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Home My WebLink About2011Component Unit Annual Financial Report For Mattituck Park District Assets For the fiscal year ended December 311 2011 Operating Fund Balance Sheet Cash Cash in Time Petty Cash Investments Taxes Receivable Other Receivables State and Federal Aid Receivables Due from Capital Fund Prepaid Expenses Due From Primary Government $882.20 464,729.11 50.00 $465,661.31 $7,333.58 0.00 0.00 $7,333.58 150,000.00 308,327.73 458,327.73 $465,661.31 Liabilities & Fund Equity Accounts Payable Due to Capital Fund Due to Other Governments Deferred Revenues Retained Percentages Total Liabilities Fund Balance - Appropriated ensuing year Fund Balance -- Unreserved Total Fund Equity Total Liabilities & Fund Eauitv Page 1 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Operating Fund Analysis of Changes in Fund Equity Fund Equity - Beginning of Fiscal Year Add: Revenues and Other Sources Deduct: Expenditures and Other Uses Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Eouitv - End of Fiscal Year* * Total includes Appropriated and Unreserved Fund Balance 477,256.25 351,091.34 $332,162.82 126,164.91 $458,327.73 Page 2 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Operating Fund Detail of Revenues and Other Sources Revenues Reap Property Taxes Real Property Tax Items Non-property Tax Items Departmental Income Use of Money and Property Sale of Property and Compensation for Loss Gifts and Donations Refunds Prior Year Expense Miscellaneous Local Sources State Aide Federal Aide Budget $432,360.00 10,000.00 3,500.00 15,000.00 $460,860.00 . SI06,000.00 $566,860.00 Actual $432,36O.0O 23.65 17,225.00 3,629.95 760.00 2,022.65 21,235.00 $477,256.25 $477,256.25 Total Revenues Interfund Transfers Proceeds of Obligations Appropriated Fund Balance Total Revenues and Other Sources Page 3 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Operating Fund Detail of Expenditures and Other Uses Expenditures Personal Services Equipment and Capital Outlay Contractual Expenses Employee Benefits Debt Principal Debt Interest Budget $179,386.64 150,000.00 153,273.36 32,780.00 50,000.00 $1,420.00 $566,860.00 $566,86O.00 Actual $143,408.13 28,246.23 100,607.54 28,539.44 50,000.00 290.00 $351,091.34 $351,091.34 Total Expenditures Interfund Transfers Total Expenditures and Other Uses Page 4 Component Unit Annual Financial Report For Mattituck Park District Assets For the fiscal year ended December 31,2011 Capital Fund Balance Sheet Cash Cash in Time Investments Taxes Receivable Other Receivables State and Federal Aid Receivables Due From Operating Fund Prepaid Expenses Due From Primary Government Total Asset_s $0.00 0.00 $o.oo 0.00 0.00 $o.oo Liabilities & Fund Equity Accounts Payable Notes Payable Due to Other Governments Retainages Payable Due to Operating Fund Total Liabilities Fund Balance - Appropriated ensuing year Fund Balance -- Unreserved Total Fund Equity Z_otal Liabilities & Fund Eauity Page 5 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Capital Fund Analysis of Changes in Fund Equity Fund Equity - Be,qinnin,q of Fiscal Year Add: Revenues and Other Sources Deduct: Expenditures and Other Uses Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Eouitv - End of Fiscal Year* $50,000.00 0.00 (5O,OOO.OO) 50,000.00 $0.00 * Total includes Appropriated and Unreserved Fund Balance Page 6 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Capital Fund Detail of Revenues and Other Sources Revenues Real Property Taxes Real Property Tax Items