑ Board Chairperson (631) 765-1889 ( 60 765-1823
Q Other SUPERVISOR TELEPHONE NUMBER FAX NUMBER
SCOTT A. RUSSELL ;
PRINT NAME
SCOTT. RUSSELL@TOWN.SOUTHOLD.NYLUS W OUTHOLDTO.WNW.GO'
EMAIL ADDRESS WEBSITE (IF ;APPL'ICABLE)
PH I LLI P BELTZ YOUTH BUREAU DIF(. 765-5806
CONTACT PERSON TITLE " . TELEPHONE NUMBER
P H ILLI P. BELTZ@town. south old. ny. us, ( 631) 765-1823
EMAIL ADDRESS FAX NUMBER
SCOTT, A. RUSSELL -SUPERVISOR
FISCAL OFFICER TITLE TELEPHONE NUMBER
EMAIL ADDRESS
The Agency Is: n Private Nnt fnr Prnff r-1
PROGRAM.SITES,
Type-
-' - u ��•.�
Most Significant (3 Maximum)
'Address (Street; City, $tate, •Zip)
LJ 1\GIIa�IVY.7
Assembly
Dist. No.
VVI f71J1GUV11
NYS Senate
Dist. No.
Local
Plan'g Bd
'
City Council
DistrIct
Office
Town Hall, 53095 Main Road
1
1
Southold, NY 11971
MUNICIPAL AGENCIES ONLY
Cheek if: ❑ Jgint Program • El Purchase of Service
1. Specify Program Code and Name of Other Participating Municipalities: I
2. Is the attached Program Total Budget (Form OCFS-3107) a combined budget for all oarticioatina municipalities?
F- Yes F1 No
m
PROGRAM DESCRIPTION
The Southold Youth Services Program provides individual, group, family and
crisis intervention counseling plus alcohol and substance abuse
prevention/education services for the Town of Southold. The Southold
Youth Services Program is open to all Suffolk County youth and their
families.
The Youth Service counselor also administers the Southold Town
Community Service Sentencing Program for youth sentenced in the
Southold Town Justice_ Court. The recidivism rate for those youth involved
in the CSSP is less than 2%.-
The
%.
The Youth Service counselor maintains a referral network with other youth
service agencies, schools, the Southold Juvenile Aid Bureau, Suffolk
County Probation Department and the Suffolk County Family Court, in the
solution of youth related matters.
The budget for the Youth Services program for 2015 is $33,000.
Law No. 15 -YO -
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Article IA
Department Specific Provisions
1. Certificate of Incorporation; Board Meetings
a. The Contractor shall furnish the Department with
certified copies of its Certificate of Incorporation
and by-laws, including any amendments thereto,
at the time it signs this Contract, to the extent not
already on file with the Department, and any
amendments thereto during the term of this
Contract promptly upon their adoption, and a list
of the board members governing the Contractor
from time to time. The contractor shall not
dissolve any existing corporation or establish any
new corporation with the responsibility for the
operation of the program without the prior
written approval of the Department.
b. Minutes of the Contractor's annual board
meeting and one other board meeting, no longer
than six (6) months thereafter, should be ,
forwarded to the Department, within two (2)
weeks after the conclusion of the meetings.
2. Contractor's Staff
a. Prior Approval
The Department shall have the right to prior
approval of the filling of any position now vacant
or hereafter becoming vacant and may, in the
exercise of that right, promulgate reasonable
regulations involving position control which
shall, when promulgated, be deemed to be
incorporated by reference in and be made part of
this Contract.
b. Current Procedures
(1) Resumes
The Contractor, at its own expense,
agrees to furnish to the Department
resumes of all personnel to be hired for
the Services referred to in this Contract,
prior to their being hired. Resumes
shall include, but not limited to:
i.) Previous job title(s) of the
individual employee and the
length of employment under
each title; and/or
ii.) Previous experience and
length of previous experience
with a task or tasks similar or
equal to the Services,
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ARTICLE I
(2) Contractor Letters
The Contractor agrees to furnish to the
County letter(s) regarding all personnel
to be hired for the Services. The
letter(s) shall include, but not be
limited to:
i.) The specific tasks to be
performed by the individual
employees during the course
of the Services.
ii.) Salaries and hours to be
worked by the individual
employees during the course
of the Services.
(3) County Approval
The County reserves the right to
approve principal services personnel
proposed by the Contractor at the time
of entering into this Contract. Reasons
for the County not approving said
personnel shall be for lack of
qualification or lack of demonstration
by the Contractor that said proposed
personnel will not have a deleterious
effect on the proper and efficient
operation of the Services.
(4) Job Descriptions, Qualifications
The Contractor will nominate to the
Department a Service director chosen
on the basis of the job description
below. The Department shall review
such nominations and may confirm
them. Other staff positions provided
for in this Contract will be filled in
accordance with written job
descriptions as provided below.
Employment of any staff member under
the terms of this Contract shall be
subject to ongoing review for
competency and aptitude of the staff
member by the Department or its
designees. The Department may,
recommend dismissal or suspension of
any staff member under this Contract.
(5) Service Director
i.) Qualifications: Graduation
'from an accredited college
and/or university with a
Master's Degree in Social
Work; or a Bachelor's
Degree (4 -year college
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degree) plus 2 years
and capacity for development
experience in Human
in professional
Services.
use of self in relationships.
ii.) Duties: Responsible for
(7) Service Aides
overall Service; hires and
fires staff; chairs youth
i.) Qualifications: High School
advisory committee;
Diploma and preferably some
administers and directs all
paid experience in youth
Contractor Services; is
work.
responsible to Board of
Directors of the Contractor
ii) Duties: Report to Service
and has immediate charge of
director; shall cavy out
and responsibility for the
assignments a$
Services; renders direct
paraprofessionals; shall keep
services to clients as
written_ records and reports of
required; selects, trains and
work accomplished; shall
supervises program aides,
demonstrate ability to learn, -•
nonprofessional staff and
ability to relate successfully
volunteers; has charge of
to clients and community;
petty cash account; make
and capacity for development
purchases and expends funds
in professional use of self in
under the direction of the
relationships.
treasurer of the corporation
or such other officers as the
3: Human Services Division Technical Assistance and
Board of the corporation may
Training
direct.
a. The Contractor agrees to participate in the
(6) Youth Worker
Human Services Division Technical Assistance
and Training Program. Such agreed participation
i.) Qualifications: Bachelor's
will include staff training on the topic of
Degree (4 -year college
HIV/AIDS and not more than three (3) days -per -
degree from an accredited
year attendance at training on topics that may
college).
include, but not be limited to, contract financial
reporting, the setting of service goals and
ii.) Duties: Provides counseling,
objectives, and service development.
group work services, and
professional supervision in
b. The Contractor may participate, at its election, in
lounge activities, is
any additional training made available by the
responsible to the Service
Human Services Division.
director. Also shall keep
written records and reports of
End of Text for Article IA
work accomplished; shall
demonstrate ability to learn,
ability to relate successfully
to clients and the community,
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ARTICLE I
Law No. 15 -YO -
Y02 Youth* Bureau Implementing Agency
Article 1I
Definitions
1. Meanings of Terms
As used herein:
"Audit of Financial Statements" means the examination by
the Comptroller and any Federal or State auditing authority of
the financial statements of the Contractor resulting in the
publication of an independent opinion on whether or not those
financial statements are relevant, accurate, complete, and fairly
presented.
"Budget" means the Contractor's summary or plan of all
intended revenue, whether received in the form of fees, grants,
County funding, or any other source, and expenditures necessary to
render the Services.
"Budget Deficiency Plan" means an analysis of the cost of the
Services, changes in fiscal conditions, and required modifications to
the Contract to continue to render the Services.
"Comptroller" means the Comptroller of the County of Suffolk.
"Contract" means all terms and conditions of this Contract forming
all rights and obligations of the Contractor and the County.
"Contractor" means the signatory corporation, its officers, officials,
employees, agents, servants, sub -contractors, and any successor or
assign of any one or more of the foregoing performing the Services.
"County" means the County of Suffolk, its departments, and
agencies.
"County Attorney" means the County Attorney of the County of
Suffolk.
"Department" means the signatory department approving the
Contract.
"Engineering Services" means the definition of the practice of
engineering and the definition of practice of land surveying, as the
case may be, under Section 7201 and Section 7203 of the State
Education Law, respectively. .
"Event of Default" means
a. the Contractor's failure to perform any duty
required of it under paragraphs 1(b) -(e) of .
Article III. of the Contract; or
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d. the Contractor's failure to comply with any
Federal, State or local law, rule, or regulation,
and County policies or directives; or
e. the Contractor's bankruptcy or insolvency; or
f. the Contractor's failure to cooperate in an Audit
of Financial Statements; or
g, the Contractor's falsification of records or
reports, misuse of funds, or malfeasance or
nonfeasance in financial record keeping arising
out of, or in connection with, any contract with
the County; or
h. the Contractor's failure to submit, or failure to
timely submit, documentation to obtain Federal
or State funds; or
i. the inability of the County or the Contractor to
obtain Federal or State funds due to any act or
omission of the Contractor; or
j: any condition that the County determines, in its
sole discretion, is dangerous.
"Federal"' means the United States government, its -departments, and
agencies.
"Fringe Benefits" means non -wage benefits which accompany, or
are in addition to, a person's salary, such as paid insurance, sick
leave, profit-sharing plans, paid holidays, and vacations.
"Fund Source" means any direct or indirect sum payable to the
Contractor by the County pursuant to any lawful obligation.
"Legislature" means the Legislature of the County of Suffolk.
"Management Letter" means a letter certified as true by the
Contractor's certified public accountant or chief financial' officer of
findings and recommendations for improvements in internal fiscal
control that were identified during an Audit of Financial Statements,
but which were not required to be included in an audit report:
"Municipal Corporation" means a town, village, or school district.
"Services" means all that which the Contractor must do, and any part
thereof arising out of, or in connection with, the Contract as.
described in Article I "Description of Services."
