HomeMy WebLinkAboutBulkhead Reconstruction & Restoration-Klipp Park
Bid Specifications - -'.110
mot refundable) (i"'des postage)
BID - BULKHEAD RECONSTRUCTION & RESTORATION - KLIPP PARK
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BID OPENING: 11 :00 A.M.. Thursday. September 12. 1996
9/3/961. SB Construction & Contracting Ltd, 108 Higbie Lane. West Islip. NY 11795 665-4382
2. South Shore Docks I nc, Po Box 37 East Quogue Ny 11942
3/5/963. Costello Marine Contrg. Corp., P.O. Box 2124, Greenport, NY 11944-477-1199
George Costello
3/5/96 II. Stout Construction, Inc., 90 Union Ave., Islip. NY 11751 581-0034
Robert Brandt and William Marquardt
3/5/965. Heaney Marine Const., 410 Fifth St.. Greenport, NY 11944 477-1705
/5796 6. Ribar Contracting Inc., 336 Maple Avenue, Westbury, NY 11590 Tel 516-333-6300
M. Sheehan Fax 333-6352
/6/96 7. Latham Sand & Gravel. Inc. PO Box 776. Orient, NY 11957 323-2585
'/6/968. Dal Construction Corp.. PO Box 1304. Center Moriches. NY 11934 874-3303
/9/969. Lawrence Tuthill. P.E.. P.O. Box 162. Greenport, NY 11944 477-1652
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JUDITH T. TERRY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
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OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
Thomas E. Samuels, President
James H. Rambo, Inc.
Bishops Lane
Southampton, New York 11968
Dear Tom:
June 6, 1997
Town Hall. 53095 Main Road
P.O. Box 11 79
Southold. New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
Superintendent of Highways Jacobs has informed me that the Bulkhead
Reconstruction and Restoration at Klipp Park has been completed,
therefore, I am returning herewith your $500.00 bid check.
Enclosu re
l~ .oC:95?~
JAMES H. RAMS ,I c: ..
8ISH~~~"D
SQUTHAMP ,'. riP
Very truly yours,
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Judith T. Terry
Southold Town Clerk
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JUDITH T. TERRY
TOWN CLERK
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
January 8, 1997
Thomas E. Samuels, President
James H. Rambo, Inc.
Bishops Lane
Southampton, New York 11968
Dear Mr. Samuels:
In accordance with a directive from Commissioner of Public works
Raymond L. Jacobs, I am returning herewith your $39,288.00 checks
($37,288.00 & $2,000.00) posted as a bond for the Bulkhead Reconstruction
and Restoration at Klipp Park, Greenport, N. Y .
I am in receipt of your $500.00 posted
will return to complete the project when
appropriate.
as a bond guaranteeing you
the weather conditions are
Very truly yours,
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Judith T. Terry
Southold Town Clerk
Enclosu res
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JAMES H. RAMBO, INC.
BISHOPS NE
f01t;MPTON NY 11968
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RAYMOND l. JACOBS
Commissioner
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Public Works Department
Town of Southold
Peconic Lane
Peconic, NY. 11958
Tel. 765-3140
734-5211
January 8, 1997
Mrs. Judith Terry
Southold Town Clerk
Southold Town Hall
Main Road
Southold, New York 11971
RECEIVED
JAN 8 1997
Southold Town CIeri<
Dear Mrs. Terry:
I concur with the engineer's report (attached)
dated January 7, 1997 and recommend release of the
bond for the Klipp Park bulkhead restoration.
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Raymond L. Jacobs
Commissioner of Public Works
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RAYMOND L. JACOBS
Fax. (516) -765-1750
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JAMES A. RICHTER, R.A.
ENGINEERING INSPECTOR
PECONIC LANE, PECONIC, N.Y.
Tel. (516)-765-3070
SUPERINTENDENT
SOUTHOLD TOWN HIGHWAY DEPARTMENT
OFFICE OF THE ENGINEER
TOWN OF SOUTHOLD
JANUARY 7, 1997
Mr. Raymond L. Jacobs
Superintendent - Southold Town Highway
Peconic Lane, P.O. Box 178
Peconic, New York 11958
Re: Klipp Park Bulkhead Restoration
Final Inspection
Dear Ray:
The above referenced bulkhead restoration project has been substantially
completed with the exception of six bolts. The bolts have not been installed due to the
water levels at low tide. The contractor has proposed to wait for a possible extreme low
tide that typically occurs this time of year due to storm conditions and northwest winds. I
have enclosed a copy of a letter from the contractor concerning this matter for your
reference.
As per our discussions, the Town should withhold five hundred ($ 500) dollars from
the contract price. The contractor has also agreed to provide a check for an additional five
hundred ($ 500) dollars made payable to the Town as a bond guaranteeing that they will
return to complete the project. At this time, with the above taken into consideration, I would
recommend payment for the project.
If you have any questions concerning this matter, please contact my office.
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JAMES H. RAMBO, INC.
BISHOPS LANE
SOUTHAMPTON, N. Y. 11968
PHONE: (516) 283-1254
WUNNEWETA ROAD
CUTCHOGUE, N. Y. 11935
PHONE: (516) 734-5858
January 3, 1997
Mr. James Richter
Town Engineer
Town of Southold
Main Road,
Southold, N.Y. 11971
Re: Klipp Park, Greenport
Dear Mr. Richter:
The referenced project is complete but for six bolts at
the seaward end of the launching ramp. These bolts secure
the 6"X6" timber at the base of the resheathed ramp.
When the original structure was constructed, a coffer
dam was built around the ramp and the area in question was
dewatered to enable construction of the launching ramp in
the dry. As you know, no coffer dam and dewatering were
included in the plans. Such a procedure would increase the
cost of the project three fold.
The 6"X6" timbers are presently secure with 10"X3/8"
dock spikes, which penetrate the original bulkhead.
Therefore, we agree to the Town's witholding $500.00 of
the contract price until a reasonable time (3 months +or-)
has passed in hopes the weather conditions will be such that
the bottom of the outer ramp is exposed at an extreme low
tide (northwest winter gale). The available crew live in
Southold and will keep bolts, generator and drills at
Michael Davids' house on Hortons Lane. We can move in very
short notice. The work will take one hour. We are skeptical,
however, that even at an extreme low tide the area will be
exposed.
The ramp (constructed by the N. Y . State Parks Comm.)
was, on inqu~ry, designed to launch boats especially in
emergency conditions, hence the dewatering process was
designed.
We understand that you feel that the timber will
prevent the toe of the sheathing from being displaced. In our
opinion, given the rigidity of the sheathing and the
quadruple lag bolts in each board, there will be no toe
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failure. The resheathing of this project should be effective
for another thirty years. Some other components of the
structure will fail first we are sure.
I enclose our certified check for $500.00 to secure the
Town for the uninstalled bolts and our invoice for the
balance of the job. We trust you will be able to release our
bonding check and pay for the balance of the project.
If we can be of further help, or you wish an on site
inspection, do not hesitate to call.
Respectfully,
~~.
Thomas E.Samuels
cc: Ray Jacobs
Supervisor Jean Cochrane
Town Clerk, Judith Terry
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JAMES H. RAMBO, INC.
RECEIVED
JAN 6 1997
BISHOPS LANE
SOUTHAMPTO~ N Y 11968
PHONE 15161283125'
WUNNEWETA ROAD
CUTCHOGUE N Y 11935
PHONE (516) 734.5858
Southold Town Clerk
January 3, 1997
Mr. James Richter
Town Engineer
Town of Southold
Main Road,
Southold, N.Y. 11971
Re: Klipp Park, Greenport
Dear Mr. Richter:
The referenced project is complete but for six bolts at
the seaward end of the launching ramp. These bolts secure
the 6"X6" timber at the base of the resheathed ramp.
When the original structure was constructed, a coffer
dam was built around the ramp and the area in question was
dewatered to enable construction of the launching ramp in
the dry. As you know, no coffer dam and dewatering were
included in the plans. Such a procedure would increase the
cost of the project three fold.
The 61X6" timbers are presently secure with 10"X3/8"
dock spikes, which penetrate the original bulkhead.
Therefore, we agree to the Town's witholding $500.00 of
the contract price until a reasonable time (3 months +or-)
has passed in hopes the weather conditions will be such that
the bottom of the outer ramp is exposed at an extreme low
tide (northwest winter gale). The available crew live in
Southold and will keep bolts, generator and drills at
Michael Davids' house on Hortons Lane. We can move in very
short notice. The work will take one hour. We are skeptical,
however, that even at an extreme low tide the area will be
exposed.
The ramp (constructed by
was, on inquiry, designed to
emergency conditions, hence
designed.
We understand that you feel that the timber will
prevent the toe of the sheathing from being displaced. In our
opinion, given the rigidity of the sheathing and the
quadruple lag bolts in each board, there will be no toe
the N. Y . state Parks Comm.)
launch boats especially in
the dewatering process was
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failure. The resheathing of this project should be effective
for another thirty years. Some other components of the
structure will fail first we are sure.
I enclose our certified check for $500.00 to secure the
Town for the uninstalled bolts and our invoice for the
balance of the jOb. We trust you will be able to release our
bonding check and pay for the balance of the project.
If we can be of further help, or you wish an on site
inspection, do not hesitate to call.
Respectfully,
~~.
Thomas E.Sarnuels
cc: Ray Jacobs
Supervisor Jean Cochrane
Town Clerk, Judith Terry
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THIS AGREEMENT made this 11 th day of October, 1996, between the
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TOWN OF SOUTHOLD, a municipality of the State of New York, having its
principal office at 53095 Main Road, Southold, New York, (the "Town") and
JAMES H. RAMBO, INC., having its principal office at Bishops Lane,
Southampton, New York (the "Contractor") agree as follows:
1 . Performance of the Work. The Contractor shall perform the services
in accordance with the description of those services set forth in the Bid Specifica-
tions for Bulkhead Reconstruction and Restoration: Klipp Park, Manhasset
Avenue, Greenport, New York, dated July 9, 1996.
2. Compensation. The unit bid price schedule for the services to be fur-
nished by Contractor is found in the Contractor's bid dated September 11, 1996,
which is incorporated into this Agreement.
3. Commencement and Completion Dates. Contractor shall
commence the work immediately and shall diligently and continuously prosecute
the work at such date as will allow it to be completed and installed no later than
sixty days from the signing of this contract.
4. Workers Compensation. Contractor agrees that it has or will secure,
for the term of this contract, Workers Compensation coverage as required by law
or this contract shall be void and of no effect.
5. Satisfaction of Legal Requirements. Contractor agrees to comply
with the provisions in General Municipal Law 3103-a.
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6. Non-Collusive Bid. Contractor certifies that its bid has been
arrived at by the Contractor independently and has been submitted without collu-
sion with any other vendor of materials, supplies or equipment of the type de-
scribed in the invitation for bids, and the contents of this bid have not been
communicated by the Contractor, nor, to its best knowledge and belief, by any of
its employees or agents, to any person not an employee or agent of the
Contractor or its surety on any bond furnished herewith prior to the official
opening of the bid.
7. Contractor's Representations. Contractor makes the following
warranties and representations:
A. Contractor warrants that Contractor shall comply with all federal, state
and local laws, ordinances or regulations applicable to all of the services to be
performed by Contractor.
B. Contractor represents that the information furnished by Contractor with
the bid is accurate and complete and Contractor acknowledges that Town has
relied upon the accuracy and completeness of that information in the selection of
Contractor as the lowest responsible bidder.
C. The Contractor represents that Contractor shall utilize its best efforts to
insure that Minority and Women Owned Businesses (MBE's and WBE's) have the
opportunity to participate as subcontractors under this Agreement. In the event
the contractor subcontracts twenty-five percent (25%) or more of its work hereun-
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der, Contractor shall submit to the town an MBE and a WBE Utilization Plan, prior
to execution of this Agreement.
8. Quality. Contractor agrees to provide, perform and complete all of the
foregoing in a proper and workmanlike manner, consistent with the highest stan-
dards of professional and construction practices and in full compliance with, and
as required by or pursuant to, this contract, and with the greatest economy, ef-
fi-::iency, and expedition consistent therewith, with only new, undamaged and first
quality equipment, materials and supplies.
9. Technical Ability To Perform. Contractor represents and warrants
that it is sufficiently experienced and competent, and has the necessary capital,
facilities, plant, organization, and staff, to provide, perform complete the work in
full compliance with, and as required by or pursuant to, this contract.
10. Warranty of Work. Contractor warrants that the work and all of its
components shall be free of defects and flaws in design, workmanship and materi-
als and shall be fit, sufficient and suitable for the purpose expressed in the
specifications. Contractor agrees promptly and without charge, to correct any
failure to fulfill the above warranty that may be discovered or may develop at any
time within one (1) year of the final payment.
11. Contract Price. The contract price shall be paid in a lump sum upon
completion of the work described in this contract in a manner approved by the
Town Engineer.
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12. Prevailing Wage Rates. Contractor agrees to comply with the
,Jrovisions of the New York State Labor Law relating to the payment of prevailing
wage rates to the extent applicable, or the applicable State Law in the state of
disposal. In the event that at any time during performance under the contract the
Contractor is required to increase the wages paid to any of its employees as a
result of such requirement, all costs resulting there from shall be borne
exclusively by Contractor.
13. Insurance and Indemnification. Contractor agrees to maintain
general liability (comprehensive form) insurance with aggregate limits of one
million dollars in accordance with the schedule attached as Exhibit A. Contractor
agrees to indemnify, defend and hold harmless the Town of Southold against any
and all liability, demand, cost or charge which the Town may directly or indirectly
suffer as a result of Contractor performing the terms of this agreement.
14. Performance Bond. Contractor shall for the period of the performance
of services hereunder, maintain Performance and Payment Bonds in the amount
of one hundred percent of the amount specified in the Bid proposal which has
been incorporated into this Agreement.
15. Subcontracts. Contractor shall not enter into any subcontracts in
connection with the services to be performed by Contractor hereunder without the
prior written approval by the Town of such subcontracts. All such subcontracts
shall make express reference to the terms and conditions of the Agreement and
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shall obligate the subcontractor to comply with all applicable federal, state and
local laws, ordinances or regulations relating to the services to be performed
under the subcontract.
In the event the subcontractor is required to furnish any insurance or bonds
for the benefit of Contractor, the Town shall also be named as an additional in-
sured or obligee.
16. Prevailing Wage Rate. Contractor agrees to comply with the
provisions of the New York State Labor Law relating to the payment of prevailing
wage rates to the extent applicable, or the applicable State Law in the state of
Jlsposal. In the event that at any time during performance under this Agreement
the Contractor is required to increase the wages paid to any of its employees as a
result of such requirement, all costs resulting therefrom shall be borne exclusively
by Contractor.
17. Independent Contractor. Contractor agrees that it will conduct itself
consistent with its status, said status being that of an independent contractor and,
Contractor, its employees or agents will neither hold themselves out nor claim to
be an officer or employee of the Town of Southold nor make claim to any right
accruing thereto including, but not limited to, Worker's Compensation, Un-
employment Benefits, Social Security or Retirement Membership or credit.
18. Dispute Resolution Procedure. If Contractor disputes or objects to
any requirement, direction, instruction, interpretation, determination, or decision of
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Town, Contractor may notify Town in writing of its dispute or objection and of the
amount of any equitable adjustment to the contract price or contract time to which
Contractor claims it will be entitled as a result thereof; provided, however, that
Contractor shall, nevertheless, proceed without delay to perform the work as
required, directed, instructed, interpreted, determined, or decided by Town,
without regard to such dispute or objection. Unless Contractor so notifies Town
within two (2) business days after receipt of such requirement, direction,
instruction, interpretation, determination, or decision, Contractor shall be con-
clusively deemed to have waived all such disputes or objections and all claims
based thereon.
19. Contractor's Remedies. If Town fails or refuses to satisfy a final
demand made by Contractor pursuant to this contract, or to otherwise resolve the
dispute which is the subject of such demand to the satisfaction of Contractor,
within ten days following receipt of such demand, then Contractor shall be entitled
to pursue such remedies, not inconsistent with the provisions of this contract, as it
may have in law or equity.
20. Town's Remedies. If it should appear at any time prior to final pay-
ment that Contractor has failed or refused to prosecute, or has delayed in the
prosecution of, the work with diligence at a rate that assures completion of the
work in full compliance with the requirements of this contract on or before the
completion date, or has attempted to assign this contract or Contractor's rights
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under this contract, either in whole or in part, or has falsely made any repre-
sentation or warranty in this contract, or has otherwise failed, refused, or delayed
to perform or satisfy any other requirement of this contract or has failed to pay its
debts as they come due and has failed to cure any such default within five
business days after Contractor's receipt of written notice of such default, then
Town shall have the right, at its election and without prejudice to any other
remedies provided by law or equity, to pursue anyone or more of the following
remedies:
A. Town may contract to complete all defective work, have such cor-
rection performed at Contractor's expense, terminate the contract without liability
for further payments, or pursue such remedies as it may have in law or equity.
21. Binding Effect. This contract shall be binding upon Town and
Contractor and upon their respective heirs, executors, administrators, personal
representatives, and permitted successors and assigns. Every reference in this
contract to a party shall also be deemed to be a reference to the authorized offi-
cers, employees, agents, and representatives of such party.
22. Assignment. Contractor shall not (1) assign this contract in whole or
in part, (2) assign any of Contractor's rights or obligations under this contract, or
(3) assign any payment due or to become due under this contract without the prior
express written approval of Town, which approval may be withheld in the sole and
unfettered discretion of Town. Town may assign this contract in whole or in part,
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or any or all of its rights or obligations under this contract, without the consent of
Contractor.
23. Notices. All notices required or permitted to be given under this con-
tract shall be in writing and shall be deemed received by the addressee thereof
when delivered in person on a business day at the address set forth below or on
the third business day after being deposited in any main or branch United States
post office, for delivery at the address set forth below by properly addressed,
postage prepaid, certified or registered mail, return receipt requested.
Notices and communications to Town shall be addressed to, and
delivered at, the following address:
TOWN OF SOUTH OLD
Town Hall
53095 Main Road
Southold, NY 11971
Attention:
Jean W. Cochran, Supervisor
Notices and communications to Contractor shall be addressed to, and
delivered at, the following address:
JAMES H. RAMBO, INC.
Bishops Lane
Southampton, New York
Attention:
Thomas Samuels
24. Governing Laws. This contract and the rights of Town and Contractor
under this contract shall be interpreted according to the internal laws of the State
of New York.
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25. Non-Discrimination Clause. In accordance with Article 15 of the Exec-
IJ'.ive Law and all other State and federal statutory and constitutional non-dis-
crimination provisions, the Contractor will not discriminate against any employee
or applicant for employment because of race, creed, color, sex, national origin,
age, disability or marital status.
26. Non-Collusive Bidding Requirement. If this contract was awarded
based upon the submission of bids, Contractor warrants, under penalty of perjury,
that its bid was arrived at independently and without collusion aimed at restricting
competition.
27. Severability. The provisions of this contract shall be interpreted when
possible to sustain their legality and enforceability as a whole. In the event any
provision of this contract shall be held invalid, illegal, or unenforceable by a court
of competent jurisdiction, in whole or in part, neither the validity of the remaining
part of such provision, nor the validity of any other provisions of this contract
shall, in any way, be affected thereby.
28. Entire Agreement. This contract sets forth the entire agreement of
Tawn and Contractor with respect to the accomplishment of the work and the pay-
ment of the contract price therefore, and there are no other understandings or
agreements, oral or written, between Town and Contractor with respect to the
work and the compensation therefore.
Nothing in this contract shall be construed to waive or limit any aspect
of Town's lawful authority to regulate the activities of Contractor, its
subcontractors or any other person or to regulate the work, the work site or any
other matter falling within its lawful regulatory jurisdiction and powers. No review,
inspection, test, audit, measurement, order, determination, decision, disapproval,
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approval, payment for or use or acceptance of the work, or any other act or
omission of Town shall imply, create any interest in, be deemed to be the
issuance of or require Town to issue any license or permit to Contractor or any
subcontractor.
29. Amendments. No modification, addition, deletion, revision, alteration
or other change to this contract shall be effective unless and until such change is
reduced to writing and executed and delivered by Town and Contractor.
30. Miscellaneous.
A. This Agreement shall be governed by the laws of the State of New York.
B. Contractor shall not assign, conveyor otherwise transfer its rights or
obligations under this Agreement without the prior written consent of the Town.
C. This Agreement, including the Bid Specifications, Bid Form, and all
Exhibits attached thereto represent the entire agreement between the Town and
Contractor relating to the Services to be performed hereunder. This Agreement
may be modified only by written agreement of Contractor and Town.
D. To the extent of any inconsistency among the documents constituting the
agreement of the parties, the priority among those documents shall be:
1. This Agreement
2. The Bid Specifications, including Exhibits
3. The Contractor's Bid
E. If any provision of the Agreement shall for any reason be held to be
invalid or unenforceable, the invalidity or unenforceability of such provision shall
not affect any of the remaining provisions of the Agreement and this Agreement
shall be enforced as if such invalid and unenforceable provision had not been
contained herein.
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F. Contractor agrees that it shall not discriminate and that it shall cause
there to be no discrimination against any employee who is employed in the work,
or against any applicant for such employment, because of race, religion, color,
sex, age, marital status, handicap or national origin in any manner prohibited by
the laws of the United States or of the State of New York.
IN WITNESS WHEREOF the parties hereto have hereunto set their hands
and seals the day and year first above written.
TOWN OF SOUTHOLD
By: C"\
JAMES H. RAMBO, INC.
By:
THOMAS SAMUELS, President
STATE OF NEW YORK)
ss:
COUNTY OF SUFFOLK)
lit!
On this ../...L.- day of
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, 1996, before me
personally came JEAN W. COCHRAN, to me known, who being by me duly
sworn, did depose and say that she resides at Boisseau Avenue, Southold, New
York, and that she is the Supervisor of the Town of Southold, the Municipal
Corporation described in and which executed the foregoing instrument; that she
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knows the seal of said Town; that the seal affixed to said instrument is such Town
seal; that it was so affixed by order of the Town Board of the Town of Southold,
and that she signed his name thereto by like order.
STATE OF NEW YORK)
ss:
COUNTY OF SUFFOLK)
A A -:/ ~~
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t/ Notary Public
JUDITH r. TERRY
Notary Public, State of New York
No. 52-0344963 ~
Qualifioo in Suf10lk County
Commission Expires May 31.19
On this IIf day of (f)eT{)~ , 1996, before me personally came
THOMAS SAMUELS, to me known, who being by me duly sworn, did depose and
say that he is the President of James H. Rambo, Inc. the corporation described in
and which executed the above instrument; and that he signed his name thereto by
like order.
I2k~tIJ.A~~
Notary Public
_ JOt4ANNA O. MILLElI
-.. PubliC, $tele of N_.....
..._~No. 01MI5081UI
........lfied in Sulfolll ~
~on bpir_JunII3,
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JUDITH T. TERRY
TOWN CLERK
Town Hall. 53095 Main Road
P.O. Box 1179
Southold. New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VlTAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
October 11, 1996
Thomas E. Samuels, President
James H. Rambo Inc.
Bishops Lane
Southampton, New York 11968
Dear Tom:
Enclosed is the agreement between the Town of Southold and James
H. Rambo I nc. for the Bulkhead Reconstruction and Restoration at Klipp
Park, Gull Pond, Greenpot. Please sign both copies and return the copy
marked "Town" to me at your earliest convenience. Thank you.
Very truly yours,
~
Judith T. Terry
Southold Town Clerk
Enclosures
A.D.tlllt. CERTIFICA DFINStJRANCE .. CSR CP DATE (MMIDDfYYl .....
RAMBO-1 10/08/96
PftODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
See Meefus Inc. ONLY ANO CONFERS NO RIGHTS UPON THE CERTIFICATE
P 0 Box 2340 HOLOER, THIS CERTIFICATE DOES NOT AMEND. EXTENO OR
Rte. 25 & Shade Tree Lane ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
Aquebogue NY 11931 COMPANIES AFFORDING COVERAGE
Peter J. Sabat COMPA.NY
516-722-3500 A American Employers Ins eo
INSURED COMPANY
B
COMPANY
Jaaes B. Ralllbo Inc. C
Bishops Lane COMPANY
Southampton NY 11968 D
<< < ...... i....ii ...)i)i.... << ......................................................
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BElOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED, NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO All THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
CO TYPE OF INSURANCE POUCY NUMBER POUCY EfFECTIVE POUCY EXPIRATION UMITS
LTR DATE CMMIDDIYYI DATE CMMIDDIYYI
GENERAL UABtUTY GENERAL AGGREGATE .2,000,000
-
A X COMMERCIAL GENERAL LIABILITY AJR309620 11/01/95 11/01/96 PRODUCTS - COMP/OP AGG .2,000,000
......... I CLAIMS MADE [!] OCCUR PERSONAL & ADV INJURY .1,000,000
OWNER'S & CONTRACTOR'S PROT EACH OCCURRENCE .1,000,000
-
- FIRE DAMAGE (Anyone firel . 50.000
M ED EXP (Any one pelllonl . 5 000
~OM08lLE UA8IUTY COMBINED SINGLE LIMIT .
- ANY AUTO
- ALL OWNED AUTOS BODILY INJURY
.
SCHEDULED AUTOS (Per per.on)
f--
f-- HIRED AUTOS BODILY INJURY
.
NON-OWNED AUTOS (Per.ccidentl
f--
f-- PROPERTY DAMAGE $
~ARAOE UA8IUTY AUTO ONLY- EA ACCIDENT .
ANY AUTO OTHER THAN AUTO ONLY: )i ......... i.
f--
f-- EACH ACCIDENT .
AGGREGATE .
EXCESS UABlUTY EACH OCCURRENCE .
R' UMBRELLA FORM AGGREGATE .
OTHER THAN UMBRELLA FORM $
WORKERS COMPENSATJON AND I STATUTORY LIMITS ....... ...........i ..........
EMPLOYERS' UA81UTY
EACH ACCIDENT .
THE PROPRIETOR/ R:NCL DISEASE - POLICY LIMIT .
PARTNERS/EXECUTIVE
OFFICERS ARE: EXCL DISEASE - EACH EMPLOYEE .
OT_
De$CflPTlON OF OPERATIONSILOCATJONSIV9ICLESISPECtAL ITEMS
CERTIFICATE HQLDER ""!"'/ </ / /) /
TOWNSOU SHOUlD ANY OF THE MOVE De$CRlBED POUCIES BE CANCB.LED BEFORE THE
RECEIVeD EXfIIftATJON DATE THEREOF. THE I$SUNO COMPANY W1U ENDeAVOR TO MAIL
Town of Southold ~ DAYS WflTTEN NOTICE TO THE CERTlFtCATE HOLDER NAMED TO THE LEFT,
Attn: Town Clerk OCT 9 1996
Main Road BUT FAlLUflE TO MAIL SUCH NOTICE SHAU IMPOSE NO OBUOATtON OR UABlUTY
Southo1d NY 11971 OF ANY KIND UPON THE COMPANY. ITS AGENTS OR REPRESENTATIVES.
SoulhoId Town O...lr AUTHONzm ........TATIOi-f /' .'?J;
o_...~ . c~J€j'~..
i*'I9~1 ...... iii .c.t~ORDCOR .ATII:HII)lll\3
.
REalVED
OCT 8 1996
Southold Town Oerle
Office of the Town Clerk
Town of Southold
P.O. Box 1179
Southold, N.Y. 11971
Att: Judith T.Terry
Re: Bulkhead reconstruction
Klipp Park, Greenport
Dear Ms. Terry:
.
JAMES H. RAMBO, INC.
BISHOPS LANE
SOUTHAMPTON, N. Y. 11968
PHONE: (516) 283-1254
WUNNEWETA ROAD
CUTCHOGUE, N. Y. 11935
PHONE (516) 734-5858
October 7, 1996
Our enclosed certified check in the amount of
$37,288.00 is in lieu of bonding for the above referenced
project. Certificates of Insurance for Liability and
Workmen's Compensation will follow.
Sincerely,
~S
Thomas E. Samuels
.
.
-y
Cert Checks 2000010353 26592
M 'I, ,qqG 50-<66/214
$ i1 ,l,i~ ~u~
JAMES H. RAMBO, INC.
BISHOPS NE
I !501AMPTON NY 11968
:i 'C)~
_ 0"
... ~
z
DATE
CTS
o
"
FtR
JjY~
~
O!;!;!;?I: 03"'02529'.
DOLLARS mE'"::"
..
.
~1J1~~
f~'V.C:;<~
.,1 ~ ~':..
~ 5 ="" ~
~ Cf.) =e CJ
N. ~ ~N
~(;:). ~N
4t. ~~ ,"
~o./ .. ~~~/
'<>>- - ~,v
----<~-
.
JUDITH T. TERRY
TOWN CLERK
Town Hall, 53095 Mlrin Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
October l!, 1996
Thomas E. Samuels
James H. Rambo Inc.
Bishops Lane
Southampton, New York 11968
Dear Mr. Samuels:
The Southold Town Board, at a regular meeting held on October 1,
1996, accepted your bid in the amount of $39,288.00 for furnishing and
supplying all labor and materials for the reconstruction and restoration of
the existing bulkhead located at Klipp Park, Manhanset Avenue, Greenport,
N. Y " all in accordance with the bid specifications.
I have asked the Town Attorney to prepare the contract for this
project. In the meantime, I enclose herewith the requirements with regard
to insurance and bonds, and ask that you file them with me at your
earliest convenience. Once the contract is executed your $2,000.00 bid
check will be returned to you.
Very truly yours,
~~.,
Judith T. Terry
Southold Town Clerk
Enclosu res
.
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10. S...\FETY PRECAUTIONS AND PROGRAMS
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:::1!11f1[! ;Jlltl ,Qmcn'lSlfljZ ;:11 .~:lfelr pre-:::l\lliflllS ;lIld pnltlr:llll.<i ;1\
crlllT1C~TTl1l1 '"ilh Ille' pCr(llrrn:lfl(":.' (l( tll(" Ct1l1Ir;tC!
10.:.2 in ;iH: '"'vell! rile C(li1lf:l("l{lf enc:O\lI1ICr.<: ()lI (he .~ll<':
Ill:tlc-i:ll r'~:1.<:{ In:1hir hciievcd 1(1 hr: ;'I.<;ht::>IO.<i or p(Jh'("hlorin;ll<.:~i
hH1ilcnd ;'I'CH) I.\'hich h:l,S rH11 hco..:!l wnd<.:retl h:lrmIC:'>5. ;i1<.:
C[)llIr;lC!(Jr~i1;ll1 iI11l11c::ui:lIel:' _~l(ln \'V'prk in the :'lr~"';l ::ffec:e~i
;:rKi rCPOrI ihe crJlldhioll tn (h~ Own<::r ;1llc.l Archite'':1 in writing.
:"l1e '-.vork in :he Jffe'~'lecl ;1rc:<~h:!/1 nOI lhere:ftCf he: fc:,>umcd
'_":t:~_:pt h\' ';'I,'rinen ;l~r("~melll or rbe O~'11(.:r :md COlHf:lC!or if in
:-::CI llle Ill:llcri:li i,<; :1.<;he::<:IC)S llf ))(}iycillclrill:ue:d hip/1enyl (PC\)
'1I1d Ii:!.<; IHlI iW~:Tl rendcre:'J h:lrlllless Tll(,: \"<:'ork ill tile :lrrect<::d
'lre:l <:h:1i1 he rc:<:tllllCU in the ::ilSellc: ,,( :1:;11<::<:10,<; Of pulyciliori-
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!w '\'rinC~l :llzrc~me:nl 01 Ihe Owner :111(1 Clllllr:1("1or, or in
It'("llf{l:lnc: ~'llh fin:li ueterl1lin:Ut(1I1 1'1,' the Archilc("t Clll ';\'hic;il
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'0 "
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10.': EME~GENC:E5
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.;l1ci .\nic('-:
ARTICL= 11
INSURANCE AND SONDS
CON~AC70R'S LJA81L/TV 'NSURANC2
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he :aiiu"ilC':U h\' 'l1e (.;":\'11C':" ;:::; Ii(lllt.:i:tf\. :lnd 1ll~dc ;1:1":lhle!(l tile
')wl1t."r ::"i :itluci:w, 'or !he il1:<;urc'js. ::.<; 'heir :1l1t'rest.<: :1l:1\,
:PI1(:':;f. ~l\n!e-:: 'l' 'e~;uirC':llenr.<; "I :Ill\' .1ppiiC::hlc :non~::12.c-:
':lll~e ::n(l ,',t" :-::IIhn::r;:\Z.r:1Pll i 1 ~ !ll :-1H: ':Hllr:1ClfH,il:111 p:l\'
;Unt'1I1rf::c:or~ !iH~:r \lSI ';i.;:re.<: 'll' ill.O:;llr:lI1C~ :lffl("~::d::: r~':'::\'::~1
)\. tll(" r':J1l1r::C'(H :nti .~,. :flO((JprT:l!t"a!re~':l1l':lr"i. ,:,.'nlte:'
',':w'"('c::::i!v T~ltl1r'':~l !'or ':::iiti;f\' :Il;lil re~lt1;re ::;l1hcon!f;:Cl11r:::
. \:ll(t." p:l"nlent.<:: l' 'l1e~r':.III"~llilC'. Hltf::Clt Jr:~ :0 ~illlii;:r
111;111;'le;
11.3.9 :r f'::llrirnl :tl "'riljll~ l)\" :1 Il~rr\' ;11 :1l1/"n:,<;,. rhe- ()wner
!<; '1()\Ic:;tn' ~ll::II. "l''')!) lCf:,lrn::,K"~ iJl :~tl ;llqlfl:"tI '(JO:;<; ;rl"~
~''1)(' ;-,'r :~nJnl'; :,,~~'-nnn:1l1r:'~ 'Ji ~Ilt" ......Wlll'~ ~ (.lIlli(;<; '-he ~~l.<;;
':~;ll,r'_".: '1(l!1tl<; "';:11 i:e "'1:;rll,l:,i ::l!::1l10:;1 :-Jrf1("':":'_i.~ /f.-::'~~'."~-:1 ::,~
"'10' 'If' '-',~. ......~". ~~l::ti '.;(':"'''11 :!l : ;("~:lr:'l'" ::("-'_-'11'111 '~nl'
-....w., "l' ;'y:',.. .:~::iI ;j':: nIHIl(' 1::( ,r.
