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HomeMy WebLinkAboutNYS DOT's Environmental Initiative Jul-99 Why did NYSDOT institute an Environmental Initiative? Trle New York Slale Deportment of TranspOrlation is Hie state's larqest pu blic works aljency As sucll. llle Deparlmenl excels in building infrastruclure to safely and efficiently move people alld pl"OeJucts acmss the state. -- Today tlOwever. it is evidentlhat the Department's capabilities as a builcler should expand beyoneJ traditional transportation to more broadly serve tile ljoals of the resource agencies. communities. and Hie ljeneral public. Par1nerships wittl agencies and commulllties enable oUlers to utilize NYSDOT capabilities How does NYSDOT implement the Environmental Initiative? By communicating and cooperating wittJ environmental resource agendes \ and liJe public. l! By planning. designing [>, building environ- m&ltalIY sound tTans{JOltation fadlmes. F'" ~ -- ~-Ti"":U' - .. 1'1 ,,;~~- By induding innovative environmental components in our tTansporta- non prqjeds. NYSDOT is a Recognized Leader III 1999. Hie Amencan AssoCIation of Slale Itigtlway and Transportation Officials (AASllTO) Judljed NYSDOT to be "llest in the Nation" for its lnvironmental Initiative. AASlllO awarded NYSDOT with ItS: . lnvllolllnental 8esl IJractices Award AND Ai\SllTO President's Award . r!ft:;,u 'liFo''''Jr QI.",.r.r;" ip'O;-J"r.o J,\..\I.~\'\IJ 11 JJ~' l\~ l.)illjll~..a JrJ ~ . " ~'l1 I8mrreOIDfJ!ierJJt?l lFittf2tl\fE NYSDOT has much that it can and should do to protect. enhance and restore the environment. The Environmental Initiative is an ethic that requires a public agency to do more than simply minimize and mitigate environmental damage. It is DOT's effort to do its part for a better environment. hlto:/Iwww.dot.slale.nv.us/eab/envinit.hlml JOSEPH H. BOARDMAN Commissioner GEORGE E. PATAKI Governor Through the cooperative development of environmental enhancements as an inexpensive. routine part of our normal work. we at NYSDOT are acting in the spirit of environmental law. the wishes of our customers. and the values we hold as public servants. PrqJect enhancements: prQiects can include added I'eatures without adding significant costs. Scenic averlooks. recreational CJrliSings. and wetland improvements are incorporated into NYSIXJT prriJeds. Cast -etroctNe enhancements. such asstreetsalpe , amenities. become pert of PfT!led design. 4'\ Economies of scale: environmental elements or I'acilities I'unded by ottlers (suCt1 as a community. agency or envimnmental gmup) may be incorporated inlo NYSDOT projects to deliver enviromnental amenities at lower' costs. At the request of environmental agencies. NYSIXJT protects a bird sanctuary and the Lake Ontario State Parkway from shoreline erosion. Community support and Involvement: by consiclering cormnumty needs and encouraging pulJlic involvement. ttle Department strives to satisl'y all its custorner's. Local garden dubs plant bulbs and wildl10wers along NYSDOT tights-of- way to add color and beauty. ScIloo/cJJildren study New YO/1< S1atehistrJry dunng a NYSOOT archeological dIg. Quality of life Improvements: lnvtronmenlal Initiative projects may enhance tile visual. aestlletic. and natural cll&acter 01' an area and pmvlde I'acllities for pedestr'ians and bicyclists. AJtemative modes of trallSportation are encouraged by providing multi-use trails. Habitat Improvements: transportation projects provide opportunrties to impmve wetlands and fistl and wllcJlil'e tlabital. NYSOOT provides nesting platforms fOr peregnne falcons on a bfidge OYelpas5. Innovative solutions: NYSDOT explores Innovative solutions to ensure a cleaner' and sal'er' environment. ... ... 1l1is autrImatic tiridge deidng spray system may reduce hazardous substance use. .-"'''=i To: .------------~- New York State ! - Department of EI Transportation ENGINEERING , 99-026 i - INSTRUCTION Title: Environmental Initiative Guidelines and Procedures Distribution: Approved: o Manufacturers (18) o Surveyors (33) IIlI Main Office (30) IIlI Consultants (34) /s/ Paul T. Wells 07/21/99 o Local Gov!. (31) o Contractors (39) Paul T. Wells, Assistant Date IIlI Regions/Agencies (32) 0 ( ) Commissioner Office of Enoineerino This Engineering Instruction (EI) does not supersede any previous issuances. EFFECTIVE DATE: This EI is effective immediately. PURPOSE: This Engineering Instruction (EI) provides guidelines and procedures for implementing the Environmental Initiative. These materials will be incorporated into updates of various Department manuals, such as the Design Procedures Manual, the Environmental Procedure Manual, the Highway Design Manual, and the Department's Policy and Procedures Manual. TRANSMITTED MATERIAL: Three appendices are transmitted with this EI: 1. Examples of Environmental Initiative Practices, Features, Programs and Activities; 2. State Laws Authorizing Funding for Environmental Protection and Enhancement; and 3. FHWA Policies and Funding Programs Supporting Environmental Protection, Mitigation, and Enhancements. BACKGROUND: As New York State's largest public works agency, the Department of Transportation (DOT) has an obligation and responsibility to the people of New York to protect, improve and enhance the environment. Strict regulatory compliance is only part of DOT's responsibility. This Department can and should use its organizational strengths and its employees' personal sense of environmental stewardship to contribute affirmatively to the State's environment and to proactively partner with communities to improve the environment and context sensitive design issues. Context sensitive design is the proactive approach to design that looks at the project within the context of its site, and gathering and including the public's input throughout the design process. To that end, the Environmental Initiative is a Department-wide effort to: EI 99-026 Page 2 of 7 . promote an environmental ethic throughout the Department, . advance State and federal environmental policies and objectives, and . strengthen relationships with environmental agencies and the public. The Environmental Initiative was approved by the Department's Program Policy Committee on April 7, 1998 and was publicly announced by Governor Pataki on October 20, 1998. The DOT Environmental Initiative Statement is contained on the Department's Web-page. NEPA and SEaR, and many other State and federal environmental regulations, require that environmental considerations be addressed in transportation decision making, plans and programs. Most transportation capital and maintenance projects have the potential to affect natural and human-made resources in both positive and negative ways. The Department must ensure full and objective consideration of all reasonable alternatives that avoid adverse impacts to the environment and communities. Where adverse impacts are unavoidable, the Department must identify the impacts and incorporate measures to mitigate impacts to the maximum extent practicable. GUIDELINES: It is the mission of the New York State Department of Transportation to ensure our customers - those who live, work and travel in New York State -- have a safe, efficient, balanced and environmentallv sound transportation system. Within the context of the Department's mission and this initiative, it shall be the practice of the Department of Transportation to: . Coordinate and communicate closely with State and federal resource agencies to identify opportunities to advance State and federal environmental policies, programs and objectives. . Ensure that all necessary steps are taken in planning, design, and construction to avoid and minimize adverse effects of transportation projects and operations on important elements of the environment and adjacent communities. . Proactively plan, design, construct and maintain transportation projects in an environmentally sound manner using context sensitive design to meet transportation needs while at the same time protecting, conserving, restoring or enhancing important natural and man-made resources. . Incorporate into DOT capital and maintenance projects specific design features or facilities to mitigate unavoidable adverse impacts to the environment. . Consider and implement, as appropriate, measures to enhance natural and man- made resources above and beyond project-specific permit and mitigation requirements. EI 99-026 Page 3 of 7 . Incorporate, where practicable, environmental projects funded by local agencies or groups into ongoing DOT projects as "Environmental Betterments." . Promote an environmental and context sensitive design ethic within all Department organizations. ROLES ANDS RESPONSIBILITIES: Regional Directors and Main Office Division Directors are responsible for implementing the Department's Environmental Initiative in their respective program areas. ENVIRONMENTAL INITIATIVE EXAMPLES: The Department already does an excellent job of providing project-specific avoidance, minimization, and mitigation in transportation projects. In many instances, the Department also provides important environmental enhancements through close coordination with municipalities and State and federal resource agencies. However, a primary