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HomeMy WebLinkAboutGoldsmith Inlet - WatershedRESOLUTION 2011-875 ADOPTED DOC ID: 7446 THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2011-875 WAS ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON DECEMBER 20, 2011: RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs Supervisor Scott A. Russell to execute the Intermunieipal Agreement between the Town of Southold and the Suffolk County Department of Public Works authorizing the Town of Southold to administer a project to evaluate Goldsmith Inlet and its watershed, in an amount not to exceed $85,666.00, subject to the approval of the Town Attorney. Elizabeth A. Neville Southold Town Clerk RESULT: ADOPTED [UNANIMOUS] MOVER: William Ruland, Councilman SECONDER: Vincent Orlando, Councilman AYES: Ruland, Orlando, Talbot, Krupski Jr., Evans, Russell 'Rev. 1;~/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold ORIGINAL INTER-MUNICIPAL AGREEMENT FOR IMPROVEMENT TO GOLDSMITH INLET TOWN OF SOUTHOLD This Inter-Municipal Agreement ("Agreement") is between the County of Suffolk ("County"), a municipal corporation of the State of New York, acting through its duly constituted Department of Public Works ("Department"), located at 335 Yaphank Avenue, Yaphank, New York 11980-9744; and Town of Southold ("Town"), a municipal corporation of the State of New York, having its principle offices located at 53095 Route 25, Southold, New York 11971. The parties hereto desire to make available to the Town certain County funds ("Funds") to pay the costs for the administration of a study to prepare a report analyzing and evaluating conditions in connection with Goldsmith Inlet, in the Town of Southold. ("Project") Term of the Agreement: Shall not exceed two years from the execution date of this Agreement.. Total Cost of the Agreement: Shall not exceed $85,666.00 or the actual costs incurred for the study and issuance of a report, whichever is less, unless authorized in writing by the Department. Terms and Conditions: Shall be as set forth in Articles I and II, and Exhibits 1 through 3, attached hereto and incorporated herein. In Witness Whereof, the parties hereto have executed the Agreement as of the latest date written below. TOWN OF SOUTHOLD Title: F~.T~ ID~ Date: By: Same:~/aaa 0 ~ Title: Deputy County Executive Date: Approved as to Legality: Dennis M. Cohen, County Attorney By: /~ /(~) ~ B%s~en Braddi~ Assistant County A/ttomey Date: ~/2 ~/EO( Z_~ Recommended: Department of Health Services, Division of Environmental Quality Name: ~e,..~,~,..wo¢~,_/c~ ~ ~.~.~ Date: x--/~--5//~- App~,~dt: tD~P?~/,~ Public W°rks ~,.~il.~ert Anderson, P.E., Commissioner Date: · 'Rev.'i2/5/ll Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold List of Articles & Exhibits Article I Description of Project and Services Article II Financial Terms and Conditions 1. Conflicting Provisions 2. General Payment Terms 3. Agreement Subject to Appropriation of Funds 4. Specific Payment T~,ms and Conditions 5. Limitation on use of Funds Article III County Terms and Conditions 1. Elements of Interpretation 2. Meanings of Terms 3. Contractors Responsibilities 4. Qualifications, Licenses, and Professional Standards 5. Notifications 6. Documentation of Professional Standards 7. Credentialing 8. Engineering Certificate 9. Termination 10. indemnification and Defense 11. Insurance 12. Independent Contractor 13. Severability 14. Merger; No Oral Changes 15. Set-Off Rights 16. Non-Discrimination in Services 17. Nonsectarian Declaration 18. Governing Law 19. No Waiver 20. Conflicts of Interest 21. Cooperation on Claims 22. Confidentiality 23. Assignment and Transfers 24. No Intended Third Party Beneficiaries 25. Certification as to Relationships 26. Publications and Publicity 27. Copyrights and Patents 28. Arrears to County 29. Lawful Hiring of Employees Law in Connection with Contracts for Construction or Future Construction 30. Notice :Rev. 1:2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Exhibit 1 Suffolk County Legislative Requirements 1. Contractor's/Vendors Public Disclosure Statement 2. Living Wage Law 3. Use of County Resources to Interfere with Collective Bargaining Activities 4. Lawful Hiring of Employees Law 5. Gratuities 6. Prohibition Against Contracting with Corporations that Reincorporate Overseas 7. Child Sexual Abuse Reporting Policy 8. Non Responsible Bidder 9. Use of Funds in Prosecution of Civil Actions Prohibited 10. Work Experience Participation 11. Suffolk County Local Laws Website Address Exhibit 2 County and Town Authorizing Documents 2-A Suffolk County Legislative Resolution No. 913-2010, "Amending the 2010 Capital Budget and Program and appropriating Funds In Connection with Improvements To Goldsmith Inlet, Town Of Southold (CP 8207); and 2-B Suffolk County Legislative Resolution No. 372-2011, "Amending Resolution No. 913-2010, Amending the 2010 Capital Budget And Program And Appropriating Funds In Connection with Improvements To Goldsmith Inlet, Town Of Southold (CP 8207).. 2-cgtj~rowntll of Southold Board Resolution No. ~'7~-201~-, "Resolution No. s'?s~ ,dated I! "Authorizing the Town to enter into ~--~-'~'er-Municipal Agreement wi~--~e-e C~)unty of Suffolk for the Purpose of Transferring Funds to the Town to be used for the Sole purpose of rendering analysis and evaluation" 3 ;Rev. I'2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Article I Description of Project & Description of Services Inter-Municipal Agreement For Improvement To Goldsmith Inlet Town Of Southold Whereas, Suffolk County Legislative Resolution No. 913-2010 amended the 2010 Capital Budget and Program and appropriating funds in connection with improvements to Goldsmith Inlet, Town of Southold; and Whereas, Suffolk County Legislative Resolution No. 372-2011 amending Resolution No. 913-2010 to authorize the County to enter into an intermunicpal agreement with the Town of Southold for the purpose of authorizing the Town to administer a project to evaluate Goldsmith Inlet and its watershed; Whereas, the Town, which owns Goldsmith Inlet and is responsible for the management and improvement of Goldsmith Inlet, requested the Project and offered to assume responsibility for the administration of the Project; and Whereas, it is in the best interest of the County of Suffolk and the Town to enter into an Inter-Municipal Agreement whereby the Town agrees to progress this Project; and Whereas, the Town Board has adopted Resolution No. o°75/-2011 authorizing the Town to execute an Inter- Municipal Agreement with the County of Suffolk to accept funds for the purpose of performing an evaluation of Goldsmith Inlet; and Whereas, Suffolk County Legislative Resolution No. 372-2011 amending Resolution No. 913-201 Od authorizes the County to enter into an intermunicpal agreement with the Town of Southold for the purpose of funding the Town's administration of the Project to evaluate Goldsmith Inlet and its watershed; Now, Therefore, in consideration of the mutual provisions and covenants hereafter set forth, the parties hereto agree as follows: 1. Term: This Agreement shall commence upon execution of this Agreement by the County Executive. The Town shall proceed in accordance with the project schedule section of the Project work Plan. The Agreement shall terminate upon the earlier of the following: final payment by the County of the assistance to the Town, or shall not exceed two years from the execution date of this Agreement. 2. Project Work Plan and Budget: a. Prior to commencing any testing or evaluation of the site, the Town shall submit to the County Departments of Health and Public Works a work plan for review and approval. The work plan must include a description of tasks, a project budget, a quality assuarance plan, milestones and Project timetable, and deliverables. b. The Town agrees to proceed expeditiously with the Project and to complete the Project in accordance with the timetable set forth in the Project Work Plan and Budget, and shall obtain all necessary permits required. 4 ~Rev. 1~/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold 3. Representations of Town: Use of Funds: The Town agrees to use the County funds for the payment of eligible costs of the Project in accordance with the Project Work Plan and Budget and for no other purpose. The Town also agrees to expend these funds in accordance with the terms and conditions of this Agreement, as well as with all applicable laws rules and regulations. The Town also agrees to expend the funds in total accord with the provisions and rules and regulations of the General Municipal Law. Town Representatives: The Town shall comply, and shall require its officers, directors, partners, trustees and other members of its governing body, as well as any personnel employed to render services under this Agreement, to comply with all applicable rules, regulations and requirements of law, including all contracting requirements as well as Suffolk County local preference laws and other applicable Suffolk County local laws, and resolutions of the Suffolk County Legislature. 4. Description of Project: As per Resolution 913-2010 and 372-2011, and in accordance with this Agreement, the Town will administer the Project to evaluate Goldsmith Inlet and its watershed, including the following: a. Flushing rate analysis; b. Coliform bacteria loadings and sources; c. Watershed drainage analysis and sediment loads; d. Invasive species evaluation; e. Coastal sediment management; and f. Recommendations and action plans Adherence to Project Work Plan and Budget: The Town represents that any use of the Towns employees or consultants/contractors is in aecordanco with the approval given by the County of the Project Work Plan and Budget. The Departments' approval is based upon the Towns representations that the Town's employees and/or consultants/contractors possess the necessary competence to provide the services in question. The cost of any services provided which are not in accordance with the Project Work Plan and Budget will not be eligible for reimbursement unless approved by the County in writing. Deliverables: The Town shall prepare a draft Final Report summarizing the study results and providing recommendations. The report should include assessment of alternatives as well as supporting analytical data for the recommendations. Copies of the draR final Report to the Suffolk County Department of Health Services, Division of Environmental Quality, Office of Ecology and the Department of Public Works, Highway Division, Office of Bridges, Structures and Waterways for review, questions, and comment. The final report shall incorporate the comments received from the County. Agreements: The Town acknowledges and agrees that the county has the right to review all Agreements for services funded pursuant to this Agreement in order to determine eligibility for financing hereunder and to determine compliance with all relevant plans and terms of this Agreement. 