-'IC .
11" ....., ".~ " 111 ,_....:":
. "" "~: l' ~:.. .
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....::(.
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;:,.....:,..
.!",., "::1" .......".
'.i::'-:-
.
11.3.10 Tilf'l 'WT1(or :1.<:: li,-ill~'I;H\.- <::il:1il 11;:\'-" ,"""""1 II' :Tlji'I"1 ~;T1fj
C;1.'~IIt' :1 1/1<::<:: 1\'llh ill<;nr("r.~ ~lnie.<;" ('!lC .,( ~i\(' p:lrTi'.'~ '!l '11 If 1:"-/
~i1:ril "j,ic'" in ..qitil1{!. "'lIl1ill nt.~, d:1\-~ :1ir~'! ~l(.,.tlrr,..t)( ,. '1/1(1";'.
III Ihe (''''''!JCr...; '..:7':("1";<:" ,,( Iln<: 111'>:\"(" i! QiCl1 ,,j'iC"H>l1 i"_
:11:1(.1-... ;lriJirr:llo1<:<::i!:lil h.: rilo<:("ll :t<: 111(ll',,_lnl In i':I1:a!r:adl j ~
n'r: (hVI\f"f :1.'<:: f1dll(Tlr',' ~1l;lil. ill rl1:11 ";1."':. 'll:lk(.: .<::I'nlnllc'll '\'111\
'tl.~ll1 cr.~ in :If.'_-' )fll:1l1/'" '.,'jll1 (lire':! It 'n<; ,,( ':111.11 :11 hit I ;lll 11 ~ II
(ii'<;lliiJ111it'11 (Jf in<;lrr:lIJr'"' pn".'':"~~~I~ !1\' :lri,ltf:lII1Hl is 1('{llrn('~I.
!llc :1.fh;lr:lIl'r~ 1\'d1 tiin'C'<::lICi1 '.li<;ifih"li/1I1
11.3.11 1'::r1i:tlIIC':l!fl~IIl("\' Ilr tr<;(' ill ::('~-'1!(I:lIH'(: ~,'i!h 1':lr:!I:I:1(,/1
~lq"h:ll1 1\(11 C'ltl1l1l('rlC: ulllii thc inSlIr:lI1n.' C()ll1p;II1~' ," (-Pill
P:lll;r::; I,((widing prnpen,' :l1qlr:ll1C~ 11:ln" (IHl:-C:llCr,! !(1 ~111"11
1':1r11:11 IlC':.'1.lp:1T1C:,' Ilr Il<;r:' h\' ':n(1l1r~ell1C!'1 :If <lll1("r't'.'i_<::(' 1'11'_'
(.l>:\"l1cr :JT1d I he" (:rllllr:l("1fJr,!l::i!I;:kc fC::~(l!l:lhie<:lq'<; 1II,,11!:lil1
':'l11.~cn! (1(' lilt" ;":<;l":II1C::" (":llllp:lIl" "f nHHf';lIlit:_<: :ll1(i ~l1:til
,=\'ir!loll1 mtllu~1 "'r;llr:'ll CI1l1:<;elll. l;lKe 11" :lCli()1l ':',.;tI1ICC;!1t'~'l 1(1
p:lI'li:-Ji lJ(-C,lp:mn' (Jr l.l!'C 111:11 't'..t)tlld ClIl<;e ClIlC:ll::li1lt1. l:11~.<::(:!lr
rcduCt ion or il1"illr:1I1C;
11.J PERFORMANCE SOND AND PAYMENT SOND
11.4. nl(:' (~~"ncr :;11;til )l:1V~ (he rich I 1(1 require lile Crllllr-:lt
lor tP fUfnish hOll(I:<; cnvcrill12. f:1irllfut l,c':"(orlll:1I1fT 1)1111<: ':;lll.
If:1C! :Jnd r:J\'tllCm of nhli!Z:lI;on:<; ::fi:<;ill~ Ihere'.1l1der .1.<:~lif1u'
!;111'tl in biddjll~ rentlirl':Il1Clll'<: or <:pc~:if1(::rh' ;Cqtlilt'd ill Il1e
C(JI11f::C! Dllntlllt'lll~ on 111C" d:tle r)f '-'':t'nllinfl oj Ihe C:llHr:1C'
11.4.2 lip~'ll 111C :e~llK'c;1 'd :;r1\- ;x.~.<;n!111f ~::l1in' :lI~p(".:rllll~ 1('
ill' :1 l1('ICnll:li hCllcfic;:Jn- 1)[ hI H1lL<; C~l\'(.'ruH! P:l\'11\CIIT ~.r "lllil!:1
:illl1_<; ::n.<;iIH! Illlflcr 'ht' \.:!lHr::c. 111(' '.:~lIllr:lcr"r ~11:1H 1111'll1Plh
:urnish:1 :':11'\' "I Ih(' !'nndo:; ~'f <::i1::il j)l":'!lll1 :: nll'\' 1(' 111_' ;l\:HI"
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12. 1 UNCOVEFHNG OF 'NORK
12..~. ]r:J :'(lrliI1l1 "I 'h(.' ;\""'ll;": '-~lI":l':~i {'llIllr::n "1 '11('
\rr:hll~~" :; ;e~lIIL:o;t '\f II' ''':'''ll1irC!lH'TlI<::~Jlt":.'iti{;lih' ';'(1'1'.";<::1"; '11
rhl' r:,'"lr::Cl !)fl("1ttll/"nl<:: :t 11111..:1 ir f(".]lllr':'.i in -\,rllil1{! "1 11"
\r":lllt:"C'_. ;11' 1111f."(l\'('rl.'~1 C(lf ;hc \ !"('il II t"_'1 ,(lh<::en'::llIHl :::Hi !1"
:l'pl;lC:"J ::t ;f1e (',"lltr;W'(l(, "::.:pcn<;(" ':',.;tI11 1111 ~'tl;lll{!f: 1\ '(1('
'-.:1Illr:1(" ,;lllC
12_1.2 H :1 [lfH1!fl11 ..i !tH: IX,'llr\{ 11:1_<:: 1't":ll ,.'rll'l:rr'(! '\'111{ rl III'
\rr:llIlt::t.:! il:l:<; rlfH~!w~'iliClllt. ~f':lU~IC"d '(' ()Il~<:n'" !111111 'I' it...;
h'.'~nQ nl\'t'ft'tl. 'h(.'.\r("ilict",:~ :11::\' f('Oll~~_q 1(1 ':'.'!' ':;11Cil "X'"ri; ::1111
II ,h:1H !It' '1Il/"lln:n:'.1 !'\' 'Ile '::Hllr::/."(l! !f ;ll(ll 'X:'Hk ~..; :n
::t"("l1r(I:111(',.. ":i01 Ille . .:ltHr::n 1")"("'11111':11:-; ""<;IS 11 'IIH""""
tilt.! ::l1d --'~"I:IC'::l1('nl'll;:il. ',\. ':!"!PF'IHI;lT" :l:11H!',- I ',.,;!-. :w
,'!1:1n~'~'.1 'I' ~IH: ~WI1('r !I <::llt!) ':C'Jri< '~'1!11 :11 :C'.""/,I::I\["" \':111
'hc ".!lll1r::('1 i)IJ("l,l1lle,'rC; '!le '1!'lr:W)(,r ~il:lIl :):)\' ~1U";1 r'..:I";
'1111(.'<;.0:; ;11(" 'r1l1(lililHl .,:::~ :;\I"{~~t 1)\' 11l' \''''-111:' '1":: ":;':1r::1(
',', 1111 r::Cll Jr ;11 "':)!C!l ~., 'I':ll '11('" '") >:\,- :1l." :: l'.ril : 1(' ;.t":I1( 1II<::d "I' " 'i
i):J\'1l1C"1 )1~\I("il :::1:<;1.<;
12_2 CORRECTION OF WORK
12.2..1 ,"he (:IHllr:lC!Or ~il:1tl '1("11'1'11\'
lJn.:": \,\:"t-k ":it",:,"i
'1\ rile \rCHlI~'~'! 'If '::dil1\.!:
'. :l1U 'f T1 \ ,~, 1 H.: ; '_"_ T\ I II (': 11<." 11.~ "
IH"
'1'"11''' """"'_-"'1 '1'1('(1'
"1'''
"Hr::' .
III '1llIt '11'"
....11I'''1::lll!;:1
'TlH'It."J'''' ':IHI
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':'1"'/':1('1 ''''::11,'
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'Iq," ',,, '::::11
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.
.
SUPPLEMENTARY GENERAL CONDITIONS
The following supplements modify, change, delete from or add to the "General Conditions
of the Contract for Construction", A.I.A. Doc:Jment ,,,", 201-1987 Edition Where any Article
of the General Conditions is modified or any paragraph, suboaragraph or clause thereof
is modified or deleted by these supplements, ,he unaltered provisions of that Article,
paragraph, subparagraph, or clause shall remain in effect
ARTIC,--E 1 through ARTICLE 10
No Change
ARTICLE 11 - INSURANCE AND BONOS
111
Contractor's Liability insurance.
11.1.1
In the first line following the "maintain", insert the words, "in a comoany
or companies licensed to do business in the state in which the prolec~
is located."
" ,
I I. I.
ADO:
.7 Liability insurance shall indude all major divisions of coverage
and be on a ccmprenensive basis including:
.".
H
(6)
Premises - Operations
independent Contractors Protective.
Products and Comolered Operations.
Contrac~uai-inciuding specified provision for the
Contrac~or's obligations under P3ragraph 4.18.
Owned, ,lon-owned. and hired motor vehicies.
Broad Tcrm coverage for property damage.
(1)
(2)
(3)
(41
11.1.2
AOO:__ The Contrac:or shall furnish insurance with the following
minimum iimits:
; 'Norkers' Comcensalion
a. Stale ana Federal: Stalutorj
b. Employer's Liabiiity ;; 100,000.
3UL~-<;-;E.~C ~E.=CNS:=.',-,C~'C>'j~ ~E3~CFP.:1CN
:::
.
.
.2 Comorehensive General Liability (Including Premises -
Operations; Independent Contractor's Protective: Products and
Completed Operations; Broad form Property Damage):
a. Bodily Injurr $ 1,000.000 Each Occurrence $ 1,000,000
Aggregate, Products and Completed Operations.
b. Property Damage: $ 250.000 Each Occurrence
$ 250,000 Aggregate
c. Products and Completed Operations Insurance shall be
maintained for a minimum period of one year after final
payment and contractor shall continue to provide
evidence of such coverage to the Town on an annuai
basis during the Aforementioned period
d. Property Camage Liability Insurance shall include
Coverage for the following hazards: C (collapse). U
(underground).
e. Contrac~ual Liabiiity (Hoid Harmless Coverage):
i. Personal !njurj. with Employment E,xc:usion deleted:
$ 1.000.000 A.ggregate.
.3 Ccmorehensive AL;,omobile Liability (owned. non-owned. hired):
a. Bodily InjL;rr $1 ,QOO.OOO Each Person
$ 1.000,000 Each Accident
b. Property Camage: $ 250,000 Each Ocourrence
.J..RT1C..c '2 thrcugn A.RTICLE ~4
.\lo C~anges
END OF SECTION:
3L:L.~:--:E.~C =E':CNS7?~~.::7;CN.1 =~S--;-:P,~T1Ci'j
.
.
THE A/\\ERICAN iNSTiTUTE OF ARCHITECTS
AlA Documenf AJ'11
Performance Bond
\!--iOW ALL ,'viE"; BY THESe PRESE,"iTS: that
I"..... ;...~.. 1,,/1 ".un.. ".ti "hi,.... "'. I,,'II!" rid.. ... (",,"''''"'1
:<5 "nnco;ti. h~rejn<i(t~!'" ca/lp.d Contr;Jctor. and,
IH...... :"...., {"il ,,~rn.. ,,,,., ."in...., ,,. ;,.t.1 lid.. ",j ;",....,.,
:;s Sur~ty, ~~r~inafter -::;;iled Surety, arp. h~!d and ,'irmly !:JolJna 'Jnto
..II..... :".....1,,;1 ".m.. ,,,,; H'........." 1"11:,1,,,1.. '" ,)",,""'1
.15 ObiilSe<e. herein<liter called Owner, in ;he ;mount Qf
Dt)llars rs
I,
,lor ~he payment whereof Conrr~Ci()r .1na Surety jind lhernselves. their
SUCCessors and assigns. jQrncly ;;nd 5everdllv, firmlY by these presents.
hp.irs, ~:'I:ecufor5. -1rirT1rni~lralr)rS.
'NH E" E,IS,
~_)ntnctor :1;lS bv 'Nnnen .1,?r~em'e"t ,j;'ltp.d
'0
~'1'~r..d into
'::lnlr;;C ',villl !)wnp~ :nr
H,.,.. ;",,.., 'lid ,.,....P. '<1dr"~1 .".., d("1l:,,,',,.,,n ", "'n,,~o:l\
in .1ccorrlnnce with Drawing5 and Spp.cifit:atio"ns prepared by
III~... ...,,.., (,,11 "'""~ ."" ",rl,..<< '''.J..~.I t"I.. ,,/ ",..I",,,~"
'1i,if:~" :-~n(I"C
:;V -~'~~""1(::> "'~;jr:~ .; '~;;rt '~e'~'J1 ;;11'1 ,<: ~l~'~'n,lrtn~ -Pt<>c.~,) ",.,.,<: 'lIp
"~ r ~:; I"
I:::'
: ( '" f~' .. ,'II ..
,,'"
,~( ~ ' "I"
,';(-;\.'f'IT
"::r '<l'
,
",.-:.
.'J^n~If~j(~ .,..'1......"'..., i1I,,,''',.....!'vm., ''''''''ll,.,". ,,~_ :~l'!v"r;'" ,,,....... .."., '" .,,,.....r:. .... !''''H'' ..,.....,.....,,''',.
.
PERFORMANCE BON.
~ow THE~H0R:E. iHE CONl)rTlf')N OF THIS OBllC,\TION is juCh th~l. ,f CQnfraC,or ;,:....lil prnmcd'l ,nd :','llhruilv pP'lnr1T1
','Jld Cantr"c:. then :hlS ooligalion ,nJ11 be ,'1)11 and '/010: olherwis~ :1 5n,11l "~mdin in ;ull rnrc~ lnd eif~(~
The SUfP.(V her~by waives notice of .jny alteration Qf
e:e<:!enS1on Qi rIme made bv the Ownp.f
Whene'/~r Contracror shail be, Jnd declared bv Owner
\0 be in default under the Conlract. thl'! Owner haVIng
performed Owner's obii~a(ion'i there'Jnder. the Surety
may promorly remedy the default. Of 'inall promo!!v
,) Comole~e" the Cbntract in accordance with ilS term'i
Jnd conditiOn<;, or
2) Oblain 1 bid Of bids for comoleting :he Conrrac! in
.Kcordance wIth Its terms :lnd conditions. and uoon de.
,erminatlon QY Surety oi the lowest respon'5ibl~ bidder,
or, if the Owner elects. upon determination by the
Owner and the Surety jointly of the lowest responsIble
,.dder. arrange for J contract betwe<en such bidder and
Owner. and make lvaiiable as \Nork progresses [even
though there should :,e .1 default or J succesSion or
Signed anci :.ealed this
day or
'Wilrll'~~1
'.~,t'lfl('" I
defauit~ unrie~ ~ho? C'Jnlr,lC' or::0nlr<lct<, 'Ji comolo?~l{)n
arranged under thi< DdfJIV,lphl ~uifiClp.n{ hind.; to f)dV :ho?
cast of (omDIi<>tion 'e.;; th~ h.1Llnce ()I th~ ,ontr;jct DrIC~,
but not ~:":c~pdiflg, Incllldjn~ other ((').;t;: .1nr] ri,lm<l~e<,
lar wnicM (he Sur~~'I mJv ni<> li<lbi~ "'~re'Jnde' thp Jm()'Jnt
let 'orth in the ilr,:-r:J,H"~f.JD;' hO;>'~'Ji, Thp :erm "1');)IJn(e
of rhe (onlr;;ct arice," .)s IJ'i~d in 'hl< ;JJr;H~qDh, ;11,111
mean ~hf" tot..1 amount ;J,lv,lI,ie bv Owno;>r :0 C:Jntractor
under ;he CanrrJCi .;nd Jnv ,1m~lldment<; th~r~to, 1e~;
(he~moun{ properly ':J~id bv O\Nn~~ :0 C:Jnlr,lCror
.'~nv ;uif !)nde~ :hl'; bond muq iJe In<lrtU!~ri 'Jpfr)rp
the e:":olf;;tion 0( :\NO '2) '1p.Jrs :rr}m Ih~ j.lre r)n ','I/;'I(n
iinal p:]vm~nt under rh~ ConTract falls due.
,'10 right 0; iCtion shail ,Ic:rue' 0n 'hI'; ;,onrl :0 I)r 'or
the use of ~n\" per.;on or CQrOO(:}(lon ()ther rh~n !he
Owner named },ere,n or the heirs, ~,'(e(u(or". .Jomlnrs-
tracars or succes~or<; or :he Owner
,Q
;.: .~
"',"II1(.I/I,j/!
~...,,'
'''(''
,'lfrt'f\'J
),..,11
....IA)')C...'MfNf ....3,~ H~r"I;'-.~,'~H~, ,(',"<1) .,.'oJf: ",if",,'
'~"'.n,,''''v '''-:1 .;; :HE '""':;'1<:.,,,< :J-:;-;;,I." ,,('-,~;:,:"-,
';.'
...,'.......
./A;:;~II~lG -"r"~.....~.., ~...l"fr1r::::::.",.,01 '''''1'1'....
.,'" '<1,_ ",:;",'1 "-"--'
.. ~'l ~
-.-;~'Ir!'1n~ ,'."" ~n'1 ':In~u~"~ "-::1' '<:....<:..~~"(~""
.
.
THE AivlERICAN INSTiTUTE OF'-\RCHITECTS
.,-~~
,\:,.;:.V;;l
\\;"!~~,i' II}
.~_.,
~~~~2S
_;d...:L~~.J~ _
..~'" .
~
.------
AlA OOC'Jmenc A311
Labor and Material Payment Bond
THIS 3CNO is ISSUED SIMULTANEOUSLY WITH ::>t~FCRIv\ANC: 3CNO :N ~AvOR 'JF T1-\E
QWNER CONOlT!Ol'll:O ON ;HE ~ULL ,....NO ;AITHFVl ;I~:tF0RM,\o"'''C: OF ~HE C::)NTR/\Ci
:<>i<)W"LL ,'vIEN 3'( THESE PRESENTS: ,hal
'H~!~ .n1!!" '"il n"m.. II"! Hidr..'\ .~, Ie,;:.,; 1,,1>:, ". C,)n"~(tOfj
3S ?~1nc;cai. nere~naiter called o~incJoal. 3nd.
HO!'.e ;nlo!rl ~uil "~m.. lI.d ,ddr..n .,r I"l;~l "11<:, ", ~Uf.."f/
,15 5ur~~v, ,1ere!narter '::JHed Surety, :;.re heid and ":r;T1iv bound unto
HO!'." '''e'' ",II '''.om.. \1''':1 lnd..... 'H :,!,~..l .,,;.. ,." 0.....n...'
:3.5 '=bli~e~. 'ereq'ai~er::iiled :Jwner. 'or :he 'Jse lnd 'Je.,ei!c Jr ::Jlmancs ,i5 ~~r~'nheiow de!'ined. n :he
3.mount Jr
H"'f'" n,,~rt 1 'um ~<::lUol.l :0 JI ,'",UC .In...-;ni/ .,1 :nl! ~On.lrol.(1 Jrice!
Doilars ')
'or me :nvment 'Nner~oi ?:-inc:oai and Surer'! Jmo :hemseives. ~he!r :'e!r'3, ~xeC'Jror'5. ;;,omlnISH;:;,tors,
:uc:=:ssor'5 3.nd isslgns, ;ointlv1na 5e'If~~a!lv, :irmlV JV ~.hese :)r~sent5.
'/VHE?~.,,:,,5,
?-rnc 0;)1 ias -::v vr:(,e'l "gr~~me.,t jated
.0
~'lter~rJ n(e .:; ,,::-nff.1C Nltn ':-wner :or
....... 'n~.." 'J,I "~m..., \CClf"H "n.f.I ,1...,crHf"on "li rHo,e!:l:
;n J(::::::r.janc~ Nltn Drawings 3nd SpeciiiC3(10nS :::repared ~'l
'H'-I'" "'1<'''1 lull nAme Inrll<:irlfr:'H 'ft ',.t:ol.l :"I"! ",. "1(".,..-:0
.:::-:-::c
:'1 '~'~r~nr,:= -;--:;j,C~
_'''' -,er~c:r
lnc
-er~~.,;;..,~", -::,'o;:>:r.~'J
n
'he ,-=::::;n:i1C
. ,~.>.,; ~
,-- ,',"-
.,~ ,.,
. '''~
.- '_', { 'J ~ ; {' ~J r:
.;:,
""'; ,',' - -.~..
N"~r.
'!A;->'IING ,'r:'ir:~f"'>""- :}f1Olor:-:n'"n'1 ""l"!,,~
:::r:v"<::f'O ',,,...-.; _,,'On '<; ;U01..<:1'':I "'1'" 'J,......,..~'Jltnf1
LABe AND IY1ATERIAL PAYiYUe- BOND
,'l(~W ,HP.U()RE. fHE C::JNorr;('JN :;,~ n-;IS 081:(;.\,:01'1 :S ~uc,' :h.1f. :f .orrnCIOJI Sh.ll! promptlv m.lk~ p;wmen! :0 JIf
C'..1lm"ntS d~ ,'e~e!n.]ifer .-::e1ines:. 'or ,}jJ ;.lbor ,1m) !11.1rC'T.iI'J~€d r)r ;p.3<0n.,blv reouired for lJ"e in :he perffJ(rnanc~ of :he
~:;Jn(rac. ih~n ~hlS ooligal1on '.h...il je ;1')10. Q(ne"Nl'3e ,{ );'ad rem,)ln:n fuil force .lnd ~riect.'iJbleCL, hQwe'/I~r.;o rht> fo!-
:owin~ condition,>:
,.l" ,::-ialmJnt is deiined is 'Jne '"1;iVing a dire,:; con.
~rJC: \virh :he ?,inc:oal 'Jr .....,lh -l 5uOCQntr;Jctor !)r the
?'lnC1o"i :or :"oor. ,'n;Jre'iai. Jr borh. used Qr reJ'ion.Jblv
:e':luln~d 'Or 'lse In the 'Jeriormanc~ Qf ttH? (anlract.
,;,oor Jnd :T!;{rerIJl beIng ,:an..irlJe<:i ro :nduc1e 'h..r part or
N.::lter, gas. '::lOWer. !ighr. ;'eJe ad. gasoiine. ~eleDnf)ne
ie"llce: (Jr {,e('l(..f of '?cuiomenr jjr~c:lv JoollcJbie to 'he
C()nlrac~.
Th~ ,ioove named ?~lnC1P.lj Jnd Surely hereby
ioindv Jno ievp.railv ~~ree wllh the Owner :h.]t ~'/erv
c.ialm;l!H as herein defined. who has not been paid in
lull berore the ~:<piration ai 3 oenod oj nine{v (901
d;JVS after the dare on which the !asi oj such clajman(i
'Nork: or iaOor was done ar :Jerformed. or :nareridis 'Nere
'':urnished jv such d.umanl. mav sue on ~his bond for
,he use or ,uch ciJlmanr. :Jrnsec!Jre the SUIt to Final
i1Jd~menr ;'or such ,um ~)r ~um<; as mav be Justlv due
daimal1r. Jnd .".lve ,?)[eCUflon Ihe,,~..,n The Owner :;n.lil
m){ be :i.able for ',he ~avme"r "tinv costs or ~:<penses
:If Jnv 5UC,' SUIL
J. ,''-JO iUI! ,)r dcllOn ;hJd Je Cammf"nced her~'Jnder
::,v JnV ci;umanl:
,.1 L:nle~5 C:;;lInanl. olher th,Jn one navin,;; a direct
comrac: 'Nl(h 'he ~rinclOaL snalf havl'! given wnllen
,'1f)IICe to Jnv twO') of ,he ;oHowlng: ,he ?nnCIOJI. ihe
Gwn~r 0r the 5un~~'1 "Dove '1ameo. within 'llnp"Y :90)
:javs ~ller suc;,,:i:..mant dici :)r ;::eriormed (he ias; ()f
:he NfJrj( ')r i..oor, 'Jr iurnlshed ~he 'ast ()r 'he marertais
r()r .-vnlC:' -;alo ;:!alm '<;T1.Jde ,t<lrrng -.virh 5UOSlanf1Ji
Signed :3.na seaied :his
day :1T
IrV,ln,'<<1
':1/",.".."
accur.:'l.('( (he ,lmounr d..imed Jnd ~he name 0t (he party
~o wnom rhe malertais -.vere furnished. or for wnom
~he 'Nork ()r iabor 'NH done or performed. Such nOlice
snaH he ,er'.'eo by m"iling: the ~ame by regl'HereO mJil
or cerllfied mad; pOSI.:lge prepaid, in an envelope "d.
dressed to (he Principal. O\IVner or Surety, H any pl"c,?
wnere In orfic~ is regularlv mainrained for :he rrans-
.jc:ion oi bUSlneS'i. or served in ..nv manner in which
ie~al process m..v be :ierved in the 5la!e in whiCh the
dtore'.iaid ;JroJect i<; looted. save that such service need
no! be made bv ,} public officer.
01 After the expiration oi one (1) 'fear follOWing the
date on which Prinr.lpal ceJsed Work on said Canlract.
I! oeln't understood. howe'''!r. thaI if any limilation -:om.
bodi~d in rhi.. bond is proniblted by Jnv law canrrollin'5'
~he constructIon her~..,t ;ucn limj{aliOn )(,<111 be de'?med
ro be .Imended so JS ro be equal to rhe minimum period
or limir.lIion .oermifled by such law.
c; Other rh.ln ;n J irate court ot campe!ent jurisdiction
:n :lnd for the county or orher polihCill subdivl"ion of
:he Siare in which ~he ?rojecl. or any part thereof, is
,iruate-:J. or in the Unlced Slares Oi<;ricr. Court for the
dis;rlC :n '.vnlch :he ?~orect. or anv Dart thereof. is sit-
:Jared. and noc ~jsewnere.
.1 The Jmoun! of !hls bond 5h.tll be (~duced b... and
to ~he ~:'trent of Jnv pavment i)r p<iVmenfS made in good
,;alrh hereunder. ;ndu$ive or !he payment by 5ure{y of
,"'ec,~.lnIC::' ;iens whIch mav be filed QI :eo:ord ",';;.Jinst
;aid imOrQvement. N;,e~he" r)r not cLlim 'or :he amount
,')r sucn iien ':Je pre5enled 'Jnder ~nd Jg:ain~i ~hlCj bono.
19
:PnnC1ndil
;i~JII
rll("
{SUf"IVI
~('~II
C:.U('
_IA ;0f:'_',\.H'-Ir lil1
..,'
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'J.'., ",.....!:, 'I."H") \.'1I) \~H:K 'I'd') 'A,\:['{l,'1 "'~'.\j:'I: H'NI)
'."::-'~ ,"-;;'": ;lC...'1Tf.....~.; ,-/~ 'l.'J .'./,":;'-';11'1( ,;.'~I
I:,' .,
.!
'J.'\RNING, ~:r";r:1'!''''l~'' :-:r<nlor:'lOVlnC ',"nt"r~"l 'J.5. .;:::::'U1QTlt 1'lW"i ;Jm1 '''l '>ljOt..e~ ',", '''oal ::re<;~e~Jllnn
.
.
GENERAL RELEASE
(To be submitted with requisition for Final Payment)
KNOWN ALL MEN BY THESE PRESENTS, that
tC.Jmrac:orl
for and in consideration of the sum of
lawful money of the United States of America, to it in hand paid
by:
(CwnerlContrac:ing Agency)
and its successors and assigns and administrators, of and from any and all manner of
action and actions, cause and causes of action, suits, debts, dues, sum and sums of
money, accounts, reckonings, bonds, bills, speciaities, covenants, contracts, controversies.
agreements. promises, variances, trespasses. damages, judgments. patents, extents,
executions. claims and demands whatsoever in law and equity, whioh against the said
, and
(Cwner/C.Jntracting Agenc/)
JAtvlES A. RICHTER, R.A., now have or which heirs, executors. or administrators hereafter
can, shail. or may have. for upon or by reason of any matter, cause or thing whatsoever.
from the beginning of the worid to the day cf the date of these presents rising out of the
construction. in accordance with the contract entered into
cetween parties hereto, dated:
suopiements thereto.
, 19 _ and any admittance or
IN WITNESS WHEREOF, the undersignec corporation has caused this
agreement to be signed by its
affixed and duly attested by
and its corporate seai to be hereto
its
this
day of
,19
..;ttest:
Principai:
BUL:<HEAO RECCNSTC='-":C7iCN .3, RESTCPiOTiON
.
JUDITH T. TERRY
TOWN CLERK
~
"Co <;,UfFOl.t ~
\:;Y.'S:S.~ t'a~
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., " -~ '
0'= :..c.)
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~. en :0: 8~
'\~ J:!'
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.
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
October 4, 1996
John A. Costello, President
Costello Marine Contracting Corp.
423 Fifth Street, P.O. Box 2124
Greenport, New York 11944
Dear Mr. Costello:
The Southold Town Board, at a regular meeting held on October 1,
1996, accepted the bid of James H. Rambo, I nc. , in the amount of
$39,288.00, for the reconstruction and restoration of the bulkhead at Klipp
Park.
Thank you for submitting your bid on this project. Returned herewith
is your 5% Bid Bond.
Very truly yours,
~~
Judith T. Terry
Southold Town Clerk
Enclosure
. .
THE AMERICAN INSTITUTE OF ARCHITECTS
.
AlA Document A310
Bid Bond
Y3858
KNOW ALL MEN BY THESE PRESENTS, thatwe Costello Marine
C . C iHere ,n\erl full n..me .lnd .addren or leg..i lllle 01 (antaClorl
ontract1TIg orp.