goal of this initiative is to encourage proactive consideration and implementation of context sensitive design and construction and maintenance practices beyond permit and mitigation requirements. See "Appendix A" for examples of features, practices and programs that should be incorporated into DOT capital and maintenance projects to improve DOTs current environmental performance. FUNDING: A. State and federal highway funds shall continue to be used for project-specific avoidance, minimization, mitigation and enhancement efforts. They may also be used to advance this Environmental Initiative consistent with State and federal funding programs. . See "Appendix B" for State laws that support funding for environmental measures. . See "Appendix e" for FHWA policies and funding programs that support environmental protection, mitigation and enhancements actions. B. Other State agencies, municipalities and non-governmental organizations should be invited to provide funding for "Environmental Betterments" for inclusion in Department transportation projects. E199-026 Page 4 of 7 PROCEDURES: A. ACTIONS TO IMPLEMENT THE ENVIRONMENTAL INITIATIVE All Region and Main Office program areas shall identify and implement specific actions in their areas of responsibility to incorporate the Environmental Initiative into their operating and business practices pursuant to the Deputy Commissioner and Chief Engineer's memorandum on the Environmental Initiative, dated September 29, 1998. The Environmental Analysis Bureau (EAB) has issued recommendations for model plans. EAB is reviewing plans prepared by Region and Main Office units. B. COORDINATION AND COMMUNICATION WITH OTHER AGENCIES 1. DOT Regional Directors shall meet quarterly with their counterpart DEC Regional Directors to: a) discuss progress under the Environmental Initiative, b) review DOT's five-year capital construction and annual maintenance program, c) identify opportunities to improve resource protection and enhancement practices, and d) exchange lists of contact people. 2. DOT Regional Landscape/Environmental Managers shall meet monthly, or as mutually agreed upon, with their DEC counterparts to: a) discuss progress under the Environmental Initiative, b) identify specific opportunities to include resource protection and enhancement practices in DOT projects, and c) update lists of contact people. 3. DOT Regions shall meet as needed with DEC to progress individual projects through existing project development and permit review processes. 4. DOT Regions are encouraged to establish similar meetings with other State and federal resource agencies, as appropriate, with coordination assistance by EAB. )' C. PUBLIC INVOLVEMENT ~ J; \ DOT's Regional Planning and Program Management and Regional Design Groups shall take leadership roles in expanding use of existing project planning and development processes to communicate with, solicit and encourage input from municipalities, environmental interest groups, citizens groups, corporations and the general public to assure early and full consideration of environmental and community concerns and innovative context sensitive solutions in transportation projects. EI 99-026 Page 5 of 7 D. JOINT DEVELOPMENT DOT Regional Design Groups should look for opportunities for joint development with municipalities, other agencies, and private developers whereby design, construction, land acquisition and maintenance responsibilities can be mutually and equitably shared. In some instances, for example, a combined stormwater management facility (e.g., an extended detention basin) might be sized and constructed to serve the stormwater needs of both DOT (for highway drainage) and of an adjoining land owner, such as another State agency, a municipality, or a corporate owner. DOT, for example, might cover the design and construction costs if the public or private owner provides the land for the facility and agrees to maintain it. E. ENVIRONMENTAL BETTERMENTS Specific environmental elements or facilities requested and funded by others (e.g., municipalities, other agencies, environmental groups) may, wherever practicable, be incorporated in DOT capital and maintenance projects as "Environmental Betterments." These elements or facilities may include, but not be limited to, landscaping, park amenities, historic building preservation, noise barriers, created wetlands, stream restorations, stormwater basins, habitat improvements, and new municipal sanitary sewer lines, storm sewer lines and water mains that provide an environmental benefit. These Environmental Betterments should benefit from the "economies of scale" possible on large public works projects and could cost the sponsors less than individual projects designed, constructed and let by themselves. As part of the Department's proactive public outreach effort, DOT Regional Design should invite local municipalities, environmental groups and agencies to combine their funded and designed environmental elements or facilities with ongoing DOT projects. The Department will provide added design services to assure that the "Environmental Betterment" work is appropriately integrated into the transportation project plans and specifications. The Department may provide contract letting and construction inspection of the Environmental Betterment work at no charge to the municipality, other agency or environmental group. F. CONTEXT SENSITIVE DESIGN An essential element in the implementation of the Environmental Initiative is context sensitive design. Context sensitive design strives to provide a product that is in harmony with the community because it considers the environmental, scenic, historic and natural resources of the area. Projects that recognize community goals, are designed, built and maintained with a minimal disruption to the community, add value and are sustainable are /1._context sensitive projects. The Design Division will be developing written guidance on /t- L context sensitive design. ------1 EI 99-026 Page 6 of 7 G. PROGRAM UPDATE The Environmental Initiative has been identified as a component of the Department's Capital Program Update process. As of August 1998, Regional Planning and Program Managers are required to include Environmental Initiative projects on their updated program. Regions are requested to identify those projects that have environmental or context sensitive design work which goes above and beyond regular mitigation or permit requirements. Any external coordination that has occurred with outside agencies or interested groups should also be identified. Regional Design shall provide appropriate information for the annual updates. H. PROJECT AND PROGRAM MANAGEMENT INFORMATION SYSTEM (P/PMIS) Environmental Initiative projects will be identified and tracked using the Department's Project and Program Management Information System (P/PMIS). Environmental Initiative work will be identified as a project attribute in P/PMIS. Various work types will allow environmental initiative projects to be grouped by a specific activity, (e.g., water quality improvement, wetland mitigation). Until P/PMIS access permissions are defined in the Regions, Regional Design shall provide the appropriate information for data entry to the appropriate group. EAB shall regularly generate management reports from P/PMIS, allowing the Department to track Environmental Initiative projects and subsequent activities. I. MASTER PLAN IMPLEMENTATION The Environmental Initiative also plays a role in implementing the Department's 1998 State Transportation Master Plan, "The Next Generation: Transportation Choices for the 21" Century." For example, several needs were identified by Regional DOT offices that relate to environmental processing, including better coordination with outside agencies, a proactive approach to public outreach, and presenting a more positive image of the Department. The initiative directly addresses these needs and will indirectly improve the Department's image, while improving the quality of life for New York State residents. J. INCLUSION INTO DEPARTMENT GUIDANCE DOCUMENTS All Divisions and Bureaus shall incorporate into their respective manuals appropriate guidance to support the Environmental Initiative. For example, the Design Procedure Manual, Appendix B, already includes guidance on documenting Environmental Initiative actions in the design approval documents. The Environmental Analysis Bureau will incorporate portions of this EI into the Environmental Procedures Manual and the Design Quality Assurance Bureau will incorporate appropriate information in the Highway Design Manual and the Design Procedure Manual. K. KEY RESULT AREAS The Environmental Initiative will help the Department advance the following four Key Result Areas. Office of Engineering Division staff shall support KRA reporting as appropriate. EI 99-026 Page 7 of 7 . Public Involvement: The Department will use the Environmental Initiative to encourage earlier involvement of municipal officials, environmental groups and the general public in DOT project planning and development processes. This will help to identify local community and environmental concerns, obtain timely input on project alternatives, and identify