HomeMy WebLinkAboutNutrition ProgramRESOLUTION 2009-400
ADOPTED
DOC ID: 5017
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 2009-400 WAS
ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD ON
MAY 19, 2009:
RESOLVED that the Town Board of the Town of Southold hereby amends Resolution No.
2009-365 dated May 5~ 2009 to read as follows:
RESOLVED that the Town Board of the Town of Southold hereby authorizes and directs
Supervisor Scott A. Russell to execute the Amendment of Agreement between the Suffolk
Countw Office for the Aging and the Town of Southoid for the IIIC Nutrition Programs,
regarding a one year extension for the period January 1, 2007 2009 through December 31, 2009,
for congregate and home delivered meals for the elderly, subject to the approval of the Town
Attorney.
Elizabeth A. Neville
Southold Town Clerk
RESULT: . ADOPTED [UNANIMOUS]
MOVER: Vincent Orlando, Councilman
SECONDER: Albert Krnpski Jr., Councilman
AYES: Ruland, Orlando, Krupski Jr., Wickham, Evans, Russell
COUNTY OF SUFFOLK
Steve Levy
COUNTY EXECUTIVE
OFFICE FOR THE AGING
Holly S. Rhodes-Teague
DIRECTOR
April 16, 2009
The Honorable Scott A. Russell
Supervisor
Town of Southold
53095 Main Road, PO Box 1179
Southold, New York 11971
RE: IlIC Nutrition Program
IFMS'No. SC EXE 09000001792
Dear Supervisor Russell:
Enclosed are three copies of the above referenced agreement to be signed and returned to this office.
Also enclosed for your review is §A5-7 of Article V of the Suffolk County Code. It explains whether your
agency is required to submit a full disclosure statement or qualifies for an exemption. If you qualify for an
exemption, please sign the certification located on the cover page of each agreement.
Please be advised that if you are providing services without a fully executed contract, you do.so at your
own risk as an exemise of your indel~ndent business judgment and without any guarantee of payment.
In order te avoid delay in the execution of your agreement, please return the signed originals as soon as
possible. One fully executed agreement will be forwarded to you as soon as the signature process has
been completed.
if you need further information, please contact Mary-Valerie Kempinski, Contracts Examiner, at 631-853-
8209.
dell
ountant
JK:MVK:sl
Enclosures
cc: Mary-Valede Kempinski
Karan McLaughlin
H. LEE DENNISON BUILDING · 100 VETERANS MEMORIAL HIGUWAY 4~ P,O, BOX 6100 · HAUPPAUGE, N. Y, 11788-0099 + (63 I) a53-8200
OVER 35 YEARS AS TIlE DESIGNATED AREA AGENCY ON ACING PROVIDING SERVICES ]?OR OLDER CbTIZEN$
CODE
ARTICLE V, Department of Audit and Control
§ A5-4. Authorization to sell capital notes. [Derived from Res. No. 766-~972]
(7) ' '
(8)
(9)
(10) Any .and all
Comptroller shall
C. The delegations of
revoked by
of the notes.
af execution of the notes.
· ' relating to the terms, form and contents of the notes which said County
' or desirable.
in full force and effect until modified, amended or
County Legislature·
§ A5-5. Deductions from wages c
for federal credit anion authorized. [Derived from LL. No. 3-1963
A. · Deductions from wages
union is hereby authorized.
employees for the following purposes of the federal credit
County any amount
with the federal credit union of County employees and 1
such written authorization may be withdrawn by
withdrawal with the Comptroller.
teduct from the Wages or salary of an employee of the
filed with the Comptroller for dues or savings fund
leducted to the said credit union. Any
at any time by filing written notice of such
C. Deductions and withdrawals made pursuant to this
Comptroller may provide.
subject to such rules and regulations as the
§ A5-6. Deductions from Wages or salaries for
[Derived frOm L.L No. 4-1969]
A. Deductions from wages or salaries of certain county employees for the
County teachers federal credit union is hereby authorized.
B. The Comptroller is hereby authorized and directed to
Suffolk County Community College who are members or desire membership i
credit union any amount that such employe6s may specify in writing filed with the
fund with fue Suffolk County teachers federal credit union and to transmit the sum
union. Any such written authorization may be withdrawn by such employee at any
such withdrawal with the Comptroller.
I credit union authorized.
Suffolk
of employees of the
teachers federal
dues or savings
said credit
ce of
C. Deductions and withdrawals made pursuant to this section are subject to such rules
the
§ A5-7. Contractors and vendors required to submit full disclosure statement. [Derived from L.L. No.
1976, as amended 2-27-1979 by L.L. No. 6-1979]
A. Definitions. As used in this section, the following terms shall have the meanings indicated:
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LAWS OF SUFFOLK COUNTY, NEW YORK, v82 Updated 10-t5~2008
PART II ADMINISTRATIVE CODE
ARTICLE V, Department of Audit and Control
§AS*
7. Contractors and vendors required to submit full disclosure statement. [Derived from L.L. No.
t976, as amended 2-27-1 '
CONTRACT -- AnY written agreement between. Suffolk County and.a contractor or vendor to do or perform ar
kind of labor, service,.pumhase, construction or public work, unless the contract is for a federally or state-aided
in whole or in part, program required to be bid pursuant to § 103 of the New York.General Municipal Law.
[Amended 6-29-1993 by L.L. No. 28-1993 ~]
NOTE: L.L. No. 28-1993 also provided aa ~ollows:
Section 1. Legislative Intent. .
This Legislature hereby finds and determines that Suffolk County's comprehensive ContrectorNendor Public DIsclocure Statement Law currently applle:
to · broad array of contracts that exceed $t,000 in value, subject to exemptions for contractor~ doing business with the County Department of Social
Services; hoepltale; educational, medical, and governmental antlfiea; end not4or-pmflt corporatione.
This Legislature further finds end detmmlnes that these axempttana prevent full disclosure of Important Information that may ba useful to elected count,
officials In determining whether or not specific types of contmcta are In the public interest, especially In light of recent trends towards prlvatlzatlon and u:
of outside consultants On an Increased bahia by muulclpelgbe.
Therefore, the purpose of this law Is to eliminate many of the exemptions from completing end filing verified public disclosure statements with the Coun:
Comptroller available to certain contractam providing social services or health services contracts.
CONTRACTOR or vENDoR [Amended 12-18-1990 by L.L. No. 4 l-l.990enr~l 6-29-1993 by L.L. No. 28-
1993en~] -~ Any proprietorship, partnership or closely held corporation which has a contract with Suffo k
County in excess of $1,000 or which has three or more contracts with Suffolk County, any three of which, whe
combined, exceed $1,000, except:
(1) Hospitals..
(2) Educational or governmental entities.
(3) Not-for-profit corporations.
(4) Contracts providing for foster care, family day-care providers or child protective consulting services.
FULL DISCLOSURE CLAUSE -- A proviso to be included as a material part of a contract imposing upon the
contractor or vendor a material, contractual and statutory duty.to file a verified public disclosure statement.
VERIFIED PUBLIC DISCLOSURE STATEMENT -- A declaration, the contents of which are acknowledged
before a notary public, containing information required under this section.
B. A full disclosure clause is to be included in all future contracts between Suffolk County and a contractor or
vendor. Such full disclosure clause shall constitute a material part of the contract.
C. Notice of the full disclosure clause shall be included and made a part of the specifications, if any, which are
submitted to interested potential bidders.