P. O. Box 2124, Greenport, New York 11944
as Principal, hereinafter call~d tlie Principal, ana Utica Mutual Insurance COffinanV
180 Ge S N Ha f d N Y k l34t~re Insert full n..me .lnd .lOdre5S or le~",l tlffe ol-$url!ly)
nesee treet, ew rt or, ew or ~
a corporation duly organized under the laws of the State of new York
as Surety, hereinafter called the Surety, are held and firmly bound unto Town of Southold
Southold, New York (Here Insert full name and .lddress or leg.ll lItle oi Ownerl
as Obligee, hereinafter called the Obligee, in the sum of
of amount bid
Five Percent (5)
Dollars 15 I,
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, Jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
Reconstruction/Restoration of Bulkhead
Klipp Park, Manhasset Avenue, Greenport, New York
{Here Insert full name, address and aescrlOtlon of prOleCt]
NOW, THEREFORE. if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract
with the Obligee in accordance with the terms of such bid. and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful periormanc:e or such Contract and for the prompt
payment of tabor and material furni'ihed in the prO'ieCUClOn thereof, or in the event of the iailure of the Principal to enter
such Contract and give such bond or bonds, if the Principai shall pay to the Obligee the difference nor to exceed the penalty
hereof berween the amoun( specified in said bid and such larger amaun( far which the Obligee may in good faith contract
with another party to perform the Work covered by said bid. then thi'i obligation shall be null and vOJd. olnerwl5e to remain
in full force and effect. '-
Signed and sealed this
10th
day of
September
1'.'96
~JlHA'\MJ ( itMa
(Witness)
Costello Marine Contracting Corp-
I ~/l _ d;'lI"'l1ao.. . "
. ~ ~":?'-7::~
L.-e....._'-.~
,ttOhn Costello (Tiete) President ---
1.;;;::~I~~e;;:~ ~~ai)
Marie ViVenizo (Tille) Attcrney-int ct
(Sean
'-'1YLa~ I~
.'----'
I~
(WiUlessJ
AlA DOCUMENT A]1a . 1110 BONO. AlA ~. FEBRUARY 1970 ED . THE AMERICAN
INSTITUTE OF ,o\RCHITEC7S, 1735 N.Y. AVE., N.W., WASHING.QN, O. C. 20006
1
. .
UTICA MUTUAL INSURANCE COMPANY
NEW HARTFORD. NEW YORK
N 253
O.
-
POWER OF ATTORNEY
Know all men by these Presents, the UTICA MUTUAL INSURANCE
COMPANY, as a New York Corporation. having Its principal office in the Town of New Hartford. County of Oneida. State
of New York. does hereby make. constitute and appoint
William F. Siudse!l, ,Jr. I Marie ViVenzio, Mark S. Gursky
Selden. Nel" York . d .
~s true and lawful Anorney(s)-in-fact in their separate capac~y n more than one IS name above to make, execute. sIgn.
seal and dallvery for and on its behalf as surety and as its act and deed (w~hout power of redelagation) any and all
bonds and undenakings and other writings obligatory in the nature thereof (except bonds guaranteeing tha payment
of principal and Interest pf notes. mono.aae bonds and mongages) provided the amount of no one bond or undenaking
d three fl11110n and lJOnOU------------ D II ($3 000 000 00--- )
excee soars ' ,. .
The execution of such bonds and undenakings shall be as binding upon said UTICA MUTUAL INSURANCE
COMPANY as fully and to all intents and purposes as W the same had been duly executed and acknowledged by Its
regularly elected officers and Its Home Office in New Hartford. New York.
This Power of Anorney is granted under and by authority of the following resolution adopted by the Directors of
the UTICA MUTUAL INSURANCE COMPANY on the 27th day of November. 1961.
~Re$olyed. tnat the President of any V,ce.PreSIClent, in conjunction wit" the Secretary or any AsSIstant Secretary, be and they are herecy
aU1horized and empowered to apooint Anorneys-in-tact of the Company, in its name and as its acts. to execute and acknowtedge tor and on tts
behaU as Surety any and all bonds. recognizances. contracts of Indemnity and all o!her wntlngs ObligatOry In !Me natura mereof, with power to
anaen theretO the seal of the Company. My sucn writings so ltxeCU'1l!1d by such Anorneys-in-laC1 snail oe binding upon tne Company as tt they
had been duly aeknOWlecged by toe regularly eleaed Officers of the Company in their own proper persons.
"No Theretore, the signatures 01. such officers and the seal of the Como any may be affixed to any such Power of Attorney by. facsimile.
and any such Power of Anorney bearing such facsimile signatures or seal snail be valid and binding upon the Company"
In Witness Whereof, the UTICA MUTUAL INSURANCE COMPANY has caused these presents to be signed by Its
Authorized Officers. this 11th day of November '9--2}
STATE OF NEW YORK
COUNTY OF ONEIDA
}
sse
UTICA MUTUAL INSURANCE COMPANY
~~/~
Charrman lot the Board
ChIef ExeClllive Officer
~~u~
Secretary
On this II th day of November 19 ....2.L before me. a Notary Public in and for the State of
New York. personally came W. CRAIG HESTON and GEORGE P. WARDLEY to me known, who a.cknowledged execution
of the preceding instrument and. being by me duly sworn. do depose and say. that they are President and Secretary
respectively of UTICA MUTUAL INSURANCE COMPANY; and that the seal affixed to said instrument is the corporate
seal of UTICA MUTUAL INSURANCE COMPANY. and that the said corporate seal is affixed and their signatures
subscribed to saId instrument by authority and order of the Board of Directors of said Corporation.
In Testimony Whereof, I have hereunto sel my hand at New Hanford. New ;:ork, the day and year first above
wrmen. .,j . /' / IJ ,;;; /
,j )21.. {" f~" '/
Hichael J. ;yss
Notary Public
STATE OF NEW YORK
COUNTY OF ONEIDA
}
ss:
In Wttness 'Nhereof.
York. this 10th
have hereunto set my hand and affixed the Seal of the said Corooration at New Hartford. New
day 01 September 19 ~ J. .~
~..l.w~., _~
; -' ,'. Ststant Secretary
.
.
ACKNOWLEDGMENT OF SURETY
Ox Utica Mutual Insurance Company
o Graphic Arts Mutual Insurance Company
STATE OFnnn...nn~~~..Ig.J;:~....1
COUNl'Y OF...n...2.\if.19J.t...J
On thisnnn......JQt.h........day oL.........n.......n.......;?~J?t.~J?~J;.....nn .........n.19nnn2Pbefore me personally came
did.d~n;;;d.;;~~;~h;~~e.i;;::::....:::::::.~.~~!iijj5.~~~......!'f~~:..y.~~~.:~:':.:~~:.~~~n~:..~..~:~.::::
that he is Attorney-in-Fact of the Corporation described in and which executed the attached instrument.
that he knows the seal of said Corporation, that the seal affixed to said instrument is such corporate ';"a1;
that it was so affixed pursuant to power conferred on him bya Power of Attorney granted, to hi", by said
:~~~:~n and =:=~;nt as Atto7T7F~ CZ=1Pj=t to su~
QualJt~ ~~:=:>>County1 t2-J..Jy...JJ1:dIL(::Ii~~.........nnn........:
Commission E'x;:nie. March 30. 9.Z-I / ; NDTARY PU8~_..m"'h.'-
V
PRINCIPAL'S INDIVIDUAL ACKNOWLEDGMENT
55.:
STATE OF......__.__n..__n.................!
55.:
COUNl'Y OF...............................
On this...__......__......__......__.day of.......__..__......__..__..__.......n____...__..........n...__.__..n...19...__..., before me personally came
................n........nnnnnn.......__.__.........n...__...............nn__.__n.........__n..__............____..........__.__....., to me known and known to me
to be the individual described in and who executed the foregoing instrument, and he acknowledged to me that
he executed the same.
NOTARY PUBLl C
PRINCIPAL'S CO-PARTNERSHIP ACKNOWLEDGMENT
STATE OF.....__.....__...........n...______!
55.:
COUNl'Y OFn...__.__.__.....__.....nn.
On this.............n.n........n..day of.__..............__.....__.nn__..............n.n...........n...__..__19..__..__, before me personally came
:.....:::.:............:...::............:...:::.............::..:.........::::::..........:....:::......::..::.....:..:.:..:.::.:....::........................................:.~..:et::; :'o~ ::=:~p::
to be the person who is described in the foregoing instrument and he acknowledges that he executed the same
as and for the act and deed of the said Co-partnership.
MOTARY PUBLJ C
PRINCIPAL'S CORPORATE ACKNOWLEDGMENT
WlLUAM F. BINDSEIL. JR.
Notary Public. State 01 N_ York
No. 52-0294800
Qualified in Naeaau County a-7
Commie.ion Ex;>;,ae March 30. 19ZJ
On thisnnJ9.thnn.__.n..nnday of.nnnnn__.~~p.1;mnb.e.);'......n__n__...........nnn....nnI9...29., before me personally came
..nnn...)QM...CQ!?1;!;ll9n__.........n.__..nnn__.n...nnn__.......__...n........__..........__.n...' to me known, who, being by me
duly sworn. did depose and say. that he resides in.nn...nnGX!;l;UpD.rt.,...NewnyD.rk.....____........n...__.....____nn....n.........;
that he is..... .... P:t:es.idl;U.t........ ................0f...........__....GQ13.tellD...11arine...Cout:t:ac.ting...Co:t:p.....................____, the
Corporation described in and which executed the foregoing instrument; that he knows the Corporate Seal of
said Corporation; and the Seal affixed to said instnunent is such Corporate ~t it was so affixed)>y order
or the Board or Directors of said Corporation, and that he signed his name thereto by like onler. I
.____.._..__._______._..~~_./L__~___;;~~~,~:~~~_~_:~~:~.._on
- 'lOH~\' -:"19L-:-':
STATE OF.---Jl~~n.X9.~~............l
55.:
COUNl'Y OFnS.WJg.+.Js..........n.
UTI<ttMUTUAL INSURANCE COM.NY
FINANCIAL STATEMENT AS OF DECEMBER 31, 1995
From Annual Report Filed with New York Insurance Departmern
IJSSETS LIABILITIES fWD SURPLUS
u.s. Governmernal Direct Guararneed Bonds. .. $ 191.628.832 Reserve for All Losses. . . . . . . . . . .. $ 596.117.277
All Other Bonds. ............................ 1.009.991.147 Unearned Premiums. . . . . . . . . ... 240.360.246
Stocks. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64.224.789 Reserve for Claim Expenses. . . . . 189.148.006
Mortgages. . ......,......................... ..0- Dividends. . . . . . . . . . . . . . . .. . . . " 8.482.052
Cash . .. . ..... .............................. 12.207.445 Taxes Accrued. . . . . . . . . . . . . . . .. 7.439.802
Equities & Deposits In Pools and Associations.. 9.340.327 Federal Income Tax. . . . . . . . . . . .. 6.127.003
Premiums in Course of Collection. . . . . . . . . . . .. 89.081.184 Amoums Withheld on Accourn
lrnerest Due and Accrued. . . . . . . . . . . . . . . . . . .. 18.417.014 of Others 20.384.031
Other Admitted Assets. . . . . . . . . . . .. .. . . . . . ... 68.197.355 Provisions for Reinsurance 13.424,847
Miscellaneous Accoums Payable 50.546.613
Total Admitted Assets. .... ......... $ 1.463.088.093 Total Liabilities $ 1,132.029.877
Surplus Funds:
Dividend Reserve. . . . . . . . .. .. . .. . .. . ... $
General Volumary Reserve. . . . . . . . . . . . .
Special Cornlngern Surplus. . . . . . . . . . . ..
Divisible Surplus. . . . . , . .. .. .. . . . . . . .. ..
Surplus as regards Policyholders. . . . . . . . . . . . . .
2.558,907
1,500.000
1.700.000
325.299.308
331.058.215
Total... ,
$
1,463.088.093
STATE OF NE'N YORK
COUNTY OF ONEIDA ss:
W. Craig Heston. Chairman & CEO of the UTICA MUTUAL INSURANCE COMPANY. New Hartford. New York. being duly
sworn, says that he is the above described offlcer of said Corporation. and that on the 31 st day of December. 1995: all of
the assets shown above were the absolute Prtlperty of the said Corporation. free and clear from an' liens or claims thereon
except as above stated. and that the foregoing statement Is a full and true exhibit of all assets and liabilities of the said
Corporation at the close of business December 31. 1995. according to the best of his knowledge. information and belief.
Subscribed and sworn to before me the 19th day of March. 1996.
pjacItuiJ
j) ~ I~
Chairman & CEO
Notary Public in the State of New York
Appoirned in Oneida Coumy
My Commission Expires April 3D, 1996
Attest
~ \-> \J~
Secretary
8-B-5o Ed. 4-96
,
.
.,~~
,~~ ~ ';)\lfFOl.t ~ ~
)Y5:::>.~~'.'
~~ ~7<
~i5 ""''2
.~ C/O ;e :~
~ -,
,,~ ~.:j
'" ~ . "",y
~O./ + i-~/
~;~
.
JUDITH T. TERRY
TOWN CLERK
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
October 4, 1996
Lawrence M. Tuthill
New Suffolk Dock Building
1215 Inlet Lane, P.O. Box 162
Greenport, New York 11944
Dear Mr. Tuthill:
The Southold Town Board, at a regular meeting held on October 1,
1996, accepted the bid of James H. Rambo, Inc., in the amount of
$39,288.00, for the reconstruction and restoration of the bulkhead at Klipp
Park.
Thank you for submitting your bid on this project. Returned herewith
is your $3,500.00 Bid Bond.
Very truly yours,
~~
Judith T. Terry
Southold Town Clerk
Enclosure
,
.
FRlJ1 : P~scni c FAX SYSTEM
.
F'\-GE ~.
Sep. I2l3 1996 01:01F,1 P3
OFFER OF SURETY
(To be Completed by Each 8idder)
BOND # GE-5795319
,.
/
r
In the event the above Proposal is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
Sigred
GULF INSURANCE COMPANY
SUREiY COMPANY
n ''"'7/I.? ./:1. /
Yew So.) .{f.,jk ..!/oi-I<., Ov, j 111 f "'~ ~.,j~ltl
.. / I
;::',. i!$~ a t'l'! I
ov)./~n\.
(Bidd"')
CERTIFICATE OF SURETY to be signed by a duly authorized official. agent or attomey
of the Surety Company,
In the event that the above Proposal is accepted and the contract for the work is awarded
to said SOUTHOLD TCWN BOARD
the
(BidO~}me1NSURANCE CQMAPNY
will execute
(5urOtV Compony)
the Surety Bonds as herein before provided,
.
"
,.
,'.
Signed: ~J-ok~ '60 ~
A"IllOlUd Offlolol Agent. or Attorney DEBORAH BEL TON, ATTORNEY-IN-FACT
..\.
Date: SEPTEMBER 12TH, 1996
IMPORTANT: THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN LIEU OF BID BOND, OR 610 MAY 6E REJECTED.
BULKHEAD RECONSTRUCTION & RESTORATION
E-1
'-',_,,_'~.;;;':1';"""'Ii_.'~
_N:..
-~ .-. ...-.-,....-
.' '~,; .n# '~~~~~~_' ,. "~:.~~~~~~;.:~4ht':~{~~~~.;,~:.;:;;~::.~~..
-.
... ';.,,:,:,",.t;...;,.;.~,':';'~';t;".~
\
.
.
THE A\/1ERICAN lNSTITUTE OF ARCHITECTS
"
AlA Dcc:;memA310
Bid Bond
BOND # GE-5795319
Kl'JOW ALL J\iEN BY THEe PREcI'lTS,
1215 INLET LANE
GREENPORT, NY 11944
4S Principal, herein..iter ailed the Principal, and
5550 W. TOUHY AVENUE
SKOKIE, IL 60077
a cnrpor.tion duly organized under the laws oi the Slate oi MISSOURI
as Sure!y, herein.iter ciled the Surety, are held .no firmly bound unto SOUTHHOLD TOWN BOARD
'l'OWN HALL - 5309 MAIN ROAD :Here inler. loai! naml:' #lCI 4cicltTP or 1"111 lil;e 0' C""'HI
that we NEW SUFFOLK DOCK BUILDING
(H~ft' In!ffr lull na",t:' ~"d ...::dl~ -=r !~~j !iill:' 131 C~"~c:rol't
GULF INSURANCE COMPANY
(H_ ;....11 Juil ""''''Of' ~..d ~dd't!" Of' !C!;lj filiI:' 01 S"~t'rl
as Cbii3ee, herein.iter oiled the Obligee, in t."e sum 01 THREE THOUSAND FIVE HUNDRED DOLLARS
AND 00/100--------- Coilars C53,500.00----J,
fer the p.;yment of '.Yhic.~ sum 'NeB ;:ir.a tTuiy ~ be macie,. the s.ici ?:indpci .;nci the s..id Sure!"/, binri
~ul'5e!v.es~ our :'e~~. ~-e!:::tcrs. 3dmjni~ttGtc~, 'sUC=:!:5Sors .:.i.nd a-Ssil$!'!s, Jointly and ~e..,;z~Hy, firmiy ::v
th~a ::r!!::ent.
~Nj., E:t;:A.:. the ?rinc:p.;i has suomittec a ~ici for
3UL~H~D RECCNSTRUCTICN & RESTCRATICN
:<LIPP ?ACK
MA!.\JHASSET A VENUE
GREENPORT, NY
NOW, 7i-U:~::rC:U:. if \r:e Cbiiae'e :nlil .c:=t the bid lJi the ?rinciDli .nli ~he .'ri"coil snail enter into ~ c;'nlr;.C1
'MIL' ?."1e Cbii,!ee in ,:c:~rdinQ -Mlh the temn 0; 'UCI bid. ~d JiYe ,uc, bona Ot CQnC:S .n rmy be ,~fied~.j" th~ biddln~
or Conmc: CoC'..:mentl ....,th .iCed :.nci !.uificient :un:~ let the iailhfui peno~nC1: 0; ~uCi'1 Contract ind rot lne ::ttompt
;:..vment of I~Dr :.nd :naren.;i fumrsnea in me ~roset".U1on lhen!oi. or in the 1="1cnl 0. the f.ailure at the ?rincip31 to en~r
suc."'.l C""lr=c: ;nd ~ ~uc.., =ana or benes. ii the ?rinc.i~i :nail ;2ay to tne ObH!~ the ciiife~a nor to ~m the ;:Ien.;tty
;'ereoi ~W'e'!!f1 :.o,e .1mOU"t !DeCiied :n ~id ~ia ;nd ~ucn !;~er ~mount for wnic."1. rJ1e Cbli~ may in 3000 f;i..h OJntr..c:
.....nth ""ott'lller ?artY ~ ,er.'arm the Won: COV1!!reC by 'Soifci ~id. then this obfiption shall oe nuil .;nd ..,.,id. otherwne to rem~in
in :Uii fo~ ~nd ene"'..L
IH~te ;1\1t:1t fuii f1.ame. ..\dare-lI..na 'Je'2c..eiollon ~i ~rol~l
Signed ana sealed :nis
12TI1
d.y oi
SEPTEMBER
1996
NEW SUFFOLK DOCK BUILDING
(Wiuzl!!3'J
I
I BY:
(p"neil'';)
(5~..JI
muoJ
,
(
, "
\t.(c
J).,Lel JcJ r: /;KJJcYjlk (
" (Wd".".) 1
GULJi'---INSURANCS COMPANY
~ _ ,- '\ rSU"''''t ,) \ rSe,il
BY: \\, '- ~ ~",-,I't..\-' \..)C\~\
DEBORAH BELTCN (Tide) ATTORNEY-IN-?ACT
..i..... .ooc:JMENT A.JlI. 310 3CNQ . AlA ~.. ;oaUAJl,V 1".0 EO . 1liE AMERION
~:7"..;-:,! ::;: ......c:~lnc: ~:-:: .i:~_ .~. _~'N.. ',llfAS"rtINC":"::N. :to '.:. ~
\
Sr.A'!'Z OF NEW YORK .
l
ss.;
COmITY OF NEW YORK
.
day OT
DEBORAH BELTON
12TH
SEPTEMBER
1a~ 'cei=:::e per-...onally =e
:0 :ne lc::cWt:, who, being by me duly SW<lC,
Cn.1..';~
did cie;:o:se a::d saY' tl:a~ he ~ ;,., N'EW YORK
that. he:s ~-\.:OC--.r-in-Fac: or t:e CJ~1ion ,..,_.--~ in a:ci.wbi6 exec"~ the a~~""'; L1...~t;:
~ he . k=.oW'S ~e seal or s.:id COJr;:oraCpl:.,. t:tat tl:e se:al ~m--1 to .said ir1str.JJ:::::e::t is suci1 corpar:tte 5e3l;
..."-,, it = so -m-:ea. !:,Uo.-::U=>: to paw= conier-e-.:l on him by a. P6we" of. . r:J!!'}' ~ to him by said
~r;Cr:1t:.on ~:;. h.e sig:ed. saicij;;s;",:mc.t.a:sA1-!"l'l"-!ey-in-F~ r;cr;nicn ~ to sue::.
auC.ccr/. ~' PAUL KUSHr>.JER .. -
. Notary P.!Jbl.'iC_.::;.~3t~ of New York. /h I ~. # #
No ~~ 7':,29&355 ~
Qualifieci i~ ;'Jzssau County DV
CommisSion Expires July 31. 19.E ~ .'1CTUT ~u
'------ . ~~CP.ti.'S rnnIYmu.4.L .'!.l,;='fOWLZDGiiIDfT
S'r_;"=Z OF
$S.;
COl:N'!'"l" OF
en. ..:....;~ d.ay cL 1 Q----, beiore ::le p~y =e
, to me k:::.cwn = lc::cwn to :::.e
to be :1::.e i::.d.i~1ici.ual c.esc::.::ee. i::. az::.c. -:me ~e:"':'2d. the foregoing ~.I::e:lt.,.mci he a"':- cw~-s~ to r::e that
. . .
.J.e ~~..:::_~ :::eC'":i-e.,
!iOTJAT ?U8L~ C
p~mCl' .U:S co-c .-;.B:::,':~r-~-..-;:m> A.CQl'OWLEDGU!EN!
S'I'_;":::; O~
C~Cf:"7' CF
c!:. ....~~
';';;.'70":
~a_ b~ :::::.e ;er:cna.ily c::::.s
a. :::.e=.i::e:- .of.::e ~~.:'" or
to me k::.owu and. 3.::::.awn to ::::.e
he ad::::cwieciges t!:a: he~..:t2d. t:e s:;:r;:.e
:c :e :::.e ~e=::on ?rile is ci~C::=eC. :::. =.s f~it:g ins::":-o"":t ;r~
as ::-,.; :or -:::'e ac: ~ ci~ or :e siici Cr:'-ar=e..~
JtouaT ?UBI.1 C
~CP..4.L'S COJL.~~ a~Owu:n~
~~':'Z OF
ss.;
COmrrY OF
On....i~
"'!2Y,."r
1'!~ be:cre me 9-"' ~;Yy =me
to me lc::awn, wile, bemg by me
duly swcr::. dici ~ and. say, == !1e:esides ;.,.
'6= :::e;c:".;. the
wr;cz::.ticn ~..bed. =. mci ?1cicii e:ec-..:mci. t:.e ~ ~ -::at: he ~ t!:e Wz:i^'4..t.: Sesi at
~i,.; C;r;:o~ :=i the Seal ~ :0 sail:i ==-=~ is sud1 C:lr::-^'4=: Sea.l: tll2t it was sa as::=ci by r~
or tl1e E=r.i or ~i==c of. said C%:'....c=::cn. mli d= he ~ his = tl:=e= by Iike aMe:-_
i'lQTJJll' ?'llSl.lC
\
. GULF INSURANCE cl,PANY
. .. KANSAS CiTY, MISSOURI
POWER OF ATTO~"iEY
ORIGI:>iALS OF THIS POWER OF ATTOR:\EY ARE PRINTED 0:\ HIXE
SAFETY PAPER WITH TEAL I:\K. DePLlCA TES SHALL HAVE THE
SA..\1E FORCE A.'iD EFFECT AS '\.~ ORIGI~AL Ol'lL Y WHE:"i ISSUED I:\"
CONJUNCTION WITH THE ORIGINAL.
KNOW;-"; ALL ME~ BY THESE PRESE:-.iTS: ThaI tll.: Gulf fnsuran~t: Com-
pany. a <.:orporati\ln Jul~' organizl:d unUlOf the !;l\VS of the Slate of Missouri. having
us prin.:ipaJ office in the >2lty 0f Irvmg;. T cus. pursuant to the followmg resolution.
adopted by the Finance & ExecutIve C'.1mmltlCe of :he Board ot Directors of lhe said
Company on the 10th day of August. 199~. tll wit:
""RESOL YED, that the President Executive Vil.:c Pn:silknt or any Senil)f Vice
President of the Company shall have a'ulhorilY to make. execule and dc'liver a Power
of Attorney constilur.ing as Altorncy-in-Fal.:t. sUl.:h pcrsom. firms. or corporations as
may be selected from time t() time: ;ImJ any such ,-\tlorney-in-"act may be removed
and the authoritv granted him revoked bv the President. or any Executive Vice
PreSIdent, or an;" Senior Viee Prcsidem. "Dr bv the Board 01 Directors nr by the
Finance ;Ind Executive Committee of (he Board of DireclOrs. -
RESOLVED. that nothin!! in this Powcr of Attorney shall Ix construed as a ~rant
of aUlhoritv to the 3.nomev(s;=in-fact to sign. execute. acknowlcd1!e, deliver nr (~her-
wise issue'a policy or pclicics of insurance lln behaJf of Gulf Insurance Company.
RESOLVED, that the si~nature vi the President. Exccutive Vice President or
any Senior Vice Pre-;ident. ;Ind the Seal of the Company may be affixed to any wch
Power of Attorney or any ..:ertiticate reJatmg thereto by iacsimile. and any such
powers so executed and certified by facsimile signature and facsimile seal shall be
valid and binding upon the Company in the fUlure with respect to any bond and
documents relaiin!;! 1:0 such bonds to w'hich they are attached."
Gulf Insurance Company does herehy mak~. clmstitute and appoint
BOND
NUMBER GE
.
5795319
PRINCIPAL: NAME, ADDRESS
CITY, STATE, ZIP
NEW SUFFOLK DOCK BUILDING
1215 INLET LANE
GREENPORT, NY 11944
EFFECTIVE DATE
SEPTEMBER 12TH, 1996
CONTRACT AMOUNT
$ 70,000.00 EST.
( BOND AMOUNT
l $ 3,500.00--------
DEBORAH BELTON, STATE OF NEW YORK
ilS true and lawful auorney\sl-in-facl, With full power and authority hereby conferred in its name. place and stead. to sign. execute, acknowledge and deliver in its
behalf. as surety. any and all bonds and undertakmgs of suretyship. and 10 bind Gulf Insurancc Company thereby as fully and to the same exlenl as if any bonds,
undertakmgs and documents relating to such bonds anLlfor undertakings were sl,gned by the duly authOrized lltficer of the Gulf Insurance Company and all the acts of
said attorneyis)-m-facl. pursuant to the authorilY herein given, are hereby raIl tied and contirmed.
The obligati0n of the Company shall nO{ exceed one million lSI.OOO,OOO.OOl dollars.
IN WI~SS WHEREOF, the Gulf Insurance Company has caused these presents to he signed hy any officer of the Company and its Corporate Seal to
be hereto affixed.
~ [ ;)/~
STATE OF ~EW YORK l Christopher E. Watson
) SS President
COUNTY OF NEW YORK I "
On this 1st day of February. 1994 A.D.. before me came Christopher E, Watson. knm\'" 10 me personally who bein~ by me duly sworn. did depose and
say: that he resides in the County of Westchester. State of ~'ew York: thai he is the President of the Gulf Insurance Company. the corporation described in
and which exec:uted the above instrument: that he knows the seal of ..aid corporation: that the seal affixed to the said instruments is such corporate seal: that
it was so affixed b~ order of the Buard of Directors of said corporation and that he "i~ned his name. thereto by like order.
(;LLF INSuRA!\CE COMP~:"lY
ss
1~L.~
Ursula Kerrigan
So. 02 KE 5043950
Qualified in New York County
Comm. Expires May 15. 1997
STATE OF NEW '''ORK
COlJNTY OF ~EW YORK
I. the undersi~ned. Senior Vice PresidcnI of the Gulf Insurance Cnmpan\'. a \<lissouri
attached POWER OF A TfOR:'IlEY remains in full rorce. .
/~>,
-. d d Sid -. ,. ,,"~~:.. \
Sll1;nc an _ e<l C ;jllhe Cl[~ IIf ';ew York. .:::~ / c_~ ',,,\ ~
~ SE~-\L
Corporation. DO HEREBY CERTIFY that the foregoing ::md
:bll.tl the 12TH
d:.n 01 SEPTEMBER
!IJ96
,~
\ '~;
,
~
-;-
C;, /\(' ^ -+-
, ! '~'\L-
~~
. .i\\n'fJt:L' \liniH:f
.....'r",. '~""'l(:t"'.
.
.
JUDITH T. TERRY
TOWN CLERK
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION WAS ADOPTED BY THE
SOUTHOLD TOWN BOARD AT A REGULAR MEETING HELD ON OCTOBER 1, 1996:
RESOLVED that the Town Board of the Town of Southold hereby accepts
the bid of James H. Rambo, Inc., in the amount of $39,288.00, for
furnishing and supplying all labor and materials for the reconstruction and
restoration of the existing bulkhead located at Klipp Park, Manhanset
Avenue, Greenport, N.Y., all in accordance with the bid specifications.
tZ/../nf ~~
~di;h~j-. Te':.'".~_._ rf
Southold Town Clerk
October 2, 1996
\.
.. , -- ., ...
.
.
.
.
.
PROJECT DESCRIPTION
BULKHEAD RECONSTRUCTION & RESTORATION:
KLIPP PARK, GREENPORT, TOWN OF SOUTHOLD, NEW YORK
THIS PROJECT INCLUDES NEW FILTER CLOTH AND NEW SHEATHING FOR THE
RECONSTRUCTION AND RESTORATION OF APPROXIMATELY 395 LINEAL FEET OF
EXISTING BULKHEAD.
GENERAL DESCRIPTION:
.
INSTALLATION OF APPROXIMATELY THREE HUNDRED NINETY FIVE (395')
FEET OF NEW BULKHEAD SHEATHING. TWO HUNDRED SIXTY FIVE (265')
FEET SHALL BE IN ACCORDANCE WITH THE TYPICAL BULKHEAD SECTION.
(SEE TYPICAL SECTION SHEET # 2). ONE HUNDRED THIRTY (130') FEET
SHALL BE AT EACH SIDE OF EXISTING CONCRETE RAMP. (SEE DETAIL
SHEET # 3).
EXCAVATE TO A DEPTH OF 2'-0" BELOW EXISTING MUD LINE BEHIND ALL
EXISTING BULKHEAD SECTIONS THAT REQUIRE NEW SHEATHING. ALL
EXCAVATED MATERIAL SHALL BE PLACED ON SITE WITH SILT FENCE AND
HAY BAILS AT THE PERIMETER TO PREVENT RUNOFF FROM ENTERING
TIDAL AREAS.
.
.
BULKHEAD AREAS REQUIRING WORK SHALL HAVE ONE LAYER OF FILTER
FABRIC INSTALLED BEHIND ALL NEW SHEATHING. INSTALLATION SHALL
BE CONTINUOUS WITH A MINIMUM OVERLAP OF 2'-0".
.
THE EXISTING BOAT RAMP SHALL REMAIN OPEN DURING THE COURSE OF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL NECESSARY
SAFEGUARDS TO ENSURE SAFE ACCESS.
.
THE TOWN OF SOUTHOLD SHALL NOT BE RESPONSIBLE FOR MATERIALS
AND EQUIPMENT LEFT ON SITE. PROPER FENCING AND BARRICADES
SHALL BE INSTALLED TO SEPARATE THE WORK SITE FROM THE GENERAL
PUBLIC.
REQUESTS FOR FURTHER INFORMATION AND ALL INQUIRIES SHOULD BE
ADDRESSED TO THE ENGINEERS OFFICE: S.T.E.D., PECONIC LANE, PECONIC,
NEW YORK 11958. ATTENTION - JAMES A. RICHTER - (516) 765 3070
The foregoing Project Description is provided for general information only. It is not
part on the Contract Documents. For the specific provisions and requirements of
this project, please refer to the full Specifications and Contract Drawings.
.
.
INDEX TO SPECIFICATIONS
PROJECT DESCRIPTION
BIDDING REQUIREMENTS
Invitation to bid
Instruction to Bidders
Proposal Form
N.Y.S. Affirmative Action Certification
AlA Bid Bond
Offer of Surety
A-1 through A-1
B-1 through B-2
C-1 through C-2
0-1 through 0-1
AlA Document # A31 0
E-1 through E-1
GENERAL CONDITIONS
AlA General Conditions
Supplementary General Conditions
AlA Performance Bond
General Release
Prevailing Wage Rates
Compliance with Labor Law &
other Dept. of Labor Regulations
Non-Discrimination Clause
AlA Document # A201
F-1 through F-2
AlA Document # A311
G-1 through G-1
H-1 through H-1
J-1 through J-8
K-1 through K-2
CONSTRUCTION SPECIFICATIONS
General Conditions
Part 1 - General Specifications
Site Plan
.
Sections & Details
Page 1
Page 2 through 4
Drawing # 1
Drawing # 2 & 3
.
.
