HomeMy WebLinkAbout01/11/201211 January 20i2
Dave Lowry
NYS Archives
Tips for Writing a Successful LGRMIF Grant
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Welcome
Discuss application guidelines
Pending Final Approval as of 11 January 2012
Review major changes
Explain the application process
Give tips for writing a winning application
Today We Will...
Feb 2012 Application Deadline
· 25 June 2012 Scheduled notification of awards
e/July 2012 Earliest date to start your project
t 1June 2013 All budget a~endmentsdue
e',,,,3,,_0 June 2013 End all work ..........
Final reports due
Important Dates
e 31 JuLy 2013..
Individual
Up to $75,000
Coo~ve
Up to $100,000
Shared Services
Up to
Priority for funding
Types of Grants
Designated Shared Services grants a high priority
~:ltellum2.n' 'it,edulrecordin
Eliminated limi
Shared Sen/ices grants
Added requirement that GIS applications include letter of
cooperation from the respective county
Eliminated requirement to submit three quotes
If you demonstrate a vendor has been chosen using your
~,~, government's standard procurement procedures
Major Changes
Water meter reading projects
Voice recording systems
Creation of GIS data using Global Positioning
System (GPS) units
Business Process Analyses (BPAs)
Any software application that does not manage
records as its primary purpose
Some Ineligible Projects
Worth 75% of overall score
Project Narrative
Four parts
~, Statement of the problem (20 pts)
~. Intended results (15 pts)
~, Plan of
~v. Local Government support (10 pts)
Only mt;lude i'he infOrniatiOr~ d~ked fD~ m fl~s sect ou
Records N~'~ment (~,*,~r ~rn I0
~arrative Section
Disaster Management
Inactive Records
Historical Records
Files Management
Document Conversion and Access
Geographic Information System~
~~s Systems
Project Categories
Records Focus
Adherence to Archives' Standards and
Guidelines
Increased Capacity
Intent and Ability to Maintain
Supporting Documentation
General Category Requirements
How will the project improve the management of
records and information?
Examples
Address retention and disposition
Base costs on records
Address specific records issues
Projects that merely ~mprove a business process
eligible
Records Focus
What State Archives' standards and guidelines
did you use to plan your project?
Examples
standards for digital images and microfilm
guidelines provided in workshops and publications
advice from State Archives staff
2. Adherence to Guidelines and Standards
How will you develop or enhance the capacity of a
RM program or system?
LGRMIF funds do not
support ongoing operational costs
pay for records that have accumulated since the
completion of a previously funded project
pay for software and hardware upgrades
cover payroll not directly associated with grant project
redo a project funded under a previous grant
3. Increased Capacity
How will you maintain project results and
support records management when grant ends?
Some examples
provide ongoing staff trainin
develop policies and procedures
apply system-enforced business rules & audi*` *,rails
4. Intent and Ability to Maintain
Submit documentation required by the specific
project category
Excel (.xls), PgE, ]PEG, BMP, or PNG
5. Supporting Documentation
needs assessments
floor plans and shelving layouts
conservation treatment proposals
Vendor Quote Form and detailed quotes
Word
Examples
20 points
Describe the specific records problem (10 pts)
Identify the records, departments involved, and
previous related projects (5 pts)
Explain why grant funding is essential (5 pts)
I. Statement of the Problem
Not so good
The District currently has a problem
with its student cumulative files. The files
are overflowing and are a mess. Even./
time we receive a request for information
from a file it takes a long time to locate it.
Statement of the Problem Example I
Much Better
The. District currently store~ 620 ~~t of
cumulaWe student records datih~-4¢eb'i,~959 t'e, the
present and has run out of storage room~
records have never been culled and the files are so
large it's difficult to pinp. oint the needed information.
The .reco~ ar~orly ~ndexed and the District
rece~vesL, tl:)'to ~2 j~equests eve~k for information
from these flles."E takes a cleriC,45 rnlinutes to an hour
to locate the dat.a requeste.d., thu'~,w~sting a large
amount of staff t~me. Sometimes a recordcannot be
located at all.
Statement of the Problem Example 2
points
Identify each intended result and the
anticipated benefits (5 pts)
Describe how the project will address the
records problem (5 pts)
Describe in detail how the project will
improve local government services to the
~..,~_,p. ublic (5 points)
II. Intended Results
Statement of the Problem
Intended Results
Have 500 feet of
unorganized records
Many records have~
passed their retention
period
Takes one hour to
a record
Records are stored
haphazardly in multiple
locate
Inventoried 500 cubic feet
of records
Approximately 240 cubic
feet of obsolete records
will be destroyed
Will take i0 minutes to
locate a record
Records will be stored
centrally and organized
on 18-gauge steel
shelving
Intended Results Example
points
idea detailed outline and timeline of wo~
activities (15 pts)
Address each of the General Category
Requirements and the requirements of the specific
project category and type (10 pts)
Explain who will perform each project activity and
k,,,,~list their qualifications (5 pts)
III. Plan of Work
Task D u raft o n Res ponsible
Party
Review and Two Weeks Project Director
update scope of
work
Complete One Week Project Director
Purchase Orders
Assemble Two Weeks Project Team
Reference
Materials
Plan of Work: Timeline
Records Management Focus
The project proposed for this grant is solely focused
on improving RM for our agency. The overriding goal
is to replace the existing DEP RRS in its entirety...
Increased Capacitv
The RM program at DEP is still growing. The new
RRS will form the cornerstone of the program and will
enable the program to greatly increase its capacity.
Currently the P,M program is largely confined to storing
records rather than truly managing records...
Plan of Work: Category Requirements
Examples
Bad: "The town will follow all State Archives
imaging standards."
Good: "The town will follow all State
Archives' imaging standards. All records will
be scanned at 200 dp~ and a master copy
saved as a Group IV uncompressed TIFF
image..."
Plan of Work State Archives' Standards
10 points
Demonstrate contributions to this project (5 pts)
Additional Funding, Staff Time, Allocation of Space,
Purchase of Supplies
Describe how this project and records management in general
will be maintained (5 pts)
Adopt a Records Law, Policies and Procedures, Annual
Training, Support from Top Management, Funding for a
~,..,~. Maintenance Contract, Separate Budget Line for RM
IV. Local Government Support
Provide information where requested
Address all category requirements directly
For technical projects, demonstrate both RM
and IT involvement
Have someone else review the project
narrative and budget
~,,~Make sure all parts fit together
Writing Tips
Nine budget codes
Each code has eligible and ineligible expenses
Each code has a budget table and narrative
Populates Budget Summary (FS-20)
Project Budget
Salaries (2)
Purchased Services (2)
Supplies and Materials
Travel Expenses
Employee Benefits
Minor Remodeling
~,..,~ Equipment
Eligible Expenditures Budget Codes
~s~-3re~ A~rd F~rre~
Pro~:t Number, C 5~:0 - ]. - t'~i
p'.-_,)a,:~ Yudget hd.~,
SC SC
So
25 points
Justi~ all project expenditures, and
demonstrate the proposed expenditures are
reasonable
Justifying the Project Budget
Apply online
Apply early
Save often
Write project and budget narratives offline
Cut and paste text into eGrants
Request electronic responses from vendors
if you need help
Tips for Using eGrants
Read the grant application materials
Familiarize yourself with eGrants
Use the help menus in eGrants
Read State Archives' publications
Follow State Archives' standards
Talk to your RAO often
Asked lots of questions
Tips and Reminders
archgrantsC__.mail nysed.gov
8-474-6926
Grants Administration Unit
Government Records Services
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Don't Forget to Fill Out Your Evaluations
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Questions?