"State" means the State of New York.
b. the Contractor's failure to maintain the amount
"Statement of Other Contracts" means a complete list of all other
and types of insurance with an authorized insurer
contracts•under which money has been or will be paid to the
as required by the Contract; or
Contractor from the County, Federal, or State governments, or a
Municipal Corporation, and (i) which are currently in effector (ii)
C. the Contractor's failure to maintain insurance
which have expired within the past twelve (12) months and have not
required by the Contract with an insurer that has
been renewed.
designated the New York Superintendent of
Insurance as its lawful agent for service of
process; or
"Suffolk County Payment Voucher" means the document
authorized and required by the Comptroller for release of payment.
9 of 28 pages
ARTICLE II
Law No. 15 -YO -
Y02 Youth Bureau Implementing Agency
"Term" means the time period set forth on page one of the Contract
and, if exercised by the County, the option period.
2. Elements of Interpretation
Words of the masculine gender shall mean and include correlative
Words of the feminine and neuter genders and words importing the
singular number shall mean and include the plural number and vice
versa. Words importing persons shall.include firms, associations,
partnerships (including limited partnerships), trusts, corporations,
and other legal entities, including public bodies, as well as natural
persons, and shall include successors and assigns.
Capitalized terms used, but not otherwise defined, herein, shall have
the meanings assigned to them in the Contract.
End of Text for Article II
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ARTICLE II
Law No. 15 -YO -
Y02 Youth Bureau Implementing Agency
Article III
General Terms and Conditions
1. Contractor Responsibilities
a. Duties and Obligations
i.) It shall be the duty of the Contractor to
discharge, or cause to be discharged, all of its
responsibilities, and to administer funds received
in the interest of the County in accordance with
the provisions of the Contract.
ii.) The Contractor shall promptly take all
action as may be necessary to render the Services.
iii.) The Contractor shall not take any
action that is inconsistent with the provisions of
the Contract,
iv.) Services provided under this Contract
shall be open to all residents of the County.
b. Qualifications, Licenses, and Professional
Standards
The Contractor represents and warrants that it has, and
shall continuously possess, during the Term, the required
licensing, education, knowledge, experience, and character
necessary to qualify it to render the Services.
The Contractor shall continuously have during the Term all
required authorizations, certificates, certifications,
registrations, licenses, permits, and other approvals
required by Federal, State, County, or local authorities
necessary to qualify it to render the Services.
C. Notifications
i.) The Contractor shall immediately
notify the County, in writing, of any disciplinary
proceedings, commenced or pending, with any
authority relating to a license held by any person
necessary to qualify him, her, or the Contractor to
perform the Services.
ii.) In the event that a person is no longer
licensed to perform the Services, the Contractor
must immediately notify the County, but in no
event shall such notification be later than five (5)
days after a license holder has lost the license
required to qualify the license holder or the
Contractor to perform the Services.
iii.) In the event that the Contractor is not
able to perform the Services due to a loss of
license, the Contractor shall not be reimbursed
for the Services rendered after the effective date
of termination of such license. Without limiting
the generality of the foregoing, if any part of the
Contract remains to be performed, and the
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termination of the license does not affect the
Contractor's ability to render the Services, every
other term and provision of the Contract shall be
valid and enforceable to the fullest extent
permitted by law.
d. Documentation of Professional Standards
The Contractor shall maintain on file, in one location in
Suffolk County, all records that demonstrate that it has
complied with sub -paragraphs (b) and (c) above. The
address of the location of the aforesaid records and
documents shall be provided to the County no, later than the
date of execution of the Contract. Such documentation
shall be kept, maintained, and available for inspection by
the County upon twenty-four (24) hours notice.
e. Credentialing
i.) In the event that the Department, or any
division thereof, maintains a credentialing.
process to qualify the Contractor to render the
Services, the Contractor shall complete the
required credentialing process. In the event that
any State credential; registration, certification or
license, Drug Enforcement Agency registration,
or Medicare or Medicaid certification is
restricted, suspended, or temporarily or
permanently revoked, it is the duty of the
Contractor to contact the Department, or division
thereof, as the case may be, in writing, no later
than three (3) days after such restriction,
suspension, or revocation.
ii.) The Contractor shall forward to the
Department, or division thereof, as the case may
be, on or before July 1 of each year during the
Term, a complete list of the names and addresses
of all persons providing the Services, as well as
their respective areas of certification, .
credentialing, registration, and licensing.
Engineering Certificate
In the event that the Contract requires any Engineering
Services, the Contractor shall submit to the County, no
later than the due date for submissionfor approval of any
engineering work product, the Certificate of Authorization
("Certificate"), issued pursuant to § 7210 of the New York
Education Law, of every person performing any
Engineering Services. The failure to file, submit, or
maintain the Certificate shall be grounds for rejection of
any engineering work product submitted for approval.
2. Termination
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ARTICLE III
a. Thirty Days Termination.
The County shall have the right to terminate the Contract
without cause, for any reason, at any time, upon such terms
and conditions it deems appropriate, provided, however,
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that no such termination shall be effective unless the
Contractor is given at least thirty (30) days notice.
b. Event of Default; Termination on Notice
i.) The County may immediately terminate
the Contract, for cause, upon such terms and
conditions it deems appropriate, in the Event of
Default.
ii.) If the Contractor defaults under any
other provision of the Contract, the County may
terminate the Contract, on not less than five (5)
days notice, upon such terms and conditions it
deems appropriate.
C. Termination Notice
Any notice providing for termination shall be delivered as
provided for in paragraph 27 of this Article III..
d. Duties upon Termination
i.) The Contractor shall discontinue the
Services as directed in the termination notice..
ii.) Subject to any defenses available to it,
the County shall pay the Contractor for the
Services rendered through the date of
termination.
iii.) The County is released from any and all
liability under the Contract, effective as of the
date of the termination notice.
iv.) Upon termination, the Contractor shall
reimburse the County the balance of any funds
advanced to the Contractor by the County no
later than thirty (3 0) days after termination of the
Contract. The provisions of this subparagraph
shall survive the expiration or termination of the
Contract.
V.) Nothing contained in this paragraph
shall be construed as a limitation on the County's
rights set forth in paragraphs 1(e) (iii) and 8 of
this Article III.
3. Indemnification and Defense
a. The Contractor shall protect, indemnify, and hold
harmless the County, its agents, servants, officials, and
employees from and against all liabilities, fines, penalties,
actions, damages, claims, demands, judgments, losses, suits
or actions, costs, and expenses caused by the negligence or
any acts or omissions of the Contractor, including
reimbursement of the cost of reasonable attorneys' fees .
incurred by°the County, its agents, servants, officials, and
employees in any action or proceeding arising out of, or in
connection with, the Contract.
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b. . The Contractor hereby represents and warrants
that it will not infringe upon any copyright in performing
the Services. The Contractor agrees that it shall protect,
indemnify, and hold harmless the County, its agents,
servants, officials, and employees from and against all
liabilities, fines, penalties, actions, damages, claims,
demands, judgments, losses, suits or actions, costs, and
expenses arising out of any claim asserted for infringement
of copyright, including reimbursement of the cost of
reasonable attorneys' fees incurred by the County, its
agents, servants, officials, and employees in any action or
proceeding arising out of or in connection with any claim .
asserted for infringement of copyright.
C. The Contractor shall defend the County, its
agents; servants, officials, and employees in any proceeding
or action, including appeals, arising out of, or in
connection with, the Contract, and any copyright
infringement proceeding or action. Alternatively, at the
County's option,. the County may defend any such
proceeding or action and require the Contractor to pay
reasonable attorneys' fees or salary costs of County
employees of the Department of Law for the defense of any
such suit.
4. Insurance
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ARTICLE III
a. The Contractor shall continuously maintain,'
during the Term of the Contract, insurance in amounts and
types as follows:
i.) Commercial General Liability
insurance, including contractual liability .
coverage, in an amount not less than Two Million
Dollars ($2;000,000.00) per occurrence for
bodily injury and Two Million Dollars
($2,000,000.00) per occurrence for.property
damage. The County shall be named an
additional insured.
ii.) Automobile Liability insurance (if any
non -owned or owned vehicles are used by the
Contractor in the performance of the Contract) in
an amount not less than Five Hundred Thousand
Dollars ($500,000.00) per person, per accident,
for bodily injury and not less than One Hundred
Thousand Dollars ($100,000.00) for property
damage per occurrence. The County shall be
named an additional insured.
iii.) Workers' Compensation and
Employer's Liability insurance in compliance
with all applicable New York'State laws and
regulations and Disability Benefits insurance, if
required by law. The Contractor shall furnish to
the County, prior to its execution of the Contract,
the documentation required by the State of New
York Workers' Compensation Board of coverage
or exemption from coverage pursuant to §§57
and 220 of the Workers' Compensation Law. In
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accordance with General Municipal Law § 108,
the Contract shall be void and of no effect unless
the Contractor shall provide and maintain
coverage during the Term for the benefit of such
employees as are required to be covered by the
provisions of the Workers' Compensation Law.
iv.) Professional. Liability insurance in an
amount not less than Two Million Dollars
($2,000,000.00) ori either a per -occurrence or
claims -made coverage basis.
b. The County may mandate an increase in the
liability limits set forth in the immediately preceding
paragraphs (4)(a)(i), (ii), and (iv):
C. All policies providing such coverage shall be
issued by insurance companies authorized to do business in
New York with an A.M. Best rating of A- or better.
d. The Contractor shall furnish to the County, prior
to the execution of the Contract, declaration pages for each
policy of insurance, other than a policy for commercial
generalliability insurance, and upon demand, a true and
certified original copy of 'each such policy evidencing
compliance with the aforesaid insurance requirements.
e. In the case of commercial general liability
insurance and business use automobile insurance, the
Contractor shall furnish to the County, prior to the
execution of the Contract, a declaration page or insuring
agreement and endorsement page evidencing the County's
status as, an additional insured on said policy, and upon
demand, a true and certified original copy of such policy
evidencing compliance with the aforesaid insurance
requirements.
