HomeMy WebLinkAbout2011Component Unit Annual Financial Report
For Mattituck Park District
Assets
For the fiscal year ended December 311 2011
Operating Fund
Balance Sheet
Cash
Cash in Time
Petty Cash
Investments
Taxes Receivable
Other Receivables
State and Federal Aid Receivables
Due from Capital Fund
Prepaid Expenses
Due From Primary Government
$882.20
464,729.11
50.00
$465,661.31
$7,333.58
0.00
0.00
$7,333.58
150,000.00
308,327.73
458,327.73
$465,661.31
Liabilities & Fund Equity
Accounts Payable
Due to Capital Fund
Due to Other Governments
Deferred Revenues
Retained Percentages
Total Liabilities
Fund Balance - Appropriated ensuing year
Fund Balance -- Unreserved
Total Fund Equity
Total Liabilities & Fund Eauitv
Page 1
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Operating Fund
Analysis of Changes in Fund Equity
Fund Equity - Beginning of Fiscal Year
Add: Revenues and Other Sources
Deduct: Expenditures and Other Uses
Revenues and Other Sources Over (Under)
Expenditures and Other Uses
Fund Eouitv - End of Fiscal Year*
* Total includes Appropriated and Unreserved Fund Balance
477,256.25
351,091.34
$332,162.82
126,164.91
$458,327.73
Page 2
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Operating Fund
Detail of Revenues and Other Sources
Revenues
Reap Property Taxes
Real Property Tax Items
Non-property Tax Items
Departmental Income
Use of Money and Property
Sale of Property and Compensation for Loss
Gifts and Donations
Refunds Prior Year Expense
Miscellaneous Local Sources
State Aide
Federal Aide
Budget
$432,360.00
10,000.00
3,500.00
15,000.00
$460,860.00 .
SI06,000.00
$566,860.00
Actual
$432,36O.0O
23.65
17,225.00
3,629.95
760.00
2,022.65
21,235.00
$477,256.25
$477,256.25
Total Revenues
Interfund Transfers
Proceeds of Obligations
Appropriated Fund Balance
Total Revenues and Other Sources
Page 3
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Operating Fund
Detail of Expenditures and Other Uses
Expenditures
Personal Services
Equipment and Capital Outlay
Contractual Expenses
Employee Benefits
Debt Principal
Debt Interest
Budget
$179,386.64
150,000.00
153,273.36
32,780.00
50,000.00
$1,420.00
$566,860.00
$566,86O.00
Actual
$143,408.13
28,246.23
100,607.54
28,539.44
50,000.00
290.00
$351,091.34
$351,091.34
Total Expenditures
Interfund Transfers
Total Expenditures and Other Uses
Page 4
Component Unit Annual Financial Report
For Mattituck Park District
Assets
For the fiscal year ended December 31,2011
Capital Fund
Balance Sheet
Cash
Cash in Time
Investments
Taxes Receivable
Other Receivables
State and Federal Aid Receivables
Due From Operating Fund
Prepaid Expenses
Due From Primary Government
Total Asset_s
$0.00
0.00
$o.oo
0.00
0.00
$o.oo
Liabilities & Fund Equity
Accounts Payable
Notes Payable
Due to Other Governments
Retainages Payable
Due to Operating Fund
Total Liabilities
Fund Balance - Appropriated ensuing year
Fund Balance -- Unreserved
Total Fund Equity
Z_otal Liabilities & Fund Eauity
Page 5
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Capital Fund
Analysis of Changes in Fund Equity
Fund Equity - Be,qinnin,q of Fiscal Year
Add: Revenues and Other Sources
Deduct: Expenditures and Other Uses
Revenues and Other Sources Over (Under)
Expenditures and Other Uses
Fund Eouitv - End of Fiscal Year*
$50,000.00
0.00
