HomeMy WebLinkAboutOperation ShieldSouthold Toxvn Board - Letter
Board Meeting of June 2, 2009
RESOLUTION 2009-497
ADOPTED
Item # 5.16
DOC ID: 5046
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2009-497 WAS
ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON
JUNE 2, 2009:
RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs
Supervisor Scott A.'Russell to execute the Agreement between the Town of Southold and
the County of ~uffollh acting through its duly constituted Sheriff's. Office, in connection
with the NYS Office of Homeland Security Grant Program regarding grant funds in the sum of
$45,D00 for Operation Shield administered by the Suffolk County Sheriff's Office in partnership
with the East. End Marine Task Force, subject to the approval o.f the Town Attorney.
Elizabeth A. Neville
Southold Town Clerk
RESULT: ADOPTED [UNANIMOUS]
MOVER: Vincent Orlando, Councilman
SECONDER: Albert Krupski Jr., Councilman
AYES: Ruland, Orlando, Krupski Jr., Wickham, Evans, P, ussell
Generated June 8, 2009
Page 23
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Town of Southoid
Agreement
This Agreement ("Agreement") is between the County of Suffolk ("County"), e municipal
corporation of the State of New York, acting through ts du]y constituted Sheriff's Office ("Department"),
located at 100 Center Drive Riverhead, New York 11901; and
Town of Southold, a municipal corporation, having its principal place of business at 53095 Main Road,
Southold, New York 11971.
The parties hereto desire to provide pemonnel to the County to assist the County in "Operation SHIELD"
exercises conducted under a New York State grant ("Services"). Sufficient funding exists pursuant to Suffolk
County Resolution number 358-2009
Term of Agreement: May 1, 2009 through December 31, 2009.
Total Cost of Agreement: Shall not exceed $5,400.00, as set forth in Exhibit G, attached.
Terms and Conditions: Shall be as set forth in Exhibits A through G; attached hereto and made a part hereof.
In Witness Whereof, the parties hereto have executed this Agreement as of the latest date written below.
Town of So~
By:~/~.
Title:Cemt;~er-- ...~uc~o...~-.~ c..~se-~t'
Fed. Tax ID ~11~00-1939
Date: ~ ~ ( - ~ ~
1 ~ve ~d ~d I ~ fa~li~ wi~ ~A5-7 of ~cle V of ~e S~oE
C°u n~'~?.,~. .~,,~.~
Deputy Cour/~/Eyecutive
Date:
Appro~ved: Office of the Sheriff
By: ¥
Name Vincent F. DeMarco
Title Sheriff
Date: 0 ~ /~ ~ ] o ~
Approved as to Legality:
Christine Malefi, County Attorney
BY: Jacqueli~e C~i~
Assistant County Attorney
Date: ~, / 2~>D /~) ¢7
IIIIIIIIIIIIIlllllllllllll
0003964
Page 1 of 20 Pages
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Name of Contractor
List of Exhibits
Exhibit A
General Terms and Conditions
1. Contractor Responsibilities
2. Term and Terminat!on
3. Indemnification
4. Insurance
5. Independent Contractor
6. Severability
7. Merger; No Oral Changes
8. Set-Off Rights
9. Non-discrimination in Services
10. Goveming Law
11. No Implied Waiver
12. Conflicts of Interest
13. Cooperation on Claims
14. Confidentiality
15. Assignment and Subcontracting
16. No Intended Third Party BenefiCiaries
17. Certification as to Relationships
18. Publications and Publicity
19. Copyrights and Patents
Exhibit B
Suffolk County Legislative Requirements
5.
6.
7,
8.
9.
10.
Contractor'sNendor's Public Disclosure Statement
Living Wage Law
Use of County Resources to Interfere with Collective Bargaining Activities
Local Law No. 26-2003
Lawful Hiring of Employees Law
Gratuities
Prohibition Against Contracting with Corporations that Reincorporate Overseas
Child Sexual Abuse Reporting Policy
Non Responsible Bidder
Use of Funds in Presecufion of Civil Actions Prohibited
Suffolk County Local Laws Website Address
Exhibit C
Notices and Contact Persons
Exhibit D
Description of Services
page2 of 20 Pages
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Name of Contractor
Exhibit E
Payment Terms
General Payment Terms and Conditions
Agreement Subject to Appropriation of Funds
Specific Payment Terms and Conditions
Exhibit F
Legislative Resolution No.
Exhibit G
Budget
Page 3 of 20 Pages
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Name of Contractor
Exhibit A
General Terms and Conditions
Contractor Responsibilities
The Contractor shall provide the Services, as more particularly described in Exhibit D, entitled
"Description of Services."
b. Qualifications
The Contractor specifically represents and warrants that it has and shall continuously
possess, and that, its employees, agents, and subcontractors have and shall
continuously possess, the required education, knowledge, experience, and character
necessary to qualify them individually for the particular duties they perform. Additionally,
the Contractor has and shall continuously have, and its employees, agents, and
subcontractors have and shall continuously have, all required authorization(s),
certificates(s), certifications(s), registration(s), license(s), permit(s), and other approval(s)
required by the Federal, State, County, or local authorities for the services provided in
accordance with this Agreement.
Term and Termination
a. Term
This Agreement shall cover the period set forth on page one of this Agreement, unless sooner
terminated as provided below. Upon receipt of a Termination Notice, as that term is defined
below, pursuant to the following paragraphs, the Contractor shall promptly discontinue all
Services affected, unless otherwise directed by the Termination Notice.
Termination for Cause
This Agreement may be terminated in whole or in part in writing by the County in the event of
failure by Contractor to fulfill any of the terms and conditions under this Agreement; provided that
no such termination shall be effective unless Contractor is given five (5) calendar days' written
notice of intent to terminate ("Notice of Intent to Terminate"), delivered in accordance with the
Exhibit in this Agreement entitled "Notices and Contact Persons;" During such five (5) day
period, the Contractor will be given an opportunity for consultation with the County and an
opportunity to cure all failures of its obligations prior to termination. Prior to issuance of a written
termination notice ("Termination Notice") by the County, the Contractor shall be given an
additional five (5) days to cure all failures to fulfill its obligations under this Agreement. In the
event that the Contractor has not cured all its failures to fulfill its obligations to the satisfaction of
the County by the end of the combined ten (10) day period, the County may issue a Termination
Notice, effective immediately.
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d. Termination for Convenience
ii.
The County shall have the right to terminate this Agreement at any time and for any
reason deemed to be in its best interest, provided that no such termination shall be
effective unless the Contractor is given thirty (30) calendar days' written notice of
termination.
Upon giving of a notice pursuant to the foregoing sub-paragraph, the Contractor shall
promptly discontinue all services affected unless otherwise directed by the notice of
termination.
iii.
In such event of termination', the County shall pay the Contractor for the services
rendered through the date of termination.
3. Indemnification
a. General
The Contractor agrees that it shall protect, indemnify and hold harmless the County and its
officers, officials, employees, contractors, agents and other persons from and against all
liabilities, fines, penalties, actions, damages, claims, demands, judgments, losses, costs,
expenses, suits or actions and reasonable attorneys' fees, arising out of the acts or omissions or
the negligence of the Contractor in connection with the services described or referred to in this
Agreement. The Contractor shall defend the County and its officers, officials, employees,
contractors, agents and other persons in any suit, including appeals, or at the County's option,
pay reasonable attorney's fees for defense of any such suit arising out of the acts or omissions
or negligence of the Contractor, its officers, officials, employees, subcontractors or agents, if
any, in connection with the services described or referred to in this Agreement.