E All evidence of insurance shall provide for the
County to be notified in writing thirty (30) days prior to
any cancellation, nonrenewal, or material change in the
policy to which such evidence relates. It shall be the duty
of the Contractor to notify the County immediately of any
cancellation, nonrenewal, or material change in any
insurance policy.
g. In the event the Contractor shall fail to provide
evidence of insurance, the County may provide the
insurance required in such manner as the County deems
appropriate and deduct the cost thereof from a Fund
Source.
h. If the Contractor is a Municipal Corporation and
has a self-insurance program under which it acts as a self -
insurer for any of such required coverage, the Contractor
shall provide proof, acceptable to the County, of self-
funded coverage.
5. Independent Contractor
The Contractor is not, and shall never be, considered an
employee of the County for any purpose. Notwithstanding
anything contained in this Contract, the,Contract shall not
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be construed as creating a principal -agent relationship
between the County and the Contractor or the Contractor
and the County, as the case may be.
6. Severability
It is expressly agreed that if any term or provision of this
Contract, or the application thereof to any person or
circumstance, shall be held invalid or unenforceable to any
extent, the remainder of the Contract, or the application of
such term or provision to persons or circumstances other
than those as to which it is held invalid or unenforceable,
shall not be affected thereby, and every other term and
provision of the Contract shall be valid and shall be
enforced to the fullest extent permitted by law.
Merger; No Oral Changes
It is expressly agreed that the Contract represents the entire
agreement of the parties and that all previous
understandings are herein merged in the Contract. No
modification of the Contract shall be valid unless in written
form and executed by both parties.
8. Set -Off Rights
The County shall have all:of its common law, equitable,
and statutory rights of set-off. These rights shall include,
but not be limited to, the County's option to withhold from
a Fund Source an amount no greater than any sum due and
owing to the County for any reason. The County shall
exercise its set-off rights subject to approval by the County
Attorney. In cases of set-off pursuant to a Comptroller's
audit, the County shall only exercise such right after the
finalization thereof, and only after consultation with the
County Attorney.
9. Non -Discrimination in Services
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ARTICLE III
a. The Contractor shall not, on the grounds of race,
creed, color, national origin, sex, age, disability, sexual
orientation, military status, or marital status
i.) deny any individual the Services
provided pursuant to the Contract; or
ii.) provide the Services to an individual
that is different, or provided in a
different manner, from those provided
to others pursuant to the Contract; or
iii.) subject an individual to segregation or
separate treatment in any matter related
to the individual's receipt of the
Services provided pursuant to the
Contract; or
iv.) restrict an individual in any way from
any advantage or privilege enjoyed by
others receiving the Services provided
pursuant to the Contract; or
treat an individual differently from
others in determining whether or not
the individual satisfies any eligibility or
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10.
11
12.
13.
other requirements or conditions which
individuals must meet in order to
receive the Services provided pursuant
to the Contract.
b. The Contractor shall, not utilize criteria or
methods of administration which have the effect of
subjecting individuals to discrimination because of their
race, creed, color, national origin, sex, age, disability,
sexual orientation, military status, or marital status, or have
the effect of substantially impairing the Contract with
respect to individuals of a particular race, creed, color,
national origin, sex, age, disability, sexual orientation,
military status, or marital status, in determining:
i.) the Services to be provided; or
ii.) the class of individuals to whom, or the
situations in which, the Services will be
provided; or
iii.) the class of individuals to be afforded
an opportunity to receive the Services.
Nonsectarian Declaration
The Services performed under the Contract are secular in
nature. No funds received pursuant to the Contract shall be
used for sectarian purposes or to further the advancement
of any religion. The Services will be available to all
eligible individuals regardless of religious belief or
affiliation.
Governing Law
The Contract shall be governed by, and construed in
accordance with, the laws of the State of New York,
without regard to conflict of laws. Venue shall be
designated in the Supreme Court, Suffolk County, the
United States District Court for the Eastern District of New
York, or, if appropriate, a court of inferior jurisdiction in
Suffolk County.
No Waiver
It shall not be construed that any failure or forbearance of
the County to enforce any provision of the Contract in any
particular instance or instances is a waiver of that
provision. Such provision shall otherwise remain in full
force and effect, notwithstanding any such failure or
forbearance.
Conflicts of Interest
The Contractor shall not, during the Term, pursue a course
of conduct which would cause a reasonable person to
believe that he or she is likely to be engaged in acts that
create a substantial conflict between its obligations under
the Contract and its private interests. The Contractor is
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charged with the duty to disclose to the County the
existence of any such adverse interests, whether existing or
potential. This duty shall continue as long as the Term.
The determination as to whether or when a conflict may
potentially exist shall ultimately be made by the County
Attorney after full disclosure is 'obtained.
14. Cooperation on Claims
The Contractor and the County shall render diligently to
each other, without compensation, any and all cooperation
that may be required to defend the other party, its
employees and designated representatives, against any
claim, demand or action that may be brought against the
other party, its employees or designated representatives
arising out of, or in connection with, the Contract.
15. Confidentiality
Any document of the County, or any document created by
the Contractor and used in rendering the Services, shall
remain the property of the County and shall be kept
confidential in accordance with applicable laws, rules, and•
regulations.
16. . Assignment and Subcontracting
a. The Contractor shall not delegate its duties under
the Contract, or assign, transfer, convey, subcontract,
sublet, or otherwise dispose of the Contract, or any of its
right, title or interest therein, or its power to execute the
Contract, or assign all or any portion of the monies that
may be due or become due hereunder, (collectively referred
to in this paragraph 16 as "Assignment"), to any other
person, entity or thing without the prior written consent of
the County, and any attempt to do any of the foregoing
without such consent shall be void ab initio.
b. Such Assignment shall be subject to all of the
provisions of the Contract and to any other condition the
County requires. No approval of any Assignment shall be
construed as enlarging any obligation of the County under
the terms and provisions of the Contract. No Assignment
of the Contract or assumption by any person of any duty of
the Contractor under the Contract shall provide for, or
otherwise be construed as, releasing the Contractor from
any term or provision of the Contract.
17. Changes to Contractor
14 of 28 pages
ARTICLE III
a. The Contractor may, from time to time, only with
the County's written consent, enter into a Permitted
Transfer. For purposes of the Contract, a Permitted
Transfer means:
1.) if the Contractor is a partnership, the
withdrawal or change, whether
'voluntary, involuntary or by operation
of law, of the partners, or transfer of
partnership interests (other than the
purchase of partnership interests by
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existing partners, by the partnership
itself or the immediate family members
by reason of gift, sale or devise), or the
dissolution of the partnership without
immediate reconstitution thereof, and
ii.) if the Contractor is a closely held
corporation (i.e. whose stock is not
publicly held and not traded through an
exchange or over the counter):
1. the dissolution, merger,
consolidation or other
reorganization of the
Contractor; and
2. the sale or other transfer of
twenty percent (20%) or
more of the shares of the
Contractor (other than to
existing shareholders, the
corporation itself or the
immediate family members of
shareholders by reason of
gift, sale or devise).
18.
b. • If the Contractor is a not-for-profit corporation, a
change of twenty percent (20%) or more of its shares or
members shall be deemed a Permitted Transfer.
C. The Contractor shall notify the County in writing,
which notice (the "Transfer Notice") shall include:
i.) the proposed effective date of the 19.
Permitted Transfer, which shall not be
less than thirty (30) days nor more than
one hundred eighty (180) days after the
date of delivery of the Transfer Notice;
ii.) a summary of the material terms of the
proposed Permitted Transfer;
iii.) the name and address of the.proposed
transferee;
iv.) such information reasonably required
by the County, which will enable the 20.
County to determine the financial
responsibility, character, and reputation
of the proposed transferee, nature of the
proposed assignee/transferee's business
and experience;
V.) all executed forms required pursuant to
Article IV of the Contract, that are
required to be submitted by the 21.
Contractor; and
A.) such other information as the County
may reasonably require.
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ARTICLE III
d. The County agrees that any request for its '
consent to a Permitted Transfer shall be granted, provided
that the transfer does not violate any provision of the
Contract, and the transferee has not been convicted of a
criminal offense as described under Article II of Chapter
189 of the Suffolk County Code'. The County shall grant or
deny its consent to any request of a Permitted Transfer
within twenty (20) days after delivery to the County of the
Transfer Notice, in accordance with the provisions of
Paragraph 27 of Article III of the Contract. If the County
shall not give written notice, to the Contractor denying its
consent to such Permitted Transfer (and setting forth the
basis for such denial in reasonable detail) within such
twenty (20) -day period, then the County shall be deemed to
have granted its consent to such Permitted Transfer.
e. Notwithstanding the County's consent,
i.). the terms and conditions of the
Contract shall in no way be deemed to
have been waived or modified; and
ii.) such consent shall not be deemed
consent to any further transfers.
No Intended Third Party Beneficiaries
The Contract is entered into solely for the benefit of the
County and the Contractor. No third party shall be deemed
a beneficiary of the Contract and no third party shall have
the right to make any claim or assert any right under the
Contract.
Certification as to Relationships
The Contractor certifies under penalties of perjury that,
other than through the funds provided in the Contract and
other valid agreements with the County, there is no known
spouse, life partner, business, commercial, economic, or
financial relationship with the County or its elected
officials. The Contractor also certifies that there is no
relationship within the third degree of consanguinity,
between the Contractor, any of its partners, members,
directors, or shareholders owning five (5%) percent or
more of the Contractor, and the County.
Publications
Any book, article, report, or other publication related to the
Services provided pursuant to this Contract shall contain
the following statement in clear and legible print:
"This publication is fully or partially funded
by the County of Suffolk."
