HomeMy WebLinkAboutSC Office for the Aging - Nutrition programs® RESOLUTION 2015-197
ADOPTED DOC ID: 10574
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2015-197 WAS
ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON
FEBRUARY 24,2015:
RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs
Supervisor Scott A. Russell to execute the Consultant/Personal Services Contract between the
Suffolk County Office for the Aging and the Town of Southold for the IIIC Nutrition Programs,
for the period January 1, 2015 through December 31, 2015, for congregate dining and home
delivered meals for the elderly, at no cost to the Town, subject to the approval of the Town
Attorney.
Elizabeth A. Neville
Southold Town Clerk
RESULT: ADOPTED [UNANIMOUS]
MOVER: Robert Ghosio, Councilman
SECONDER: Louisa P. Evans, Justice
AYES: Ghosio, Dinizio Jr, Ruland, Evans, Russell
ABSENT: Jill Doherty
RESOLUTION 2015-197
ADOPTED
DOC ID: 10574
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2015-197 WAS
ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON
FEBRUARY 24,2015:
RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs
Supervisor Scott A. Russell to execute the Consultant/Personal Services Contract between the
Suffolk County Office for the Aging and the Town of Southold for the IIIC Nutrition Programs,
for the period January 1, 2015 through December 31, 2015, for congregate dining and home
delivered meals for the elderly, at no cost to the Town, subject to the approval of the Town
Attorney.
aY
Elizabeth A. Neville
Southold Town Clerk
RESULT: ADOPTED [UNANIMOUS]
MOVER: Robert Ghosio, Councilman
SECONDER: Louisa P. Evans, Justice
AYES: Ghosio, Dinizio Jr, Ruland, Evans, Russell
ABSENT: Jill Doherty
NOTIFICATION OF RIGHTS UNDER
THE LIVING WAGE LAW
According to the provisions of Local Law # 12-2001 (the Living Wage law) enacted
by Suffolk County in July of 2001, a living wage rate was established. The Living
Wage shall be adjusted each year in proportion to the increase of the area
Consumer Price Index. Effective January 1, 2015, the Living Wage will increase to
$11.91 per hour with health benefits and $13.56 per hour without health benefits
for covered employees of an agency receiving financial compensation through the
County. The law also mandates that full time workers receive at least 12
compensated days off per year through any combination of sick, vacation or
personal leave and includes paid holidays provided by the employer.
The Suffolk County Department of Labor has been designated as the agency to
administer this law and to this end has established a Living Wage Unit. Further
information concerning the parameters of the Living Wage law may be obtained by
contacting this Unit (631-853-3808) or accessing the Suffolk County web page at
www.co.suff6lk.Liy.us/labor and following the link to the Living Wage section. All
inquiries will remain confidential.
Aw I � - A� () � i
Law No.45rAG- IFMS No. 000000010806
Rev. 2/5/15 001-6790/6797/6774/6777-4980, 6776-3330-9523
4 Consultant/Personal Services - Nutrition Program for the Elderly
Consultant/Personal Services Contract
• - This Contract ("the Contract") is between the County of Suffolk ("the County"), a municipal corporation
of the State of New York, acting through its duly constituted Office for the Aging ("the Department"), located at
the H. Lee Dennison Building — 3`d Floor, 100 Veterans Memorial Highway, Hauppauge, New York (Mailing
address: P.O. Box 6100, Hauppauge, New York 11788-0099); and
the Town of Southold ("Contractor"), a New York municipal corporation, having an address at 53095 Main Road,
P.O. Box 1179, Southold, New York 11971.
The Contractor has been designated to receive funds from the County for a Nutrition Program for the
Elderly ("the Services") as set forth in Article I, entitled "Description of Services."
Term of the Contract:
Total Meals:
Shall be from January 1, 2015 through December 31, 2015, with an option to extend,
to be exercised at the County's discretion, through June 30, 2016 on the same terms
and conditions herein.
Daily Congregate:
57 — Not to exceed 14,193 annually
Not to Exceed $78,346 Annually
Daily Home -Delivered Meals:
112 — Not to exceed 29,232 annually
Not to Exceed $171,008 Annually
Total Cost of the Contract: Shall not exceed $249,354.00, as set forth in Article II, attached.
Terms and Conditions: Shall be as set forth in Articles I and II and Exhibits 1 and 2, attached hereto and
made a part hereof and Contractor's Response to RFQ No. 001/2011/MVK and
associated addendum on file in the Department and which are incorporated herein as
if the same were repeated herein in full.
In Witness Whereof, the parties hereto have executed the Contractus of the latest date written below.
Town of Southold
By:
Scott -A. Russell
Supervisor
Fed. Taxpayer ID Y/.C—
_:52Lg�:�
1-6001939
Date //
%uSSet y , hereby certifies under
enaltie of/ perjury that I� am an that of
.� that I have read and I am
familiar with §A5-7 of Article V of the Suffolk County Code, and
that . S,, o4d- /�� meets all
requirements a ify exemption thereunder.
ate—
Signature
Approved as to Form:
Dennis M. Brown,
Suffolk County A
By: JZ t4
Mary E. o er
Attorney
County of
LN
Dennis 11¢. Cohen
Chief Deputy County Executive
Date `3�o23 QIS
T
Approved:
Department
By: A ff""JAIIJI,�
Holly S. odes -Teague Dat
irector, Office for the Aging
Recom ded: �
By: A1
Michelle Belsky Date
Food Service Supervisor
IIIIIIIIIII
0031382
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•Consultant/Personal Services - Nutrition Program for the Elderly
List of Articles & Exhibits
Article I
Description of Services
Article IA
Grievance Procedures
Article II
Financial Terms and Conditions
1. Conflicting Provisions
2. General Payment Terms
3. Subject to Appropriation of Funds
4. Accounting Procedures
5. Audit
6. Comptroller's Rules and Regulations for Consultant's Agreements
7. Financial Statements and Audit Requirements
8. Statement of Other Contracts
9. Miscellaneous Fiscal Terms and Conditions
10. Specific Payment Terms and Conditions
Exhibit 1
County Terms and Conditions
1. Elements of Interpretation
2. Meanings of Terms
3. Contractor Responsibilities
4. Qualifications, Licenses, and Professional Standards
5. Notifications
6. Documentation of Professional Standards
7. Credentialing
8. Engineering Certificate
9. Termination
10. Indemnification and Defense
11. Insurance
12. Independent Contractor
13. Severability
14. Merger; No Oral Changes
15. Set -Off Rights
16. Non -Discrimination in Services
17. Nonsectarian/Nonpartisan Declaration
18. Governing Law
19. No Waiver
20. Conflicts of Interest
21. Cooperation on Claims
22. Confidentiality
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- - Consultant/Personal Services - Nutrition Program for the Elderly
23. Assignment and Subcontracting
24. Changes to Contractor
25. No Intended Third Party Beneficiaries
26. Certification as to Relationships
27. Publications
28. Copyrights and Patents
29. Arrears to County
30. Lawful Hiring of Employees Law in Connection with Contracts for Construction or Future
Construction
31. Record Retention
32. Certification Regarding Lobbying
33. Notice
Exhibit 2
Suffolk County Legislative Requirements
1. Contractor'sNendor's Public Disclosure Statement
2. Living Wage Law
3. Use of County Resources to Interfere with Collective Bargaining Activities
4. Lawful Hiring of Employees Law
5. Gratuities
6. Prohibition Against Contracting with Corporations that Reincorporate Overseas
7. Child Sexual Abuse Reporting Policy
8. Non Responsible Bidder
9. Use of Funds in Prosecution of Civil Actions Prohibited
10. Youth Sports
11. Work Experience Participation
12. Safeguarding Personal Information of Minors
13. Contract Agency Performance Measures and Reporting Requirements
14. Suffolk County Local Laws Website Address
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- Consultant/Personal Services - Nutrition Program for the Elderly
Article I
Description of Services
Town of Southold
Nutrition Program for the Elderly
Whereas, the County issued a Request for Qualifications ("RFQ") on July 28, 2011; and
Whereas, the Contractor submitted a proposal in response to such RFQ; and
Whereas, the County has selected the Contractor to provide the services as set forth herein;
Now Therefore, in consideration of the mutual provisions and covenants hereafter set forth, the parties
hereto agree as follows:
1. Conflicting Provisions
In the event of any conflict between any provision in this Article I and an exhibit to this Contract,
the exhibit shall prevail unless it is expressly stated in the conflicting provision in this Article I,
that it shall prevail over the exhibit.
2. General Description of Services
The Contractor shall provide a Nutrition Program for the Elderly to improve, maintain or delay
the decline in the nutritional status of persons sixty (60) years of age and older and help them to
remain independent in their own homes and communities, as more specifically detailed in
Contractor's Response to RFQ No. 001/2011/MVK and associated addendum on file in the
Department and which are incorporated herein as if the same were repeated herein in full.
3. Adherence to Regulations
a. The Contractor must comply with the regulations and statutes applicable to the conduct of
the Nutrition Program for the Elderly contained in Title III of the Federal Older
Americans Act (42 U.S.C.A. §3030e et seq.) as required by the United States Department
of Health and Human Services, its Administration on Aging, the New York State Office
for the Aging, and Aging; and/or New York Executive Law Article 19-J, 9 NYCRR
Section 6654.10 and Section 6654.11.
b. The Contractor and all of their subcontractors shall adhere to the terms of the
Departments NYS Area Plan, to the extent that the program is a part thereof, and the
Department agrees to make the NYS Area Plan available to the Contractor.
C. The Contractor shall provide all nutrition services in conformity to New York State
Office for the Aging requirements which are incorporated in the Suffolk County Office
for the Aging Policy and Procedure Manuals (Appendices) and will adhere to the
requirements of the Suffolk County Office for the Aging Technical Assistance Packet
(see Appendices).
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d. The Contractor shall adhere to the program specifications as outlined on the Summary
Sheet(s) for either Congregate Program or Home Delivered Programs as submitted for
RFQ No. 001/201 l/MVK, which may be modified and is (are) attached and made part of
the Contract.
e. The Contractor shall adhere to the specifications as submitted in the Contractor's
Response to Section IV — Technical Services for RFQ No. 001/2011/MVK and the
Contractor's specifications for Targeting, Outreach and Equal Access, which are attached
and made part of this Contract.
f. The Contractor shall comply, and shall require its officers and directors, partners, trustees
or other members of its governing body, and personnel employed to render services under
this Contract, to comply with all applicable rules, regulations and requirements of law,
including without limitation, the Americans with Disabilities Act, and the Technical
Assistance Packet, receipt of a copy of which is acknowledged.
4. Caterer's Contract
The Contractor shall provide a copy of the current caterer's contract if applicable.
5. Applicable to All Programs
a. In general, but without limitation, the Contractor shall be required to meet the criteria
listed below:
Each meal must provide a minimum of one-third of the Dietary Recommended
Intakes ("DRI") for the sixty (60) -plus age group as established by the Food and
Nutrition Board of the National Academy of Sciences, National Research Council
with menus developed under the supervision of, and approved by, the Department
on a (6) six-week cycle. Special low salt and basic diabetic diets must be
provided to those clients requiring such upon physician's order. The meal pattern
and the amounts must follow those set forth by the New York State Office for the
Aging. All aspects of food preparation and service must meet the standards of the
Suffolk County Department of Health Services, e.g., safe temperature of food —
hot entree always served at a minimum of 140°F, salad and other cold items
served at 41 °F or below. There shall be no more than two (2) hours between the
time of completion of cooking and the beginning of serving for foods which need
to be held at temperatures above 140 degrees F. For home -delivered meals, this
applies to the last meal served on the route.
ii. The Contractor shall cooperate with and accept direction from the Department's
staff.
iii. All nutrition programs which cook on site must hold a complete sample of each
day's meal(s), including all components except milk and bread, in the refrigerator
for five (5) days for testing purposes. All nutrition programs which serve catered
meals must hold a complete sample of each day's meal(s), including all
components except milk and bread, if possible, or hold three (3) tablespoons of
each meal component, in the refrigerator for five (5) days for testing purposes.
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iv. All congregate sites will develop and maintain emergency plans for weather and
evacuation. A copy of the plan will be submitted to the Department at least
annually and in the event of modifications to the plans.
V. The County will not reimburse for meals ordered by the Contractor from a caterer
who is directly paid by the County in instances where those meals are not served
or verified as eligible. The cost of those unserved meals will be deducted from
the Contractor's voucher for the month in which they were ordered but not served
or verified.
b. Specifications for Congregate Meal Programs
i. Persons sixty (60) years of age or older or who are the spouse of an eligible
individual regardless of age are eligible to participate in the congregate program.
Congregate meals may be available to handicapped or disabled persons under
sixty (60) years of age who reside with eligible congregate participants. There is
no means test to qualify. The standardized National Aging Program Information
System (NAPIS) Client Registration Form (see also Policy & Procedure Manual)
or New York State (NYS) Short form must be completed for all participants
annually, or more frequently if the client's circumstances change.
ii. The Contractor's preparation site where the food is prepared, processed, and/or
packaged must meet Suffolk County Department of Health Services and/or State
Department of Health regulations. Consistent with these regulations, all food
handlers who prepare or work with food must have a Food Manager's Certificate.
Periodic physical examinations may be required. Further, the Contractor shall
assure that such employees observe good habits of personal hygiene. The
Contractor must provide the Department with a copy of the most recent Suffolk
County Department of Health Services Food Establishment Inspection Report,
and any subsequent reports issued during the term of the Contract. The
Contractor must provide evidence that any violations cited on said report have
been corrected and that the preparation site remains in compliance with Suffolk
County Department of Health Services and/or State Department of Health
regulations.
iii. The nutrition site shall be open as stated on the Summary Sheet, which is attached
and made part of this Contract; fully staffed, during regular business hours based
on local need and available funding. Holiday schedules are to be posted one
month in advance at the nutrition site. The Contractor shall submit copies of all
holiday schedules and staff vacations to the Department.
iv. The Contractor must provide participant transportation as needed and supportive
services as appropriate to the needs and abilities of each participant. Supportive
services include nutrition education, information and referral, outreach, public
information, recreation, shopping assistance, socialization and volunteer activities.