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LAWS OF SUFFOLK COUNTY, NEW YORK, v82 Updated 10-15-2008
PART II ADMINISTRATIVE CODE
ARTICLE V, DepaH. iiient of Audit and Control
§
7. Contractors and vendors required to submit full disclosure statement. [Derived from L.L. No. 14-
1976, as amended 2-27-1
D. Each contractor or vendor shall file a verified public disclosure statement with the Comptroller of Suffolk
County as soon as practicable prior to being awarded the contract. An updated disclosure statement shall be filed by
the contractor or vendor with the Comptroller by the 31st day of January in each year of the contract's duration. It
shall be the duty of the Comptroller to accept and file such statements.
E. No contract shall be awarded to any contractor or vendor, as defined in this section, unless prior to such
award a verified public disclosure statement is filed with the Comptroller as provided in this section. Any verified
pUblic disclosure statement containing fraudulent information shall constitute, for all purposes, a failure to file such
statement in the first instance.
F. The verified public disclosure statement required by this section shall include:
(1) A complete list of the names and addresses of those indiVidual shareholders holding more than five-
percent interest in the firm.
(2) The table of organization for the company shall include the names and addresses of all individuals
serving on the board of directors or comparable body, the names and addresses of all partners and the names and
addresses of all corporate officers. The contractor or vendor shall conspicuously identify any such person in this
table of organization who is an officer or an employee of Suffolk County.
(3) A complete financial statement listing all assets and liabilities as well as a profit-and-loss statement,
certified by a certified public accountant. Such statement shall be the most current available and in no event shal
have been prepared more than six months prior to the date of the filing of the bid. No financial statement or
profit-and-loss statement shall be required from any contractor or vendor having 50% or more of their gross
revenues from soumes other than the County of Suffolk.
G. A separate folio for each company shall be maintained alphabetically for public inspection by the
Comptroller.
H. RemedieS. The failure to file a verified public disclosure statement as required under this section shall
constitute a material breach of contract. Suffolk County may resort, use or employ any remedies contained in Article
2 of the Uniform Commercial Code of the State of New York. In addition to all legal remedies, Suffolk County shall
be entitled, upon a determination that a breach has occurred, to damages equal to 15% of the amount of the contract.
1. Under no circumstances shall the county be precluded from invoking any remedy contained in the preceding
section by reason of its failure to invoke promptly its remedies.
A. The County-'C'fftl~t~lle/~ hereby authorized, pursuant to § C5-21 of thc Suffolk County Charter, to withhol~
an~t any vendorsa ments to an vendOrs oror con~rcon nder ccontract with the County of Suffolk in any instances in'which it is
d~n real pr~"op~t x_~Tx~e~s, said withholding to be limited, in the aggregate, to
the amount of said arrears (inclusive of interest, penalties and~ .
B. Said moneys so withheld shall be kept in a separate account for periodic distribution to the.. asurer
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Law,No. AG004M/0003-11 RB
Rev. 41t6109
IIIC Nutrition Program
IFMS No. SC EXE 09000001792
No. 001-67901679716774-4980, 6776-3330-95284-1792
Second Amendment
Amendment of Agreement
This is the Second Amendment of an Agreement (Agreement), last dated July 27, 2007, between the
County of Suffolk (County), a municipal corporation of the State of New York, having its principal office at the County
Center, Riverhead, New York 11901, acting through its duly constituted Office for the Aging (Aging), having its
principal office at the H. Lee Dennison Building - 3rd Floor, 100 Veterans Memorial Highway, Hauppauge, New York
(Mailing address: P.O. Box 6100, Hauppauge, New York 11788-O099), and the Town of Southold (Contractor), a
New York municipal corporation, having its principal place of business at 53095 Main Road, P.O. Box 1179, Southold,
New York 11971.
The parties hereto desire to modify the Agreement to extend the term of the Agreement from
January 1, 2009 through December 31, 2009 (the period January 1, 2009 through December 31, 2009 being
hereinafter called the "2009 Extension Period") and to add and amend other contract provisions to comply with
current County Standards, as set forth herein.
Term of Agreement: Shall be January 1,2007 through December 31, 2009 for Congregate Meals, and
April 1, 2007 through December 31, 2009 for Home-Delivered Meals, with two one-
year extensions at the County's option.
Total Meals: Daily Congregate Meals: 57
Not to Exceed $74,514 Annually
Daily Home-Delivered Meals: 112
Not to Exceed $162,822 Annually
Total Cost of Agreement: Shall be on a fee-for- service basis, not to exceed $659,722 (with $237,336 for
the 2009 Extension Period), as set forth in Exhibits A-2009, and C-2009
attached.
Terms and Conditions: Shall be as set forth in Exhibits A-2009, C-2009, and the "Suffolk County
Legislative Requirements Exhibit" revised 11/08 attached.
In Witness Whereof, the parties hereto have executed this Second Amendment of Agreement as of the latest
TowndateBy: writteno~below.
Scott A. Russell
Supervisor
Fed. Taxpayer ID #: 11-6001939
Date: .~'-/' 4/¢ -~:) c~
~"~'~1~,~ ~>(~ ge ~, hereby ce~ifies under
~lfies of pe~u~ that I ~ a~ officer of
O~ ~~ , that I have read ~d I ~
famil~i~h ~5-7 of ~,V~f ~e Suffolk Coun~ Code, and
that ' ~ ~ ~ ~ h ~ ~)~] meets all
Sig~tu~ t I
Approved as to [egality:
Christine Malafi
By: Jacqueline Caput/ ¢ ~;l:'~/'~
Assistant County Attorney
County of Suf~ ~
By: · A_MINI~
Approved:
Holly S. ~odes-Taague Oate
Director, Office for the Aging
Recom~ed:
Food Se~ice Supe~sor
0002298
AG 4 (7/06) Page 1
AG4M Sohld ext 09
t~aw No. AG004MI0003-'11RB
Rev.
IIIC Nutrition Program
IFMS No. SC EXE 09000001792
No. 001-67901679716774-4980, 6776-3330-95284-'1792
Second Amendment
Exhibit A-2009
Whereas, the County and Contractor have entered into an Agreement (Law No. AG004M/0003-
11R), last dated July 27, 2007, for a term from January 1, 2007 through December 31, 2007 for a
senior citizens' nutrition program at a Total Cost of $189,685; and
Whereas, the County and Contractor have entered into a First Amendment of Agreement (Law No.
AG004M/0003-11RA), extending the term from January 1, 2008 through December 31, 2008 and
(at an additional cost of $232,701) increasing the Total Cost of the Agreement to $422,386; and
Whereas, the parties hereto desire to modify the Agreement, to extend the term from
January 1, 2009 through December 31, 2009 and (at an additional cost of $237,336) to increase the
Total Cost of the Agreement to $659,722, and to add and amend other contract provisions to
comply with current County Standards, as set forth below, and;
Now, therefore, in consideration of the covenants, promises and consent herein contained, the
parties hereto agree as follows:
'1. Term of Agreement:
The Term of Agreement paragraph on page 1 of the Agreement is amended to read
January 1, 2007 through December 31, 2009 as set forth on the page 1 of this Second
Amendment of Agreement.
2. Meals:
Effective as of the beginning of the Extension Period, the approximate daily number, and the
maximum annual number, if any, of Congregate and/or Home-Delivered Meals included in the
Program shall be as set forth on the cover page of this Second Amendment of Agreement.
3. Payment for Services:
The Total Cost of Agreement $6591722 is comprised as follows:
a. $189,685 for the 2007 contract term;
b. $232,701 for the 2008 Extension Period;
c. $237,336 for the 2009 Extension Period;
4. Rate Page:
The rate at which the Contractor shall be paid for this Extension Period is set forth in Exhibit
C-2009, which is attached and made part of the Agreement.