opportunities for inclusion of local "Environmental Betterments," . Economic Development: Improvements to public access and the aesthetic character of transportation corridors will support eco-tourism, a growing and sustainable part of New York State's economy. . Public Sector Partnerships: Partnering under the initiative will enhance our positive working relationship with municipalities, other State and federal resource agencies and with environmental organizations. . Continuous Improvement: The Department will use the initiative to improve the quality of DOT delivered projects, programs and services through thoughtfully managed and environmentally sound planning, design, construction and maintenance actions. CONTACT PERSON Questions regarding this Engineering Instruction should be directed to Gary McVoy or Mark Sengenberger at (518) 457-5672. APPENDIX A EXAMPLES OF ENVIRONMENTAL INITIATIVE PRACTICES, FEATURES, PROGRAMS AND ACTIVITIES A. The following are examples of practices or features that should be incorporated into DOT capital and maintenance projects, as appropriate: . the practice of context sensitive design, . street ambience enhancements (e.g., benches, decorative paving, bollards, period lighting fixtures), . restoration of historic highway related features (e.g., historic lighting fixtures, stone walls, guiderails), . measures to retain the integrity of historic parkways and bridges, . increased wild flower plantings, . additional landscaping to enhance the appearance of noise barriers, . increased landscape plantings to improve roadside appearance and streetscapes, . new or rehabilitated fishing access and trail head parking areas, . new or rehabilitated boat and canoe launch sites, . new or rehabilitated historic markers and interpretive signing, . increased signing of important waterways and watersheds, . new or rehabilitated scenic overlooks, . retrofits of existing highway drainage systems with created wetlands and stormwater management facilities, . soil bio-engineered stream banks, . plantings, boulders, deflectors and other techniques to improve fisheries habitat, . culverts for wildlife crossings, . new or rehabilitated wildlife viewing sites, . wildlife habitat improvements, . mitigation and enhancement for past wetland impacts, . restored and enhanced wetlands, . acquisition of endangered species habitat, . acquisition for preservation of regionally important wetlands and upland habitat, . acquisition of scenic easements, . improvements to highway entrances of public parks, wildlife management areas, and historic sites and . replacement of fixed-time traffic signals with vehicle activated signals B. The following are examples of some of the practices and programs that should be considered to improve DOT's current environmental performance: . continue to identify improved ways to use deicing materials and abrasives, . improve efforts to sweep/collecVrecycle the roadside abrasives in the spring, . continue efforts to reduce herbicide use, . clean up wastes previously generated at DOT projects and facilities, Page 1 of 2 EI 99-026 . encourage and implement Transportation Demand Management, Transportation System Management' and Intelligent Traffic System practices, . encourage alternatives to single occupancy vehicle commuting, . expand Ozone Alert Day initiatives, . promote alternative fueled vehicles, . increase support for mass transit, . pilot and promote the use of recycled tires in highway embankments; glass, plastics and aggregate in pavements; and plastic, rubber and aggregate in noise walls, . preserve historic structures and . promote State bike routes and greenways C. The following are some examples of technology transfer and data sharing activities with other local, State and federal resource and highway agencies to advance environmental stewardship in the transportation industry: . provide and/or participate in joint training, . share standard details, specifications, and best management practices, . share guidance manuals and handbooks, . conduct joint research and share results, . exchange GIS data sets, . identify agency points of contact and subject matter experts, . exchange staff phone numbers and e-mail addresses and . participate and present at relevant State and national conferences Page 2 of 2 EI 99-026 APPENDIX B STATE LAWS AUTHORIZING FUNDING FOR ENVIRONMENTAL PROTECTION AND ENHANCEMENT . State Highway Law Article 2 Section 21 - "The commissioner of transportation is hereby authorized and empowered to acquire property for the restoration, preservation and enhancement of natural or scenic beauty of areas traversed by state highways, in order for the state to comply with any federal aid highway acts." . State Highway Law Article 2 Section 22 - "The commissioner of transportation is hereby authorized and empowered to acquire property in order to provide multi-use areas adjacent to state highways and recreational, natural and scenic areas along, but not necessarily contiguous to, state highways, except that the commissioner may acquire property anywhere in the state for the purpose of constructing bikeways. Such multi-use areas may be utilized for, but not limited to walking, hiking, bicycle, trailbike, recreational vehicle and snowmobile trails and the installation of public utilities. Such acquisitions shall constitute a state highway purpose. Property acquired for multi-use areas shall be such as to complement the highway facilities by providing the multi-use areas adjacent to the highway facilities. Property acquired for recreational, natural and scenic areas along, but not necessarily contiguous to, state highways shall consist of predominantly unimproved, natural or scenic areas suitable to serve the recreational needs of the expanding population of the state, and shall lend itself to restoration, preservation or enhancement as a recreational, natural or scenic area or provides visual access from the highway to such area. The commissioner is hereby authorized to undertake work of construction, improvement, restoration, preservation or enhancement of such areas and the expense of such work may be a proper charge against funds available for the construction, restoration, improvement or maintenance of state highways....Such acquisitions and work in recreational, natural or scenic areas may be undertaken in cooperation with other state departments or agencies and provision shall be made for the funding of such acquisitions and work." . State Highway Law Article 3 Section 30.2 - "The commissioner of transportation, for and in behalf of the people of the state of New York may acquire, pursuant to the eminent domain procedure law any and all property necessary for the construction, reconstruction and improvement of state highways and bridges or culverts on the state highway system, including the appropriation of property for drains, ditches, spoil banks, gravel pits and stone quarries." APPENDIX C Page 1 of 1 EI 99-026 FHWA POLICIES AND FUNDING PROGRAMS SUPPORTING ENVIRONMENTAL PROTECTION, MITIGATION, AND ENHANCEMENTS Eligibility of Federal-aid for Environmental Initiatives It is the Federal Highway Administration's policy to- 1. Avoid, minimize, and mitigate to the fullest extent possible the adverse effects of transportation programs and projects on the neighborhood, community, and natural resources. B. Seek opportunities to go beyond the traditional project mitigation efforts and implement innovative enhancement measures to help the project fit harmoniously within the community and natural environs. C. Participate, to the fullest extent permitted by law, in funding mitigation and enhancement activities required by Federal, State, and local statutes and regulations for project related impacts to the natural environment, neighborhoods, and communities. Note that all activities that are approved mitigation as a result of the project development process under the National Environmental Policy Act are eligible for the class of federal-aid of the project. Mitigation outside of the project limits is encouraged when it is more cost effective than mitigation on-site and serves the same purpose. Interstate Maintenance 1M 23 usc 119 National Highway System NHS 23 USC 103(1) Surface Transportation Program STP 23 USC 133 Highway Bridge Replacement HBRR 23 USC 144 and Rehabilitation Congestion Mitigation/Air Quality CMAQ 23 USC 149 Below is a table of environmental activities that go beyond required mitigation, and the applicablCJ federal funding categories which can be used to fund these activities. Note: the explanation of each work type follows the table. Environmental Initiative Incidental to Stand CD c. construction Alone ~ of an federal- ~ otherwise aid 0 eligible project 3: federal-aid project Eligible Categories Comments Mitigation of Water Pollution Due to Highway Runoff All STP only NHS if maintaining 1 natural habitat or wetland Create Stormwater Management Structures All STP only 1 Page 1 of 7 El 99-026 Bio-engineered Streambanks All All Where needed to 1 protect the stability of the highway Specialized Waler Quality Inlet Structures such as All STPor As part of habitat 1 low flow fish channels NHS improvement Create, Conserve, and Restore Wetlands