Nutrition education and training must include speakers and/or presentations.
Flyers and hand-outs by themselves are not considered nutrition education.
V. When viewed as a whole, transportation services must be accessible to people
with disabilities as required by the Americans with Disabilities Act of 1990 (P.L.
101-336) and the regulations thereunder (49 CFR part 37).
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vi. The Contractor must abide by standards set forth under both Section 504 of the
Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990 (P.L.
101-336) and the regulations thereunder (28 CFR Parts 35 and 36) which require
that all programs and facilities (buildings, restrooms, etc.) must be accessible to
the handicapped.
vii. The site manager shall work closely with the Department's staff and other local
agency staff to provide a full array of supportive services for participants.
C. Specifications for Home -Delivered Meal Programs
i. Eligibility must be determined prior to the delivery of service by using the
standardized Comprehensive Assessment Tool (COMPASS — Form) (see also
Policy & Procedures Manual — Appendices). Each client receiving home -
delivered meals must be reassessed at appropriate intervals based on each client's
situation, but in no instance less frequently than at least once in each (12) twelve-
month period. The Contractor will also make a (6) six-month contact in the form
of a home visit or a telephone call.
ii. Once eligibility has been determined an assessment for the client MUST be
completed prior to meal(s) served. In emergency situations, a meal may be served
prior to the completed assessment with approval from SCOFA. In this instance,
an assessment must be completed within five (5) days. Failure to comply with
this policy could result in a loss of reimbursement for meals served prior to an
assessment being completed.
iii. The packaging of meals must meet the standards of the Suffolk County
Department of Health Services. Aluminum foil partitioned containers are
recommended. In order to maintain safe food temperatures in delivery, equipment
approved by the National Sanitation Foundation must be purchased. Menus,
whenever possible and feasible, should be sent to the clients.
iv. The Contractor must provide supportive services to the homebound client
according to his or her specific needs. The frequency of the supportive services
will be determined by the individual assessment. Nutritional counseling and
education must be included in this service.
V. The Contractor shall provide a meal for those holidays and/or weather
emergencies that fall on a weekday. The holiday/emergency meals may be frozen
or canned and must be delivered the last business day before the holiday or
weather emergency. In addition, an emergency supply of shelf -stable food should
be made available twice a year for weather related emergencies. A list of
suggested food items is available from the Department (See Policy & Procedure
Manuals).
6. Administration
a. Overall administration of this program will be the responsibility of the Contractor. The
Contractor or its designee will insure proper implementation and direction of the service
act as liaison between the Department and the actual service and insure accuracy and
timeliness of submission of all reporting forms and expenditures.
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b. Program Staff shall attend meetings and training as requested by the Department.
C. Attendance by site managers at site managers' meetings and training sessions is
mandatory. Transportation to these meetings must be accomplished without decreasing
transportation services to the program.
7. Contractor's Staff
a. The Contractor agrees to employ adequate numbers of qualified staff and supervisory
personnel to meet all the specifications and responsibilities of the program in an orderly,
punctual and reliable manner and to assure the health, safety, and welfare of participants.
Personnel involved in all aspects of food handling and preparation are to be in good
health and trained to ensure the safety standards of the food prepared and served. A full-
time manager/supervisor will direct and coordinate the daily operations. All meetings
and trainings required by the County are to be attended by the appropriate staff. The
Contractor will have on file with the Department the procedures to be followed by
workers and other staff in case of emergency.
b. The County shall have the right to prior approval of the filling of any site manager position
and the home -delivered meal assessor, and shall be advised by the Contractor of the duties and
compensation of all personnel assigned to the Nutrition Program for the Elderly Program.
8. Coordination
The Contractor must coordinate the delivery of services with other providers and organizations to
provide the most suitable outcomes and minimize possible duplication of effort. In order to
accomplish this, the Contractor will undertake activities such as, but not limited to, participation
in inter -agency meetings, coordination of referrals and follow-ups with other local service
providers, entering into agreements with other organizations for joint efforts and/or funding,
centralized assessment and maintaining up-to-date resource materials both within and outside the
Contractor's organization.
9. Targeting and Outreach
a. The Contractor, to the extent it has discretion regarding to whom it will provide services, must
give preference to providing services to those unserved and underserved older adults in greatest
social or economic need, particularly those who are low income, low income minorities, older
adults with limited English proficiency, Native Americans, and frail/persons with disabilities and
older adults residing in rural areas in accordance with their need for such services, and to meet
specific objectives established by the Department for providing services to the above groups
within the PSA, (OAA §305 (a)(2)(E)). The term "greatest economic need" is defined as the need
resulting from an income at or below the poverty levels as established annually by the U.S.
Office of Management and Budget. The term "greatest social need" refers to the need caused by
non -economic factors which include physical and mental disabilities, language barriers and
cultural, social or geographical isolation including isolation caused by racial or ethnic status that
restricts an individual's ability to perform normal daily tasks or threatens the capacity of the
individual to live independently (OAA § 102 (23 and 24)).
b. The Contractor agrees to concentrate the services on older adults in the targeted populations
identified by the Department following the methods the Department has established for
complying with the targeting requirements under the OAA and the Equal Access and Targeting
Policy issued by the New York State Office for the Aging. Consistent with the OAA and NYS
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applicable regulations, including the following laws: the Older Americans Act (OAA), Title III of
the Code of Federal Regulations, 45 CFR 1321; the NYS Elder Law and relevant NYS
regulations (Title 9, Subtitle Y of the New York State Code of Rules and Regulations); the
Contractor's targeting goal is to substantially increase the numbers of older adults from targeted
population groups (minority, low-income, frail, vulnerable).
C. The following target groups have been identified as having the greatest economic and social
needs: minority, low income, frail and vulnerable.
i. Minority - persons of Black, Hispanic, Asian, Native American (American Indian),
Alaska Native, Native Hawaiian or Other Pacific Islander origins. Persons whose origins
are of Two (2) or More Races or who are identified as being in a racial category different
from those above (other than white) may be included (see the Other Race or Two (2) or
More Races categories, defined below).
a) Black - refers to a person who has origins in any of the Black racial groups of
Africa. This includes, for example, persons who self-report as Black, African
American, Kenyan, Nigerian, Haitian or other applicable identification.
b) Hispanic (or Latino) - refers to a person of Cuban, Mexican, Puerto Rican, South
or Central American, or other Spanish culture or origin regardless of race.
Hispanic origin can be viewed as the heritage, nationality group, lineage, or
country of birth of the person or the person's parents or ancestors before their
arrival in the United States. People who identify their origin as Hispanic, Latino,
or Spanish may be any race.
c) Asian - refers to a person having origins in any of the original peoples of the Far
East, Southeast Asia, or the Indian subcontinent, including, but not limited to,
Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands,
Thailand, and Vietnam.
d) American Indian or Alaska Native - refers to a person having origins in any of the
original peoples of North and South America (including Central America) and
who maintains tribal affiliation or community attachment. This category includes
people who indicated their race(s) as "American Indian or Alaska Native" or
reported their enrolled or principal tribe, such as Navajo, Blackfeet, Inupiat,
Yup'ik, and/or Central American or South American Indian groups.
e) Native Hawaiian or Other Pacific Islander - refers to a person having origins in
any of the original peoples of Hawaii, Guam, Samoa, or other Pacific Islands.
f) Other Race or Two (2) or More Races - this category includes persons who self -
identify as multiracial, mixed, interracial, or a racial category other than white, not
included in the descriptions above.
ii. Low — Income - Persons with incomes at or below 100% (150% for WIN) of the poverty
level.
iii. Frail — Persons with one or more functional deficits in the following areas:
a. Physical functions;
b. Mental functions;
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C. Activities of daily living (eating, bed/chair transfer, dressing, bathing,
toiletry and continence); and/or,
d. Instrumental activities of daily living (meal preparation, housekeeping,
shopping, medications, telephone, travel, and money management).
Disabled — Any person who has a physical or mental impairment which
substantially limits one or more major life activities, has a record of such
impairment, or is regarded as having such an impairment. This includes
alcoholism and drug addiction.
iv. Vulnerable — Persons with a deficit of social resources, those who are isolated
socially, linguistically or geographically, and/or those affected by other
environmental conditions including the following:
a) Language barriers; Limited English Proficiency - Individuals who do not
speak English as their primary language and who have a limited ability to
read, write, speak, or understand English may be limited English
proficient, and may be eligible to receive language assistance with respect
to a particular type of service, benefit, or encounter.
b) Rural residence;
C) Persons with disabilities;
d) Institutionalized or at risk of institutionalization;
e) Lesbian, gay, bisexual, transgender (LGBT) older adults;
f) Low literacy;
g) Older adult caregivers of children with developmental disabilities, mental
illness, or other disabilities requiring a caretaker (e.g., traumatic brain
injury);
h) Homebound; and,
i) Alzheimer's or other Dementia.
d. In order to comply with Targeting requirements, the Contractor must employ Outreach
Strategies which may include, but are not limited to, locating target populations using
Census or other resource data, translated printed materials, location of services in
catchment areas for targeted populations, publicity to community-based groups, and,
minority staff/volunteers.
10. Equal Access
a. The Contractor shall comply with requirements for equal access including language
accessibility, nondiscrimination and concentration of services on target populations.
b. The Contractor shall provide maximum accessibility to those older adults in greatest
economic or social need, and new sites shall be free from architectural barriers that limit
participation of disabled older individuals (NYS regulations, Title 9, Subtitle Y, §6652.2
(1)). Accessibility requirements include provision of services and assistive devices
(including assistive technology services and devices) designed to meet the unique needs
of older individuals who are disabled, and of older individuals who provide
uncompensated care to their adult children with disabilities. Providers must ensure that
communications with individuals with disabilities are as effective as communications
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with others (ADA, 28 CFR 35.160-35.164). For example, auxiliary aids and services may
include:
For individuals who are deaf or hard of hearing: qualified interpreters, note takers,
computer-aided transcription services, written materials, telephone handset
amplifiers, assistive listening systems, telephones compatible with hearing aids,
closed caption decoders, open and closed captioning, telecommunications devices
for deaf persons (TDDs), videotext displays, and exchange of written notes.
For individuals with vision impairments: qualified readers, taped texts, audio
recordings, Brailed materials, large print materials, and assistance in locating
items.
For individuals with speech impairments: TDDs, computer terminals, speech
synthesizers, and communication boards.
C. Additionally, consistent with the Civil Rights Act of 1964, Title VI, the Title VI
regulations, federal Executive Order 13166, and the NYS Human Rights Law, all
subcontractors are required by law to take reasonable steps to provide meaningful access
to limited English proficient persons. All aging services providers are obligated to
provide reasonable, timely, and appropriate language assistance to the limited English
proficiency (LEP) populations each serves.
Mandated Action:
The Contractor shall, at a minimum, maintain a telephonic interpretation service contract
or similar community arrangement with a language interpretation services provider of their
choice. The Contractor's staff for this program with public contact must be aware of, and
trained in the timely and appropriate use of, these language services. The Contractor shall
also ensure that LEP persons are informed of the availability of language assistance, free of
charge, by providing written notice in languages LEP persons will understand at service
locations.
11. Reporting Requirements
a. For reports required for this fee-for-service Contract, one (1) unit of service is equal to
one meal. For Nutrition Education, each participant of a group or individual session
receives one (1) unit of service. For Transportation, one (1) unit of service is each one (1)
way trip per person.
b. The following forms and reports are required by the County to meet the standards of the
Nutrition program:
i. Monthly Program Reports
Copies of the participant daily sign -in sheets must be received in the Department
by the eighth (8th) day following month's end.
The units of service/unduplicated count report, including targeting results, is due
the eighth (8th) day following month's end.
The activity report is due one (1) week prior to the month reported.
Menu forms are due four (4) weeks prior to the serving cycle.
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Consultant/Personal Services - Nutrition Program for the Elderly
Size of Family Unit
2
C.
ii. Monthly Fiscal Reports
Suffolk County Office for the Aging Forms NPAG 2 (congregate), NPAG 3
(home -delivered), NPAG 4 and NPAG 5 are due the eighth (8th) day following
month's end. NPAG 4 and 5 are to be signed in ink by the site manager where
indicated. The forms listed above are found in the Policy and Procedure Manual
(see Appendices).
iii. Demographics
The Contractor must at a minimum determine and maintain the following specific
type of demographic information for each individual receiving services:
• Name.
• Sex.
• Age.
• Disabled/Frail.
• Vulnerable.
• Lives Alone.
• Low Income — The need resulting from an income level at or below the
poverty threshold, as established by the Bureau of the Census, and updated
annually as follows:
100 % of Poverty Threshold
$11,770/year
$15,930/year
150% of Poverty Threshold 185% of Poverty Threshold
$17,65 5/year
$23,895/year
$21,774.50/year
$29,470.50/year
• Minority.
• Low Income Minority — Those minority persons whose income is at or
below the poverty threshold.
Electronic Reporting
i. The Contractor shall maintain electronic records on all program participants using
the most currently approved form provided by the Department and compliant with
State and Federal reporting requirements. Data for all participants must be
updated monthly.
ii. In order to comply with electronic reporting requirements, the Contractor must have
adequate computer equipment and software available to support the approved form.
iii. NAPIS required registration must be completed for all congregate and home -
delivered meal participants. The congregate NY Short Form or NAPIS Client
Registration Form and home delivered NY Comprehensive AFM form or
subsequent approved assessment tool(s) must be entered electronically in SAMS
2000 or in subsequent County approved computer systems. All participant data
must be entered completely by the twelfth (12th) of each month for the previous
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0.