5. Poverty Threshold
Paragraph 8 (3) of Exhibit B to the Agreement entitled "Reporting Requirements,
Demographics", referring to the Poverty Threshold, is amended to read as follows:
'100 % of Poverty Threshold '150% of Poverty Threshold
Size of Family Unit (for IIIC Nutrition program(s)) (for SNAP Program(s))
1 $10,830/year $16,245/year
2 $14,570/year $21,855/year
The Contractor will comply with the following added provisions in conformance with current
County requirements
6. A new subparagraph B. is inserted under Paragraph~ 8. "Reporting Requirements" of Exhibit
B to the Agreement:
AG 4 (7~06) Page 2 AG4M Sohld ext 09
Law No. AG004M/0003-11 RB
Rev. 4113/09
ilIC Nutrition Program
IFMS No. SC EXE 09000001792
No. 001-67901679716774-4980, 6776-3330-95284-1792
Second Amendment
B. Electronic Reporting
i. The Contractor shall maintain electronic records on all program participants
using the most currently approved form provided by Aging and compliant with
State and Federal reporting requirements. Data for all participants must be
updated monthly,
ii, In order to comply with electronic reporting requirements, the Contractor must
have adequate computer equipment and software available to support the
approved form.
iii. NAPIS required registration must be completed for all congregate
participants. The congregate NY Short Form and home delivered NY
Comprehensive AFM form or subsequent approved assessment tool(s) must
be entered electronically in SAMS 2000 or in subsequent County approved
computer systems. All participant data must be entered completely by the
12Ih of each month for the previous month's data.
iv. Home-delivered meal participants must have eligibility determined prior to the
delivery of service using the NAPIS required NY Comprehensive AFM form or
subsequent approved assessment tool, Each participant receiving home-
delivered meals must be reassessed at appropriate intervals based on each
participant's situation, but in no instance less frequently than at least once in
each twelve-month period. The Contractor will also make a six-month
reassessment in the form of a home visit or a telephone call. The assessment
and subsequent reassessments must be entered electronically and
completed by the 12Ih of each month for the previous month's data.
7. Contractor's Staff
Subparagraph b of Paragraph 9. "Contractor's Staff" of Exhibit B to the Agreement is deleted
in its entirety and replaced with the following:
b. The County shall have the right to prior approval of the filling of any site manager
position and the assessor managing the electronic records.
The Contractor'shall comply with the following amended provisions in conformance with
current County Standards.
8. Contractor Responsibilities
Paragraph 1 of Exhibit A1 is deleted in its entirety and replaced with the following:
Contractor Responsibilities
a, Duties and Obligations
i.) It shall be the duty of the Contractor to discharge, or cause to be discharged,
all of its responsibilities and to administer funds received in the interest of the
County in accordance with the provisions of the Contract.
ii.) The Contractor shall promptly take all action as may be necessary to render
the Services.
iii.) The Contractor shall not take any action that is inconsistent with the
provisions of the Contract.
b. Qualifications, Licenses, and Professional Standards
i.) The Contractor represents and warrants that it has, and shall continuously
AG 4 (7/06) Page 3
AG4M Sohld ext 09
Law No. AG004MI0003-11RB
Rev. 4113109
IIIC Nutrition Program
IFMS No. SC EXE 0900000'1792
No. 00'1-67901679716774-4980, 6776-3330-95284-'1792
Second Amendment
possess, during the Term, the required licensing, education, knowledge,
experience, and character necessary to qualify it to render the Services.
ii.) The Contractor shall continuously have dudng the Term of the Contract all
required authorizations, certificates, certifications, registrations, licenses,
permits, and other approvals required by Federal, State, County, or local
authorities necessary to qualify it to render the Services.
c. Notifications
i.) The Contractor shall immediately notify the County, in writing, of any
disciplinary proceedings, commenced or pending, with any authority relating
to a license held by any person necessary to qualify him or the Contractor to
perform the Services.
ii.) In the event that a person is no longer licensed to perform the Services, the
Contractor must immediately notify the Department, but in no event shall
such notification be later than five (5) days after a license holder has lost the
license required to qualify him or the Contractor to perform the Services.
iii.) In the event that the Contractor is not able to perform the Services due to a
loss of license, the Contractor shall not be reimbursed for the Services
rendered after the effective date of termination of such license. Without
limiting the generality of the foregoing, if any part of the Contract remains to
be performed, and the termination of the license does not affect the
Contractor's ability to render the Services, every other term and provision of
the Contract shall be valid and enforceable to the fullest extent permitted by
law.
d. Documentation of Professional Standards
The Contractor shall maintain on file, in one location in Suffolk County, all records
that demonstrate that it has compiled with sub-pa[agraphs (b) and (c) above. The
address of the location of the aforesaid records and documents shall be provided to
the County no later than the date of execution of the Contract. Such documentation
shall be kept, maintained, and available for inspection by the County upon 24 hours
notice.
Agreement Subject to Appropriation of Funds
Subparagraph f. of Paragraph 4 of Exhibit A1 to the Agreement is deleted in its entirety
and replaced with the following:
Subject to Appropriation of Funds
a. The Contract is subject to the amount of funds appropriated and any subsequent
modifications thereof by the Legislature, and no liability shall be incurred by the
County beyond the amount of funds appropriated by the Legislature for the Services.
b. If the County fails to receive Federal or State funds originally intended to pay for the
Services, or to reimburse the County, in whole or in part, for payments made for the
Service, the County shall have the sole and exclusive right to:
i,) Determine how to pay for the Services;
ii,) Determine future payments to the Contractor; and
AG 4 (7~06) Page 4
AG4M Sohld exl 09
Law No. AG004M/0003-1'I RB
Rev. 4/t 3~09
IIIC Nutrition Program
IFMS No. SC EXE 09000001792
No. 00t-67901679716774-4980, 6776-3330-95284-1792
Second Amendment
iii.) Determine what amounts, if any, are reimbursable to the County by the
Contractor and the terms and conditions under which such reimbursement
shall be paid.
c. The County may during the Term impose a Budget Deficiency Plan. In the event that
a Budget Deficiency Plan is imposed, the County shall promptly notify the Contractor
in writing of the terms and conditions thereof, which shall be deemed incorporated in
and made a part of the Contract, and the Contractor shall implement those terms and
conditions in no less than 14 days.
d. Any Budget Deficiency Plan shall be deemed to be incorporated by reference and
made part of the Contract.
10. Non Responsible Bidder
The Contractor represents and warrants that it has read and is familiar with the provisions of
Suffolk County Code Chapter 143, Article II, {}{}143-5 through 143-9. Upon signing this
Agreement the Contractor certifies that he, she, it, or they have not been convicted of a
criminal offense within the last ten (10) years. The term "conviction" shall mean a finding of
guilty after a trial or a plea of guilty to an offense covered under the provision of Section
143-5 of the Suffolk County Code under "Nonresponsible Bidder."
~ 1~. Gratuities
The Contractor represents and warrants that it has not offered or given any gratuity to any
official, employee or agent of Suffolk County or New York State or of any political party, with
the purpose or intent of securing an agreement or securing favorable treatment with respect
to the awarding or amending of an agreement or the making of any determinations with
respect to the performance of an agreement, and that the signer of this Agreement has read
and is familiar with the provisions of Local Law No. 32-1980 of Suffolk County (Chapter 386
of the Suffolk County Code).