Copyrights and Patents
a. Copyrights
Any and all materials generated by or on behalf of the
Contractor while performing the Services (including,
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without limitation, designs, images, video, reports,
authorized by agreement, it is not in arrears to the County
analyses, manuals, films, tests, tutorials, and any other
upon any debt,.. contract, or any other lawful obligation, and
work product of any kind) and all intellectual property
is not in default to the County as surety.
rights relating thereto ("Work Product") are and shall be
State, and/or County auditors and any persons duly
the sole property of the County. The Contractor hereby
23. Lawful Hiring of Employees Law in Connection with
assigns to the County its entire right, title and interest, if
Contracts for Construction or Future Construction
any, to all Work Product, and agrees to do all acts and
Such access is granted notwithstanding any exemption
execute all documents, and to use its best efforts to ensure
In the event that the Contract is subject to the Lawful
that its employees, consultants, subcontractors, vendors and
Hiring of Employees Law of the County of Suffolk,. Suffolk.
agents do all acts and execute any documents, necessary to
County Code Article II of Chapter 353, as more fully set
vest ownership in the County of any and all Work Product.
forth in the Article entitled "Suffolk County Legislative
The Contractor may not secure copyright protection. The
Requirements," the Contractor shall maintain the
County reserves to itself, and the Contractor hereby gives
documentation mandated to be kept by this law on the
to the County, and to any other person designated by the
construction site at all times. Employee sign -in sheets and
County, consent to produce, reproduce, publish, translate,
register/log books shall be kept on the construction site at
display or otherwise use the Work Product. This paragraph
all times and all covered employees, as defined in the law,
shall survive any completion, expiration or termination of
shall be required to sign such sign -in sheets/register/log
this Contract.
books to indicate their presence on the construction site
otherwise use any item so discovered and/or the right to
during such working hours.
The County shall be deemed to be the author of all the
Work Product. The Contractor acknowledges that all Work
24. Certification Regarding Lobbying
Product shall constitute "work made for hire" under the
Contract Agency Performance Measures and Reporting
U.S. copyright laws. To the extent that any Work Product
Together with this Contract and as a condition precedent to
does not constitute a "work made for hire," the Contractor
its execution by the County, the Contractor shall, have
hereby assigns to the County all right, title and interest,
executed and delivered to the County the Certification
including the right, title and interest to reproduce, edit,
Regarding Lobbying (if payment under this Contract may
adapt, modify or otherwise use the Work Product, that the
exceed $100,000) as required by Federal regulations, and
Contractor may have or may hereafter acquire in the Work
shall promptly advise the County of any material change in
Product, including all intellectual property rights therein, in
any of the information reported on such Certification, and
any manner or medium throughout the world in perpetuity
shall otherwise comply with, and shall assist the County in
without compensation. This includes, but is not limited to,
complying with, said regulations as now in effect or as
the right to reproduce and distribute the Work Product in
amended during the term of this Contract.
electronic or optical media, or in CD-ROM,'on-line or
similar format.
25. Record Retention
b. Patents
The Contractor shall retain all accounts, books, records,.
and other documents relevant to the Contract for -seven (7)
If the Contractor develops, invents, designs or creates any
years after final payment is made by the County. Federal,
idea, concept, code, processes or other work or materials
State, and/or County auditors and any persons duly
during the Term, or as a result of any Services performed
authorized by the County shall have full access and the
under the Contract ("patent eligible subject matter"), it
right to examine any of said materials during said period.
shall be the sole property of the County. The Contractor
Such access is granted notwithstanding any exemption
hereby assigns to the County its entire right, title and
from disclosure that may be claimed for those records
interest, if any, to all patent eligible subject matter, and
which are. subject'to nondisclosure agreements, trade
agrees to do all acts and execute all documents, and to use
secrets and commercial information or financial
its best efforts to ensure that its employees, consultants,
information that is privileged or confidential Without
subcontractors, vendors and agents do all acts and execute
limiting the generality of the foregoing, records directly
any documents, necessary to vest ownership in the County
related to contract expenditures shall be kept for a period of
of any and all patent eligible subject matter. The
ten (10) years because the statute of limitations for the New
Contractor may not apply for or secure for itself patent
York False Claims Act (New York False Claims Act § 192)
protection. The County reserves to itself, and the
is ten (10) years.
Contractor hereby gives to the County, and to any other
person designated by the County, consent to produce or
otherwise use any item so discovered and/or the right to
secure a patent for the discovery or invention. This
paragraph shall survive any completion, expiration or
termination of this Contract. 26.
Contract Agency Performance Measures and Reporting
Requirements — Local Law No. 41-2013
22. Arrears to County
a. If payment under this Contract may exceed
Contractor warrants that, except as may otherwise be
$50,000, it is subject to the requirements of Suffolk County
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ARTICLE III
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Local Law No. 41-2013, a Local Law to Implement
Performance Measurement to Increase Accountability.and
Enhance Service Delivery by Contract Agencies (Article
VIII of Chapter 189 of the Suffolk County Code) as set
forth in Exhibit 2 entitled "Suffolk County Legislative
Requirements."
b. The Contractor shall cooperate with the
Department in all aspects necessary to help carry out the
requirements of the Law. Based on criteria established by
the Contractor in conjunction with the Department, the
Contractor shall submit monthly reports regarding the
Contractor's performance relative to the established
criteria, on dates and times as specified by the Department.
C. The Contractor shall submit an annual report to
the Department regarding the Contractor's performance no
later than July 31 of each year of the Term. All
performance data and reports will be subject to audit by the
Comptroller.
27. Notice
Unless otherwise expressly provided, all notices shall be in
writing and shall be deemed sufficiently given if sent by
regular first class mail and certified mail, or personally
delivered during business hours as follows: 1.) to the.
Contractor at the address on page 1 of the Contract and 2.)
to the County at the Department, or as to either of the
foregoing, to such other address as the addressee shall have
indicated by prior written notice to the addressor. All
notices received by the Contractor relating to a legal claim
shall be immediately sent to the Department and also to the
County Attorney at H. Lee Dennison Building, 100
Veterans Memorial Highway, P.O. Box 6100, (Sixth
Floor), Hauppauge, New York, 11788-0099.
End of Text for Article III
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Application for County Compensation (Contract)."
Article IV
Suffolk County Legislative Requirements
Suffolk County Living Wage Form LW -38; entitled
"Suffolk County Department of Labor — Living Wage Unit
NOTE: THE CONTRACTOR'S COMPLETED LEGISLATIVE
Living Wage Certification/Declaration — Subject To
REQUIRED FORMS REFERENCED HEREIN ARE
Audit."
AVAILABLE ON FILE AT THE COUNTY ATTORNEY'S
OFFICE AND THE DEPARTMENT NAMED ON THE
3. Use of County Resources to Interfere with Collective
SIGNATURE PAGE OF THIS CONTRACT.
Bargaining Activities
It shall be the duty of the Contractor to read, become
1. Contractor'sNendor's Public Disclosure Statement
familiar with, and comply with the requirements of Article I
of Chapter 803 of the Suffolk County. Code.
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of section
County Contractors (as defined by section 803-2) shall
A5-7 of Article V of the Suffolk County Code.
comply with all requirements of Chapter 803 of the Suffolk
County Code, including the following prohibitions:
Unless certified by an officer of the Contractor as being
exempt from the requirements of section A5-7 of Article V
of the Suffolk County Code, the Contractor represents and
warrants that it has filed with the Comptroller the verified
public disclosure statement required by Suffolk County
Administrative Code Article V, section A5-7 and shall file
an update of such statement with the Comptroller on or
before the 31 st day of Januaryy in each year of the
Contract's duration. The Contractor acknowledges that
such filing is a material, contractual and statutory duty and
that the failure to file such statement shall constitute a
material breach of the Contract, for which the County shall
be entitled, upon a determination that such breach has
occurred, to damages, in addition to all other legal
remedies; of fifteen percent (15%) of the amount of the
Contract. .
Required Form:
Suffolk County Form SCEX 22; entitled
"Contractor'sNendor's Public Disclosure Statement"
2. Living Wage Law
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Chapter
575, of the Suffolk County Code.
This Contract is subject to the Living Wage Law of the
County of Suffolk. The law requires that, unless specific .
exemptions apply, all employers (as defined) under service
contracts and recipients of County financial assistance, .(as
defined) shall provide payment of a minimum wage to
employees asset forth in the Living Wage Law. Such rate
shall be adjusted annually pursuant to the terms of the
Suffolk County Living Wage Law of the County of Suffolk.
Under the provisions of the Living Wage Law, the County
shall have the authority, under appropriate circumstances,
to terminate the Contract and to seek other remedies as set
forth therein, for violations of this Law.
Required Forms:
Suffolk County Living Wage Form LW -1; entitled "Suffolk
County Department of Labor — Living Wage Unit Notice of
a. The Contractor shall not use County funds to
assist, promote, or deter union organizing.
b. _ No County funds. shall be used to reimburse the
Contractor for any costs incurred to assist,
promote, or deter union organizing.
C. No employer shall use County property to hold a
meeting with employees or supervisors if the
purpose of such meeting is to assist, promote, or
deter union organizing.
If the Services are performed on County property, the
Contractor must adopt a reasonable access agreement, a
neutrality agreement, fair communication agreement, non -
intimidation agreement, and a majority authorization card
agreement.
If the Services are for the provision of human services and
are not to be performed on County property, the Contractor
must adopt, at the least, a neutrality agreement.
Under the provisions of Chapter 803, the County shall have
the authority, under appropriate circumstances, to terminate
the Contract and to seek other remedies as set forth therein,
for violations of this Law.
Required Form:,
Suffolk County Labor Law Form DOL -LO I; entitled
"Suffolk County Department of Labor — Labor Mediation
Unit Union Organizing Certification/Declaration = Subject
to Audit."
4. Lawful Hiring of Employees Law
18 of 28 pages
ARTICLE IV
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
II of Chapter 353 of the Suffolk County Code.
This. Contract is subject to the Lawful Hiring of Employees
Law of the County of Suffolk. It provides that all covered
employers, (as defined), and the owners thereof, as the case
may be, that are recipients of compensation from the
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County through any grant, loan, subsidy, funding,
appropriation, payment, tax incentive, contract,
subcontract, license agreement, lease or other financial
compensation agreement issued by the County or an
awarding agency„ where such compensation is one hundred
percent (100%) funded by the County, shall submit a
completed sworn affidavit (under penalty of perjury), the .
form of which is attached, certifying that they have
complied, in good faith, with the requirements of Title 8 of
the United States Code Section 1324a with respect to the
hiring of covered employees (as defined) and with respect
to the alien and nationality status of the owners thereof.