Law No. 15 -AG -
Rev. 2/5/15
IFMS No. 0000000
001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
month's data.
iv. Home -delivered meal participants must have eligibility determined 1) prior to the
delivery of service using the NAPIS required NY Comprehensive AFM form or
subsequent approved assessment tool, or 2) in cases where there is a documented
emergency; the assessment must be done within five (5) working days of service
delivery. The Contractor shall contact the Department's Nutrition Unit of any
occurrence whereby the assessment is not completed under 1) or 2) above. Each
participant receiving home -delivered meals must be reassessed at appropriate
intervals based on each participant's situation, but in no instance less frequently
than at least once in each (12) twelve-month period. The Contractor will also
make a (6) six-month contact in the form of a home visit or a telephone call. The
assessment and subsequent reassessments must be entered electronically and
completed by the twelfth (12`") of each month for the previous month's data.
12. Incident Reporting
a. The Contractor agrees to provide the Department with reports of all instances of claims, costs,
damages, and injuries to persons or property of whatsoever kind arising out of services
provided under this Contract. All such notifications should be given to the Department
immediately after the incident, if possible, but in no case longer than five (5) days after the
incident. The Contractor further agrees to send the Department copies of all "notices of
claim" or any other papers relating to litigation it receives relating to the program covered
under this Contract.
b. The Contractor will report at least verbally to the Department, within twenty-four (24)
hours any incidents involving the client, whether the incident requires medical attention
or not. A written follow up of such incident shall be sent to the Department within five
(5) days of occurrence. The Contractor will report any circumstances outside normal
events that affect the well-being of the client, including deteriorating conditions and
significant changes that might lead to unsafe conditions for the client.
13. Confidentiality
Confidential records shall be maintained on each recipient. Reports, as required by the
Department, should not contain the names of any clients, and identifying codes should be used to
indicate particular clients served, if necessary.
a. The Contractor agrees that no personal information obtained from an individual in conjunction
with this program shall be disclosed in a form in which it is identified with the individual
without such individual's written consent to such disclosure, except to the Department.
b. In the case of a request by the Department for names and addresses of individuals
participating in the program, the Contractor shall furnish such information as
requested. Failure to comply with a request by the Department for such
information shall be deemed a material breach of this Contract and shall result in a
freeze on all monies due and owing to the Contractor until compliance by the
Contractor.
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Rev. 2/5/15 001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
14. Promotions and Advertising
a. It is the responsibility of the Contractor to provide publicity for the program and to have an
identifying logo in equal sized lettering on any printed materials and on all brochures, flyers, and
advertisements (including without limitation television graphics), and on program vehicles, as
follows:
Purchased with Federal Funding: Purchased with State/County Funding:
Funding provided by the Funding provided by the
U.S. Dept. of Health and Human Services
Through the New York State Office for the Aging New York State Office for the Aging
and the through Suffolk County
Suffolk County Office for the Aging
b. Any announcement of the program on radio or television must identify funding in the same
manner.
C. The provisions of this paragraph shall prevail over any conflicting provisions of
Exhibit I Paragraph 27.
15. Contributions
a. The Contractor has the obligation to inform each recipient of the service of the
opportunity to make a completely voluntary and anonymous contribution toward the cost
of the service. Service may not be denied if a person is unable or unwilling to make a
contribution. The Contractor must maintain an audit trail of all incoming contributions
and make monthly reports of any contributions received. All contributions must be used
to enhance services. All printed materials used for the program must include the sources
of funding for the Program and must include the following information:
Contributions to this (these) service(s) are completely voluntary and anonymous.
Service will not be denied because of inability or unwillingness to contribute.
Any contribution you wish to make will be used to expand the program and will
be greatly appreciated.
b. Each recipient of service must be informed in writing of the opportunity to contribute at
least annually.
C. In the congregate setting, the Contractor must provide a locked box and envelopes for the
suggested meal donations for the participants in order to protect the confidentiality of
program participants' identities and the amount which they contribute. The suggested
donation amount will be determined through consultation with the Suffolk County Office
for the Aging and the Site Council.
i. All sites must post the suggested contribution for program participants.
ii. Price of the meal for guests must be posted.
iii. The above two (2) amounts are to be posted near the locked box.
d. For home -delivered meal participants, the Contractor must provide envelopes for the
suggested meal donations of the participants in order to protect the confidentiality of the
program participants' identities and the amount which they contribute.
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Rev. 2/5/15 001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
e. The Contractor must encourage individuals with self -declared incomes at or above 185%
of the federal poverty guideline to contribute at levels based on the actual cost of services.
16. Soliciting Participant Comments & Satisfaction Surveys
Pursuant to the NYS Office for the Aging Regulations Section 6654.8, the Contractor shall
develop and implement procedures to obtain the views of program participants about the services
they receive. Copies of records of such views shall be maintained for at least five (5) program
years and shall be available to the Department for inspection upon request. Such method shall
respect the client's right to confidentiality. In any event, at the conclusion of the service, but not
less often than annually, the Contractor shall send each recipient an evaluation letter and survey
in the form approved by the Department, informing him/her of the sources of funding for the
program and including the following information:
Contributions are welcomed and are used to expand this service.
17. Monitoring
a. Financial Transactions
The Department's staff and staff of the New York State Office for the Aging may
examine or review evidence regarding the existence, timing and classification of financial
transactions that are charged to the program for reimbursement. To obtain this evidence,
such staff may examine documentary evidence, including financial statements, financial
reports, etc., and original records. Such staff may make physical verification by actually
observing or counting certain assets (e.g., cash, equipment and supplies) to establish their
physical existence. The Contractor shall cooperate in the Department's periodic physical
verification of cash, food, equipment, supplies and other assets of the program.
b. Program
The Contractor agrees to permit the Department's staff and staff of the New York State
Office for the Aging to review program records and to monitor training, supervision and
services at any time.
18. Grievance Procedures
In accordance with §306 (a) (6) (P) of the Older Americans Act, as amended (OAA), the
Department has established a process for resolving complaints from older persons who are
dissatisfied with or denied services funded under Title III of the Act. The Contractor shall
comply with the requirements of the Grievance Procedures as set forth in Article IA.
19. Certificate of Incorporation
The Contractor (if not a town or other municipal corporation) shall furnish the Department with
certified copies of its Certificate of Incorporation and bylaws, including any amendments thereto,
at the time it signs this Contract, to the extent not already on file with the Department, and any
amendments thereto during the term of this Contract promptly upon their adoption, and a list of
the board members governing the Contractor from time to time. The Contractor shall not
dissolve any existing corporation or establish any new corporation with the responsibility for the
operation of the program without the prior written approval of the Department.
The remainder of this page is intentionally left blank
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Law No. 15 -AG- IFMS No. 0000000
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Consultant/Personal Services - Nutrition Program for the Elderly
GENERAL FOOD SPECIFICATIONS
FOOD SPECIFICATIONS FOR CYCLE MENUS
Meat or Alternate
Meats - USDA Choice or Better
Preservatives, tenderizers, or coloring agents may not be added to any fresh meat or fresh meat product.
Vegetables and Fruits
All fresh fruits and fresh vegetables must not contain bisulfates.
All fresh fruits and fresh vegetables must be washed.
Fresh Fruit Minimum Size
Oranges 113
Apples 120
Bananas 150
'/z cup represents drained weight of fruits and vegetables
Frozen Vegetables - Grade A - Fancy (USDA)
Canned Vegetables - Grade A - Fancy (USDA)
Margarine - from liquid vegetable oil and fortified with Vitamin A
Bread/Alternate - whole grain or enriched
Instant Mashed Potatoes must be fortified with Vitamin C
Milk - Vitamin A & D fortified skim or low-fat milk — Three (3) days lead time from day of service
Desserts
Gelatin - fortified with Vitamin C
Milk -based puddings used for pudding mix
Canned Fruits - Grade A - Fancy (USDA)
Canned Fruit Juices - Grade A - Fancy (USDA) - fortified with Vitamin C
Frozen Fruits - Grade A - Fancy (USDA)
All foods shall be obtained from State or Federal inspected plants.
End of Text for Article I
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Law No. 15 -AG -
Rev. 2/5/15
IFMS No. 0000000
001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
Contractor's Response to RFQ No. 001/2011/MVK
For Nutrition Programs for the Elderly &
Targeting, Outreach and Equal Access
Copy of Caterers Agreement and
Performance Measurements Attachment
Town of Southold
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KAREN MCLAUGHLIN
Town Director of Human
Services
Town of Southold
P.O. Box 85
750 Pacific Street
Mattituck, NY 11952
Tel. (631) 298-4460
Fax (631) 298-4462
SERVICES
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SOUTHOLD TOWN HUMAN
Program Narrative 2015
Nutrition Programs for the Elderly
III -C-1 Congregate Nutrition
III -C-2 Home Delivered Meals
Program Summary and Income Projections:
Nutrition Program
Home Delivered Meals
Case Management
Essential Transportation
Senior Adult Day
Care/Katinka House
Alzheimer's Day Care
Telephone Reassurance
Residential Repair
Southold Town Senior Services marked its 40th anniversary in 2014. The program,
established in 1974, stands as one of the first Town sponsored nutrition sites in Suffolk County.
Over the past forty years, our partnership with Suffolk County Office for the Aging has allowed
us to provide vital services in direct response to the changing needs of seniors in our
community. For program year 2014 year-to-date (1/1/14-12/23/14), the Town of Southold
provided 13,232 meals to seniors in our Congregate Dining Program and delivered 29,265 meals
to the homebound elderly. While 2014 service delivery for congregate nutrition was slightly
below projections, I would request we continue with our current service delivery plan for 2015
(57 units per day for congregate meals) as we experienced several weather related closings. I
would also request we continue our current plan for home delivered meals (112 units per day)
as we slightly exceeded projections for the year.
Our program staff continues to work diligently with our hornebound clients and their
families to promote the transition to the congregate dining program once they are no longer
eligible for the home delivered meals program. For 2015, our anticipated income for the III -C -1
(Congregate Dining) Program is $45,000.00 and $73,000 for the III -C-2 (Home Delivered Meals)
Program. Our suggested, voluntary and anonymous contribution will remain at $4.00 per meal
for eligible seniors. Seniors are informed of the contribution policy in print, signage and
through regular announcements and no senior is denied a meal for inability or unwillingness to
contribute. Envelopes are provided both to our homebound seniors and in our dining room to
protect their privacy. To insure we continue to provide a high quality service to seniors, yearly
food satisfaction surveys are completed and a suggestion box 8is located at the site, there is an
open door policy at the Town of Southold Dining program.
The site manager and all staff are visible and available to address any concerns or
problems any senior may have which is done on a daily basis. Throughout the year seniors are
asked to comment on new menu items, music preferences, activities etc. Client rights and
grievance policies and procedures are posted throughout the building.
November 2013 marked the opening of our satellite congregate lunch program at the Peconic
Center. The Peconic Center serves as the venue for the town wide senior club meetings two times
monthly and our initial plan to provide lunch on site to eligible seniors after their meetings in a more
centrally located facility is currently being implemented. After a full year (no service in July/August)we
are averaging approximately 20 senior participants, which reflects a slight increase in participation.
While our service is currently approved by the SCDOH for a staffed vending operation, we have made
the necessary structural kitchen changes for a full service operation and will propose the change to
SCOFA and SCDDH if there is a demonstrated need. In 2014 we also provided transportation for
seniors requesting to attend the program in Peconic on regular meeting dates.
Equal Access to Services and Targeting Plan:
In following the guidelines set forth under the Older Americans Act, Southold Town Senior
Services is committed to our goal of providing nutrition and support services to our elderly residents.
According to the 2010 U.S. Census, 3.47% of the elderly residents in Southold Town are minority. For
January 2014 to date, we served 4.8% minority elderly in our Congregate Dining Program and 4.1% in
our Home Delivered Meals Program. Targeting the low-income minority elderly living in Southold
Town, particularly in the Village of Greenport remains a high priority. We have continued to increase
our visibility and expanded access to our services. Community Action for Southold Town (CAST)
Director, Sarah Benjamin, has been active in reaching out to our staff on referrals involving individuals
60 years of age and older. Since CAST serves a large minority component, this is an effective linkage.
CAST is currently rotating monthly through our community services room at the Center and is actively
working with us to improve service to vulnerable seniors. In 2014, we collaborated on a grant program
called "Gert's Greens" to provide fresh local produce to seniors in our community. The fresh produce
was distributed to the CAST food pantry and to all home delivered meals program participants along
with an informational brochure about our programs. Seniors attending the nutrition program received
coupons to use at local farm stands and were provided with fresh produce and/or transportation to local
farm stands. With CAST's help, we were able to expand our outreach to the low income and/or minority
elderly. Both Senior Center Manager, Jacqueline Martinez and Senior Citizen Aide (HDM Assessor),
Auristhela Reinert, will be assisting the Director in developing and expanding outreach activities as
they are both fluent in Spanish.
As a contractor with SCOFA, we are in compliance with the requirements set forth by Equal
Access to Services and Targeting Policy (12 -PI 08) and the Telephonic Interpretation Policy (12 -IM -
03) and are committed to expanding hveaccess to the most vulnerable elderly, particularly those with
limited English proficiency. All program staff have been trained on the use of the language
translationlinterpretation services.We have provided information on the Town's website and have
posted the service at the entrance of our facility. We are currently in contract with Propio Language
Services for telephonic interpretation and document translation services. We are, however, are in the
process of negotiating a new contract with Language Line Solutions (New York State Contract) and
will keep SCOFA apprised of the change. Staff will be provided additional training for the new service
should we enter into contract with them.In addition, we have access to the Southold Town Justice
Court's comprehensive list of court interpreters that they keep on file pursuant to section 387 of the
Judiciary Law.
Lynne Richards, Southold Town Disabilities and ADA Coordinator is on site at the Senior
Center one day per week to provide advocacy to town residents with disabilities and their families.