(5O,OOO.OO)
50,000.00
$0.00
* Total includes Appropriated and Unreserved Fund Balance
Page 6
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Capital Fund
Detail of Revenues and Other Sources
Revenues
Real Property Taxes
Real Property Tax Items
Non-property Tax Items
Departmental Income
Use of Money and Property
SaFe of Property and Compensation for Loss
Miscellaneous Local Sources
State Aide
Federal Aide
Budget
Actual
Total Revenues
Interfund Transfers
Proceeds of Obligations
Appropriated Fund Balance
Unappropriated Fund Balance
BANs Redeemed from Appropriations
Total Revenues and Other Sources
$0.00
$0.00
$0.00
50,000.00
$50,000.00
Page 7
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
Capital Fund
Detail of Expenditures and Other Uses
Expenditures
Personal Services
Equipment and Capital Outlay
Contractual Expenses
Employee Benefits
Debt Principal
Debt Interest
Budget
Actual
Total Expenditures
Interfund Transfers
$0.00
$0.00
$0.00
$0,00
Total Expenditures and Other Uses
Page 8
Component Unit Annual Financial Report
For Mattituck Park District
For the fiscal year ended December 31,2011
General Fixed Assets
Assets
Land
Buildings
Other Improvements
Machinery & Equipment
Construction in Progress
Infrastructure
Total Assets
Investment in General Fixed Asset,~
511,340.00
773,884.12
32,450.00
228,655.00
554,646.86
2,100,975.98
2,100,975.98
Page 9
c
c
c
O0
Z
ET_SS8
rn
0
For the fiscal year ended December 31,2011
Certification of Fiscal Officer
I, John A. Cushman II, certify that I am the fiscal officer of the Mattituck Park District,
and that this report, to the best of my knowledge, information and belief, is a true and
correct statement of the financial transactions and fiscal condition for the fiscal year
ended December 31 201
~ ~-~'~(~ >~ ~- - Treasurer
Signature Title
P.O. Box 1413 April 2, 2012
Official Address
Date
(631) 298-8213
Telephone Number
Mattituck, NY 11952
Please mail report to:
Town Comptroller
Town of Southold
53095 Route 25
PO Box 1179
Southold, NY 11971-0959
If you have any questions relating to this
report, please call Town Hall:
(631) 765-4333
Page 11
This page intentionally left blank.
Account
A.200
A.201
A.205
A.210
Mattituck Park District
Balance Sheet
12/31/2011
Assets.
Account Name
Cash
Cash in Time
Cash in MBIA/CLASS
Petty Cash
Total Assets
Balance
882.20
337,952.54
126,776.57
50.00
465,661.31
Account
A.021
A.022
A.026
A.600
A.605
A.909
Liabilities & Fund Balance
Account Name
NYS Tax Payable
Federal Tax Payable
FICA Tax Payable
Accounts Payable
Retained Percentages
Total Liabilities
Fund Balance
Total Liabilities plus Fund Balance
Balance
0.00
0.00
0.00
7,333.58
0.00
7,333.58
458,327.73
465,661.31
This page intentionally left blattk.
Date: 12/31/2011
Time: 8:00 PM
Account Account Name
Mattituck Park District
P.O. Box 1413
Mattituck, New York 11952
Current Budg t4onth To Date Year To Date Remaining Budg
A.1001 Real Properly Taxes
AA090 Interest-Real Prop. Tax
A.2401 Interest & Earnings
A.2440 Concession Rental
A.2590 Beach Permits
A.2620 Forfeited Bid Deposits
A.2655 Ramp Keys
A,2701 Refunds Prior Year Exp.
A.2705 Gifts & Donations
A.2771 Other Revenues
A.599 Appropriated Fund Balance
Total Revenues
Expenditures
Parking Attendants
A.5650.12 Parking Attend., Hourly
Total Parking Attendants
Parks