The affidavit shall be executed by an authorized '
representative of the covered employer or owner, as the
case may be; shall be part of any executed contract,
subcontract, license agreement, lease or other financial
compensation agreement with the County; and shall be
made available to the public upon request.
All contractors and subcontractors (as defined) of covered
employers,, and the owners thereof, as the case may be, that
are assigned to perform work in connection with a County
contract, subcontract, license agreement, lease or other
financial compensation agreement issued by the County or
awarding agency, where such compensation is one hundred
percent (100%) funded by the County, shall submit to the
covered employer a completed sworn, affidavit (under
penalty of perjury), -,the form of which is attached,
certifying that they have complied, in good faith, with the
requirements of Title 8 of the United States Code Section
1324a with respect to the hiring of covered employees and
with respect to the alien and nationality status of the
owners thereof, as the case may be. The affidavit shall be
executed by an authorized representative of the contractor,
subcontractor, or owner, as the case may be; shall be part of
any executed contract, subcontract, license agreement, lease
or other financial compensation agreement between the
covered employer and the County; and shall be made
available to the public upon request.
An updated affidavit shall be submitted by each such
employer, owner, contractor and subcontractor no later
than January 1 of each year for the duration of any contract
and upon the renewal or amendment of the Contract, and
whenever a new contractor or subcontractor is hired under
the terms of the Contract.
The Contractor acknowledges that such filings are a
material, contractual and statutory duty and that the failure
to file any such statement shall constitute a material breach
of the Contract.
Under the provisions of the Lawful Hiring of Employees
Law, the County shall have the authority to terminate the
Contract for violations of this Law and to seek other
remedies available under the law.
The documentation mandated to be kept by this law shall at
all times be kept on site. Employee sign -in sheets and
register/log books shall be kept on site at all times during
working hours and all covered employees, as defined in the
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ARTICLE IV
law, shall be required to sign such sign -in
sheets/register/log books to indicate their presence on the
site during such working hours.
Required Forms:
Suffolk County Lawful Hiring of Employees Law Form
LHE-1; entitled "Suffolk County Department of Labor —
Notice Of Application To Certify Compliance With Federal
Law (8 U.S.C. Section 1324a) With Respect To Lawful
Hiring of Employees."
Suffolk County Lawful Hiring of Employees Law Form
LHE-2; entitled "Affidavit Of Compliance With The
Requirements Of 8 U.S.C. Section 1324a With Respect To
Lawful Hiring Of Employees"
Gratuities
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Chapter
664 of the Suffolk County Code.
The Contractor represents and warrants that it has not
offered or given any gratuity to any official, employee or
agent of the County or the State or of any political party,
with the purpose or intent of securing an agreement or
securing favorable treatment with respect to the awarding
or amending of an agreement or the making of any
determinations with respect to the performance of an
agreement.
Prohibition.Against Contracting with Corporations
that Reincorporate Overseas
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of sections
A4-13 and A4-14 of Article IV of the Suffolk County
Code.
The Contractor represents that it is in compliance with
sections A4-13 and A4-14 of Article IV of the Suffolk
County Code. Such law provides that no contract for
consulting services or goods and services shall be awarded
by the County to a business previously incorporated within
the U.S.A. that has reincorporated outside the U.S.A.
Child Sexual Abuse Reporting Policy
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
Il of Chapter 880 of the Suffolk County Code.
The Contractor shall comply with Article II of Chapter 880,
of the Suffolk County Code, entitled "Child Sexual Abuse
Reporting Policy," as now in effect or amended hereafter or
of any other Suffolk County Local Law that may become
applicable during the term of the Contract with regard to
child sexual abuse reporting policy.
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8.
10.
11.
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Non Responsible Bidder
Contract or exercise such other remedies as may be
appropriate in the circumstances.
It shall be the duty of the Contractor to read, become
department to identify the key performance measures
familiar with, and comply with the requirements of Article
12. Safeguarding Personal Information of Minors
II of Chapter 189 of the Suffolk County Code.
provides and shall develop an annual performance
It shall be the duty of the Contractor to read, become familiar
Upon signing the Contract, the Contractor certifies that it
with, and comply with the requirements of Suffolk County
has not been convicted of a criminal offense within the last
Local Law No. 20-2013, a Local Law to Safeguard the
ten (10) years. The term "conviction" shall mean a finding
Personal Information of Minors in Suffolk County.
of guilty after a trial or a plea of guilty to an offense
evaluation of the contract agency's performance measures.
covered under section 189-5 of the Suffolk County Code
Allcontract agencies that provide services to minors are
under "Nonresponsible Bidder."
required to protect the privacy of the minors and are strictly
or policy by the County does not represent approval or
prohibited from selling, or otherwise providing to any third
Use of Funds in Prosecution of Civil Actions
parry, in any manner whatsoever, the personal or identifying
Prohibited
information of any minor participating in their programs.
It shall be the duty of the Contractor to read, become
13. Contract Agency Performance Measures and
familiar with, and comply with the requirements of Article
Reporting Requirements
III of Chapter 893 of the Suffolk County Code.
It shall be the duty of the Contractor to read, become familiar
The Contractor shall not use any of the moneys,Jn part or
with, and comply with the requirements of Suffolk County
in whole, and either directly or indirectly, received under
Local Law No. 41-2013, a Local Law to Implement
the Contract in connection with the prosecution of any civil
Performance Measurement to Increase Accountability and
action against the County in any jurisdiction or any judicial
Enhance Service Delivery'byContract Agencies (Article VIII
or administrative forum.
of Chapter' 189 of the Suffolk County Code).
Youth Sports
All contract agencies having a contract in excess of
$50,000 shall cooperate with the contract's administering
It shall be the duty of the Contractor to read, become
department to identify the key performance measures
familiar with, and comply with Article III of Chapter 730 of
related to the objectives of the service the contract agency
the Suffolk County Code.
provides and shall develop an annual performance
reporting plan. The contract agency shall cooperate with
All contract agencies that conduct youth sports programs
the administering department and the County Executive's
are required to develop and maintain a written plan or
performance management team to establish working groups
policy, addressing incidents of possible or actual concussion
to identify appropriate performance indicators for monthly
or other head injuries among sports program participants.
evaluation of the contract agency's performance measures.
Such plan or policy must be submitted prior to the award of
a County contract, grant or funding. Receipt of such plan
14. Suffolk County Local Laws Website Address
or policy by the County does not represent approval or
endorsement of any such plan or policy, nor shall the
Suffolk County Local Laws, Rules and Regulations
County be subject to any liability in connection with any
can be accessed on the homepage of the Suffolk
such plan or policy.
County Legislature.
Work Experience Participation End of Text for Article IV
If the Contractor is a not-for-profit or governmental agency
or institution, each of the Contractor's locations in the .
County at which the Services are provided shall be a work
site for public -assistance clients of Suffolk County pursuant
to Chapter 281 of the Suffolk County Code at all times
during the Term of the Contract. If no Memorandum of
Understanding ("MOU") with the Suffolk County
Department of Labor for work experience is in effect at the
beginning of the Term of the Contract, the Contractor, if it
is a not-for-profit or governmental agency or institution,
shall enter into such MOU as soon as possible after the
execution of the Contract and failure to enter into or to
perform in accordance with such MOU shall be deemed to
be a failure to perform in accordance with the Contract, for
which the County may withhold payment, terminate the
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ARTICLE IV
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Article V
County Department of Audit and Control, shall
General Fiscal Terms and Conditions
be furnished to the County pursuant to, and as
limited by, the Regulations for Accounting
1. General Payment Terms
Procedures for Contract Agencies of the Suffolk
County Department of Audit and Control. In
a. Presentation of Suffolk County Payment
addition to any other remedies that the County
Voucher
may. have, failure to supply the required
documentation will disqualify the Contractor
In order for payment to be made by the County to
from any further County contracts.
the Contractor for the Services, the Contractor
shall prepare and present a Suffolk County
C. Payment by County
Payment Voucher, which shall be documented"by
sufficient, competent and evidential matter. Each
Payment by the County shall be made within
Suffolk County Payment Voucher submitted for
thirty (30) days after -approval of the Suffolk
payment is subject to Audit at any time during
County Payment Voucher by the Comptroller.
the Term or any extension thereof. This
provision shall survive expiration or termination
d• Budget Modification
of this Contract for a period of not less than
seven (7) years, and access to records shall be as
i•) The parties shall use the Contract
set forth in paragraph 25 of Article "III, and
Budget Modification Request form
paragraph 4(b) of Article V.
("Budget Modification") for revisions
to the Budget and Services not
b. Voucher Documentation
involving an increase to the total cost
of the Contract.. If the Contractor is
The Suffolk County Payment Voucher shall list
seeking such a modification, the:
all information regarding the Services and other
Contractor shall contact the
items for which expenditures have been or will be
Department to receive the form Ond
made in accordance mith the Contract. Either
enter the required information. When
upon execution of the Contract (for the Services
the County and the Contractor agree as
already rendered and expenditures already made);
to such revisions, the Contractors shall
or not more than thirty (30) days after the
sign the Budget Modification foam and
expenditures were made, and in no event after the
return it to the County for execution
31" day of January following the end of each year,
along with any other documentation the
of the Contract, the Contractor shall furnish the
Department may require.
County with detailed documentation in support
bf the payment for the Services or expenditures
ii.) Such request must be made in advance
under the Contract e.g, dates of the Service,
of incurring any expenditure for which
worksite locations, activities, hours worked, pay"
the revision is needed.
rates and all program Budget categories. The
Suffolk County Payment Voucher shall include
iii.) Upon complete execution of the Budget
time records, certified by the Contractor as true
Modification form, the County shall
and accurate, of all personnel for whom
return a copy to the Contractor. The
expenditures are claimed during the period.
revision shall not be effective until the
Time and attendance records of a project director,
Budget Modification is completely
if any, shall be certified by the Chairperson,
executed.