Seniors with disabilities can access various services including ADA compliance questions/complaints
and can receive assistance in identifying and applying for services. The Town also assists income
eligible seniors with necessary modifications through the home repair program funded with community
development block grant funds. The Town has earmarked Community Development Grant funding for
2014/15 for the purchase of portable ramps to assist seniors in accessing their homes after temporary
illness or injury. Our Residential Repair Program is also available to install grab bars or other adaptive
devices to assist seniors in need of special equipment. Lastly, we have two available CCTV units on
site and at the Island Community Center on Fishers Island to better assist seniors with low vision remain
independent with their IADL's. Funding for these magnifiers was provided through New York State
Office of Children and Family Services.
In 2010 Southold Senior Services partnered with the North Fork Woman for Woman Fund in
their NYSOFA's Community Empowerment Aging in Place Grant Program to expand and enhance
awareness and service delivery to the lesbian community on the North Fork and we continue to
collaborate with them to assist seniors in the community. In 2011 we established a working relationship
with SAGE organization to expand their activities and services to the LGBT community on the north
fork. While the monthly group meetings and lunch have not continued on site, we receive regular
newsletters and correspondence from SAGE and post all information on our main bulletin board for the
Senior Center.
We continue to broaden our community outreach efforts to include daily public service
announcements on Cablevision Channel 22 - Government Access Television and WLNG-
Radioj92.1FM. In addition to our existing print outreach activities of brochures, newspapers, senior
center menus and activity calendars and we are featured in Eastern Long Island Hospital's newsletter
along with Seniors Options and Solutions Program. (SOS). The newsletter, which has a town wide
distribution, has a dedicated section for seniors highlighting the programs and services available to
them. Eastern Long Island Hospital's SOS Program also provides monthly wellness seminars at the
Senior Center in conjunction with local health services providers. We provide round trip transportation
to any interested senior in Southold Town. In 2011 the Town of Southold launched a new website
@southoldtown.northfork.net where all menus and activities are posted weekly and important links for
forms and services can be easily accessed.
Emergency Plan:
Southold Town's Emergency Response Plan is on file with the Suffolk County Office of
Emergency Services as mandated. The Senior Services Director serves as a Deputy Emergency
Management Team for Southold Town. The Human Resource Center is a designated non-medical
special needs evacuation shelter for the Town. The Senior Center on-call staff is trained in working
with the elderly and both the main building and our annex building are equipped with emergency
generators. The annex building, Katinka House, houses our social model adult day care program and is
designed to shelter cognitively impaired/frail seniors without special medical needs. The American Red
Cross provides training annually to shelter volunteers to provide for additional support as needed
during emergencies. In addition, Town of Southold has earmarked Community Development Funds for
2015 to renovate two existing bathrooms and add shower facilities.
In the event of an emergency (weather related or other, i.e. terrorism alert, etc) the Town
Supervisor acts as the Emergency Manager for the Town. He declares a state of emergency, and
mobilizes the emergency management team. The local Emergency Operations Center (EOC) is a
clearinghouse for all calls. The EOC identifies the need and directs individuals to the appropriate
services. The Senior Center staff has a list of seniors that are identifies as high priority for evacuation
and the Senior Center Director and staff call the seniors and notify the local EOC. The volunteer fire
departments coordinate with the evacuation centers. Seniors with special medical needs are
encouraged to register with the Suffolk County Office of Emergency Management. Those seniors on
our home delivered meals program are asked as part of the SAMS Assessment if they are registered in
the event of an emergency. If any senior would like to register, our Assessors will go online and
complete the application for them. We are hoping to include a direct link to Suffolk County EMS on the
Southold Town Emergency Management webpage to improve visibility and access to the medical
special needs registry. Those seniors without special needs are directed to the general evacuation
center in their local schools.
For all seniors, the local radio stations broadcast instructions for emergency preparedness and
direct them to the appropriate evacuation centers. The Town will maintain a data base for all seniors
registered by Senior Services and cross reference cross reference with Suffolk County Office of
Emergency Management routinely so information remains current and seniors and their families know
what to do in the event of an emergency. With the introduction of the new GIS system, data on our frail
seniors can be entered into a central data base which will interface with emergency evacuation lists and
vulnerable flood zone areas as necessary.
If the Center is closed early for a weather related emergency, all seniors are transported to their
homes. If the Center is closed, seniors are alerted via the local radio stations and SCOFA is notified. All
seniors on home delivered and congregate meal programs are provided with a packet of instructions to
follow in the event of an emergency of the Center closing. In many instances, our Center remains open
with no transportation provided. All home delivered meal participants are provided with emergency
frozen and shelf stable meals to use in the event our drivers cannot safely deliver due to the weather.
These seniors are all called in the early morning and notified when drivers cannot deliver. An
announcement is also made on the local radio station. In addition to service as an emergency shelter for
hurricanes and serious storms, we also serve as a "cooling" center for seniors during periods of intense
heat.
In reviewing the Town's response to Super storm Sandy, Senior Services played a pivotal role
in coordinating evacuation of frail seniors to Peconic Landing and to the Human Resource Center.
Ongoing communication with SCOFA allowed for greater coordination of "wellness checks" on seniors
at greatest risk, particularly in the aftermath of Sandy and the February 2013 Nor'easter that left so many
isolated and at risk. Given our experience with these recent events, we now contact families and/or
individuals designated as emergency contacts for our most vulnerable seniors well in advance to assist
in developing an individual safety plan. Peconic Landing and San Simeon by the Sound are continuing
to work closely with the Town and Senior Services to provide emergency sheltering for seniors with
special medical needs.
Assessment Plan:
In following the guidelines set forth under the Older Americans Act, Southold Town Senior
Services is committed to our goal of providing nutrition and support services to elderly residents in our
community. We employ two individuals who are our primary assessors for home delivered meals
recipients. Phyllis Markopoulos, MSW and Auristhela Reinen BSW, CASAC, have extensive experience
in working with seniors. Our Center Manager, Jacqueline Martinez, MSW acts as a back-up in home
assessor as needed to avoid service delay. Client assessments (SAMS) and care plans are completed on
all eligible seniors who request home delivered meals. Service is initiated when a client, family member
or other service provider makes a referral by calling the Center. An intake is completed with basic
information provided and an initial home visit is scheduled with the senior and/or family caregiver to
complete the full client assessment. Once eligibility is determined, the client is provided service in a
timely manner after the home visit is completed. Each client is provided with a packet of information
which includes a program policies and procedures guide and a comprehensive list of support services
available. Six month follow up contact is made by telephone to each client and an in home visit is
completed at least once annually by our Caseworkers. Clients are seen more frequently depending on
their specific needs. To date for 2014, 213 in home assessments and 147 follow up contacts were
completed.
To optimize outcomes for seniors, close working relationships have been established through regular
monthly meetings of the Health Care Issues and the Elderly Committee Meeting held at the Center. At
this meeting, twenty four organizations providing hospital and community based services to seniors are
represented throughout the year.
Electronic Data Entry and Reporting Compliance Plan:
All (SAMS) client data, rosters and services provided are completed by assessors and
designated program staff i.e., Christine Droskoski, Senior Clerk Typist; Cheryl Kaswell, Account Clerk
Typist and Kathleen Mazzaferro, Clerk Typist. Jacqueline Martinez, Senior Center Program Manager is
responsible for all required monthly reporting to maintain full compliance with Suffolk County Office for
the Aging.
SUMMARY— FOR HOME -DELIVERED NUTRITION PROGRAMS 2015.-
PROPOSER:
015
PROPOSER: _ Town of Southold
GEOGRAPHIC CATCHMENT AREA:
Town of Southold: 2000 US Census Tracts 1700.01, 1700.02, 1701.01
1702.01, 1702.02
PROVIDE ONE COPY OF THIS SUMMARY SHEET FOR EACH PROGRAM CATCHMENT
AREA. YOU MAY MAKE PHOTOCOPIES OF THIS FORM.
TARGET COMMUNITY: Town of Southold including the Village of Greenport (1701.01)
XX HOME -DELIVERED F1 CATERED qX
COOK ON SITE
112 Number of meals to be served each day — Home -Delivered
Number of days per week for program
6AM Circle days of program QT �W TH
5PM Hours of operation each day
' Suggested contribution amount
Location for home delivered site:
Southold.Town Human Resource Center, 750 Pacific St., Mattituck, NY 11952
Location of program administration if different from home delivered site:
Same
Please state any additional information affecting service delivery:
OFFICE USE ONLY:
Revised 11/21/13
SUMMARY SHEET 2014
SUMMARY— FOR CONGREGATE NUTRITION PROGRAMS 2015
PROPOSER: Town of Southold
GEOGRAPHIC CATCHMENT AREA:
Town of Southold: 2000 US Census Tracts 1700.01, 1700.02, 1701.01
1702.01, 1702.02.
PROVIDE ONE COPY OF THIS SUMMARY SHEET FOR EACH PROGRAM CATCHMENT
AREA. YOU MAY MAKE PHOTOCOPIES OF THIS FORM.
TARGET COMMUNITY: Town of Southold including the Village of Greenport (1701.01)
57
5
6AM
5PM
$4.00
NXCONGREGATE F1 CATERED 5 COOK ON SITE
Number of meals to be served each day — Congregate
Number of days per week for program
Circle days of program
M T
W T F
Hours of operation each day- Peconic Center 2nd & 4th Thursdays of each month.
Suggested contribution amount( toSieuposteduly and August)
Location for congregate site:
Southold Town Human Resource Center, 750 Pacific St., Mattituck, NY 11952.and a
satelite program at the Peconic Recreation Center, 970 Peconic Lane, Peconic, NY 11958
2 days monthly.
Location of program administration, if different from congregate site:
Program Administration will remain at the Human Resource Center.
Please state any additional information affecting service delivery:
The satelite program in Peconic is an approved staffed vending operation approved by
the Suffolk County Department of Health. All meals are prepared at our location in
Mattituck and transported in single -serve sealed containers at 11:30am and served
immediately around noon.
OFFICE USE ONLY:
Revised 11/21/13
SUMMARY SHEET 2014
RFQ No. 001/2011/MVK
SC Law No. 11 -AG -020
RFQ for Nutrition Programs for the Elderly
Attachment: Sec. 11.1. c.
Southold Town Human Services
Organizational Chart
SUPERVISOR AND
TOWN BOARD
DIRECTOR OF HUMAN
SERVICES
SENIOR CENTER
SITE MANAGER
FT SENIOR FT SENIOR FT FT ADC PT DEVELOP -
CLERK COOK CASEWORKER SUPERVISOR MENTAL
TYPIST DISABILITIES
COORDINATOR
FT CDL MBD FT ASST 2 FT SENIOR FT SENIOR PT SENIOR
COOK CITIZEN AID II AIDE II CITIZEN AIDE 11
FT CDL MBD FT FSW FT I HHA FISHERS IS
FT ACCOUNT
CLERK
FT CDL MBD PT FSW TYPIST PT HHA
PT MAINT PT HHA
PT MBD PT FSW MECH I
PT HHA
PT MBD
PT MBD
PT HHA
TRANS
KEY
ADC
ADULT DAY CARE
FSW
FOOD SERVICE WORKER
FT
FULL TIME
HHA
HOME HEALTH AIDE
MBD
MINI BUS DRIVER
PT
PART TIME
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McLaughlin, Karen
From: noreply@salesforce.com on behalf of Leads Administ�
Sent: Monday, December 29, 2014 2:34 PM v
To: McLaughlin, Karen
Subject: Thank you for your interest in LanguageLine Solutions
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[leadsadmin2@languageline.com]
Dear Karen McLaughlin,
EQ
Thank you for contacting LanguageLine Solutions. We have received
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Here is the information you provided us.
Company: Town of Southold Human Services
Division:
Name: Karen McLaughlin
Address: 750 Pacific St Po Box 85
East Marion, NY 11939
Email: karen.mclaughlin@town.southold.ny.us
Phone: (631) 298-4460
Services requested:
Over -the -Phone Interpretation; Document Translation & Localization;
Consulting Services; LanguageU<sup>C</sup> Video Remote Inter
Languages Requested:
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12/29/2014
•
Law No. 15 -AG- IFMS No. 0000000
Rev. 2/5/15 001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
Attachment
2015 PERFORMANCE MEASUREMENTS FOR THE NUTRITION PROGRAMS
Each Nutrition Contractor will be evaluated annually using the following performance measurements.
1. Each Contractor must report total meals served monthly no later than the twelfth (12 h) of the month.
These numbers will be compared to the percentage of the contract term elapsed.
2. Each Contractor will be monitored annually by the S.C. Office for the Aging staff for programmatic
compliance and for kitchen safety. Below are listed the areas to be monitored that will receive numerical
values for compliance.
A. Programmatic (each section is worth 10 points.)
1. Service activity / Performance
2. Targeting
3. Staffing
4. Accountability / reporting
5. Security
6. Service practices
B. Kitchen (each section is worth 10 points)
7. Menus
8. Certifications/ signs
9. Meal service
10. Sanitation / storage
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. Consultant/Personal Services - Nutrition Program for the Elderly
i. Participants must submit their
grievances in writing to Aging's
Article IA
Program Administrator.
Grievance Procedures
ii. The grievance should be filed
1. Purpose
within thirty (30) days of denial,
reduction or termination of
In accordance with §306 (a) (6) (P) of the Older
services, or of the event or
Americans Act, as amended (OAA), the Suffolk
circumstances with which the
County Office for the Aging has established a
participant is dissatisfied. Aging's
process for resolving complaints from older
Program Administrator may grant
persons who are dissatisfied with or denied
an extension for good cause
services funded under Title III of the Act.
shown.