Non-property Tax Items Departmental Income Use of Money and Property SaFe of Property and Compensation for Loss Miscellaneous Local Sources State Aide Federal Aide Budget Actual Total Revenues Interfund Transfers Proceeds of Obligations Appropriated Fund Balance Unappropriated Fund Balance BANs Redeemed from Appropriations Total Revenues and Other Sources $0.00 $0.00 $0.00 50,000.00 $50,000.00 Page 7 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 Capital Fund Detail of Expenditures and Other Uses Expenditures Personal Services Equipment and Capital Outlay Contractual Expenses Employee Benefits Debt Principal Debt Interest Budget Actual Total Expenditures Interfund Transfers $0.00 $0.00 $0.00 $0,00 Total Expenditures and Other Uses Page 8 Component Unit Annual Financial Report For Mattituck Park District For the fiscal year ended December 31,2011 General Fixed Assets Assets Land Buildings Other Improvements Machinery & Equipment Construction in Progress Infrastructure Total Assets Investment in General Fixed Asset,~ 511,340.00 773,884.12 32,450.00 228,655.00 554,646.86 2,100,975.98 2,100,975.98 Page 9 c c c O0 Z ET_SS8 rn 0 For the fiscal year ended December 31,2011 Certification of Fiscal Officer I, John A. Cushman II, certify that I am the fiscal officer of the Mattituck Park District, and that this report, to the best of my knowledge, information and belief, is a true and correct statement of the financial transactions and fiscal condition for the fiscal year ended December 31 201 ~ ~-~'~(~ >~ ~- - Treasurer Signature Title P.O. Box 1413 April 2, 2012 Official Address Date (631) 298-8213 Telephone Number Mattituck, NY 11952 Please mail report to: Town Comptroller Town of Southold 53095 Route 25 PO Box 1179 Southold, NY 11971-0959 If you have any questions relating to this report, please call Town Hall: (631) 765-4333 Page 11 This page intentionally left blank. Account A.200 A.201 A.205 A.210 Mattituck Park District Balance Sheet 12/31/2011 Assets. Account Name Cash Cash in Time Cash in MBIA/CLASS Petty Cash Total Assets Balance 882.20 337,952.54 126,776.57 50.00 465,661.31 Account A.021 A.022 A.026 A.600 A.605 A.909 Liabilities & Fund Balance Account Name NYS Tax Payable Federal Tax Payable FICA Tax Payable Accounts Payable Retained Percentages Total Liabilities Fund Balance Total Liabilities plus Fund Balance Balance 0.00 0.00 0.00 7,333.58 0.00 7,333.58 458,327.73 465,661.31 This page intentionally left blattk. Date: 12/31/2011 Time: 8:00 PM Account Account Name Mattituck Park District P.O. Box 1413 Mattituck, New York 11952 Current Budg t4onth To Date Year To Date Remaining Budg A.1001 Real Properly Taxes AA090 Interest-Real Prop. Tax A.2401 Interest & Earnings A.2440 Concession Rental A.2590 Beach Permits A.2620 Forfeited Bid Deposits A.2655 Ramp Keys A,2701 Refunds Prior Year Exp. A.2705 Gifts & Donations A.2771 Other Revenues A.599 Appropriated Fund Balance Total Revenues Expenditures Parking Attendants A.5650.12 Parking Attend., Hourly Total Parking Attendants Parks A.7110.12 Parks, Part-Time Hourly A.7111,12 Parks, Full-time Houdy A.7112.12 Parks, Offce Total Parks Personnel Capital Outlay A,7110.242 Site Improvements A.7110.243 Equipment Total Capital Outlay Contractual Expenses A. 1980 MTA Payroll Tax A.7110.411 Supplies&Materials A.7110.410 Prompt Payment Discounts A,7110.412 Office Stationary A.7110.421 Telephone A.7110.422 Electric A.7110.423 Water A.7110.424 Natural Gas A.7110,43i ]nsurance A.7110.442 Site Haint/Facility Rprs A.7110.443 Equipment Repairs A.7110.451 Legal