Federal Copyright Act
The Contractor hereby represents and warrants the Contractor, will not infringe upon any
copyrighted work or material in accordance with the Federal Copyright Act during the
performance of this Contract. Furthermore, the Contractor agrees that it shall protect, indemnify
and hold harmless the County and its officers, officials, employees, contractors, agents and
other persons from and against all liabilities, fines, penalties, actions, damages, claims,
demands, judgments, losses, costs, expenses, suits or actions and reasonable attorney's fees,
arising out of the acts or omissions or the negligence of the Contractor in connection with the
services described or referred to in this Agreement. The Contractor shall defend the County and
its officers, officials, employees, contractors, agents and other persons in any suit, including
appeals, or, at the County's option, pay reasonable attorney's fees for defense Of any such suit
arising out of the acts or omissions or negligence of the Contractor, its officers, officials,
employees, subcontractors, lessees, licensees, invitees or agents, if any, in connection with the
services described or referred to in this Agreement.
4. Insurance
The Contractor agrees to procure, pay the entire premium for and maintain throughout the term
of this Agreement, insurance in amounts and types specified by the County and as may be
mandated and increased from time to time. The Contractor agrees to require that all of its
subcontractors, in connection with work performed for the Contractor related to this Agreement,
Page 5 of 20 Pages
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procure, pay the entire premium for and maintain throughout the term of this Agreement
insurance in amounts and types equal to that specified by the County for the Contractor. Unless
otherwise specified by the County and agreed to by the Contractor, in writing, such insurance
shall be as follows:
Commercial General Liability insurance, including contractual liability coverage, in an
amount not less than Two Million Dollars ($2,000,000.00) per occurrence for bodily inJury
and Two Million Dollars ($2,000,000.00) per occurrence for property damage.
ii,¸
Automobile Liability insurance (if any vehicles are used by the Contractor in the
performance of this Agreement) in an amount not less than Five Hundred Thousand
Dollars ($500,000.00) per person, per accident, for bodily injury and not less than One
Hundred Thousand Dollars ($100,000.00) for property damage per occurrence.
iii.
Workers' Compensation and Employer's Liability insurance in compliance with all
applicable New York State laws and regulations and Disability Benefits insurance, if
required by law. Contractor shall furnish to the County, prior to its execution of this
Agreement, the documentation required by the State of New York Workers'
Compensation Board of coverage or exemption from coverage pursuant to §§57 and 220
of the Workers' Compensation Law. In accordance with General Municipal Law §108,
this Agreement shall be void and of no effect unless the Contractor shall provide and
maintain coverage during the term of this Agreement for the benefit of such employees
as are required to be covered by the previsions of the Workers' Compensation Law.
AIl policies providing such coverage shall be issued by insurance companies with an A.M. Best
rating of A- or better.
The Contractor shall furnish to the County Declaration Pages for each such policy of insurance
and upon request, a true and certified original copy of each such policy, evidencing compliance
with the aforesaid insurance requirements. In the case of commercial general liability insurance,
the County of Suffolk shall be named as an additional insured and the Contractor shall furnish a
Declaration Page and endorsement page evidencing the County's status as an additional
insured on said policy.
All such Declaration Pages, certificates and other evidence of insurance shall provide for the
County of Suffolk to be notified in writing thirty (30) days prior to any cancellation, nonrenewal or
material change in said policies. Such Declaration Pages, certificates, policies and other
evidence of insurance and notices shall be mailed to the Department at its address as set forth
in this Agreement in the paragraph entitled "Notices and Contact persons" or at such other
address of which the County shall have given the Contractor notice in writing.
In the event Contractor shall fail to provide the Declaration Pages or certificates of insurance or
to maintain any insurance required by this Agreement, the County may, but shall not be required
to, obtain such policies and deduct the cost thereof from payments due Contractor under this
Agreement or any other agreement between the County and Contractor.
If the Contractor is a town or other municipal corporation and has a self-insurance program
under which it acts as a self-insurer for any of such required coverage, it may provide self-
funded coverage and certificates or other evidence of such self-insurance in lieu of insurance
issued by insurance companies.
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5. Independent Contractor
It is expressly agreed that the Contractor status hereunder is that of an independent contractor. Neither
the Contractor, nor any person hired by the Contractor shall be considered employees of the County for
any purpose.
6. Severab[lity
It is expressly agreed that if any term or prowsion of this Agreement, or the application thereof to any
person or circumstance, shall be held invalid or unenforceable to any extent, the remainder of this
Agreement. or the application of such term or provision to persons or circumstances other than those as
to which it is held invalid or unenforceable, shall not be affected thereby, and every other term and
prevision of this Agreement shall be valid and shall be enforced to the fullest extent permitted by law.
7. Merger; No Oral Changes
It is expressly agreed that this Agreement represents the entire agreement of the parties, that all
previous understandings are merged in this Agreement. No modification of this Agreement shall be
valid unless written in the form of an Amendment and executed by both parties.
8. Set. Off Rights
The County shall have all of its common law, equitable, and statutory rights of set-off. These rights shall
include, but not be limited to, the County's option to withhold, for the purposes of set-off, any moneys
due to the Contractor under this contract up to any amounts due and owing to the County with regard to
this contract and/or any other contract with any County department or agency, including any contract for
a term commencing prior to the term of this contract, plus any amounts due and owing to the County for
any other reason including, without limitation, tax delinquencies, fee delinquencies or monetary
penalties relative thereto. The County shall exercise its set-off dghts in accordance with normal County
practices including, in cases of set-off pursuant to an audit, the finalization of such audit by the County
agency, its representatives, or the County Comptroller. and only after legal consultation with the County
Attorney.
9. Non-discrimination in services
During the performance of this Agreement:
a, The Contractor shall not, on the grounds of race, creed, color, national odgin, sex, age,
disability, sexual orientation, military status or marital status:
I. deny any individual any services or other benefits provided pursuant to this Agreement;
or
ii. provide any services or other benefits to an individual that are different, or ara provided in
a different manner, from those provided to others pursuant to this Agreement; or
iii. subject an individual to segregation or separate treatment in any matter related to the
individual's receipt of any service(g) or other benefits provided pursuant to this
Agreement; or
iv. restrict an individual in any way in the enjoyment of any advantage or privilege enjoyed
by others receiving any services or other benefits provided pursuant to this Agreement;
or
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v. treat an individual differently from others in determining whether or not the individual
satisfies any eligibility or other requirements or condition which individuals must meet in
order to receive any aid. care, service(s) or other benefits provided pursuant to this
Agreement.
The Contractor shall not utilize criteria or methods of administration which have the effect of
subjecting individuals to discrimination because of their race, creed, color, national origin, sex,
age, disability, sexual orientation, military status or marital status, or have the effect of defeating
or substantially impainng accomplishment of the objectives of this Agreement in respect to
individuals of a particular race, creed, color, national origin, sex, age, disability, sexual
orientation, military status or marital status, in determining:
i. the types of service(s) or other benefits to be provided, or
ii. the class of individuals to whom, or the situations in which, such service(s) or other
benefits will be provided; or
iii. the class of individuals to be afforded an opportunity to receive services.
10. Governing Law
This Agreement shall be governed by and construed in accordance with the laws of the State of New
York, without regard to conflict of laws. Venues shall be designated in Suffolk County; New York or the
United States District Court for the Eastern District of New York.
11.
No Implied Waiver
No waiver shall be inferred from any failure or forbearance of the County to enforce any provision of this
Agreement in any particular instance or instances, but the same shall otherwise remain in full force and
effect notwithstanding any such failura or forbearance.
12. Conflicts of Interest
The Contractor agrees that it will not during the term of this Agreement engage in any activity
that is contrary to and/or in conflict with the goals and purposes of the County.
The Contractor is charged with the duty to disclose to the County the existence of any such
adverse interests, whether existing or potential. This duty shall continue so long as the
Contractor-is retained on behalf of the County. The determination as to whether or when a
conflict exists or may potentially exist shall ultimately be made by the County Attorney after full
disclosure is obtained.
13. Cooperation on Claims
Each of the parties hereto agrees to render diligently to the other party, without additional
compensation, any and all cooperation, that may be required to defend the other party, its employees
and designated representatives against any claim, demand or action that may be brought against the
other party, its employees or designated representatives in connection with this Agreement.