or other All STPor 2 natural habitat NHS Working with others to preserve important existing NA NA 2 wetland sites Protect Fish and Wildlife Habitat All STPor 3 NHS Boulders and Stone Weirs to improve fisheries habitat All STPor 3 NHS Culverts for Wildlife Crossings STPor 3 NHS Plantings for Wildlife Habitat All STPor 3 NHS Bird nesting boxes or bat houses All No Could be eligible as 3 an incidental to a stand alone project to enhance wildlife habitat or wetland Environmentai Mitigation to reduce vehicle caused All STPor Only in the context of 3 wildlife mortality while maintaining habitat connectivity NHS safety for a stand In5tal13t:on of fencing in critical wildlife crossing locations alone project, can use Construction of wildlife underpasses, wall openings, or STP if an endangered culverts Construction of wildlife shelves under structures crossing species streams Lower or enlarge culverts for fish passage Historic Preservation of publically owned sites to be STP only STP only Remember, this is not 4 converted to public use required mitigation. Rehabilitation and Restoration of Historic All STP only Could use NHS for a 4 Transportation Structures stand alone project for historic highways or bridges and HBRR for historic bridges Rehabilitation of Historic Railroad Facilities, Canals, STP STP Could be NHS for 4 and Ferry Terminals ferry terminals Archeological Planning and Research NA STP only Remember, this is not 4 required mitigation. Establishment of Transportation-Related Museums NA STP only 5 Page 2 of 7 EI 99-026 Promote eco-tourism STP only STP only Must be on a 5 designated scenic byway. Could use other funds for other eligible activities listed in this table New or Rehabilitated fishing access NHSor STP only 5 STP, 1M only to rehab. Trail head parking areas All STP 5 Historic Markers and other interpretive signing All STP only STP as a stand along 5 only on designated scenic byways Promoting State bike routes and greenways NA None STP only on a 5 designated byway Community friendly signals and signs All STPor Must conform to the 5,6 NHS MUTCD Provision of facilities for bicycles and pedestrians All STP, 1M cannot be used to 6 Includes adding or improving bike lanes, NHS, or add a facility adding or improving road shoulders, widening CMAQ curb lanes, providing bike lockers, bike racks, or other bike parking facilities at inter-modal points Safety and Educational Activities for Bicycles and STP, CMAQ STP, 5,6 Pedestrian CMAQ Scenic or Historic Highway Programs, and Provision of Tourist and Welcome Center Facilities Installation of interpretive plaques, signs, All STP Could be 1M or NHS 5 aesthetic guiderails for guiderails Restoration of historic highway-related All STPor Not NHS for stand 6 features such as lighting, sidewalks, retaining NHS alone project to install walls, or historic markers historic markers Construction of tourist and welcome centers All STPor For NHS, has to be 5 rel3ted to scenic or historical sites NHS linked to a safety rest area Development of scenic overlooks All STP or For NHS, has to be 5 NHS linked to a safety rest area Rc~orestation of slopes along a scenic/historic All STP,IM, 6 highway corridors NHS Development of corridor management plans NA STP only 5 on ~ designated scenic byway Acquisition of Scenic Easements All STP only 6 Page 3 of 7 EI 99-026 Landscaping and other Scenic beautification All STPor 6 Linear highway landscaping, landscaping at interchanges, NHS noise barriers, reintroduction of native or endangered plants, wildflower planting, fe-establishment of trees in historic districts Streetscape features including lighting, sidewalk All STP Can use NHS for a 6 pavers, benches, planting containers, decorative walls stand alone project for and walkways, signs, public art, historical markers, pedestrian facilities etc. and any incidentals to that project such as streetscape features Parking Facilities for safety or community All STPor Must improve highway 6 development (Cff street parking) NHS or pedestrian safety/operations Preservation of Abandoned Railway Corridors, STP only STP only 6 including conversion and use for Pedestrian and Bicycle Trails Control and Removal of Outdoor Advertising 1M, NHS, or STP or Has to be a controlled 6 STP NHS Route, see your real estate officer Increase Maintenance on existing facilities NA NA See element specific work for eligible maintenance activities using federal aid (EB 96-034) Additional acquisitions to improve pedestrian All STPor 6 circulation NHS Increase turf and plantings in median areas All No 6 Screen maintenance yards All STPor 6 NHS Improve the appearance of construction related All NA 6 storage areas Increase the use of recycled materials All NA 7 Use tires in highway embankments All NA 7 Use glass plastics and aggregate in pavements All NA 7 Use plastic rubber and aggregate in noise walls All NHSor If noise walls are 7 STP eligible, this activity is also Use salt and sand for highway deicing more STP only STP only 8 judiciously by utilizing other deicing agents which are less environmentally damaging Clean up wastes previously generated at DOT All No 8 projects and facilities Improve air qU2'ity All CMAQ Possibility of eligibility 9 under other funding Page 4 of 7 EI 99-026 Implement Transportation Demand Management All STP, 9 practices NHS,or CMAO Expand Ozone alert day initiatives CMAO only CMAO 9 only Promote alternative fueled vehicles CMAO only CMAO 9 only Support mass transit such as park-n-ride lots, bus All STP, 9 turnouts, ote... NHS, or CMAO Signal Conversion from fixed time to traffic actuated All STP, 9 NHS,or CMAO Parking Facilities: Intermodal/Demand management All STP, 6,9 such as fringe (transit) or corridor (car pool transit) NHSor CMAO Combine local enhancement projects with ongoing STP only STP only Could qualify for other any DOT projects funds according to this table For any other Environmental Initiative not listed in the table, or for more information, please contact the Federal Highway Administration's New York Division Office at (518) 431-4125, Work Types in the above table which should be used to identify Environmental Initiative project work: 1) {Water Quality} Improvements 2) {Wetlands} Creation, Restoration or Enhancement 3) {Fish and Wildlife} Habitat Improvements 4) {Historic/Cultural Resources} Preservation and Enhancement 5) {Eco-Tourism} and Public Access Improvements 6) {Corridor Enhancements} LandscapinglStreetscape Enhancements 7) {Rcc:;ycling and Reducing} materials and emissions 8) {Rcn.ediating} Contamination 9) {Air Quality} Improvements Page 5 of 7 EI 99-026 1) Water Quality - Any project or work activity that improves existing or future biological or chemical quality of a water resource, including streams, rivers, wetlands, drinking water sources, and highway/stormwater runoff. Water quality can be improved by preventing or removing sediments and pollutants; retrofitting highway drainage systems; installing stormwater treatment facilities; preventing or reducing erosion through bioengineering, best management practices (BMP's) use, or training in BMP's and facilities design and installation. 2) Wetlands - Creating, restoring or enhancing wetland beyond the minimum required in State and federal wetland permits. The creation of new wetland acreage is one form of mitigation for past wetland impacts in which an upland area is converted, typically by excavation or damming, to a flooded or moist soil condition where wetland vegetation, soil, and hydrology will persist. Restoration and enhancement may include adjusting water flow or level onsite, additional planting or seeding with wetland vegetation, improving habitats and vegetation covertype diversity within the wetland, removing invasive plant species, or acquiring regionally important wetland areas for preservation purposes. 3) Fish and Wildlife - Habitat enhancements made to improve the life of wildlife, including planting specialized food and cover crops along highway corridors, protecting and managing specific habitats deemed valuable to target wildlife species (endangered species), providing wildlife crossings under highways and providing nest boxes and various refuge for wildlife. Fisheries habitat can be enhanced by bioengineering of stream banks and placement of in-stream structures such as boulders and weirs for diversity of cover and nesting sites. 4) Historic/Cultural Resources - An activity that preserves or enhances the historic or cultural heritage of New York State. DOT is in a unique position to incorporate protection of these resourcos into projects by preserving historic structures, acquiring or stabilizing archaeological sites, supporting archaeological excavations, developing interpretive programs for archaeological and cultural sites, providing street ambience enhancements (such as period lighting fixtures, bollards, benches, and pavers) and adding additional historic markers and interpretive signs. 