8. No County Liability: The County shall not be responsible for the performance of any services pursuant to this Agreement. The County maintains the right to review all work prior to reimbursement to the ,Rev. f2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Town but such review shall not be deemed to constitute approval by the County of any findings in the report. No County Warranties Regarding Project: Town acknowledges and agrees that the County does not make any warranty, express or implied, as to the Project or the final report, or that the County funds will be sufficient to pay the costs of the Project. End of Text for Article I · Rev. ~2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Article II Financial Terms and Conditions and Budget 1. Conflicting Provisions In the event of any conflict between any provision in this Article II and an Exhibit to this Agreement, the Exhibit shall prevail unless it is expressly stated in the conflicting provision in this Article II that it shall prevail over the Exhibit. 2. General Payment Terms a. Presentation of Suffolk County Payment Voucher In order for payment to be made by the County to the Town pursuant to this Agreement, the Town shall prepare and present a Suffolk County Payment Voucher ("Voucher"), which shall be documented by sufficient, competent and evidential matter. b. Voucher Documentation To the extent applicable to the Agreement, the Town shall prepare and present a claim form supplied by the County (Suffolk County Payment Voucher) together with certified and itemized statement in support of the payment for the services or expenditures incurred under this Agreement, to reflect all charges due thereon in accordance with the Work Plan. c. Payment by County The Town agrees to comply in full with and payment shall be made to Town in accordance with the Comptroller's Rules and Regulations for Payment by the County. Payment shall be made within thirty (30) days ai~er approval of the Voucher by the Comptroller of the County of Suffolk. d. Taxes The charges payable to the town under this Agreement are exclusive of Federal, State and local taxes, the County being a municipality exempt from payment of such taxes, to the extent that the Town is not obligated to pay same. e. Final Voucher The acceptance by the Town of payment of ail billings made on the approved Voucher shall operate as and shall be a release of the County from ail claims and liability to the Town, its successors, legal representatives and assigns under the terms and conditions of this Agreement. 3. Agreement Subject to Appropriation of Funds and Budget Deficiency Plans .Rev. i'2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southoid ae The Agreement is subject to the amount of funds appropriated and any subsequent modifications thereof by the Legislature, and no liability shall be incurred by the County beyond the amount of funds appropriated by the Legislature for the Services. 4. Specific Payment Terms and Conditions a. The County shall pay the Town a total amount not to exceed $85,666.00 or the actual costs incurred for the Project, whichever is less. In no event shall the County's payment under this Agreement exceed $85,666.00 or the actual cost, whichever is less, unless authorized in writing by the Department. b. The County shall retain fifteen percent (15%) of all payments made under this Agreement and the Project Work Plan and Budget as retainage. Retainage shall be paid upon receipt of a satisfactory final Project report. 5. Limitation On Use of Funds The funds provided by the County pursuant to this Agreement shall not be utilized to provide fiscal relief to the Town or any of its agencies, contractors, or assigns, or to support or supplant operating costs or any administrative expenses of the Town. End of Text for Article II .Rev. J2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Article 111 County Terms and Conditions 1. Elements of Interpretation As used throughout the Agreement: a. Words of thc masculine gender shall mean and include correlative words of the feminine and neuter genders and words importing the singular number shall mean and include the plural number and vice versa. Words importing persons shall include firms, associations, partnerships (including limited partnerships), trusts, corporations and other legal entities, including public bodies, as well as natural persons, and shall include successors and assigns. b. Capitalized terms used, but not otherwise defined herein, shall have the meanings assigned to them in the Agreement. 2. Meanings of Terms As used in the Agreement: "Agreement" means all terms end conditions herein forming all rights and obligations of the Contractor and the County. "Comptroller" means the Comptroller of the County of Suffolk. "Contractor" means the Town, signatory person, partnership, corporation, association or other entity, its officers, officials, employees, agents, servants, sub-contractors and any successor or assign of any one or more of the foregoing performing thc Services. "County" means the County of Suffolk, its departments, agents, servants, officials, and employees. "County Attorney" means the County Attorney of the County of Suffolk. "Department" means the signatory department approving the Agreement. "Engineering Services" means the definition of the practice of engineering and the definition of practice of land surveying, ~s the case may be, under Section 7201 and Section 7203 of the State Education Law, respectively. "Event of Default" means a. The Contractor's failure to maintain the amount and types ofinsuranen required by the Agreement; or b. The Contractor's failure to comply with any Federal, State or local law, rule, or regulation, and County policies or directives; or c. The Contractor's bankruptcy or insolvency; or The Contractor's failure to cooperate in an Audit; e. The Contractor's falsification of records or reports, misuse of funds, or malfeasance or nonfeasance in financial record keeping arising out of, or in connection with, any agreement with thc County; or L The Contractor's failure to submit, or failure to timely submit, documentation to obtain Federal or State funds; or g. The inability of the County or the Contractor to obtain Federal or State funds due to any act or omission of the Contractor;, or h. Any condition the County determines, in its sole discretion, is dangerous. "Federal" means the United States government, its departments and agencies. "Fund Source" means any direct or indirect sum payable to the Contractor by the County pursuant to any lawful obligation. "Legislature" means the Legislature of the County of Suffolk. "Services" means all that which the Contractor must do and any part thereof arising out of, or in connection with, the Agreement necessary to provide the services described in this Agreement. "State" means the State of New York. "Suffolk County Payment Voucher" means the document authorized and required by the Comptroller for release of payment. "Term" means the time period set forth on page one of the Agreement unless sooner terminated as set forth in this Agreement. ''Town" means the Town of Southold, its departments, agents, servants, officials, and employees. 3. Contractor Responsibilities a. It shall be the duty of the Contractor to discharge, or cause to be discharged, all of its responsibilities in the interest of the County in accordance with the provisions of the Agreement. b. The Contractor shall promptly take all action as may be necessary to render the Services. c. The Contractor shall not take any action that is inconsistent with the provisions of the Agreement. 4. Qualifications, Licenses, and Professional Standards a. The Contractor represents and warrants that it has, and shall continuously possess, during the Term, the 9 · Rev. 1·2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold required licensing, education, knowledge, experience, and character necessary to qualify it to render the Services. b. The Contractor shall continuously have during the Term all required authorizations, certificates, certifications, registrations, licenses, permits, and other approvals required by Federal, State, County, or local authorities necessary to qualify it to render the Services. Notifications a. The Contractor shall immediately notify the County, in writing, of any disciplinary proceedings, commenced or pending, with any authority relating to a license held by any person necessary to qualify him or the Contractor to perform the Services. b. In the event that a person is no longer licensed to perform the Services, the Contractor must immediately notify the County, but in no event shall such notification be later than five (5) days at,er a license holder has lost the license required to qualify the license holder or the Contractor to perform the Services. c. In the event that the Contractor is not able to perform the Services due to a loss of license, the Contractor shall not be reimbursed for the Services rendered after the ~fective date of termination of such license. Without limiting the generality of the foregoing, if any part of the Agreement remains to be performed, and the termination of the license does not affect the Contractor's ability to render the Services, every other term and provision of the Agreement shall