A.7110.12 Parks, Part-Time Hourly
A.7111,12 Parks, Full-time Houdy
A.7112.12 Parks, Offce
Total Parks Personnel
Capital Outlay
A,7110.242 Site Improvements
A.7110.243 Equipment
Total Capital Outlay
Contractual Expenses
A. 1980 MTA Payroll Tax
A.7110.411 Supplies&Materials
A.7110.410 Prompt Payment Discounts
A,7110.412 Office Stationary
A.7110.421 Telephone
A.7110.422 Electric
A.7110.423 Water
A.7110.424 Natural Gas
A.7110,43i ]nsurance
A.7110.442 Site Haint/Facility Rprs
A.7110.443 Equipment Repairs
A.7110.451 Legal Council
A.7110.452 Secretary
A.7110,483 Treasurer
A.7110.454 Election Telters
A,7110,485 Auditing Services
A.7110.461 Postage
A.7110.462 Permits
Total Contractual Expense
Beaches
A.7180.11 Beach Manager
A.7180.12 Beaches, Hourly
Total Beaches
Employee Benefits
A.9030.8 FICA, Employee Benefits
A.9050.8 Unemployment Insurance
A,9060.8 Medicat Insurance
Total Employee Benefits
Debt Service
A.9310.6 Debt Principal
A,9310,7 Debt Interest
Total Debt Service
432,360.00 0.00 432,360,00 0.00
0.00 0,00 23.65 -23.65
3,000.00 132.02 2,293.95 706.05
800.00 0.00 11336.00 -836.00
9,000.00 0.00 17,220.00 -8,220.00
0.00 0.00 0.00 0.00
1,000.00 0.00 5.00 995.00
0.00 0.00 2,022.65 -2,022.65
0.00 0.00 760.00 -760.00
151000.00 1,805.00 21,235.00 -6,235.00
106,000.00 0.00 0.00 106,000.00
566,860.00 11937.02 477,256.25 89,603.75
17,000.00 0,00 10,126,43 6,873.57
17,000.00 0.00 10,126.43 61873,57
40,000.00 1,615.88 27,105.32 12,894.68
56,000.00 3,494.50 47,545.40 8,454.60
19,136.64 1,349.60 19,136.64 0.00
115,i36.64 6,459.98 93,787.36 211349.28
140,000.00 2.24 21,584.99 118,415.01
10,000.00 0.00 6,661.24 3,338.76
150,000.00 2.24 28,246.23 121,753.77
600.00 100.51 487.58 112.42
49,775.00 3,962.67 3t,451.09 18,323.91
-5.00 0.00 -5.95 0.95
500.00 0.00 0.00 500.00
5,000.00 487.98 3,520.24 · 1,479.76
12,000,00 31474.06 9,544.03 2,455,97
500.00 56.61 236.60 263.40
5,000.00 438.82 1,116.48 3,883.52
301000.00 11414.42 271347,34 21652.66
18,863.36 4,500.66 13,421.11 5,442.25
5,000.00 236,14 3f064.13 11935.87
10,000.00 772.50 9,270.00 730.00
6,800.00 435.76 5,664.88 835.12
7,250.00 495.16 6,437.08 812.92
480.00 346.50 478.50 1.50
14,700.00 0.00 0.00 14,700.00
500.00 0.00 366.39 133.61
360.00 0.00 310.00 50.00
167,023.36 16,721.79 112,709.50 54,313.86
6,500.00 0.00 5,100.00 1,400.00
27,000.00 0.00 22,292.38 4,707.62
33,500.00 0.00 27,392.38 6,107.62
13,700.00 565.41 10,971.09 2,728.91
3,080.00 0.00 3,080.00 0.00
16,000.00 2,532.36 14,488.35 1,511.65
32,780.00 3,097.77 28,539.44 4,240.56
50,000.00 0.00 50,000.00 0.00
1,420.00 0.00 290.00 1,130.00
511420.00 0.00 50,290.00 1,130.00
Page no. I
Date: 12/31/201~
Time: 8:00 PM
Account Account Name
Mattituck Park District
P.O. Box 1413
Mattituck, New York 11952
Current Budg Month To Date Year To Date Remaining Budg
Page no. 2
Total Expenditures 566,860~00 26,281.78 351,091.34 215,768.66
04/03/12 11:44:05
Department Account
MPD KI.IO1
K1,102
K1,!03
K1.104
Kl.106
Item Item
Class Tag
010
010
010
010
010
010
010
0IO
010
010
010
010
020
O2O
O20
O2O
020
020
020
020
020
020
O28
O28
O5O
O5O
05O
O5O
O6O
060
060
O6O
O6O
O6O
018
024
024
024
GASB 14 Ca ital Assets 12/31/11
Sorted by Distric~, General Ledger-A~ount
FADEPR1MPD
Item
Description
2785 9320 GREAT PECONIC B
2787 2205 BAILiE BEACH RO
2789 11280 GP~qND PECONIC