12. Full Force and Effect
Except as herein amended, all other representations, terms and conditions of said
Agreement, including any and all amendments or budget modifications executed prior to the
date hereof, are hereby ratified and confirmed to be in full force and effect.
-- End of Text of Exhibit --
AG 4 (7/06) Page 5
AG4M Sohld ext 09
Law No. AG004MI0003-11RB
Rev. 4/t 3~09
IIIC Nutrition Program
IFMS No. SC EXE 09000001792
No. 001-67901679716774-4980, 6776-3330-96284-1792
Second Amendment
Exhibit C-2009
Rate Page
TOWN OF SOUTHOLD
Schedule of Fees for Services
Congregate
Midday Meals
Home-Delivered
Meals
Third Contract Year 2009
$5.25 $5.57
AG 4 (7/06) Page 6
AG4M Soh~d ex[ 09
Exhibit
Suffolk County Legislative Requirements revised '1'1/08
Contractor's/Vendor's Public Disclosure Statement
It shall be the duty of the Cor~tractor to mad, become familiar with, and comply with the
requirements of section A5-7 of Article V of the Suffolk County Code.
Unless certified by an officer of the Contractor as being exempt from the requirements *of section
^5-7 of Article V of the Suffolk County Code, the Contractor represents and warrants that it has
filed with the Comptroller the verified public disclosure statement required by Suffolk County
Administrative Code Article V, Section A5-7 and shall file an update of such statement with the
Comptroller on or before the 31 st day of January in each year of the Contract's duration. The
Contractor acknowleclges that such filing is a material, contractual and statutory duty and that
the failure to file such statement shall constitute a material breach of the Contract, for which the
County shall be entitled, upon a determination that such breach has occurred, to damages, in
addition to all other legal remedies, of fifteen percent (15%) of tl~e amount of the Contract.
Required Form: Suffolk County Form 'SCEX 22; entitled "Contractor's/Vendor's Public
Disclosure Statement"
Living Wage Law
It shall be the duty of the Contractor to read, become familiar with, and comply with the
requirements of Chapter 347. of the Suffolk County Code.
This Contract is subject to the Living Wage Law of the County 'of Suffolk.. The law requires that,
unless specific exemptions apply all employers (as defined) under service contracts and
recipients of County financial assistance, (as defined) shall provlde payment of a minimum
wage to employees as set forth in the Living Wage Law. Such rate shall be adjusted annually
pursuant to the terms of the Suffolk County Living Wage Law of the County of Suffolk. Under
the provisions of the Living Wage Law, the County shall have'the authority, under appropriate
circumstances, to terminate the Contract and to seek other remedies as set forth therein, for
violations of this Law.
Required Forms: Suffolk County Living Wage Form LW-1; entitled '~Suffolk County
Department of Labor - Living Wage Unit Notice of Application for County
Compensation IContract)"
Suffolk County Living Wage Form LW-38; entitled "Suffolk County
Department of Labor - Living Wage Unit Living Wage
Certification/Declaration - Subject To Audit"
Use of County Resources to Interfere with Collective Bargaining Activities
It shall be the duty of the Contractor to read, become familiar with, and comply with the
requirements of Chapter 466 of the Suffolk County Code.
County Contractors (as defined by section 466-2) shall comply with all requirements of Chapter
466 of the Suffolk County Code including the following prohibitions:
a. The Contractor shall not use County funds to assist, promote, or deter union organizing.
b. ~1o County funds shall be used to reimburse the Contractor for any costs incurred to
assist, promote, or deter union organizing.
c. The Contractor shall not use County funds to assist, promote, or deter Union organizing.
d. No employer shall use County property to hold a meeting with employees or supervisors
if the purpose of such meeting is to assist, promote, or deter union organizing.
If the Services are performed on County properly the Contractor must adopt a reasonable
access agreement, a neutrality agreement, fair communication agreement, non-intimidation
agreement, and a majority authorization card agreement.
If the Services are for the provision of human services and are not to be performed on County
property, the Contractor must adopt, at the least, a neutrality agreement.
Under the provisions of Chapter 466, the County shall have the authority, under appropriate
circumstances, to terminate the Contract and to seek other remedies as set forth therein, for
violations of this Law.
Required Form: Suffolk County Labor Law Form DOL-LO1; entitled "Suffolk County
Department of Labor - Labor Mediation Unit Union Organizing
Certification/Declaration - Subject to Audit"
Lawful Hiring of Employees Law
It shall be the duty of the Contractor to read, become familiar with, and comply with the
requirements of Chapter 234 of the Suffolk County Code.
The Contract is subject'to the Lawful Hiring of Employees Law of the County of Suffolk. It
provides that all covered emPloyers, (as defined), and the owners thereof, as the case may be,
that are recipients of compensation from the County through any grant, loan, subsidy, funding,
appropriation, payment, tax incentive, cbntract, subcontract, license agreement, lease or other
financial compensation agreement issued by the County or an awarding agency, where such
compensation is one hundred percent (100%) funded by the County; shall submit a completed
sworn affidavit (under penalty of perjury), the form of which is attached, certifying that they have
complied, in good faith, with the requirements of Title 8 of the United States Code Section
1324a with respect to the hiring of covered employees (as defined) and with respect to the alien
and nationality status of the owners thereof. The affidavit shatl be executed by an authorized
representative of the covered employer or owner, as the case may be; shall be part of any
executed contract, subcontract, license agreement, lease or other financial compensation
agreement with the County; and shall be made available to the public upon request.
All contractors and subcontractors (as defined) of covered employers, and the owners thereof,
as the case may be, that are assigned to perform work in connection with a County contract,
subcontract, license agreement, lease or other financial compensation agreement issued by the
County or awarding agency, where such compensation is one hundred percent (100%) funded
by the County, shall submit to the covered employer a completed sworn affidavit (under penalty
of perjury), the form of which is attached, certifying that they have complied, in good faith, with
the requirements of Title 8 of the United States Code Section 132~1a with respect to the hiring of
covered employees and with respect to the alien and nationality status of the owners thereof, as
the case may be. The affidavit shall be executed by an authorized representative of the
contractor, subcontractor, or owner, as the case may be; shall be part of any executed contract,
subcontract, license agreement, lease or other financial compensation agreement between the
covered employer and the County; and shall be made available to the public upon request.
An updated affidavit shall be submitted by each such employer, owner, contractor and
subcontractor no later than January 1 of each year for the duration of any contract and upon the
renewal or amendment of the contract, and whenever a new contractor or subcontractor is hired
under the terms of the contract.
The Contractor acknowledges that such filings are a material, contractual and statutory duty and
that the failure to file any such statement shall constitute a material breach of the Contract.
Under the provisions of the Lawful Hiring of Employees Law, the County shall have the authority
to terminate the Contract for violations of this Law and to seek other remedies available under
the law,
The documentation mandated to' be kept by this law shall at all time be kept on site. Employee
sign-in sheets and registedlog books shall be kept on site at all times during working hours and
all covered employees, as defined in the law, Shall be required to sign such sign-in
sheets/register/~og books to indicate their presence on the site during such working hours.
. Required Forms: Suffolk County Lawful Hiring of Employees Law Form LHE-1; entitled
"Suffolk County Department of Labor-"Notice Of Application To Certify
Compliance With Federal Law (8 U.S.C. SECTION 1324a) With Respect
To Lawful Hiring of EmplOyees"
"Affidavit of Compliance with the Requirements of 8 U.S.C, Section 1324a
With Respect To Lawful Hiring Of Employees" Form LHE-2..