be valid and enforceable to the fullest extent permitted by law. Documentation of Professional Standards The Contractor shall maintain on file, in one location in Suffolk County, all records that demonstrate that it has complied with paragraphs 4 end 5 above. The address of the location of the aforesaid records and documents shall be provided to the County no later than the date of execution of the Agreement. Such documentation shall be kept, maintained, and available for inspection by the County upon twenty-four (24) hours notice. Credentialing a. In the event that the Department, or any division thereof, maintains a credentialing process to qualify the Contractor to render the Services, the Contractor shall complete the required credentialing process. In the event that any State credential, registration, certification, or license, Drug Enforcement Agency registration, or Medicare or Medicaid certification is restricted, suspended, or temporarily or permanently revoked, it is the duty of the Contractor to contact the Department, or division thereof, as the case may be, in writing, no later than three (3) days at,er such restriction, suspension, or revocation. b. The Contractor shall forward to the Department, or division thereof, as the case may be, on or before July I of each year during the Term, a complete list of the names 10 and addresses of all persons providing the Services, as well as their respective areas of certification, credentialing, registration, and licensing. Engineering Certificate In the event that the Agreement requires any Engineering Services, the Contractor shall submit to the County, no later than the due date for submission for approval of any engineering work product, the Certificate of Authorization ("Certificate"), issued pursuant to § 7210 of the New York Education Law, of every person performing any Engineering Services. The failure to file, submit or maintain the Certificate shall be grounds for rejection of any engineering work product submitted for approval. Termination a. Event of Default; Termination on Notice i.) The County may immediately terminate the Agreement, for cause, upon such t~rms and conditions it deems appropriate, in the Event of Default. il.) If the ConWactor defaults under any other provision of the Agreement, the County may terminate the Agreement, on not less than five (5) days notice, upon such terms and conditions it deems appropriate. iii.) The parties to this Agreement may agree to terminate this Agreement at any time, according to mutually agreed upon terms and conditions which are set forth in writing and executed by both the County and the Town. Such terms and conditions shall incIude appropriate provisions whereby the County may continue the work as described in Article I of this Agreement. iv) If the Town, before compIetion, discontinues the project, the County, by written notice to the Town, may terminate any or all of the County's obligations under this Agreement or may suspend any or all of its obligations under this Agreement until the event or condition resulting in such suspension has ceased or been corrected. v.) Upon receipt of a notice of termination or suspension, the Town shall promptly carry out the actions required by such notice which may include furnishing a status report on the progress of the work. Duties upon Termination i.) The Contractor shall discontinue the Services as directed in the termination notice. ii.) The County shall pay the Contractor for the Services rendered through the date of termination. Rev. 1-2/5/11 Law No. 13-PW-017 Town of Southoid-CP 8207 Improvements to Goldsmith Inlet, Town of Southoid 10. 11. iii.) The County shall be released Dom any and all liability under the Agreement, effective as of the date of the termination notice. iv.) Upon termination, the Contractor shall reimburse the County the balance of any f~nds advanced to the Contractor by the County no later than thirty (30) days afl:er termination of the Agreement. The provisions of this subparagraph shall survive the expiration or termination of the Agreement. v.) Nothing contained in this paragraph shall be construed as a limitation on the County's legal or equitable remedies, or other rights available to it as set forth in the Agreement. Indemnification and Defense a. To the greatest extent permitted by law, the Contractor shall protect, indemnify, and hold harmless the County, its agents, servants, officials, and employees from and against all liabilities, fines, penalties, actions, damages, claims, demands, judgments, losses, suits or actions, costs, and expenses caused by the negligence or any acts or omissions of the contractor, including reimbursement of the cost of reasonable attorneys' fees incuned by the County, its agents, servants, officials, and employees in any action or proceeding arising out of or in connection with the Agreement. b. Thc Contractor hereby represents and warrants that it will not infringe upon any copyright in performing the Services. The Contractor agrees that it shall protect, indemnify, and hold harmless the County, its agents, servants, officials, and employees from and against all liabilities, fines, penalties, actions, damages, claims, demands, judgments, losses, suits or actions, costs, and expenses arising out of any claim asserted for infringement of copyright, including reimbursement of the cost of reasonable attorneys' fees incurred by the County, its agents, servants, officials, and employees in any action or proceeding arising out of or in connection with any claim asserted for infringement of copyright due to the Contractor's actions in carrying out its duties under this Agreement. c. The Contractor shall defend the County, its agents, servants, officials, and employees in any pmceedlng or action, including appeals, arising out of, or in connection with, the Agreement, and any copyright infringement proceeding or action. At the County's option, the County may defend any such proceeding or action and require the Contractor to pay reasonable attorneys' fees for the defense of any such suit. a. The Contractor shall continuously maintain, during the Term of the Agreement, insurance in amounts and types as follows: II i.) Commercial General Liability insurance, including contractual liability coverage, in an amount not less than Two Million Dollars ($2,000,000.00) per occurrence for bodily injury and Two Million Dollars ($2,000,000.00) per occurrence for property damage. The County shall be named an additional insured. il.) Automobile Liability insurance (if any vehicles are used by the Contractor in the performance of the Agreement) in an amount not less than Five Hundred Thousand Dollars ($500,000.00) per person, per accident, for bodily injury and not less than One Hundred Thousand Dollars ($100,000.00) for property damage per iii.) Workers' Compensation and Employer's Liability insurance in compliance with all applicable New York State laws and regulations and Disability Benefits insurance, if required by law. The Contractor shall furnish to the County, prior to its execution of the Agreement, the documentation required by the State of New York Workers' Compensation Board of coverage or exemption from coverage pursuant to §§57 and 220 of the Workers' Compensation Law. In accordance with General Municipal Law §108, the Agreement shall be void and of no effect unless the Contractor shall provide and maintain covemge during the Term for the benefit of such employees as are required to be covered by the provisions of the Workers' Compensation Law. iv.) Professional Liability insurance in an amount not less than Two Million Dollars ($2,000,000.00) on either a per-occurrence or claims-made coverage basis. b. The County may mandate an increase in the liahility limits set forth above in the immediate preceding paragraphs. c. All policies providing such coverage shall be issued by insurance companies with an A.M. Best rating of A- or better. d. The Contractor shall furnish to the County, prior to the execution of the Agreement, declaration pages for each policy of insurance, other than a policy for commercial general liability insurance, and upon demand, a true and certified original copy of each such policy evidencing compliance with the aforesaid insurance requirements. In the case of commercial general liability insurance, the Contractor shall furnish to the County, prior to the execution of the Agreement, a declaration page or insuring agreement and endorsement page evidencing the County's status as an additional insured on said policy, and upon demand, a true and certified original copy of such policy evidencing compliance with the aforesaid insurance requirements. :,Rev. 1-2/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold 12. 13. 14. 15. e. All evidence of insurance shall provide for the County to be notified in writing thirty (30) days prior to any cancellation, nonmnewal, or material change in the policy to which such evidence relates. It shall be the duty of the Contractor to notify the County immediately of any cancellation, nonrenewal, or material change in any insurance policy. f. In the event the Contractor shall fail to provide evidence of insurance, the County may provide the insurance required in such manner as the County deems appropriate and deduct the cost thereof from any payments due the Town under this Agreement or any other agreement between the County and the Town. g. If the Town has a sclf-insumnco program under which it acts as a self-insurer for any of such required coverage, it may provide self-funded coverage and certificates or other evidence of such self-insurance in lieu of insurance issued by insurance companies. Independent Contractor The Contractor is not, and shall never be, considered an employee of the County for any purpose. Notwithstanding anything herein, the Agreement shall not be construed as creating a principal-agent relationship between the County and the Contractor or the Contractor and the County, as the case may be. Severabllity It is expressly agreed that if any term or provision of the Agreement, or the application therenf to any person or circumstance, shall be held invalid or unenforceable to any extent, the remainder of the Agreement, or the application of such term or provision to persons or circumstances other than those as to which it is held invalid or unenforceable, shall not be affected thereby, and every other term and provision of the Agrcement shall be valid and shall be enforced to the fullest extent permitted by law. Merger; No Oral Changes It is expressly agreed that the Agreement represents the entire agreement of the parties and that all previous understandings are herein merged in the Agreement. No modification of the Agreement shall be valid unless in written form and executed by both parties. Se~OffRights The County shall have all of its common law, equitable, and statutory rights of set-off. These rights shall include, but not be limited to, the County's option to withhold from a Fund Source an amount no greater than any moneys due and owing to the County for any reason. The County shall exercise its set-off rights subject to approval by the County Attorney. In cases of set-off pursuant to a Comptroller's audit, the County shall only exercise such right after the 12 16. 