14.
Confidentiality
Any records, reports or other documents of the County or any of its agencies used by Contractor
Page 8 of 20 Pages
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pursuant to this Agreement or any documents created as a part of this Agreement shall remain the
property of the County and shall be kept confidential in accordance with applicable laws, rules and
regulations.
15.
Assignment and Subcontracting
The Contractor shall not.assign, transfer, COnvey, sublet,, or otherwise disppse of this
Agreement, or any of its dght, title or interest therein, or its power to execute the Agreement, or
assign all or any portion of the monies that may be due or become due hereunder, to any other
person or corporation, without the prior consent in writing of the County, and any attempt to do
any of the foregoing without such consent shall be of no effect.
The Contractor shall not enter into subcontracts for any of the work contemplated under this
Agreement without obtaining prior written approval of the County. Such subcontracts shall be
subject to all of the provisions of this Agreement and to such other conditions and provisions as
the County may deem necessary, provided, however, that notwithstanding the foregoing, unless
otherwise provided in this Agreement, such prior wdtten approval shall not be required for the
purchase of articles, supplies, equipment and services which are incidental to, but necessary for,
the performance of the work required under this Agreement. No approval by the County of any
subcontract shall provide for the incurrence of any obligation by the County in addition to the
total agreed upon price. The Contractor shall be responsible for the performance of any
subcontractor for the delivery of service.
16. No Intended Third Party Beneficiaries
This Agreement is entered into solely for the benefit of County and Contractor. No third party shall be
deemed a beneficiary of this Agreement, and no third party shall have the right to make any claim or
assert any right under this Agreement.
17. Certification as to Relationships
The parties to this Agreement hereby certify that, other than the funds provided !n this Agreement and
other valid Agreements with the County, there is no known relationship within the third degree of
consanguinity, life partner, or business, commercial, economic, or financial relationship between the
parties, the signatories to this Agreement, and any partners, members, directors, or shareholders of five
percent (5%) (or more) of any party to this Agreement.
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18. Publications and Publicity
The Contractor shall not issue or publish any book, article, report or other publication related to
the Services provided pursuant to this Agreement without first obtaining written prior approval
from the County, Any such pdnted matter or other publication shall contain the following
statement in clear and legible print:
"This publication is fully or partially funded by the Suffolk County Executive's Office."
Contractor shall not issue press releases or any other information provided to the media, in any
form, concerning the Services provided pursuant to this Agreement without first obtaining written
approval from the Department.
19. Copyrights and Patents
a. Copyrights
If the work of the Contractor under this Agreement should result in the production of original
books, manuals, films 0r other materials for which a copyright may be granted, the Contractor
may secure copyright protection. However, the County reserves, and the Contractor hereby
gives to the County, and to any other municipality or government agency or body designated by
the County, a royalty-free, nonexclusive license to produce, reproduce, publish, translate or
otherwise use any such materials.
b. Patents
If the Contractor under this Agreement makes any discove~ or invention in the course of or as a
result of work performed under this Agreement, the Contractor may apply for and secure for
itself patent protection. However, the County reserves, and the Contractor hereby gives to the
County, and to any other municipality or government agency or body designated by the County,
a royalty-free, nonexclusive license to produce or otherwise use any item so discovered or
patented.
End of Text for Exhibit A
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Exhibit B
Suffolk County Legislative Requirements
1. Contractor's/Vendor's Public Disclosure Statement
The Contractor represents and warrants that it has filed with the Comptroller of Suffolk County the
vedfied public disclosure statement required by Suffolk County Administrative Code Article V, Section
A5-7 and shall file an update of such statement with the said Comptroller on or before the 31st day of
January in each year of this Agreement's duration. The Contractor acknowledges that such filing is a
material, contractual and statutory duty and that the failure to file such statement shall constitute a
matedal breach of this Agreement, for which the County shall be entitled, upon a determination that
such breach has occurred, to damages, in addition to all other legal remedies, of fifteen percent (15%)
of the amount of the Agreement.
Required Form:
Suffolk County Form SCEX 22; entitled "Contractor'sNendor's Public Disclosure
Statement"
2. Living Wage Law
This Agreement is subject to the Living Wage Law of the County of Suffolk. The law requires that,
unless specific exemptions apply all employers (as defined) under service contracts and recipients of
County financial assistance, (as defined) shall provide payment of a minimum wage to employees as set
forth in the Living Wage Law. Such rate shall be adjusted annually pursuant to the terms of the Suffolk
County Living Wage Law of the County of Suffolk. Under the provisions of the Living Wage Law, the
County shall have the authority, under appropriate circumstances, to terminate this Agreement and to
seek other remedies as set forth therein, for violations of this Law.
The Contractor represents and warrants that it has read and shall comply with the requirements of
Suffolk County Code Chapter 347, Suffolk County Local Law No. 12-2001, the Living Wage Law.
Required Forms:
Suffolk County Living Wage Form LW-1; entitled "Suffolk County Department of
Labor - Living Wage Unit Notice of Application for County Compensation
(Contract)"
Suffolk County Living Wage Form LW-38; entitled "Suffolk County Department of
Labor - Living Wage Unit Living Wage Certification/Declaration - Subject To
' Audit"
Use of County Resources to Inter[era with Collective Bargaining Activities
Local Law No. 26-2003
The Contractor represents and warrants that it has read and is familiar with the requirements of Chapter
466, Article 1 of the Suffolk County Local Laws, "Use of County Resources to Interfere with Collective
Bargaining Activities". County Contractors (as defined) shall comply with all requirements of Local Law
No. 26-2003 including the following prohibitions:
a. The Contractor shall not use County funds to assist, promote, or deter union organizing.
No County funds shall be used to reimburse the Contractor for any costs incurred to assist,
promote, or deter union organizing.
c. The County of Suffolk shall not use County funds to assist, promote, or deter union organizing.
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d. No employer shall use County property to hold a meeting with employees or supervisors if the
purpose of such meeting is to assist, promote, or deter union organizing.
If Contractor services are performed on County property the Contractor must adopt a reasonable
access agreement, a neutrality agreement, fair communication agreement, nonintimidation agreement
and a majodty authorization card agreement. - .......
If Contractor services are for the provision of human services and such services are not to be performed
on County property, the Contractor must adopt, at the least, a neutrality agreement.
Under the provisions of Local Law No. 26-2003, the County shall have the authority, under appropriate
circumstances, to terminate this Agreement and to seek other remedies as set forth therein, for
violations of this Law.
ReqUired Form:
Suffolk County Labor Law Form DOL-LO1; entitled "Suffolk County Department of
Labor - Labor Mediation Unit Union Organizing Certification/Declaration -
Subject to Audit"
Lawful Hiring of Employees Law
This Agreement is subject to the Lawful Hiring of Employees Law of the County of Suffolk (Local Law
52-2006). It provides that all covered employers, (as defined), and the owners thereof, as the case may
be, that are recipients of compensation from the County through any grant, loan, subsidy, funding,
appropriation, payment, tax incentive, contract, subcontract, license agreement, lease or other financial
compensation agreement issued by the County or an awarding agency, where such compensation is
one hundred percent (100%) funded by the County, shall submit a completed sworn affidavit (under
penalty of perjury), the form of which is attached, certifying that they have complied, in good faith, with
the requirements of Title 8 of the United States Code Section 1324a with respect to the hiring of
covered employees (as defined) and with respect to the alien and nationality status of the owners
thereof. The affidavit shall be executed by an authorized representative of the covered employer or
owner, as the case may be; shall be part of any executed contract, subcontract, license agreement,
lease or other financial compensation agreement with the County; and shall be made available to the
public upon request.