5) Ecotourism - A project enhancement that promotes the use, enjoyment and appreciation of the natural and man-made resources of the State. Ecotourism can be encouraged in highway work projects by simply improving the appearance of roadsides and entrances to n2Jural and cultural features. This can be accomplished by providing new or rehabilitated Lshing and boating access and parking, promoting state bike routes and greenways, improving trailhead parking and facilities, and upgrading scenic overlooks and acquisition of scenic easements. Placement of landmark and interpretive signs or identification of important waterways, watersheds and habitats are also potential accomplishments toward increasing ecotourism in New York State. Page 6 of 7 El 99-026 6) Corridor Enhancements - Any additions to DOT projects that enhance the visual, aesthetic, and natural character of the roadside or streetscape. These enhancements may include increasing wildflower and roadside plantings, constructing noise barriers, adding landscaping to enhance the appearance of noise barriers, providing streetscape amenities (such as benches, lighting fixtures, decorative pavers), re-establishing street trees, rehabilitating comfort stations and rest areas, incorporating traffic calming features, as well as promoting State bike routes and greenways. 7) Recycling and Reducing Waste/Emission - Any project that includes innovative ways to utilize recycled materials, reduce waste generated by DOT, or reduce hazardous substance use. In dealing with solid waste, DOT projects may promote the use of recycled tires in highway embankments, recycled glass, plastics and aggregate in pavement mixes and recycled plastic, rubber and aggregate in noise walls. DOT may minimize herbicide applications and sweep roadsides better and more often and develop innovative use of salt/sand and other ice removal substances. 8) Remediating Contamination - Any project that includes innovative ways to clean up contamination, either previously generated by DOT projects or at DOT facilities or present along DOT Right-ot-Way. Whenever possible, promote activities to support brownfield development. 9) Air Quality - Project elements incorporated to reduce emission levels, resulting in cleaner air. These project enhancements are aimed primarily at reducing single-occupancy vehicles (SOV's). Initiatives that will reduce these emissions include support for mass transit, expanding Ozone Alert Day initiatives, promoting the use of alternative fuel vehicles, encouraging alternatives to SOV's, implementing Transportation Demand Management practices, providing facilities for pedestrians and bicyclists, and replacing fixed-time traffic signals with vehicle-actuated signals, when appropriate. Page 7 of 7 EI 99-026 INTi ',ADOT. Environmental Analysis Bureau http://intradotleab/eistate.html NYSDOT Environmental Initiative Statement 1. DEDICATED ENVIRONMENTAL BENEFIT PROJECTS 2. ENVIRONMENTAL BETTERMENTS PROGRAM 3. STRENGTHEN NYSDOT'S ENVIRONMENTAL PERFORMANCE It is the mission of the New York State Department of Transportation to ensure our customers -- those who live, work and travel in New York State -- have a safe, efficient, balanced and environmentally sound transportation system. As part of this mission and as New York State's largest public works agency, the Department of Transportation (NYSDOT) has an obligation and a responsibility to the people of New York to enhance, improve and protect the environment in accordance with state policies and objectives. Under the leadership of Governor George E. Pataki, the New York State Department of Transportation, has reviewed its own environmental performance and has determined that it is time to become more proactive than reactive. As a result, DOT has begun the an environmental initiative that has as its purpose and goals to: . Advance State environmental policies and objectives . Promote an environmental ethic throughout the Department . Strengthen relationships with environmental agencies and groups As an action-oriented agency, DOT can most effectively attain these goals by doing dedicated environmental work in support of its corporate environmental ethic. This, in turn, will advance a shift in attitudes. This will provide real environmental protection, assure staff that the agency has a strong cnvironmental ethic and provide opportunities to engage the environmental community in positive joint undertakings that will demonstrate the Department's commitment. The Initiative has three separate approaches: 1 - DEDICATED ENVIRONMENTAL BENEFIT PROJECTS NYSDOT \\'ill fund and implement a number of environmental benefit projects that are well-suited (0 thc Department's mission and capabilities. To program environmental enhancements on property owned by the New York State Department of Transportation will be a simp Ie, straight rorward and visible demonstration of environmental commitment. These projects \\'ill be designed to: Improve water quality because studies done by the New York State Department of Environmental Conservation (DEe) have shown that non-point source runoff is now the major cause of water pollution. r\clll-point source pollution enters a water body from diffuse origins on the y;atcrshcd and does not result from discernible, confined or discrete CCI1VCrC;2nccs such as a pipe or ditch. NYSDOT, with its extensive network 1 nf'i: 2/14/002:32 PM INTRADOT - Environmental An~llysis Bureau of state highways, is in an excellent position to assist in improving New York's water quality. Since, non-point source water pollution control is most practically achieved through the construction of storm water control measures that NYSDOT routinely incorporates into its projects. NYSDOT will also retrofit existing l,'ghw;lv drainage systems by designing and building: . created wetland and stormwater management structures; . bioengineered streambanks; and, . specialized water quality inlet structures. Restore wetlands because the initial construction of New York State's tr;lllsportation infrastructure caused negative impacts on wetland acreage, f'lI1ction and value. During the last two decades, the New York State T'ep;lrt,nent of Transportation has gained extensive experience both in delineating state and federal wetlands and in avoiding, minimizing and mitigating adverse impacts to wetlands. NYSDOT will continue to use this new knowledge to go beyond regulatory state and federal no-net-loss goals by helping to increase New York State's \"ellanel aercClge and function by: . i"l;Jroving or restoring wetlands affected by federal-aid highway p '0 j eets that were done before regulatory mitigation was required; . constructing additional wetland acreage in projects beyond that rel[ uired for state and federal wetland permits; . working cooperatively with The Nature Conservancy and the resource agencies to preserve important existing wetland sites; . creating new wetlands to control non-point source pollution as well as to provide other wetland functions, such as wildlife habitat. l'rotect fish and wildlife because fisheries habitat in New York State has k'cn degraded by the channelization and siltation of state waterways, and T )()T h,,; the capability to deliver restoration measures in an efficient and rractic,,! maimer. The New York State Department of Transportation will protect wildlife by planting specialized food and cover crops along state high",,\' rights-of-way and by providing more and safer wildlife crossings uncler sLlte and local highways. For example, NYSDOT will design and install: . bel' I(!ers and stone weirs to improve fisheries habitat; . e 'J] 'outs for wildlife crossings; and, r'J,ltings for wildlife habitat. l'rolllotc ,'co-tourism because people travel on state highways. And, 1: ,:ough access to nature, people develop a deeper sense of why the cn\'ironment warrants protection. Eeo-tourism is a growing and sustainable part of New York State's economy, Because a large part of the eco-tourism experience depends on 20f5 http;!/intradot/eab/eistate.html 2/14/002:32 PM INTRADOT - Environmental An:llysis B\\rcau http://intradot/eab/eistate.html the appearance of state roadsides as well as access to natural features, the 1\ew York State Department of Transportation will develop: . new or rehabilitated fishing access and trailhead parking areas; . historic markers and other interpretive signing; . improved bikeway and pedestrian facilities; and, . new scenic overlooks. Enhance transportation corridors because as a state agency, the New York State Department of Transportation's customers include the traveling pblic alld the people who live and work in New York State's transportation corridors. They deserve improvements in the quality of their lives that can be achieved through: . providing streetscape amenities; . wilei nower plantings; . landscaping to enhance the appearance of noise barriers; . reestablishing street trees in historic districts; and, . rehabilitating comfort stations and rest areas. 