17. 18. finalization thereof, and only after consultation with the County Attorney. Non-Discrimination in Services a. The Contractor shall not, on the grounds of race, creed, color, national origin, sex, age, disability, sexual orientation, military status, or marital status: I.) deny any individual the Services provided pursuant to the Agreement; or ii.) provide the Services to an individual that is different, or provided in a different manner, from those provided to others pursuant to the Agreement; or iii.) subject an individual to segregation or separate treatment in any matter related to the individual's receipt of the Services provided pursuant to the Agreement; or iv.) restrict an individual in any way from any advantage or privilege enjoyed by others receiving the Services provided pursuant to the Agreement; or v.) treat an individual differently from others in determining whether or not the individual satisfies any eligibility or other requirementa or conditions which individuals must meet in order to receive the Services provided pursuant to the Agreement. b. The Contractor shall not utilize criteria or methods of administration which have the effect of subjecting individuals to discrimination because of their race, creed, color, national origin, sex, age, disability, sexual orientation, military status, or marital status, or have the effect of substantially impairing the Agreement with respect to individuals of a particular race, creed, color, national origin, sex, age, disability, sexual orientation. military status, or marital status, in determining: i.) the Services to be provided, or ii.) the class of individuals to whom, or the situations in which, the Services will be provided; or iii.) the class of individuals to be afforded an opportunity to receive the Services. Nonsectarian Declaration The Services performed under the Agreement are secular in nature. No funds received pumuant to the Agreement shall be used for sectarian purposes or to further the advancement of any religion. The Services will be available to all eligible individuals regardless of religious belief or affiliation. Governing Law The Agreement shall be governed by and constxued in accordance with thc laws of the State of New York, without regard to conflict of laws. Venue shall be designated in the · .Rev. 12/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Supreme Court, Suffolk County, the United States District Court for the Eastern District of New York, or, if appropriate, a court of inferior jurisdiction in Suffolk County. 19. No Waiver It shall not be construed that any failure or forbearance of the County to enforce any provision of the Agreement in any particular instance or instances is a waiver of that provision. Such provision shall otherwise remain in full force and effect, notwithstanding any such failure or forbearance. 20. Conflicts of Interest The Contractor shall not, during the Term, pursue a course of conduct which would cause a reasonable person to believe that he or she is likely to be engaged in acts that create a substantial conflict between its obligations under the Agreement and its private interests. The Contractor is charged with the duty to disclose to the County the existence of any such adverse interests, whether existing or potential. This duty shall continue as long as the Term. The determination es to whether or when a conflict may potentially exist shall ultimately be made by the County Attorney after full disclosure is obtained. 21. Cooperation on Claims The Contractor and the County shall render diligently to each other, without compensation, any and all cooperation that may be required to defend the other party, its employees and designated representatives against any claim, demand or action that may be brought against the other party, its employees or designated ~tatives arising out of or in connection with the Agreement. 22. Confidentiality Any document of the County, or any document created by the Contractor and used in rendering the Services, shall remain the property of the County and shall be kept confidential in accordance with applicable laws, rules, and regulations. 23. Assignment and Transfer a. The Contractor shall not delegate its duties under the Agreement, or assign, Wansfer, convey, or otherwise dispose of the Agreement, or any of its right, title or interest therein, or its power to execute the Agreement, or assign all or any portion of the monies that may be due or become due hereunder, (collectively referred to in this paragraph 23 as "Assignment"), to any other person, entity or thing without the prior written consent of the County, and any attempt to do any of the foregoing without such consent shall be a material default by the Contractor. 24. No Intended Third Party Beneficiaries 25. 26. 27. 28. The Agreement is entered into solely for the benefit of the County and the Contractor. No third party shall be deemed a beneficiary of the Agreement and no third party shall have the right to make any claim or assert any right under the Agreement. Certification as to Relationships The Contractor certifies under penalties of perjury that, other than through the funds provided in the Agreement and other valid agreements with the County, there is no known spouse, life partner, business, commercial, exonomic, or financial relationship with the County or its elected officials. The Contractor also certifies that there is no relationship within the third degree of consanguinity, between the Contractor, any of its partners, members, directors, or shareholders owning five (5%) percent or more of the Contractor, and the County. Publications Any book, article, report or other publication or printed matter related to the Services provided pursuant to this Agreement shall contain the following statement in clear and legible print: "This publication is fully or partially funded by the County of Suffolk." Copyrights and Patents a. Copyrights If the work of the Contractor should result in the production of original books, manuals, films, or other raaterials for which a copyright may be granted, the Contractor may secure copyright protection. However, the County reserves to itself, and the Contractor hereby gives to the County, and to any other person designated by the County, a royalty-free, nonexclusive license to produce, reproduce, publish, translate, or otherwise use any such raatedals. b. Patents If the Contractor makes any discovery or invention during the Term, or as a result of work performed under the Agreeraent, the Contractor may apply for and secure for itself patent protection. However, the County reserves to itself, and the Contractor hereby gives to the County, and to any other person designated by the County, a royalty-free, nonexclusive license to produce or otherwise use any item so discovered or patented. Arrears to County The Contractor warrants that, except as may otherwise be authorized by agreement, it is not in an'eara to the County upon any debt, agreement, or any other lawful obligation, and is not in default to the County as surety. 13 i,Rev, lg/5/ll Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold 29. Lawful Hiring of Employees Law in Connection with Agreements for Construction or Future Construction In the event that the Agreement is subject to the Lawful Hiring of Employees Law of the County of Suffolk, Suffolk County Code Chapter 234, as more fully set forth in the Article entitled "Suffolk County Legislative Requirements," the Contractor shall maintain the documentation mandated to be kept by this law on the construction site at all times. Employee sign-in sheets and register/log books shall be kept on the construction site at all times and all covered employees, as defined in the law, shall be required to sign such sign-in sheets/register/log books to indicate their presence on the construction site during such working hours. 