Council A.7110.452 Secretary A.7110,483 Treasurer A.7110.454 Election Telters A,7110,485 Auditing Services A.7110.461 Postage A.7110.462 Permits Total Contractual Expense Beaches A.7180.11 Beach Manager A.7180.12 Beaches, Hourly Total Beaches Employee Benefits A.9030.8 FICA, Employee Benefits A.9050.8 Unemployment Insurance A,9060.8 Medicat Insurance Total Employee Benefits Debt Service A.9310.6 Debt Principal A,9310,7 Debt Interest Total Debt Service 432,360.00 0.00 432,360,00 0.00 0.00 0,00 23.65 -23.65 3,000.00 132.02 2,293.95 706.05 800.00 0.00 11336.00 -836.00 9,000.00 0.00 17,220.00 -8,220.00 0.00 0.00 0.00 0.00 1,000.00 0.00 5.00 995.00 0.00 0.00 2,022.65 -2,022.65 0.00 0.00 760.00 -760.00 151000.00 1,805.00 21,235.00 -6,235.00 106,000.00 0.00 0.00 106,000.00 566,860.00 11937.02 477,256.25 89,603.75 17,000.00 0,00 10,126,43 6,873.57 17,000.00 0.00 10,126.43 61873,57 40,000.00 1,615.88 27,105.32 12,894.68 56,000.00 3,494.50 47,545.40 8,454.60 19,136.64 1,349.60 19,136.64 0.00 115,i36.64 6,459.98 93,787.36 211349.28 140,000.00 2.24 21,584.99 118,415.01 10,000.00 0.00 6,661.24 3,338.76 150,000.00 2.24 28,246.23 121,753.77 600.00 100.51 487.58 112.42 49,775.00 3,962.67 3t,451.09 18,323.91 -5.00 0.00 -5.95 0.95 500.00 0.00 0.00 500.00 5,000.00 487.98 3,520.24 · 1,479.76 12,000,00 31474.06 9,544.03 2,455,97 500.00 56.61 236.60 263.40 5,000.00 438.82 1,116.48 3,883.52 301000.00 11414.42 271347,34 21652.66 18,863.36 4,500.66 13,421.11 5,442.25 5,000.00 236,14 3f064.13 11935.87 10,000.00 772.50 9,270.00 730.00 6,800.00 435.76 5,664.88 835.12 7,250.00 495.16 6,437.08 812.92 480.00 346.50 478.50 1.50 14,700.00 0.00 0.00 14,700.00 500.00 0.00 366.39 133.61 360.00 0.00 310.00 50.00 167,023.36 16,721.79 112,709.50 54,313.86 6,500.00 0.00 5,100.00 1,400.00 27,000.00 0.00 22,292.38 4,707.62 33,500.00 0.00 27,392.38 6,107.62 13,700.00 565.41 10,971.09 2,728.91 3,080.00 0.00 3,080.00 0.00 16,000.00 2,532.36 14,488.35 1,511.65 32,780.00 3,097.77 28,539.44 4,240.56 50,000.00 0.00 50,000.00 0.00 1,420.00 0.00 290.00 1,130.00 511420.00 0.00 50,290.00 1,130.00 Page no. I Date: 12/31/201~ Time: 8:00 PM Account Account Name Mattituck Park District P.O. Box 1413 Mattituck, New York 11952 Current Budg Month To Date Year To Date Remaining Budg Page no. 2 Total Expenditures 566,860~00 26,281.78 351,091.34 215,768.66 04/03/12 11:44:05 Department Account MPD KI.IO1 K1,102 K1,!03 K1.104 Kl.106 Item Item Class Tag 010 010 010 010 010 010 010 0IO 010 010 010 010 020 O2O O20 O2O 020 020 020 020 020 020 O28 O28 O5O O5O 05O O5O O6O 060 060 O6O O6O O6O 018 024 024 024 GASB 14 Ca ital Assets 12/31/11 Sorted by Distric~, General Ledger-A~ount FADEPR1MPD Item Description 2785 9320 GREAT PECONIC B 2787 2205 BAILiE BEACH RO 2789 11280 GP~qND PECONIC 2795 11020 GREAT PECONIC 2799 1865 BAY AVENUE 2800 WICKHAM AVENUE 2801 1215 LOVE LANE 2803 5155 BREAKWATER 2808 14650 MAIN ROAD 2809 WICKB~M AVENUE 2812 350 ALDRICH LANE 2824 630 PIKE STREET 3409 2205 8AILIE BEACH RO 2788 2205 BAILIE BEACH RO 2790 11280 GRAND PECONIC 2802 1215 LOVE LANE 2803 5155 BREAKWATER 2813 350 ALDRICH LANE 3408 350 ALDRICH LANE--GA 3857 PEC BAY BLVD - BUILD 4059 VETERAN'S PARK SEPTI 4061 VETERAN'S PARK RECRE 4060 BAY AVE TENNIS COURT 4198 YACHT CLUB BALLFIELD 3111 1989 DODGE D-50 PICK 3112 1996 DODGE DUMP TRUC 8117 2003 CHEVROLET 2400 3538 2007 FORD RANGER 4 X 3113 1990 JOHN DEERE TRAC 3114 JOHN DEERE MODEL 460 31i5 VETERANS PARK PLAYGR 3116 TORO GROUNDMASTER 32 3410 LIGHT TOWER-TOWABLE 3534 TORO GROUNDMASTER 32 4016 VET'S PARK BLDG PAVE 3881 VETS PARK EASTERLY G 