All contractors and subcontractors (as defined) of covered employers, and the owners thereof, as the
case may be, that are assigned to perform work in connection with a County contract, subcontract,
license agreement, lease or other financial compensation agreement issued by the County or awarding
agency, where such compensation is one hundred percent (100%) funded by the County, shall submit
to the covered employer a completed sworn affidavit (under penalty of perjury), the form of which is
attached, certi~ing that they have complied, in good faith, with the requirements of Title 8 of the United
States Code Section 1324a with respect to the hiring of covered employees and with respect to the
alien and nationality status of the owners thereof, as the case may be. The affidavit shall be executed
by an authorized representative of the contractor, subcontractor, or owner, as the case may be; shall be
part of any executed contract, subcontract, license agreement, lease or other financial compensation
agreement between the covered employer and the County; and shall be made available to the public
upon request.
An updated affidavit shall be submitted by each such employer, owner, contractor and subcontractor no
later than January 1 of each year for the duration of any contract and upon the renewal or amendment
of the contract, and whenever a new contractor or subcontractor is hired under the terms of the contract.
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The Contractor acknowledges that such filings ara a material, contractual and s. tatutory duty and that
the failure to file any such statement shall constitute a material braach of this agreement.
Under the provisions of the Lawful Hiring of Employees Law, the County shall have the authority to
terminate this Agraement for violations of this Law and to seek other ramedies available under the law.
T~e Contractor represents and wan:ants that it has raad, is in compliance Nth, and shall c0m'ply With the
requiraments of Suffolk County Code Chapter 234, Suffolk County Local Law No. 52-2006, the Lawful
Hiring of Employees Law.
Required Forms:
5. Gratuities
J
Suffolk County Lawful Hiring of Employees Law Form LHE-1; entitled "Suffolk
County Department of Labor -"Notice Of Application To Certify Compliance With
Federal Law (8 U.S.C. SECTION 1324a) With Respect To Lawful Hiring of
Employees"
"Affidavit Of Compliance With The Requiraments Of 8 U .S.C. Section 1324a
With Respect To Lawful Hiring Of Employees" Form LHE-2.
The Contractor rapresents and warrants that it has not offered or given any gratuity to any official,
employee or agent of Suffolk County or New York State or of any political party, with the purpose or
intent of securing an agraement or securing favorable traatment with raspect tc the awarding or
amending of an agraement or the making of any determinations with raspect to the performance of an
agraement, and that the signer of this Agraement has raad and is familiar with the provisions of Local
Law No. 32-1980 of Suffolk County (Chapter 386 of the Suffolk County Code).
Prohibition Against Contracting with Corporations that Reincorporate Overseas
The Contractor raprasents that it is in compliance with Suffolk County Administrative Code Article IV,
§§A4-13 and A4-14, found in Suffolk County Local Law No. 20-2004, entitled "A Local Law To Amend
Local Law No. 5-1993, To Prohibit The County of Suffolk From Contracting With Corporations That
Reincorporate Overseas." Such law provides that no contract for consulting services or goods and
services shall be awarded by the County to a business praviously incorporated within the U.S.A. that
has reincorporated outside the U.S.A.
Child Sexual Abuse Reporting Policy
The Contractor agrees to comply with Chapter 577, Article IV, of the Suffolk County Code, entitled
"Child Sexual Abuse Reporting Policy", as now in effect or amended heraafter or of any other Suffolk
County Local Law that may become applicable during the term of this Agraement with ragard to child
sexual abuse raporting policy.
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8. Non Responsible Bidder
The Contractor represents and warrants that it has read and is familiar with the provisions of Suffolk
County Code Chapter 143, Article' II, §§143-5 through 143-9. Upon signing this Agreement the
Contractor certifies that he, she, it, or they have not been convicted of a criminal offense within the last
ten (10) years. The term "conviction" shall mean 'a finding of guilty after a trial or a plea of guilty to an
offense coveredunder the provision of Section 143-5 of the Suffolk County Code under
"Nonresponsible Bidder."
9. Use of Funds in Prosecution of Civil Actions Prohibited
Pursuant to the Suffolk County Code Section §590-3, the Contractor represents that it shall not use any
of the moneys received under this Agreement, either directly or indirectly, in connection with the
prosecution of any civil action against the County of Suffolk or any of its programs, funded by the
County, in part or in whole, in any jurisdiction or any judicial or administrative forum.
10. Suffolk County Local Laws
Suffolk County Local Laws, Rules and Regulations can be found on the Suffolk County web site at
www. co.suffolk<http://www.co.suffolk.ny.us>. Click on "Laws of Suffolk County" under "Suffolk County
Links."
End of Text for Exhibit B
Page 14 of 20 Pages
Law No. 09-SH-
Operation SHIELD
Name of Contractor
Exhibit C
Notices and Contact Persons
1 Operational Notices
Any communication, notice, claim for payment, reports, insurance, or other submission necessary or
requiredto be madeby the .parties regarding..thisAgreement shall be in writing and shall be givento the
County or the Contractor or their designated representative at the following addresses or at such other
address that may be specified in writing by the parties and must be delivered as follows:
For the Department:
By First Class or Certified Mall, Return Receipt Requested In Postpaid Envelope
or by Courier Service or by Fax or by Emall
Suffolk County Shedff's Office
Address: 100 Center Ddve Riverhead, New York 11901
Att, Deputy Sheriff Sgt. John Andrejack
Tel. No. 631 852-2651
Fax No.
E-mail Address: John.Andrejack@suffolkcountyny.gov
For the Contractor:
By First Class or Certified Mail, Return Receipt Requested in Postpaid Envelope
or by Courier Service or by Fax or by Emall
At the address set forth on page one of this Agreement, attention of the person who executed
this Agreement or such other designee as the parties may agree in writing.
Tel. No. (631)765-1889
FaxNo. (631) 765-1823
E-mail Address: scot t. ru s se 11 ~ town. s outhold, ny. us
Notices Relating to Termination and/or Litigation
In the event the Contractor receives a notice or claim or becomes a party (plaintiff, petitioner, defendant,
respondent, third party complainant, third parry'defendant) to a lawsuit or any legal proceeding related to
this Agreement, the Contractor shall immediately deliver to the County Attorney, atthe address set forth
below, copies of all papers filed by or against the Contractor.
Any commUnication or notice regarding termination Shall be in writing and shall be given to the County
or the Contractor or their designated representative at the folloWing addresses or at such other
addresses that may be specified in writing by the parties and must be delivered as follows:
For the County:
By First Class and Certified Mail, Return Receipt Requested in Postpaid Envelope
or by Nationally Recognized Courier Service or Personally and by First Class Mall
Page t5 of 20 Pages
Law No. 09~SH-
Operation SHIELD
Name of Contractor
Suffolk County Sheriff's office
Address 100 Center Drive,
Riverhead, New York 11901
Att. Deputy Sheriff Sgt. John Andrejack
and
Christine Mala~i County Attorney
Suffolk County Department of Law
H. Lee Dennison Building
100 Veterans Memodal Highway
Hauppauge, New York 11788
For Contractor:
By First Class and Certified Mail, Return Receipt Requested in Postpaid Envelope
or by Nationally Recognized Courier Service or Personally and by First Class Mail
At the address set forth on page one of this Agreement, attention to the person who executed
this Agreement or such other designee as the parties may agree in writing.
Notices shall be deemed to have been duly delivered (i) if mailed, upon the seventh business day after
the mailing thereof; or (ii) if by nationally recognized ovemight courier service, upon the first business
day subsequent to the transmittal thereof; or (iii) if personallY, pursuant to New York Civil Practice Law
and Rules Section 311; or (iv) if by fax or email, upon the transmittal thereof. "Business Day" shall be
defined as any day except a Saturday, a Sunday, or any day in which commemial banks am required or
authorized to close in Suffolk County, New York,
Each party shall g~ve prompt wdtten notice to the other party of the appointment of successor(s) to the
designated contact person(s) or his or her designated successor(s).