30. Notice Unless otherwise expressly provided herein, all notices shall be in writing and shall be deemed sufficiently given if sent by regular first class mail and certified mail, or personally delivered during business hours as follows: I.) to the Con~ractor at the address on page 1 of the Agreement and 2.) to the County at the Department, or as to either of the foregoing, to such other address as the addressee shall have indicated by prior written notice to the eddressor. All notices received by the County relating to a legal claim shall be immediately sent to the Department and also to the County Attorney at 100 Veterans Memorial Highway, P.O. Box 6100, (Sixth Floor), Hauppauge, New York, 11788. '[he County shall report to the Contractor in writing within ten (10) days of the initiation by or against it of any legal action or proceeding in connection with or relating to The Agreement. End of Text for Article III 14 Law 13-PW-017 Town of Southold CP 8207 · ' Impr6vements to Goldsmith Inlet Exhibit 1 Suffolk County Legislative Requirements Contractor's/Vendor's Public Disclosure Statement It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements of sectinn A5-7 of Article V of the Suffolk County Code. Unless certified by an officer of the Contractor as being exempt from the requirements of seation A5-7 of Article V of the Suffolk County Code, the Contractor represents and warrants that it has filed with the Comptroller the verified public disclosure statement required by Suffolk County Administrative Code Article V, section A5-7 and shall file an update of such statement with the Comptroller on or before the 31st day of January in each year of the Centract's duration. The Contractor acknowledges that such filing is a material, contractual and statutory duty and that the failure to file such statement shall constitute a material breach of the Contract, for which the County shall be entitled, upon a determination that such breach has occurred, to damages, in addition to all other legal remedies, of filtecn percent (15%) of the amount oftbe Contract. Required Form: Suffolk County Form SCEX 22; entitled "Contractor's/Vandor's Public Disclosure Statement" Living Wage Law It shall be the duty of the Contractor to mad, become familiar with, and comply with the requirements of Chapter 575, of the Suffolk County This Contxact is subject to the Living Wage Law of the County of Suffolk. The law mquiras that, unless specific exemptions apply, all employers (as defined) under service contracts and recipients of County financial assistance, (as defined) shall provide payment ora minimum wage to employees as set forth in the Living Wage Law. Such rate shall be adjusted annually pursuant to the terms of the Suffolk County Living Wage Law of the County of Suffollc Under the provisions of the Living Wage Law, the County shall have the authority, under appropriate circumstances, to terminate the Contract and to seek other remedies as set forth therein, for violations of this Law. Required Forms: Suffolk County Living Wage Form LW-I; entitled "Suffolk County Department of Labor - Living Wage Unit Notice of Application for County Compensation (Contract)." Suffolk County Living Wage Form LW-38; entitled "Suffolk County Department of Lshor- Living Wage Unit Living Wage Certification/Declaration - Subject To Audit." Use of County Resources to Interfere with Collective Bargaining Activities It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements of Article I of Chapter 803 of the Suffolk County Code. County Contractors (as defined by section 803-2) shall comply with all requirements of Chapter 803 of the Suffolk County Code, including the following prohibitions: a. The Contractor shall not use County funds to assist, promote, or deter union organizing. No Countyfun~shallbensedto mimbussetheContractor~ranycosts incurred to assist, pmmote,ordeter unionurgan~ing. No employer shall use County property to hold a meeting with employees or supervisors if the purpose of such meeting is to assist, promote, or deter union organizing. If the Services are performed on County property, the Contractor must adopt a masonshle access agreement, a neutrality agreement, fair communication agreement, non-intimidation agreement, and a majority authorization card agreement. If the Services are for the provision of human services and are not to be performed on County property, the Contractor must adopt, at the least, a neutrality agreement. Under the provisions of Chapter 803, the County shall have the authority, under appropriate circumstances, to terminate the Contract and to seek other remedies as set forth therein, for violations of this Law. Required Form: Suffolk County Labor Law Form DOL-LO 1; entitled "Suffolk County Department of Lshor- Labor Mediation Unit Union Organizing Certification/Declaratiun - Subject to Audit_" 15 Law 13-PW-017 Town of Southold CP 8207 · Improvements to Goldsmith Inlet Lawful Hiring of Employees Law It shall be the dull of the Conh'actur to read, become familiar with, and comply with the requirements of Article II of Chapter 353 &the Suffolk County Code. This Contract is subject to the Lawful Hiring of Employees Law of the County of Suffolk. It provides that all covered employers, (as defined), and the owners thereof, as the case may be, that are recipients of compensation fi.om the County through any grant, loan, subsidy, funding, appropriation, payment, tax incentive, contract, subcontract, license agreement, lease or other financial compensation agreement issued by the County or an awarding agency, where such compensation is one hundred percent (100%) funded by the County, shall submit a completed sworn affidavit (under penalty of perjury), the form of which is attached, certifying that they have complied, in good faith, with the requirements of Title 8 of the United States Code Section 1324a with respect to the hiring of covered employees (as defined) and with respect to the alien and nationality status of the owners thereof. The affidavit shall be executed by an authorized representative of the covered employer or owner, as the case may be; shall be part of any executed contract, subcontract, license agreement, lease or other financial compensation agreement with the County; and shall be made available to the public upon request. All contractors and subcontractors (as defined) of covered employers, and the owners thereof, as the case may be, that are assigned to perform work in connection with a Counll contract, subcontract, license agreement, lease or other fmanciai compensation agreement issued by thc County or awarding agency, where such compensation is one hundred percent (100%) funded by the County, shall submit to the covered employer a completed sworn affidavit (under penalll of perjury), the form of which is attached, certifying that tbey have complied, in good faith, with the requirements of Title 8 of the United States Code Section 1324a with respect to the hiring ofcovared employees end with respect to the alien and nationality status of the owners thereof, as the case may be. The affidavit shall be executed by an authorized representative of the contractor, subcontractor, or owner, as the case may be; shall be part of any executed contract, subcontract, license agreement, lease or other financial compensation agreement between the covered employer end the County; end shall be made available to the public upon request. An updated affidavit shall be submitted by each such employer, owner, contractor and subcontractor no later than Janum3' 1 of each year for the duration of any contract and upon the renewal or amendment of the Contract, and whenever a new contractor or subcontractor is hired under the terms of the Contract. The Contractor acknowledges that such filings are a material, contractual and statutory dull and that the failure to file any such statement shall constitute a material breach of the Contract. Under the provisions of the Lawful Hiring of Employees Law, the County shall have the authority to terminate the Contract for violations of this Law and to seek other remedies available under the law. The documentation mandated to be kept by this law shall at all times be kept on site. Employee sign-in sheets and register/log books shall be kept on site at all times during working hours and all covered employees, as defined in the law, shall be required to sign such sign-in sheets/register/log books to indicate their presence on the site during such working hours. Required Forms: Suffolk County Lawful Hiring of Employees Law Form LHE- 1; entitled "Suffolk County Department of Labor- Notice Of Application To Certify Compliance With Federal Law (8 U.S.C. Section 1324a) With Respect To Lawful Hiring of Employees." Suffolk County Lawful Hiring of Employees Law Form LHE-2; entitled "Affidavit Of Compliance With The Requirements Of 8 U.S.C. Section 1324a With Respect To Lawful Hiring Of Employees" Suffolk County Lawful Hiring of Employees Law Form LHE-6; entitled "Notice of Non- Applicability For Compliance With Federal Law (8 U.S.C. Section 1324A) With Respect To Lawful Hiring Of Employees." Gratuities It shall be the dull of the Conlractor to read, become familiar with, and comply with the requirements of Chapter 664 of the Suffolk County Code. The Contractor represents and warrants that it has not offered or given any gratuity to any official, employee or agent of the County or the State or ofeny political party, with the purpose or intent of securing an agreement or securing favorable treatment with respect to the awarding or amending ofen agreement or the making of any determinations with respect to the performance of 16 Law 13-PW-017 Tow~ of Southold CP 8207 Impr6vements to Goldsmith Inlet Prohibition Against Contracting with Corporations that Reincorporate Overseas It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements ofsectiuns A4-13 and A4-14 of Article IV of the Suffolk County Code. The Contractor represents that it is in compliance with sections A4-13 and A4-14 of Article IV of the Suffolk County Code. Such law provides that no contract for consulting services or goods and services shall be awarded by the County to a business previously incorporated within the U.S.A. that has reincorporated outside the U.S.A. Child Sexual Abuse Reporting Policy It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements of Article II of Chapter 880 of the Suffolk County Code. The Contractor shall comply with Article II of Chapter 880, of the Suffolk County Code, entitled "Child Sexual Abuse Reporfmg Policy," as now in effect or amended hereafter or of any other Suffolk County Local Law that may become applicable during the term of the Contract with regard to child sexual abuse reporting policy. Non Responsible Bidder It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements of Article II of Chapter 189 of the Suffolk County Code. Upon signing the Contract, the Contractor certifies that it has not been convicted of a criminal offense within the last ten (10) years. The term "conviction" shall mean a finding of guilty a~er a trial or a plea of guilty to an offense covered under section 189-5 of the Suffolk County Code under "Noureaponsthle Bidder." Use of Funds in Prosecution of Civil Actions Prohibited It shall be the duty of the Contractor to read, become familiar with, and comply with the requirements of Article III of Chapter 893 of the Suffolk County Code. The Connactor shall not use any of the moneys, in part or in whole, and either directly or indirectly, received under the Conmact in connection with the prosecution of any civil action against the County in any jurisdiction or 12. 