2. Notifying Participants of the Right to File a
iii. The grievance should be filed on
Grievance
the form approved by Aging,
a. The Contractor shall inform all participants
which shall include a written
in the program of the right to file a
statement setting forth in detail
grievance. A summary of the procedures,
the date, time and circumstances
including a statement that assistance to file
that are the basis of the complaint.
shall be provided to older persons, must be b.
Investigation and Response to Grievance:
prominently posted at service delivery sites
or offices at which participants and service
i. The designated reviewer who
applicants apply for services. Summaries
performs the initial review shall
must be in a format approved by Aging and
investigate the grievance,
shall also be written in languages other than
including, as appropriate, meeting
English where required to serve the
with the grievant and other
clientlapplicant population. Service
persons involved in the action(s)
participants shall be informed of the
complained of or in the denial of
grievance procedures through written and
services.
verbal statements provided to them upon
ii. The reviewer shall review all
assessment and/or reassessment for
pertinent facts and/or documents,
services.
and shall determine whether the
b. A participant or applicant who is denied
agency action was made in
Title III services by the Contractor and the
accordance with lawful
Aging program monitor must be given the
procedures (that is, consistent
reasons for the denial. The denial shall be
with applicable OAA and or State
confirmed in writing and the applicant
laws, regulations and policies)and
informed of the right to file a grievance
supported by the facts.
and to whom the grievance shall be
iii. The designated reviewer shall
addressed. For services which are applied
prepare and send a written
for by telephone or verbally, in person, the
response to the grievant and to
client may be told of the right to file a
Aging's Director within fifteen
grievance verbally.
(15) days after the grievance is
3. Grievance Process
filed. The response shall set forth
a. Filing of grievances must follow the
the circumstances relating to the
following process:
grievance, the action requested by
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Consultant/Personal Services - Nutrition Program for the Elderly
the grievant, the findings of the
reviewer, a proposed remedial
action, if any, and reason(s) for
and facts relied on in the
determination.
c. Appeal of Initial Response/Decision:
i. The grievant may initiate a
request for subsequent review by
Aging's Director within twenty
(20) calendar days following
receipt of notification by the
Program Administrator of the
decision.
ii. Aging's Director shall request
copies of the initial file on the
complaint in question. Aging's
Director will review the materials
to ensure that pertinent policies
and procedures have been applied
and followed. If appropriate,
Aging's Director or his/her
designee will meet with the older
person to allow the grievant an
opportunity to present
information about the grievance.
iii. If the policies and procedures
have been adhered to, Aging's
Director will not overturn the
decision of the Program
Administrator. If proper policies
and procedures have not been
applied, Aging reserves the right
to overturn the decision. The
subsequent review shall be
completed within forty-five (45)
days of receipt of the request by
the older individual and the
grievant will be notified in
writing of the result of the
subsequent review.
4. Record Keeping
Aging shall keep the records of the grievance and its
handling for six (6) years following the conclusion of
the calendar year of the occurrence. The file shall
contain, at a minimum, but not limited to the initial
grievance, any investigative reports; any written
response submitted by Aging or the service provider
Rev. 7/9/12
aging; any documents or other records submitted by
any party; the written Initial Response of the agency,
and, if applicable, the notice to the grievant of the
right to an appeal.
Confidentiality
No information, documents or other records
relating to a grievance shall be disclosed by
program staff or volunteers in a form that identifies
the grievant without the written informed consent
of the grievant, unless the disclosure is required by
court order or for program monitoring by
authorized agencies.
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Article II
rendered and expenditures already
Financial Terms and Conditions
made), or not more than thirty (30)
for which expenditures have been or
days after the expenditures were
1. Conflicting Provisions
made, and in no event after the 31St
Contract. Either upon execution of
day of January following the end of
In the event of any conflict between any
each year of the Contract, the
provision in this Article II and an exhibit to
Contractor shall furnish the County
this Contract, the exhibit shall prevail unless
with detailed documentation in
it is expressly stated in the conflicting
support of the payment for the
provision in this Article II, that it shall
Services or expenditures under the
prevail over the exhibit.
Contract, e.g., dates of the Service,
worksite locations, activities, hours
2. General Payment Terms
worked, pay rates for all Services.
The Suffolk County Payment
a. Presentation of Suffolk County
Voucher shall include time records,
Payment Voucher
certified by the Contractor as true and
accurate, of all personnel for whom
In order for payment to be made by
expenditures are claimed during the
the County to the Contractor for the
period. All Suffolk County Payment
Services, the Contractor shall prepare
Vouchers must bear a signature as
and present a Suffolk County
that term is defined pursuant to New
Payment Voucher (Voucher), which
York State General Construction Law
shall be documented by sufficient,
§46 by duly authorized persons.
competent and evidential matter.
Disbursements made by the
Each Suffolk County Payment
Contractor in accordance with the
Voucher submitted for payment is
Contract and submitted for
subject to Audit at any time during
reimbursement must be documented
the Term or any extension thereof.
and must comply with accounting
This provision shall survive
procedures as set forth by the Suffolk
expiration or termination of this
County Department of Audit and
Contract for a period of not less than
Control.
seven (7) years, and access to records
shall be as set forth in paragraph 31
C. Payment by County
of Exhibit 1, and paragraph 4(b) of
Article II.
Payment by the County shall be
made within thirty (30) days after
b. Voucher Documentation
approval of the Voucher by the
Comptroller.
Rev. 7/9/12
The Suffolk County Payment
Voucher shall list all information
d. Final Voucher
regarding the Services and other items
for which expenditures have been or
The acceptance by the Contractor of
will be made in accordance with the
payment of all billings made on an
Contract. Either upon execution of
approved voucher shall operate as
the Contract (for the Services already
and shall be a release of the County
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Consultant/Personal Services - Nutrition Program for the Elderly
from all claims by the Contractor
the Contractor in writing of the terms and
through the date of the Voucher.
conditions thereof, which shall be deemed
incorporated in and made a part of the
3. Subject to Appropriation of Funds
Contract, and the Contractor shall
implement those terms and conditions in
a. The Contract is subject to the amount
no less than fourteen (14) days.
of funds appropriated each fiscal year
and any subsequent modifications 4.
Accounting Procedures
thereof by the County Legislature,
and no liability shall be incurred by
a. The Contractor shall maintain
the County beyond the amount of
accounts, books, records, documents,
funds appropriated each fiscal year
other evidence, and accounting
by the County Legislature for the
procedures and practices which
Services.
sufficiently and properly reflect all
direct and indirect costs of any nature
b. If the County fails to receive Federal
expended in the performance of the
or State funds originally intended to pay
Contract, in accordance with
for the Services, or to reimburse
generally accepted accounting
the County, in whole or in part, for
principles and with rules, regulations
payments made for the Services, the
and financial directives, as may be
County shall have the sole and
promulgated by the Suffolk County
exclusive right to:
Department of Audit and Control
and the Department. The Contractor
i.) determine how to pay for the
shall permit inspection and audit of
Services;
such accounts, books, records,
documents and other evidence by the
ii.) determine future payments to
Department and the Suffolk County
the Contractor; and
Comptroller, or their representatives,
as often as, in their judgment, such
iii.) determine what amounts, if
inspection is deemed necessary.
any, are reimbursable to the
Such right of inspection and audit as
County by the Contractor and
set forth in subparagraph (b) below
the terms and conditions
shall exist during the Term and for a
under which such
period of seven (7) years after
reimbursement shall be paid.
expiration or termination of the
C. The charges payable to the Contractor
Contract.
under the Contract are exclusive of
b. The Contractor shall retain all
federal, state, and local taxes, the County
being a municipality exempt from
accounts, books, records, and other
payment of such taxes.
documents relevant to the Contract
d. The County may, during the Term,
for seven (7) years after final
impose a Budget Deficiency Plan. In the
payment is made by the County.
event that a Budget Deficiency Plan is
Federal, State, and/or County
imposed, the County shall promptly notify
auditors and any persons duly
authorized by the County shall have
Rev. 7/9/12
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Consultant/Personal Services - Nutrition Program for the Elderly
full access and the right to examine
any of said materials during said
period. Such access is granted
notwithstanding any exemption from
disclosure that may be claimed for
those records which are subject to
nondisclosure agreements, trade
secrets and commercial information
or financial information that is
privileged or confidential.
5. Audit
a. All payments made under the
Contract are subject to audit by the
Comptroller pursuant to Article V of
the Suffolk County Charter. The
Contractor further agrees that the
Comptroller and the Department shall
have access to and the right to
examine, audit, excerpt, copy or
transcribe any pertinent transactions
or other records relating to Services
under the Contract. If such an audit
discloses overpayments by the County
to the Contractor, within thirty (30)
days after the issuance of an official
audit report by the Comptroller or his
duly designated representatives, the
Contractor shall repay the amount of
such overpayment by check to the
order of the Suffolk County Treasurer
or shall submit a proposed plan of
repayment to the Comptroller. If
there is no response, or if satisfactory
repayments are not made, the County
may recoup overpayments from any
amounts due or becoming due to the
Contractor from the County under the
Contract or any other Fund Source.
b. The provisions of this paragraph
shall survive the expiration or
termination of the Contract for a
Rev. 7/9/12
6.
IVA
Page 23 of 37
period of seven (7) years, and access
to records shall be as set forth in
paragraph 31 of Exhibit 1, and
paragraph 4(b) of Article H.
Comptroller's Rules and Regulations
for Consultant's Agreements
The Contractor shall comply with the
"Comptroller's Rules and Regulations for
Consultant's Agreements" as promulgated
by the Department of Audit and Control of
Suffolk County and any amendments thereto
during the Term of the Contract. The
"Comptroller's Rules and Regulations for
Consultant's Agreements" may be viewed
online at the County's website,
SuffolkCountyny.gov; go to "Government,"
then "Comptroller," then "Consultant's
Agreements."
Financial Statements and Audit
Requirements
a. Notwithstanding any other reporting or
certification requirements of Federal, State, or
local authorities, the Contractor shall obtain
the services of an independent licensed public
accountant or certified public accountant (the
"Auditor") to audit its financial statements for
each Contractor's "fiscal year" in which the
Contractor has received, or will receive, three
hundred thousand ($300,000.00) dollars or
more from the County, whether under the
Contract or other agreements with the County,
and shall submit a report to the County on the
overall financial condition and operations of
the Contractor, including a balance sheet and
statement of income and expenses, attested by
the Auditor as fairly and accurately reflecting
the accounting records of the Contractor in
accordance with generally accepted
accounting principles. The Contractor may
solicit requests for proposals from a number
of qualified accounting firms and review
SAM NPE NEW Template 20145
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- Consultant/Personal Services - Nutrition Program for the Elderly
carefully the costs of, and qualifications for,
this type of work before selecting the Auditor.
b. The Auditor should be required to
meet the following minimum requirements:
i.) a current license issued
by the New York State
Education Department;
ii.) sufficient auditing
experience in the nonprofit,
governmental or profit-making
areas, as applicable; and
iii.) a satisfactory peer
review issued within not more
than three (3) years prior to the
date when the Auditor was
selected to conduct the audit.
C. The audit must be conducted in
accordance with generally accepted
governmental auditing standards. Financial
statements must clearly differentiate between
County -funded programs and other programs
that the Contractor may be operating. The use of
subsidiary schedules should be encouraged for
this purpose. The Auditor must also prepare a
Management better based on the audit.
d. In the event the Contractor is a non-
profit organization or unit of local government
and expends five hundred thousand
($500,000.00) dollars or more of Federal
monies, whether as a recipient expending
awards received directly from Federal
awarding agencies, or as a subrecipient
expending Federal awards received from a
pass-through entity, such as New York State
or Suffolk County, during any fiscal year
within which it receives funding under the
Contract, the audit must be conducted, and the
audit report ("Single Audit Report") must be,
in accordance with OMB Circular No. A-133
(revised June 27, 2003). Single Audit Reports
must also be submitted to the designated
clearinghouse, cognizant agency and/or pass -
Rev. 7/9/12
Page 24 of 37
through entity, to the extent required by the
OMB Circular referred to above.
e. The Contractor must submit to the
County a statement in writing, certified by its
chief financial officer, which states the
amount of Federal funding expended by the
Contractor during such fiscal year. The
Contractor must mail or deliver the certified
statement to the Department and to the
Executive Director of Auditing Services,
Suffolk County Department of Audit and
Control, H. Lee Dennison Building, 100
Veterans Memorial Highway, P. 0. Box 6100,
Hauppauge, New York 11788-0099, as soon
as possible after the end of the Contractor's
fiscal year. The statement must include all
Federal funding received directly from the
Federal government and all Federal funds
passed through from the County and other
pass-through entities.
L Copies of all financial statements,
Management Letters, Single Audit Reports
and other audit reports must be transmitted to
the County and to the Executive Director of
Auditing Services at the address set forth
above. The reports must be submitted within
thirty (30) days after completion of the audit,
but in no event later than nine (9) months after
the end of the Contractor's fiscal year, to
which the audit relates.
g. These requirements do not preclude
the County, the Comptroller, or their
authorized representatives, or Federal or State
auditors from auditing all records of the
Contractor. Therefore, the records of the
Contractor must be made available to
authorized representatives of Federal, State
and County government for that purpose.
h. The provisions of this paragraph shall
survive the expiration or termination of the
Contract.
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8. Statement of Other Contracts
Prior to the execution of the Contract, the
Contractor shall submit a Statement of Other
Contracts to the County, which shall be
attached as an exhibit to the Contract. If the
Contract is amended during the Term, or if the
County exercises its option right, the
Contractor shall attach a then current
Statement of Other Contracts.
9. Miscellaneous Fiscal Terms and
Conditions
a. Limit of County's Obligations
The maximum amount to be paid by
the County is set forth on the first page
of the Contract.
b. Duplicate Payment from Other
Sources
Payment by the County for the
Services shall not duplicate payment
received by the Contractor from any
other source.