2795 11020 GREAT PECONIC
2799 1865 BAY AVENUE
2800 WICKHAM AVENUE
2801 1215 LOVE LANE
2803 5155 BREAKWATER
2808 14650 MAIN ROAD
2809 WICKB~M AVENUE
2812 350 ALDRICH LANE
2824 630 PIKE STREET
3409 2205 8AILIE BEACH RO
2788 2205 BAILIE BEACH RO
2790 11280 GRAND PECONIC
2802 1215 LOVE LANE
2803 5155 BREAKWATER
2813 350 ALDRICH LANE
3408 350 ALDRICH LANE--GA
3857 PEC BAY BLVD - BUILD
4059 VETERAN'S PARK SEPTI
4061 VETERAN'S PARK RECRE
4060 BAY AVE TENNIS COURT
4198 YACHT CLUB BALLFIELD
3111 1989 DODGE D-50 PICK
3112 1996 DODGE DUMP TRUC
8117 2003 CHEVROLET 2400
3538 2007 FORD RANGER 4 X
3113 1990 JOHN DEERE TRAC
3114 JOHN DEERE MODEL 460
31i5 VETERANS PARK PLAYGR
3116 TORO GROUNDMASTER 32
3410 LIGHT TOWER-TOWABLE
3534 TORO GROUNDMASTER 32
4016 VET'S PARK BLDG PAVE
3881 VETS PARK EASTERLY G
3911 VETS PARK WESTERLY G
403I YACHT CLUB WESTERLY
Est Life
in Months
TOTAL
240
48O
48O
48O
48O
48O
480
480
48O
48O
TOTAL
120
i20
TOTAL
12
96
96
96
120
120
120
120
120
i20
TOTAL
360
240
240
240
Total
Cost
22.409.00
47.873.00
46.743.00
21.801.00
3.805.00
18,295.00
45,280,00
172,432,00
13,080,00
1.321.00
30,344.00
86,957.00
511,340,00
30.357,45
38,539.00
147,826.00
11,107.00
19,650,00
3,742.00
54.672.71
386,268.67
28.656.80
53,064.49
773.884.12
25.100.00
7,350.00
32,450,00
5,000.00
25.298.00
22,192.00
11.380.00
I5.860.00
19.186.00
94,837.00
14,569.00
6,700.00
14.433.00
228,655.00
11,100.00
34.650,00
34,000.00
48,457.00
Code
Accumulated
Depreciation
10,372.18
38.539.00
40,652.04
11.107,00
17,i93.90
1.590.58
9.339.80
38.627.04
1,194,00
!.547.70
170.163.24
3.555.89
490.00
4,045.89
5.000.00
25.298.00
22.192.00
7,705.11
15.860.00
19,186.00
94,037.00
12,626.52
4,578.27
8.058.43
214.541.33
616.60
5,919,38
4,816,78
3,634.20
PAGE 1
Book
Value
22,409,00
47,873.00
46,743.00
21,801.00
3,805.00
i8.295.00
45.280.00
173,432.00
i3.080.00
1.321.00
30,344.00
86,957.00
511,340.00
19,985.27
.00
107,i73.96
.00
2,456.10
2.I51.42
45.332,91
247.641,62
27,462.80
51,516,79
603,720.88
21,544.!I
6,860.00
28,404,i1
.00
.00
.00
3.674.89
.00
.00
.00
1,942.48
2,121.73
6,374,57
14.113.67
i0.483.40
28,730.62
29.183.22
44.822.80
04/03/12 11:44:05
Department Account Item Item
Class Tag
MPD K1.106 024
026
*** END OF REPORT ***
GASB 1~ Capital Assets i2/31/11
Sorted by District, General Ledger Account Code
FADEPR1MPD
Item
Description
4199 LOVE LANE BULKHEAD
3858 ALDRICH LANE - LIGHT
PAGE 2
Est Life Total Accumulated Book
in Months Cost Depreciation Value
240 95,020.00 3,167.36 91.852,64
240 331.419.86 52,474.96 278.944.90
TOTAL 554,646.86 70,629.28 484,017.58
TOTAL 2.100,975.98 459.379.74 i.64i,596.24
Subtotals
TOTAL 2,100.975.98 459.379,74 1,641,596,24
ACS Capital Assets
TOWN OF SOUTHOLD FIXED ASSETS
4/03/2012 11:55:14 Depreciation Schedule FA635R001 04.21 pg 2
t~rpe, Department, Category and Class
Trans 12/31/2011
Dept. Original
Item Tag Date Life Value
................... Depreciation
MTD YTD LTD
Book Dispofnl
Value Date
MPD
BUILD BUILDINGS
020 BUILDINGS
020 B~'/LDI~B 773,884.12
1,572.06 18,864.84 170,163.24 603,720_88
1,572.06 18,864.84 170,163.24 603,720.88
.00 .00 .O0 .00
.00 .00 .00 .00
118.55 2,578.]1 60,195.11 3,674.89
ACS Capital Assets
TOWN OF SOUIHOLD FIXED ASSETS
4/03/2012 11:55:14 Depreciation Schedule FA635R001 04.21 p~ 3
type, Department, Category and Class
Trans 12/31/2011
Dept.