President or other designated member of the
Board of Directors of the Contractor. All Suffolk
iv.) The Budget Modification form may be
County Payment Vouchers must bear a signature
submitted only -twice per calendar'year
as that term is defined pursuant to New York
and may only be submitted prior to
November 151h. that
State General Construction Law §46 by duly
of year.
authorized persons, and certification of such
authorization with certified specimen signatures
e. Budget and/or Services Revisions
thereon must be filed with the County by a
Contractor official empowered to sign the
i.) The parties shall use the Contract
Contract. Disbursements made by the Contractor
Budget/Services Revision Approval
in accordance with the Contract and submitted
Form (Budget /Services Revisions) for
for reimbursement must be documented and must
revisions to the Budget and Services
comply with accounting procedures as set forth
involving any change to the total cost
by the Suffolk County Department of Audit and
of the Contract due to a resolution of
Control. Documentation, including any other
the Legislature, changes to the
form(s) required by County or the Suffolk
County's adopted annual budget, or for
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ARTICLE V
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any other reason necessitating revisions
to the Budget or Services.
ii.) When the County and the Contractor
agree as to such revisions, the
Department will enter the information
into the Budget/Services Revisions
form and send it to the Contractor for
signature. The Contractor shall return it
to the County for execution along with
any other documentation the
Department may require.
iii.) Upon complete execution of the form
by the parties, the County shall return a
copy to the Contractor. The revision
shall not be effective until the Budget
/Services Revisions is completely
executed.
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conditions under which such
reimbursement shall be paid.
C. The County may, during the Term, impose a
Budget Deficiency Plan. In the event that a
Budget Deficiency Plan is imposed, the County
shall promptly notify the Contractor in writing of
the terms and conditions thereof, which shall be
deemed incorporated in and made a part of the
Contract, and the Contractor shall implement
those terms and conditions in no less than
fourteen (14) days.
3. Personnel Salaries, Pension and Employee Benefit
Plans, Rules and Procedures
a. Upon request, the Contractor shall submit to the
County a current copy, certified by the
Contractor as true and accurate, of its
f. Taxes
i.) salary scale for all positions listed in
The charges payable to the Contractor under the
the Budget;
Contract are exclusive of federal, state, and local
taxes, the County being a municipality exempt
ii.) personnel rules and procedures;
from payment of such taxes.
iii,) pension plan and any other employee
benefit plans or arrangements.
g. Final Voucher
b. The Contractor shall not be entitled to
The acceptance by the Contractor of payment of
reimbursement for costs under any pension or
all billings made on the final approved Suffolk
benefit plan the Comptroller deems commercially
County Payment Voucher shall operate as and
unreasonable.
shall be a release of the County from all claims
by the Contractor through the date of the
c. Notwithstanding anything in this paragraph 3 of
Voucher.
this Article V, the County shall not be limited in
requesting such additional financial information
2. Subject to Appropriation of Funds
it deems reasonable.
a. .The Contract is subject to the amount of funds
4. Accounting Procedures
appropriated each fiscal year and any subsequent
modifications thereof by the County Legislature
a. The Contractor shall maintain accounts, books,
and no liability shall be incurred by the County
records, documents, other evidence, and
beyond the amount of funds appropriated each
accounting procedures and practices which
fiscal year by the County Legislature for the
sufficiently and properly reflect all direct and
Services.
indirect costs of any nature expended in the
performance of the Contract, in accordance with
b. If the County fails to receive Federal or State
generally accepted accounting principles and
funds originally intended to pay for the Services,
with rules, regulations and financial directives, as
or to reimburse the County, in whole or in part,
may be promulgated by the Suffolk County
for payments made for the Services, the County
Department of Audit and Control and the
shall have the sole and exclusive right to:
Department. The Contractor shall permit
inspection and audit of such accounts, books,
i.) determine how to pay for the Services;
records, documents and other evidence by the
Department and the Suffolk County Comptroller,
ii.) determine future payments to the
or their representatives, as often as, in their
Contractor; and
judgment, such inspection is deemed necessary.
Such right of inspection and audit as set forth in
iii.) determine what amounts, if any, are
subparagraph b. below shall exist during the
reimbursable to the County by the
Term and for a period of seven (7) years after
Contractor and the terms and
expiration or termination of the Contract.
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ARTICLE V
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5.
6.
b. The Contractor shall retain all accounts, books,
records, and other documents relevant to the
Contract for seven (7) years after final payment is
made by the County. Federal, State, and/or
County auditors and any persons duly authorized
by the County shall have full access and the right
to examine any of said materials during said
period. Such access is granted notwithstanding
any exemption from disclosure that may be
claimed for those records which are subject to
nondisclosure agreements, trade secrets and
commercial information or financial information
that is privileged or confidential.
C. The Contractor shall utilize the accrual basis of
accounting and will submit all financial reports
and claims based on this method of accounting
during the Term.
Audit of Financial. Statements
a. All payments made under the Contract are
subject to audit by the Comptroller pursuant to
Article V of the Suffolk County Charter. The
Contractor further agrees that the Comptroller
and the Department shall have access to and the
right to examine, audit, excerpt, copy or
transcribe any pertinent transactions or other
records relating to services under the Contract. If
such an audit discloses overpayments by the
County to the Contractor, within thirty (30) days
after the issuance of an official audit report by the
Comptroller or his duly designated
representatives, the Contractor shall repay the
amount of such overpayment by check to the .
order of the Suffolk County Treasurer or shall
submit a proposed plan of repayment to the
Comptroller. If there is no response, or if
satisfactory repayments are not made, the County
may recoup overpayments from any amounts due
or becoming due to the Contractor from the
County under the Contract or otherwise.
b. The provisions of this paragraph shall survive the
expiration or termination of the Contract for a
period of seven (7) years, and access to records
shall be as set forth in paragraph 25 of Article III,
and paragraph 4(b) of Article V.
Financial Statements and Audit Requirements
a. Notwithstanding any other reporting or
certification requirements of Federal, State, or
local authorities, the Contractor shall obtain the
services of an independent licensed public
accountant or certified public accountant (the
"Auditor") to audit its financial statements for
each Contractor's "fiscal year" in which the
Contractor has received, or will receive, three
hundred thousand ($300,000.00) dollars or more
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ARTICLE V
from the County, whether under the Contract or
other agreements with the County, and shall
submit a report to the County on the overall
financial condition and operations of the
Contractor, including a balance sheet and
statement of income and expenses, attested by the
Auditor as fairly and accurately reflecting the
accounting records of the Contractor in
accordance with generally accepted accounting
principles. The Contractor may solicit requests
for proposals from a number of qualified
accounting firms and review carefully the costs
of, and qualifications for, this type of work before
selecting the Auditor.
b. The Auditor should be required to meet the
following minimum requirements:
i.) a current license issued by
the New York State
Education Department;
sufficient auditing experience
in the not-for-profit,
governmental or profit-
making areas, as applicable;
and
iii.) a satisfactory peer review
issued within not more than
three (3) years prior to the
date when the Auditor was
selected to conduct the audit.
C. The audit must.be conducted in accordance with
generally accepted governmental auditing
standards. Financial statements must clearly
differentiate between County -funded programs
and other programs that the Contractor may be
operating. The use of subsidiary schedules
should be encouraged for this purpose. The
Auditor must also prepare a Management Letter
based on the audit.
d. In the event the Contractor is a not-for-profit
organization or -unit of local government and
expends five hundred thousand ($500,000.00)
dollars or more of Federal monies, whether as a
recipient expending awards received directly
from Federal awarding agencies, or as a
subrecipient expending Federal awards received
from a pass-through entity, such as New York
State or Suffolk County, during any fiscal year
within which it receives funding under the
Contract, the audit must be conducted, and the
audit report ("Single Audit Report") must be, in
accordance with OMB Circular No. A-133
(revised June 27, 2003). Single Audit Reports
must also be submitted to the designated
clearinghouse, cognizant agency and/or pass-
through entity, to the extent required by the OMB
Circular referred to above.
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e. The Contractor must submit to the County a
statement in writing, certified by its chief
financial officer, which states the amount of
Federal funding expended by the Contractor
during such fiscal year. The Contractor must
mail or deliver the certified statement to the
Department and to the Executive Director of
Auditing Services, Suffolk County Department of
Audit and Control, H. Lee Dennison Building,
100 Veterans Memorial Highway, P. O. Box
6100, Hauppauge, New York 11788-0099, as
soon as possible after the end of the Contractor's
fiscal year. The statement must include all
Federal funding received directly from the
Federal government and all Federal funds passed
through from the. County and other pass-through
entities.
f. Copies of all financial statements, Management
Letters, Single Audit Reports and other audit
reports must be transmitted to the County and to
the Executive Director of Auditing Services at
the address set forth above. The reports must be
submitted within thirty (30) days after completion
of the audit, but in no event later than nine (9)
months after the end of the Contractor's fiscal
year, to which the audit relates.
g. These requirements do not preclude the County,
the Comptroller, or their authorized
representatives, or Federal or State auditors from
auditing all records of the Contractor. Therefore,
the records of the Contractor must be made
available to authorized representatives of Federal,
State and County government for that purpose.
h. The provisions of this paragraph shall survive the .
expiration or termination of the Contract.
Furniture, Fixtures, Equipment, Materials, Supplies
a. Purchases, Rentals or Leases Requiring Prior
Approval
Prior to placing any order to purchase, rent or
lease any furniture, fixtures, or equipment valued
in excess of one thousand dollars ($1,000.00) per
unit for which the Contractor will seek
reimbursement from the County, the Contractor
shall submit to the County a written request for
approval to make such a proposed purchase,
rental or lease, with a list showing the quantity
and description of each item, its intended
location and use, estimated unit price or cost, and
estimated total cost of the proposed order.
Written approval of the County shall be required
before the Contractor may proceed with such
proposed purchase, rental or lease of furniture,
fixtures or equipment. All items purchased must
be new or like new unless specifically described
otherwise in the Budget.
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ARTICLE V
b. Purchase Practices/Proprietary' Interest of
County
i.) The Contractor shall follow the general
practices that are designed to obtain
furniture, fixtures, equipment,
materials, or supplies at the most
reasonable price or cost possible.