10. 11. any judiciaI or administrative forum. Youth Sports It shall be the duty of the Contractor to read, become familiar with, and comply with Article [II of Chapter 730 of the Suffolk County Code. All contract agencies that conduct youth sports programs are required to develop and maintain a written plan or policy addressing incidents of possible or actual concussion or other head injuries among sports program participants. Such plan or policy must be submitted prior to the award of a County contract, grant or funding. Receipt of such plan or policy by the County does not represent approval or endorsement of any such plan or policy, nor shall the County be subject to any liability in connection with any such plan or policy. Work Experience Participation If the Contractor is a not-for-profit or governmental agency or institution, each of the Contractors locations in the County at which the Services are provided shall be a work site for public-assistance clients of Suffolk County pursuant to Chapter 281 of the Suffolk County Code at all times during the Term of the Contract. If no Memorandum of Understaoding CMOU") with the Suffolk County Department of Labor for work experience is in effect at the beginning of the Term of the Contract, the Contractor, if it is a not-for-profit or governmental agency or institution, shall enter into such MOU as soon as possible after the execution of the Contract and failure to enter into or to perform in accordance with such MOU shall be deemed to be a failure to perform in accordance with the Contract, for which the County may withhold payment, terminate the Conttact or exercise such other remedies as may be appropriate in the circumstances. Suffolk County Local Laws Website Address Suffolk County Local Laws, Rules and Regulations can be accessed on the Suffolk County homepage by following the County's ezGovemmeat link to the ezGovernmant page to the County Attorney section to the Laws of Suffolk County. End of Text for Exhibit 1 17 .Rev.. 17,/5/11 Law No. 13-PW-017 Town of Southold-CP 8207 Improvements to Goldsmith Inlet, Town of Southold Exhibit 2 COUNTY AND TOWN AUTHORIZING DOCUMENTS 2-A Suffolk County Legislative Resolution No. 913-2010, "Amending the 2010 Capital Budget and Program and appropriating Funds In Connection with Improvements To Goldsmith Inlet, Town Of Southold (CP 8207); and 2-B Suffolk County Legislative Resolution No. 372-2011, "Amending Resolution No. 913-2010, Amending the 2010 Capital Budget And Program And Appropriating Funds In Connection with Improvements To Goldsmith Inlet, Town Of Southold (CP 8207).. 2-C Town ofI Southo,[d~ Board Resolution No. [?f-201 I, "Resolution No. 8'7~"- , dated /~/.ff. t9 [ti Authorizing the Town to enter in'-~-o an Int'-~-Municipal Agreement with the County of Sut]'oll~ for the Purpose of Transferring Funds to the Town to be used for the Sole purpose of rendering analysis and evaluation" 18 Intro. Res. No. 1938-2010 Introduced by Legislatom Romaine, Losquadro and Schneiderman Laid on Table 9/16/2010 RESOLUTION NO. 9t3 -20~0, AMENDING THE 20'10 CAPITAL BUDGET AND PROGRAM AND APPROPRIATING FUNDS IN CONNECTION tNITH IMPROVEMENTS TO GOLDSMITH INLET, TOWN OF SOUTHOLD {CP 8207) WHEREAS, Goldsmith Inlet is included on the Significant Habitat maps issued by the NY Department of State; and WHEREAS, the ecological health of the inlet appears to be compromised by sedimentation related to the hydraulic configuration of the tidal channel that finks the inlet to the Long Island Sound; and WHEREAS, the increase in sediment is accompanied by reduced flushing rote of inlet waters, which in tum causes decreased water quality and affects the aquatic food chain; and WHEREAS, a work plan should be developed and should include: flushing rate analysis, coliform bacteria loadings and sources, watershed drainage analysis and sediment loads, invasive species evaluation, coastal sediment management, and recommendations and action plans; and WHEREAS, the Group for the East End will provide coordination of the project; and WHEREAS, The Group to Save Goldsmith Inlet will act as project managers for implementation of the project and will provide volunteer manpower;, and WHEREAS, that this Logislatum, by resolution of even date herewith, has authorized the issuance of $85,668 in Suffolk County Serial Bonds; and WHEREAS, Resolution No. 471-1994, as revised by Resolution No. 571-1998, Resolution No. 209-2000 and Resolution No. 461-2006 established the use of a priority ranking system, implemented in the Adopted 2008 Capital Budget, as the basis for funding capital projects such as this project; now, therefore be it RESOLVED, that it is hereby deten~ined that this project, with a pdority ranking of thirty-nine (39) is eligible for approval in accordance with the provisions of Resolution No. 471-1994 as revised by Resolution No. 571-1998, Resolution No. 209-2000 and Resolution No. 461-2006; and be it fuffher 2~ RESOLVED, that the 2009 Capital Budget and Program be and is hereby amended as follows: Project Numhec 1755 Project Title: Infrastructure Improvements for Traffic and Public Safety and Public Health Current Revised 2010 2010 Total Capital Capital Est'd Budget & Budget & Cost Elements Cost Pr(~gram Pro~lmm 3. Construction $193,332 $279,000 B $193,332 B TOTAL $193,332 $279,000 $193,332 Project Number.8207 Project Title: Improvements to Goldsmith Inlet, Town of Southold Cun'eet Revised 2010 2010 Total Capital Capital Est'd Budget & Budget & Cost Elements Cost Pro~lmm Prof:lmm 1. Planning $85,668 $0 $85,668 B TOTAL $85,668 $0 $85,668 and beitfurther 3~ RESOLVED, that the proceeds of $85,668 in Suffolk County Serial Bonds be and they hereby are appropriated as follows: Project Number 525-CAP-8207.110 Project T~le Improvements to Goldsmith Inlet, Town of Southold and b e it fu~her 4a RESOLVED, that the County Comptroller and the County Treasurer are hereby authorized and empowered to take all steps necessary and appropriate to effectuate the transfer of this funding forthwith; and be it further 5a RESOLVED, that this Legislature, being the lead agency under the State Environmental Quality Review Act ("SEQRA'), Environmental Conservation Law Article 8, hereby finds and determines that this law constitutes a Type II action, pursuant to Section 617.5 (C) (18), (21) and (27) of Trtle 6 of New York Cede of Rules and Regulations ('N¥CRR'), in that the law authorizes information collection, including basic data collection and research, and preliminary planning processes necessary to formulate a proposal for an action, but does not commit the County to commence or approve an action. Since this law is a Type II action, the Legislature has no further responsibilities under SEQRA. 2 DATED: OctoberAPPROV12, 201~ ~ County ~ecutive ,of Suff.,,~County Date: 10/..~ 7/0 / 3 SUFFOLK COUNTY County Legislature RIVERHEAD, NY 3~f~ f~ to Certify 3~zt .~, TIM LAUBE, Clerk of the County Legislature of the County of Suffolk, have compared the foregoing copy of resolution with the odginal resolution now on file in this office, and which was duly adopted by the County Legislature of said County on October 12, 2010 and that the same is a true and correct transcript of said resolution and of the whole thereof. ]'~. '~(tw. es$ ~H/f[e'reo~ [have hereunto set my hand and the offidal seal of the County Legislature of the County of Suffoly / ~// Clerk of the Legislature Intro. Res. No. 1338-2011 Laid on Table 4/26/2011 Introduced by Legislator Romaine RESOLUTION NO.3 ~o~-201t, AMENDING RESOLUTION NO. gt3-2010, AMENDING THE 2010 CAPITAL BUDGET AND PROGRAM AND APPROPRIATING FUNDS IN CONNECTION WITH IMPROVEMENTS TO GOLDSMITH INLET, TOWN OF SOUTHOLD (CP 8207) WHEREAS, Resolution No. 913-2010 amended the County's Capital Budget to appropriate funds in connection with improvements to Goldsmith Inlet in the Town of Southold; and WHEREAS; the Town of Southold is reeponsible for the care and maintenance of Goldsmith Inlet and is the most qualified municipality to administer this project; and WHEREAS, Resolution No. 913-2010 must be amended to authorize the County to enter into an intermunicipal agreement with the Town of Southold for the edministmtien of this project; and WHEREAS, the County of Suffolk should amend Resolution 913-2010 to make this necessary change; now, therefore be it 1st RESOLVED, that Resolution No. 913-2010 is hereby amended to include a new 4~ RESOLVED clause to read as follows: 4th RESOLVED, thai; the County of Suffolk is hereby directed to enter into an Inl;ermunicipal a.qreement with the Town of Southold allowina the Town to administer this ro'ect' a d be' further 2nd RESOLVED, that all RESOLVED clauses subsequent to the new 4~ RESOLVED in Resolution No. 913-2010 shall be renumbered in sequential order;, and be it further 3rd RESOLVED, that this Legislature, being the State Environmental Quality Review Act (SEQRA) lead agency, hereby finds and determines that this resolution constitutes a Type II action pursuant to Section 617.5(c)(20), (21) and (27) of Tibe 6 of the NEW YORK CODE OF RULES AND REGULATIONS (6 NYCRR) and within the meaning of Section 8-0109(2) of the NEW YORK ENVIRONMENTAL CONSERVATION LAW as a promulgation of regulations, rules, policies, procedures, and legislative decisions in connection with continuing agency administration, management and information collection, and the Suffolk County Council on Environmental Quality (CEQ) is hereby directed to circulate any appropriate SEQRA notices of determination of non-applicability or non-significance in accordance with this resolution. DATED: ~y SUFFOLK COUNTY County Legislature RIVERHEAD, NY 3~l~f~ ~ to Certify 3't~t ~T, TIM ~UBE. Cle~ of lhe Coun~ L~bla~m of ~ ~unW of Suffolk, ~ve ~m~r~ ~e ~1~ ~py of ~1~ ~ ~ o~i~1 r~l~on ~ on file in ~is offi~ a~ whi~ ~ dun ~pt~ by ~ ~n~ L~ls~m of ~M ~n~ on N~ ~0, 2011 a~ ~at ~e ~me is a tr~ and ~ ~n~Hpt of ~id m~lu~n a~ of ~ ~ole ~e~f. [~ ~s~ ~eo~: have hereunto set my hand and the offic~l ~1 of ~ ~unW L~i~m of ~e ~unW of S~k. Clerk of the Legislature Suffolk County Form 22 Contractor's/Vendor's Public Disclosure Statement Pursuant to Section A5-7 of the Suffolk County Administrative Code, this Public Disclosure Statement must be completed by all contractors/vendors that have a contract with Suffolk County, with the exception of hospitals; educational or governmental entities; not-for-profit corporations; and contracts providing foster care, family day care providers, or child protective consulting services, who do not have to fdl out this form at all. Con~actor's~Vendor'sName TOWN OF SOUTHOLD City and State ._.