C. Funding Identification
The Contractor shall promptly submit
to the County upon request, a schedule
for all programs funded by the County
itemizing for each such program the
sums received, their source and the
total program budget.
d. Outside Funding for Non -County
Funded Activities
Rev. 7/9/12
Notwithstanding the foregoing
provisions of the Contract, it is the
intent of the County that the terms and
conditions of the Contract shall not
limit the Contractor from applying for
and accepting outside grant awards or
Page 25 of 37
from providing additional educational
activities/services which may result in
the Contractor incurring additional
costs, as long as the following
conditions are met:
i.) The County is not the Fund
Source for the additional services;
ii.) Sufficient funding is available
for or can be generated by the
Contractor to cover the cost incurred
by the Contractor to provide these
additional services; and
iii.)If sufficient funding is not
available or cannot be generated, the
County shall not be held liable for any
of the additional costs incurred by the
Contractor in furnishing such
additional services.
iv.) Prior to scheduling any such
additional services on County -owned
property, the Contractor shall obtain
written County approval. The
Contractor shall, to the County's
satisfaction, submit any
documentation requested by the
Department reflecting the change, and
identify the additional services to be
provided and the source of funding
that shall be utilized to cover the
expenditures incurred by the
Contractor in undertaking the
additional services.
e. Potential Revenue
The Contractor shall actively seek and
take reasonable steps to secure all
potential funding from grants and
contracts with other agencies for
programs funded by the County.
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Consultant/Personal Services - Nutrition Program for the Elderly
f. Payments Contingent upon
State/Federal Funding
Payments under the Contract may be
subject to and contingent upon
continued funding by State and/or
Federal agencies. In such event, no
payment shall be made until the
Contractor submits timely
documentation in the manner and form
as shall be required by State and/or
Federal agency. If late submission of
Contractor's claims precludes the
County from claiming State or Federal
reimbursement, such late claims shall
not be honored. If, for any reason, the
full amount of such State/Federal
funding is not made available to the
County, the Contract may be
terminated in whole or in part, or the
amount payable to the Contractor may
be reduced at the discretion of the
County, provided that any such
termination or reduction shall not
apply to allowable costs incurred by
the Contractor prior to such
termination or reduction, and provided
that money has been appropriated for
payment of such costs.
g. Denial of Aid
Rev. 7/9/12
If a State or Federal government
agency is funding the Contract and
fails to approve aid in reimbursement
to the County for payments made
hereunder by the County to the
Contractor for expenditures made
during the Term because of any act,
omission or negligence on the part of
the Contractor, then the County may
deduct and withhold from any
payment due to the Contractor an
amount equal to the reimbursement
denied by the state or federal
government agency, and the County's
obligation to the Contractor shall be
reduced by any such amounts. In such
an event, if there should be a balance
due to the County after it has made a
final payment to the Contractor under
the Contract, on demand by the
County, the Contractor shall reimburse
the County for the amount of the
balance due the County, payable to the
Suffolk County Treasurer. The
provisions of this subparagraph shall
survive the expiration or termination
of the Contract.
h. Contractor Vacancies
The County shall have the right of
prior approval of the Contractor's
filling of any position vacant as of the
date of execution of the Contract or as
may thereafter become vacant, and, in
the exercise of that right, may
promulgate reasonable regulations
involving position control which shall
be deemed to be incorporated by
reference in, and be made part of, the
Contract.
i. No Limitation On Rights
Notwithstanding anything in this
Article II, the County shall have
available to it all rights and
remedies under the Contract and at
law and equity
10. Specific Payment Terms and
Conditions
Rate information follows as set forth on the Rate
Page.
The rest of this page is intentionally left blank
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Consultant/Personal Services - Nutrition Program for the Elderly
Town of Southold
RATE PAGE
Nutrition Program for the Elderly
January 1, 2015 - December 31, 2015
CONGREGATE MEALS
$5.52
HOME -DELIVERED MEALS
$5.85
Meals in excess of the number stated on the cover page will be used as local match for the Title IRC program
End of Text for Article II
Rev. 7/9/12
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Exhibit I
County Terms and Conditions
Elements of Interpretation
As used throughout the Contract:
a. Words of the masculine gender shall mean and
include correlative words of the feminine and neuter
genders and words importing the singular number shall
mean and include the plural number and vice versa. Words
importing persons shall include firms, associations,
partnerships (including limited partnerships), trusts,
corporations and other legal entities, including public
bodies, as well as natural persons, and shall include
successors and assigns.
b. Capitalized terms used, but not otherwise defined
herein, shall have the meanings assigned to them in the
Contract.
2. Meanings of Terms
As used in the Contract:
"Comptroller" means the Comptroller of the County of Suffolk.
"Contract" means all terms and conditions herein forming all rights
and obligations of the Contractor and the County.
"Contractor" means the signatory person, partnership, corporation,
association or other entity, its officers, officials, employees, agents,
servants, sub -contractors and any successor or assign of any one or
more of the foregoing performing the Services.
"County" means the County of Suffolk, its departments, and
agencies.
"County Attorney" means the County Attorney of the County of
Suffolk.
"Department" means the signatory department approving the
Contract.
"Engineering Services" means the definition of the practice of
engineering and the definition of practice of land surveying, as the
case may be, under Section 7201 and Section 7203 of the State
Education Law, respectively.
"Event of Default" means
a. the Contractor's failure to perform any duty
required of it under paragraphs 4 through 7 of this Exhibit
1 of the Contract; or
b. the Contractor's failure to maintain the amount
and types of insurance with an authorized insurer as
required by the Contract; or
Rev. 7/9/12
C. the Contractor's failure to maintain insurance
required by the Contract with an insurer that has designated
the New York Superintendent of Insurance as its lawful
agent for service of process; or
d. The Contractor's failure to comply with any
Federal, State or local law, rule, or regulation, and County
policies or directives; or
e. The Contractor's bankruptcy or insolvency; or
The Contractor's failure to cooperate in an Audit;
or
g. The Contractor's falsification of records or
reports, misuse of funds, or malfeasance or nonfeasance in
financial record keeping arising out of, or in connection
with, any contract with the County; or
h. The Contractor's failure to submit, or failure to
timely submit, documentation to obtain Federal or State
funds; or
i. The inability of the County or the Contractor to
obtain Federal or State funds due to any act or omission of
the Contractor; or
j. Any condition the County determines, in its sole
discretion, that is dangerous.
"Federal" means the United States government, its departments and
agencies.
"Fund Source" means any direct or indirect sum payable to the
Contractor by the County pursuant to any lawful obligation.
"Legislature" means the Legislature of the County of Suffolk.
"Services" means all that which the Contractor must do, and any part
thereof arising out of, or in connection with, the Contract as
described in Article I "Description of Services."
"State" means the State of New York.
"Suffolk County Payment Voucher" means the document
authorized and required by the Comptroller for release of payment.
"Term" means the time period set forth on page one of the Contract
and, if exercised by the County, the option period.
3. Contractor Responsibilities
Page 28 of 37
a. It shall be the duty of the Contractor to discharge,
or cause to be discharged, all of its responsibilities, and to
administer funds received in the interest of the County in
accordance with the provisions of the Contract.
b. The Contractor shall promptly take all action as
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may be necessary to render the Services.
C. The Contractor shall not take any action that is
inconsistent with the provisions of the Contract.
d. Services provided under this Contract shall be
open to all residents of the County.
4. Qualifications, Licenses, and Professional Standards
a. The Contractor represents and warrants that it
has, and shall continuously possess, during the Term, the
required licensing, education, knowledge, experience, and
character necessary to qualify it to render the Services.
b. The Contractor shall continuously have during
the Term all required authorizations, certificates,
certifications, registrations, licenses, permits, and other
approvals required by Federal, State, County, or local
authorities necessary to qualify it to render the Services.
5. Notifications
a. The Contractor shall immediately notify the
County, in writing, of any disciplinary proceedings,
commenced or pending, with any authority relating to a
license held by any person necessary to qualify him or the
Contractor to perform the Services.
7.
8.
b. In the event that a person is no longer licensed to
perform the Services, the Contractor must immediately
notify the County, but in no event shall such notification be
later than five (5) days after a license holder has lost the
license required to qualify the license holder or the 9.
Contractor to perform the Services.
C. In the event that the Contractor is not able to
perform the Services due to a loss of license, the Contractor
shall not be reimbursed for the Services rendered after the
effective date of termination of such license. Without
limiting the generality of the foregoing, if any part of the
Contract remains to be performed, and the termination of
the license does not affect the Contractor's ability to render
the Services, every other term and provision of the Contract
shall be valid and enforceable to the fullest extent permitted
by law.
6. Documentation of Professional Standards
The Contractor shall maintain on file, in one location in
Suffolk County, all records that demonstrate that it has
complied with paragraphs 4 and 5 above. The address of
the location of the aforesaid records and documents shall
be provided to the County no later than the date of
execution of the Contract. Such documentation shall be
kept, maintained, and available for inspection by the
County upon twenty-four (24) hours notice.
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Page 29 of 37
Credentialing
a. In the event that the Department, or any division
thereof, maintains a credentialing process to qualify the
Contractor to render the Services, the Contractor shall
complete the required credentialing process. In the event
that any State credential, registration, certification, or
license, Drug Enforcement Agency registration, or
Medicare or Medicaid certification is restricted, suspended,
or temporarily or permanently revoked, it is the duty of the
Contractor to contact the Department, or division thereof,
as the case may be, in writing, no later than three (3) days
after such restriction, suspension, or revocation.
b. The Contractor shall forward to the Department,
or division thereof, as the case may be, on or before July 1
of each year during the Term, a complete list of the names
and addresses of all persons providing the Services, as well
as their respective areas of certification, credentialing,
registration, and licensing.
Engineering Certificate
In the event that the Contract requires any Engineering
Services, the Contractor shall submit to the County, no
later than the due date for submission for approval of any
engineering work product, the Certificate of Authorization
("Certificate"), issued pursuant to § 7210 of the New York
Education Law, of every person performing any
Engineering Services. The failure to file, submit or
maintain the Certificate shall be grounds for rejection of
any engineering work product submitted for approval.
Termination
a. Thirty Days Termination
The County shall have the right to terminate the
Contract without cause, for any reason, at any time, upon
such terms and conditions it deems appropriate, provided,
however, that no such termination shall be effective unless
the Contractor is given at least thirty (30) days notice.
b. Event of Default; Termination on Notice
i.) The County may immediately terminate
the Contract, for cause, upon such terms and
conditions it deems appropriate, in the Event of
Default.
ii.) If the Contractor defaults under any
other provision of the Contract, the County may
terminate the Contract, on not less than five (5)
days notice, upon such terms and conditions it
deems appropriate.
C. Termination Notice
Any notice providing for termination shall be
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delivered as provided for in paragraph 33 of this Exhibit 1.
d. Duties upon Termination
i.) The Contractor shall discontinue the
Services as directed in the termination notice.
ii.) Subject to any defenses available to it,
the County shall pay the Contractor for the
Services rendered through the date of
termination.
iii.) The County shall be released from any
and all liability under the Contract, effective as of
the date of the termination notice.
iv.) Upon termination, the Contractor shall
reimburse the County the balance of any funds
advanced to the Contractor by the County no
later than thirty (30) days after termination of the
Contract. The provisions of this subparagraph
shall survive the expiration or termination of the
Contract.
V.) Nothing contained in this paragraph
shall be construed as a limitation on the County's
rights set forth in paragraphs 5(c) and 15 of this
Exhibit 1.
10. Indemnification and Defense
a. The Contractor shall protect, indemnify, and hold
harmless the County, its agents, servants, officials, and
employees from and against all liabilities, fines, penalties,
actions, damages, claims, demands, judgments, losses, suits
or actions, costs, and expenses caused by the negligence or
any acts or omissions of the Contractor, including
reimbursement of the cost of reasonable attorneys' fees
incurred by the County, its agents, servants, officials, and
employees in any action or proceeding arising out of or in
connection with the Contract.
b. The Contractor hereby represents and warrants
that it will not infringe upon any copyright in performing
the Services. The Contractor agrees that it shall protect,
indemnify, and hold harmless the County, its agents,
servants, officials, and employees from and against all
liabilities, fines, penalties, actions, damages, claims,
demands, judgments, losses, suits or actions, costs, and
expenses arising out of any claim asserted for infringement
of copyright, including reimbursement of the cost of
reasonable attorneys' fees incurred by the County, its
agents, servants, officials, and employees in any action or
proceeding arising out of or in connection with any claim
asserted for infringement of copyright.
C. The Contractor shall defend the County, its
agents, servants, officials, and employees in any proceeding
or action, including appeals, arising out of, or in
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11.
Page 30 of 37
connection with, the Contract, and any copyright
infringement proceeding or action. Alternatively, at the
County's option, the County may defend any such
proceeding or action and require the Contractor to pay
reasonable attorneys' fees or salary costs of County
employees of the Department of Law for the defense of any
such suit.
Insurance
a. The Contractor shall continuously maintain,
during the Term of the Contract, insurance in amounts and
types as follows:
i.) Commercial General Liability
insurance, including contractual liability
coverage, in an amount not less than Two Million
Dollars ($2,000,000.00) per occurrence for
bodily injury and Two Million Dollars
($2,000,000.00) per occurrence for property
damage. The County shall be named an
additional insured.
ii.) ii.) Automobile Liability
insurance (if any non -owned or owned vehicles
are used by the Contractor in the performance of
the Contract) in an amount not less than Five
Hundred Thousand Dollars ($500,000.00) per
person, per accident, for bodily injury and not
less than One Hundred Thousand Dollars
($100,000.00) for property damage per
occurrence. The County shall be named an
additional insured.
iii.) Workers' Compensation and
Employer's Liability insurance in compliance
with all applicable New York State laws and
regulations and Disability Benefits insurance, if
required by law. The Contractor shall furnish to
the County, prior to its execution of the Contract,
the documentation required by the State of New
York Workers' Compensation Board of coverage
or exemption from coverage pursuant to §§57
and 220 of the Workers' Compensation Law. In
accordance with General Municipal Law § 108,
the Contract shall be void and of no effect unless
the Contractor shall provide and maintain
coverage during the Term for the benefit of such
employees as are required to be covered by the
provisions of the Workers' Compensation Law.
iv.) Professional Liability insurance in an
amount not less than Two Million Dollars
($2,000,000.00) on either a per -occurrence or
claims -made coverage basis.
b. The County may mandate an increase in the
liability limits set forth in the immediately preceding
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paragraphs (I 1)(a)(i), (ii), and (iv).