End of Text for Exhibit C
Page 16 of 20 Pages
Law No. 09-SH-
Operation SHIELD
Name of Contractor
Exhibit D
Description of Services
Reports/Progress Meetings
The Contractor will be responsible for issuing timely reports in oral presentations and in writing
·. o~.the status.of.pending and proposed activities, as may reasonably be requested by the
Department. Depending upon the nature of the services provided under this Agreement, the
parties may meet from time to time; the meeting time, place and attendees shall be as mutually
agreed upon by the parties. All wdtten reports will also be made available to the County in
electronic format.
The Contractor will assist the County in carrying out two New York State funded "Operation
SHIELD" exercises by providing personnel for maritime enforcement as detailed in the budget
attached as Exhibit G.
End of Text for Exhibit D
Page 17 of 20 Pages
Law No. 09-SH-
Operation SHIELD
Name of Contractor
Exhibit E
Payment Terms
General Payment Terms
The Contractor shall prepare and present a claim form supplied by the County and approveo for
payment by the County ("Suffolk County Payment Voucher"). Payment by the County will be
made within thirty (30) days after approval by the Comptroller of the County of Suffolk.
The Contractor agrees that it shall be entitled to no more than the fees set forth in this Exhibit E
for the completion of all work, labor and services contemplated in this Agreement.
The charges payable to Contractor under this Agreement are exclusive of federal, state and
local taxes, the County being a municipality exempt from payment of such taxes.
The acceptance by the Contractor of full payment of all billings made on the final approved
Suffolk County Payment Voucher under this Agreement shall operate as and shall be a release
to the County from all claims and liability to the Contractor, its successors, legal representatives
and assigns, for services rendered under this Agreement.
Agreement Subject to Appropriation of Funds
This Agreement is subject to the amount of funds appropriated and any subsequent modifications
thereof by the Suffolk County Legislature, and no liability shall be incurred by the County under this
Agreement beyond the amount of funds appropriated by the Legislature for the Services covered by this
Agreement.
3. Specific Payment Terms and Conditions
a. Payments Contingent upon State/Federal Funding
Payments under the Contract may be subject to and contingent upon continued funding by the
state and/or federal government(s). In such event, no payment shall be made until the
Contractor submits documentation in the manner and form as shall be required by the state
and/or federal government. If late submission of claims precludes the County from claiming
state or federal reimbursement, such late claims shall not be honored. If, for any reason, the full
amount of such funding is not made'available to the County, the Contract may be terminated in
whole or in part, or the amount payable to the Contractor may be reduced at the discretion of
Department, provided that any such termination or reduction shall not apply to allowable costs
incurred by the Contractor prior to such termination or reduction, and provided that money has
been appropriated for payment of such costs. The Contractor's failure to submit, or failure to
timely submit, such documentation shall be an Event of Default.
b. Denial of Aid
If a State or Federal government agency is funding the Contract and fails to approve aid in
reimbursement to the County for payments made hereunder by the County to the Contractor for
expenditures made during the Term because of any act, omission or negligence on the part of
the Contractor, then the County may deduct and withhold from any payment due to the
Contractor an amount equal to the reimbursement denied by the state or federal government
Page t8 of 20 Pages
Law No. 09-SH-
Operation SHIELD
Name of Contractor
agency, and the County's obligation to the Contractor shall be reduced by any such amounts. In
such an event, if there should be a balance due to the County'after it has made a final payment
to the Contractor under the Contract, on demand by the County, the Contractor shall reimbume
the County for the amount of the balance due the County, by check to the order of the Suffolk
County Treasurer. The provisions of this subparagraph shall survive the expiration or
termination of the Contract. The inability of the County or the Contractor to obtain Federal or
State funds due to. any act or omission of the Contractor shall be an Event of Default.
c. Budget
The Contractor expressly represents and agrees that the Budget, to the extent applicable, lists
all personnel and/or all other costs of the Services.
d. Payments Limited to Actual Net Expenditures
The Contractor agrees that if, for any reason whatsoever, the Contractor shall spend during the
Term for the purposes set forth in the Contract an amount less than, or receive amounts more
than, provided in the Budget, the total cost of the Contract shall be reduced to the net amount of
approved, actual Contractor expenditures made for such ~)urposes, and amounts received and
that the total amount to be paid by the County shall not excee(: the lesser of Ii) approved actual
net expenditures or (ii) the total cost of the Contract on the cover page and in the Budget. Upon
termination or expiration of the Contract, if the Contractor's total amount of allowable expenses
are less than the total amount of the payments made dudng the Term, the Contractor shall
prepare a check payable to the Suffolk County Treasurer for the difference between the two
amounts and submit such payment to the County, along with the final Suffolk County Payment
Voucher.
Salaries
The Contractor shall not be eligible to receive any salary reimbursement until proof of deposit or
payment of all withholding and payroll taxes to the Federal/State governments has been
provided to the County. Salary reimbursement shall not include employees' share of FICAand
Medicare contributions.
Salary Increases
No salary, wage, or other compensation for the Services shall be increased oVer the amount
stated in the Budget without the prior written approval of the County.
End of Text for Exhibit E
Page 19 of 20 Pages
Law No. 09;SH-
Operation SHIELD
Name of Contractor
Exhibit F
Legislative Resolution
Exhibit G
Budget
(See Attached)
Page 20 of 20 Pages
EXHIBIT F
Intro. Res. No. 1362-2009 Laid on Table 4/28/2009
Introduced by Presiding Officei, on request of the County Executive
RESOLUTION NO.3.~-2009, ACCEPTING AND APPROPRIATING
100% FEDERAL PASS.THROUGH GRANT FUNDS FROM THE NYS
OFFICE OF HOMELAND SECURITY (OHS) IN THE AMOUNT OF
$45,000 FOR "OPERATION SHIELD" UNDER HOMELAND SECURITY
GRANT PROGRAM (HSGP) TO BE ADMINISTERED BY THE SUFFOLK
COUNTY SHERIFF'S OFFICE IN PARTNERSHIP WITH THE EAST END
MARINE TASK FORCE AND TO EXECUTE GRANT RELATED
AGREEMENTS
WHEREAS, the New York State Office of Hometand Secudty has awarded Suffolk County
Sheriff's Office $45,000 in funds 'under-the HSGP FY. 2009 program to be administered by. the-Suffolk
County Sheriff's Office: and
WHEREAS, the HSGP FY2009 will provide funds for high visibility maritime enforcement for
prevention and response to terrorist attacks, and to minimize danger of and support recovery from terrorist
attacks; and
WHEREAS. this grant provides funding for two operations, one ~n July and one in September;
the Sheriff's Office will receive 100% grant fundin~ in the amount of $45,000; and
WHEREAS, the HSGP FY2009 is slated to operate,for the period beginning 05/01/2009 to
12/30/2009; and
WHEREAS, said funds have not been included in the 2009 Operating Budget; now, therefore
be it
Ist RESOLVED, that the County Executive and Sheriff are authorized to execute any
Agreement with the State of New York, as necessary, to secure said grant funds; and be it further
2nd RESOLVED, that the County Comptroller and the County Treasurer be and they hereby are
authorized to accept and appropriate said unbudgeted grant funds in the amount of $45.[)00 as follows:
REVENUES:
4330 - Homeland Security Operation Shield
AMOUNT
$45,000
.APPROPRIATION:
Suffolk County Sheriff's Office
Homeland Security Operation Shield
001-SHF-3160
1000- Personal Services
1120-Overtime Salanes
~12,717
$12,717_
~000Sub Contractor
4980-
DATED:
APPROVED BY:
$32,283
$32,283
County Executive ofSuffolkCounty
Date:
http://www.suffolkcountyny.gov/legis/resos2009/i1362-09-htm 5/14/2009
EXHIBIT G
2009 PROPOSED
BUDGET LAW
amended 3/10/09 ENFORCEMENT
AGENCY .RANK O/T # ASSIGNED DAYS SALARY + FRINGE TOTAL EXPENSE
SGT 24 I 3 $84.00 . $3~360.00'
RIVERHEAD
PO 24 I 3 $73.00 $1,752.00
SENIOR HARBOR
48 2 3 $44.08 $2,821.12'
EAST HAMPTON MASTER
HARBOR MASTER 48 2 3 $44.08 $2,115.84
QUOGUE '. SGT 16 2 4 $107.00 $3,424.00*
PO 28 3 6 $87.00 $2,436.00
TOWN OF BENIOR BAY 32 I 4 $48.60 $2,332.80*
SOUTHAMPTON CONSTABLE
BAY CONSTABLE BAY CONSTABLE 32 1 4 $42.03 $1,344.96
SOUTHOLD SENIOR BAY
TOWN BAY CONSTABLE 32 1 4 $52.50 $2,520.00'
CONSTABLE BAY CONSTABLE 64 2 4 $45.00 ' $2,880.00
SCSO MARINE D/S SGT 84 1 4 $76.66 $6,338.08'
PATROL. D/S 96 2 4 $66.45 $6~379.20
SAG HARBOR SENIOR HARBOR
80 I 6 $39.00 $3,744.00*
HARBOR MASTER
MASTER HARBOR MASTER 80 1 ' 6 $30.00 $2,400.00
SHELTER ISLAND
BAY CONSTABLE 32 2 2 $24.00 ~ $1,152.00'
BAY CONSTABLE
NEW YORK LT 0 I 6
STATE DEC $0.00. $0.00
POECE PO' 0 3 6
NEW YORK
TROOPER 0 I 2 $0.00 $0.00
STATE POLICE
UNITED STATES OFFICERS 0 4 6 $0.00 $0.00
COAST GUARD
TOTAL $45,000.00
* Includes administrative time for operational planning and final reporting.