Gratuities
It shall be the duty of the Contractor to read, become familiar with, and comply with the
requirements of Chapter 386 of the Suffolk County Code.
The Contractor represents and warrants that it has not offered or given any gratuity to any
official, employee or agent of the County or the State or of any political party, with the purpose
or intent of securing an agreement or securing favorable treatment with respect to.the awarding
or amending of an agreement or the making of any determinations with respect to the
performance of an agreement.
Prohibition Against Contracting with Corporations that Reincorporate Overseas
It shall be the duty of the Contractor to read, become familiar with, and comply With the
requirements of §§ A4-13 and A4-14 of Article IV of the Suffolk County Code
The Contractor rep~-esents that it is in compliance with §§ A4-13 and A4-14 of Article IV of the
Suffolk County Code. Such law provides that no contract for consulting services or goods and
services shall be awarded by the County to a business previously incorporated within the U.S.A.
that has reincorporated outside the U.S.A.
Child sexual Abuse Reporting Policy
It shall be t.he duty of the Contractor to read, become familiar with, and comply with the
requirements of Article IV of Chapter 577 of the Suffolk County Code. .
The Contractor shall comply with Article IV of Chapter 577, of the Suffolk County Code, entitled
"Child Sexual Abuse Repoding Policy," as now in effect or amended hereafter or of any other
'Suffolk County Local Law that may become appl'icable during the term of the Contract with
regard to child sexual abuse repoding policy.
Non Responsible Bidder
It shall be the duty of the Contractor to reade become familiar with, and comply with the
requirements of Article II of Chapter 143 of the Suffolk County Code.
Upon signing the Contract, the Contractor certifies that it has not been convicted of a criminal
offense within the last ten (10) years. The term "conviction" shall mean a finding of guilty after a
trial or a plea of guilty to an offense covered under the provision of section 143-5 of the Suffolk
County Code under "Nonresponsible Bidder."
Use of Funds in Prosecution of Civil Actions Prohibited
It shall be the duty of the Contractor to read, become familiar With, and comply with the
requirements of section 590-3 of Article III of Chapter 590 of the Suffolk County Code.
The Contractor shall not use any of the moneys, in part or in whole, and either directly or
indirectly, received under the Contract in connection with the prosecution of any civil action
against the County in any jurisdiction or any judicial or administrative forum.
10.
Il.
Work Experience Participation
If the Contractor is a nonprofit or governmental agency or institution, each of the Contractor's
locations in the County at which the Services are provided shall be a work site for public-
assistance clients of Suffolk County pursuant to Local Law No. 15-1993 at all times during the
term of the Contract. If no Memorandum of Understanding ("MOU") with the Suffolk County
Department of Labor for work experience is in effect at the beginning of the term of the Contract,
the Contractor, if it is a nonprofit or governmental agency or institution, shall enter into such
MOU as soon as possible after the execution of the Contract and failure to enter into or to
perform in accordance with such MOU shall be deemed to be a failure to perform in accordance
with the Contract, for which the County may withhold payment, terminate the Contract or
exercise such other remedies as may be appropriate in the circumstances.
Suffolk County Local Laws Website Address
Suffolk County Local Laws, Rules and Regulations can be found on the Suffolk County website
at htr p://www, co.suffolk, ny. us."
End of Text for Exhibit
S~ffolk County, New York
Depar~raeet of Labor
SUFFOLK COUNTY DEPARTMENT OF LABOR - LABOR MEDIATION UNIT
UNION ORGANIZING CERTIFICATION/DECLARATION _ SUBJECT TO AUDIT
If the following definition of "County Contractor" (Union Organizing Law Chapter 466-2) applies to the
contractor's/beneficiary,s business or transaction with Snffolk Counly~ the contractor/beneficiary must complete Sections I,
III, attd IV' below. If the following definitions do not apply~ the contractor/beneficiary must complete Sections II, III attd IV
below. Completed forms must be submitted to the awardlug agency.
County Contractor: "Any employer that receives more than $50,000 in County fimds for supplying goods or services pursuaut to a
written contract with the County of Suffolk or any of its agencies; pursuant to a Suffolk County grant; pursuant to a Suff61k County
program; pursuant to a Suffolk County reimbursement for services provided in any calendar year; or pursuant to a subcontract with
any of the above"
Section II
Check if
Section 1
Cheek if
Applicable
The Union Organizing Law applies to this contract. I/we hereby ag~'~o to comply with all the p/'ovisions of Suffolk
County Local Law No. 26-2003, the Suffolk County Union Organizing Law (the law) and, as to the goods and/or
services.that are the subject of the contract with the County of Suffolk shall not nsc County funds to assist, promote,
or deter union organizing (Chapter 466-3 A), nor seek reimbursement fi-om the'County for costs incurred to assist,
promote, or deter union organizing..(Chapter 466~3 B)
I/we further agree to take all action necessary to ensure that County funds are not used to assist, promote, or deter
union organizing. {Chapter 466~3 It.)
I/we further agree that I/we will not use County property to hold meetings to assist, promote, or
deter union organizing. (Chapter 466-3E)
I/we further agree that if any expenditures or costs incurred to assist, promote, or deter union organ zing are made.
I/we shall maintain records sufficient to show that no County funds were used for those expenditures and, as
applicable, that no reimbursement from County funds has been sought for such costs. I/we agree that such records
shall be made available to tho pertinent County agency or authority, the Connty Comptroller, or the County
Department of Law upon request. (Chapter 466-3 1)
l/we furthar affirm to the following as to the goods and/or services that are the subject of the contract with the
County of Suffolk:
I/we will not express to employees any false or misleading information that is intended to influence the
determination of employee preferences regarding union representation;
· I/we will not coerce or intimidate employees, explicitly or implicitly, in selecting or not selecting a bargaining
representative;
· I/we will not require an employee, individually or in a group, to attend a meeting or an event that is intended to
influence his or her decision itt selecting or not selecting a bargaining representative;
· I/we ufiderstand my/our obligation to limit disruptions caused ay prerecognifion labor disputes through the
adoption of noneonfmntational procedures for the resolution of prerecognition labor disputes with employees
engaged in the production of goods or the rendering of services for the County; and
I/we have or will adopt any or all of the above-referenced procedures, or their functional equivalent, to ensure
the.efficient, timely, and quality prowsion &goods and Services to the County. I/we shall include a list &said
procedures in such certification.
The Union Organizing Law does not apply to this contract for the following reason(s):
Applicable
DOL-LO I (3/5/08)
Suffolk County, New York
Sectiou III
Contractor Name:
Contractor Address:
Contractor Phone #:
Town of Southold
53095 Main Road' P.O. Box 1179
Southold, NY 11971
contact person: Karen McLaughlin,
Federal Employer ID#: 11r6001939
Amount afAssistanee: $ 237', 335.00
Vendor #:
Director 631 298-4460
Description of project or service: ~I.II-C CongregaEe, Nutrition and Home Delivered Meal Programs
for the Elderly
Section IV
In thc event ally part of the Union Organizing Law, Chapter 466 of thc Laws of Suffolk County, ia found by a court of competent
jurisdlclion to be preempted bY federal and/or state law, this eertification/dec/aralion shall be void ab initio.
Section V
I declare under penalty ofp~ury under the Laws of the State of New York that the undersigned is authorized to provide this
certificat!on, and thafflle.~e is true and~'~ct.