3911 VETS PARK WESTERLY G 403I YACHT CLUB WESTERLY Est Life in Months TOTAL 240 48O 48O 48O 48O 48O 480 480 48O 48O TOTAL 120 i20 TOTAL 12 96 96 96 120 120 120 120 120 i20 TOTAL 360 240 240 240 Total Cost 22.409.00 47.873.00 46.743.00 21.801.00 3.805.00 18,295.00 45,280,00 172,432,00 13,080,00 1.321.00 30,344.00 86,957.00 511,340,00 30.357,45 38,539.00 147,826.00 11,107.00 19,650,00 3,742.00 54.672.71 386,268.67 28.656.80 53,064.49 773.884.12 25.100.00 7,350.00 32,450,00 5,000.00 25.298.00 22,192.00 11.380.00 I5.860.00 19.186.00 94,837.00 14,569.00 6,700.00 14.433.00 228,655.00 11,100.00 34.650,00 34,000.00 48,457.00 Code Accumulated Depreciation 10,372.18 38.539.00 40,652.04 11.107,00 17,i93.90 1.590.58 9.339.80 38.627.04 1,194,00 !.547.70 170.163.24 3.555.89 490.00 4,045.89 5.000.00 25.298.00 22.192.00 7,705.11 15.860.00 19,186.00 94,037.00 12,626.52 4,578.27 8.058.43 214.541.33 616.60 5,919,38 4,816,78 3,634.20 PAGE 1 Book Value 22,409,00 47,873.00 46,743.00 21,801.00 3,805.00 i8.295.00 45.280.00 173,432.00 i3.080.00 1.321.00 30,344.00 86,957.00 511,340.00 19,985.27 .00 107,i73.96 .00 2,456.10 2.I51.42 45.332,91 247.641,62 27,462.80 51,516,79 603,720.88 21,544.!I 6,860.00 28,404,i1 .00 .00 .00 3.674.89 .00 .00 .00 1,942.48 2,121.73 6,374,57 14.113.67 i0.483.40 28,730.62 29.183.22 44.822.80 04/03/12 11:44:05 Department Account Item Item Class Tag MPD K1.106 024 026 *** END OF REPORT *** GASB 1~ Capital Assets i2/31/11 Sorted by District, General Ledger Account Code FADEPR1MPD Item Description 4199 LOVE LANE BULKHEAD 3858 ALDRICH LANE - LIGHT PAGE 2 Est Life Total Accumulated Book in Months Cost Depreciation Value 240 95,020.00 3,167.36 91.852,64 240 331.419.86 52,474.96 278.944.90 TOTAL 554,646.86 70,629.28 484,017.58 TOTAL 2.100,975.98 459.379.74 i.64i,596.24 Subtotals TOTAL 2,100.975.98 459.379,74 1,641,596,24 ACS Capital Assets TOWN OF SOUTHOLD FIXED ASSETS 4/03/2012 11:55:14 Depreciation Schedule FA635R001 04.21 pg 2 t~rpe, Department, Category and Class Trans 12/31/2011 Dept. Original Item Tag Date Life Value ................... Depreciation MTD YTD LTD Book Dispofnl Value Date MPD BUILD BUILDINGS 020 BUILDINGS 020 B~'/LDI~B 773,884.12 1,572.06 18,864.84 170,163.24 603,720_88 1,572.06 18,864.84 170,163.24 603,720.88 .00 .00 .O0 .00 .00 .00 .00 .00 118.55 2,578.]1 60,195.11 3,674.89 ACS Capital Assets TOWN OF SOUIHOLD FIXED ASSETS 4/03/2012 11:55:14 Depreciation Schedule FA635R001 04.21 p~ 3 type, Department, Category and Class Trans 12/31/2011 Dept. item Taq Date ~overnment Life ................... Depreciation MTD YTD LTD Book Disposal Val~e Date Final total 2,193,357.98 4,554.16 58,678.94 459,379.74 1,641,596.24 Summary Statement December 2011 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 NYCI ASS Mattituck Park District Account Number: NY-01-0143-0001 Accuunt Name: GENERAL FUNI) A/C Beginning Contributions Withdrawals lncomc Average Daily Month End Balance Earned Balance Balance Fhis MonLh $126,7'~.57 $( .0~ i -- $0.00 $~0.00 $-12~,~76.57 _$126,776.5~ Fiscal YTD $0.00 Ending 12/31/11 $126,710.79 $0.00I $65.78 $126,761.86 $126,776.57 Total of ali accounts Beginning Contributions Withdrawals Income Average Daily Month End Balance Earned Balance Balance This Month $126,776.57 $0.00 $0.00 $0.00 $126,776.57 $i26,776.57 Fiscal YTD Ending x $126,710.79 $0.{}0 $0.00 $65,78 $126,761.86 $126,776.57 l)ecemBer 2011 Page: 1 NYCLASS Statement December 2011 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 Mattituck Park District Account Number: NY-01-0143-0001 Acconnt Name: GENERAL FUND A/C Dnte Description Summary Cnntributi¢~ns and I Withdrnwals ln~c??