item Taq Date
~overnment
Life
................... Depreciation
MTD YTD LTD
Book Disposal
Val~e Date
Final total 2,193,357.98 4,554.16 58,678.94 459,379.74 1,641,596.24
Summary Statement
December 2011
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
NYCI ASS
Mattituck Park District
Account Number: NY-01-0143-0001 Accuunt Name: GENERAL FUNI) A/C
Beginning Contributions Withdrawals lncomc Average Daily Month End
Balance Earned Balance Balance
Fhis MonLh $126,7'~.57 $( .0~ i -- $0.00 $~0.00 $-12~,~76.57 _$126,776.5~
Fiscal YTD $0.00
Ending 12/31/11 $126,710.79 $0.00I $65.78 $126,761.86 $126,776.57
Total of ali accounts
Beginning Contributions Withdrawals Income Average Daily Month End
Balance Earned Balance Balance
This Month $126,776.57 $0.00 $0.00 $0.00 $126,776.57 $i26,776.57
Fiscal YTD
Ending x $126,710.79 $0.{}0 $0.00 $65,78 $126,761.86 $126,776.57
l)ecemBer 2011 Page: 1
NYCLASS
Statement
December 2011
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
Mattituck Park District
Account Number: NY-01-0143-0001
Acconnt Name: GENERAL FUND A/C
Dnte Description
Summary
Cnntributi¢~ns and I Withdrnwals
ln~c??_e Earne~d t '--
$0.0(1 [
Bahmce Transactinn
Nnmher
$126,776.57
$126,776.57
I)ecemher 2011 Fiscal YTI) Ending (12/31/i 11
Beginning Bahmce
Cnntributinns
Withdrnwals
lncome Earned
Month End Balance
Average Daily Rates
Average Annualized Yield
$126,776.57
$0.00
$0.00
$0.00
$126,776.57
0.00%
0.00%
$126,710.79
$0.00
$0.00
$65.78
$126,776.57
0.01%
0.01%
December 2011 Page: 2
NYCI ASS
New York CLASS Daily Rates
December 2011
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
Date
12/01/11
12/02/11
12/03/11
12/04/11
12/05/11
12/06/11
12/07/11
12/08/11
12/09/11
12/10/11
12/11/11
12/12/11
12/13/11
12/14/11
12/15/!!
12/16/11
12/17/11
12/18/11
12/19/11
12/20/11
12/21/11
12/22/11
12/23/11
12/24/11
12/25/11
12/26/11
12/27/11
12/28/11
12/29/11
12/30/11
12/31/11
Avex~ge
Daily Rates
0.00%
0.00%
0.00%
0.00%
0.00%
0.0(}%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0,00%
0.00%
0.00%
0,00%
0.00%
0,00%
0.00%
0.00%
0.00%
0.00%
0.00%
Annual Yield
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
11.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0,00%
0.t)0%
0.00%
0.00%
0.00%
0.00%
I)eceml)er 2011 Page: 3
Securities Delivered To:
The Bank of New York
NYCLASS
New York CLASS Holdings
December 2011
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
Face Amount
REPURCHASE AGREEMENTS
Maturity Date Yield/Rate Value
$81,619,249.58
$60,000,000.00
$141,619,249.58
Collateral Total
Amount =
$83,251,634.57 or
102%.
Collateral Total
Amount -
$6],200,000.00 or
102%.