AUthorized Signatfffe - " Dalet.-i--- Scott A. Russell, SouEhold Town Supervisor
Print Name ~nd Title of Autho~'ized Representative
DOL-LOI (3/5108)
CONTRACTOR NAME
ADDRESS
STATEMENT OF OTHER CONTRACTS
Town of Southold Senior Services
750 Pacific-Street, P.O. Box 85, Mattituck, New York
11952
CONTACT
Karen McLaughlin, Director PRONENUMBER 631 298-4460
AGREEMENT
PROGRAM NUMBER *CONTRACT WITH · TERM OF AGREEMENT AMOUNT
III-C-1 Congregate N°-001-6797-4980 Suffolk County Office for.
Nutrition Program 95 284-1792 the'Aging 1~1/08 12/31/08 $ 73,094.00
111-C~2 Home Delivered N°-001-6776-3330 Suffolk County Office for 1/1/08 - 12/31/08 $ ~59,607.00
Meal Program ' '95 284-1792 the Aging
T~ansportation N0 - 001-6806 Suffolk County Office for
Assistance Program .4980-95285-1389 the Aging. 4/1/08 - 3/31/09 $ 10,361.00
No-001_6777_4980 ·
CSE Residential Repair'
Program 95285-0605 Suffolk County office for 4/1/08 - 3/31/09 $ 20,400.00'
the Aging
*Indicate (a) type of organization - County, State, Federal or Other and (b) name of Department, Agency or Organization
STATEMENT OF OTHER CONTRACTS 05
KAREN M~LAUGHLIN
Town Director of Human
Services
Town of Southold
750 Pacific Street
P.O. Box 85
Mattituck, NY 11952
Tel. (631) 298-4460
Fax (631) 2984462
Nutrition Program
Home Delivered Meals
Case Management
Essential Transportation
Senior AduR Day Cate
Alzheimer's Day Care
Telephone R~ssurance
Residential Repair
July 15, 2009
Elizabeth Tesoriem, CPA
Executive Director of Auditing Services
Contract Compliance Unit
Room S~232
Evans K. Griffing Building
300 Center Drive
Riverhead, NY 11901
Dear Ms. Tesoriero:
Enclosed please find the completed Contract Agency Disclosure Forms for the CSE
Residential Repair, III-C Nutrition and Transportation Assistance programs for the Town
of Southold. I have not included the Town's audited financial statements for 2008 as they are not
yet completed. Our Town Comptroller, John Cushman, informed me that once the statements are
completed we would gladly forward them to you.
In closing, if you have any questions or need further ~ormation regarding the enclosed
disclosure forms, please contact me at 298-4460 or call John Cushman, Town Comptroller at
765-4333. We would be happy to assist you.
Sincerely ),ours, //~
Director of Human Sem~e'6s
cc: John Cushman, Southold Town Comptroller
Elizabeth Neville, Southold Town Clerk v//
RECEIVED
J U L 2 7 2009
COUNTY OF SUFFOLK
OFFICE OF THE COUNTY COMPTROLLER
JOSEPH SAWICKI, JR.
Comptroller
June 12, 2009
Ms. Karen McLaughlin
Town of Southold
Town Hall - Main Road
Southold, NY 11971
Dear Ms. McLaughlin:
In accordance with Suffolk County Local Law No. 9-2001, "A Charter Law To Require
Annual Expenditure Disclosure For Contract Agency Funding," your agency is required to
complete the attached Contract Agency Disclosure Form(s).
Instructions for the completion of the form are attached for your convenience. Each form
includes agency and program data that was entered based on information provided by the County
department responsible for the oversight of your contract. A separate form should be completed
for each of your contracts with Suffolk County. If you have any questions regarding completion
of the form, please call either 631-852-2064 or 631-85242062.
Please complete and return the disclosure form(s), along with a copy of your agency's
most recent audited financial statements to the following address, no later than July 31, 2009.
Suffolk County Comptroller's Office
Contract Compliance Unit - Room S-232
Evans K. Griffing Building
300 Center Drive
Riverhead, NY 11901
Failure to comply with this request may result in a recommendation to eliminate funding
for your program(s) in the County's 2010 operating budget.
Thank you for your anticipated cooperation.
Very truly yours,
Elizabeth Tesoriero, CPA
Executive Director of Auditing Services
CONTRACT COMPLIANCE UNIT- ROOM S-232 · EVANS IC GRIFF1NG BUILDING · ~0~ CENTER DRIVE · RIVERHEAD, NY 11901
(631) 852-2064 Pax (631) 852-2066
CONTRACT AGENCY DISCLOSURE FORM
(For 2010 Budget Process)
Contract Agency Information Page 1 of 4
Before completing this form, please read the instructions in order to ensure that
accurate, relevant and consistent information is provided. If you have any questions
regarding completion of this form please refer to the contact information in the attached
letter.
Please Note: In addition to completing this form, please be sure to provide Audited or
Unaudited Financial Statements, IRS Form 990 or a Profit/Loss Statement for your most
recent fiscal year.
Suffolk County Office Use Only
Entered By
Financial Statement Type:
I16098
I
IEXECUTIVE
Office for the Aging
Agency IEXE
Control Number
Activity Code
Department
Division
Fund i001
Notes:
Org 168o6 Object
14980
If any of the information below has changed, you may cross out the printed information and f'fll
in the correct information.
Contract Amount: 2008 Actual: I
Contractor Name: ITown of Southold
Program Name: ITransportation
Contractor Phone Number: 1(631) 298-4460
Contractor Contact Name:
Contractor Street Address:
Contractor City Address:
Contractor State Address:
$10,361 2009 Estimate: I $10,361
Assistance Program
Contractor Zip Code:
Extension:
[Karen McLaughlin
53095 Main Road, P.O. Box 1179
ISouthold
11971
Control Number Page 2 of 4
I Activity Code I
Contract Program Revenues
Part 1 - Government Grants
1) Total amount of revenue received from Suffolk County for Contract
Program.
2008 Actual 2009 Estimated
I* 8,633.79 I* 4,986.00
2) Total revenue received directly fi'om State Government for the I o
Contract Program. Please identify names and amounts of grant(s):
3) Total revenue received directly from Federal Government for the
Contract Program. Please identify names and amounts of grant(s):
4) Total revenue received directly fi.om all other Municipalities for the
Contract Program. Please identify names and amounts of grant(s):
Town of Southold
I $ 31.51 I $ 10,210.00
Part 2 ~ Medicare/Medicaid, Fundraising and All Other Revenues
5) Total revenue received from Medicare/Medicaid for the Contract
Program.
6) Total Fund Raising revenue received for the Contract Program.
7) Total amount of other revenues received for the Contract Program.