_e Earne~d t '-- $0.0(1 [ Bahmce Transactinn Nnmher $126,776.57 $126,776.57 I)ecemher 2011 Fiscal YTI) Ending (12/31/i 11 Beginning Bahmce Cnntributinns Withdrnwals lncome Earned Month End Balance Average Daily Rates Average Annualized Yield $126,776.57 $0.00 $0.00 $0.00 $126,776.57 0.00% 0.00% $126,710.79 $0.00 $0.00 $65.78 $126,776.57 0.01% 0.01% December 2011 Page: 2 NYCI ASS New York CLASS Daily Rates December 2011 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 Date 12/01/11 12/02/11 12/03/11 12/04/11 12/05/11 12/06/11 12/07/11 12/08/11 12/09/11 12/10/11 12/11/11 12/12/11 12/13/11 12/14/11 12/15/!! 12/16/11 12/17/11 12/18/11 12/19/11 12/20/11 12/21/11 12/22/11 12/23/11 12/24/11 12/25/11 12/26/11 12/27/11 12/28/11 12/29/11 12/30/11 12/31/11 Avex~ge Daily Rates 0.00% 0.00% 0.00% 0.00% 0.00% 0.0(}% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0,00% 0.00% 0.00% 0,00% 0.00% 0,00% 0.00% 0.00% 0.00% 0.00% 0.00% Annual Yield 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 11.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0,00% 0.t)0% 0.00% 0.00% 0.00% 0.00% I)eceml)er 2011 Page: 3 Securities Delivered To: The Bank of New York NYCLASS New York CLASS Holdings December 2011 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 Face Amount REPURCHASE AGREEMENTS Maturity Date Yield/Rate Value $81,619,249.58 $60,000,000.00 $141,619,249.58 Collateral Total Amount = $83,251,634.57 or 102%. Collateral Total Amount - $6],200,000.00 or 102%. TOTAL RI£PUI¢CHASEAGRI£I~MENTS 01/03/2012 O.07g 01/03/2012 0.00% $81,619,249.58 $60.000,000,00 $141,619,249.58 US GOVERNMENT GUARANTEED SECURITIES $4,500,000.00 Housing Urban Development $4,500,000.00 08/0]/20]2 TOTAL US GOVERNMI£NT GUARANTEED SECURIIIES 0.31% $4,499,464.50 $4,499,464.50 US TREASURY SECURITIES $25.000,000.00 US Treasury Securities 02/29/2012 0.08% $25,033,200,00 I)ecember 2011 Page: 4 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 US TREASURY SECURITIES $11,000,000.00 $25,000,000.00 $21,000,000.00 $17,000,000.00 $10,000,000,00 $15,000,000.00 $5,000,000.00 US Treasury Securities US Treasury Securities US Treasury Securities US Treasury Securities US Treasury Securities US Treasury Securities US Treasury Securities $129,000,000, O0 TOTAL US' TREASURY SECURITIES 01/31/2012 0.22% 04/30/2012 03/31/2012 0,12% 05/31/2012 0,10% 05/31/2012 0.03% 03/15/2012 0.04% 06/30/2012 0,14% $11,006,875,00 $25.078,125.00 $21,048.405.00 $17,049,147.00 $9,998,340.00 $15,039,840.00 $5,013,865.00 $129,267,797. O0 COLLATERALIZED BANK DEPOSIT $50.000,000.00 $50,000,000,00 Collatera'lized Bank Deposit 01/03/2012 0.20% TOTAL COLLA TEIiAIJZED BANK DEPOSIT $50,000,000.00 $50,000,000.00 $325,386,511.08 $325,119,249.58 TOTAL INVESTMENTS December 2011 Page: 5 Notes December 2011 For more information, call NYCLASS at (800)395-5505 Fax: (800)765-7600 You may now view and print your Participant Profile on Client Connection. Under Summaries and Reports, click on Statement Reports and then Participant Profile, Follow instructions Lo make revisions to your Participant information, As a registered investment adviser, Cutwater Investor Services Corporation is required to furnish you with a copy of our ADV Part 2A of the SEC registration form. If you would like a copy of this form, please contact us at 800-395-5505, of' go to www.adviserinfo.sec.gov/ and download 'the most recent version of this document. NYCLASS will be closed for Martin Luther King Day on Monday, January 16th. December 2011 Page: 