2 - ENVIRONMENTAL BETTERMENTS PROGRAM This program ieientifies specific environmental projects that can be advanced as part of the New York Slate Department of Transportation's capital construction program. Under this program, environmc:l(al projects such as landscaping, park amenities, historic preservation, noise barriers, wctlands, stormwater basins or wildlife plantings that are funded by local agencies or grotTS \\ill be incorporated into NYSDOT projects. These envlronmel;tal enhancements will therefore benefit from the economies of scale realized by large pu bEc works projects. For example, if an enhancement can be accomplished with the construction persOlmcl and equipment already on site for the larger project, the marginal cost of incorporZlling that enhancement into the existing contract is far less than the cost of constructing a st:llld-:l10ne dedicated enhancement project. As part of the Now York State Department of Transportation's public outreach efforts, municipal ~o\'Cr:lmC'lts as well as environmental groups and agencies are being invited to combine the construction of their environmental enhancements with DOT construction projects. l\YSDOT will assume all of the contracting and oversight work necessary for the progression oCtlle local environmental enhancements at no cost to the sponsor. This initiative will also encourage more broad-based and long-term public participation in NYSDOT project developmCI'l. Although 111:1I1Y groups in New York State, in addition to numerous local governments and state and fc,(ler:il rcsource agencies have funds to do environmental enhancements, most have neither the tcc'",ic"l expertise nor the wherewithal implement their management plans quickly and effecti,c!)", ::\ ,'\hcr words, money may be available, often as private or public matching funds, bu t L lIe ae 1101 i:l i strative and technical mechanisms for implementation may be lacking. The New Ye,'k Stale Department of Transportation can bridge this gap by leveraging private and public ["lleiS to do larger, more cost-effective and meaningful environmental improvemcnts. 1. nf" 2/14/002:32 PM INTRADOT - Environment~il Atulysis Bureau http://intradotJeab/eistate.html 3 - STRENGTHEN NYSDOT'S ENVIRONMENTAL PERFORMANCE The New Yark Stale Department of Transportation will continue to make every effort to: Heduee environmental toxins by . using salt and sand for highway anti-icing and de-icing as judiciously as possible; . sweeping roadsides better and more often; . reclucing herbicide applications; and, . cleaning up wastes previously generated on NYSDOT projects and at l\YSDOT facilities. Improyc air quality because up to half of the air pollutants emitted in N cw York State are emitted by single occupancy vehicles; that is, by cars wi:h only a driver. To reduce these emissions, the New York State Department of Transportation will: . impkment Transportation Demand Management practices; . ellcourage alternatives to single-occupancy vehicle commuting; . c.\p'''ld Ozone Alert Day initiatives; . promote the use of alternative fueled vehicles; . proyi Je facilities for pedestrians and bicyclists; and, . support mass transit. Increase the use of recycled materials because New York State's environmental policy calls for recycling as the first choice in dealing with solid WcS:C. As a leader in this policy initiative, the New York State Depar' '~~c"l of Transportation will pilot and promote the use of recycled: . tires in highway embankments; . glass, plastics and aggregate in pavement mixes; and, . pJast:e, rubber and aggregate in noise walls. l':'esern and enhance our New York State heritage because our historic <l!]d our n:\tural heritage belongs to all New Yorkers. Because of the nature of :ts \\n,.k, NYSDOT is in a unique position to enhance this heritage by: . preserving historic structures; . promoting state bike routes and greenways; . j Ilcreasing highway tree plantings and other landscaping; . r:'ovicling streetscape amenities; and . increasing roadside plantings and maintenance for aesthetic il1';JrDvemcnt. Through acti ve i:' te!!ration of environmental concerns into the Department's daily operations and coorclill:tlion Ilith regulatory agencies, environmental groups, municipalities and concerned citizens, the Initiative will attain the goals set forth above. Last Revised: February 9,1999 40f5 2/14/002:32 PM INTRADOT - Environmental Analysis Durenll http://intradot/eab/eistate.html EAB Home.: II r_llviro:D~!i.!L~l.~.!~ II EAB Administration II Air Qualitv II Hazardous Waste II Noise II Cultural Resource II Water/Ecology PhonelE-Mail II Environ. Guidance 1\ Photo Library II Presentation Materials NYS Department of r'r(lll\oortation Environmental Ana/\'sis Dr/I.Call Last Update: Novelllher 3, 1999 Email questions and comments to sjin 50f5 2/14/002:32 PM * MEMORANDUM DEPARTMENT OF TRANSPORTATION TO: All Regional Directors, Region 1 - 11 FROM: P.T. Wells, Office of Engineering, MC 0504 SUBJECT: Excellence in Engineering - Context Sensitive Design Award DATE: February 9, 2000 Thank you for submitting your entry for the Context Sensitive Design Award. All of the entries were reviewed by the CSD Award committee which consisted of the members of the Design Division's Environmental Initiative TEAM and Phil Clark, the Design Division Director. It was a difficult exercise to choose one project for this award as the committee was impressed by the quality of all of the projects submitted. It truly shows the talent within this Department when we produce such quality projects. This year's winning project comes from Region 10, the Route 25A Safety Improvement Project. A copy of the entry is attached. The committee decided this project is an excellent example of Context Sensitive Design as the designers were able to meet the needs of the community without compromising the original intent of the project. One paragraph summarizes this concept best: "During the planning and design phases of this project, numerous public information meetings were held. Through these meetings, an open line of communication was developed with local officials and civic groups. The culmination of this relationship resulted in a somewhat dramatic change to the project as it was originally proposed, but one that maintained the original objective of improving safety." The project is a success with the community as seen in the comments from a member of the Concerned Citizens for Route 25A, Jean Thatcher: "...a decade of dedicated citizen involvement that has resulted in a project which enhances safety of the roadway, but preserves the scenic, environmental and historic aspects of the area." The committee and I feel this project serves as an excellent example of Context Sensitive Design. Region 10 will be recognized with a plaque during the Excellence in Engineering Award ceremony which will be held in Albany on February 17. Excellence in Engineering - Context Sensitive Design Award February 9, 2000 Page Two As mentioned in the call memo, all of the entries will be placed in a color portfolio to recognize the work of all the Regions. This portfolio will be reproduced and distributed throughout the Department as a means of sharing best practices in Context Sensitive Design. PTW:PCC:pmm cc: F. Hiffa, Office of Regional Affairs, MC0514 M. Fleischer, Office of Public Affairs, MC0524 P. J. Clark, Design Division, MC0748 G. R. McVoy, Environmental Analysis Bureau, MC0473 EXCELLENCE IN ENGINEERING-CONTEXT SENSITIVE DESIGN AWARD ENTRY JANUARY 31,2000 D257874 (PIN 0327.75) NY 25A SAFETY IMPROVEMENTS COLDSP~NGROADTONY1~ NASSAU AND SUFFOLK COUNTIES NEW YORK STATE DEPARTMENT OF TRANSPORTATION REGION 10 PROJECT NAME: D 257874 (PIN 0327.75) NY 25A SAFETY IMPROVEMENTS COLD SPRING ROAD TO NY 108 NASSAU AND SUFFOLK COUNTIES This 6.7 million dollar project involved the reconstruction of NY Route 25A between Cold Spring Road and NY Route 108. This 1.1 mile section of NY 25A is located in the Towns of Oyster Bay and Huntington and in the Incorporated Village of Laurel Hollow (see attached Location Maps). The project was let on November 19, 1998 and completed ahead of schedule in late summer of 1999. The project as originally proposed in September 1993 included the improvement of several nonstandard horizontal curves, lowering of the roadway to improve sight distance, additional traffic signals and travel lanes to provide smoother traffic flow, pavement resurfacing and remarking. The improvements to some of these features would have had an adverse effect on the areas' environmental features. The horizontal curve correction in the area of Moores Hill Road required the filling of freshwater wetlands. The widening for additional travel lanes required the replacement of the twin box culvert over Cold Spring Brook and filling of approximately a two- tenths acre of tidal wetland. During the planning and design phases of this project, numerous public information meetings were held. Through these meetings, an open line of communication was developed with local officials and civic groups. The culmination of this relationship resulted in a somewhat dramatic change to the project as it was originally proposed, but one that maintained the original objective of improving safety. The main concern of local officials and civic groups (most notably the Concerned Citizens for Route 25A - "CC25A") was to protect the historic and environmentally sensitive nature of Cold Spring Harbor and its vicinity. The major objection to the project as proposed was filling into the freshwater and tidal wetlands. The cause for the fill was a proposed traffic signal at the intersection of Bungtown Road and NY 25A. Bungtown Road is the primary point of ingress and egress for a large number