TOTAL RI£PUI¢CHASEAGRI£I~MENTS
01/03/2012 O.07g
01/03/2012 0.00%
$81,619,249.58
$60.000,000,00
$141,619,249.58
US GOVERNMENT GUARANTEED SECURITIES
$4,500,000.00 Housing Urban
Development
$4,500,000.00
08/0]/20]2
TOTAL US GOVERNMI£NT GUARANTEED SECURIIIES
0.31%
$4,499,464.50
$4,499,464.50
US TREASURY SECURITIES
$25.000,000.00 US Treasury
Securities
02/29/2012 0.08%
$25,033,200,00
I)ecember 2011 Page: 4
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
US TREASURY SECURITIES
$11,000,000.00
$25,000,000.00
$21,000,000.00
$17,000,000.00
$10,000,000,00
$15,000,000.00
$5,000,000.00
US Treasury
Securities
US Treasury
Securities
US Treasury
Securities
US Treasury
Securities
US Treasury
Securities
US Treasury
Securities
US Treasury
Securities
$129,000,000, O0 TOTAL US' TREASURY SECURITIES
01/31/2012 0.22%
04/30/2012
03/31/2012 0,12%
05/31/2012 0,10%
05/31/2012 0.03%
03/15/2012 0.04%
06/30/2012 0,14%
$11,006,875,00
$25.078,125.00
$21,048.405.00
$17,049,147.00
$9,998,340.00
$15,039,840.00
$5,013,865.00
$129,267,797. O0
COLLATERALIZED BANK DEPOSIT
$50.000,000.00
$50,000,000,00
Collatera'lized Bank
Deposit
01/03/2012 0.20%
TOTAL COLLA TEIiAIJZED BANK DEPOSIT
$50,000,000.00
$50,000,000.00
$325,386,511.08
$325,119,249.58 TOTAL INVESTMENTS
December 2011 Page: 5
Notes
December 2011
For more information, call NYCLASS at (800)395-5505
Fax: (800)765-7600
You may now view and print your Participant Profile on Client Connection. Under
Summaries and Reports, click on Statement Reports and then Participant Profile,
Follow instructions Lo make revisions to your Participant information,
As a registered investment adviser, Cutwater Investor Services Corporation is
required to furnish you with a copy of our ADV Part 2A of the SEC registration
form. If you would like a copy of this form, please contact us at 800-395-5505,
of' go to www.adviserinfo.sec.gov/ and download 'the most recent version of this
document.
NYCLASS will be closed for Martin Luther King Day on Monday, January 16th.
December 2011 Page: 6
BNY MELLON
Broker/Dealer Services
One Wall Street,Fourth Floor
New York, NY 10286
Date: 12/01/11 12/51/11
00~0~1
ooo3si x~osMioi
MATTITUCK PARK DISTRICT
P.O. BOX 1415
MATTITUCK, NY 11952
ATTN-' ,JOHN CUSHMAN
RE: ACCT 750021
This advice is supplied as part of the Tri-Party Collateral
agreement among the Customer, Capital One, N.A. and The Bank
of New York. Any questions should be directed lo Paul
Messina, Vice President, BDS/Tri-Party Services,
(.212)655-4816.
As agent we confirm the following collateralized deposit
information for your account.
DEALER ACCT ID: 'NFK Capital One, N.A.
MARKET COLLATERAL # OF
DATE AS OF DATE TOTAL DEPOSITS VALUE PERCENTAGE DAYS
12/02/11 12/01/11
12/05/11 12/02/11
12/06/11 12/05/11
12/07/11 12/06/11
12/08/11 12/07/11
12/09/11 12/08/11
12/12/11 12/09/11
12/15/11 12/12/11
12/14/11 12/15/11
12/15/11 12/14/11
12/16/11 12/15/11
12/19/11 12/16/11
12/20/11 12/19/11
12/21/11 12/20/11
12/22/11 12/21/11
12/25/11 12/22/11
12/27/11 12/25/11
12/28/11 12/27/11
12/29/11 12/28/11
12/50/11 12/29/11
01/05/12 12/S0/11
105,820 52
105,820 52
105,820 52
105,820 52
95,820 52
95,820 52
95,820.52
95,820.52
95,820.52
92,820.52
92,820.52
92~820.52
92,820.52
92,820.52
92,820.52
92,820 52
92,820 52
92,820 52
87,820 52
87,820 52
87~952 54
111,111.66
111,111.61
111,111.56
111,111.65
100,611 64
100,611 57
100,611 ?0
100,611 60
100,611 58
97~461 64
97,461 61
97,461.59
97,461.65
97,462.05
97,461.55
97,461.64
97,462.00
97,461.59
92,211.68
92,211.57
92,350.25
105.000 1
105.000
105.000 1
105.000 1
105.000 1
105.000 1
105.000 5
105.000 1
105.000 1
105.000 1
105.000 1
105.000 5
105.000 1
105.001 1
105.000 1
105.000 1
105.000
105.000 1
105.000 1
105.000 1
105.000
BNY MELLON
BROKER DEALER SERVICES DIVISION
PRICING AND INDICATIVE DATA DISCLOSURES
In connection with your agreement pursuant to which this
report is furnished, the prices of securities and indicative
data reported or reflected herein generally are provided by
vendors and ratings agencies ("vendors") used by the Broker
Dealer Services Division (BOg) of The Bank of New York Mellon
(BNYM) in the ordinary course of business. Prices and
indicative data are not independently verified by BNYM, and
may contain errors or omissions.