6 BNY MELLON Broker/Dealer Services One Wall Street,Fourth Floor New York, NY 10286 Date: 12/01/11 12/51/11 00~0~1 ooo3si x~osMioi MATTITUCK PARK DISTRICT P.O. BOX 1415 MATTITUCK, NY 11952 ATTN-' ,JOHN CUSHMAN RE: ACCT 750021 This advice is supplied as part of the Tri-Party Collateral agreement among the Customer, Capital One, N.A. and The Bank of New York. Any questions should be directed lo Paul Messina, Vice President, BDS/Tri-Party Services, (.212)655-4816. As agent we confirm the following collateralized deposit information for your account. DEALER ACCT ID: 'NFK Capital One, N.A. MARKET COLLATERAL # OF DATE AS OF DATE TOTAL DEPOSITS VALUE PERCENTAGE DAYS 12/02/11 12/01/11 12/05/11 12/02/11 12/06/11 12/05/11 12/07/11 12/06/11 12/08/11 12/07/11 12/09/11 12/08/11 12/12/11 12/09/11 12/15/11 12/12/11 12/14/11 12/15/11 12/15/11 12/14/11 12/16/11 12/15/11 12/19/11 12/16/11 12/20/11 12/19/11 12/21/11 12/20/11 12/22/11 12/21/11 12/25/11 12/22/11 12/27/11 12/25/11 12/28/11 12/27/11 12/29/11 12/28/11 12/50/11 12/29/11 01/05/12 12/S0/11 105,820 52 105,820 52 105,820 52 105,820 52 95,820 52 95,820 52 95,820.52 95,820.52 95,820.52 92,820.52 92,820.52 92~820.52 92,820.52 92,820.52 92,820.52 92,820 52 92,820 52 92,820 52 87,820 52 87,820 52 87~952 54 111,111.66 111,111.61 111,111.56 111,111.65 100,611 64 100,611 57 100,611 ?0 100,611 60 100,611 58 97~461 64 97,461 61 97,461.59 97,461.65 97,462.05 97,461.55 97,461.64 97,462.00 97,461.59 92,211.68 92,211.57 92,350.25 105.000 1 105.000 105.000 1 105.000 1 105.000 1 105.000 1 105.000 5 105.000 1 105.000 1 105.000 1 105.000 1 105.000 5 105.000 1 105.001 1 105.000 1 105.000 1 105.000 105.000 1 105.000 1 105.000 1 105.000 BNY MELLON BROKER DEALER SERVICES DIVISION PRICING AND INDICATIVE DATA DISCLOSURES In connection with your agreement pursuant to which this report is furnished, the prices of securities and indicative data reported or reflected herein generally are provided by vendors and ratings agencies ("vendors") used by the Broker Dealer Services Division (BOg) of The Bank of New York Mellon (BNYM) in the ordinary course of business. Prices and indicative data are not independently verified by BNYM, and may contain errors or omissions. With respect to certain newly issued securities, if vendors do not provide prices, such securities will be priced at par or the new issue price for up to three business days. Thereafter, if vendors do not provide prices, BNYM will obtain prices from at least one broker or deaier (not including your transaction counterpartv), if available. Otherwise, such securities wili be Priced at zero, unless other arrangements are agreed in writing. With respect to certain securities other than new issues~ vendors may not provide prices and may not update prices previously provided on a regular basis. If vendors do not provide prices or update previously reported prices within three business days, BNYM will obtain prices from at least one broker or dealer (not including your transaction counterparty), if availabie. Otherwise, such securities will be priced at zero, unless other arrangements are agreed in writing. Notwithstanding the foregoing, certain hard-to-price, thinly traded or illiquid securities are priced monthly with no adjustment during the interim period (details are available upon request by contacting BDS Triparty Services). Certain Fed-eligible securities wiii be assigned a price by reference to other Fed-eligible securities issued by the same issuer and having the same' pool type and interest rate (BDS Triparty Services