~oc&-(-~O (c~- /43 ~' Zip Code 2. Contracting Deparmaent s Name Suffolk County Department of Public Works Address 335 Yaphank Avenue, Yaphank, NY 11980 5.b Payee Identification or Social Security No. l [-- ~o OrE) ./?, '~ ? Type of Business __Corporation .__Partnership __Sole Proprietorship xOther Municipality Is contractor/vendor entering in~_ or has contractor/vendor entered into a contract with Suffolk County in excess of$1,O00? j,~Yes __No. Has contractor/vendor entered into three or more contracts, including the one for which you are now e~mP~v~,g this form, with Suffolk County, any three of which, when combined, exceed $1,000. _Yes __No. Table of Organization. List names and addresses of all principals; that is, all individuals serving on the Board of Directors or comparable body, names and addresses of all partners, and names and addresses of all corporate officers. Conspicuously identify any person in this table of organization who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary.) N/A List all names and addresses of those individual shareholders holding more than five percent (5%) interest in the contractor/vendor. Conspicuously identify any shareholder who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary). N/A Does contractor/vendor derive 50% or more 9f its total revenues from its contractual or vendor relationship with Suffolk County? .Yest/N No. Page 1 of 3 Public Disclosure Form 10. If you answered yes to 8 above, you must submit with this disclosure statement, a complete financial statement listing all assets and liabilities as well as a profit and loss statement. These statements must be certified by a Certified Public Accountant. (Strike this out if not applicable.) The undersigned shall include this Contractor's/Vendor's Public Disclosure Statement with the contract. (Describe general nature of the contract.) Improvements to Goldsmith Inlet 11. 12. Remedies. The failure to file a verified public disclosure statement as required under local law shall constitute a material breach of contract. Suffolk County may resort, use or employ any remedies contained in Article II of the Uniform Commercial Code of the State of New York. In addition to all legal remedies, Suffolk County shall be entitled, upon a determination that a breach has occurred, to damages equal to fifteen percent (15%) of the amount of the contract. Verification. This section must be signed by an officer or principal of the contractor/vendor authorized to sign for the company for the purpose of executing contracts. The undersigned being sworn, affirms under the penalties of perjury, that he/she has read and understood the foregoing statements and that they are, to his/her own knowledge, me. Dated: Printed Name of Signer: Title of Signer: Name of Contractor/Vendor: UNIFORM CERTIFICATE OF ACKNOWLEDGMENT (Within New York State) STATE OF NEW YORK) COUNTY OF J',x3e~j~ss.: On the /O4~ay of ~,~, in ~e ye~ 20~before me, ~e ~dersi~ed, pe~o~ly appe~ed ~~ ~ rd~/~rsonflly ~om to me or proved to me on ~e b~is of safisfacto~ e~dence to be ~e indidd~ whose nme~ is (~) subscribed to ~e ~n ins~ent ~d ac~owledged to me that he/zk:/~:7 executed ~e s~e ~ ~ capaci~(~ ~d ~t by hi~d~ si~e~ on the ins~ent, ~e individufl(~), or ~e pe~on upon beha~ of whch ~e ~dividufl~ acted, executed ~e ~s~ent. (Si~e ~d o[fice of indi~:dual ~g ac~owledgement) LINDA J COOPER NOTARY pUBLiC, State o~ New York No. o~C0482~s63n%5?°J~ ~%u7~ Page 2 of 3 Public D~closure Form Term Expires ueceu,u~, o,, , ( LOCAL LAW 25 AS AMENDED PURSUANT TO LOCAL LAW NO. 25-1990, AS AMENDED, THE FOLLOWING ITEMS ARE TO BE COMPLETED BY ALL CONTRACTORS. Reference: LOCAL LAW 14-1976 LOCAL LAW 6-1979 LOCAL LAW 28-1993 LOCAL LAW 28-2004 The entity signing this document acknowledges that they have read and are familiar with the provisions of Local Law 25-1990 as amended. Do you possess a record of felony conviction(s) within the ten years preceding the date of submission of the bid involving the offeuse(s) of extortion, coercion, bribery, theft, fraud, violence (specifically relating to business, labor or commerce) sabotage, collusive bidding/bid rigging, combination in restraint of trade, conspiracy anj;~or attempts of any of these offenses? Yes '9r No Has your fwra/corpomtion, association, partnership, institution, joint venture, or joint stock association been convicted of any of the offenses listed in question 2 above with~ the ten years preceding the date of the bid on this municipal project or contract? Yes ~tr No If a corperaiion, are there any shareholders owning over 5% of the outstanding shares of the corporation, or officers of the cgrpomtion who have been convicted of a felony criminal conviction(s) within the ten years preceding the~t~te of submission of the bid involving uny of the offense(s) listed in question 2 above? Yes ¥ No Does any relative within the third degree of coasunguinity of un officer of the firm/corporation or cfa shareholder owning over 5% of the outstanding shares of the corporation possess a record cfa felony conviction within the ten years preceding ~ date of submission of this bid involving any of the offenses listed above in question 2? Yes N/No If the response to any question is yes, state the offense, date of conviction and court of conviction. OFFENSE DATE OF CONVICTION COURT If the answer to any of the questions above is yes you will be determined to be a "non-responsible bidder", except as permitted by Local Law 25-1990 as amended. Any contract entered into in violation of this law shall be null and void ab initio and any entity entering into such agreement shall not be entitled to any compensation pursuant to said agreement. Any intentional or knowing misrepresentation made pursuant to the requirements of Local Law 25-1990 as amended shall constitute an unclassified misdemeanor, and the person making such intentional or knowing misrepresentation shall be subject to punishment cfa fmc of $1,000 and/or up to one year ofimprisoument and shall be ban'ed from bidding on future County contracts. Each such violation shall constitute a separate and distinct offense. Page 1 of 2 Verification. This section must be signed by an officer or principal of the contractor/vendor authorized to sign for the company for the purpose of executing contracts. The undersigned being sworn, affirms under the penalties of perjury, that he/she has read and understood the foregoing statements and that they are, to his/her own knowledge, true ~' ~,~ . Dated: c~- /4~-I'L Printed Name of Signer: Title of Signer: Name of Conlxactor/Vendor: UNIFORM CERTIFICATE OF ACKNOWLEDGEMENT (Within New York State) STATE OF NEW YORK), COUNTY O F$/./~-~c~-~k ss.: On the /{)~"day of ~,~ in the year 20J. a~before me, the undersigned, personally appeared ..f~ personally known to me or proved to me on the basis of satisfactory evidence to be the individnal(~) whose name(r0 is (,~) subscn"oed to the within insmunent and acknowledged to me that hed~cY, kzy executed the same in his/'ae, rdIlm~ napacity(i~.) and that by his/l~4~-~ signa~ on the ins~naneut, the individual(Il), or the person upon behalf of which the individual(J) acted, executed the instrument. (signature and'office of~mdividual {aking acknowledgement) LIND^ J GOOPEB NOTAF[¥ PUBLIC, State o! Now York NO. 01CO4822563, Suffolk County Term Expires December 31, 20//(~J. UNIFORM CERTIFICATE OF ACKNOWLEDGEMENT (Without New York State) STATE OF ) COUNTY OF ) On the day o[ in the year 20~ before me, the undersigned, personally appeared personally known to me or proved to me on the basis of,satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to the within insU~anent and acknowledged to me that he/she/they executed the same in his/her/their capacity(les) and that by his/her/their signature(s) on the insu-ument, the individual(s), or the person upon bshalf of which the individual(s) acted, executed the instrtunent, and that such individual(s) made such appearance before the undersigned (Insert the city or other political subdivision and the state or country or other place the acknowledgement was taken) (signature and office of individual taking acknowledgement) Page 2 of 2 Check if applicable SUFFOLK COUNTY DEPARTMENT OF LABOR - LIVING WAGE UNIT LIVING WAGE CERTIFICATION/DECLARATION - SUBJECT TO AUDIT If either of the following definitions of 'compensation' (Living Wage Law Chapter 347 - 2) applies to the coutractor's/recipient's business or transaction with Suffolk County, the contractor/recipient must complete Sections 1, 3, 4 below; and Form LW-1 (Notice of Applicntiun for County Compeasntiun). If the following definitions do not apply, the contractor/recipient must complete Sections 2, 3 and 4 below. Completed forms must be submitted to the awarding agency. "Any grant, loan, tax ~ncentive or abatement, bond financing subsidy or other form of compensation of more that $50,000 which is realized by or provided to an employer of at least ten (10) employees by or through the authority or approval of the County of Suffolk," or "Any service contract or subcontract let to a contractor with ten (10) or more employees by the County of Suffolk for the furnishing of services to or for the County of Suffolk (except contracts where services are incidental to the delivery of products, equipment