The County reserves the right to
purchase or obtain furniture, fixtures,
equipment, materials, or supplies for
the Contractor in accordance with the
programmatic needs of the Contract. If
the County exercises this right, the
amount budgeted for the items so
purchased or obtained by the County
for the Contractor shall not be available
to the Contractor for any purpose
whatsoever. Title to any such items
purchased or otherwise obtained by the
County for the programs encompassed
by the Contract and entrusted to the
Contractor, shall remain in the County.
iii.) The County shall retain a proprietary
interest in all furniture, removable
fixtures; equipment, materials, and
supplies purchased or obtained by the
Contractor and paid for or reimbursed
to the Contractor pursuant to the terms
of the Contract or any prior agreement
between the parties.
iv.) The Contractor shall attach labels
indicating the County's proprietary
interest or title in all such property.
C. County's Right to Take Title and Possession
Upon the termination or expiration of the
Contract or any renewal thereof, the
discontinuance of the business of the Contractor,
the failure of the Contractor to comply with the
terms of the Contract, the bankruptcy of the
Contractor, an assignment for the benefit of its
creditors, or the failure of the Contractor to
satisfy any judgment against it within thirty (30)
days of filing of the judgment, the County shall
have the right to take title to and possession of all
furniture, removable fixtures, equipment,
materials, and supplies and the same shall
thereupon become the property of the County
without any claim for reimbursement on the part
of the Contractor.
d. Inventory Records, Controls and Reports
The Contractor shall maintain proper and
accurate inventory records and controls for all
such furniture, removable and
and equipment
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acquired pursuant to the Contract and all prior
connected with such property shall be in
agreements between the parties, if any. Three (3)
accordance with the rules and regulations of the
months before the expiration date of the Contract,
County and the State of New York.
the Contractor shall make a physical count of all
is set forth on the first page of the Contract.
items of furniture, removable fixtures and
g. Lease or Rental Agreements
equipment in its custody, checking each item
Duplicate Payment from Other Sources
against the aforesaid inventory records. A report
setting forth the results such physical count
If lease payments or rental costs are included in the Budget.
shall be prepared by the CContractor on a form or
as an item of expense reimbursable by the County, the
forms designated by the County, certified and
Contractor shall promptly submit to the County, upon
signed by an authorized official of the
request, any lease or rental agreement. If during the Term,
Contractor, and one (1) copy thereof shall be
the Contractor shall enter into a lease or rental agreement,
delivered to the County within five (5) days after
or shall renew a lease or rental agreement, the Contractor
the date set for the aforesaid physical count.
shall, prior to the execution thereof, submit such lease or
Within five (5) days after the termination or
rental agreement, to the County for approval.
expiration date of the Contract, the Contractor
County upon request, a schedule for all programs
shall submit to the County six (6) copies of the
9. Statement of Other Contracts
same report updated to such date of the Contract,
program the sums received, their source and the
certified and signed by an authorized official of
Prior to the execution of the Contract, the Contractor shall
the Contractor, based on a physical count of all
submit a Statement of Other Contracts to the County. If the
items of furniture, removable fixtures and
Contract is amended during the Term, or if the County
equipment on the aforesaid expiration date, and
exercises its option right, the Contractor shall submit a then
revised, if necessary, to include any inventory
current Statement of Other Contracts.
changes during the last three (3) months of the
Notwithstanding the foregoing provisions of the
Term.
10. Miscellaneous Fiscal Terms and Conditions
e. Protection of Property in Contractor's a.
Limit of County's Obligations
Custody
The maximum amount to be paid by the County
The Contractor shall maintain vigilance and take
is set forth on the first page of the Contract.
all reasonable precautions to protect the furniture,
fixtures, equipment, material or supplies in its b.
Duplicate Payment from Other Sources
custody against damage or loss by fire, burglary,
theft, disappearance, vandalism, or misuse. In the
Payment by the County for the Services shall not
event of burglary, theft, vandalism, or
duplicate payment received by the Contractor
disappearance of any item of furniture, fixtures,
from any other source.
equipment, material or supplies, the Contractor
shall immediately notify the police and make a C.
Funding Identification
record thereof, including a record of the results of
any investigation which may be made thereon. In
The Contractor shall promptly submit to the
the event of loss of or damage to any item of
County upon request, a schedule for all programs
furniture, fixtures, equipment, materials, or
funded by the County, itemizing for each such
supplies from any cause, the Contractor shall
program the sums received, their source and the
immediately send the County a detailed written
total program budget.
report thereon.
d.
Outside Funding for Non -County Funded
F Disposition of Property in Contractor's
Activities
Custody
Notwithstanding the foregoing provisions of the
Upon termination of the County's funding of any
Contract, it is the intent of the County that the
of the Services covered by the Contract, or at any
terms and conditions of the Contract shall not
other time that the County may direct, the
limit the Contractor from applying for and
Contractor shall make access available and render
accepting outside grant awards or from providing
all necessary assistance for physical removal by
additional educational activities/services which
the County or its designee of any or all furniture,
may result in the Contractor incurring additional
removable fixtures, equipment, materials or
costs, as long as the following conditions are met:
supplies in the Contractor's custody in which'the
County has a proprietary interest, in the same
i.) The County is not the Fund Source for
condition as such property was received by the
the additional services;
Contractor, reasonable wear and tear excepted.
Any disposition, settlements or adjustments
25 of 28 pages
ARTICLE V
Law No. 15-YO-
YO2 Youth Bureau Implementing Agency
ii.) Sufficient funding is available for or .
can be generated by the Contractor to
cover the cost incurred by the
Contractor to provide these additional
services; and
iii.) If sufficient funding is not available or
cannot be generated, the County shall
not be held liable for any of the
additional costs incurred by the
Contractor in furnishing such
additional services.
iv.) Prior to scheduling any such additional
services on County -owned property,
the Contractor shall obtain written
County approval. The Contractor shall,
to the County's satisfaction, submit any
documentation requested by the
Department reflecting the change, and
identify the additional services to be
provided and the source of funding that
shall be utilized to cover the
expenditures incurred by the Contractor
in undertaking the additional services.
e. Potential Revenue
The Contractor shall actively seek and take
reasonable steps to secure all potential funding
from grants and contracts with other agencies for
programs funded by the County.
E Payments Contingent upon State/Federal
Funding
Payments under the Contract may be subject to
.and contingent upon continued funding by State
and/or Federal agencies. In the event payments
are subject to such funding no payment shall be
made until the Contractor submits documentation
in the manner and form as shall be required by
State an&or Federal agency. If late submission
of claims precludes the County from claiming
State or Federal reimbursement, such late claims
by the Contractor shall not be paid by the County
subject to subparagraph g. below, if, for any
reason, the full amount of such funding is not
made available to the County, the Contract may
be terminated in whole or in part, or the amount
payable to the Contractor may be reduced at the
discretion of the County, provided that any such
termination or reduction shall not apply to
allowable costs incurred by the Contractor prior
to such termination or reduction, and provided
that money has been appropriated for payment of
such costs.
g. Denial of Aid
If a State or Federal government agency is
funding the Contract and fails to approve aid in ,
reimbursement to the County for payments made
IFMS SCSEXE 15000002839
Pseudo Code ARHI
26 of 28 pages
ARTICLE V
hereunder by the County to the Contractor for
expenditures made during the Term because of
any act, omission or negligence on the part of the
Contractor, then the County may deduct and
withhold from any payment due to the Contractor
an amount equal to the reimbursement denied by
the state or federal government agency, and the
County's obligation to the Contractor shall be
reduced by any such amounts. In such an event,
if there should be a balance due to the County
after it has made a final payment to the
Contractor under the Contract, on demand by the
County, the Contractor shall reimburse the
County for the amount of the balance due the
County, payable to the Suffolk County Treasurer.
The provisions of this subparagraph shall survive
the expiration or termination of the Contract.
h. Budget
The Contractor expressly represents and agrees
that the Budget lists all revenue, expenditures,
personnel, personnel costs and/or all other
relevant costs necessary to provide the Services.
Payment of Claims
Upon receipt of a Suffolk County Payment
Voucher, the County, at. its discretion, may pay
the Contractor during the Term, in advance, an
amount not to exceed one sixth (1/6) of the
maximum amount to be paid by the County set
forth on the first page'of the Contract.
Payments Limited to Actual Net Expenditures
The Contractor agrees that if, for any reason
whatsoever, the Contractor shall spend during the
Term for the purposes set forth in the Contract an
amount less than, or receive amounts more than,
provided in the Budget, the total cost of the
Contract shall be reduced to the net amount of
actual Contractor expenditures made for such
purposes. The total amount to be paid by the
County shall not exceed the lesser of (i) actual
net expenditures or (ii) the total cost of the
Contract on the cover page and in the Budget.
Upon termination or expiration of the Contract, if
the Contractor's total amount of allowable
expenses is less than the total amount of the
payments made during the Term, the Contractor
shall prepare a check payable to the Suffolk
County Treasurer for the difference between the
two amounts and submit such payment to the
County, along with the final Suffolk County
Payment Voucher.
k. Travel, Conference, and Meeting Attendance:
SOP A-07 Amendment 1
Reimbursement to the Contractor for travel costs
Law No. 15 -YO -
Y02 Youth Bureau Implementing Agency
shall not exceed amounts allowed to County
employees. All conferences that are partially or
fully funded by the County that the Contractor's
staff wishes to attend must be pre -approved, in
writing, by the County and must be in
compliance with Suffolk County Standard
Operating Procedure A-07 which may be viewed
online at the County's website,
SuffolkCountyny.gov; go to "Government," then
"Comptroller," then "Consultant's Agreements."
Salaries
The Contractor shall not be eligible to receive
any salary reimbursement until proof of deposit
or payment of all withholding and payroll taxes
to the Federal/State governments has been
provided to the County.
M. Salary Increases
No salary, wage, or other compensation for the
Services shall be increased over the amount
stated in the Budget without the prior written
approval of the County.
n. Contractor Vacancies
The County shall have the right of prior approval
of the Contractor's filling of any vacant position
as of the date of execution of the Contract or as
may thereafter become vacant, and, in the
exercise of that right. The County may
promulgate reasonable regulations involving
filling bf vacancies which shall be deemed to be
incorporated by reference in, and be made part
of, the Contract, provided, however, that subject
to the availability of funding, approval for the
hiring of replacement clerical shall be a
Contractor determination.
o. No Limitation On Rights
Notwithstanding anything in this Article V to the
contrary, the County shall have -available to it all
rights and remedies under the Contract and at law
and equity.