INVITATION TO BID
PROJECT: BULKHEAD RECONSTRUCTION & RESTORATION
KLIPP PARK, MANHANSET AVE., GREENPORT, NEW YORK
The Town Board of the Town of South old will receive bids for the restoration and/or
reconstruction of an existing bulkhead located at Klipp Park in accordance with the
Specifications prepared by James A. Richter, RA, Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958.
Bids will be received at the office of the Southold Town Clerk, Southold Town Hall, 53095
Main Road, Southold, New York 11971, until:
11:00AM
Thursdav
, September I? 1996.
All Specifications are provided herein.
A fee. of twenty five dollars ($25.00), cash or check, made payable to the Town of Southold
will be required for one (1) copy of the Contract Documents. There are no refunds.
This invitation to bid is not an offer and shall in no way bind the Town of Southold to award
a contract for performance of the project. Should the Town of Southold decide to award
a contract, it shall be awarded to the lowest responsible bidder.
The Town of Southold reserves the right to waive any informalities, and to reject any or all
bids, and to retain bids for 45 days from the date of receipt. The CONTRACTOR MAY
NOT withdraw his bid during this period.
Bid security in the form of a certified check or bid bond in the amount of 5% will be required
of each bidder.
Performance bonds in the amount of 25% of the contract price shall be required of the
successful bidder.
Please advise if you intend to bid or not.
Dated: August 20.1996 BY ORDER OF THE SOUTHOLD TOWN BOARD
By: Judith T. Terry
South old Town Clerk
BULKHEAD RECONSTRUCTION & RESTORATION
A -1
.
.
INSTRUCTIONS TO BIDDERS
A. PROPOSALS
Proposals must be made in strict accordance with the "Proposal Form" provided. The bidders shall
write in ink, both in words & numerals, the price for which he proposed: to furnish all materials, plant,
equipment, tools, shoring or bracing, scaffolds, or other facilities, & to perform all labor and services necessary
for the proper completion of the work in strict accordance with the plans and specifications, and subject at all
times to the approval of the Architect.
Proposals shall be addressed as indicated on I nvitation for Bids and shall be delivered enclosed in
an opaque sealed envelope marked "Proposal" bearing title of work, and Bidders Name.
No proposal shall be considered which has not been received by the Southold Town Clerk prior to the
hour and date stated.
Each proposal must be signed in writing with the full name and address of bidder.
B. PROPOSAL GUARANTY
A proposal will not be accepted or considered unless accompanied by a guaranty in the form of a bid
bond or certified check in the amount of 5% of the total bid, payable to the Town of Southold.
As soon as the proposal prices have been compared, the Owner shall retum the bidder's bond or the
certified checks accompanying such proposals as, in his judgement, wouid not likely be involved in making
the award. All other proposal quantities will be held until the contract and contract bond have been executed
after which they will be released or returned to the respective bidders whose proposals they accompanied.
C. OMISSIONS AND DISCREPANCIES
Bidders should carefully examine the drawings and specifications, visit the site of work, and fully
inform themselves of all conditions and matters which can in any way affect the work or the cost thereof.
Should a bidder find discrepancies in or omissions from the drawings, specifications, or other documents or
should he be in doubt as to their meaning, he should at once notify the Architect who may issue a written
instruction to all bidders.
D. PUBLIC OPENING OF PROPOSALS
Proposals will be opened and read publicly at the time and place indicated in the Invitation for Bids.
Bidders, there authorized agents, and other interested parties are invited to be present.
E. AWARD OF CONTRACT
Award of contract will be made as soon as practical. a contract may be awarded to a responsible
bidder other than the lowest money bidder, if it is in the best interest of the Town. No bid may be withdrawn
after scheduled closing time for receipt of bids for a period of 45 days pending execution of a contract by
successful bidder. The competency and responsibility of the bidder and his sub..contractors will be considered
in making the award. The Town reserves the right to waive any technical error, to accept any bid, or to reject
any or all bids. The contract form will be a Standard form of Agreement between Owner and Contractor
(Stipulated Lump Sum).
The Town will either award the project or reject all proposals received within forty-five (45) days after
. the formal opening of proposals. The acceptance of a proposal will be a notice in writing signed by the Town
Clerk and no other act shall constitute the acceptance of a proposal.
The acceptance of a proposal shall bind the successful bidder to execute the contract and to deliver
separate performance and payment bonds made by a Surety Company, as stipulated herein. The amount
of the bonds shall not be less than twenty five percent ( 25 % ) of the contract price of the work.
BULKHEAD RECONSTRUCTION & RESTORATION
B-1
.
.
F. WITHDRAWALS OF PROPOSALS
Any bidder upon his or her authorized representative's written request presented not later than the
hour set for the opening thereof, will be given permission to withdraw his proposal. At the time of opening the
proposals, when such proposals are reached, it will be returned to him unread.
G. REJECTION OF PROPOSALS
The Town reserves the right to waive any technical error and to reject any and/or all proposals.
Without limning the generality of the foregoing, any proposal which in incomplete, obscure, or irregular may
be rejected; any proposal accompanied by an insufficient or irregular certified check or bidder's bond bay be
rejected, any proposal having interlineation, erasure or corrections may be rejected. The Town also reserves
the right to reject any bid if an investigation of such bidder fails to satisfy the Town that such bidder is properly
qualified to carry out the obligations of the contract and to complete the work contemplated therein.
Conditional bids will not be accepted.
H. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town in person;
or if a firm or corporation, a duly authorized representative shall so appear, and execute six (6) copies of the
Contract and furnish satisfactory Performance and Payment Bond within ten (10) days after notice that the
Contract has been awarded to him. Failure to execute Contract shall constitute a breach of the agreement
effected by the acceptance of the Proposal.
The damages to the Town for such breach will include loss from interference with his construction
program and other items, the accurate amount of which it will be difficult or impossible to compute. The
amount of the certified check or bidder's bond accompanying the Proposal of such bidder shall be retained
by the Town, not as a penalty, but as liquidated damages for such breach. In the event any bidder whose
proposal shall be accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and thereupon, his proposal
and acceptance thereof shall be null and void, and the Town shall be entitled to liquidated damages as above
provided.
I. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated in the
notice to proceed which was given to him by the Town of Southold and shall complete the work within the
calendar day limit as set forth by him in his Proposal, but not more than sixty (60) working days.
.
BULKHEAD RECONSTRUCTION & RESTORATION
B-2
.
.
PROPOSAL FORM
DATE:
9/tt/t76
NAME OF BIDDER: ~II-~~
'-::2.'.~. } ~ __,,)
~~
~c,;~ 1/9~
TO: SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEW YORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the Contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the Contract Documents (dated July 9, 1996) including bidding
requirements, general and special conditions, specifications, contract documents, and
addenda, if any (Note: Acknowledgment of addenda and their dates must be included as
indicated on bottom page); and he proposed and agrees that if his proposal be accepted
he will contract to furnish all labor & materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
KLIPP PARK BULKHEAD RESTORATION AND/OR RECONSTRUCTION
MANHANSET AVENUE, GREENPORT, NEW YORK 11944
in accordance with the Contract Documents and Addenda, if any, prepared by JAMES A.
, RICHTER, R.A., Southold Town Engineering Department, Peconic Lane, Peconic, New
York 11958, and complying with all the stipulations contained therein and will furnish the
required Performance Bond; that he will start the work as directed by the Town, he will
accept, in full payment thereof as listed below:
BULKHEAD RECONSTRUCTION & RESTORATION
C - 1
.
.
PROPOSAL FORM CONT.
FURNISH AND SUPPLY ALL LABOR AND MATERIALS FOR THE
RECONSTRUCTION AND RESTORATION OF TREATED TIMBER BULKHEADS
IN ACCORDANCE WITH THE CONTRACT DOCUMENTS. THE ABOVE
REFERENCED ACTIVITIES WILL BE COMPLETED FOR THE STIPULATED
'LUMP~UM"9F'~~('.Atw~~~~t?e~
{wJJlen In wo
ljJ5 , c2J>1? ~
(written in n bers)
unit prices for extras shall include the cost for materials and installation of same:
PILING - (12" DiA. X 24') TIE RODS - (3/4" Galv.) DEAD MEN & BACKER PILES
~~~ ~tf~ PER~.~
(Writt~ ~5: ()t) (w n '/~) (written , ~ I;
(written in numbers) (written in numbers) (written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town after notice of the acceptance of said proposal shall have been
deposited in the mail addressed to him at the address given in the proposal, that he shall
be considered to have abandoned the contract and the sum represented by the certified
check accompanying this proposal shall be forfeited to the Town as Liquidated damages;
otherwise the certified check shall be retumed to the bidder within forty-five (45) days after
the date of the receiving bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidd~/f,~ 1f~~~~t1~//Ud.
Business Address: ~
~tpf' 1/9~
.
Telephone Number: 05"/~/oz9a/I.:l6'~
I '
Date: 9/'//9'~
BULKHEAD RECONSTRUCTION & RESTORATION
C - 2
.
.
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
~/I.~~.
(Bidder)
Certifi.es that: .
1.
it intends to. us~ ~he ,foll.owing listed construction trades in the work under the
contract ~
; and,
2.
a.
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan
it will comply with the said County area within the scope of coverage of that
Plan, 'those trades being: I/~
; and/or,
b, as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area ubje t these id Conditions, these trades being:
.
; and,
3. it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontractor certification required by these Bid Conditions.
~{:~~,~~/,~~.
(Signature of Authorize~~entative of Bidder)
BULKHEAD RECONSTRUCTION & RESTORATION
D - 1
.
!$IA1\iSH.
I. .. 61
~ THA
...
~,. ,
!C:l:.
. INC.
.
26508
# 50-566/214
DATE II ,qCj~
I jZ;
$V06D 1"1/11
00 DOUOO CTS DOLLARS Ill='''::
~~ffl;r~-
""021:.508"" 1:02~1,01:.1:.1:.?1: 0:1"'0252'1'[ ."
..
. .
THE AMERICAN INSTITUTE OF ARCHITECTS
I
AlA Document A310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS,
that we
(Here insen full name and olddress or legal title of Contractor}
as Principal, hereinafter called the Principal, and
(Here insert full name and addn!ss or leg.l title of Surety)
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
(Here insert full name and address or legal title of Ownerl
as Obligee, hereinafter called the Obligee, in the sum of
Dollars ($ ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
(Here insert full name, address and description of project)
NOW, THE REF 0 R E, if the Obligee shall accept the bid of the Ptincipal and the Principal shall enter into a Contract
with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the ~vent of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation shall be null and void. otherwise to remain
in full force and effect.
Signed and sealed this
day of
19
(Witness)
{
(Title)
(Principal)
(Seal)
(Witness)
{
(Title)
(Surety)
(Sea/)
AlA DOCUMENT A3l. . 810 80ND . AlA ~ . FE8RUARY 1970 ED . THE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, O. C. 20006
1
WARNING: Unlicensed photocopying violates U.S. copyright laws and is subject to legal prosecution.
.
.
OFFER OF SURETY
(To be Completed by Each Bidder)
In the event the above Proposal is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
SURETY COMPANY
Signed
(Bidder)
CERTIFICATE OF SURETY to be signed by a duly authorized official, agent or attorney
of the Surety Company.
In the event that the above Proposal is accepted and the contract for the work is awarded
to said
(Bidders Name)
the
will execute
(Surety Company)
the Surety Bonds as herein before provided.
Signed:
Authorized Official, Agent, or Attorney
,
Date:
IMPORTANT: THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN LIEU OF BID BOND, OR BID MAY BE REJECTED.
BULKHEAD RECONSTRUCTION & RESTORATION
E - 1
.
.
TilE
A MER
CAN
N S T
T UTE
o F
ARC II
TECT~
.'"
;~
AlA DoclllnelZl A2GI
General Conditions of the Contract
for Construction
THIS !JOel/MENT liAS !"'''ORTA/I.']' LEGAl. CONSFQUENCES: CO,VSUl.TATJ();\'
U:'ITl! /l^" AnORNE}" IS ENC<JL;R~lG/;"J) \n71-f RBSI'T:CT TU ITS ;l!O!JIFICAT!()A'
1987 EDITION
TABLE OF ARTICLES
1. GENERAL PROVISIONS
8. TIME
2. OWNER
9 PAYMENTS AND COMPLETION
3 CONTRACTOR
10 PROTECTION OF PERSONS AND PROPERTY
4. ADMINISTRATION OF THE CONTRACT
II. INSURANCE AND BONDS
5 SUBCONTRACTORS
12. UNCOVERING 'AND CORRECTION OF WORK
6. CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
1.1. MISCELLANEOUS PROVISIONS
- CHANGES IN THE WORK
14. TERMINA TrON OR SUSPENSION Of THE
CONTRACT
This document h:IS heen :tpprovcc! and endorsed by the A.<isoci:lIctl Gcner:ll Contr:\Clor.<i of America
C:npnigln Ill] t. 191'::;, 191A, 192'1. 19;1.c. Ill"il. 19"H. !Wit. 19(,...l" I <)(i), 19(,7, Jl)iU. 197(1, @19.R7h\'ThcAmerican In~iilU1l'(lrArchilt:CI.<; 1-:;:;
~cw l"tlrk '\\"Cllll<':. N ,\'\. _, \'(":1.<;hingIIH), D.C.. 2fJllll(i, rh.:pn1ductl(11l fIr The rn:llcri:l! ht'r~'jn (lr SUh."I:ll1ti:11 qtl(ll:lli(JlllJf it<; prtl\'i~h)ns \\"illHJul \\ritlt"ll
pnll1i.ssiclll ,}r Ihe ,\1,\ \'i{)!:lI\.:S th~ n)l1\"ri~!lH bw.s or lhe l:niled ~(;lll'S ;Illt! will hl.' suhjeCt III kJ.!;11 PTlJSCCUI;{)1\S
r:TT:1 CAUTION: You should use an original AlA document which has this caution printed in red.
~ An original assures that changes will not be obscured as may occur when documents are reproduced.
AlA DOCUMENT A201 . (;FNFRAI. (:()N[)lTH)NS ()F TIlE (:(lNTHACT f")R (J1N<;Tltli(:THlN. 1'{)I'RTFENT11 F.IlITI{)N
,\!,\. . 'f' I"~~ Till'. :\!\-lFlW ,,\N IN....,-IT1 '"1'1-: (If' ^,H:lllTU"TS. I ~~"i NEW' I( JIll.; A\"ENl 'E, N,\t' 'XASIIlN(;'n lN, [J( 2(~1(J(,
A201-1987
WARNING; Unllcen~ed nh"tncopying viol",tes U.S. copyr;Qhlllllws and is subject to leg~1 prosecution.
.
l),(il'>, 9L),~ 12.3
9,R.2. 9.9..3, 9. 10.!. 9_ ] U...;
3.16,6.2.1,12.1
4.2_.~. In
.1.tH, 4.2.3. <1,).2.
1.:;4.2.1.1.7,1.11
I. l. I . .~, I ]
.i:U-i. 4.).7, .1.:'>,9. 6.1 l. 10.:'
4.2.6, 9.R.2. 12.2.1. 1.1,5
4..1.6. 4.3.R, 4.3.9. f1.,).2
:UJ.4,9.4,9'1
1.1.1
4.2.1.1,4.5.1
3.8
11..1.11
'1.2..". -,"',-, 9.2. 9.3, 9.4. 95, 1,9.6..1.
910.1. 9.10.:,>. 9.10.4.11.1..3. 1<i.2.<i
:l" J n.2, :1. J 24 lhrml~h., [l.R, 3. IR.:;.
4.2.-,9.'.2.1]3.1.-1. 15.4.2. l~.':;
4.J A, 4.:1.2. ,j_,;:j, '-i..:iA. 4.5.
R,,), 1, [O.I.l. 11._,.y. 11.:;,\0
4.1
4.11
2.'1. ,1.,,12.(,. .i.2. 4..1.2. "i.,,_G.
":",1.2. -,2.], i,.:Hi. -,4. 9.2. 9._"11
9 H_J.,,(J.llJ,l, 9.10.5. 12.1, 12.~,L
110;_1. 1_,';.2. H.2.2. 14.2.'i
,\I"('l1llc("1 l.imj\;ui\Jtls ()[ AUlhlJr11Y ;lnd l{r.:sp(JIlsihility ,1.,'_"_', _)_ J 2.R.
1,]2.1 t. .i.I.L '1.2,1 'L2,2. 'U..;;'. .i.l.C,. '1.2.-;-. 'i,2.10. 4.2.12.
'i.2.I_~. -<",2. ',2.1. -,'f. 9.i.2. l),(),'l. (.J.(,(;
,II, 1,-hill'Cl '.~ Addit i011a] S~T\'kTS :md EXp~'IlSl'S 2.'1. 9_H2.
115,J 1.12.2.[, 12.2_-l. 1_"':;,2. I ,,_"i_.\ 1.ol.24
Architect's Administration of the Contract 4.2, -i..'U1.
'U,'7. 4..1. 9_4, \15
_"_].2_n.1_12_R.,iIR.3..-i,2,-
.iSl. 4,2.6, 12 1.2. 12.2_1
i,,"
,1.2_(" ,",.2.~. ';.2.11. ,d.ll. 'i.2.I"
I [. !.'I'I,.i,"i'(',,~.-.,i.(,.-~H.H,1.:~.H~_J.
I. ':lX.2, \1,<) 1.10_1.2. l.i.<;.2. 14.2.2, I,U.';
4_2.2, 'i.2.9. 4.,\.6. 9.4.2. C),H.2,
'l.l.J_2. lJ.IO, 1. 15"i
<i.2.6. 4.2.7. .i.l_R. 45.7. 7.'1.1, 12, I. ,13.'5.2
,1.2.11.4.2.12. -l..i,'7
4.2.2.4.2.5.4.3.6,9.4.2.
9,5.1,9.10.1, l.i.'i
Archil!.'Cl'~ Pro,t:t"t Repre.<;t:lH:llive 4.2.10
ArchillTI'~ Iklatilll1stlip with C(lntr:J('uH 1.1.2,3.2, I. 5.2,2.
.~5 _i. _1, 'i. 1 , .'>. - ,.'>, ,1, I I. 3.1.2 ,R. .'>.12. I I . .1.16. :1,1 R, .j .2..i. 4.2.4.
4_2_0. .d.12. <;.2.6_2.2, -54. 9.R.2. Il.~.-. 12.1, 1.--\,::;;
,\rchill'(!'" lkl:Jtionship \\'jlh SulKomr;lClors I 1.2.4_2..'>, ".2A.
4.2.6.9.6,.1,9.6.4. li.5-
9,'L2. 95.]. 9.HL i
''-2.2. 'i.2S 4.2.9, 4...l,.6. 9.4.2. 9,";_1.
9H.2. <.)_9_2, 9_10,1. 1.~,'i
IILI
,1. JR.I. lJ 10_2.10,1 4
6.1 I
Acceptance of Nonconforming Work
Accc]1rance o( \\-ork 96(1,
Access to Work
,.\cci<.!cnl f're\Tnlillll
."crs ;11ld ()ll1i~siOI1S
,1,2, 1,5.2.2. 1_.-'!,2,.1 Il.R,
4.19. Hll. Hl.IA. 10,2.;,
Add<.:n(I:1
l\ddilll)Il~1 en<;l. C:l:1jm.~ for
Additioll:lllnspections and Testing
Addition:ll Time. Cl:Jims (or
ADMINISTRATION OF THE CONTRACT
Adn:rtisClllcnl or lnvit<llion to Bid
Aesthetic Effcct
Allowances
AII.risk Insur:lIlt'c
Applications for Payment
9_R.~.
2-1..-\_.".".1.:;.
Aprn)\';d"
Arbitration
Architect
i\rehillTI. Ikfinitioll oi
'\rchilcCI. EXI<:nl of Authority
,j.i.<i2.(1_',
l,l.:i. 9';. lJ,()__\, "U.-L2,
A n:l1 11 ect-.. Apprm':ll.. 2 ,i,.l, '), 1, ,1.10_.:'..
Archilct'1 's AtHhoril\' to lkj<:Cl \1;:-'ork
Archit<:ct-~ C:opyrij.!:ht
Art"l1il{'Cl',~ Ikcisi(lll<;
.;'_2. '1_'>,('.'1
\),2.9'1.').::;
:\rdlitc{'l'_~ Insp<'Tlil1!1s
Art'hir~'ct ..~ In.'irrut'li(lIls
1\ 1"l'hill'CI',~ lnl~'rprl't;llil IllS
I\rt'hirl'ct-s ()n-Sill' OhS<:r\':lliclns
Ar(,'llil~.<..t',<; Ikl1rl'Sl'IlI:11illllS
Arcllil<.'C1S ~iH: Visits
A.;hestl)s
1\11' lr11(.'\''i' F<"l'.~
'\\'I;;lrd ()f.'i<:paratt' t:(lnrraCl.~
Award of Subcontracts and Other Contracts for
F'ortions of the Work
Basic Definitions
l1iddll1g Hl'{/llirr'1lll'1l1"
Boiler and Machinery Insurance
Hond<;.I.il'f1
l\tllHIs. l'cr(c1l1l1:lnCC :md f';I\'l11C111
5.2
1.1
1 1.1, I ! - :;,2.1, ] I.-i_!
11.3.2
>J 10_2
-l_(l_<l, '-).1 ()"~' I 1..-\9. 1 I'i
.
INDEX
Huildin,ll: Permit ,1,'" I
Capitalization 1.4
Cenific:He ofSuhst:m(i~1 Completion 9.R.2
Certificates for Payment '1.2-'5. 4_2_9. 9_';,.-\. 9.4, 9_ 'i. q(, 1,
<.),6.0,9- I. <J_R.-\.lJ.IO_1. 9.10..1, I:',;, IA.1.1.1, )'(,2"j
Cert;ficale~ of In~pe("li(1n. Te~tinJ:t or Approval 5.12.11, 1.1. ':;,'!
CeflifiC:Jtc~ nf In.'illl":Jnce 9..i.2. 9, 1 0.2. II I,.';
Change Orders. 1.1.1. lA, I. 3,R_2.4, .';.11. 4.:!.R, <1_3,.1. <i.2_."l.
'7 1,7.2,7,.1.2,8.3.1.9_3_1,1.9 Ill..), J 1,,':.1,2.
11.'>,4. ] J..~9, 12.1.2
;.2.1
Change Orders, Definition o(
Changes.
CHANGES IN THE WORK
Claim. Definition of
Claims and Disputes
7.1
3.11,4.2.R.7,Rj.1.9_~_1 1.10.1.3
11.3.1
4.3. .:.i.4, 4S 6.2_5. 8,3,2.
9..'\.1.2. 9_';.~. 9.IOA. IO,I,'!
Claims and Timely Assertion of Claims 4.5.6
Claims for Additional Cost. 4_.1,6.4.3,7,4..'1,9.6. J. I. !O_~
Claims tor Additional Time 4.3_6. 4.3,8, 4_.~.l). H,~.2
Claims for Concealed or Unknown Conditions 4.3.6
Cl:Jim.<; for Dam:J~e.'i .,\, IR, ,j,.1.9, 6, I 1,6.2_5.83_2. lj'i.1.2. 10.1.4
Cl<lim~ SUhjCCl (0 Arbirr;llioll. 'f.'>.2. "i_'i.'1. 'i::; I
Cleaning Up 3.15,(1,.~
Commencement of Statutory Limitation Period 13.7
C(JlnmcnCClTlt'nr (,( rhl' \\'()rk. Ccmditions Re[:l!in~ I() 2.1.2.
2.2.1. .~.2.1, :i.2.2. ..l,7.1. .';10.1. .i,1.2/;. _1,1,.'7. ",2_1.
6,2.2. R.l.2, R.2.2. 9.2. 1 I 1 J. 11 ,.Hi, 11.';.1
C(Jlnllll'l1Ccmcnt o( thl' \\;'(Hk. lkfinili<}fl o( R.l.2
C(JrnnluniClli(lIl'i F:Jcilil:Jlill~ (:(1I1(I';1Cl
A,lnlini",tr:l1;(lll
(:tllllpktillll. (:()IHlil;fllI.S Ikl:l1ing It)
'1.5,2.94.2. <,l,R. 99 t. 9
COMPLETION. PAYMENTS AND.
_-\91. .i.Z_'!.
i ! I, .".1 'i, .i.2.2.
\11, II "'i. 12_2.2.
'i,2.1
.j,,:.'),
1,,,,"'1
9
4.2,9, '1.5_::;.2. H, 1 I. R.I ,~, X.Z..i.
!,l,R. 9_9 1.12.2.2.1.1,"
Cornrli:lI1cewithL;Jw~ 13,.~.6.."l,-;-.3 1.".4.i I, ]().2.2.ll.l.
II". 15,1. 1.'l.'1.1, 1_'\_"i.2, 1:>'6. 1'1 1.1, 14.2.1..3
C(JIl~'C:llcd or (inknown Condilion,~ 'i..~(i
Londili"l1.s0{thcConlracl 1 I 1 -,r,] I
COllSent, \'(,'rillcn 1_."\.1. .i.12.R, .~.I ,i.2, .i.1 ,2.
4.,i_'1. 4."i."i. 9..~.2, 9A.2, 9,lJ, 1.9. !O,2. <) 10..-\.1 () 1.2. I n.I.,l.
Ilj.l, 11..~.I.4. I I.,tl I. 1.~.2. 15_,j.2
CONSTRUCTION BY OWNER OR BY SEPARATE
CONTRACTORS
C(lnstructi(lI1 (:h:mgc Directive, Definitj(ln ()(
Construction Change Directives 1.1.1,4.2.8.
CclllMruc!iOll Schcdllle~. ContractOr's
Contingent Assignment of Subcontracts
Continuing Contract Performance
Conlr:JC1, lkfinilion of .
CONTRACT, TERMINATION OR
SUSPENSION OF THE
(;CllllplcliIJll, Suh.<;tanli,ll
1.1.4.6
1.'.1
-:-.1,7.3,9..).1.1
:';.W.6.1_.1
5.4
4.3.4
11.2
C(lntract Admini.<;lr;Hinn
COl1lract A\"\':Jrd :Jnd Execurion.
4_.'1;,
,-\.:....-....
Condition~ Rc:J;Jlln~ to
,,_ID. ':;.2, 9.2, 11.1 .1,
2 A201-1987
COrllr,ll"l Timl". Definilion of
5.,1.1 L 14
4. 9,j, 9,"i
-'.,-.1,
II.:'Hl.ll,'i.l
1.1, 1.2.-
.~. 2.2, 'i. "."
1.1.1
"UA.4'i.5
,j Hi.'l..""l.~. 4.4.4. 'i.2..i.
.1 I. 12.2_'i, IL~. 1.1.2.4
9.1
1.'7,.1.
12.1.1
8.1.1
Contract Documents, The
COntr:Kl [)ocllmcn!~. Copies Furnished :Jlld Use o(
Ctmlr:Jcr Dncuments. Definition (If
COn!r:Jct Perform,met' Dtlrjn~ Arhitr:J1ion
Contract Sum. '\_R.
6_1,.1. -.2, -:'..-\, 9.1, 9."':, II
Contract Sum. Definilion (J(
(:(llllr:tct l'irne
,U,6..I.'; H. .C-l-I. -_2.]
A.2 [. R.l, I. (j-.
AlA DOCUMENT A201 . (;F.NERAI. CONDITIONS OF THE CONTRACT FOR CONHRlICT10N . FOljRTEF.NTI! F.DITJON
AlA" . ,_c' IllR" THF. AMERICAN lNST1T\'TF. OF A RCIIITF.f:TS. l-;~'i NF.\\' YORK AVENt IF.. 1'1,\1;'_. \l;'ASIlIN(;TON. [) C .!O()OI'
WARNING: Unlicens~d phnlocopying violates U,S. copyright laws <lnd is subject to leg<tt prol';eculion.
.
CONTRACTOR
COTllr:'lCI(lf. Definition of
Contr:J:Clor"s Bid.
Contractor's Construction Schedules
Contr3C[or"s Emplo....ees :~.3.2, 3.<1.2. 3.8.1.
4.2.6.8.1.2, ]0.2, 10.3,
Contractor's Liability Insurance
ContrJctor'-" Helmion.<;hip with Sep:1r:ue Contr:J:ctor,<;
:md Owner's Forces 2.2.6.3.12.5,3.] 4.2. 4.2.4, 6. 12.2';
COJ1lr:IClOr',<; ReI:J:Iionship with SubCOmr:'lC1or5 1.2.4.33.2,
).IR.I, 3.18.2, 5.2. 'd. ).4, 9.6.2,11.3.1,11.3.8,14.2.1.2
Contr:lcmr's Rel:Hion.<;hip wittl the Archilecl \.1.2,3.2.1,3.2.2,
?<H. .1S1. 3./.3, 3.11. .~.12.R 3.16, 3.18. 4.2.3. 4.2.4. 4.2.6,
4.2.12. 'i.2. 6.2.2, i,:~A, 9.8.2,11.."0.7, 12.1, l.~,'i
ConIr;lCtor'.<; !{eprescnt;uiomi \.2.2. .1.'1. 1,5.12.7.6.2.2. H.l. [.9.;\..:1,
Contr:J:Clor.<; Responsihility for Tho.<;e
Pcrforlllin~the\'(,'ork .L~.2,~.IH,'L2.3, In
C()ntr:lClor'!; Re\'iew ofContraCI DoC\mlent.~ 1,2.2, .".2. ~.-::-,'\
C:()ntractor"~ RiFtllllO Stnr the Work 9.'7
Conlran(}r'.~ Hijlhllo Tl'rminalt' Ihl' C:omr:1t'1 1,'1.1
C(Jlltr;Klor.~ Suhlllitt:ll~ t ! lJ, 5, It . 5 12, cl ,2. 7, 'i .2.1. 1.2...;.
:5,0,9.2,9..'\ I. 9.R.2. 9.9.1, 9.10.2,
1),ltl.,). 10./.2. lIA.2, 11.-i,;II
C(lnlr:l('l()r'~ Stlp<:rintl'ntl<"lll .~.9, 10.2.6
C()llIrat'l()r'~ ;-\uJ'll'rvisioll and C{)ll~truClion l'rnn:tlurt's 1.2.'1.
,>'.~. .-1. "i. 'i.2 ~. H.2.2. H.2.5. 10
II I 1.7,11.2.1
1.2.2. 1.2.'1.5,.>'.1.
5.1 n. 5,12.7, (1.1.5. (1,2.1
Copil'~ Furrllsl1cd lIf [)r:lw;n~~ and Specification:; 1.3, 2.2'i, ~,'Il
Corrl'ction of\Xrork 2.3,2.4, <i.2.1, 9.R.2.
9,9.1.12.1.2, [2.2. lj," 1.;11
C(l~t. Definitionnf 7..'\.6. 14,3.'i
CO."it:; 2A. 5.2.1. .-l,.7.<i. j.R.2, ,).1 'i.2. 'L3.6, 4..),7. '1.~,H.l, 'i.2..'1.
O. J .1. (,.2.:3, (U. '7.-\.).;'1, 75,6, 7,3.7,9.7, 9B.2, 9.10.2. 11.5.1.2.
11..;.I,-\.ll,~A.I1.3.9, 12,/, 12.2.1./2.2.4. 12.2.'i, !,-\.'J.I<i
Cutting and Patching. 3.14,6.2.0
Damage to COllstruCtion of Owner or Separme ConlnlClor:; 3.14.2,
6.2A, 9.5.1.5, 10.2,1.2, 10.2.'i, 10.3, 11.1, 11.3. 12.2.5
Dam:lgetollw\v'ork),I'L2.9.9.1. 10.2.1.2.10.2.5, 10.3./1,.3
]):tma~e:<;, Cl:1ims for. .-\.1 fl, 4..-\.9. (,.1.], 6.2.'i, R.3.2, 9.5.!.2, 10.! A
D:lIn:lge~ for Delay 0.1.1. H.3..~: 9.5.1.6.9.7
l);lIe ofComrnelln:ment oflhe '\lI/ork, Definition of. R.1.2
));l\t. ~lf Sut)!;(:!nli:ll Clllllpleti()l1, lJefinili{lTl clf. R.I.:'
J):IY, Dcfinilionof. R.l.4
[)t'cisioll~ of the Architect. 4.2.<1, 4,2.7, 4.2.1 ] , 4,2.12, 4.2.1.\
4,:~.2, 4..~6, 4.4.1, 4A.<I. 4,;, (}..,,\, 7,3.6, 7,.'J,H, R.!.3, R5.1. 9.2.
9.'1. 9.5.1. 9.8.2. 9.9.1. 10.1.2. [35.2. 14.2.2, 1'1.2.4
Decisions to Withhold Certification 9.5.9.7. J 4.1./.,-\
DcfcCI;\'C or Nonconforming Work. Acceptance.