4.
5.b
Suffolk County Form 22
Contractor's/Vendor's Public Disclosu.re Statement
Pursuant to Section A5-7 ofthe Suffolk County Administrative Code, this Public Disclosure Statement
must be completed by all contractors/vendors that have a contract with Suffolk County, with the
exception of hospitals; educational or governmental entities; not-for-profit corporations; and
contracts providing foster care, family day care providers, or child protective consulting services,
who do not have to fill out this form at all.
1. Contrac. mr's/Vend0r'sName Town of Southold
Address 53095 Main Road
City and State Southold, New York
Contracting Department's Name
Address
Zip Code
Payee Identification or Social Security No.
Type of Business _Corporation Partnership _Sole'Proprietorship _._Other
Is contractor/vendor entering into or haS contractor/vendor entered into a contract with Suffolk
County in excess orS1,000? Yes No.
Has contractor/vendor entered into thre~ or more contracts, including the one for which you are
now completing this form, with Suffolk County, any three of Which, when combined, exeet
$1,0007 __Yes __No.
Table of Organization. List names and addresses of all principals; that is, all individUals'serving
on the Board of Directors or comparable body, names and addresses of all partners, and names
and addresses, of all corporate officers. Conspicuously identify any person in this table of
organization who is also an officer or an employee of Suffolk County. (Attach additional sheet if
necessary.)
e
List all names and addresses of those individual shareholders holding more than five percent
(5%) interest in the contractor/vendor. Conspicuously identify any shareholder who is also an
officer or an employee of Suffolk County. (Attach additional sheet if necossary).
Does contractor/vendor derive 50% or more of its total revenues from its contractual or vendor
relationship with Suffolk County? __ Yes __ No.
Page 1 of 3 Public Disclosure Form
10.
If you answered yes to 8 above, you must submit with this disclosure statement, a complete
financial statement listing all assets and liabilities as well as a profit and loss statement. These
statements must be certified by a Certified Public Accountant. (Strike this out if notapplicable.)
The undersigned shall include this Contractor's/Vendor's Public Disclosure Statement with the
contract. (Describe general nature of the contract.).
11.
12.
Remedies.- The -failure to file a verified public disclosure statement as required under local law
shall constitute a material breach of contract. Suffolk County may resort, use or employ uny
remedies contained in Article II of the Uniform Commercial Code of the State of New York. In
addition to all legal remedies, Suffolk County shall be entitled, upon a determination that a
breach has occurred, to damages equal to fifteen percent (15%) of the mount of the conlract.
Verification. This section must be signed by an officer or principal of the contractor/vendor
authorized to sign for the company for the purpose of executing contracts. The undersigned
being sworn, affmns under the penalties of perjury, that he/she has read and understood the
foregoing statements and that they are, to his/her own knowledge, tree.
Dated: (a - t - 0 ~
Printed Name of Signer:
Title of Signer:
Name of Contractor/Vendor:
Signed: ~
Town of Scuthold
UNIFORM CERTIFICATE OF ACKNOWLEDGMENT
(Within New York State)
STATE OF NEW YORK)
COUNTY OF ~ ctl:~o/q~ ss.:
On the ~ day of \~d ~L in ~e ye~ 200~before me, ~e ~dersi~ed, pe~o~ly appe~ed
to or prowd to on of
to be ~6 in~vidu~ ~hose nme¢) is (~) subscrib~ to ~e wit~n ins~em ~d ac~owl~ged to
me ~t he~ executed ~e sine ~ ~~apaci~ ~d ~t by ~s~si~a~)
on ~e im~enh ~e individ~(~, or ~e person upon beh~f of w~ch ~e indi~d~ acted, executed
· e im~ent.
(Si~a~re ~d offi~f individ~ ~ing ac~0wledgemel~~a,~
Tern ~piresluly 7, 20 II
Page 2 of 3 Public Disclosure Form
UNIFORM CERTIFICATE OF ACKNOWLEDGEMENT
(Without New York State)
STATE OF )
)SS,:
COUNTY OF' )
On the day of in the year 2008 before me, the undersigned, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) Whose name(s) is (are) subscribed to the within instrument
and acknowledged to me that he/she/they executed the same in his/her/their capacity(les) and that by
his/befftheir signature(s) on 'the insmanent, the individual(s), or the person upon behalf of which the
individual(s) acted, executed the instrument, and that such individual(s) made such appearance before
the undersigned in
(Insert the city or other political subdivision and the state or country or other place the acknowledgement
was taken)
(Signature and office of individual taking acknowledgement)
Page 3 of 3 Public Disclosure Form
SUFFOLK COUNTY DEPARTMENT OF LABOR - LMNG WAGE UNIT
NOTICE OF APPLICATION FOR COUNTY COMPENSATION (Contract)'
Living Wago Law, Suffolk County.Codo, Chapter 347 (2001)
To Be Completed
I) NAME: Town of Sour.hold
2) VENDOR#: 3) CONTRACT ID #:
(ltknown) 0flmown)
4) CONTACT: John Cushman $) TELEpHONE #: (631) 765:4333
6} ADDRESS: 53095 Mai'n Road
Southold~ N'ew York ~ 19.71
7) TERM OF CONTRACT (DATES): 5 / ] / 0 9- i' 2 / 3 ~ / 0 9
8) PROJECT NAME: ( IF DIFFERENT FROM #1) Ope.ratiOn Shi'el'd
9). AMOUNT: $.5,~,oo..'oo
10) AWARDING AGENCY: NYS Dept, of Homeland Secu'rity
11~ BRIEF DESCRIPTION OF PROJECT OR SERVICE:
aritime law enforcemeot focusing on foreign flagged ves'sels.
12) pROJECTED EMPLOYMENT NEEDS: (attach a statement Hsting, by job
classification, the'total workforce dedicated to performing tltis contract or service, including
calculation of eStimated net increaseor decrease in jobs as a result of funding).
13). PROJECTED WAGE LEVELS: (attach a statement listing projected wage levels,
compensated days off and medical benefits for total workforce dedicated to fulfilling the terms
of this contract, broken down annually for each year of the term of the contract).