of Cold Spring Harbor Laboratory employees. In the interest of safety providing a traffic signal here was a primary objective. However, a signal here was undesirable due to the steep grade and poor sight distance on the western approach and the potential for traffic backups if additional lanes were not provided. This situation was rectified by an innovative design of separating the eastbound through traffic from the traffic exiting Bungtown Road with a raised island. This allowed eastbound traffic to proceed through the intersection without stopping. Without stopped vehicles, sight distance was no longer a concern and the curve correction into the wetland was not necessary. A small amount of widening for an eastbound thru lane was achieved through the use of a reinforced earth retaining wall system. This is a natural looking system which allows vegetation to grow on its almost vertical slopes. This system eliminated the need of any widening into the tidal wetlands while maintaining natural looking slopes. The elimination of any permanent wetland disturbance was a major outcome of the community involvement in the project planning. Some of the lesser issues, but still important in preserving the rural nature of the area, were to use paved gutters rather than urban looking concrete curbs to control runoff, new traffic signal poles and guide railing were painted brown to better blend into the surroundings and a natural stone retaining wall was used at one resident's driveway. The face of the bridge/culvert was cast with a stone pattern and the large raised island at Cold Spring Road was planted with numerous shrubs and flowering plants and all of the smaller islands were given a red brick texturing. The partnership between the various groups which had developed during the planning and design phases continued through the construction phase. Weekly meetings were held with the Engineer-in- charge, the contractor, and representatives of CC25A. Activities such as proposed tree removals were presented and discussed until all were satisfied the work was needed and would be done in the most logical manner. The final outcome has been a project which has fulfilled the primary safety concerns while addressing all of the major concerns over impacts to the environmental, historic, and rural nature of the area. The local governments, community, and civic groups have expressed appreciation for the chance to participate in bringing this project to a conclusion satisfactory to all. Some of the comments that were received post-construction: "The Department of Transportation project on 25A in our Village went quite well for the most part and your various staff members have been most cooperative." E. Richard Droesch, Mayor Inc. Village of Laurel Hollow "As a resident of Oyster Bay who daily travels 25A from Cove Road to Syosset-Cold spring Road, may I congratulate you and your staff for the wonderful planning and execution that went into the improvements you have just completed. The area is more attractive and much safer as the result of your project. I now make the turn west onto 25A from Syosset Road without the apprehension that I experienced for years. It was an important job and it is well done." Charles F. Dolan CEO, Cablevision "My wife and I live in Oyster Bay Cove and frequently drive past Route 25A and Cold spring Harbor Road. It has always been treacherous and on a number of occasions there have been near collisions. Now that the modifications have been completed it feels comfortable and safe to drive through that intersection. Just wanted to say thanks for a job well planned and executed." Robert Yaffe "We are extremely gratified that a decade of dedicated citizen involvement has resulted in a project which enhances safety of the roadway, but preserves the scenic, environmental and historic aspects of the area. On behalf of its thousands of supporters, Concerned Citizens for 25A commends DOT for the ability to implement an acceptable construction plan and forge a working relationship with the community. CC25A also thanks to Senator Carl Marcellino for his critical help in bringing the community, DOT and various other parties together to discuss and resolve differences." Jean Thatcher, Chairman, Concerned Citizens for 25A (CC25A) "I pass through 'Fish Hatchery Hill' twice a day on my way to work and remember only two times during the whole period of reconstruction that I was delayed for any length of time. It was with continuous amazement that I noted the incredible construction progress each day. Your crews accomplished a major job at a major intersection with efficiency, planning, obvious hard work, and great consideration for the motorists." Carol Vandermaas "Local residents spoke against the state's initial plans to rebuild the road. And this time DOT officials listened to their objections. As a result, the construction just completed has produced a safer road, which preserves scenic and environmental values - especially wetlands along the route." Presented by Peter Kohler Vice President of Editorial Services News 12 - Long Island New York State Department ofTrans...on - Environmental Analysis Bureau http://www.dot.state.ny.us/eab/aashtoaw.htm 1 STATE OF NEW YORK EXECUTIVE CHAMBER GEORGE E. PAT AKI, GOVERNOR DOT'S Environmental Initiative Judged to be Nation's Best October 7,1999 GOVERNOR: New York's ENVIRONMENTAL EFFORTS WIN TWO NATIONAL AWARDS Governor George E. Pataki announced today that the New York State Department of Transportation (DOT) has won two prestigious national awards for implementation of its new policy to incorporate environmental enhancements into its capital projects and daily operations. "DOT, under its new environmental initiative, is playing an increasingly important role in our efforts to protect and preserve New York's environment, and I am pleased that the rest of the nation is looking to follow our lead," Governor Pataki said. "From helping to provide a new park along the Harlem River, to installing nesting boxes for migratory birds, DOT's new policy is helping to provide a cleaner environment and improved access to recreation areas around the state. " The American Association of State Highway and Transportation Officials (AASHTO), the organization of the nation's 50 state DOTs, has formally recognized New York State for its outstanding contribution to environmental stewardship, and endorsed its groundbreaking approach to improving the environment. This year NYSDOT won both of the AASHTO environment awards for its Environmental Initiative, and thus, gained an unprecedented endorsement as the nation's leader in the delivery of environmentally sound transportation services. New York State won AASHTO's first Environmental Best Practices Competition, as well as AASHTO's President's Award. Applications for the Best Practices award were reviewed by an expert panel that consisted of environmental groups, the Environmental Protection Agency, other state Departments of Transportation, the Federal Highway Administration, respected research organizations, and AASHTO staff. An environmental peer review group made the final selections. In this competition, NYSDOT competed against some 44 other nominations from around the country. The AASHTO President's A ward for the Environment was also awarded to NYSDOT. This coveted award is given to an individual or team from one of the fifty state DOTs for exemplary performance. NYSDOT's selection for this prestigious award demonstrates that its Environmental Initiative is gaining recognition as model for the nation, or in AASHTO's words, "the best of the best." In the fall of 1998, NYSDOT implemented an Environmental Initiative to foster a new ethic in the Department. NYSDOT has moved from a policy of simple regulatory compliance to one where DOT is now using its engineering and construction capabilities to become an important part of the State's efforts to enhance its environment. As a result of the initiative, DOT now incorporates major contributions to the improvement of New York's environment as a part of its normal work, often with little or no additional dollar cost. 10f2 02/15/20008:33 AM New York State Department ofTrans...on - Environmental Analysis Bureau http://www .dol.5Iale.ny. u5/eab/aashloaw .hlml . "The Governor directed me to have DOT playa role in the continuing efforts to improve the State's environment, and we are doing just that," NYSDOT Commissioner Joseph H. Boardman said. "As a result of the initiative, DOT is exploring alternatives to herbicides, using cleaner-running vehicles in its fleet, and improving access to fishing and recreational areas." As part of the initiative, DOT recently issued an Engineering Instruction that provides guidelines and procedures for implementing the Environmental Initiative. The Engineering Instruction institutionalizes the new ethic and is being incorporated into updates of various Department manuals, such as the Design Procedures Manual, the Environmental Procedure Manual, the Highway Design Manual, and the Department's Policy and Procedures Manual. "The Engineering Instruction formalizes the environmental initiative effort and directs our engineers to pro-actively look for ways to