With respect to certain newly issued securities, if vendors
do not provide prices, such securities will be priced at par
or the new issue price for up to three business days.
Thereafter, if vendors do not provide prices, BNYM will
obtain prices from at least one broker or deaier (not
including your transaction counterpartv), if available.
Otherwise, such securities wili be Priced at zero, unless
other arrangements are agreed in writing.
With respect to certain securities other than new issues~
vendors may not provide prices and may not update prices
previously provided on a regular basis. If vendors do not
provide prices or update previously reported prices within
three business days, BNYM will obtain prices from at least
one broker or dealer (not including your transaction
counterparty), if availabie. Otherwise, such securities will
be priced at zero, unless other arrangements are agreed in
writing.
Notwithstanding the foregoing, certain hard-to-price, thinly
traded or illiquid securities are priced monthly with no
adjustment during the interim period (details are available
upon request by contacting BDS Triparty Services). Certain
Fed-eligible securities wiii be assigned a price by reference
to other Fed-eligible securities issued by the same issuer
and having the same' pool type and interest rate (BDS Triparty
Services w111 provide information concerning its methodology
for pricing such securities upon request).
Although BNYM will not obtain securities prices from your
transaction counterparty, BNYM may obtain from your
transaction counterparty securities information other than
price (e.g., offering memoranda, observable and non-
observable information and assumptions) in order to assist
BNYM's pricing vendors in determining prices for particuiar
securities.
With respect to certain securities that are not widely held
or regularly traded, vendors may report prices based on
valuation models which reflect underlying non-observable
assumptions that may not be accurate or complete and such
models and/or prices may not be regularly adjusted.
001052
BNY MELLON
The prices reported by BDS herein may differ from the prices
reported or used by other divisions of BNYM or its
subsidiaries or affiliates, and such differences may or may
not be material. Margin values reported herein may differ
from margin values used by BNYM for its own account or for
the account of its subsidiaries, affiliates or other clients.
Average Traded Votume data is obtained from primary or
secondary securities exchanges.
Market data, which is subject to availability, may or may not
be current.
The information reported or reflected herein is proprietary
to its suppliers and is for your internal use only. It may
not be copied, reproduced, published, posted, transmitted,
displayed, stored, modified, subllcensed, transferred,
disclosed or distributed or used for any purpose without
BNYM~s express written permission or that of its vendors or
other third parties~ as applicable.
REPORTED PRICES, WHETHER PROVIDED BY VENDORS OR OTHERWISE
OBTAINED AS DESCRIBED HEREIN, MAY NOT REFLECT THE ACTUAL
AMOUNT THAT CAN BE REALIZED UPDN THE SALE OF PARTICULAR
SECURITIES.
O01053
BNY MELLON
000332 XBGSCIO1
ATTN~ JOHN CUSHHAN
HATTITUCK PARK DISTRICT
P.O. BOX lql5
MATTITUCK~ NY 11952
Broker/Dealer Services
One Wall Street, Fourth Floor
New York, NY 10286
Date= 01/03/12
Account Id~ 750021 Tax Id Number= 1118066~1
This advice is supplied as part of the Tri-Party Collateral agreement
among the Customer~ Capital One~ N.A. and The Bank of New York. Any
questions should be directed to Paul Messina, Vice President,
BDS/Tri-Party Services, (212)655-q816.
AS' agent we confirm the following collateralized deposit information
received from Capital One~ N.A. as of close of business on each of
the following listed days.