IkjcCliOtl :mtl Correction of 2..~, 2.4. 5.5. [.4.2.!.
4.2.6.4.;'.),9.5.2. 9,H.2. 9.9.1. 10.2.5. 12, 13.7.1.5
Defect;ve \"(;ork, Definilion of 5.;.1
lkfiniciom I.!, 2.1 1. ,).1, ."5.1, ~.Jl.l. 5.12.2..3,12.5.4,1.1.
4..-\,1. -;,1, <iI.2, 7.2.1. 7"i.1. ~:~.6, R.[, LJ.I. 9.8.1
Delays and Extensions of Time -'i.j.t, 4..-\.R.I. 'L:'l.H.2.
6.1 l. lJ.2,,-l,. 7.2.1, '7..~.1. -.:'>A. '7..1.'i. 7 "U-i.
'7.-\9. Rl 1.8.3, IO.:U, H1.1A
I )i~pllle~ 4.1.4. 4,,1, .f.4, .L '5.6.2. 'i. ('..". .., ..-\.R. I)..~. I .2
!l(Jnllnl'rlI~ :lI1d S;lrllples :lIlhe Silt' .~.11
[lr:(\'\'ill~.~. j)dinltiol1 01 I,).'i
I )r;(\'\'in~<; :1l1d ~peciflcl1i{lll.~. ll,~{' :md ()......nt'r~hip of 1.1 I, I ,:1.
2.2 S. ,~.I \ 'i ~
[)lll\' III [{('\'iew COntr;tCl !)(IClllllt'nt~ ;md Field C:(ll,(lit;(lll~ .1.2
UrtTtl\'C /);IlC or ln~l1r:Lnce R.2.1. J 1,1.2
3
3.1,6.1,2
ILl
3.10,6.] .5
;'.9, .~, 18,4,2.3.
II 1.1. 14.2.1 1
11.1
(:{JnlraCltt:ll 1.i:lhil;IV In.stlr:l1lce
C;(1I,nlillal;(I11:111d(:(lrre!:lli(1ll
.
Emergencies 'i,"'- 10.3
Employee$. COlHr:tetor'5 :-, :',2. :'1.-'f.=:, "',R, \. ~,t).-1.IH 1.
3.lfU, 4.2.3, 4.2.6. 8.1.2.10.2,10..;.111.1.14.2..1 I
Equipment. L<lbor. M<tlcri;ll.~ :Ind 1 1.3. 1 1,6, .-\.'1, :15.1.
3R.2, 5.12,:', 3.12.7. 3.12. I I, .", I .". ~.I 'i. 1 . '-i .2, -,
6.2.1. i.3.ri 9..L::. 9,.::' 3, II .-1. 12.2.'1. l'-i
ExccmionandProwcs.c;oftheWork I 13.1.2J..1.2,.:'.:j,I.
3-5.1. 4.2.2. 4.2..", 4..-\4..f .;R. 6.2.2. -: I.~,
1..-\.9,8.2,8.,).9.'1.9.9.1.10.1. I,Ll. I-i....
Execution, Correlation and Intent of the
Conlr3Ct Documents 1.2, .~.: I
Extensions of Time 4.:'1.!. 4,.1.R. -.2. I .:':<fU. 10,."'.1
FailureofPaymenthrComraClOr ()SI .".I.i.l.1 1
F:liluft'ofP:tymcllthy()wncr -i.....-.IJ7, l.i.I.~
F:mhy \l'ork (See Ddccfive or Nonconforrnin~ Work]
Final Completion and Final Payment 4.2. I,
4.;,'),9.10, II 1.2. 11.1,". II ,3s,
Financi:;l! Ammgements, Owner's
Fire and Extt"Il(JecJ COVCr:I,tlt" InSllr:mce
4.2.Y.'U2.
12.."'.1. 1....-
2.2.1
I I. ~
GENERAL PROVISIONS
Governing Law
(;U:lr:I111C(".~ 1St'(,: \'(':lrr:lllty and \'(!:lrr:ltltics)
II:li'~IHI()lIs M:Hcri:ll.s
IdclHificlIillll (lfC/mtr:ll'11)ocumcnIS
Itlt.-mirk:lli(JIltlf Suh{'{lt1lr:ll'lclrs :ltId Supplins ,
Indemnification .1,17.3.18, l),lO.2, 10,14. II
Information and Services Required of the Owner.
'i:'1.'I. (I. l~. (J. 1.'1. (1.2.<J. l),.~.2, lJ.(i, I , '-U'
9.IO,j. 10.1.4. 112, 115.
Injury or Damage to Person or Property
Inspeclions.
1
13.1
10.1, IlL.!..'(
\,21
",21
"'.12.11.1.":'
2.1.2.2.2,
'I, {),H.~. ')-').2.
15.'i.1. 15'),2
4.3.9
5.~ .\, ~.-".4.
4.1.6,9.4.2. 9.R.2. 9,lJ,2.
4.2,6.4.2,9.
In:<;lruct;ons to Oitkter!;
lnslnlctions to the COlHraCfOT. .-\,H.
tnslll.l1lce 4.;'.9. 6.!.1, 7..-\6.4,
Insurance, Boller and Machinery
Insurance. Contractor's liability
Insurance, Effective [):ne of
Insurance, Loss of Use.
Insurance, Owner's Liability.
Insurance, Property
IIlSUraf10:::, SlOred M:lIeri:l.ls
.~ 7 !. ~ .2.2.
Sl.IO.I. 1',::;
1.11
1,4.2.K.'i.2.t.7.12.1.1~"j.2
\)..~.2, 9.H.2. I;).Y.I, 9.1 n..:.. II
11.3.2
11.1
R.2.2. II 1.2
11..1,:'1
11.2
IO.2.'i.11.3
9..1,.2, 11.1 I..j
INSURANCE AND BONDS
Imllrance Companies, C<lnSCnl to P:lrti~l Ckcup:mcy
Insur:tnce C<ll1lp:lnies. Settlement with
Intent of the Cnntr:lct D<)l'umcms
11
9.9.1. J !....., II
! I ~ 1 ()
1.2.,"', ~. I 2.'--1,
[2.4.2.15. -.j
4.2.6. 4.2.7. -4.2.
Interest. 13.6
Interpretation. 1,2.5.1.4.1.5,4,1.1.4..1, I. "i.!. (1. 1.2. R, 1 ,4
Imerpretatiom. \X;ritlen 't.2.11, 4,2, !2. '""....' ~
JoincJer and C()n~(llid:Hi(}n of Claim:; Required 4, 'i.G
Judgment on Final Award oj, 'i I.", "j.4. 1 . 4.5.7
Labor and Materials, Equipment I 1-3. I.] .6. 3.4, .'i. 'i. I. .-\}-i2.
... [2.2, 5.12.'::'. .~.12.-. ~.12.11,." H. .~.I'i.I.
'1.2.7, 6.2.\. -~.6. (H.2. lJ......-\. 12.2.'-i, [-I
!.;lhor \)is"lIte.~ . 1-1,".1
1.;l\\-'.~;lIldHegul:ll;on.s 15..::'6,5,-:'. ~.1,-:'.'1.1 1,'i,'i'J..f'i-
9() 1. 10.2.2. 11.1. 1\ ,,-\. 1.1,.1. I .-,'i, ! :,-'i.I. I :~.S.2. ).H1
l.iens 2 1.2. ';,.-\.2. "d,::; \. R.2.2. 9.....,.~. l). 1().2
Limitation on Consolidation or Joinder 4.5,5
[jmil:lti(m~, St:lll1t('~(lf <-!.~..f.2. 12.2.(1. I ~,-
l.imil:ni()l1sofAuth(lri!\' -'..1,,1.'1 I 2.'1.2,1.
(~,2."". 'i.2.-. -i.l.IO, -).2.2. -::.2.4. -,j, 11,.~.I(l
AlA DOCUMENT A201 . GF.NERAl. CONDITIONS OF T1IE' CONTRACT FOR CONSTR\lCT10N . FOl IIlTEENTII EDITION
AlA'" . 'c) I"fl- TllF ^~1FR!C^N INSTITl'TFfJF ^RClIITECTS. 1",~<; ;--':E\Y' '}'l1RK A\:FN1'F.. N \X'.. \'('ASHIN(;'1(lN, 1) {: 1Ilflll(,
A2D1-1987 3
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.
Limlt:llio!lS nr l.irihilll\ 2.:,>. ."I.2.1..~ -';.1, ,'l_-_~. ,l,.12.R, ,1_12.1 l.
:'1,17. :UR, 'i.Z.':'. '-i.2.7. Q.2 12..62.2.9.4.2. 9.6.'L 9.10.4,
)0.1.4.10.2.1,11.1.2.11.2..1. 11._1,7, 1~_..L2. 13.5.2
I.lInil:l1illllS DrTilllc. General 2.2.1.2.2.4, .1.1.1, ).7..',
~,H_2, .l"I!1, ,'l, 12.5. '\,15.1. -i,2.1. .j.2.- 4.2.1\, Ii 3.2.
~ ~_), IJ,.l"j'L:1,(l, .d9. .L"j,.f.2. "i,2.I, "i.2..":.. <i,lA. "7_,.'~. -.<i,
H,' 9-'i. l)(1.2, l,I,H, SH). ') In. \ I 11, I [,_~, t. 11..":..2, I 1.,'\_'\
11.:'.<1.12.2.1. 12.2.2. J3.'i, l.i.7
l.illli(;lliolls of Time, Specific 1.1.2.2.2.1.2.4.3, I 0, _,. J I,
:u "i. I. 4.2.!. 'i.::'. I I. 4.3. <i.4. .:i,S. ":i. ,1, , 5.4. -.3.'3. '_.~.9. fl.2,
9,2. 9:U. 9_).3. 904.1. 96.1. 9.'. 9JU, 9.10.2. ] I.l..~, 11.:\.6,
t 1~.1(), I \,3.l!. 12.2.2. 12.2.4. 12.2,6. 13.7, I<i
Loss of Use Insurance 11.3.3
M;Hcri,11 Supplicr~ l.,~ I,:U 2.1. 4.2.'1. 4.2.0. ).2.1.
9.1.1. 9,:U.2, 9J..'J, 94.2, 9.6.-;. 9.lo.,j
!O.I.II1.2.,j
I. J .~, 1.1.6. ;l>.'i. .".'i.I. .-),H.2,
5,12.11. .".I."l, :U;:;.I. 4,2.-:-, 0.2.1.
-.~.6, 9.5.2, 9J,~. 12.2.4, 14
i\lc:ms, i\-'h:lhnds. Tcchniques. Sequences and
I'rocctltln-'~ of C(JnSlrllC\l(Jl1 .~J.l, 4.:::..1. .:\,2.7. 9.4.2
Minor Changes in the Work 11.1.'i.2.R,.i.3.7,: 1.7.4
MISCEllANEOUS PROVISIONS 13
,\hl(\ifk:l1illns. !)Cnnilioll (If 1.1 I
,\lodinCllioll.<;l()rllcCOlllr;lCl 1.\.I.I.I.2.5,7..~..~.II,
,~ 1.2,4.2.1.5.2...",:, tU.I. 9.:
Mutual Responsibility 6.2
Nonconforming Work. Acceptance of 12.3
;\j, lIK()nl()rl11in~ \'\'(lrk, Rejection :me! ClJrrcc!ioll of 25. J,
,US. t),'i.2, 9.H.2. 12, 1:'\,- 1..'\
2.:~, 2.'i, ,",.2..1. 5.2.2. .,.-.-l,. .'J,-,-i. :"9. !l.12.H.
,~.I~~.t) ,I~ 'I~. 'j,'-I.4. -i'i, 'i.2.1. 'i..'J, 5.4.1 I, H.2.2.9,:j,I,
()''S,I,96.1.Q.-. 9,10.111\.2. IO.2.(), 11.1,5, 11,,':>.12.2.2,
1 .!-2. 'I, I ,'. ,'. I.':;, 1. I __~. 'i. 2.. I,~
2,.', 2,<i..'.9,.':> ILH,.',12.\).'U,
I. R.2.2. 9.LI, 1),'1,\. 9- l).I(),
12.2.2, 12.2.--1. 13.3, I ~ 'i.2. l-i
13<i.I,I."l.S.2
R,2.2
fl-blni:ils.
,\-I;t1crbb,
1l:17.,lfdlllIS
l.:lhor. Equlpmenl :llld
>. L!..!.. .U2,', .1,12,-.
N()lice
Notice, Written
'-I.4"i'-I,",';2.1.'i,.':>,'i.--1.1
10.] .2. ]{),2.b. II 15. 11 ':>.
Nfllict' ()fTe."rin~ ;tlld InspeCtion."
NllIicc 10 Proceed
Notices. Permits. Fees and
(HlSCr\',uiom. Arcllj'l'<.:t",~ On-Silt.:
2.2...':>.3.7, ~U, ~.i().-i. IO.2...!.
4.L.2, ,i.2.5,
4.:'..Cl. 9/i.2, (), 'i l. \).1 n, I, 1.'1<;
1.2.2. .1.2.2
9.6.0. \).R.l. \),9. 1\.5.11
,j.2.2, 4.2.9, 'l..'l,.G.
9../,2. I),H.2. 9.9.2. 9.10.1
.j...!..2. 4.2.~, .j, Hi,
I).i..!., <.JSI. 'J.IO.I, 1"'1
2.". 5.<.J, 'j .'.-:. 7,H...!..2, 11,.1.9.12.1.
12.2, 1.",<;.2. I.j -\ I
()h~cf\';llitm~, Contranor's
( h:cup;mc\'
(In.Sill" InspcvtiollS In" lhl" Arcllill"<.:I
(lll.SiIC (lhsl'!T;llion.s hI' lilt.: l\rcl1itt'cr
()rtlcr", \'i'rillcn
OWNER 2
()wlll"r. Definition of 2.1
Owner, Information and Services Required of the. 2 1.2,
2.2,-j,-\'i.6.9 10.1.". 11.2. I!,;), 1.-\".1.1-1.1.1";. I.~,\,"
(lwllcr's Al1lhoril\' ~.~ I."' I,.". .j,2,9. 'i.2.1, '1,2.'1. 'j,t.].
--\.1. K.2.L ')-\1. ')".2,11.'1 !, 12.2,'j. I.' ';.2.1'1.2,1-'1.-\.1
(h\'lll"r''' Fin:lllci;11 Clp:lhilil\' 2..2.1. 14 1 I."
Owner's liability Insurance 1'.2
(h\"11Cr'<; L(l::;,~ of llsc In~urancl" II.~.'
(l"'lltT ," fl.cl:niollship with SlIhClllHr<l<:\nrs I 1,2,
1,2.1. ;'1 I t),('"j
(l\\"ll<.:r"S Hi~hl In Carry (111l111e \,\'nrk 2,4. 12.2,.j. 1.;.2.2.2
Owner's Right to Clean Up
.
Owner's Right to Perform Construction and to
Award Separate Contracts 6.1
Owner's Right to Stop the Work. 2.3. /~,.~."7
(h\'Ilt'r'~ Rig:ht to Su~pC'nd Ihe \X:mk 14,:"
()wm:r'~ Ri~hl t{) Terminate rhe <:(IO,r:lct J '~.2
Ownership and Use of Architect's Drawings, Specifications
and Other Documents 1.1 1.1.3.2,2.';. "'.'
Partial Occupancy or Use 9,(j,().9.9, Il,.~.11
Patching, Cutting and 3.14, (1..!.{1
Patents. Royalties and 3.17
Payment, Applications for 4.2.'i, 9.2. 9.3, tJ,,~,
9.'i.l, 9.R..~, 910.1. 9.HlJ, t),IO<i. 14.2.4
Payment, Certificates for .:I.2."i. .:1.2,9. ()J.,~, 9.4, 9"-
\).(1.1.\).('.(1.'),71.9.H..~,\).I() I.q Ill~, I~,"'. l.i.I.I.,-\, l.i.2-1
Payment, Failure of. .U.-, 9.">.1 ,)
9.7,9.10.2.14,1 1:;, l"i.2.1.2
.i.2.1. .i,2,\), '" '2, -i .",;. (j.ln. II. I.!.
1 1 I,':>, I I "~' ';. 1 2..-\ I
-.".()4.
(j,)/l,5. I U9, 11.4
4J,.-i.l).~.lH1.
<).H,", <.) lO." IU1. l'i.2.-l,
9, 1'1
" /(2. 9'" \.~
9,(1.2, 9/d. (l.(l,'j, II,-\,I--! \"i.2,12
10.1
-;(j,i.
9.10-l" \1.1,.9.11,'1
Permits. Fees and Notices 2.2,5,3.7. .'.1:", :".1, {).t. I fI.2..!
PERSONS AND PROPERTY, PROTECTION OF 10
1'1 Ilyclllorin:l1cd liiphen~'1 Ill. 1
Product Dal:\, Defini,;o!1 of. -\ 12.2
Product Data and Samples, Shop Drawings .-\.11.3.12. "1.2.-
Progress and Completion .d..!. --1."i. 8.2
Progress Payments .j. ~ 't. <).,.
9.6. q~,,,,, \) I(),~. 1"'<1. l.i.2..;
Project, !)dinit;(lll l)fthc 1.1.4
Project Manual. Ikf'inllif)fl(lfthe 1.1.7
Project M:\nuals 2..2 .:;
Project RepreSCnl:lli,'l".~ -i,2.W
Property Insurance IO,~.'i. 11.3
PROTECTION OF PERSONS ANO PROPERTY 10
Ikgul:ltions and I.:lws I.,':>, .':>/,,,.', .1.1:'.4.1 I. (I. 'i. 'i.
4.5.7,10.2.2. 11.1, 11..), 1.1.1, 1.:'l.4. 1:-\.1.1, 1~1,'i.2. I.H). I.j
Rejection ofWork'.".I. ,j,2.6. \2.2
Release." (If I):';livers :mlll.iens . 9.111.2
lh:prcSl'llt:tlioll.~ I 2.2..~,1.1,'.12.-.
(;,2.2, H,2, 1. <.);.':>, 94.2. l),"i.I, \l,K 2. \).Ill, I
2.,II"! I.;,'l,
'1.2.1 n. 'i I I. ".1.2. I ,~2. I
4.4. ,j."
',;,'
!':Iymcnt. Fill:ll
I'ayment Bond, Performance Bond and
P;l\'lllC1H.~, Pr[l~rcs.~
PA YMENTS AND COMPLETION
1':1\'IllCIlL<; III SullC< HHr;lctOl",<;
PCB
l'erforlll;lllCc Bond :md P:1Ylllcnt Bond
HcprCSl'fl I ;11 ;\'C"
".1.1,4.2.1,
Resolution of Claims and Disputes
1{<.:spllnsihihty for Those I'crforTnillg lhl" \'.;.'[11'1\
Ikl:1in:IRC 9;.1, 9CJ.2. I).X-\.
Review of Contract Documents and Field
Conditions by Contractor
He\'jc,,' of Cmllr:lnO(s SUhI1l11l:11~ hy
(hvnl"r ;md ArchilC('l
'1.2,~. h, I ... (),.!. 10
\).1).1.\)101.910-\
I .2.2. 3.2, .~ - ~
12,-
,
'i.2.-.,U,9,
Hc\'icw flf Shop ])r~l\\'ing.~ )'rodl1C! l):t1;1
:mdS;11ll!)lt'stn-(:<1111r:l{'l<lr
Rights and Remedies
,j,2.(i,.i.,Qi,.i" ';.;,(;\.(1.,;,
In,!.; In.2..; 1[.\ 12
".2.1. ",2.,",. '!,2.. ') S,2
,12;
."'.1 :;.2.
In!.:;
13.4. I i
3.17
11.2.2.,'.2..j,:;,1
- ,"" l. :-1; I. <')'1.1. <,'-
111..') 12.2.2. 12,2 .j.
4 A201.1987
6.3
Royalties and Patents
AlA DOCUMENT A201 . {iENERAI. CONDITIONS OF TilE CO!"TRACT FOR cnNSTRI!CTH1N. FO!1HTEENTll ElJIT10:o..:
r\li\"- o:'I'.lfC Till' M..IF!W:,\N INST1Tl1TE ()E I\RClHTf'CTS. 1 ~>." NE\'(' YClIlK AVFN1'F.. N \'('. \'(',\Sl!1N(;,],(lr-,; I) ,- .!II(1(lh
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.
Rules and Nolices for Arbitration
Safely of Persons and Property
Salely Precautions and Programs
S:lll1Jlk~. DclinitiOJl of
Samples. Shop Drawings. Product Data and
Samples at the Site, Documents and
Schedule of Values
;-;clln!tllc,o;_ (:r1ll_'lnlcti(1I1
SCP:lt':lI(" (:(11l1t':lCl~ ;ll1t! (,(lll'r:lnIH.~
"11.
4.5.2
10.2
-.10.1
.I, i.2, ~
3.12, ,i 2,'
3.11
9.2,9_)_1
'10
.il ,~. If
<,
.'JWci:lI1n.<:!,(Tli()11~ :ll1(1 rc.<:ling
Specifications, Dcfinillo11 of lht'
Specifications, The
SI:ll\llC<;Il( !.imil:l!if,n"
S(llppiflj.! Ill/' W:nrl-:
,"I (lied Icl:11cri:lI"
SlIhnmtr:l{"IOr, Dcrinilil1ll of
SUBCONTRACTORS
1.I.i,II-i2"i,>i.
.j";", (i, I I .,-:. 12 12. 122';
.~, I 2. J
.~ 1 J 3.12. 'L2_"7'
3.13. (; I 1,0.2. I
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1.1,6
I. 1.1.6, 1 I -. 1 :? 'I. I ~.,~ I 1
'1.,)'12,122.<1.1'>;
2 , ,'i.1""7. q -. 111 1 J In 1. : -i. I
I , \) ,~ .2, 1 fl,2. I ,2, 1 1,.' I 'f, I 2.~ ,4
Shop Dr;t\\'ill~S, r1cfinilinn of
Shop Drawings, Product Data and Samples
Site, Use 01
,<;il(' 111~p('clifll1." 1.2.2, ""~
:-;il(' \'j"il", Archil(:n's
.l, 4,2.2. '1.29, 'i.5.(j.
'i.2.2.
.;2. ()<;.I. ') R,2.
(12
"lIh("lHllr:lCll'r.~. \X;nrk h,
I
5
t 2'1. ~ ,,2. ,'> 12.1.
.i .2~. ; ,~. ::; ,'i
Subcontractual Relallons 5.3, <; i. () ~,1.2 ()h,2.
')(d, 9(, 1. IfI,21, II ,~--;.IIJ,R.I,i.1 I 1.i,2 I..:, l.j..'.2
SOI1l11ilUI" I '>.>'2.'>. ,J" In. ',f 1.1, 12,i.2.- -i21. <;.2."
- ,1',;)2, Q,1 I.tJR2, f_),) 1. r~ 102 <1111,. In 12 11:,
Subrogation, Waivers of (, I I II 1, ;,11.3.7
Subst~ntlalComplelion i,2 ',) i 5,;'; ~,I 1,.4.,1",
R2,J,. 9.8. ')91 ! 22 I 122.2. 1.''7
,<;1111~1:1Il1i:l! Cnmpl,'!il111, !J('finirion of t) .4..1
SlIhstilll(ifll1 Dr S\lh(,O!1Ir:l("lfJr,~ ; 2 ;,2.,j
,<;lll}~lilll'ilm llf the ArchiltTl .j, ~ ,_~
S\lhqi!l)ri(ll1~ n( /ll:ll("ri:1I,~ ,>'; j
<;ub''''llhcnnrr;I{"lO[, 1 )efinition of <;. i.2
"llh~urf:1('f: ClllHlilifHlS 4.,'.6
Successors and Assigns 13.2
SupfHinlendenl 3.9. 1 fl,.U,
Supervision and Construction Procedures 1 2,1. 3.3. ."1.
1.2 ~ '11,,1, (,1 J,. (i.2.'1. -; 1 .J" - 5 i R.2. H ~I. lP. IL. !,i
.j'i 1 .j ,j ,". .:; ,j f 1.. () t II 2. (, I fl~. l'~, 2,2
()-'.) I l) 102, 9.1(1~
2.2,2. ~.IH ~
SIIITII
S,lfel\',
-"lrr\T\'.~
r:nllscnIO(
.
Suspension by the Owner tor Convenience 14,3
SII"PCIl-"inll nr llle \1;I,,-k I'>' -, <; i2, 11 I II 1 i
;::;l1~I't'llsif)n fll TC'll11in:ll;nll o( Ill(' (.nmrat:1 ,j ~ -. "i I I II
Taxes 3.6. - ~ (,i
Termination by the Contractor 14.1
T ermlnallon by the Owner for Cause " -I j I. 14.2
l('rmill:1liof) n( Ihe Arclli1('Cl .; 1 '
lennin:lljon or 111(' (.nnlr:Klnr 'i2.:!
TERMINA TION OR SUSPENSION OF THE CONTRACT j'
Tests and Inspections 1, ,~.J" ,12(,. 'i2l). (I .i2 122 1,13.5
TIME 8
Time, Delays and Extensions 01 fJ,R, -;-,2.1 8.3
Time Url1jl~. Sp('("ific 2.1,2.2.2,1. 2.j..1, !O, 1, II. ),1 ".1
'121, i.2,! t 4,', 'i.1, 4'i. <;~. ::;<1, ':"..'.,) ;,J,,9. R.2. ()..!, U .1,.1
q-l, 1,. (),LI.9,(, 1,9'7,!>.R.2,9.10.2, if.I"1,, 111,(,.11 II'
II J I!, 12.2.2. 12.2.,i, 12.2 (', l.~ I,i
-I,.J, 2.4.3.3. ,j 1,h, ,j 1, '-,l,.j i .1 .;
()-',2 II,.,
12
12.1
'I '('. H " I 1(1 I
--: 1 i, --: ~,1, 2
Time LImits on Claims
rille In \\'(lrk
UNCOVERING AND CORRECTION OF WORK
Uncovering of Work
llnltllt''''-Tn (:(ll1diliOl1~
Ilnil I'ri((:~
I !~C (Ir j)'.lnlrlWTll~
111.11,
2';. ',12 - ::;
Use of Site
Values, Schedule of
W..iver 01 Claims: Final P8ymenl
\~ :lhTr pr Cbilll" I" lll(> ArchlW'__1
\X ;Ii\~'r nl r:I:1II11<: hI lhe (:llllrr:lCl0f
\\':I;'Tr o( r:birn~ h\' Ihe ()\Ylln
3.13," 1 1.1'.2
9.2," .'
4.3.5. ,i.:; I \) III
1',i,2
')IO,i 11 ,- I' i'
.j , "i "i I n q ~
II.',::;, II i)
tl 1 (1 1,. I 1 ~
\\ :li"':r (,r l.i"ll~
\'{ ;liITr~ ,,( c;l,hp'~:lIi' '"
Warranly :lIvl \'';-:Hr:1t11k.~
"lfI..!
"I
I I ,~. I I " -
3.5, .j,.!'l
12I2 l--; - 1 ~
.i q~~'
<1.5.4
I I ~
,LJ,iJ,. II >". 'I X 2. q \) I
\\'e:llhcr {)el:l\'~
When ArbltrRtlon May Be Demanded
\'X;ork. Dt'finirinll"/
W'rirlell (>Jll"1:'11I
l.~ r U~, ; Ii.! i 12 i ,j
Q1l1.2. 1.11/1,,1(112,111.1 ,
I I, 1 'i. ! f~ I I 1".2 I ~ ,i 2
i.211 i.2.12..I'-
, 12 H, , 12 '.', ,i'" 'i .ii
q::; 1,0,- q Ill. ll' 1 1.
122.i 13.3, 1>"'2. 1 ,j
",-;",(1
.2 9 H2. (] t) I.
11 J,.I.
\"\'1 111en lrHCTpn'I:llin!lS
Wrltlen Notice 2 -l, 2 'i. ,>.0.
j ". <;21 -; " ::; .1.1,1. H.2,2. q.1 I,
Ill..'!,,!! 11,.11,1,.1222,
\"(;dllt'll (hd!'l~
2.' ,(l..i,
-: R 22, 1 1,1, ('. 12 I I!. 2, I ~ ;.~ 1 i
AlA DOCUMENT 1\201. r;FNFIlIII IJ'NllnlllN~ Ill' Till, ('rlNTHAl:T i<lfl r:fJNSTllll, lHlN' ':"I'lnITNTll 1'.I"TI(',.,.
.\fo\' . ,~, "'''l- 1"1 If' A,\1rJIII:,\N Jr~<;TITI1"f I-' 1)1' Alii I rn I:(;'J~. I ~~~ NF\~' \"()(H: !I\TNI 'f. ,'\.' w \X'.\"lllN(: 1 (IN. (, ( !"""I'
A201-1987
5
W^,lNING; U"lk~"!IIf'rl nllotocopyinq viol;JIp.~ u.s. c:opyri(Jhll~..../'I:" !'Inri '!II .."bil'C:ll" 10!'lJ'1l1 PI"....":,,H"n
.
.
GENERAL CONDITIONS OF TilE CONTRACT FOH CONSTRUCTION
]
ARTICLE 1
GENERAL PROVISIONS
1 .1 BASIC DEFINITIONS
1.1.1 THE CONTRACT DOCUMENTS
The COIllr:lcl, f)OC1I11l<:111.<: consi.c:1 of the Agreemcl11 hetween
()n-ncr :mc1 (.c)I1lr:lClor (Ilercinrlfler the ^~reemerll), C(lI1diljon~
()I Ihe (:f)l1tr;lct {(;encr:d, Suprkmcnt;Jry ;Jnd oll1(:r Condition"),
lh:l\\'il1gS. -"!'CCinC:lIilll1S, :lddcntl:l is.''llcd pri(H III C:":CC111i()fl ()f
11ll" C(Jl1tr;1CI, other dnculllcnl.c: listed in till.: ^wecmcllt :md
r-,.lndHiclIillll.': is.<:ucd :l[ter execution of the Contr~CL ^ Modin.
c:tlioll is r 1) ;1 '\\'rilten ;tlllendment to the Cnnlr:Kl signed by
hoth p:mics, IZl :1 Ch:1n~(:, Order. (.~) ;l COIl.'aructioll Ch:1l1ge
Dirt'clive (If (1\):1 writ!Cll order for ::l1l1innr ch:mge in the \'{fork
is,<;t1cd lw 'he Architect. \ Illlt::.c:S specin<::llly cmllll(:r:llcd ill Ill<..
Agrn:rncnt, Ihe Cnrllr:tct DOr:lInH.'ll\~ do not include olher
doc\l!1lctl(~ Stich ;\.<; hitktinR requiremen!.<; (:ldvenisefllent or
;11"it~ti(l1l 1(1 hid. Instr11nion~ 10 Bidders, <;:l1llple form.c;, the
Contr;lC1Or'.<; bitl or por!lons of ~ddcnd~ rcl:Hin~ 10 hitkling
reqlliremcl1t,<:)
1 . , .2 THE CONTRACT
TIll" (:(1I11r;I(1 !)tl("ltllWnts ftm" tlH: CClIllr;lct rtlr CCll1.<;lflKlillll
The COlltr:lCt rcptt's~nts lhe ("Iuhr ~nd inlcgr~tetl ~W('('lll('nl
Iwl~Tr:n Ill(' 1):111;('.<; l'creltl ~1l(1 ,S{lpcr.<:edc~ l'rl()f llew'ti:lIilln~,
ICpIC<:['l1t:lli(lIl~ ()1 :tgrt'TlllCIlt.S, eilher wrillen (Ir (lT~l. The Om,
Ir:1Cl may ht: :llllClldccl {)f modified only h\.:t Modification. The
Contr:l(l I )IKUlIlcnt.<; .<;h~lIllot he CtlllSlf1ted to cr('~lc ~ contr;lC"
11I;11 rcl~li{1I1.<:llip or :lI1y kind (1) hetwccn th(' ArchiltTl ~nd Con.
lr;lcl(H, (1.) 1,ct\....Tcn the ()n'ncr :tntl :1 S\lhct1l11r:lCHH Cll Suh-
<:llhClll1tr:1Ctnr or I:\l hetQ.'ccn :lilY rer.solls or ('11Iilks nlller rh:lIl
tll(" (),,"11(:r :md Conlr;H:lnr The ArchitecI sh:1I1. ho't\"('ver. he
entitled to pCrfnI111;tnn" :md enrorcC'lllen! of ohlig:nion.s lHHler
Illl' C:(llllr;lC! irlICll(IC(i t{l bcilil:l\(' pCrfClrtl1:lIlCC (lr the
I\rchilt"cl ':; dlllic:;
1.1.3 THE WORK
'l'!ll' leflll "\'('('rk' mC:lns Ihe CIIllSlf\l(""!icln :lnt! ,<;cfvin.":;
rcqllin:t.l hy the Cnnlr:Kt Doculllcnt.s, 't\.hetltcr compleled or
p:trti:llh- cornpll'tcd, :111(1 indudes at! otht'r !:lhor, Ill:llcri:tls,
l'qttiplllCllt ;lnd <:CI"vicc:-" pnwidcd or In he provided h~' lhe
(,tllllr:lCt{lr to 1'1111111 the (.cllllr:Ktor'" ohlig:llion.<O The \'("ork
111:1\ ("llll"titl1t(" Ille whllle or :1 P;lrl of the I'rllic("\
1 ,1.4 THE PROJECT
The l'rojcct is 111(' lnt:!1 CC1l1.<:trllc!ion of ",,'bich lhc \'V"(Hk I)('r,
!"llfflled ltntlcr the (:(1111r:1("1 D(IC\lmcnl.<: 111;1\' ht' the Whlllt' (If;1
P;1f1 :mtl \'I.'hicl1 111:1\' inclnde c(Jllslnlcliun Iw rht" (}wncr or lw
. . .