P. Comptroller's Rules and Regulations
The Contractor shall comply with the
"Comptroller's Rules and Regulations for
Consultant's Agreements" as promulgated by the
Department of Audit and Control of Suffolk
County and any amendments thereto during the
Term of the Contract. The "Comptroller's Rules
and Regulations for Consultant's Agreements"
and "SOP A-07 Amendment 1" may be viewed
online at the County's website,
SuffolkCountyny.gov; go to "Government," then
"Comptroller," then "Consultant's Agreements."
IFMS SCSEXE 15000002839
Pseudo Code ARHI
27 of 28 pages
ARTICLE V
End of Text for Article V
Law No. 15 -YO- IFMS SCSEXE 15000002839
YO2 Youth Bureau Implementing Agency Pseudo Code ARHI
Article VI
Budget
(see attached)
28 of 28 pages
ARTICLE VI
OCFS3107 (Rev. 03/2002) FRONT
• NEW YORK STATE `
OFFICE OF CHILDREN AND FAMILY SERVICES
PROGRAM BUDGET
• 'APPENDIX B
PROGRAM CODE:
CONTRACT NUMBER. '
AG=_NCY/MUNICIPAUT'." Town of Southold
_. - — • -7 PROGRAM -11T TITLE'Southod Youth Services Fi!NO
d _
PERSONAL SERVICES:
POSITION TITLE RATE OF BASIS TOTAL OCFS PROGRAM AMOUNT (1) TOTAL 60—m RINDS REQUESTED
- PAY FOR IRIS PROGRAM
$ $
$
TOTALSAUJU S AND WAGE 9 - -,
r TOTAL FRINGE BENEFITS $
TOTAL PERSONAL SERVICES (i)
CONTRACTED -SERVICES AND STIPENDS 1
TYPEOFSERYICEORCOdIS'ULTANTTCILE RATEOF BASE iOTALMOS PROGRAM AWIOUNT(1)'
PAY.'.
. - '�''"'`'.'•:'J—•• �•.Ri~ Citi?:: � <'�"' '
TQ:I"AL FACILITI' REPAIRS,•(4) is
TOTAL OCFS PROGRAM AMOONT
ZR TOTAL OCFS FUNDS REQUESTED
LISTOF OTHER FUNDING SOURCES REIAgBURSABLE TOTAL
$ MUNICIPAL FUNDING
$ OTHER SOURCES
TOTAL CONTRACTED SERVICES (2) "�
...
TOTAL MAINTENANCE & OPERATION (3):
$
LIST EQUIPMENTTO,BE•PURCHASED OR RERTED:
(UNIT COST OVER $200 AND LIFE EXPECTANCY OF OVER
TWO YEARS)
FACILITY REPAIRS
PROGRAM SITE ADORE SS
. - '�''"'`'.'•:'J—•• �•.Ri~ Citi?:: � <'�"' '
TQ:I"AL FACILITI' REPAIRS,•(4) is
TOTAL OCFS PROGRAM AMOONT
ZR TOTAL OCFS FUNDS REQUESTED
LISTOF OTHER FUNDING SOURCES REIAgBURSABLE TOTAL
$ MUNICIPAL FUNDING
$ OTHER SOURCES
Suffolk County; New York
Department of Labor
SUFFOLK COUNTY DEPARTMENT OF LABOR — LABOR MEDIATION UNIT
UNION ORGANIZING CERTIFICATION/DECLARATION — SUBJECT TO AUDIT
If the following definition of "County Contractor" (Union Organizing Law Chapter 466-2) applies to the
contractor's/beneficiary's business or transaction with Suffolk County, the contractor/beneficiary must complete Sections I,
III, and IV below. If the following definitions do not apply, the contractor/beneficiary must complete Sections II, III and IV
below. Completed forms must be submitted to the awarding agency.
County Contractor: "Any employer that receives more than $50,000 in County funds for supplying goods or services pursuant to a
written contract with the County of Suffolk or any of its agencies; pursuant to a Suffolk County grant; pursuant to a Suffolk County
program; pursuant to a Suffolk County reimbursement for services provided in any calendar year; or pursuant to a subcontract with
any of the above.
Section I
❑ The Union Organizing Law applies to this contract. 1/we hereby agree to comply with all the provisions of Suffolk
County Local Law No. 26-2003, the Suffolk County Union Organizing Law (the law) and, as to the goods and/or
services that are the subject of the contract with the County of Suffolk shall not use County funds to assist, promote,
Check if or deter union organizing (Chapter 466-3 A), nor seek reimbursement from the County for costs incurred to assist,
Applicable promote, or deter union organizing. (Chapter 466-3 B)
Uwe finther agree to take all action necessary to ensure that County Rinds are not used to assist, promote, or deter
union organizing. (Chapter 466-3 IT)
Uwe further agree that Uwe will not use County property to hold meetings to assist, promote, or
deter union organizing. (Chapter 466-3E)
Uwe further agree that if any expenditures or costs incurred to assist, promote, or deter union organizing are made,
Uwe shall maintain records sufficient to show that no County funds were used for those expenditures and, as
applicable, that no reimbursement from County funds has been sought for such costs. I/we agree that such records'
shall be made available to the pertinent County agency or authority, the County Comptroller, or the County
Department of Law upon request. (Chapter 466-3 n
I/we further affirm to the following as to the goods and/or services that are the subject of the contract with the
County of Suffolk:
• Uwe will not express to employees any false or misleading information that is intended to influence the
determination of employee preferences regarding union representation;
• Uwe will not coerce or intimidate employees, explicitly or implicitly, in selecting or not selecting a bargaining
representative;
• Uwe will not require an employee, individually or in a group, to attend a meeting or an event that is intended to
influence his or her decision in selecting or not selecting a bargaining representative;
• I/we understand my/our obligation to limit disruptions caused by prerecognition labor disputes through the
adoption of nonconfrontational procedures for the resolution of prerecognition labor disputes with employees
engaged in the production of goods or the rendering of services for the County; and
• Uwe have or will adopt any or all of the above -referenced procedures, or their functional equivalent, to ensure
the efficient, timely, and quality provision of goods and services to the County. I/we shall include a list of said
procedures in such certification.
Section H
The Union Organizing Law does not apply to this contract for the following reason(s):
0 a1"'1 17C't ti0au�fr�Vl�l4 �Cr'f'� Nom.
Check if
Applicable
DOL -1,01 (3/5/08)
Suffolk County, New York
Department of Labor
Section III
Contractor Name: — / W i°L O `f'
Contractor Address:
Contractor Phone
Description of project or service: t j Gt—r/"o(.4-s de-/
Federal Employer ID#: ( f — 0001 J /
Amount of Assistance: 0 0
Vendor #:
Section IV
In the event any part of the Union Organizing Law, Chapter 466 of the Laws of Suffolk County, is found by a court of competent
jurisdiction to be preempted by federal and/or state law, this certification/declaration shall be void ab initio.
Section V
I declare under palty of perjury under the Laws of the State of New York that the undersigned is authorized to provide this
certification, and 10at the abbe is true and correct.
Authorized
Print Name and
DOL-LO1 (3/5/08)
of Authorized
Csor
In Isla
Date
CONTRACTOR NAME
CONTACT
w
` PHONE NUMBER CP
PROGRAMI A �OEUMENT T I CONTRACT WITHTERM OF I AGREEMENT I AMOUNT
1. Indicate (a) type of organization — County, State, Federal or Other and (b) name of Department, Agency or Organization.
Rev. 6/9/15
TOWN OF SOUTHOLD
STATEMENT OF CONTRACTS WITH THE COUNTY OF SUFFOLK
COUNTY DEPT. AMOUNT TITLE
Board of 0 Polling Place Contract for 2015-16
Elections
Community $74,310
Development
Dept. of $35,000
Environment &
Energy
Dept. of Fire, 0
Rescue & Emer-
gency Services
Dept. of Labor,
Licensing &
Consumer Affairs 0
Dept. of Pro-
bation
DPW
DPW
luF."WIM91UTA
Office for the
Aging
Office for the
Aging
Office for the
Aging
$57,000
$85,666
N
2014 Community Development Block
Grant Program
Bay to Sound Integrated Trails
Generator for Town of Southold
residents
Worksite MOU re: Suffolk Works
Employment Program and the
Youth Program
STOP -DWI Program
Improvements to Goldsmith Inlet
Traffic Signal Maintenance, CR 48,
Middle Road @ Depot Lane, Cutchogue
$24,000 Payment for costs associated
with overtime to complete
dredging operations
$8,016 AAA Transportation Program
$19,380 Elderly Residential Repair Program
$249,354 IIIC Nutrition Program for the Elderly
-1-
COUNTY DEPT.
AMOUNT
TITLE
Office for the
0
Lease Agreement for 2012 Ford
Aging
Passenger Bus
Real Property
0
AREIS License Agreement & Tax Map
Tax Service
Program
Agency
Real Property
0
Sub -License Agreement wNalerie
Tax Service
Scopaz/AREIS & Tax Map Program
Agency
Real Property
0
Sub -License Agreement w/The Nature
Tax Service
Conservancy/AREIS & Tax Map
Agency
Program
Real Property
0
Sub -License Agreement w/The Island
Tax Service
Community Board/AREIS & Tax Map
Agency
Program
Real Property
0
Sub -License Agreement w/Cornell
Tax Service
Cooperative Extension/AREIS & Tax
Agency
Map Program
Sheriff's Office
$2,243
Operation Shield
Sheriff's Office
$23,220.73
Port Security Grant Program
Police Dept. computed by PSAP Agency — 911 Program
County
DHS Office of $25,000 (est.) Peconic Estuary IMA
Ecology
SCWA 0 Right of First Refusal Agreement
Youth Bureau $9,063 2015 Town Youth Services
-2-