The collateral segregated on your behalf is as follows:
DATE=12/28/ll Total Deposits As of 12/27/11:892,820.52 Margin %: 105.00
CUSIP DESCRIPTION OUANTITY MARKET VALUE
31~05XQV8 FNHA FNAR 2.7fi52 ll/O1/Sq fi61,271.00 97,~61.59
TOTAL MKT VALUE 9~,fi61.59
DATE:12/29/11 Total Dpposits As of 12/28/11: 887,8~0.52 Margin Z~ 105.00
CUSIP DESCRIPTION QUANTITY MARKET VALUE
51597KJR$ FMAC FGRM 6.000X 05/15/56 560,175.00 92,211.68
TOTAL MKT VALUE 92~211.68
DATE:12/50/ll Total Deposits As of 12/29/11~ 887,820.52 Margin X: 105.00
CUSIP DESCRIPTION OUANTITY HARKET VALUE
51585XR02 FNHA FNAR 2.575Z 10/01/55 677~189.00 92~211.57
TOTAL NKT VALUE 92,211.57
DATE:O1/05/12 Total Deposits As of 12/50/i1= 887~952.5fi Margin Z~ 105.00
CUSIP DESCRIPTION OUANTITY MARKET VALUE
$1qO~GMA6 FNMA FNAR 2.545Z 05/01/5q 765,665.00 92,$50.~5
BNY MELLON
Account
CUSIP
750021
DESCRIPTION
Tax Id Numbers 1118066ql
QUANTITY
TOTAL MKT VALUE
Page 2
Date: 01/05/12
MARKET VALUE
92,550.25
BNY MELLON
BROKER DEALER SERVICES DIVISION
PRICING AND INDICATIVE DATA DISCLOSURES
In connection with your agreement pursuant to which this report is
furnished, the prices of securities and indicative data reported or
reflected herein generally are provided by vendors and ratings agencies
("vendors") used by the Broker Dealer Services Division (BDS) of The Bank
of New York Mellon (BNYM) in the ordinary course of business. Prices and
indicative data are not independently verified by BNYH, and may contain
errors or omissions.
With respect to certain newly issued securities, if vendors do not provide
prices, such securities will be priced at par or the new issue price for up
to three business days. Thereafter, if vendors do not provide prices, BNYM
will obtain prices from at least one broker or dealer (not including your
transaction counterparty), if available. Otherwise, such securities will be
priced at zero, unless other arrangements are agreed in writing.
With respect to certain securities other than new issues, vendors may not
provide prices and may not update prices previously provided on a regular
basis. If vendors do not provide prices or update previously reported prices
within three business days, BNYM will obtain prices from at least one broker
or dealer (not including your transaction counterparty), if available.
Otherwise, such securities will be priced at zero~ unless other arrangements
are agreed in writing.
Notwithstanding the foregoing, certain hard-to-price~ thinly traded or
illiquid securities are priced monthly with no adjustment during the interim
period (details are available upon request by contacting BDS Triparty
Services). Certain Fed-eligible securities will be assigned a price by
reference to other Fed-eligible securities issued by the same issuer and
having the same pool type and interest rate (BDS Triparty Services will
provide information concerning its methodology for pricing such securities
upon request).
Although BNYM will not obtain securities prices from your transaction
counterparty, BNYM may obtain from your transaction counterparty securities
information other than price (e.g., offering memoranda, observable and non-
observable information and assumptions) in order to assist BNYM~s pricing
vendors in determining prices for particular securities.
With respect to certain securities that are not widely held or regularly
traded, vendors may report prices based on valuation models which reflect
underlying non-observable assumptions that may not be accurate or complete
and such models and/or prices may not be regularly adjusted.
The prices reported by BDS herein may differ from the prices reported or
used by other divisions of BNYM or its subsidiaries or affiliates, and such
differences may or may not be material. Margin values reported herein may
differ from margin values used by BNYM for its own account or for the
account of its subsidiaries, affiliates or other clients.
Average Traded Volume data is obtained from primary or secondary securities
exchanges.
Market data, which is subject to availability, may or may not be current.
The information reported or reflected herein is proprietary to its suppliers
and is for your internal use only. It may not be copied, reproduced,
published, posted, transmitted, displayed, stored, modified, sublicensed,
transferred, disclosed or distributed or used for any purpose without BNYM~s
express written permission or that of its vendors or other third parties~ as
applicable.
REPORTED PRICES, WHETHER PROVIDED BY VENDORS OR OTHERWISE OBTAINED AS
DESCRIBED HEREIN~ MAY NOT REFLECT THE ACTUAL AMOUNT THAT CAN BE REALIZED
UPON THE SALE OF PARTICULAR SECURITIES.