<:cp;lr:lIC Cfllllr:lC!nr.<:
1.1,5 THE DRAWINGS
'l'he !lr;ln-jllg.<; ;In: Ihe gr:1I,hi(' :111<1 pinllfi:ll pClnic1I1.c; clf 111(" C;tlll-
I r:lcr !lrl("\1I11cnt:;. \vherc\'cr It 'Cliett :111<.1 't\.hC!l(T(.r issut'd.
<:l1j1\vil1.l! Ille (k<;ign. !oclliclll ;lIld dimcn<:jnns Ill' the \'<.'ork,
geJlu:illy inclllttillj1 pl;1I1'<:, d(T;llirtfIS SCClirt1l.", dt"t:lil.c;. :;(1Il'd-
1111:'" :tlld ~li:lgr:Il11.c;
1.1.6 THE SPECIFICATIONS
]'11(" ';pc~'ifi(':lti(H1S ;ln~ Ih:l1 rrHli(l!l {l( IlK C>lnlr:\C1 {)(I("urnnll,<:
('1111,SIS11Tlj.!. ()f ll1e ,<;nillcn r('quif('Il1ClllS [tH m:llcri:lls, ("{l',ir'
ment, ("(lt1S\rtlCli(H1 .",,'stems, st:ln(l~rds :1I1d 't'..'flllitl1:1l1S11;]' f(lr
the \"<'ork, ~Il(t perfortl\~llce of r('l~ted :;('r\"lces
1. 1. 7 THE PROJECT MANUAL
The ProjeCt M:Ult1~i is the volume uS\I:lII\' :l.<;scmhled for the
\'Cork which tn:lY inclmlc the hidding requircJllt'I1t.<;, ,s:lInr,k
rorrn.<;, Conditions of the Contf;'lCI :mtl ;;f'eciilc~tion,<:
1.2 EXECUTION, COAAELA TION AND INTENT
1.2.1 Th(' Conlr:1C1 DOCIIlllents sh:lll he signed h\' tilt' Owner
:mtl COlllr:Klor :lS provided ill lhe Agn."Cll1clll. l! either the
Owner or Contr:lctnr or both do nOI .<;iJ,!n :111 the Coni r;lC(
Document!';, the Archirect .<Oh::lll identify such tlllsi~nerl Docu.
men!.<; \lpon request.
1.2.2 Execution or the- C(lntr::lct hr thc Corllf:lCtor 1.<: :1 rcplc-
,scnt;HioI11!l:11 the COTHr~('Ior h:l~ \'isilcd lhc .c;itc, hC({lIllt' r:lnlil-
i:lr with 10cII conditiolls under which lhc \'(:ork is III ht' pcr-
formed :md COrrd:1ICd rcr.<:on~1 ollscr,,::niolls witl1 require-
ments or the Contr:1Cl f)()('umems.
1.2_3 The (ntent of tile Contr:lCl DOcUllH"n!.<; is III inclll(t(> :lll
itellls ne(('s.<;:!rr for lilt" proper ex('cution :lIld cOll1l,le\i(1tl or the
\'(:nrk ll\" rhe ConlraCtor The Contr;KI I )oCtmWI1I:; :11"(' ("(lfllPi<'
Illent:lry, :m<l wh:ll is required hy one :=:11:111 he ;l.c; hinding ;1>: H
required hy :111: perfllrlll:lIlC(, hy 1l1r COll1r;lC!(lr ~1t:ll1 Iw
rcquin'd (llllv 10 tile CXH'1l1 ("(In.<;i~tcnl 't\'ith tile C(llltr;lC! 1)(1("11
l11Cnt,S :lIltl rC:1.<:on:lhly infcr:lhlc frum !he111 ;1'<: heing Tlt"("c.<:<;~1\
lel produce Ill(' intended resulls
1.2.4 Orp,:mi7_:11ion of the Specifk':lliolls into dh'isi(1!1s <:('("110I1S
:lIlct :trtkles, :m<l :nr:1llf!c1llcrll or Dr:1\\"illgs sl1:11111(11 COIl1rill the
C!mtr:lCIClr in (t1vi(ling tl1~ \'(Iork ~nl(lI1fZ- Sl\I)('(llHI:!(-t(ll.c; (lr irl
t'SI:lhlisllinf! \h(' eXlent (If \"(!(lrk to be pClfoflW?<I bl' :1Il\" tr:lde
1.2.5 tlnlcss nllwrwi<;e ,C::l:lle(t in the- C(mrr;lC{ !JClCtllll("TlI.<;.
wc}rtl.<: ",,'llich h:lvC wcll-knon'n Icd1nic:11 In CtHl.c;Ir1,C\i!lll ilHlttS
Iry 11le:lIling'" :lre 11.<;('(1 ill lhe {~olltr:lt'r [)tl('tlIl1Clll.<: ill :tc("(ln!-
;111("(" Wilh S\1(11 recl1glli7.ed llleH1ill~,C;
1.3 OWNERSHIP AND USE OF ARCHITECT'S
DRAWINGS, SPECIFICATIONS AND OTHER
DOCUMENTS
1.3,1 Tht' Dr:g\'ings, SpccifiC:llioll.c; :llld olher dOC\!Il1("!1l<;
prcp:lrcd I", the Arcllilect :u(' in.<:trUlllt'lll.<: of ll1e ArchileCI-f',
~("n'ic(' throu~h 't\'l1i,1l the Work 1(1 he c:<cnttccj h\' rhe Clln.
Ir:l("lllr is descrihed The (',cllHr:lCttH 111:l\- 1(:'I:lin l11H: ('lllltr:1Cl
r("("llnt ,S('I_ Neither rhe (:rllllr;lCI(lr ll(lr ;tny Sllhccll1Ir:I(1(H. S\II,-
c;uhc()n\r~Clnr or rn:lteri:11 or equirllHclIl <:upplier sl1:111 fJt\'n nr
Cl:1il11 :1 crlpnigl1t in rhe !)r;lwill?,.<;, SpcdtiClti(tllC:: :l1HI flllH"t
docull1enlS l)fep;lret! In' rht' Architect. :mcl \Illlcc:<; ollwn,.-(q'
;mlicltr'{l rhe Archilect ,,11:111 h(' deemed llw :lulll()r ll( Ilwll1 ;!!)t I
will l"('l:lill ;111 CfHl1l1lCllll:1"". ~t:1lUl0f\' ~11(1 {llller r("<;(-'PT(I ri,~hl~
ill :lc1dilioll ro tl1(' c(Jp"rip.:l1t, All c(lpie.c; or lhem c):cej11 rile
COIlI1:IC1nr'.c; record .<:('(. S11:1I1 hl' rf'!tlmetl or <:llir:lhly ;WCflllll!(''.1
for lotlw Arc-hilen. (Ill requcs\. Up011 ("(1ll1plcri{Hl nr 111(' \'X'ork
!"1w I h:l,,'illgS, "pecificlli(HlS :111(1 (ltlln rll)("111l1('IlIo.; prf"J';rrt'r,1
h\' lilt' Arc:llilccl, :1I1tl c(lpie.c; IIH:r('rd ftlrllisll('(llt) Ill(' (t1l1Ir;tr
tnr, ;II'C fn! 11.<:(" solely n.itl1 re,<:pecl In rhis P!()]CCI Tl1n ;11(' llfll
1(' he II.<:cd h\' rile C(llllr~cl{)r or :11l\' SlIhn'"lr;lct"l. Sllh
sl,hnlllrr:l("!(lr Ilr 111:11C,i:1I {Ir <:-qUiplllCIlI Sllpplin (Ill f]llwr I',"j
tTl.<: Of fllr :lddirifl1l.c; In Ihis Projen tllll"';ck Ihe <;('1)1'(' nl 11,,-,
6 A201-1987
AlA DOCUMENT A201 . I;P!FlfAL C()Nt'ITH1N~ I II" '1111' ('( W flfM:l 1"' III C( IN'; 111111'llfH') , r"l 'P 1 IT~J I 11 Fill I I' 'I;
,\I^ ~ . ,~, 1"l'l7 TrlF A~.\F11lr:,"t' IN<;1"I1"\l"l"1' or ,,,"Helli'l Fr:,!,S. 1""'\<; Nl"W' ',' l1'K A'TN1IF,.... \_~ \l:',\':I IftJ'; I t "~ I" 'n,,,~,
IOJAnNIN~' lInliepn<ll!?d I"Ihol('lcot"V1nO vloIRl"!!': US_ co"vriol,'I~......c: Rnn f<: ..,,1->;".-:1 '...'..':)nl prn<:l!17t1l10fl
.
\"Ill!.; ixillHllH the spcr:i(ic wrincn C()!lSCIH or the owner :lIld
:\rctlilcrl Tile C:IHllf;:JC1(H, SuhcrlfltraClrHs. ,C;\IIl.<;uhC(1flll;lC{(lrS
:l1ltl ll1;llnial or equipment .<;lIpfllicr.<: :uc gr:lIllCtl ;1 limited
IiCI_'IlSC 1(\ usc :1I1d reproduce :'lppliclhle [1oniorls or rht' Dr;!\\'-
In~..!.". Sr:,ccificHiol).<: :lllcJ other (\ocurllcnl.<: prcp:1rcd hy the
l\rcl1ilCC! :l[lpropri:1lt': Ip and (O!' lIS(' in Ille ("xenltion of their
\Vork ul1der llle COl1tr:lcr !)ocumcn!.s All ('(Jpies tn:l(!c ullch::r
Illis license ,sh:111 heir the SI:1l\l!\1r\" r:f)r"'\'ri~lll nOlicc. ir :m)".
"Il(l\\"ll "ll IlK' !)r:ln:ing<;, Spcdficl1irlllS :1I1d other rl(lnll11cnts
Ilfcp:llnl hy lhe.: Architect Suhmit!:ll Of di,strihtllioll 1(1 meet
offici:11 regtll:l1on' Icquin."I1lClllS PI" ror other pmpo<;('s ill con-
IH:nillll \Y;lh !l1i~ f'fOj('Cl l~ 1lot III he C"oll<;lfued :\~ puhliCuiOl1
ill (]cnJg:lIiCH) (J( tIlt' ArcllilCC1-~ ctJpyriRhl en IJ\]Kor rc.<;("rvccl
l'ighlS
1. 4 CAP IT ALlZA TION
1,4,1 l'crm,<; Glpil:llin-:d ill Ihc~(' Cener:l) C1Jllcliliorl.<; include
(IH1Se wnich :1r(' (I) spccincIlIy (lefill('d, (2) lhe litle,<; II( 111111l-
hCfl'd :lr1iclcs ;10<1 idcmificd reference,<; III P:u:lgr;lphs, Suhp:lr:I'
gr:lphs :lIld C1:1\I<;t's in the dCJr:t111WIlI m (51 ll1e tille::; 1)( (ltl1G
dOC\lIlICIl!~ Pllhlisht'd ll\' the Alllcricln lllslilllte of Architcct<;.
1.5 INTERPRET A TION
1.5.1 In lilt' inlcrC,<;1 o( hrcdty the l.Cllllr:ICl Documents fre-
qUl'lllh' omil 1111 Jdiryillg word.<; ,<;\lell :1<; ":111" :111(1 ";111\'" :lIld :Irti-
clcs<;lIch :1,<: "lhc" :lIlcl ':111," hUllhe f:1cI tll:1I :1l1lodineror:m
:lI'liclc is ;Ih<;cnl /rorn (llle <;1:llclllenl :lIld :lppt":Jr<; in :1llolher IS
nOI illlclldet! to :1 (re('1 Il1e inlerprcl:lli(l1l (Jf either <;1:lICIllCIlI.
ARTICLE 2
OWNER
2.1 DEFINITION
2.1. TIlt' O"'IK'T i,<; the IH:r<;CJIl (lr clllilY identifit'cl as stich ill
llll' i\f.!rcClllclll :tncl L<; referred to thnll1.'lIJOUl Ihe Conlract
I )(lCtllllcnl,<; :1.<; i( ,<;inglllar ill Il1lmlwr Tht' !crnl "Owner"' me:lIls
Ill(' ()wtlc.'r ~11' Ih(' ()wlln'~ aulhllfrzec! rcpl'l"S('lll:lIive
2~ 1.2 .)'11(' (h\'lllT UP'l11 rC:IscJ1l:lhk wrillen requesl sh:llI fllrni,<;h
In the Cl:lrHr:tClor ill \Vl'ilin~ infll/lll:nicHl which is tl<.Tes-":lr~' :tnd
l'clc\':l11t ror Iht' C{)lllr:tC!or In e\':llu:Ilt', ni\'l': notke of or
('11['111'('(' llH.:ch;Ulk ',<; liell lights SttCh ill It 11'11l:llil Jll <;11:111 il1cllld(::1
('()tHTl st:1lt't1lt'1l1 01 lllc tC(IJld )q~:ll lille to Iht' I'(operty Oil
which Ille Pr()i~TI i<: Inctted, tlsu:llly rererred 1(1 :1.<; lhe "lie, ;lIld
1l1e ()WlltT'S illlCl'e~1 1l1erein ;11 l11c lime 01 eXecUlion of the
l\grn:lllt'1l1 :Ind, wilhin five <1:,,'.<; :lfler ;tt1\' ch:lIl~e, infnnn:l\ioll
()f sHch ch:lIl.llc in (illc. recorded Of tlt1f(ocortled,
2.2 INFORMA TION AND SERVICES
REQUIRED OF THE OWNER
2.2,1 The (h\-tlcr ,,,I1:tll. ;11 the reqlK'_<;t or lhe Cfllllr;lctnr, prior
to exc("tttion nf lhe Agreemenl :lT1<.1 prolllplly Irollltime to time
IIH-'re:lrlt't, (urn ish 10 the COlllr:\Ctor ft':1.<;on;lhk' c,'idr:nce 111;\1
111l:11lCi:ll :lrr:111~('lllt'nls h:IV(' ht'cn m:ltk' 10 (l1HilI Ill(' Ol;\ll1cr's
'lhli~:l1i(lllS undc!' thc C:elfllr:ICl_/^'Ofl}- "lIless sflch l'('fls(t11aIJle
('/'I(I('II(c 11'('1"(' 1/()"II;slwr! Oil 1"('({II('SI /I/';or /0 Ihe exenlf'OH f!!
Ihl' /1,l!.I'(,C/1Wllf, Ill(' !".n~!I('(fil'(' om/roclnr would Hof /)('
1'l"/lIiJ-l'rI/() ('SC'C"/!/, Ih(' ilRI'('t'II/C'I1I III' /fl UI111111l'1/{(' Ihe \r.rJl"~:,;
2.2,2 Tht.' (h\"!lcr ..;h:t11 f\1t'I1i,<;h .<:tln'('~'<; de~crihing ph~'.<:icll
cll:lr:tClcristic", leg:rl1inlil:lli(JIls :1I1cl utilil~' 1{)(':l1iclf1~ f'lr lilt.' <;ile
'If Ihe P!Cljn-t, :1l1c1 :t leg:ll tks(:riplioll of tile Silc
2.2.3 Fx((:pl for 11Cftnil<; :In(l IC(,<; n.hkh :lfC thl' ,cspOll..<:ihilil\'
(11 I!lt' (:lltllr:tcllJr IltHicr the (:I"llr:t('! !llIClttlWlll.<:, lhc' ()"'!le!
..;11;t11 '-a:!,'lJrC :llld I):!~' Inr n<:n:,<;<;:If\- :tppIC)\':I!.C;, e:I,<:ClllCllls, :1.'<:~cs'<;-
.
lIlen!s :1t1tl c!1;\n!I'<; rcquin'c1 for ("(1t1S11tIUi()I1, u<:{' or 1)((ltl1:111(\
ll( 11crm:l!l/'Il! <;lrI1nltre<; rlf fIll' prrlll:ltlClll cll:!nf.!C~ itl ('~:i-"til'l.!
(:wililics
2,2,4 In(1I1!l1:1tinr\ Of scrvin:s ttnder Ihe o<<:'.:ncr':; Crl!1l1(\I<;h:dl
he ftlrni<;lwd hy 1l1e n"'"cr <:\'ilh rC:Isnll:lh!e I1rrJt1111111'.";,<; [f)
;J\'nid dd:l\' in orderh' Ilr(lgn."',.<; of 111(" \'(:IJrk
2.2.5 llnk',<;~ oth(T~\'i,<;(' prl1\'idnl in Ill,:, (',Otll r:tcl I), WI II t)('1l1 ';
Ihe Cnllll:wrnf <<:',:i1llw furnished, ftc(' o( cl1:n,l.!c_ ';\lfl1 (')I'ic:~ of
llr:lwings :ttHI f'rfljen /I\:lIl!1:1Is :1~ :1t'(' 1(':lQ'II;rhl\ t1Cn~~-":t!\ If I!
("{('nllion of 111(' \'(:lllk
2.2,6 The flllTj.toing :Ir(;' in :1dclition 10 nlhn dl1tk.~ ;tnr! n',<;!)lltl,
sihilitit'" III Ille (h\'l1f.'r t'l1l1111rr:llnl hndll :IIHIl'~;pn-i:1lh' 11111";"
in I{'-"Iw('t tn Anicic (1 (Cclll,<;tn1Clio!l hy (hnlf'r or h~. ,\l'Jl:l1:!Il'
(:rlnlr;lC1or-"l, Article 0 (1':1~.tllcnts :11ld C:1Jlllpl(,tif1111 :llld Artic\c
II (lnSl1f:lllCC :111(1 1\(1!1(I.<;)
2.3 OWNER'S RIGHT TO STOP THE WORK
2.3.1 If the Crllllr;tetm f:li!.<; 10 ('orrC(1 \'X:mk t\'hiell is nol itl
:ICC!Ht!:lIlU.' w;111111C rcquirClllelllS (If rllt' (:(1I1Ir:lCl [){lClllllt'lll-"
:1-" rt"quircti h~' P;l:l':1graph 12.2 or per.<;i-"telllly r:1i1s to "clfry (llll
Work irl :Jccord:JTlC"e' with the Cnllfr~cl [)OCIlt'IlCllt,<;, the Owner,
hI' \\'rillcll order ,~i~ncd rC'f,<;oll:llly or hV:1I1 :lgnll specific:tlll' <.;(l
cmp(H\.'ered hy 111(" OWller in wriling, Ill:!)' (lrtk'r lilt' CC}tltr;tt
lor 111.<;t(lP the \'(iork. or :HlY portion therco(, untilll1e c:ttlSe (or
such order h;\s hccn dimitl;\ll.'tI: however, lhe ri~hl of tile
Ownc"r tfl <;l{JI1lhc \:{icHk -,,1l:111 nOI ~i\'e ri.<;{' t():1 tllIl\' oFltl1e P:11'l
o( Ihe Owner 10 exerci.<;c IhL<; rj~hl for rile hcnenl of the Crlll.
tr:Klor or :1I'y othef person or clltily, except 10 llle exlcnt
required 1l\' Sllt'p:lr:lgr:lph (L I.:'
2,4 OWNER'S RIGHT TO CARRY OUT THE WORK
2.4,1 If the COtltr:tClor dd:IUIl,<; or I1q~!cclS tf' (';11')'\' (1\11 11H'
\X.:nrk in an:onl:lIl("c wilh lhe CCltllr:l('t J)Of.'1ttlH'lll~ :ttl(! f:lils
wilhin :1 ,<;(,'ven.(I:n' pc-ricld :lflc:r receipl of <:\'l'iltc:n nlllin: lnltll
lht' (\\\'l1cr lel ('llllHllCtlC(' :lllc! Clllllinttc- nJ!'l(;'nilltl Ilf stH'll
dd':lllil Ill' lH'glcCl ",illt dili~('rl("e :111<.1 pr(l1l1plm'<:s. 111(' (),,"rWI
1ll:IY aileI' ,<;lIch ,<:(,"\'('ll-d:I\' period give Iht' Cllntr:lCIIl! :1 "CClllld
,,'rillt'11 tllllin: to C(lrt'I.'('t ,<:lIell dc(ic;('l1ctc.<'; wilhin :t<;n:lltHI
s('''c.'n.d:l\' pe.'rll'(1. If the Ctltlll':lC!cl!' within SItCh ....C','fHld _<';('\'('11
d:lr pefiod :111(,"1' ({'cdp! of ,"uCll<:t'C(llld nol ice f:lils III '''lll
1ll('!lIT ;lIld Cfllllillll(' HJ CfHfcn :l11Y delidctHie<;, [Ill' (l\\'llCf
1ll:1~' Wilholll prejudice III olher rt'lllnli{'<; Illc ()"'tH'T fll:t\'
h:I\'(', COHen <;lIcl1 deficicncies, 111 <:;l1ell CL<:C :m :tl'pn'11I'1:1IC'
{:1l:1n~e Order sh:11l he i<;sllt'{1 dcduCling froll1 p:t\'!llt'llIS lhCI1 OJ
l!lct'(,:tflcr (hie llle (;lllllr:lClllr the ('ll,o.:l fl( ('(lflcnirll! Stw!' (Icfi
dcndcs. illChl(litlg CllllIIK'llSati(lIl ((1r 11le Arcllitcc!.s :1(kliljclt1:tl
sen'jces :lllCI expt'll,<;(",<: Ill:lcle necc,<;.<;:ln' 1,\, ,<;IICll CICr:llIII, tlt'f.!lcc1
01' r:JiItl(c, SUdl action hy Ihe Oo:vllt"r :tnd :tIlHlll~'L<: cl1:lrgt'd tn
lht: (:olllr:Ktor ;lre h(lth Sllhrcct to prior ;\pprflt':11 of 1 Ill' Archi
I('Cl, II p:n'Il1(,lll<; thell or lIlere:lrter dllt' 1hc Cntltr:I('\(Jt :1r(' 1)01
su(fi('inu 10 ('()Vel such ;lllHHlIllS, tht' (;IJll1r:lCtll! sh:1I1 p',1\ lilt'
dirfcl'CflCt' to lhe (lWllet
ARTICLE 3
CONTRACTOR
3.1 DEFINITION
3.1. T1H~ CCJI,lr:1C!111 is tll(" ))t'rsllll flr (:ntill' idclllifit,(! :IS <;lwll
ill Ih(' ^wecllwllI :md i_<; r('[crled 10 1!U'ClIH,dH'I!! lhe (!111lt:lIl
1)'WI1llll'IH~ :IS if <;itll~IIJ:lf in tlllll1her '1'111'1('1111 "(('tltr:tlJ,,,
t1l(':lIlS tll{' (.~llllt:lnlJr ClI lhe ((HJ[r;l('IC11<; :H!!IH'tiJ,,1
tqHC<:CIll:niq:
AlA DOCUMENT '\~Ol . 1;r-:Nt:UAI. (:I'NIltll0I\ts (lr lItl'. C{JNTllM:T Fell( <:ONsTllll(:THJN' Hlt1lltlTNTIl F!)11111N
,"A. '!':I "lIe 1 t 11' /\~lrHl1 AN tN<;TlTIITF OF ^IH:IUTFC t<;. t ~~o:; Nnl' YOaK ^\'t:I',/I tF, N \l' W'i\,SIlINC'1 (IN 1\( 2'ltJ!l(;
A201-1987
7
W^ANING' llnll(':pn!l"d J"hnlnl':nnv'''Q vlol"l..!! U,S, coPV,I"hl lnw!lIUtrl 1"1 !luhl,.("! In 1"0"1 nrn""("lIllnn,
.
3.2 REVIEW OF CONTRACT DOCUMENTS AND
FIELD CONDITIONS BY CONTRACTOR
3.2.1 The C(llltr:lC!or ~11:lfl ofcflllty o;'t1d~' ;lIld CtJlllf':lrc Ihe
C:rHltr;lC! [)IIC\llllC111.<: wilh (,:lch (1Iller :lllt! WillI il1r(Jr1l1;lIifln
turnisllcd )1\' the ()wner pursu:1Il1 [(I Slrhp:mlp,r:lph 2.2.2 ;II1d
sh:ll! :l! once rq,or! 10 the Archilect errors, inn HIsistt'llcic." or
llmis,sitlll." discovcol{'d The CfllHr:1C!ol Sh:1H 11(11 he Ibllk 1(\ tile
(h\"l1(:r~)r ^rchitC(l f(ll d:1l11:1W,' rc.'illllillg fnll11CflnrS, ilH"'.lllSic:.
!ellcje,<; or Plllission.c; in the CClIUr:lct Documen's unft'.<:.<; IIIC
C:(Hllr:IC'{lr rl'Cflgni7.cd Sllell ericH, jJlUlIlsi.<iIl'IWY (11 <)\niSSlllll
:lnd kll(l~...illgjr failed to report it [n the Mchilen. If lht' CPIl-
Ir:1Ctor po:r(orlll'<: :lI1Y construction :lcth'ily knowing it involves
;1 recognized error, ill('()Tl~i.';lenc~' or otlli,,;,,;ion in Ihe Conlr;ICI
!)oCtlrnCnl~ willH)llt ~lIcl1 1l00ict In the AI'C"hitccl. lhe COfllr:1C'
lor ~h:rll ;IS';H!I1t: :lppropri:llt" rcspollsihilily f{ll such perfor.
1ll:1l1lT :1111.1,,11:111 he:lr;Ill :lpproprimt: :1I111Hlllt of the :lltrilHH:1hlc
ellSlS ftH correction
3.2.2 The COlHr:lClor ,c;h~1I l;!ke Fi(;'ld rne:lsurt;mcnl.<; :lIlU v(;'riry
field c{llldiliollS ;md ,c;h:lll c:uefuJly cornp:ne: ,C;Ud1 Field me;!-
Sllre1TH:nt~ ;llld condilions :111<1 nther inforll1:rtioll known to the
(:r)l)lr:lctllr willllhl" C()Iltr:lCl [)clCl1ll11"!lIS 11('/"(lr(' ClJt111llCncing
:l('li\';lil".<;. Errf)r~, inconsLc;lcnck',<; or ()llli:';,c;ioIlS di~nlVercd ~h:lll
he reported III the Archilect :ll once
3.2.3 The (Onlr;JClOr ~h;ll1 perform llle \'(.'ork in :lCcord:1l1ce
will1 lhe CPlltr;\C1 Document.<; and ~Uhlllitl:lL<; ;1[1pl'llVcd rur,
suall{ If) l'ar:lgr;lpl1 ,~_12
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES
3.3.1 The COlllr;JClor ,c;h:-;lI c;lIpervisc ;tnd dirt'("( the \'{lork,
11sing lhe Conlr;lCtor'." he,"t ,,,kill ;md :lltemion, The Cnnlr:IClol
sil:dl he solely re~p()nsihk for :md h:lve control over CtlmarllC-
llllll mc:rll~, mefhcl(ls. lcchniqll(',~, ~{:q\lelKeS :lIld pnlCcdurc~
:111d rIll CC1(lrtlin:lIill~ :lll ponilllls ()r rill' \VJClrl< under rhe (;l)ll-
lr:I('(, lIllle.".':: C.onrr:lCt [)OClllllents gh'C olher ~p('drk im;lnK'
lion:" (orlo:rnin~ rhese rn:lller.<;
3.3.2 The CrmtraClOr ."hall he re,<:pol1,<;ihle In the Owner for :ICI.<:
;llld (llllissifll1S of lhe Contr:IClor',<; employee:;, Suhcnnlr:Il'lors
;111d their ;1!1elH.~ ;lll(l employecs, ;1l1t! olher rer~llll." performing
l1onicl!lS of lhe \'(/ork under ;1 cllntr;KI wilh Ilrt' Corllr:l(olClr,
3.3.3 The COlllr:lCtor sh:lll nOI he reli~'ved ofohlig;lIiollS 10 PCI-
form the \'X'nrk in ;lCcord:mce with the COnlr:/C1 l)onlt1H:nIS
eilher hy :lCtidtit's or dUlie:o; or tile Arcllitt'ct in lilt' ^rchilecl',e;
;ldlllinistr;llioll of Ihe COl1tr:Kl. en hy It'Sts. inspt'c\lon,'i or
:1111)1'(1\':11.'1 required or performed hy persons olher Ih:lIl lhe
CIllilr:ICIIH",
3.3.4 Tile Cnlllr:lctor .';11;111 he rt'spoll.<;ihle for inspeclion or por-
I if Ill." or \'('flrk :llre:ldy pCrrorlm:d under this \,OIl!r:lcl !o dCler,
minc Ih:ll ,";{1clt portions ;11"(,' in pHlper condilioll to receive ,c;ub,
..;("qucm \'\." C Jrk,
3.4 LABOR AND MATERIALS
3.4.1 \ Inl1,:s<; other\\"j,<;(' provided ill tl1(:' (~()JHr:I(! l)IlClllllCllIS,
II'l' (;(lnll';lClllr sll;illllnl\'ide :lnd ll:IY fIll' bllllf, nl:ltni:rls. cqllip,
llH'IH. lCltll" ("(lI\struclillll equipment :llld 11l;IlJlillery, W:IICI'.
I1c:tl, 1.11 ilit ie,". tr:lIlSplJrt:lIi(lIl, ;In(/ lIther fadlilit"s and S('lTicl'S
IK'('I'..;s:n" f"1 proper execulion ;lll(l ('(llllpk'tillll of the \'(:ork.
\\'ll('11H.:1' tc.:rl1pllf;I1Y Ill' pernl:11lt.'Il\ :llld WhClht'1 llr llCH innl1')J1J'
r:llnl (If lCl llc in('(lrp(lr:llcd in the WJllrk,
304.2 TIlt" C:lllllr;rC1ll!' -"11:111 cnrlltTC -"trin di....ciplillt. :lIld g(l(ld
(lllier ;lllHll1,l! the (:(llllr:1('Illl'-S l'lllpl1,\'CC" ;ll1d cllhcl ptT"llll,,,
(:lIT\'ing (JUt Ille {,(JllIr:wl rile (:nlltf:lctrJl" <;h;lll nol I,c:rlllil
{'11l1)I(l\'I1H:t11 'lr IHllit perS(lll.<; III IWl"S(l1lS rH11 "killnl in 1:ISks
:1.,,"igncc.1 II' ltlerll
.