LW-l(revised 4/05)
POLICE DEPARTMENT
TOWN OF SOUTHOLD
CARLISLE E. COCHRAN, JR.
Chief of Police
Telephone Emergency Dial 911
Suffolk County Depa~'uiient of Law
Addendum to LW-1
Re: Items 11 and 12
The Southold Town Police Department will participate in Operation Shield in the
following manner:
Bay Constables will be assigned on a voluntary overtime basis to work tours of
duty exclusively assigned to maritime law enforcement focusing on foreign
flagged vessels. Officers assigned will only be full time officers covered by the
The lowest hourly rate for a Bay Constable is $24.1207 with a minimum of 33.5
compensated days off.
All participating Bay Constables receive a full me, dical benefit package.
All wage/benefit information is on file and available for inspection at your
request.
41405 Route25oP. O. Box 911 · Pcconic, N.Y. 11958
Administrative (631) 765-2600/2601 o Fax (631) 765-2715
SUFFOLK COUNTY DEPARTMENT OF LABOR - LIVING WAGE UNIT
NOTICE OF APPLICABILITY
OF LIVING WAGE LAW
Living Wage Law, Suffolk County Code, Chapter 347 (2001)
To Be Completed By The Living Wage Unit
DATE: September 15, 2009
TO: Michael P. Sharkey, Chief of Staff, S.C. Office of the Sheriff
FROM: ~.~a Rosenberg, Director of Living Wage Compliance Unit
TELEPHDNEI '#. 853-2063
VENDOR #: 11-6001939 REF.: Operation Shield
You are hereby notified that the response from Town of Southold has been evaluated by the Living Wage Unit
of the Suffolk County Department of Labor.
We find:
X The documents submitted with this contract / proposal are complete and conform to the
requirements of the Living Wage Law (Local Law #12-2001). The Awarding Agency may proceed with
the normal and customary procedure for administering contracts.
The documents submitted with this contract / proposal are not complete, or do not conform
to the requirements of the Living Wage Law (Local Law #12-2001).
Employers who fail to submit documents or information required to demonstrate compliance with the
Law shall be deemed non-responsive and subject to disqualification.
If the employer is presently under contract, the contractor shall be deemed non-compliant and the
appeals process shall be made available to said employer (Chapter 347-5 A & B).
LW-13
Chgk if
appli~ble
SUFFOLK COUNTY DEPARTMENT OF LABOR - LIVING WAGE UNIT
LIVING WAGE CERTIFICATION/DE~LARATION-SUBJECT TO AUDIT
If either of the following deflnill0ns of 'compensation' (L/~f# Wa~e Law Chapter 347 - 2) applies to the coutractor's/recipient~s
business or transaction with Suffolk County, the conffactor/recipient must complete Sections 1, 3, 4 below; and Form LW-1
(Nolice of Application for County Compensation). If the following definitions do not apply, the contractor/recipient must
complete Sections 2, 3 and 4 below. Completed forms muqt be submitted to the awarding agency.
"Any gran~, loan, tax incemive or abaiamunL bond finuncing subsidy or other form of compensation of more thai $50.000 which is
realized by or provided to an employer of at least te~ (10) employees by or through the authority or approval of the Couhty of Suffolk," br
'~Any ~rvice contract or subcontract l~t to a contractor with tun (10) or more employees by the County of Suffolk for the furnishing of
services to or for the County of Suffolk (except contracts where servicoz are incidental to the delivery of products, equipmunt or
commodities} whicMnvolve an-expenditure equal to or greater than $10.000. For the purposes of this definition, ~he amount of
expundio~re for more than one confi.act for the same service shall bo aggregated, A contract for the purchase or lease of goods, products,
equipment, supplies or other propewy is not 'compensation' for t~o purposes of this definition."
Section I The Living ~Yage Law applies to this contract. I/we hereby agree to comply with all the provisions of Suffolk County
Local Law No. 12-2001, the Suffolk County Living Wage Law (the Law) and, as such, will provide to all full, part-time
or tempora,'y employed persons who perform work or render services on or for a project, matter, contract or subcontract
where this company has received compensaiiun, fi.om the County of Suffolk as defined in the Law (compensation) a
wage rate of no less than $10.69 ($9.25 for child care providers) per hour worked with health bunefits, as described in
thc Law. or otherwise $12.17 ($10.50 for childcarc providers) pc~'hoor or the rates as may be adjuaied annually in
accordance with thc Law. (Chapter 347-3 B)
I/we further agree that any tenant or leasoholder of this company that employs at least ten (10) persons and occupies
property or uses equipmunt or property thai is improved or developed as n result of compensation or any con.actor or
suboontractor of this company that employs at least ten (10) persons in producing or providing goods or servico~ to this
company that are used in the project or mater for which this company has received compensation shall comply with
all the provisions of the Law, including those specified above. (Chapter 347-2)
Se~don. H
I/we fu~e~ agree to permit access to work sites and relevant pevroll records by authorized County represuntafives for
the purpose of mouitoring compliance with regulations under this Chapter of the Suffolk County Code, investigating
employee complaints of noncompliance and evalua~ug the operation and cffccta of this Chapter, including the
production for inspection & copying of payroll records for any or all employees ~r the term of the contract or for five
(:5) years, whichever period of compliance is longer. Ali payroll and benefit records required by the County will be
maintained for inspection for a almilar period of time. (Chapter 347-7 D)
The County Depmmiunt of Labor shall review the records of any Cove~ed Employer at least once every three years to
verify compliance with the provisions of the Law..(Chapter 347-4 C)
The Living ~Vage Law does not apply to this contract for the following reason(s):.
Check if
applicable
Section 1H
Con, actor Namc:
Contractor Ad~:
Contractor Phone #:
Town-of Southold
53095 Main Road
Southold, New York 11971
(631) 765-4333
Federal Employer ID~:
Amount of compunsafion:
Vunder #:
11-600-1939
$'5,400.00
Descriptionofprojectorservic~.aritime law enforcement focusing on foreign flagged vessels.
Section IV
I declare under peJ~lty of perjury undo' thc Laws of thc State of New York that the undersigned is authorized to provide this certification,
and that the abc~'~qs Wac and cortae~ '
Au .tAhorize~ff Sigonturc . .- Datc
ocott .~. Russe,l, Supervisor
Print Name and Title of Authorized Representative
LW38 (rovis~l 5-08)
gmTolk County, New York
Depar~nont of Labor
SUFFOLK COUNTY DEPARTMENT OF LABOR- LABOR MEDIATION UNIT
UNION O~,ANIZING CERTIFICATION/DECLARATION- SUBJRCT TO Auorr
If the followliig definition nf "County Contractoi'' (Union Organizing 'Law chapter 466-2) applies to the
contractor's/beneflelary'm business Or transaction wfth Suffolk County, the contractJr/beneficfary must complete Seci4ous I,
HI~ and IV below, ffthe following definitions do not apply the contractor/bcoeficiary must complete Secffon~ lI,'HI and IV
below. Completed forms must be submitted to the awarding agency. ......