Please identify types of revenues and amounts below:
Voluntary Participant Contributions
8) Total Contract Program Revenue
(Add Lines I - 7)
I$ 11,680.30
Control Number [ Activity Code [
Contract Program Expenses
Part 3 - Direct Contract Program Expenses 2OO8 Actual
9) Direct Contract Program Salaries
10) Direct Contract Program Fringe Benefits
11) Direct Contract Program Fee for Service
12) Direct Other Contract Program Expenses
13) Total Direct Contract Program Expenses
(Add Lines 9 through 12)
9,695.61
777.69
o
1,207.00
11,680.30
Page 3 of 4
2009 Estimated
14,289.00 '
592.00
o
J 1,000.00
J $ 15,881.00
Part 4 - Administrative Contract Program Expenses 2008 Actual
14) Administrative Contract Program Salaries J
15) Administrative Contract Program Fringe Benefits J
16) Administrative Contract Program Fees J
17) Other Administrative Contract Program Expenses
18) Total Administrative Contract Program Expenses
(Add Lines 14 through 17)
2009 Estimated.
19) Total Contract Program Expenses
(Add Lines 13 and 18)
20) Please provide a short description of your Direct Contract Program Expenses:
1.1
2. J
3. l
4. J
5.I
Part 5 - Top 5 Agency Salaries Exceeding $100~000 Amount of Salary
Charged to the
Employee Name Employee Title 2008 Salary Contract Proeram
Control Number I Activity Code
Agency Information
Part 6 - Financial and Other Agency Information
21) Total Agency Support and Revenues
22) Total Agency Expenses
Page 4 of 4
2008 Actual 2009 Estimated
32,354,833. I$ 34,991,755,
23) Total Agency Net Income/(Loss) (Line 2~ minus Line 22)
Net Income Calculator -->
24) Please indicate your fiscal year if it is not the calendar year:
25a) Is your agency affiliated with any other corporations ? (Yes / No)
25b) If yes, name corporation(s), and explain your agency's affiliation:
I ($1,727,438.) I(i 2,010,000.)
NO
2008 Actual 2009 Estimated
26) Total Agency Administrative Expenses I* 5,4?9,659. I $
27) Does your Agency: (Check all that apply, if none apply please check the box marked not applicable)
[] Administer acorosofvolunteers [] Administer the collection and distribution offood to
[~ Administer federal, state or other pass through funding the needy
[] Not Applicable for my Agency
[] Disseminate educational materials for a public purpose
Form Prepared By
Karen McLaughlin
Agency Program Contact
I Karen McLaughlin
28) I certify that enclosed herein, along with my disclosure form, is my Agency's most recent
financial report (audited or unaudited Financial Statements, IRS form 990 or Profit/Loss
Statement); audited Financial Statements are required, if available. I understand that if the
requi.red financial r. eport is not enclosed my Agency will be deemed/~Compliant ~ ~i~ I have
submitted the reqmred report to the Comptroller's Office. ~
Title Phone Number
Town Director of Human Serv cee 631 298-4460
Title Phone Number
......... [";ow2 Director Of Human Services 631 ;98-4~60 ' '
If you would prefer to be contacted via E-mail, please enter an E-mail address where we may contact you in
the event that we have any questions regarding the completion of this form (Optional):
I karen, mc laughlin@town, southo id. ny. us
~.,~:?' ~o~, ~t o~m~t' ~y ~ow,~d~ ~d ~,~. that ~. o~ ~ in~o~o. ~o~ o. ~ ~o~ i~ ~ ~
~~ Supervisor, Town of southold 7/..;90/07
Sign Name Title Date
CONTRACT AGENCY DISCLOSURE FORM
(For 2010 Budget Process)
Contract Agency Information Page 1 of 4
Before completing this form, please read the instructions in order to ensure that
accurate, relevant a d consistent ~nformat~on ~s provided. If you have any questions
regarding completion of this form please refer to the contact information in the attached
letter.
Please Note: In addition to completing this form, please be sure to provide Audited or
Unaudited Financial Statements, IRS Form 990 or a Profit/Loss Statement for your most
recent fiscal year.
Control Number [16086
Activity Code I .....
Suffolk County Office Use Only
Entered By I Reviewed By [ Date Received
Financial Statement Type: I Notes: [
Department IEXECUTWE
Division
IOffice for the Aging
Fund 1001 Agency IEXE Org 16~0 Object 14980
If any of the information below has changed, you may cross out the printed information and fill
in the correct information.
Contract Amount: 2008 Actual
$232,701 2009 Estimate: I $237,335
Contractor Name:
Program Name:
Contractor Phone Number:
Contractor Contact Name:
Contractor Street Address:
Contractor City Address:
Contractor State Address:
ITown of Southold
IIIC Nutrition
l(631) 298-4460
Karen McLaughlin
53095 Main Road, P.O. Box 1179
Southold
[NV
Extension: I
Contractor Zip Code: [11971
(Jontrol Number ["
Activity Code
Contract Program Revenues
Part 1 - Government Grants
1) Total mount of revenue received from Suffolk County for Contract
Program.
Page 2 of 4
2008 Actual 2009 Estimated
I $ 232~;701. I$ 241,678.00
2) Total revenue received directly from State Govemment for the
Contract Program. Please identify names and amounts of grant(s):
3) Total revenue received directly from Federal Government for the
Contract Program. Please identify names and amounts of grant(s):
I o I
4) Total revenue received directly from all other Municipalities for the [ $ 470,5 27'. 12
Contract Program. Please identify names and amounts of grant(s):
Town of Southold
Part 2 - Medicare/Medicaid~ Fundraising and All Other Revenues
I $ 409,546.58
5) Total revenue received from Medicare/Medicaid for the Contract
Program.
6) Total Fund Raising revenue received for the Contract Program.
7) Total amount of other revenues received for the Contract Program.
Please identify types of revenues and amounts below:
~V°!untarY.contributions/participant income
$ 0 ,o28.28 Ii
8) Total Contract Program Revenue (Add Lines l - 7) $804,256.40 I $783,424.58
Control Number Page 3 of 4
Activity Code I
Contract Program Expenses
Part 3 - Direct Contract Program Expenses
2008 Actual.
9) Direct Contract Program Salaries [ '$ 576, ~63.97
10) Direct Contract Program Fringe Benefits I $ 44,~076.54
11) Direct Contract Program Fee for Service ] $ 184,015.89"
12) Direct Other Contract Program Expenses [ 804,256.40
13) Total Direct Contract Program Expenses
(Add Lines 9 through 12)
2009 Estimated
535,647.54
I$ 40,977.04
'1 $ 206,800.00
$ 783,424.58
Part 4 - Administrative Contract Program Expenses 2008 Actual 2009 Estimated
14) Administrative Contract Program Salaries
15) Administrative Contract Program Fringe Benefits
16) Administrative Contract Program Fees
17) Other Administrative Contract Program Expenses
18) Total Administrative Contract Program Expenses
(Add Lines 14 through 17)
19) Totai Contract Program Expenses
(Add Lines 13 and 18)
I
I
20) Please provide a short description of your Direct Contract Program Expenses:
Amount of Salary
Charged to the
Contract Program
Part 5 - Top 5 Agency Salaries Exceeding $100,000
Employee Name Employee Title 2008 Salary
4.[ ' .... ] '' i~ ~
5.1 ....... I .... i '
Control Number I Activity Code ["
Agency Information
Part 6 - Financial and Other Agency Information
21) Total Agency Support and Revenues
22) Total Agency Expenses
Page 4 of 4
2008 Actual 2009 Estimated
32}354,833. I $ 34,991,755.
23) Total Agency Net Income/(Loss) (i.i.e 2t mi..s ri.e 22)
Net Income Calculator -->
24) Please indicate your fiscal year if it is not the calendar year:
25a) Is your agency affiliated with any other corporations ? (Yes / No)
25b) If yes, name corporation(s), and explain your agency's affiliation:
i~$ 1,724,'4~8'.)' I($2,010,000.)