3.5 WARRANTY
3.5.1 The (rllltl;ICr(lr "'-:1 rr;lI 11 " 10 tilt, (l""IWT :111(1 i\J\ !lill'c! tll:1!
m:llcri:lLe; :md ('qUipllWlll furnished 1H)cln IIH' (111111;11.1 will I,,:
or good qll:llir\' ;1ll(1 Il('W IInk's" Clll1t'rwiq' rcqlliJ!'cl Of l'Clrnil
led hy Ill(' COllrr;1C1 [)ClCnmnlls, Ih:Jl Ilw W"'rk ,,"-ill Iw frn
rrom dt'/CT1<; Ill)1 inllClenl in rhe QU;llit\. n'rj11iH:d [11 l'Ctllli1tnl
:111<1 lll:tl rill' \':(lrk will Cflflforll1 ~,-.ith 11)1' I'CqllilfollWlH'; of 111,
{;(llllr:lCl 11(JClllller1tS. \"(I'(nk Ill11 (,ClJ1fClrrllillg Ie' 111(.'<;(' f('{plirl'
JllClllS. including .<;l1h"tilu!ioJ1S IlOl pr[llwl'l~ :Ippn1\'("c! :111<1
;1\llhllri7ed T1l:l\' h(' C!lll."idercd defcr,tin_' Th(' <:(1l1l1:rr-1<1l"
w:lrr;Ill1)' excludes remedy fen d:tJll~'~(, nr defeel. c:rus{'(1 11\
;lhtt';t', II11l(tif'iCHi(1l1<; IH11 ('xcc\lle(! In' rile C{1I1tr;1I'!1)l illlllfflp("r
llr i.ISllfficienl 1l1:lil1len:1l1Cf:, imprl'fwr ('f'cr:lli('ll, III tHlltll:tl
we:1l' :mc! le:n llnd{~1 n(Jrlll:lllt<;:t~C. If rt:quiwd 11\' Ille ^rcl1irn'!.
the Cotllr:lClor _<:11:111 11lt'Jli..;h _<;;lIisf:lC\llry {'\'idcll((' :l~' III Ill(' kil1(1
:1J1d qU:llity or Ill;llcri:1L<; :1I1d eql1ipmenl
3.6 TAXES
3.6.1 The C()n1r:1ClOr~h~1l r~Y s;Jle~, COIl<;lI11wr, \lse :1nd~silllil:ll
I:Ixe,<; for th(' WClrk or pnrtioJ1:C: thereof I'f<n'id('d In' rhe (:01)-
lr:IC\(1I Wllich ;lrc ICg:llh' C'n:K!('(1 tVrH'1l 11icl( :11(,' I('('('i\'('(\ III
nc~cJti:lIiClIlS ('lllH'ludc(l. whether (lr IHlI rt'! r:lfeni\'(" (If tlH'ld,
<;chedulcd tn go inlo ('(feet
3.7 PERMITS, FEES AND NOTICES
3.7,1 (lnles." {lthcrwisc prc)\'ided jf! the C(Hllr:l("1 ])('UlIlWIJ1S.
llle Crllltr:lC/or ,,,11:111 _"ecur(:' ;!nd p:ly fnr tile huildin~ pe!'ll1it ;IIHI
(1lhel pl'fllli1.<; ;Ill(t j1.I1\TrllflK'IlI:'[ rl't:~;. li('(_'I1<.;('<; :1Il(! itlsp{"Clirlf1.~
m.TeS.<;;Ir\' Illl Plll[lCr e:'(enltion ;lIld ("()lIlJlleti('ll Il( llw \',"'llk
\\'hich ;1rc CUSlll1l1;lI'ih' .';ccured ;If'ler /:':'(ecoti'11\ 1,1 II".. (:llI1Ir:ttl
;l1ld "",hi('ll ;lfe kg;ItI\, rctp.irc<l ~'\Il1eTl hjd~ ~11(' l('ceil"('t! {II lH:W'
li:llillll,<; (ll1ldu(lnl
3.7.2 The (:clll.r;1Clllf -',11:111 ((lmpl\' \\-irll ;ltl(1 givc tlCltttc';
lequired In 1;1\\''<;, nr<lin:l1lce.<;, rule::;, r<:gtll;llillll.<; :1I1d 1:1\\,(111
(lrdn,<; of puhlic :lulhori.ics he;rring 011 perf(jrrn:llK~' o( rll('
\\'1 Irk.
3.7.3 II is nol Ihe COll1r:lt.\or',<; respoll<;ihilit\' III :lsCerl:lin lh;1I
tilt' Comr:lct [)onllnent.<; ;Jr(" in :lcCor(l:llHT \\:ith ;lppliclhk
I;":I/s, ,e;t;IHIICS, ortlin:lIlce,c:, h1/ilding codes, :1I1d rules ;1I1d l{'gul:1
I inn.<; , IlcJwever, ir lhe CtllHr:lct(H oh."crve." Ill:!! PllOi( II1S Il( Il1e
(:(llllr:1Cl !)(IOIIlWnIS arc ~\ v:lri;ll1('e lilcrewitll, lIlt. (,lll1rr:lC!lll
sll;11I prnrnplly 1l(lliFy lhe Architect ;md Owner in wriling. :lnd
neCc.<;S:lr" ch:1I1gc_<; ,.::h:111 he :lccompHsl1ed 11\' ;lppmpri:l1c
r""(ldifiC:Hi(Hl
3.7.4 If Ih(" Clllltr:ICtO( performs \'V'ork kll(ltvill~ il to he ('(lJl'
1f;lry 10 I;,,,-,s. ,"l:I1lHes. ordin:lI1ccs, huilding codes, :lnd rule.'> :111(1
reguj;Hion~ Wilho\lt such notice 10 lhe ^rchiw(r ;lIld OWl1er,
the COlllr;l("\or .<;11;111 :IS,<;UlllC rull rcspCln.<;ihilit\' rOl" .<;lIch \X;ork
:llld ,<;h:11I he:lr lhl' ;lftrihlH:lhl(' c.:()Sl~
3.8 ALLOWANCES
3.8.1 The COlllr:lCtor ."11:111 includt: ill the COlllr:1C! Sltlll :1(1
;lIlow:lllc.:cs q:lll'd in lht' COl1lr:lct [)oculllt'nts, Itelll.<; C(l\'{ornl
11\' :111o\\';IIKC.<; :<;h:111 tw ,"\lppli('(I r(lr ."llell :m)(lt11lt~ ;111([ lw sllth
pn<;ons or elltiti('s :1." lIlt' ()wller Ill:l" direct. tnll Ihe (:llrHr:ll'1Cll"
sll:11I III II h(: n:quirnl 10 employ per.c:.lltl~ or cllli!ic.<; ;1~(:Iill.<;!
wl1i('h lh~ CCJ1lIl":KIUt m:llH:'S re;lsollah!t' ohjcCTiotl
3.8.2 llnk-.",<; 11111l'rwis(' pnl\'idnt in ll1c <:(1Il11';1~'1 [)(l(tlllt('tllS
01 rn;llt'ri:lI~ ;11)([ equipnJ('nt under ;1Il ;1I1( 1\\':111("(' sl1;111 be
"Cll'Clnl [llClmplly h~' Ille Owner lCl ;n"'kl dcl:l\' in the
\'\Cllk;
.2 :11101\';111((''' sl1:tll ("ovel' 111(' COSI !I) 111(' CrHl!r:tCll11 I)f
tll;lIeri:li.c:. ;lIltl equipl1)(,1l1 t1elivern.l :tl rhe sire ;lnd :111
rnlllil'ed r;lx('-". Ie..;<; ;lppliC1hl,' lr:ldc (li<;cr1!1I1t'~'
8 A201-1987
AlA DOCUMENT A201 . I:PJf'IlAl. (:(1r-.;r)llH1NS (1! llrr (()N["ll,\('T Hill (()NS'lIlI'I'rHlN. l(ll'tlIFr.rnll l'rllllfH";
1\1,\' .,-;, I 'lIe 11'1' AMFH1C:AN INsTrTI'TI' tH' ~11C.III 1Ft 1''', I - Ie; Nl'\X' Y( l1!" ,\\'FNllr. N \~ \\ ,\';llltU;'I(l!\: 11\ 2'''111(,
WARNING: Unlicensed pholoeoflylng vlolAles U.S. copyright l:twe: And Is subj..c! In lell"'" prO!.p.cullon,
.
.3 CnFllr:IClor'" cn."t." fur lInlo:lding :md h:rndling:1\ the
site, l:ll1or, insl:ll1:Ul01l ensL<;, (l\'erl1e:ltf. profit :md
orhel expcn.<;es contemplated for sla1ed ;tllow;mcc
;tIlHllH1l.<: .<;11:111 be included in the (:ontr:K! Surn ;md
rHll in lIlt: :1I10W;lIlcc,<;'
.<1 WllC'!l("\'t'r ("(ISiS ;11"(' 1111)1 C ,11:111 (If les,Ci 11\;111 ;lll1n\":llln.:,";,
Il1e Cnlllr;j("r Sum <::11:111 he :l(liu.<:tct! :lCcnrtlingly h~'
Ch:lllgC Order. The :llllO\11I1 of tile Ch:mgc (lrcler '<:/1:111
reflect (I) rllt' clirfcrcllcc hcl\vecn ;ICI\l:11 COS!" :rnd thl.:
:lIloo;\';mccs tinder C!:111<;r." .~.H2.2 :rnd (2) Ch:lllgCS in
Cnlllr:1C1or'.<: C(I<;I.<: \1nde1" 0:111:<;(' ,", H.2_~
3.9 SUPERINTENDENT
3.9.1 The COrllr~ctor"h:;l.lI employ :1 competent .superinten-
dent :md necess:lry ~.<;<:ist;1nls who .<:11:111 he in ;1(!Cn(!:lllCC :11 the
flmjecl ~il(' during pcrf(Jrlll~mcc of Ihe Work The sllperintell-
(11..'111 ,<:,h:111 rcpre:::cnt rhe (:onlr~Cl(H, :llld (,()l1llllt,nic:lli(lIl,c; givel}
10 !he superintendent sh~"1 be~::: hinding :1,<: if given 10 the Con-
rr:1Ctor. Illlport:1111 COlTlITHmiC:11ion,c; c;h:lll be confirmed in writ-
ing, Other COIllJ111111ic:ltioTl.<; sh:1I1 he c;imibrly confirmed on
\\'rill<.:n feque,<;r in eKh C:l,e;e.
3.10 CONTRACTOR'S CONSTRUCTION SCHEDULES
3,10.1 The Conrr:wtm, prolllpll~' :Ifrer heing :I\,":lrdcd lhe Con.
ll':ICI, ,<;11:111 prepare ;lIld s\lhlllir for rhe (h\'ner's :Jnd Mcllilect','i
inlorm:Ilion;1 COllll':lClor'::; COn.<;frtlUiol1 s('!lnlllk for rhe \'(lork,
rile ,<;Clll~dlllc ,<;11:111 ll(1{ exceed rime limi!.e; currelll under I11L'
(:l Jlltr:KI I )(1('\1Il1cn1.<;, shaft he l'('\'isr:d:1I ;lppn)pri:lI(' inler\';II.o:.:'Is
required hy ll1e conditions flf Illc Work ;1Il(] Prlli(TL c;11:111 he
rcbred 10 lhe cntire Project 10 lhe ('xtt"lll required hy rh(' Con.
11':ICl 1)(lCl1ll1ClllS, :llld Sh;lll ptoddc 1'01' expnlirious :llld pr:Kli-
(;Ihll' execurion of the W/nrk
3,10.2 TIH' ClIntr:l('lnr sh:lll prcp:lrc mId kcep cllrrent. for rhe
Arcllile{'t-s :lPlml\":II, :1 "wheduk (Ir ,<:'Uhlllilt:JI,o:. which i,<; ('()(lrdi.
11:ttcd wil111l1e (,lllllr:lClllr',<: ('(1I1SlrUni(l1l .<:chnltlk :l1ld :rllo\\'s
I he Arcllil<:n rC;I<:IIll:lhle rimc 10 r('vi('\\' snhmiI1:l1.<:
3.10,3 Tile Ct'nlr:lClof .<:h:lll cunform 10 lhe lllll<:! Icu:nl
,"CIH.'tlllln
3.11 DOCUMENTS AND SAMPLES AT THE SITE
3.11.1 The COtHr:l(lm .<:11:111 rn:lhll:1in :11 rhe ,<:ile for llll' (It\'ner
one r('Corcl C(}p~' of the lJr:1winRo:., Specifictlioll,<;, :ltklend:J,
Ch:lIl~c Orders :lntl olher MocliOc:tfiOIlS, ill good order :md
Ill:lrkccl cllrn'lllly ro record Ch:111~eS :md selecTioll,<; m:Kte during
tr InSI runion, :lIld ill additioll :lppro\'cd Shop Dr:lwill~s, Prod,
Itct 1):11:1, S:lI11plc.<: :lnd ,<;illlil:lr required ,<;\lhll1ilt:II.<;_ Th(',o:.(.' sh:t11
Iw :1\':lil:r11Ic 10 Ill(' Architect :lIld sh:lIl he delivered 1Ulllc Archi.
leCI f(lr Sllhlllill:Jl to the Owner upon cOlllplelion or the Work,
3.12 SHOP DRAWINGS, PRODUCT DATA AND SAMPLES
3,12,1 Shop Drawitlgs :11'<: dr:r\\'illgs, di:lgr:II11,<;, ,<;dwduks :1l1t!
IllllLT d:lt;t SPt'Ci:ltly prepared [Ill' lilt' "":(Jrk by lhe (;\llllr:/CI(lr lIt
;1 StlllC(HHr:l('tl)r, ,"lllh,sullCl)ntr:I('\llt, IlWnllf:lClllrn, slrpplicr (Jl
dislrill1l1fJr ro illl1.<:lr:l1<: Senne ponioll of rile Work,
3,12.2 I'rmllln D:Il:1 :Ht' illuc;lr:llillllS, ,<;I:lIld:lrd schnluk's, per-
!r'l'lll:I!l('C ('h:rrt,<;, ill.<:lrIlCli{HlS, Ill'(l<-:I1I1I'e,<;, di:l~r:"ll.<: :lIld Illher
ill1illlll:ui(1ll flrrnishnl h\- Ihe (:fllltr;t('II,r lfl Hhl~Tl:11e lll:lleri:lls
IH l'<ptipllll'111 fIll' SIHlll' Il(lrli(1Il tl{ Illl: \':fH'1.:
3,12,3 ,<';:lIllpks :lTC ph\'sicl! CX:llllPlcs which illu,<:\r:lle
tll:lIl'ri:lls, ctl'ripmenl <}f \\-rnklll:l1l,<dlip :1I1d C~I:lhlisl1 sl:lIldard<:
11\ \\'hich lilt" \\:-orl-.: will he jtldW'(i
3,12,4 "1~1)lll)r:l\\'illgs, I'nl(hl('1 l);ll:t, S:lllll,I('<: :rnd ,<:iI11i!:lr sub-
111ill:ds :11(: IHII (:lllllr:Il'l ]lfl('\IlIICI1L<; 'I'he P11T1'(I<;{' (11 theil' suh,
IlIill;ll is '(I <I(,IlHIIl';11':I!C for thos(' porti{lll<: of the \\'nrk fot
.
n-l1ic!l '<:Irllllltl r:ll<: ;lre fC(lllirrtl the t\';l~ Illl' (_lllllr:l(lf 11 Jlf(l!'1 1<:('S
to conform 10 lhe infClrm:llifll1 given :lI1d Ille (lesign CCIt1CC])1
r~xpn:s,<;l'd ill Ihe C(lllIr:\Ct Doculllenrs Ih,'\'i(".y 11\' th~' Mc!1ilr:CI
is ,<:llhicct l(lllle lilllil:Jli(1n::; ()f Sllhp:n:l,Qr:1J)ll /1_2,-
3.12.5 TIle <:(lnlr:1Clllr sh:11I rC"icw, :ll)I'!I)\.'(' :lt1<1 .<:'llhIJlillllllw
Ardlilen Shllp l)r:l\\'irl~,<:, Pf(KhlCl !);ll;l, <:;;lll1ples :111d <;jfnibr
,'>1lhlnill:tI.<: rC(ltlifnl hy the COIlII':ICl 1)(lClllll{'l1l.~ wirh rCI';(1l1
:lhlc prOlllptlll:S::; and ill such <:cqu{'ll(:e :1.<: In C:HI.<;e tll) dcl:l\- ill
rhe \'(cork or in rhe :1cti\'ilies of lhe OWller (IT nf sep:lT:lIe C011
t!':1etpr<; Stlhllliu:ll.<: lIl:lde hy lhe: Cotlrr:IC!(lr \\'hich :1TC Ilfll
required by lhe Contr:lcl f)oClIIIlC1I1S 1l1:1Y hc n:lllflwt! wilhrllll
:lC1illrl
3.12.6 rhe CtlTlrr:Klor ,<:11:111 perf0rl11 nCl jlunion of Ihe \"('(lrk
reqllirillJ~ _<:11hmitr:11 :111(1 r("\'ic\\' llf Sht]!l l>r:lwillg,<;, I'('tl(ht('t
[):II:1, S:Il11pks or ,';illlil:lr suhll1iu:lls llllril till' respen!\'(: ,';ul1tl1It'
(:IIIi:IS heen :lpproved hy the ArchilCCI Such \X'OIl-: sh:llf IlL' ill
:IC((lf(I:Ill('c n.irll :Jpprrl\'(:'(1 Sllhlllift:lls
3.12.7 IJr :lpplO\'ing :l1ld ,<:uhlllilling Sho!) Dr:l\\-inw, Prndllct
1):11:1. Salllples :1l1d Silllil:lI' c;ul1lllin:II,<;, rhe Cil1llr:lclr_lt n:pl('Sl'IIIS
tll:ll rhe COlllr:IClor h:IS deleflllined ;lnd verified 111:1I<:1'i:I;";, field
IllCr,S\lr('lllenrs :lntl field Ctlll.<:lructillll criteri;1 tCI:lret!IJwr<:I(). ()I
"ill do ~;o, :tlld h:1S checked ;md COllrdin:lInllhc iI11(lflll:rritlll
t'(llll:lillet! within slid 1 ,<;ubmit!;lls ""ith Ihe requiremenls "r llle
\X'nrk :lIld of lhe COlllr:lct I)OCIIllll.:llfS
3.12.8 The COfllr;l('tOt .<:h:llIllol h(' relil'n:d of respfltlsihilit~
frll dc\'i;rtiolls frolll rcquirclllelH.o:. of the Cllllll;tCl Il(I('11ll1t'1l1';
h" the Ardlirect's :tppro\':-rl pf Shpp 1)r:lwings, PTllf.!lIC! l':11:1.
S:II11pk<: (II .<;illli!:lr ,<:llhl1lill:ll.s 1111Ic<:<; !he C-,(1I1tr:wtlll ln~
<;pcTificIlh' inftlflllnl rhe Archirect in \\'Iititlg of ,<;uch dn'i:i1i(l!l
:ll Ill(' lime or suhrnilf:ll :llld the ArchiH'Ct l1:t~ !!IITl1 ~"'rill('f\
:lppro\':11 1/1 rile ,<;pecj(i{: ded:Jtillll The Cnllfr:Wlor "h:ll1 nlll he
n:lk'vcd or 1't',<;pOll,<;ihilit" fOf errrH,<: or {I!lli,<;<:illl\~ ill ,<:';1101' [1,:1\\',
ill!!.<;, l'l(ldllCt 1);II:t, S:lIl1plcs tlf ,Silllil;ll SII1111lilt:lls In llle I\lclli
let:I'~ ;IPplll\':ll lll(T('()f
3.12.9 -l-Il(' (:()lltl':I('lllr ,,11:111 dircC1 .<:pecific :lltt.'llrirltl, ill ~Yrilillg
or Oil t('.<:lIhl1lhtnt Shop Ilt:I",-ings, Prodllcl !);rI:I, S:t1l1r)k": ()I
,simibr ,"I1hl11il 1:11.<; , tll tt'Vi,<;iIHl,<; (lllll"r 111:1n ll1rI~f.' 1('(P,('Qcr.{ 11\
the' ArchilcC! on pn:-\'i(}u.<: ,<:\lhl11il!:ll-"
3.12.10 Illfflrm:llion:11 ,<;uh11lift:lls UpOIl which IIH' .'\tchilcn i~
nPI cxpc('led rll 1;Ike respoll::;i\-e :1Cliol1 II1:r' )w.<:o itlCl1l ificd in
rhe (:tHllr:l('l i)nnll11Ctll,<;
3.12.11 W'llell pTllr(.'ssi()Il:11 ('('rtif1cuion (lfpnl<lr1ll:lIl('{' l'!'ilni:1
of rn:Heri:II.", ,<;y.<:lcm.<: or cqUiplllClll j,<; required hy 111(' COflrr;lct
DoulIllnll,<;, 111(' Architccl ,<;h:l11 hc eT1liti(-d III rdy tlpfltl rhe
:lCCltr:lCY ;lnd complclcne,<:s of SUdl Cllcnl:rtiOll_<; :111(1 ("':rrin,
CHinllS
3.13 USE OF SITE
3.13.1 The C/llltr:lt'r(lr Sh:lll ccmfine fl!lcr:1I1<1I1S:1I Ihe _<;il~> lfl
;1J'(':IS perlllilled Iw 1:1W, ordill:III('('~, pnlllil~ :llltll!lc Clll1rr:wt
DIlClllllcnt." :tnd Sh:lJllllll 1lI11l':J<:t1Il:thh- ('I1('\lt11her tile ~;it{' \',ilh
rn:ll{'ri:lls or equipment
3.14 CUTTING AND PATCHING
3,14.1 The (:llllrr:IC1(l! ,<;11;111 h(' rcs!)rlllsihlr' fllr (-llltilll~, Iiftilll!
fir p:l1c!ling requircd 1(1 nllllplrlc Ill(' \-':-ork or fO 11l:1kc if:; Il:trl.<;
fir IO~Clher prnpeT 1\'
3.14.2 TIle (:lllltr;rctrll :>h:lll Illll t!:llll:lgC 'I! CIHI:llli!Cr:1 1,,1("li"11
01 Ill(' \'Cllrk or htlh- or rmr!i;llly COlllll!cln! ('lHl~lnKti(lt1ld Tllt
(h\'tl('l (11 ,<:cp:lr:r1t' ("(llllr:/ClIIlS h~' C\lllinf!, fl:ltt'l,itlj\ III "ltH"
\\-j<;{' :llrcring <:~Id', ('tltl';truC!i(l(1. 'II 1,\' r:'((-:I\:llilll1 -l-IH.' (,1'111 r:!l
lllr sh;dl tlol CUI or nrhCT\\'i.<:e ;1It('f ~\Ich Cf111SI!lll.tiflll h,- tlH
AI^ DOCUMENT ^'01 . (:l'NI'IlAI ('( lNllrl 1I1N<; (11 Ilrr ( t IN 1 tl,\(:'l I'll!l {111'!<; 1 tll '! 1!' 11\' . F< It 'll! rl'~!1 tt rllIllf IN
,\l~' . -'I'HI-.lllr,\~tr:IlW.\.:tN<;I'n'TI'()r,\II(.lIlrl't r'; 1-",Nl~W'Y')lH;I\\T~Jt'l-.,rJ\I" '\,\<;IIlr-'!(:I'H~.I" i'~"'"
A201-1987
9
W^nrnNG: Unricpnllll'd phnln~"f'lV;nQ v;nl;llp~ U,S, r:{1f'lVrlnl" ltlw!: ;lllrll~ <:uhf..r:l 10 I..onl flm....r.:ul;nn.
.
(h\lllcr or:[ ~cp;lr~l(, CnnlT:lCl0f except 1:\'llh ~'rillcll cnnse1l! of
the ()\\'IICr :lf1t1 (If ,~IICh .<;('P:1(:I1(' C(lntr:lcl(H: .';lIeh nm.<;Cl11 <;11:111
1101 he unre:\s(ll1;lhlr \',.'ilhhclcl The C(lntf:lcIOT .<;11;111 n(ll IIme:1-
,<;011:1111" ~\,j(I1/J()kl (r(J1ll tile Owner Of ;J SCP:lT;lf(" (ontr:Wl0T the
C(ll1tr:lclOfs ({lflc;cnt to CUllinR of ()ltH'rwi,<;(' :lI(crin~ lilt' \\lork.
3.15 CLEANING UP
3.15.1 The Cnntf:1CtoT .c;h~1f keep th(" prcllIl.":;es :mtl surround-
il1~ ;UC;\ fr('t' frolll :lCcu1llul;lliotl of n'~.c;lc l11;l!nl:lls Of ruhbi.<;11
(;tllsccI by O[)Cr;Ul0Ils under the COlllr:ICL Al completion o( the
\'(:ork the COlllf:lClClt .<;11;111 remove frOlTl ;1Ilt! :lhotll the Projeu
W;l.<;lc I11:Hni:l!.<;, nlhhish. the Corllr:K!oT"C. (pols. cOllstruction
e-quipmclll. nwcl1incry ;lnd SLlTplu.<; lll:1lcri:lls.
3.15.2 If the Cnnlr;Jctor f~i1.C: In clem up ;l:'; provided in the
Contr:1C! Docul1lenl."i, the Owner Ill:l" <If) so :111<1 Ih(' COe:1
thereof ."i1l:111 he ch:lrgnllo tile' CfHllr;JC!or
3.16 ACCESS TO WORK
3,16.1 TIle COnlr:1Clor sh;lll providC' the O~'ller ;llld Architect
:tccess 10 tlte \X,'mk ;n prcpar:lt;on :md progres.c; wherever
loeHnl
3.17 ROYALTIES AND PATENTS
3.17.1 Thc (;nl1tr;lClor c:1l:l1l P:ly all r(IY:lllie."i ;lnt! license ke,"i.
The Contr:tcwr .c;h~1I ddend .'iuits or d;.tim,<: for infringement of
p:lIen( right.<: ;lnd .c;h:lll hold the Owner ;1I1d Architect h:lfIllles."i
(mill loe:s 011 ;:!COllIIU thcrcor, hut .sh~1I Ilpl he rC."ipoll.';;hle for
sll(:h dcfell."ie or Ips,<: n'herl;1 P:lrtjcul:tr dcsip:n, proCC<j,<: or prod-
ucl o(~ p:lniclIl:lr lIl:tllllf:1Cturer or m:l1lllbctl!f(.'rs is required h~'
the COlllr:lCl [)onrtlH'nt."i I-I(lwr~ver, i( the CPllIr;l("!or 11;.s re:l-
son (0 helieve tlt:l( Ihe required d(~,c:iRIl, proccss or produ('( is;1I1
infringemenl of;1 p;lIent, the Conlr:lC(Or :<ill:11I he responsihle for
,"il1c111o.c:.c; lInles,c: .c:uch inform:ltion i.C: prol11pll~' fmni~hed to Il1e
Archilect
3.1 B INDEMNIFICA TlON
3.18,1 To tilt' ftllk:-;1 ('Xlelll I'Cf111iocd hy 1:1'\' , Ill(' CorHr;IClor
:-;h:lll indClllllif\' :lIld hc)ld h;lfTllles.<: Ihe ()Wller, Archil('Ct, Arch;-
!t'("!'~ nlll~uh;1llt.c:. :1I1d :lFtCIHS ::tnd efllrlo\'('('~ of ;lily of th(,1ll
from and :If!:lin.C:1 c!:lim.c:, d:uTl:1RCS. losscs ;1tH.I expen."iCS, includ.
illf~ hOI not limilnt In :lltnrn('ys" f('('s, :Irisinl! out of or rc_snlting
lr'lllIIK'l'(flrlll:II1("(, (I( tile \Xi(lrk,IJf{l\'icl('(1 111;11 ,'illdl rbilll, (lam.
:lgC, If)SS (ll" eXf)CIl.sc L<: :lItrihlH:1hk to l)(ldil~' injury. _c:ickne.c:s.
di.<:C:1.<:e or dc:tth. or t(1 injury ((1 or dC.C:lrllclioll of t;mp,ihlc prof)-
('fly (olher 111:1Il tl1(' W/ork it.c:("lI') including lose: of us(" rc.<:\llting
Ihndrolll, hut onl\' IOlhc eXlenl caused ill t\'holt.' or in p;lrt hy
negligent ;1('1." or olllis."ioll.C: of IIle COlltr:Klor, :1 S"hcontr:tctor.
anyone direclh' or indirectly employed hy them or :mynne (or
~'ll{l.<:e ;KIS t!ln' m:ly he li:lhk:, reg:lrdle.<:.<: of t\'l1ethcr or riot
.stJch cbim. d;lI11;lgC.lfl.<:,C: or expen.<:c is c:ttlscd in p;1rt h~.;t P:lrty
indemnified hereunder. Su("h ohligation .c:11:1I1 nol he cOIl.C:lrt!ed
1(1 I1cp::llC. :Ihridgc, nr leduce (lIl1cr ri~llls or lIhlig:lIioll.C: of
jlHktllllil~' whic-h n'fJlllrl otl1cP\'i.c:e l?xi,<:t as 10:1 p:1rly or per.soll
dcsni!,('(1 in thi" 1':11':lgr;lph ."' IH
3_18.2 In claim.<: :t~:linsl :tny -p~r.<:on or enlity indcl1l1lined
tInder !his P:lr:tj.!r;lph _.1,_IR hY:l1l t"mf1I(lyce of rIle Clllllr:lCltlf,:t
Slrhn11lIr:lClf)f. :1I1nllle directly or indirectly employed b~' Ihem
(lr ;11l\'OllC for ~'h(l_<:c :1C1S they m~y he li:rhle. the indemllil1ca-
lilm (ll)lig;l1illll (lI1dcr thi,<: P~r~~r:lph .', 1 R .<:11:111 Ilfll Ill: limilC(1 hy
;1 lilllil:nillll (lll :11 l1(JUlll 'lr lrl'<" flf d;l1l1:lgCo;. PHllPCllS:lIiflll or
lWIH:fiJ" 1':l~.:lhk h~' (II' ffll lhe (:,Jlllr:K'(lr (11';1 SUhUJlllr:lC!flr
\111(j(T \\'(Jrkcr<:- (lr w(lrkrnCIl'" ("()IIlf1CIlS;lIi(ll1 ;ICf,"i. t!is:ll)i1itr
!)CIlC(i1 :1("1.<: rn fJlhcr C1llplfJ\TC hetlcnt ;1("1."
3.18.3 T1H' r,hlif!:1lill(l'<: o( Ille (:llnlr;JC](H' Trndef thi" l':rr:t~!r:1J1h
, IR ,<:It:lllnf)~ exr<;lld In lhe !i~hilit~, of tilt' Alclliln:I, Ihe AIC-hi-
.
IC("\'.C: ((1I1<:\1lt;1I11". :lnd :tgen!.<: ;1nd t'1l1J11o\'c"{,'<: of :IJlY or Ihnl1
;lrisill~ 0\11 of (11 the pfcp;lr:lti(lJl or appnl\':tl n( m:I('<:, t11:1\\'illW
opiniolls. rcp{)rl.~, ,",llPT\'.<;, (;h;1l1~e Ord('r."i, clt":ip.n<: or '~Ilf'I'in(':1
lioll.<:. or (2) the Riving of or the r:1ilure to giv(' dirr.ctioll<; (l(
itlSlnlcti(lJ)s hy the ,\rc-llitect. the Architect's C(Hlsldt:lllrs, ;llltl
:lgems :tntl emplnyce.c: of ;my of !helll fl((J\"itkcl spcll gi\'in~ (11'
f:lihue In giv~' 1.<: the prim:lry c~tl.c:e of the injury or d:1J11;JW'
ARTICLE 4
ADMINISTRA TION OF THE CONTRACT
4.1 ARCHITECT
4,1,1 The Archilecl is the person I;lWf'III~' liccn.c:ed I(J PI:lClk"c
;trc!lilccturc or :11) crith)' I:nvfully pr:1clicilllZ :1fchilectlllC idt'I1'
tified :1.<: .<:\lch in Ihe Awecrncnl :lIld i.c: referred 10 throll~lt(llll
Ihe C(Jntr~CI DOCll1llenl.C: :t.<: if sillgtll~r in Illlnthn The term
"Architect' mem.'; tll,=, Archilect or the ArchiteCl'.<: ;llTlIHlfi7.ed
reprcselll;lIivc
4.1.2 J)tHics. rcspon,c:ihililic.s :md limil:ltior),C: o( :lulhoril~' of the
Arc-hilect :tC: :<iCI fonh ill the Contr::tct Document..; sh:lll no! he
restricted. Illodificd or extended wHllollt ....,.rittcn COll..;enl of the
Owner, (Olltr:lCfOr :Iud Architect. Consent sll~l1 110t he UfH(::l'
,"i()ll;lhlr -wjlhhel(l.
~.1.3 In C:l.c;e of ternlill::trion (I( employment or tl1(' Archilect,
111(' Owner ."iil::tll :tppoinl :tn :1rcl1itect ;lg::lin.C;1 wholll the Con-
tr::t'ctor r1l~kcs no re:l.c:oll::lhh: ohjection ;md whose .<:t:lIUS under
thc (:'lIllr:'Cl !)()(lunent.'i sh~1I he th:1l of the [fHlller :lrdlilcC-l
~.1.4 I )i.<:pl1tCS ~ri.<;jn,g llnder Stthp~r:lRr:lph.c: 'i.I.2 ;m(i 'I 1.'.1,
.c:11;11l he .c:ubiccl 10 ;trhitr:1tioll.