incorporate environmental and community improvements into our projects," Commissioner Boardman said. The Engineering Instruction states as official policy that it shall be the practice of the Department of Transportation to: . Promote an environmental ethic within all Department organizations. . Seek opportunities to contribute to the advancement of State and federal environmental policies, programs and objectives through close coordination and communication with State and federal resource agencies. . Pro-actively plan, design, construct and maintain transportation projects in an environmentally sound manner so as to protect, conserve, restore, and enhance important natural and man-made resources. . Assist others with their environmental projects by allowing them to include their work into DOT projects whenever possible so that investments by others can benefit from the economies of scale associated with major DOT contracts. Examples of practices or features that are being incorporated into DOT capital and maintenance projects, include: . street enhancements (e.g., benches, decorative paving, period lighting fixtures); . restoration of historic highway features (e.g., historic lighting fixtures, stone walls, guide rails); . landscape plantings to improve roadside appearance and streetscapes; . new or rehabilitated fishing access and trail head parking areas; . retrofits of existing highway drainage systems with created wetlands and storm water management facilities; . plantings, boulders, deflectors and other techniques to improve fisheries habitat; . new or rehabilitated wildlife viewing sites; . wildlife habitat improvements; . improvements to highway entrances of public parks, wildlife management areas, and historic sites; . trail development; and . environmental research and development in cooperation with environmental agencies and groups. I!IEl Last Update: October 26, 1999 20f2 02/15/20008:33 AM New York State Department ofTrans...on - Environmental Analysis Bureau http://www.dot.state.ny.us/eab/bmp.htm I ~."A New York State Department of Transportation to Evaluate Best Management Practices and Products for the Control of Highway Runoff The New York State Department of Transportation is initiating a 12 month field and laboratory study to evaluate the performance, constructability and maintenance issues associated with stormwater Best Management Practices. A Request For Proposals was issued in October, 1999 asking interested parties to submit information on any practice or product that may effectively control non-point source pollution from highway runoff. A selection of these practices or products will then be tested by NYSDOT research staff or through universities in NYS who participate in the Transportation Infrastructure Research Consortium (TIRe). NYSDOT will consider the future use of those practices and products that prove to provide effective pollution control. For further information, click on the following links: . NYSDOT BMP's Request For Proposals . BMP Meetinl! Announcement - Poul!hkeepsie. NY. December 9. 9am -12pm I!IEJ Last Update: December 7. /999 1 of I 02/15/20008:35 AM REGULATION, LAW & ECONOMICS considering entering the aggregation services business aswell. The financial institution remains "eager to work with the aggregators. . . . [Wle are just trying to make sure they do it right," Wellborn said. . Edmund Aycock. senior vice president and regula- tory counsel for the North Carolina Bankers Associa- tion, told BNA that, although "all the banks in North Carolina are concerned about their customers' pri- vacy," he aware of no other financial institutions with a policy as demanding as First Union's. "Apparently, First Union is on the cutting edge on establishing privacy guidelines as well as procedures dealing with aggregations," according to Aycock. "I commend First Union for taking these steps to protect their customers' privacy. ... (E)ven with per- mission, the banks should be circumsPect," he said. By ANDREW M. BAUARl> Transportation i ,,\: State DOTs Tout Environmental Successes At Transportation Research Board Meeting Transportation projects are starting to look much greener thanks to a new environmental ethic per- colating through state transportation departments, state officials told their tranSportation colleagues at the 79'. annual meeting of the Transportation Research Board. State tranSPOrtation departments are finding that ef- forts to integrate environmental enhancements and community concerns into transportation planning and constrUction reap benefits, not only in terms of regula- tory compliance, but in terms of public and political support for transportation. - \ Take the New York State DOT, for example. After the state's governor questioned the meaning behind the "environmentally sound" element of the DOT's mission statement, department officials set about finding ways to integrate environmental improvements into transpor- tation projects, Gary McVoy, director of the NYSDOT's Environmental Analysis Bureau, told a TRB audience. The result: a new approach in which state DOT staff consult with local municipalities and environmental agencies on a regu1ar basis to determine which environ- mental enhancements can and should be incorporated into the department'S work. 'Ifs OK III Be Green.' As part of NYSDOT's award- winning environmental initiative, DOT managers held environmental awareness sessions, drafted action plans, and directed their employees to impletnent envi- ronmental projects as part of their responsibilities. McVoy showed the audience photos of constrUction engineers and their environmental projects: planting wildflowers, constrUcting and preserving a wetland, building pedestrian bridges, building boat launches, building sidewalks and bicycle paths. These guys \mow how to build stuff, McVoy said. "If you want a bird house," he said, "they'll build you a bird house." He showed photos of state highway engi- neers using heavy constrUction equipment to mount a nesting box the size of a dog house beneath a Hudson OAIL Y REPORT FOR EXECUTIVES ISSN 014&8155 (No. ill A.13 River Bridge-soon to beCOme the home of a peregrine falcon. After seeing the results of their efforts and the corre- sponding public support their work engendered, the state DOT employees started to get excited about It, Mc- Voy said. Even some initial skeptics of the new initiative now feel "It's OK to be green," he said. 1m"""'" ...........ps. The department also has of- fered to incorporate its constrUction expertise into projects funded by local governments, agencies, and en- vironmental groups. "If an enhancement can be accomplished with the {DOT) constrUction personnel and equipment already on .site for the larget project, the marginal cost of incor- porating that enhancement into the existing contract is far less than the cost of constrUcting a stand-alone dedi- cated enhancement project," according to a summary of the state's initiative. Such enhancements might include landscaping, park amenities, historic building preservation, noise barriers, created wetlands, habitat improvements, and new sewer lines or water mains. This attitude shift has changed the way the depart- ment does business and has created a new public ser- vice ethic. The department has demonstrated how a public agency can use Its massive constrUction re- sources to enhance and protect the natUral environ- ment, McVoy said, and "has taken what was an envi- ronmental problem and turned it into an environmental solution. U As an added benefit, relationships have improved with the environmental agencies because "we are work- ing toward a common goal," McVoy said. Improved re- lationships "have avoided costs by reducing delay, liti- gation, frustrating do-overs and wasted effort arguing contentious issueS. It ''We've got credibility now, that's the real key," he said. CanlUt.s..1IitIve DesIIJI. The NYSDOT initiative also touts the use of context-sensitive design, a concept in which projects are designed, built, and maintained with minimal disrUption to the community and actUally add value to the community. To achieve such results, plan- ners must consider not only environmental and natural resource effects, but also aesthetic, historic, and other cultural impacts on the affected community. Also \mown as ''thinking beyond the pavement," context sensitive design was the subject of a day-long series of presentations at the TRB meeting, including presentations from five states undertaking pilot efforts to institutionalize the concept into their day-to-day practices. Representatives from each of the five state transpor- tation agencies - including Maryland, Kentucky, Con- necticut, Utah, and Minnesota - described their efforts to translate context sensitive design from theory to practice. The states described workshops, awareness ses- sions, case stUdies of successful projects, and manuals being. coinpiled on context sensitive design. Common themes for successfu1ly incorporating the idea into state processes included a need for high-level support from within the state government, comprehensive training programs. committed and highly skilled project manag- ers. and effective tools for public communication. BNA 1.1&00