2008 Actual 2009 Estimated
26) Total Agency Administrative Expenses [i 5'479,659. I $ 5,853,1501
27) Does your Agency: (Check all that apply, if none apply please check the box marked not applicable)
[] Administer acorps ofvolunteers [] Administer the collecfion and distribution offood to
[~ Administer federal, state or other pass through funding the needy
[] Disseminate educational materials for a public purpose [] Not Applicable for my Agency
28) I certify that enclosed herein, along with my disclosure form, is my Agency's most recent
financial report (audited or unaudited Financial Statements, IRS form 990 or Profit/Loss
Statement); audited Financial Statements are required, if available. I understand that if the
required financial report is not enclosed my Agency will be deemed Non-Compliant until I have
submitted the required report to the Comptroller's Office. ~
Initials
Form Prepared By
I Karen McLaughlin
Agency Program Contact
I Karen McLaughlin
Title Phone Number
i al "'
re Human Services , 631 298-4460
Title Phone Number
Director of Human Services 298-4460
If you would prefer to be contacted via E-mail, please enter an E-mail address where we may contact you in
the event that we have any questions regarding the completion of this form (Optional):
I karen, mclaughlin@town, southold, ny. us
I certify, t~ljhe best of my knowledge and belief, that all of the information provided on this form is tree and
Supervisor, Town of Southold ~
Sign Name Title Date
CONTRACT AGENCY DISCLOSURE FORM
(For 2010 Budget Process)
Contract Agency Information Page 1 of 4
Before completing this form, please read the instructions in order to ensure that
accurate, relevant and consistent information is provided. If you have any questions
regarding completion of this form please refer to the contact information in the attached
letter.
Please Note: In addition to completing this form, please be sure to provide Audited or
Unaudited Financial Statements, IRS Form 990 or a Profit/Loss Statement for your most
recent fiscal year.
Control Number ] 16962
I'
Activity Code N/A
Suffolk County Office Use Only
Entered By I Reviewed By I Date Received
Financial Statement Type: I Notes: I
Department IEXECUTIVE
Division
Office for the Aging
Fund 1001 Agency IEXE Org 16777 Object 14980
If any of the information below has changed, you may cross out the printed information and fill
in the correct information.
Contract Amount:
Contractor Name:
Program Name:
Contractor Phone Number:
Contractor Contact Name:
Contractor Street Address:
Contractor City Address:
Contractor State Address:
2008 Actual: [ $20,400
ITown of Southold
ICSE - Residential Repair
[i631) 298-4460
IKaren McLaughlin
53095 Main Road, P.O. Box 1179
ISouthold
IN¥
2009 Estimate: [
Extension: I
$25,700
Contractor Zip Code: [11971
C. ontrol Number
Activity Code [
Contract Program Revenues
Part 1 - Government Grants
1) Total amount of revenue received from Suffolk County for Contract
Program.
Page2 of 4
2008 Actual 2009 Estimated,
I $ 12,756.93 20,400.00
2) Total revenue received directly from State Government for the
Contract Program. Please identify names and amounts of grant(s):
I 0 [ 0
3) Total revenue received directly fi.om Federal Government for the
Contract Program. Please identify names and amounts of grant(s):
4) Total revenue received directly fi.om all other Municipalities for the
Contract Program. Please identify names and amounts of grant(s):
Town of Southold
I $ 3,901.87 I $ 452.34
Part 2 - Medicare/Medicaid~ Fundraising and All Other Revenues
5) Total revenue received fi.om Medicare/Medicaid for the Contract i o ..... I
0
Program.
I
I
6) Total Fund Raising revenue received for the Contract Program.
7) Total amount of other revenues received for the Contract Program.
Please identify types of revenues and amounts below:
Voluntary participant cOntributions
8) Total Contract Program Revenue (^aaun¢s,-7) I, 18,058.80 I $ 24,352.34
Control Number [ Page 3 of 4
Activity Code I
Contract Program Expenses
Part 3 - Direct Contract Program Expenses 2oo8 Actual
9) Direct Contract Program Salades I $ 16,187.45 "
10) Direct Contract Program Fringe Benefits [
1,238.34
11) Direct Contract Program Fee for Service I 0
12) Direct Other Contract Program Expenses I 663. O1
13) Total Direct Contract Program Expenses I $ 18,088.8o
(Add Lines 9 through 12)
2009 Estimated
I$ 22,621.77
1,730.57
o
0
24,352.34
Part 4 - Administrative Contract Program Expenses 2008 Actual 2009 Estimated
14) Administrative Contract Program Salaries I I
15) Administrative Contract Program Fringe Benefits I I
16) Administrative Contract Program Fees I I
17) Other Administrative Contract Program Expenses I I
18) Total Administrative Contract Program Expenses
(Add Lines 14 through 17)
19) Total'Contract Program Expenses
(Add Lines 13 and 18)
20) Please provide a short description of your Direct Contract Program Expenses:
Part 5 - Top 5 Agency Salaries Exceeding $100~000 Amount of Salary
Charged to the
Employee Name Employee Title 2008 Salary Contract Program
5.1 I ' ' I I
Control Number I Activity Code
Agency Information
Part 6 - Financial and Other Agency Information
21) Total Agency Support and Revenues
22) Total Agency Expenses
Page4 of 4
2008 Actual
2009 Estimated
I , 32,354,833. [$ 34,991,755.
34,079,271. 37,001,755.
23) Total Agency Net Income/(Loss) (Line21 minus Line22)
Net Income Calculator ->
24) Please indicate your fiscal year if it is not the calendar year:
25a) Is your agency affiliated with any other corporations ? (Yes / No)
25b) If yes, name corporation(s), and explain your agency's affiliation:
I ' I
($ 1,724,433.) ($2,010,000.)
2008 Actual 2009 Estimated
26) Total Agency Administrative Expenses { $ 5,479,659. $ 5,853,150.
27) Does your Agency: (Check all that apply, if none apply please check the box marked not applicable)
[] Administeracorpsofvolunteers [] Administer the collection and distribution offood to
[~Administer federal, state or other pass through funding the needy
[] Disseminate educational materials for a public purpose [] Not Applicable for my Agency
28) I certify that enclosed herein, along with my disclosure form, is my Agency's most recent
financial report (audited or unaudited Financial Statements, IRS form 990 or Profit/Loss
Statement); audited Financial Statements are required, if available. I understand that if the
required financial report is not enclosed my Agency will be deemed No~ll~ompliant until I have
submitted the required report to the Comptroller's Office.
Form Prepared By
I Karen McLaughlin
Agency Program Contact
I Karen McLaughlin
Title Phone Number
Director of .Human Services ] 631 298-4460
Title Phone Number
i Director of Human Services I 631 298-4460
If you would prefer to be contacted via E-mail, please enter an E-mail address where we may contact you in
the event that we have any questions regarding the completion of this form (Optional):
I certify, to the best of my knowledge and belief, that all of the information provided on this form is true and
correct.
~~ S-pervisor, Town of Southold y/~//~
S Title Date
NOTIFICATION OF RIGHTS UNDER
THE LIVING WAGE LAW
According to the provisions of Local Law # 12-2001 (the Living Wage law) enacted
by Suffolk County in July of 2001, a living wage rate was established. The Living
Wage shall be adjusted each year in proportion to the increase of the area
Consumer Price Index. Effective July 1, 2008, the Living Wage will increase to
$10.69 per hour with health benefits and $12.17 per hour without health benefits
for covered employees of an agency receiving financial compensation through the
County. The law also mandates that full time workers receive at least 12
compensated days off per year through any combination of sick, vacation or
personal leave and includes paid holidays provided by the employer.
The Suffolk County Department of Labor has been designated as the agency to
administer this law and to this end has established a Living Wage Unit. Further
information concerning the parameters of the Living Wage law may be obtained by
contacting this Unit (631-853-3808) or accessing the Suffolk County web page at
www.co.suffolk.ny.us/labor and following the link to the Living Wage section. All
inquiries will remain confidential.