w111 provide information concerning its methodology for pricing such securities upon request). Although BNYM will not obtain securities prices from your transaction counterparty, BNYM may obtain from your transaction counterparty securities information other than price (e.g., offering memoranda, observable and non- observable information and assumptions) in order to assist BNYM's pricing vendors in determining prices for particuiar securities. With respect to certain securities that are not widely held or regularly traded, vendors may report prices based on valuation models which reflect underlying non-observable assumptions that may not be accurate or complete and such models and/or prices may not be regularly adjusted. 001052 BNY MELLON The prices reported by BDS herein may differ from the prices reported or used by other divisions of BNYM or its subsidiaries or affiliates, and such differences may or may not be material. Margin values reported herein may differ from margin values used by BNYM for its own account or for the account of its subsidiaries, affiliates or other clients. Average Traded Votume data is obtained from primary or secondary securities exchanges. Market data, which is subject to availability, may or may not be current. The information reported or reflected herein is proprietary to its suppliers and is for your internal use only. It may not be copied, reproduced, published, posted, transmitted, displayed, stored, modified, subllcensed, transferred, disclosed or distributed or used for any purpose without BNYM~s express written permission or that of its vendors or other third parties~ as applicable. REPORTED PRICES, WHETHER PROVIDED BY VENDORS OR OTHERWISE OBTAINED AS DESCRIBED HEREIN, MAY NOT REFLECT THE ACTUAL AMOUNT THAT CAN BE REALIZED UPDN THE SALE OF PARTICULAR SECURITIES. O01053 BNY MELLON 000332 XBGSCIO1 ATTN~ JOHN CUSHHAN HATTITUCK PARK DISTRICT P.O. BOX lql5 MATTITUCK~ NY 11952 Broker/Dealer Services One Wall Street, Fourth Floor New York, NY 10286 Date= 01/03/12 Account Id~ 750021 Tax Id Number= 1118066~1 This advice is supplied as part of the Tri-Party Collateral agreement among the Customer~ Capital One~ N.A. and The Bank of New York. Any questions should be directed to Paul Messina, Vice President, BDS/Tri-Party Services, (212)655-q816. AS' agent we confirm the following collateralized deposit information received from Capital One~ N.A. as of close of business on each of the following listed days. The collateral segregated on your behalf is as follows: DATE=12/28/ll Total Deposits As of 12/27/11:892,820.52 Margin %: 105.00 CUSIP DESCRIPTION OUANTITY MARKET VALUE 31~05XQV8 FNHA FNAR 2.7fi52 ll/O1/Sq fi61,271.00 97,~61.59 TOTAL MKT VALUE 9~,fi61.59 DATE:12/29/11 Total Dpposits As of 12/28/11: 887,8~0.52 Margin Z~ 105.00 CUSIP DESCRIPTION QUANTITY MARKET VALUE 51597KJR$ FMAC FGRM 6.000X 05/15/56 560,175.00 92,211.68 TOTAL MKT VALUE 92~211.68 DATE:12/50/ll Total Deposits As of 12/29/11~ 887,820.52 Margin X: 105.00 CUSIP DESCRIPTION OUANTITY HARKET VALUE 51585XR02 FNHA FNAR 2.575Z 10/01/55 677~189.00 92~211.57 TOTAL NKT VALUE 92,211.57 DATE:O1/05/12 Total Deposits As of 12/50/i1= 887~952.5fi Margin Z~ 105.00 CUSIP DESCRIPTION OUANTITY MARKET VALUE $1qO~GMA6 FNMA FNAR 2.545Z 05/01/5q 765,665.00 92,$50.