14.
Merger; No Oral Changes
C. All policies providing such coverage shall be
issued by insurance companies authorized to do business in
It is expressly agreed that the Contract represents the entire
New York with an A.M. Best rating of A- or better.
agreement of the parties and that all previous
understandings are herein merged in the Contract. No
d. The Contractor shall furnish to the County, prior
modification of the Contract shall be valid unless in written
to the execution of the Contract, declaration pages for each
form and executed by both parties.
policy of insurance and certificates, other than a policy for
commercial general liability insurance, and upon demand, a 15.
Set -Off Rights
true and certified original copy of each such policy
evidencing compliance with the aforesaid insurance
The County shall have all of its common law, equitable,
requirements.
and statutory rights of set-off. These rights shall include,
e. In the case of commercial general liability
but not be limited to, the County's option to withhold from
insurance, and business use automobile insurance, the
a Fund Source an amount no greater than any moneys due
Contractor shall furnish to the County, prior to the
and owing to the County for any reason. The County shall
execution of the Contract, a declaration page or insuring
exercise its set-off rights subject to approval by the County
agreement and endorsement page evidencing the County's
Attorney. In cases of set-off pursuant to a Comptroller's
status as an additional insured on said policy, and upon
audit, the County shall only exercise such right after the
demand, a true and certified original copy of such policy
finalization thereof, and only after consultation with the
evidencing compliance with the aforesaid insurance
County Attorney.
requirements.
16.
Non -Discrimination in Services
f. All evidence of insurance shall provide for the
County to be notified in writing thirty (30) days prior to
a. The Contractor shall not, on the grounds of race,
any cancellation, nonrenewal, or material change in the
creed, color, national origin, sex, age, disability, sexual
policy to which such evidence relates. It shall be the duty
orientation, military status, or marital status:
of the Contractor to notify the County immediately of any
i.) deny any individual the Services
cancellation, nonrenewal, or material change in any
provided pursuant to the Contract; or
insurance policy.
ii.) provide the Services to an individual
g. In the event the Contractor shall fail to provide
that is different, or provided in a different
evidence of insurance, the County may provide the
manner, from those provided to others pursuant
insurance required in such manner as the County deems
to the Contract; or
appropriate and deduct the cost thereof from a Fund
iii.) subject an individual to segregation or
Source.
separate treatment in any matter related to the
12. Independent Contractor
individual's receipt of the Services provided
pursuant to the Contract; or
The Contractor is not, and shall never be, considered an
iv.) restrict an individual in any way from
employee of the County for any purpose. Notwithstanding
any advantage or privilege enjoyed by others
anything herein, the Contract shall not be construed as
receiving the Services provided pursuant to the
creating a principal -agent relationship between the County
Contract; or
and the Contractor or the Contractor and the County, as the
case may be.
v.) treat an individual differently from
others in determining whether or not the
13. Severability
individual satisfies any eligibility or other
requirements or conditions which individuals
It is expressly agreed that if any term or provision of the
must meet in order to receive the Services
provided pursuant to the Contract.
Contract, or the application thereof to any person or
circumstance, shall be held invalid or unenforceable to any
b. The Contractor shall not utilize criteria or
extent, the remainder of the Contract, or the application of
methods of administration which have the effect of
such term or provision to persons or circumstances other
subjecting individuals to discrimination because of their
than those as to which it is held invalid or unenforceable,
race, creed, color, national origin, sex, age, disability,
shall not be affected thereby, and every other term and
sexual orientation, military status, or marital status, or have
provision of the Contract shall be valid and shall be
the effect of substantially impairing the Contract with
enforced to the fullest extent permitted by law.
respect to individuals of a particular race, creed, color,
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17.
18.
19.
20.
21
national origin, sex, age, disability, sexual orientation,
military status, or marital status, in determining:
i.) the Services to be provided, or
ii.) the class of individuals to whom, or the
situations in which, the Services will be
provided; or 22.
iii.) the class of individuals to be afforded
an opportunity to receive the Services.
Nonsectarian/Nonpartisan Declaration
The Services performed under the Contract are secular and
nonpartisan in nature. No funds received pursuant to the 23
Contract shall be used for sectarian purposes or to further the
advancement of any religion, candidate or partisan effort.
The Services will be available to all eligible individuals
regardless of religious belief or political affiliation.
Governing Law
The Contract shall be governed by and construed in
accordance with the laws of the State of New York, without
regard to conflict of laws. Venue shall be designated in the
Supreme Court, Suffolk County, the United States District
Court for the Eastern District of New York, or, if
appropriate, a court of inferior jurisdiction in Suffolk
County.
No Waiver
It shall not be construed that any failure or forbearance of
the County to enforce any provision of the Contract in any
particular instance or instances is a waiver of that
provision. Such provision shall otherwise remain in full
force and effect, notwithstanding any such failure or
forbearance.
Conflicts of Interest
The Contractor shall not, during the Term, pursue a course
of conduct which would cause a reasonable person to
believe that he or she is likely to be engaged in acts that
create a substantial conflict between its obligations under
the Contract and its private interests. The Contractor is
charged with the duty to disclose to the County the
existence of any such adverse interests, whether existing or
potential. This duty shall continue as long as the Term.
The determination as to whether or when a conflict may
potentially exist shall ultimately be made by the County
Attorney after full disclosure is obtained.
Cooperation on Claims
The Contractor and the County shall render diligently to
each other, without compensation, any and all cooperation
Rev. 7/9/12
24.
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that may be required to defend the other party, its
employees and designated representatives against any
claim, demand or action that may be brought against the
other party, its employees or designated representatives
arising out of, or in connection with, the Contract.
Confidentiality
Any document of the County, or any document created by
the Contractor and used in rendering the Services, shall
remain the property of the County and shall be kept
confidential in accordance with applicable laws, rules, and
regulations.
Assignment and Subcontracting
a. The Contractor shall not delegate its duties under
the Contract, or assign, transfer, convey, subcontract,
sublet, or otherwise dispose of the Contract, or any of its
right, title or interest therein, or its power to execute the
Contract, or assign all or any portion of the monies that
may be due or become due hereunder, (collectively referred
to in this paragraph 23 as "Assignment"), to any other
person, entity or thing without the prior written consent of
the County, and any attempt to do any of the foregoing
without such consent shall be void ab initio.
b. Such Assignment shall be subject to all of the
provisions of the Contract and to any other condition the
County requires. No approval of any Assignment shall be
construed as enlarging any obligation of the County under
the terms and provisions of the Contract. No Assignment
of the Contract or assumption by any person of any duty of
the Contractor under the Contract shall provide for, or
otherwise be construed as, releasing the Contractor from
any term or provision of the Contract.
Changes to Contractor
a. The Contractor may, from time to time, with the
County's consent, enter into a Permitted Transfer. For
purposes of the Contract, a Permitted Transfer means:
i.) if the Contractor is a partnership, the
withdrawal or change, voluntary, involuntary or
by operation of law, of the partners, or transfer of
partnership interests (other than the purchase of
partnership interests by existing partners, by the
partnership itself or the immediate family
members by reason of gift, sale or devise), or the
dissolution of the partnership without immediate
reconstitution thereof, and
ii.) if the Contractor is a closely held
corporation (i.e. whose stock is not publicly held and
not traded through an exchange or over the counter),
1. the dissolution, merger,
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consolidation or other reorganization of
the Contractor,
2. the sale or other transfer of
twenty percent (20%) or more of the
shares of the Contractor (other than to
existing shareholders, the corporation
itself or the immediate family members
of shareholders by reason of gift, sale
or devise).
b. If the Contractor is a not-for-profit corporation, a
change of twenty percent (20%) or more of its shares or
members shall be deemed a Permitted Transfer.
C. The Contractor shall notify the County in writing,
which notice (the "Transfer Notice") shall include:
i.) the proposed effective date of the
Permitted Transfer, which shall not be less than
thirty (30) days nor more than one hundred
eighty (180) days after the date of delivery of the
Transfer Notice;
ii.) a summary of the material terms of the
proposed Permitted Transfer,
iii.) the name and address of the proposed
transferee,
iv.) such information reasonably required
by the County, which will enable the County to
determine the financial responsibility, character,
and reputation of the proposed transferee, nature
of the proposed assignee/transferee's business
and experience;
V.) all executed forms required pursuant to
Exhibit 2 of the Contract, that are required to be
submitted by the Contractor; and
vi.) such other information as the County
may reasonably require.
d. The County agrees that any request for its
consent to a Permitted Transfer shall be granted provided
that the transfer does not violate any provision of the
Contract, and the transferee has not been convicted of a
criminal offense as described under Article II of Chapter
189 of the Suffolk County Code. The County shall grant or
deny its consent to any request of a Permitted Transfer
within twenty (20) days after delivery to the County of the
Transfer Notice, in accordance with the provisions of
Paragraph 33 of this Exhibit 1 of the Contract. If the
County shall not give written notice to the Contractor
denying its consent to such Permitted Transfer (and setting
forth the basis for such denial in reasonable detail) within
such 20 -day period, then the County shall be deemed to
Rev. 7/9/12
have granted its consent to such Permitted Transfer.
e. Notwithstanding the County's consent,
i.) the terms and conditions of the
Contract shall in no way be deemed to have been
waived or modified, and
ii.) such consent shall not be deemed
consent to any further transfers.
25. No Intended Third Party Beneficiaries
The Contract is entered into solely for the benefit of the
County and the Contractor. No third party shall be deemed
a beneficiary of the Contract and no third party shall have
the right to make any claim or assert any right under the
Contract.
26. Certification as to Relationships
The Contractor certifies under penalties of perjury that,
other than through the funds provided in the Contract and
other valid agreements with the County, there is no known
spouse, life partner, business, commercial, economic, or
financial relationship with the County or its elected
officials. The Contractor also certifies that there is no
relationship within the third degree of consanguinity,
between the Contractor, any of its partners, members,
directors, or shareholders owning five percent (5%) or
more of the Contractor, and the County.
27. Publications
Any book, article, report, or other publication related to the
Services provided pursuant to this Contract shall contain
the following statement in clear and legible print:
"This publication is fully or partially funded by
the County of Suffolk."
28. Copyrights and Patents
a. Copyrights
Any and all materials generated by or on behalf of the
Contractor while performing the Services (including, without
limitation, designs, images, video, reports, analyses, manuals, films,
tests, tutorials, and any other work product of any kind) and all
intellectual property rights relating thereto ("Work Product") are and
shall be the sole property of the County. The Contractor hereby
assigns to the County its entire right, title and interest, if any, to all
Work Product, and agrees to do all acts and execute all documents,
and to use its best efforts to ensure that its employees, consultants,
subcontractors, vendors and agents do all acts and execute any
documents, necessary to vest ownership in the County of any and all
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Work Product. The Contractor may not secure copyright protection.
The County reserves to itself, and the Contractor hereby gives to the
County, and to any other person designated by the County, consent to
produce, reproduce, publish, translate, display or otherwise use the
Work Product. This paragraph shall survive any completion,
expiration or termination of this Contract. 31.
The County shall be deemed to be the author of all the
Work Product. The Contractor acknowledges that all Work Product
shall constitute "work made for hire" under the U.S. copyright laws.
To the extent that any Work Product does not constitute a "work
made for hire," the Contractor hereby assigns to the County all right,
title and interest, including the right, title and interest to reproduce,
edit, adapt, modify or otherwise use the Work Product, that the
Contractor may have or may hereafter acquire in the Work Product,
including all intellectual property rights therein, in any manner or
medium throughout the world in perpetuity without compensation.
This includes, but is not limited to, the right to reproduce and
distribute the Work Product in electronic or optical media, or in CD-
ROM, on-line or similar format.
b. Patents
If the Contractor develops, invents, designs or creates any
idea, concept, code, processes or other work or materials during the
Term, or as a result of any Services performed under the Contract
("patent eligible subject matter"), it shall be the sole property of the
County. The Contractor hereby assigns to the County its entire right,
title and interest, if any, to all patent eligible subject matter, and
agrees to do all acts and execute all documents, and to use its best
efforts to ensure that its employees, consultants, subcontractors,
vendors and agents do all acts and execute any documents, necessary
to vest ownership in the County of any and all patent eligible subject
matter. The Contractor may not apply for or secure for itself patent
protection. The County reserves to itself, and the Contractor hereby
gives to the County, and to any other person designated by the
County, consent to produce or otherwise use any item so discovered
and/or the right to secure a patent for the discovery or invention.
This paragraph shall survive any completion, expiration or
termination of this Contract.
29. Arrears to County
The Contractor warrants that, except as may otherwise be
authorized by agreement, it is not in arrears to the County
upon any debt, contract, or any other lawful obligation, and
is not in default to the County as surety.
30. Lawful Hiring of Employees Law in Connection
with Contracts for Construction or Future
Construction
In the event that the Contract is subject to the Lawful
Hiring of Employees Law of the County of Suffolk, Suffolk
County Code Article II of Chapter 353, as more fully set
forth in Exhibit 2 entitled "Suffolk County Legislative
Requirements," the Contractor shall maintain the
documentation mandated to be kept by this law on the
construction site at all times. Employee sign -in sheets and
register/log books shall be kept on the construction site at
Rev. 7/9/12
32.
33.
Page 34 of 37
all times and all covered employees, as defined in the law,
shall be required to sign such sign -in sheets/register/log
books to indicate their presence on the construction site
during such working hours.