County Contractor: "Any employ~ that receives mur~ than $50,000 in County funds for supplying goods or serwce* pursuant to a
written contrac{ with tho County of Suffolk or any of its agencies; pursuant to a Suffolk County grant; pursuant to a Suffolk County
program; pursuant to a Suffolk County reimbursemeht for serv'oe* provided in any ~lendar year; or pursuant to i( subcontra~'t with
an}, of ge above." ~
Seetlon I
The Union Organizing Law applies to this contract. I/we hereby agr~ to comply with all the provisions of Suffolk
County Local Law No. 26-2003, the Suffolk County Union organizing Law (the.law) and, as to tM goods and/or .
service* tim are the subj~t of the contract with the County of Suffolk sl~l not use County funds Jo assist, promoter
Check if 6r d~ter union brganizing (Chapter 466-3 A), nor seek reimbursement from tho County for costs incurred to assi~
Applicable promote, or deter union organizing. (Chapter 466-3 B)
I/we furthur agr~ to take all a~iun nece*sary to ensure that County fund~ are not used to assist, promote, or d~'
union organizing. (Chap~r 4663 It)
l/we further agree that I/we will no~ use County prepay to hold mc~ings to assist promote, or
d~er union organizing. (Chapter 466-3E)
l/we further agree that if any expmditoras or costs incurred to ~ssist, promote, or doter anion organizing are made,
I/we shallmaintain r~ords sufficient to show that no County funds wer~ eaed for those expenditures and, as
applicable, that no reimbursemant from County funds has b~n sought for m~ costs. I/we al~ that sne. h reCOrds
shall be made available to fig pertinent County agency or antho¥ity, tho County Comptroller, ur th? County
Department of Law upon reque*t. (Chapter 466-3 I)
I/we further affmn to tho following as to the goods and/or se~ices that arethe subje~ of the contract with the
County of Suffolk:
· I/we will not express to employees any false ormisleading information that is intruded to influenc~ the
delm'minatiun of employ~ preference* ragarding, uniun repgs~ntatiun;
· [/w~ will not co~c~ or intimidate vmployecs, explicitly or implicitly, i~ sciecting or not s~lecting a bargaining
r~prasentstive;
· I/w~ will not re. quire an mployce, individually or in a group, to attend a m~ting or an event 0aa{ is intondad to
influence his or her decision ia selecting or not sci~ing a bargaining repmsentativea
· I/we understand my/our obligation to limit disruptions caused by prerecognition labor dispute* through the
adoptioi~ 0f nuncouffuntationai procedures for th~ resolution of prerecognitiun labor disputes.with employecs
engaged in the produation of goods or the rendering of s~rvices for the County; and
· l/we have or will adopt any or all of the above-refer~oad prur~ugs, or their functional equivalent, to ensure
the efficient, timely, and quality provision of goods and service* to the County. I/we shall inciude a list of said
procedure* in stroh cerlifioadon.
The Union Organizing Law dons not apply to this contract for the following re*son(s):
Contractor will not receive more than S50,000 in County funds.
Section H
Check if
Applicable
DOL-EO1 (3/5108)
Suffolk County, New York
De~ar~rnunt of Labor
Seedon Ili
Contractor Name:
Contractor Address:
Town of Southold
53095 Main Road
Southold, New York
(63I) 765-4333
Contractor Phone #:
Description of project or s~rvic~: Mar it ime 1 aw enforcement
Fed~raiEmployerlD#: I 1-600-1939
Amount of Assistance: $5,400.00
%ri~0r#: ' -
focusing on foreign flagmed vessels.
Section IV
In the event any part of the Union Organizing Law, Chapter 466 of the Laws of Suffo k County, is found by a cotnt of enmpetent
jurisdiction to be preempted by federal and/or state law, this certification/declaration shall be void ab tnitio.
Section V
I deolare under penalt)~of perjmy under the Laws of the State of New York that the unda'signed is authorized to provide this
c~rtifieation~l~~,
Print Name. d Title of Authoriz~ Rcpresentativ
DOD-I x31 (31510g'~
SUFFOLK COUNTY DEPARTMENT OF IhABOR
NOTICE OF APPLICATION TO CERTI]~ COMP]~,IANCE WITH FEDERAL LAW
f8 U.S.C. SECTION 1324A)
WITH RESPECT TO LAWFUL HIR~G OF EMPLOYEES
Suffolk Count~ Code~ Chapter 234 f2006/
To Be Completed By Applicant/Covered .Eraployer//Ow~er
EMPLOYEIUCORPJBUSINESS/COMPANYNAME: Town of SouChold
]:) ADDRESS: 53095 Main Road
Southold, New York
2) NOT-FOR-PROFIT: YES x NO
11971
__ (SUBMIT PROOF OF IRS NOT-FOR-PROFIT STATUS)
3) VENDOR#: 4) **CONTRACT ID:
(If known) (If known)
5) CONTACT: John Cushman ~) TELEPHONE #: ..(63 t) 765-4333
7} TERM OF CONTRACT OR EXTENSION (PROVIDE DATES): 5/1/09- ~2 / 3 ] / 09
8) AMOUNT OF CONTRACT OR EXTENSION: $ 5,4'00.00
9) BRIEF DESCRIPTION OF PROJECT OR SERVICE Mar it ime law enforcemenr focus ing
on foreign flag§ed vessels~
SUBCONTRACTOR:
1) ADDRESS:
2) VENDOI~: · 3) TELEPHONE #:
4) CONTACT:
~ DESCRIPTION OF COMPENSATION, PROJECT OR SERVICE:
EVIDENCE OF COMPLIANCE:
COPIES OF THE FOLLOWING MUST BE MAINTAINED BY COVERED EMPLOYERS OR THE
OWNERS THEREOF FOR EACH EMPLOYEE FOR THE TIME PERIODS SET FORTH IN SUFFOLK
COUNTY CODE, CHAPTER 234, SECTION $ (C):
A, United States passport; or
B, resident alien card or alien registration card; or
C, birth certificate indicating that person was. born in the United States; or
D, (1) a driver's license, if it contains a photograph of the htdividual; and
(2)a social security account number card (other.than such.a card which
specifies on its face that the issuance of the card does not authorize
employment in the United States); or
E, employment authorization documents such as an H-lB visa, H-2B visa,
and L-1 visa, or other work visa ns may be authorized by the United
States Government at the time the County contract is awarded for all
covered employees. LHE-I (03/07)
AFFIDAVIT OF COMPLIANCE
WITH TIlE REQUIREMENTS OF
8 U.S.C. SECTION 1324a
WITH RESPECT TO LAWFUL I~IIIING OF EMPLOYEES
State of New York
Co~n~yof
.5-~-~-/~. ~.~.{/,'be~ day sworn, O~po~ end s~y~:
~t N~e of D~n~0' '
1. I ~ o~or~~ ~pre'sentafi~f" ~ ~4 ff~A~/~.
(C~clo one) ~e OtCd~J~ Bus~e~, Co~)
I certify that I have complied, in good faith, with the requirements of Title 8 of the United
States Code (U.S.C.) section 1324a (Aliens and NaQomflity)with respect to the hiring of
covered employees and with respect to the alien and nationality status of the owners
thereof, as set forth in Suffolk County Code Chapter 234 (2005).
Sworn to before me this ~ day
of ~, riO_ , ~0~{._
BONNIE J. DOROSKI
Notar~ Public, State Of New'Yo~
No. 01D06095328, Suffolk County
Term Expires July 7, 20 ~ ~
LHE-2
(01/07) -
SUFFOLK COUNTY DEPARTMENT OF LABOR
NOTICE OF APPLICATION TO CERTIFY COMPLIANCE WITH FEDERAL LAW
(8 U.S.C. SECTION 1324A)
WITH RESPECT TO LAWFUL HIRING OF EMPLOYEES
VERIFICATION OF SUBMISSION OF LAWFUL HIRING OF EMPLOYEES
Suffolk County Code, Chapter 234 (2006)
To Be Completed By the Local Law Compliance Unit
DATE: June 5~ 2009
TO: Michael P. Sharkey. Chief of Staff~ S.C. Office of the Sheriff
FROM~-B/renda Rosenberg~ Director of Living Wage Comoliance
Unit
TELEPHONE #: 853-5630
EMPLOYER: Town of Southold
VENDOR #: 11-6002139
REF.: Maritime Law Enforcement
You are hereby notified that the submission from Town of Southold has been received by
the Lawful Hiring of Employees Unit of the Suffolk County Department of Labor. We find
that this submission is complete and is in compliance with the requirements set forth by the
Suffolk County LawfulHiring of Employees Law (Local Law #52-2006),.
LHE-3
(o~/o7)