~5 BNY MELLON Account CUSIP 750021 DESCRIPTION Tax Id Numbers 1118066ql QUANTITY TOTAL MKT VALUE Page 2 Date: 01/05/12 MARKET VALUE 92,550.25 BNY MELLON BROKER DEALER SERVICES DIVISION PRICING AND INDICATIVE DATA DISCLOSURES In connection with your agreement pursuant to which this report is furnished, the prices of securities and indicative data reported or reflected herein generally are provided by vendors and ratings agencies ("vendors") used by the Broker Dealer Services Division (BDS) of The Bank of New York Mellon (BNYM) in the ordinary course of business. Prices and indicative data are not independently verified by BNYH, and may contain errors or omissions. With respect to certain newly issued securities, if vendors do not provide prices, such securities will be priced at par or the new issue price for up to three business days. Thereafter, if vendors do not provide prices, BNYM will obtain prices from at least one broker or dealer (not including your transaction counterparty), if available. Otherwise, such securities will be priced at zero, unless other arrangements are agreed in writing. With respect to certain securities other than new issues, vendors may not provide prices and may not update prices previously provided on a regular basis. If vendors do not provide prices or update previously reported prices within three business days, BNYM will obtain prices from at least one broker or dealer (not including your transaction counterparty), if available. Otherwise, such securities will be priced at zero~ unless other arrangements are agreed in writing. Notwithstanding the foregoing, certain hard-to-price~ thinly traded or illiquid securities are priced monthly with no adjustment during the interim period (details are available upon request by contacting BDS Triparty Services). Certain Fed-eligible securities will be assigned a price by reference to other Fed-eligible securities issued by the same issuer and having the same pool type and interest rate (BDS Triparty Services will provide information concerning its methodology for pricing such securities upon request). Although BNYM will not obtain securities prices from your transaction counterparty, BNYM may obtain from your transaction counterparty securities information other than price (e.g., offering memoranda, observable and non- observable information and assumptions) in order to assist BNYM~s pricing vendors in determining prices for particular securities. With respect to certain securities that are not widely held or regularly traded, vendors may report prices based on valuation models which reflect underlying non-observable assumptions that may not be accurate or complete and such models and/or prices may not be regularly adjusted. The prices reported by BDS herein may differ from the prices reported or used by other divisions of BNYM or its subsidiaries or affiliates, and such differences may or may not be material. Margin values reported herein may differ from margin values used by BNYM for its own account or for the account of its subsidiaries, affiliates or other clients. Average Traded Volume data is obtained from primary or secondary securities exchanges. Market data, which is subject to availability, may or may not be current. The information reported or reflected herein is proprietary to its suppliers and is for your internal use only. It may not be copied, reproduced, published, posted, transmitted, displayed, stored, modified, sublicensed, transferred, disclosed or distributed or used for any purpose without BNYM~s express written permission or that of its vendors or other third parties~ as applicable. REPORTED PRICES, WHETHER PROVIDED BY VENDORS OR OTHERWISE OBTAINED AS DESCRIBED HEREIN~ MAY NOT REFLECT THE ACTUAL AMOUNT THAT CAN BE REALIZED UPON THE SALE OF PARTICULAR SECURITIES.