Record Retention
The Contractor shall retain all accounts, books, records,
and other documents relevant to the Contract for seven
(7) years after final payment is made by the County.
Federal, State, and/or County auditors and any persons
duly authorized by the County shall have full access
and the right to examine any of said materials during
said period. Such access is granted notwithstanding
any exemption from disclosure that may be claimed for
those records which are subject to nondisclosure
agreements, trade secrets and commercial information
or financial information that is privileged or
confidential. Without limiting the generality of the
foregoing, records directly related to contract
expenditures shall be kept for a period of ten (10) years
because the statute of limitations for the New York
False Claims Act (New York False Claims Act § 192)
is ten (10) years.
Certification Regarding Lobbying
Together with this Contract and as a condition precedent to
its execution by the County, the Contractor shall have
executed and delivered to the County the Certification
Regarding Lobbying (if payment under this Contract may
exceed $100,000) as required by Federal regulations, and
shall promptly advise the County of any material change in
any of the information reported on such Certification, and
shall otherwise comply with, and shall assist the County in
complying with, said regulations as now in effect or as
amended during the term of this Contract.
Notice
Unless otherwise expressly provided herein, all notices
shall be in writing and shall be deemed sufficiently given if
sent by regular first class mail and certified mail, or
personally delivered during business hours as follows: 1.)
to the Contractor at the address on page I of the Contract
and 2.) to the County at the Department, or as to either of
the foregoing, to such other address as the addressee shall
have indicated by prior written notice to the addressor. All
notices received by the Contractor relating to a legal claim
shall be immediately sent to the Department and also to the
County Attorney at 100 Veterans Memorial Highway, P.O.
Box 6100, (Sixth Floor), Hauppauge, New York, 11788-
0099.
End of Text for Exhibit 1
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Exhibit 2
Suffolk County Living Wage Form LW -1; entitled "Suffolk
Suffolk County Legislative Requirements
County Department of Labor — Living Wage Unit Notice of
Application for County Compensation (Contract)."
NOTE: THE CONTRACTOR'S COMPLETED LEGISLATIVE
Suffolk County Living Wage Form LW -38; entitled
REQUIRED FORMS REFERENCED HEREIN ARE
AVAILABLE ON FILE AT THE COUNTY ATTORNEY'S
"Suffolk County Department of Labor —Living Wage Unit
OFFICE AND THE DEPARTMENT NAMED ON THE
Living Wage Certification/Declaration — Subject To
SIGNATURE PAGE OF THIS CONTRACT.
Audit."
1. Contractor'sNendor's Public Disclosure
3. Use of County Resources to Interfere with
Statement
Collective Bargaining Activities
It shall be the duty of the Contractor to read, become
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article I
familiar with, and comply with the requirements of section
of Chapter 803 of the Suffolk County Code.
A5-7 of Article V of the Suffolk County Code.
County Contractors (as defined by section 803-2) shall
Unless certified by an officer of the Contractor as being
comply with all requirements of Chapter 803 of the Suffolk
exempt from the requirements of section A5-7 of Article V
County Code, including the following prohibitions:
of the Suffolk County Code, the Contractor represents and
warrants that it has filed with the Comptroller the verified
a. The Contractor shall not use County funds to
public disclosure statement required by Suffolk County
assist, promote, or deter union organizing.
Administrative Code Article V, Section A5-7 and shall file
an update of such statement with the Comptroller on or
b. No County funds shall be used to reimburse the
before the 31 st day of January in each year of the
Contractor for any costs incurred to assist,
Contrast's duration. The Contractor acknowledges that
promote, or deter union organizing.
such filing is a material, contractual and statutory duty and
that the failure to file such statement shall constitute a
C. No employer shall use County property to hold a
material breach of the Contract, for which the County shall
meeting with employees or supervisors if the
be entitled, upon a determination that such breach has
purpose of such meeting is to assist, promote, or
occurred, to damages, in addition to all other legal
deter union organizing.
remedies, of fifteen percent (15%) of the amount of the
Contract.
If the Services are performed on County property, the
Contractor must adopt a reasonable access agreement, a
Required Form:
neutrality agreement, fair communication agreement, non -
Suffolk County Form SCEX 22; entitled
intimidation agreement, and a majority authorization card
"Contractor'sNendor's Public Disclosure Statement"
agreement.
2. Living Wage Law
If the Services are for the provision of human services and
are not to be performed on County property, the Contractor
It shall be the duty of the Contractor to read, become
must adopt, at the least, a neutrality agreement.
familiar with, and comply with the requirements of Chapter
575, of the Suffolk County Code.
Under the provisions of Chapter 803, the County shall have
the authority, under appropriate circumstances, to terminate
This Contract is subject to the Living Wage Law of the
the Contract and to seek other remedies as set forth therein,
County of Suffolk. The law requires that, unless specific
for violations of this Law.
exemptions apply, all employers (as defined) under service
contracts and recipients of County financial assistance, (as
Required Form:
defined) shall provide payment of a minimum wage to
Suffolk County Labor Law Form DOL -LO 1; entitled
employees as set forth in the Living Wage Law. Such rate
"Suffolk County Department of Labor — Labor Mediation
shall be adjusted annually pursuant to the terms of the
Unit Union Organizing Certification/Declaration - Subject
Suffolk County Living Wage Law of the County of Suffolk.
to Audit."
Under the provisions of the Living Wage Law, the County
shall have the authority, under appropriate circumstances,
4. Lawful Hiring of Employees Law
to terminate the Contract and to seek other remedies as set
forth therein, for violations of this Law.
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
Required Forms:
II of Chapter 353 of the Suffolk County Code.
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Pt Law No. 15-AG-
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Consultant/Personal Services - Nutrition Program for the Elderly
This Contract is subject to the Lawful Hiring of Employees
Law of the County of Suffolk. It provides that all covered
employers, (as defined), and the owners thereof, as the case
may be, that are recipients of compensation from the
County through any grant, loan, subsidy, funding,
appropriation, payment, tax incentive, contract,
subcontract, license agreement, lease or other financial
compensation agreement issued by the County or an
awarding agency, where such compensation is one hundred
percent (100%) funded by the County, shall submit a
completed sworn affidavit (under penalty of perjury), the
form of which is attached, certifying that they have
complied, in good faith, with the requirements of Title 8 of
the United States Code Section 1324a with respect to the
hiring of covered employees (as defined) and with respect
to the alien and nationality status of the owners thereof.
The affidavit shall be executed by an authorized
representative of the covered employer or owner, as the
case may be; shall be part of any executed contract,
subcontract, license agreement, lease or other financial
compensation agreement with the County; and shall be
made available to the public upon request.
All contractors and subcontractors (as defined) of covered
employers, and the owners thereof, as the case may be, that
are assigned to perform work in connection with a County
contract, subcontract, license agreement, lease or other
financial compensation agreement issued by the County or
awarding agency, where such compensation is one hundred
percent (100%) funded by the County, shall submit to the
covered employer a completed swom affidavit (under
penalty of perjury), the form of which is attached,
certifying that they have complied, in good faith, with the
requirements of Title 8 of the United States Code Section
1324a with respect to the hiring of covered employees and
with respect to the alien and nationality status of the
owners thereof, as the case may be. The affidavit shall be
executed by an authorized representative of the contractor,
subcontractor, or owner, as the case may be; shall be part of
any executed contract, subcontract, license agreement, lease
or other financial compensation agreement between the
covered employer and the County; and shall be made
available to the public upon request.
An updated affidavit shall be submitted by each such
employer, owner, contractor and subcontractor no later
than January 1 of each year for the duration of any contract
and upon the renewal or amendment of the Contract, and
whenever a new contractor or subcontractor is hired under
the terms of the Contract.
The Contractor acknowledges that such filings are a
material, contractual and statutory duty and that the failure
to file any such statement shall constitute a material breach
of the Contract.
Under the provisions of the Lawful Hiring of Employees
Law, the County shall have the authority to terminate the
Contract for violations of this Law and to seek other
5.
6.
7.
remedies available under the law.
The documentation mandated to be kept by this law shall at
all times be kept on site. Employee sign -in sheets and
register/log books shall be kept on site at all times during
working hours and all covered employees, as defined in the
law, shall be required to sign such sign -in
sheets/register/log books to indicate their presence on the
site during such working hours.
Required Forms:
Suffolk County Lawful Hiring of Employees Law Form
LHE-1; entitled"Suffolk County Department of Labor —
Notice Of Application To Certify Compliance With Federal
Law (8 U.S.C. Section 1324a) With Respect To Lawful
Hiring of Employees."
Suffolk County Lawful Hiring of Employees Law Form
LHE-2; entitled "Affidavit Of Compliance With The
Requirements Of 8 U.S.C. Section 1324a With Respect To
Lawful Hiring Of Employees"
Gratuities
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Chapter
664 of the Suffolk County Code.
The Contractor represents and warrants that it has not
offered or given any gratuity to any official, employee or
agent of the County or the State or of any political party,
with the purpose or intent of securing an agreement or
securing favorable treatment with respect to the awarding
or amending of an agreement or the making of any
determinations with respect to the performance of an
agreement.
Prohibition Against Contracting with
Corporations that Reincorporate Overseas
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of sections
A4-13 and A4-14 of Article IV of the Suffolk County
Code.
The Contractor represents that it is in compliance with
sections A4-13 and A4-14 of Article IV of the Suffolk
County Code. Such law provides that no contract for
consulting services or goods and services shall be awarded
by the County to a business previously incorporated within
the U.S.A. that has reincorporated outside the U.S.A.
Child Sexual Abuse Reporting Policy
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
II of Chapter 880 of the Suffolk County Code.
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L Law No. 15-AG-
IFMS No. 0000000
Rev. 2/5/15 001-6790/6797/6774/6777-4980, 6776-3330-95230
Consultant/Personal Services - Nutrition Program for the Elderly
The Contractor shall comply with Article II of Chapter 880,
of the Suffolk County Code, entitled "Child Sexual Abuse
Reporting Policy," as now in effect or amended hereafter or
of any other Suffolk County Local Law that may become
applicable during the term of the Contract with regard to
child sexual abuse reporting policy.
8. Non Responsible Bidder
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
II of Chapter 189 of the Suffolk County Code.
Upon signing the Contract, the Contractor certifies that it
has not been convicted of a criminal offense within the last
ten (10) years. The term "conviction" shall mean a finding
of guilty after a trial or a plea of guilty to an offense
covered under section 189-5 of the Suffolk County Code
under "Nonresponsible Bidder."
9. Use of Funds in Prosecution of Civil Actions
Prohibited
It shall be the duty of the Contractor to read, become
familiar with, and comply with the requirements of Article
III of Chapter 893 of the Suffolk County Code.
The Contractor shall not use any of the moneys, in part or
in whole, and either directly or indirectly, received under
the Contract in connection with the prosecution of any civil
action against the County in any jurisdiction or any judicial
or administrative forum.
10. Youth Sports
It shall be the duty of the Contractor to read, become
familiar with, and comply with Article III of Chapter 730 of
the Suffolk County Code.
All contract agencies that conduct youth sports programs
are required to develop and maintain a written plan or
policy addressing incidents of possible or actual concussion
or other head injuries among sports program participants.
Such plan or policy must be submitted prior to the award of
a County contract, grant or funding. Receipt of such plan
or policy by the County does not represent approval or
endorsement of any such plan or policy, nor shall the
County be subject to any liability in connection with any
such plan or policy.
11. Work Experience Participation
12.
13.
14.
If the Contractor is a not-for-profit or governmental agency
or institution, each of the Contractor's locations in the
County at which the Services are provided shall be a work
site for public -assistance clients of Suffolk County pursuant
to Chapter 281 of the Suffolk County Code at all times
during the Term of the Contract. If no Memorandum of
Understanding ("MOU") with the Suffolk County
Department of Labor for work experience is in effect at the
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beginning of the Term of the Contract, the Contractor, if it
is a not-for-profit or governmental agency or institution,
shall enter into such MOU as soon as possible after the
execution of the Contract and failure to enter into or to
perform in accordance with such MOU shall be deemed to
be a failure to perform in accordance with the Contract, for
which the County may withhold payment, terminate the
Contract or exercise such other remedies as may be
appropriate in the circumstances.
Safeguarding Personal Information of Minors
It shall be the duty of the Contractor to read, become familiar
with, and comply with the requirements of Suffolk County
Local Law No. 20-2013, a Local Law to Safeguard the
Personal Information of Minors in Suffolk County.
All contract agencies that provide services to minors are
required to protect the privacy of the minors and are strictly
prohibited from selling or otherwise providing to any third
party, in any manner whatsoever, the personal or identifying
information of any minor participating in their programs.
Contract Agency Performance Measures and Reporting
Requirements — Local Law No. 41-2013
a. If payment under this Contract may exceed
$50,000, and the Contractor is a not-for-profit corporation
or entity rendering its Services directly to the residents of
the County, this Contract is subject to the requirements of
Suffolk County Local Law No. 41-2013, a Local Law to
Implement Performance Measurement to Increase
Accountability and Enhance Service Delivery by Contract
Agencies (Article VIII of Chapter 189 of the Suffolk
County Code,) as set forth in Exhibit 2 entitled "Suffolk
County Legislative Requirements."
b. The Contractor shall cooperate with the
Department in all aspects necessary to help carry out the
requirements of the Law. Based on criteria established by
the Contractor in conjunction with the Department, the
Contractor shall submit monthly reports regarding the
Contractor's performance in carrying out the Services, on
dates and times as specified by the Department.
C. The Contractor shall submit an annual report of
the Contractor's performance to the Department no later
than July 31 of each year of the Term.
Suffolk County Local Laws Website Address
Suffolk County Local Laws, Rules and Regulations can be
accessed on the homepage of the Suffolk County
Legislature.
End of Text for Exhibit 2
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