or commodities) which involve an expenditure equal to or greater than $ I 0,000. For the purposes of this definition, the araount of expenditure for more than one contract for the same service shall be aggregated. A contract for the purchase or lease of goods, products, equipment, supplies or other property is not 'compensation' for the purposes of this definition." Section I The Living Wage Law applies to this contract. I/we hereby agree to comply with all the provisions of Suffolk County Local Law No. 12-2001, the Suffolk County Living Wage Law (the Law) and, as such, will provide to all full, part-time or temporary employed persons who perform work or render services on or for a project, matter, contract or subcontract where this company has received compensation, from the County of Suffolk as defined in the Law (compensation) a wage rate of no less than $11.27 ($9.25 for child care providers) per hour worked with health benefits, as described in the Law, or otherwise $12.8~ ($10.50 for child care providers) per hour or the rates as may be adjusted annually in accordance with the Law. (Chapter 347-3 B) I/we further agree that any tenant or leaseholder of this company that employs at least ten (10) persons and occupies property or uses equipment or property that is improved or developed as a result of compensation or any contractor or subcontractor of this company that employs at least ten (1 O) persons in producing or providing goods or services to this company that are used in the project or matter for which this company has received compensation shall comply with all the provisions of the Law, including those specified above. (Chapter 347-2) Section II I/we further agree to permit access to work sites and relevant payroll records by authorized County representatives for the purpose of monitoring compliance with regulations under this Chapter of the Suffolk County Code, investigating employee complaints of noncompliance and evaluating the operation and effects of this Chapter, including the production for inspection & copying of payroll records for any or all employees for the term of the conlract or for five (5) years, whichever period of complianee is longer. All payroll and benefit records required by the County will be maintained for inspection for a similar period of time. (Chapter 347-7 D) The County Department of Labor shall review the records of any Covered Employer at least once every three years to verify compliance with the provisions of the Law. (Chapter 347-4 C) The Living Wage Law does not apply to this contract for the following reason(s):. Check if applicable Sect/on III Contractor Name: ConWactor Address: Contractor Phone #: Description of project or service: Section IV I declare under penal~ of perjury under the Laws &the State of New York that the undersigned is authorized to provide this certification, and that the above i~,~e and corrj~ Authorized Sigr[ature ' ' _'~ ' - __ j , Date ~rint Name and Titl~ of Auth0rized Representad{,e ~r Ro'iscd 10/11 INTER-MUNICIPAL AGREEMENT FOR IMPROVEMENTS TO GOLDSMITH INLET (CP-8207) BETWEEN TOWN OF SOUTHOLD AND SUFFOLK COUNTY DPW LIVING WAGE CERTIFICATION/DECLARATION STATEMENT Mark Terry, Principal Planner for the Town of Southold, is paid at or above the Living Wage and receives at least 12 compensated days off (holidays, vacation, sick, personal). TOWN O~OUTHOLD Scott A. Russell, Supervisor Dated: 02 - Suffolk Coumy, New York D~paranent of Labor SUFFOLK COUNTY DEPARTMENT OF LABOR - LABOR MEDIATION UNIT I~NION ORGANIZING CERTIFICATION/DECLARATION - SUBJECT TO AUDIT If the following definition of "County Contractor" (Union Organizing Law Chapter 466-2) applies to the coatractor's/beueficiary's busings or transaction with Suffolk County, the contractorlbeuefl¢lary most complete Sections I, Ill, and IV below. If the following definitions do not apply, tbe cootractorfoenefleiary must complete Sections il, HI and IV below. Completed forms must be submitted to the awarding agency. County Contractor: "Any employer that receives more than $50,000 in County funds for supplying goods or services pursuant to a written contract with the County of Suffolk or any of its agencies; pursuant to a Suffolk County grant; pursuant to a Suffolk County program; pursuant to a Suffolk County reimbursement for services provided in any calendar year; or pursuant to a subcontract with any of the above." Section 1  The Union Organizing Law applies to this contract. I/we hereby agree to comply with all the provisions of Suffolk County Local Law No. 26-2003, the Suffolk County Union Organizing Law (the law) and, as to the goods and/or services that are the subject of the contract with the County of Suffolk shall not use County funds to assist, promote, Check if or deter union organizing (Chapter 466-3 A), nor seek reimbursement from the County for costs incurred to assist. Applicable promote, or deter union organizing. (Chapter 466-3 B) I/we further agree to take all action necessary to ensure that County funds are not used to assist, promote, or deter union organizing. (Chapter 466-3 H) I/we further agree that I/we will not use County property to hold meetings to assist, promote, or deter union organizing. (Chapter 466-3E) l/we further agree that if any expenditures or costs incurred to assist, promote, or deter union organizing are made, I/we shall maintain records sufficient to show that no County funds were used for those expenditures and, as applicable, that no reimbursement from County funds has been sought for such costs. I/we agree that such records shall be made available to the pertinent County agency or authority, the County Comptroller, or the County Deparh~ent of[aw upon request. (Chapter 466-3 I) I/we further affirm to the following ss to the goods and/or services that are the subject of the contract with the County of Suffolk: · I/we will not express to employees any false or misleading information that is intended to influence the determination of employee preferences regarding union representation; · I/we will not coerce or intimidate employees, explicitly or implicitly, in selecting or not selecting a bargaining representative; · i/we will not require an employee, individually or in a group, to at~end a meeting or an event that is intended to influence his or her decision in selecting or not selecting a bargaining representative; · 1/we understand my/our obligation to limit disruptions caused by prerecognition labor disputes through the adoption ofnoncunfrontational procedures for the resolution of prereeognition labor disputes with employees engaged in the production of goods or the rendering of services for thc County; and · I/we have or will adopt any or all of the above-referenced procedures, or their functional equivalent, to ensure the efficient, timely, and quality provision of goods and services to the County. l/we shall include a list of said procedures in such certification. Section I1 The Union Organizing Law does not apply to this contract for the following reasun(s): Check if Applicable DOL-LO1 (3/5/08) Suffolk County, New York Department of Labor Section III Contractor Name: Cunt~acWr Address: Contractor Phone #: Descripfionofprojectorservice: Improvements to Goldsmith Inlet CP 8207 Section IV In the event any part of the Union Organizing Law, Chapter 466 of the Laws of Suffolk County, is found by a court of competent jurisdiction to be preempted by federal and/or state law, this certification/declaration shall be void ab initio. Section V I declare undcr_l~_~alty of perjury under the Laws of the State of New York that the undersigned is authorized to provide this cerfifica~the~ o2-/o Authorizec]' Signature Date ITrint Name md Title of Authorized R~presentativ~ DOL-LO1 (3/5/08) SUFFOLK COUNTY DEPARTMENT OF LABOR NOTICE OF APPLICATION TO CERTIFY COMPLIANCE WITH FEDERAL LAW (8 U.S.C. SECTION 1324A) WITH RESPECT TO LAWFUL HIRING OF EMPLOYEES Suffolk Count~ Code, Cha~ter 234 ~2006~ To Be ComDleted By A~licantl Covered EmFloyer//Owner EMP OYE vcom'.a Us ss coMP, 'VN, viE: . 7f o o.' oP 2) NOT-FOR-PROFrr: YES__ NO__ (SUBMIT PROOF OF IRS NOT-FOR-PROFrr STATUS 3) VENDOR#: 4) **CONTRACT ID: 8207 (Ifk~own) (If. known) 5) CONTACT: .M~t 7) TERM OF CONTRACT OR EXTENSION (PROVIDE DATES): 8) AMOUNT OF CONTRACT OR EXTENSION: 9) BRIEF DESCRIPTION OF PROJECT OR SERVICE Tmprovement$ to Goldsmith Tnlot TowncO~ Southold SUBCONTRACTOR: 1) ADDRESS: 2) VENDORg: 3) TELEPHONE #: 4) CONTACT: 5) DESCRIPTION OF COMPENSATION, PROJECT OR SERVICE: EVIDENCE OF COMPLIANCE: COPIES OF THE FOLLOWING MUST BE MAINTAINED BY COVERED EMPLOYERS OR THE OVgNERS THEREOF FOR EACH EMPLOYEE FOR THE TIME PERIODS SET FORTH IN SUFFOLK COUNTY CODE, CHAPTER 2:}4, SECTION 5 (C): A. United States passport; or B. resident alien card or alien registration card; or C. birth certificate indicating that person was born in the United States; or D. (1) a driver's license, flit contains a photograph of the individual; and (2)a social security account number card (other than such a card which specifies on its face that the issuance of the card does not authorize employment in the United States); or E. employment authorization documents such as an H-lB visa, H-2B visa, and L-I visa, or other work visa as may be authorized by the United States Government at the time the County contract is awarded for ali covered employees. LHE-1 (03/07) AFFIDAVIT OF COMPLIANCE WITH Tlq~ REQUIREMENTS OF 8 U.S.C. SECTION 1324a WITH RESPECT TO LAWFUL HIRING OF EMPLOYEES State of New York County of .S -~.~:Y~ ~. ~_~Sff~/~beingdulyswom, deposed and says: (Print Name of Deponent) (Circle one) (Name of Corp., Business, Company) I certify that I have complied, in good faith, with the requirements of Title 8 of the United States Code (U.S.C.) section 1324a (Aliens and Nationality) with respect to the hiring of covered employees and with respect to the alien and nationality status of the owners thereof, as set forth in Suffolk County Code Chapter 234 (2006). Swom to before me this /~ day of ,20 (Notdry ~°ublio~ LINDA J COOPER NOTARY PUBLIC, State of New NO. 01CO4822563, Sufiolk COL,. Term Expires December 31, 20. ~ LI-~-2 (01/07)