4.2 ARCHITECT'S ADMINISTRATION
OF THE CONTRACT
4.2.1 The Archilecl ~'i11 prnvid(' ;1drnini.';lr::l!iO!l or the C{lnlr~Cl
;1'<: dc.c:crihcd ill the Conlr~CI DoctllTlent~. :1I1t! 1:\'ill he lh("
()~'IH:r".<: wprc,':;ent:Hivc (I) tluring cOIl.<:trnniclll. (2) \Ill(H nll;!l
p;lyrncllI 1.<: due' :lIld (.') 1;...ith Il1e Owncr-s C(lIlCUITcnn:. from
tim(' (0 liul(' during lhe correction period ck."nihed ill P;H:l'
gr:tph t 2_2 The Aldlite('( will ;Hlvis(' ;rntl (1J1l';t111 with Ill("
()WIlt'!" Tll(. Archilect will h:I\T :llItl10riQ' 1(1 :Wl (ll1lH.'h:IH (1' (he
O~"H:r onh- In Ihe exrcllt prodded In tl1f:' COrltr:lC! U(lCIlIlWI1(<;.
unk's.C: other~'i.<:e modified hy writlen instrUlllent in :1C('nrd:lIlce
,...jlh (lllwr "f(l\'isiclll~ {)( the C(llltr:lct
~.2.2 The Architect will \'1.c:H the ,<:ile ;.tl illlerV:l!.<: :Ipprnpri:nc 10
flie ,<:t:lge of c-onslrtlction to he(""ome p,cner:1l1y f:nnili;1r wilh the
prowess ~ncl qll:1litr of Ihe completed Work ;lllel to delerminc
in gener:!1 if lhe \'(;qrk i,c: hein~ performed in :1 Jll~lllH:r indiClI
ill,U lh:rr the Work, t\'IlC'1l COIllpkled, will he in :I("Cflld:llHT 'with
the CfJl1Ir;!("1 !)nnll11elllS 'hlwcv~r. th(' /\rchi't'CI will Il(l( 1ll'
r{'quilcd !n nl:lke CXh:l\lsth'e or (On1i1l110\lS oll.sire il1.<:!ln:lion"
Ifl check cJtt;1li1y or qtl~nlit\' of the \1:lork (1n (11(' \1;I,C:I,<: of nil
.c;ilc {)hsen':lli{lll~ :ts ;111 architect. lhe- ArchitecI will k("q~ the
Owner in (ormed of prnwe,c:s of tile \'{:ork. :tnd will cnc!e:I\'nr 1('
g\l::trd lhe OWl1er ;l~:1in.c:t defects :lIld dcficiendt:s ill tht' \\:-'ork.
~.2.3 The ArchiH"Cl will not h~\'c control ovcr or c!l;lrw: of :llHI
will not he respnn.c;ihlc for construClioll Tl1(':tn<:, (llelhods.
lc('hniqllc,;. ."l'qucllu..c:. nr procedllres. or for ,o;:lfc!! plf"CllllirHl';
:tnd plogr:lIl1s in COlHltTlion \\"ith (ll(" \'I.;'orl-:. sirl("(" tllt'se :11/'
solely tile C(Jllll:1{"!or s rc.C:[lflll.<:ihility ;J.<: provided in l':lr;lgr:lplt
_~'_~ The Arcl1ilt'ct will not he rt:spflllsihl~ for the Clllllr:!{'!rll ,"
f:lllurl" 10 C:lrn' O(Jt the W.'(lrk in :tc-('onbnc". w;tl1 !l,~' (."'lIIY-'
[,)(l('unWllr<: Thc ArchileCI will nol h:!vl' COlltHll (l\'(,'I "I' Ch:HI",'
of :111(1 will no! ht' re~p()llsibl(' for ;10.<; III 'JIlli<:.<:ifll1." III IllI" (:llfl
10
A201-19S7
AlA DOCUMENT A201 . f;fN"n,\1. CONnrnc IN'' or '11lfo (f 'Nl ftACI H IR CONS-I III 11:1'1( 11'1 . 1-01 '11 TFrnl I I Fill t t' l~,'
AlA ~ . '~'1'm~ -IIII' AMFlIH ;AN IN<:TITPTf' (11 All( I !J-I IT-' ". I ~ \'; NI'\'C Y' Hn: A \TNJlr. ~I \\ \\,~ o:.:Hn~r :lllr,' I' """fl"
WAnNING: !Jnlh":pn"l'lrl nholocnpVirll:! vio!",,.!: U.S. COflYllql11 Il'Iw<: I'Iflrllc:; ~lIbipcl !,., Ip!J;o1 flmOl",..\I11(Hl
.
Ir:1Ctnr, Sllh(flfllr~(,l(m;, or Ihdf :l~C'nl." (.IT ell1phwce:=;, (lr Ilf:lny
rllher pcr.<;()n~ performing portkms of the \"(Iork
4.2.4 Communications Facilitating Contract Administra-
tion. E)[<:~rt as other't~:isC' provided in the COlllr:lct OOC"lllncms
Il[ when direct (<Hllnltlnic;lli(H1S h~v(' heen ,<;pcci:lllr :Hlth()-
ri7.nl. the (h"meT ;111<1 COlllr:1C!OT ,<;11:111 endc;lvor ICl communi.
CllC lIH(lll~h lht' Architect. COlllllluniC:lIioll.<; hr :lIld \'....ilh the
Architcct's C<)ll,",uh;lll!,<; ,c;h:t11 he IhrcHl~h the Architc('!_ C:Illl1rnll-
niClliOrl.<; hy and with Suhconlr~Klor.c; ~nd m:lIcri:l1 suppliers
sh:tll he through the COfllr:lclOr COTT11l1uniclIiollS h~' ;Jlld \"'ith
<;cp:tr~re (OlllT:lClOrS .c;I1:l11 he through the (hvncr.
4.2.5 Based (In the Architect"." oh.<;er";lIiOlls ;'Ind enlu:uiolls of
the C()nlr:1Cl(lr'~ ^prliC:Hion~ for r~rlllenl, Ih(" Architect will
rcvie~' :md certify the ;T1nollnl~ due lhe Contr:tctor :lIld will
issue Ccrtillc:tIC.C; for P:tyment in ,c;uch :lnHlllOl~.
4_2.6 Thc Archilcct wilt 11:1V(' :nllhoritr rn rejcCl \'{Inrk which
doc.c; 1101 nmfonn to lltt' (:onll":l("I !)oCl.1lll(..'nls. \,\Ihcllt'''cr the
Architect consider.c; it nt'ce~~:lrr or :lclvis:tblc for implemefll:l-
rion of ~he intent of the Contr:1cl !)oculllellls, the Archilect \"ilI
h;Jve :1lTI!lorirr to requin: :1dditioll:t1 inspection or rcstin~ of thc
\'Cork in :lccord:tncc wilh .Cjllhp:tr:lgr:tphs ]3,5.2 :l.1ld 13.5.3,
\\"hether or nO! such \X/ork i.c; f:thric:ucd, inst:llIed or compklC:ci.
Iltnvcvcr, neither rhis :luthorilY of the Mc!litect nor:l decision
m;lt!c ill ~(l(ld f;lilh eilher In excrci.c;e or nOI 10 exercisc .<;llch
:lllrlHlrilY Sll;lll givl' ri.<;l' 111:1 tllll)' I'" rl's[lfulsihility (lr Illl' Ardli.
leet to Ille COl1lr:rClor, Suhcontr:Kror.c;, m:llcri:t1 ;lIld cqnipmel11
suppliers. their :lgcnls or cmployecs, or OIlier person.<; perform-
ing portioll.<; (If rhe \X;ork
4.2.7 The' Architect ~vill review :tnd ;lppnl\'e or (:lke (Hiler
:rppropri:lIc ;Jeliflll upon the COl1lr:!ClOr,c; ...ubltlitt:tl::: :::ucl1 ;1:::
~h()r fkHVillJlS. Prodl1C! D:lt:t ;lnd S:unples, hilt only for the
limited purpo."t' of checking for C(lnforlll~rlC~ with inrorTll;uion
givcn :l1ld the dc:::iJ!n concept e:<pres.<;cd in the COtl1r:1Ct Door.
111el1l.C;, The Arcllitecl's :IClioll will h~' f:lkcll with s\lch rC;tSIlI1-
ahll' promptTH.'.<;.<; :IS 10 C:IUSC 110 dcl:l\" in Ilw \'(lork or in till'
:1Clivilic,<; of Ihe Owner, CnfHr:l("1or or scp:mllc COIl1r:lCfOrS,
while :ll1owing ,<;uHicient timc in the Architect's profe....<;jollal
iud!lmenllo permit :tdequ:nc review R~view of ."Hcll :::ubmiu:tJs
i" not conducted for the purpos{" of determining the :Kcur:lcy
:1l1<.! complclcIlCS,<; of other de{:lils ,"\lcll :IS dilll('IlSion", :md
qU:lIltities, or for suhst:l11li:lIing instfllClions for inst:l!1;Hion or
perfor1ll:mce or equipment or sy.5lcms, :III or which rerll:lin tile
responsibility of the Contr:lClor as required by Ihe Contr;lC!
Documents, The Archilect',,, review of the C01Hr:Ktor,<j ,'luhmil.
t:lls .<ill;l" not relieve the Contr:lCtor of the ()bli~:II;()llS ulltler
I':lr:l~r:lph,<; _-).3, 3.<; :tnd ~. ]2. The Architect',c; review ,<jh:t11 not
con...litllfe ;lppro\':J1 of ,<;:tfety prec:lutions or, lInle.<;~ otherwis~'
spccillClII\' _<;t;llet! hr the ArchilcCt, of :my com:lruction mC:\Jl,<;.
melhot!,<;, tt'clmiqu<."s, .<::equcIKcs or rron:dures. The Archilccl '.::;
:lrpH)\':ll or :1 ."pn:ilIc ilem ...11;111 nOI indiclle :tpprot.:tl of an
:1.",<;clllhly o( which the item is :1 component
4.2.8 The Architect will rrer~re Ch;lIl~e Ort!ers :1l1d ConstflK-
tion CI1:lIl~e Din"cth'e~. :tnd m:,y :lI1thori7.e minor ch~llgt.s in
rile \v'ork :1.<; provided in r:lr:t~r:lpll 7.4
4.2.9 The Arclliten will conduct inspcCliolls 10 dclcrrnine llle
<I:lIC or (!:llc<; of Suh.<;t:1Il1i:l1 COl1lplelioll :llld thc t!:lIt' of fln:11
(lunpletiol1. ,\\'ill r('("civ!': :lud for,\\':lrt! l(l Ihe ()~\'rll'r for 111(..'
()'\'I1Cr".<; rc\'ic~- ;md record" '\\Til!en w:ll"r:lIllics ;llld rel:ltcd
(111C\11l1('lll.<:: required hy Ihe C:llIllr:1C! :1IHI :l.c;.<;cmhled hy lhe
C'lll1r:lCtIH. :lI\d will is'll Ie :l fin:,! Cntill<::llc {or 1':1 n Jl(.'nl upon
nlll1[1Ii:lnct' t\"itlllhc requirclllClll.<; (lr (l1e CIH1tr:Kt ])llctrrllelll,<;
4.2.10 If Till' (),\\'l1n :lllt! ,\rdlitcn ;1J.tlec. lllC Archilcct will pril-
,-idl' "Ile Ol mow projeCT wpreSClH:nin:.<:: In :l<;~isl ill (arr\'illg
.
Oll( tilt" ArchileCls tp'spoll.<;ihilitie." :tt (he ,<;ilf The IIIHicc;,
resp(lll.<;ihililies ~lld lill1;I:lrilll)." or ;lllrIHHilt- ()f StIch !1(llier'l
rerr('~t"nl:ltivc.<:: .<::11:111 he :1.<; S('I f(lrth ill:11l {'xllit)i! ((1 h~' ilWllrp{'
r:llr.d ill (Ile Con!r:lct I ){lCllmenls
4.2.11 The ,\rcllilt'CI will irllnpret ;lIHI decide rn:llln.<:: '_'(H1Cnn
in~~ pnrllrrll:lllC(' llll(ler :11l~1 rC'qu;remcl1l<; ()f rile (:IJlllr:l('l
!lnC\lIll("Il!S Oil wrincll reqllest of ('ilhn lhe ()~\'Il('r or (:lJllll':'f
I(lr TIll' l\r("l1ir('("I<: rC.<;lloIlSC rn such request<: 1.\'ill h'_' 111:1(\('
with re:l.<;(Jn:1hlc pr(lmpln!~.<;s :1llcl '\\'ithill :11l\' tirn~ limit... :'grn'c.I
\1[1(111 ]r rll\ :lgrcell1cllt i~ 11l:1(le ("(1I1(Trniflf! 111C lil1lC' '\\'ithill
'\\:hich illrcrrret:1lion... required of the Ardlilcn sll:lll b(: fill
ni.c;hecl in cOlllpli:mcc with tllis P:lr:tp.r:lph 4_.2. tllen (lcl:1Y S11:111
not he rccogniznl un :I(count of f:lil\lre hy Ih~ ArchiteCt (n fur-
nL..11 .<;\lCh inlerprC'l:uion,c; until] "i d:1\'-" :lf1cr '\\'rinCll rC(jU('<;1 i-"
l11:1de fortht'1ll
4.2.12 ]111crprCl:lliflns :lIld decisions of rhe Ar("hiICl"1 ~'ill Ill'
("Ofl.<;iStClll with the intent of and rCI~;()1l:1hly illfn;r11k llnllllhc
Cnrllr:1ct DOCUlllcnl,c:; :lIld 't'.'m he in ~'rilill~ or ill the rOrl1) 01
tlr:lwinp:s \'('hen lll:1kinp; such interprct:ltions :lIld c1('(\c;ifll1<;. the
Architect will cnde~\I()r 10 securc f;lithrul perf(lflll:lllCC ]n' lHlth
Owner :tlld COlltr:1ctt)l, ~'iIl not ,<;Illl...... p:lrli:tfilY 1(1 dlller :1l1d
will not he liahle for results of iIllCr])l"C'I:l1ioll<:: III dt'cisioll" s<'
rcndered ill gnod f:lilh.
4.2.13 The Archilccl 's dl'Ci,<;irllls I III m:lllcrs ret:lIing rf) :w-"lllclic
effect ,\\'i11 he nn:1I ir consi.c;I(.'11I wHh tht' il1lCI1t l"xpn.'<::,<;n\ ill Ihl'
C(lIltr:l(( [)rl('HlllenlS
4.3 CLAIMS AND DISPUTES
4.3.1 OeflnlUon. A C]:tim i~ ;I dem:mc! or :l.<;,<jcnion j)\' (111(" of
(he p:lrtie~ .<;eekin~, ::t!' :11ll:tller o{ ri~hl. :t(!jusllllenl or in!erprc.
l:lIirll1 of Contr:1C! term:';. p:lyment of nlolH"Y, exlell...i(lI1 Ilf tillle
nr olht'r relief ~'ilh re."pec! to the lcnn.<; or !he COIHran The
lcrlll "Cl:1il1l" :Ils(J indlldc.<: olllcr dispute.<; :Jnd m:lI1t'rs in qut'<;
lion bel ween the ()wner ;lnu Cnntr:lClor ;lrising IlUI or / fr rel:lt.
ing 10 the COlltr:t({ C1:lim,<; rnu.<;( he m;lde hy t\'ritten notice
The re,"poll.<;ibility 10 .<;uh.sl;lnli:tte C!:lilll.<; ,<;l1all fr'<;1 with lh:.:
I':trtv l1l:tkill~ Il1e Cl:tim.
4.3.2 D@cision of Architect. Cl:1illl.",illCludillg th(lSl' :llle~ill~
:111 error or omission h~' the Archilecl, .<;h:lll he reft'rred inilbHy
t(l Ihe Architecl f(1r :tctiOll ;1.<; rr()\'ic!ed in P:lr:lgr:lph ,1.'1 A tlt'd.
.c;i(lI\ lw the Archilect,:1S provided in Suhp:lr:1W:lph 'i,'I,/i. shall
be rcquired :1",:1 condition precedent 10 :nhitr:llion or Iiri~:llioll
of a Claim hClwecn the Comr:lCtor :llld Owner :l.s ro ;111 .<;lH,:h
m:tller.<; :lrising prior to the d;Jle fh1:lII1':lYll1enl is tlue, rC~:lrdlcss
()r (I) W!I{"t]1er .<;lICh matters rdalc t(, exeCl'I;tlll :In<! rrflgn:s<:: llf
Ihe Wmk or (2) fhe extent to t\.-hich the \'(.'Ork h:l.<; heen com.
plcled Tllc decision hy Ihe Architect in rcsrofl.<;c to :l C1:1illl
.<;11:11lnol he:l conditiOll prccedcl1l to arhilr:lltoll or lilig:llifln in
(Ill.' c\'cnl (lllhc position of Archilect is V:1ClIll. (2) tht" AlchiH.:Cl
has not received evidence or h:l~ f:rilcd ((1 render :1 dcds;rJll
within :J~reed til1l(' limits, C'JJ the Archilect h;ts r:likd 10 l:rkc
:1C1iOfl required under Subp:tr:lgr:tpl1 <j<I.'i wilhin .-){1 d:l~'S :lflcr
111(' Cl:lirn is m:1de. (Ii) 4<; d:n's h:1v(' pas...ed :lfler Ihe (:!:,illl 11:1.<;
In"ell referred ro 111(: ArchiteCT or ("i) 11ll? Cbilll rcl:Jlcs In ;1
rll('(:II:lI1ic'.<; lie!l
4.3.3 Tim@ limits on Claims. Cl:rilllS hy either 1l:1fl\' 1Iltl.<;1 11("
ll1;Ic!C willi in 2! d:l\".<; :Iftcr occurrence of the C\"l'1l1 !-!i\'i!lf~ the 1'1
'>11("11 C:l:1irn rll" t\,ithin 21 d:t\'~ aflcr IIH~ C!:lilll:llll firsl rcnlglltZl'S
the COlldilioll gi\';!l~ risc ro the (:1:1im, whichcv('r i..; 1:lIcr Cbilll;-;
1\111Sr h(' 111:ltlr: hy '\\'riltell IHlficc. All :1(1(lili(1ll:11 (:l:lirn 111:](1('
:lfler lht' inili:11 CI:1inl 11:1.<:: het'n ill1plellH'llled h\' (:h:1I1gC llltl("1
will !l(ll lit" considClt'd 1IIlk:~sc;uhlllillCd in ;1 tillwl\' lll:ll1ller
AlA DOCUMENT A201 .. l:r"'FlI,\1 I (lNl111 !l IN.. I)r T!IF. ('(lNlll,\(:T F()r{ I( lNS'1 llll(:l rf)N . H II fllTFPn II r~llrTI(lr~
\I.~. .. ,; 1"Il--IIII. \~lr!ltf,\N(N"IlTlqFI1"^"("1lnH'-r'~ 1~\~,N"t":""nR" -\\TNI'F.N\"- \,\',\ql1l.Jl:1'tll, III .'Illf/I{,
A201-1987
11
W^RNIN(;: IJnlll':pn..",oj phnlr:>l':opv1nQ v;nl~I","~ u.s. r:1'TPVrlOll11;tw.. ~Ilrl ic; "ll,~;pr::l In 1"011' pm!'ll"r.\Illon.
.
4.3.4 Continuing Contract PerformAnce. P("n<1ill~ fin:!! re~n.
hllioll of:t C1:tim inch1(lin~ :nhin:H;oll, llllle,c:," cllllcn\'jc:c :1grcccl
ill ,"riling the Corllr:1C!or ,<:11:111 proceed c1i1i~('tl\I\' t";II1 (wrfor.
11l:11HT of Ill<' Contr;Jct :llld tile (h\'Il('r ,c:h:lll ("(llltinllc to 1l\:Jkr
1':l\'lTlCIlI.<:.'tl ;lCcon.bnce with the Contr:1C{ T)nCUnlcnLC:
4.3.5 Waiver of Claims: Final Payment. The m:lkillg of rin;ll
P:1VlllCI1lc:h:lll con~tilllle :1 w:livn of C1aill1'" hy lilt' ()~'Ilcr
except rho<;(' :lric:ing from'
.1 liens. Cl:1ilTlC:. security inlelcc:I-" Of l'llCtllllhr:mu.'.<; ;tri<;-
in.'! out of the (;Ol1lr:l<:1 ;mtl un.c:cttletl:
.2 f:lilure of the \'(.'ork 10 c(lmpl~. with the requirements
or the COlllr:1CI Document.": Of
.3 lcrlll.'i of -"prod:'! I t...:tfr;tlllie:'i required hy the Cfll1tr:lCl
I)(Klllllenlc:.
4.3.6 Claims for Concealed or Unknown Conditions, If crlll-
ditio!l."" ;ne cnCOIlllH::l'ed ;II rile site which :m.' (I) .""uhsurf:lce or
{lthcrwi.';C cllnn::lled physical <..:()llc!ili()fl."" whidl differ m:l1eri-
:llly from those.: indicltcd in lhe Contr:ICl Documents or (2)
unknown phy~iC;tr conditions of ;111 Ullu~u:l1 n;ttme. which dif-
fer rn;llcri:lIly from rIH)...e ordin:lrily found 10 exist :lIld genel';tlly
recogni7.('d ;t,e:; inherent in constructioll :1("1j"ilie.e:; of rhe
cl1:H:ICler provjded for in the Cnnrr;l("r r}OC\lI11Cllr.S. rhcll noricc
hr lilt: ohsCl'ving p:1rly .e:;h:1I1 he .\.!ivel1 rll Il1e olher p:1rly
prompt Iy hefore Cf)ll(tirion" :uc di.<:turhed :1nt! in no ("vent l;tter
rh:lll 21 d:1\'." :lfter firsl obser.':mcc of the nmcJition... The Melli.
tlTt \vill promptly in\'e.stig:lte such conditions :lIlcL i{ they difkr
rn:lteri:lJh' ;md Clu.<:e:1I1 incre:1sc or dccrcl,""c in the Ctllltr:IClor's
O)SI (Jf, or'rime r('quired for, J1f:r{0rr11;t1l('e of :111)' P:lrt of the
\'i/tJlk, \\:illl"l'UHllIlWlld:lIl t'q\lit:lhk: :1(IjIISllllt'tll in rhe (:r)lllr:tCl
Sum or Cnntr:1Cr Time, or hoth. If rhe Architect d('tcrmjlle~ 111:11
the conditi(ln~ ~f the site :HC not rTl;1teri:llly different from tho,'iC
indiclIcd in the Contr:1ct DoclIment<; :lIld th;tt lln cl1:mge in rhe
lerm.<; of the Cnll!r:Kt i~ jllstifk(L IIll' Architect sl1:11l '<;(1 nlltif\'
lhe ()Wll<:r and Contr:Klor in "'ritinR. ~':ltil1g the rClson.<:
(:l:1illl.<; hy ,..-irher p:lrty ;n (lpp()siti(ln 1() ."11Ch determin:uitl\)
I1Ht~1 he m;l(!e "tvirhin 21 etays ;1fter the Architec! 11:l.s gi\'en
1llltice o{ 1l1e decision. If the Owner :tnd Cnntr:l("rflr C:\llIlflt
:tgn..'l' Oil :111 :ldju,<:Il11ent in rhe Conn:lcl Sum or COlllr:1ct Time,
the :ltljuStmcnt sl1:111 he referred 10 Ihe Architec! rill' initi:11 deter.
min:lliOI1, .<;l1hiect In f~lrther pmceedin~s pur,';t1:1tll tn P~r~,gI;1ph
L'i
4.3.7 Claims for Additional Cost. If the Contr:lClnr w;shl'." to
tll:tkc CI:lirn for :m illcre:l.<;e in the C011lr:lct Sum. wrillen notice
:l.e:; provided herein sh:ll1 he gi\'ell hefore proceeding to e':<<:Ctlle
the \X'ork. Prior notice is not required for C:1:tim,<; rel:1ting IO;ln
(,'lllergeflC)' el1d:111!!erjll~ life or property arising under Par:l.
W:lph 10.5. If the Contr:lclor hclk~\'e.<; additional cost i...
il1\'I)lv('d f(lr rC;I.<:(IIl.<; inchttlillg hut n()! limited t(l (1):1 wrillcll
illtoprct:Hioll from the Architect. (2):1ll order by tile Owner to
srop Ihe \X'ork where the Contr:lctor W:l.e:; nOl ;tl f:lull, (~):1 wril-
tell {lnlcr {tlf;J min()f ch:lI1ge in the \'(/(lrk i,<:~ucd In' thl' ,'rchi.
t(,'(.t, ('1) f;lilure or p;IYlllcnr hy rhe OWller, (e;) tcr1l1ill':nilll1 of rhe
Cllntr:1C! h~' rhe Owner. ((1) Owner's su'<:pcn.,c:;inn Of (7) otller
re:I~(ll1ahll' g!'o\llld~, (:l:lil1l sh:IIJ he med in :H.Tortl:mCl' \\"ilh tlie
prcl("~<.lur(' t'st:lhIL.;hcu herein
4,3.8 Claims for Additional Time
4_3.8.1 If lIH~ COt1rr:1Ctor wishc.<; ro lll:lke Oainl for:ltl incre:l,<;c
in the C(lIllr:1cr Time. "t\:rilten tHllin:;t.<: pnH'idecJ herein sll:!!! he
!--!ilTI1 The: Contr:1Clor',<; CI:lim .<;11:111 include:lll csUrn;tte of cost
;1l1t1 (Jr PI( lh:lhk cfkn (1/ t1t'by nil prnHn:ss of lilt' \'(;nrk, III rhe:
(';1."1.' <Ir:l CfJlllinll;ng dd:I\' <mlr (1I1e (:I:lilll j,<; t1I.Tl',<;,e:;:lrv
4.3.8.2 II :llh"l're:;c nT:lIhcr condirions ;rrc tht' h:1Sis for :1 C1:lil11
rill' ;lddititlll:l1 lime, stich Cbil1l <;11;111 he doculllcnted hy c1:H;1
.
,<:Ilh,c:;t:l!llbling II1:1r wt:;lllwr ("(HHJiliIH1.~ \\"("r~' :llI1lIlllJ1:11 f('T Illl.
p('lif1llflfrillW:1ll(1 Clllll(IIl(lt 11;11'(' IW('11 !(':tQ"I:,ll)\' :ulli('il':lln!
:llld IIl:l! we:llhu CtllHlitiollS h:ld :111 :It!vnsc effen 'lll tIll"
sdwdllkd constnl(1;(1I1
4.3.9 Injury or Damage to Person or Property. If ('itlln fl;lIl:
to the C(ltllr;JC!e:;lIffers in;llry or d;tI11:1~R' r(l per<;oll (11 J11flJ1('f!\
hC'C;lu<;c of ~Il ;1C! Of o!lli~sion of rhe other f1:1r!\', of :1f1\' (If tile
wher pally'e:; employee..; or :lgCnt.<;, (IT of !ltller." frll \,:h[)e:;~: :1Cl~
:;trch p:lrly is Jeg:1l1y li:lhle, written nor ice of :;l1ch iniu!'\' (It
(\:Ul1:1gC, wherher or not insured, .<:11:111 lw given !tl the ollln
p~rty within :1 re:t<:on:lhle lime nrH exc('('"(lillg 2\ cby,c:; :lfter fir~t
oh,c:;er";mcC'_ The notke ,e:;h:1I1 rrovide ,<;urlicielll (lr:l;til tll cn:lhlc
rile other P:1Tly In ill\"e~lig:ltl" the m:1frer If;J Cl:1im for :lddi.
!loll:11 COSIoI' lime tcl:ltctl tn thi,c:; Cbim i.~ III he :\sscrt,,=d il"I1:111
be filed :IS provided ill Sul"lp:1r:lgr;tpll,c:; 'i ,1-; ()f 'I :~R.
4.4 RESOLUTION OF CLAIMS AND DISPUTES
4.4.1 The Architect will re"ie\<.' (:I:lin"",, :md l:tk(: one or !l1(lf(' of
Ihe following prelil11in:lfY :lction." l;',:ithinlell d:n'<; o{ n:u'ipr llf:l
Claim: (I) r('qlle.<:1 :lddilion;tl supporting (I:1t:1 fl'(lm the CI:li'l1:IIll
(21 ~\lhl1lil ;I schedule to lhe p:lrtic.<: jmliclting wh(,11 rhe Archi-
tect ('xpecls 10 r:lke :lction, Cl,j rejecl rhe Claim in t...IHlJe or ill
pari, .<:I:llill~ r(":!sOlls (or rl".'j('ction, (.1) rt'Crlllll11entl ;IPPf(l\':11 nf
rhe Cl:1illll)\' the fllher p:lrlY or (';) ,<:tl'~(,.'it :1 ((\llll'roll1i,<:(', The
Arcl1iten may ~Is(). hut i.e:; nol nhli~;tted to. ll(lliry tl1(' .<:tlle!\". if
:1IH". of lhe n:llure :md :11llO\lnl nf rhe Cl:lill1
4.4.2 I{:1 Cl:1im 1l:1~ Iwell n:solved, the Ar(hiw("! will f'rcp:nc Of
(}ht:lin :lpprllpri:llt: d(lCUlllCnt;tti(lI1
4.4.3 Ir:l Cl:1im 11:\.0.; Ilot heen re,<:(lh-ed, !Ill' p:tl'l\' 1I1:1kill~', Ill!'
C1:1im ,,,h~II, wilhin len d:l}'S ;lfler rhe Ardlilcct'" pfclilnin:lry
re~pollst:. t:lkc olle or more of rhe followin!! ;1Cti(ln~: (I l,"llhmit
:lddilioll:ll .'illpp(}rlill~ d:II:1 req\1C<:lnl hy thl.' t\lchilr"Ct, (..:)
llHldify rJl(' Initial Cbim (lr{.") Il()tity the A'chiltTr th:ll Iht' in;lt;ll
CJ:lilll ,'it:mds
4.4.4 If:t Cbim 11:1S no! heen re.<:nh'Cd :rftn ((lllsi(icr:ltintl of' the
fon:~()ing :ll1d of ftlt'thn evidence presenred hy the p:tnil'S!lt
rcques\('d hy the Architect, the Architect ",'111 no!ih' Tile p:lrlie<;
in writin~ lh;tl !he' Archilcct".<: decision n'iJI he m:ICII' n'jll1in
,<;(""ell d:1~'s, which tleci.~ioll Sh:lll he fin:ll :1Ilt! hindin!! (111 tile
p:lrlic~ htlt ~uhiect 10 :1rhltr:ltiotl, I.lpon ~xpir~tion of such lime
peritld, the Arcllite("l t'\.-'iI! render t(l the p:1rlit'.<; rl1(' Melliten.'
written decision rel:lIi\'C tn the Cbim. inchlditl~ ;rny ch:lllgc ill
th(' Contract Slllll or Cnlltr:lC! Tim(' or hoth, Ir llwrc i.e:;:1 Slln,'I\
:tlld thcre ;111[1(::11'.<: ro he ~ po.<:sihilitr o{ ;1 (;ontr;l("lor'.e:; dd:n,lr,
lhe Arcl1it~('t 1ll:IY, hut i~ not ohlig:lled 10, notH,' the surel" :tnd
n:qlle,"t llle '<;11f('1\",~ :1.<;Si.o;t:llKC in rC.'i(lJvil1~ the crl1llrnn'r.~,'
4,5 ARBITRATION
4.5.1 Controversies and Claims Subject to Arbitration. I\rl\'
controver.';y or C1:1irn :uising (lul of or rcl:llnl to rhe C(Jnll:1C1
or rhe hreldl thcrcor. sh:1I1 he .<:crlled Iw :1rhilr;lljoll ill :H'Clll
d:ll11,T wilh rhe Con.<:trll("\ioll Induslr\' ^rhilr:1I;(1I1 Hulce:; or !Ill'
Al1lnicln Arh;lr;lIi'lll ASS\J("i:lli(lll, ;111(1 i\tcl~lllClll 1ll1lHl tl\('
:lw:1rd rendered h~' fllt' :Irhilr:nor {H ;Jrhitr:ll(lrS Ill:l\' llC l'llrcrcd
in ;m~' court h:lvjll~ ;tlri,e:;dinion thereof. (':'(("('1'1 nHlrff'\'l'!'"ir'~
Of CI;lim.<: rel:1\il1~ to ;w,,c:;fhclic effcc1 :lnd c:<Cl..'pt till'S" \'\":lj\Td :1<;
pnl\'i(lcd for ill SIII'p:lr;r~r:1ph 'i._~.<;. :;UcJl ("(lllrrr\\'l'l""ie:; III
Cl:1illls upon "t','hich till' I\rchitcct 11:1," given nlltilT :mcl renderet!
:1 dccisiflll :IS pun'id('t! in S\ll1p:lr;J~r:lph 'I,.i ,i"II:11I he "li!lj'Tt II'
:lrl)ill';l(il III lIP' 'n t\'t'illCll tleTll:llHI (lr eilher 11:lrI \ I\r Ilit r:lt if III
lll:t\. h(' ('!lTlll11('tlfe(1 t\'llcll 'j<; (l:1y~ kll'(' )1:1.<;"1.'(1 :11/('1 ',1 (:1:ti!11
11:1.<; hlTn referred In tl1(' Arcl1ite('! :1." flf(l\'idnl ill 1';ll:1gt:q1ll ,j "
;11ld no dt'cj<:il H1 11:1.e:; Iwen tendered
12
A201-1987
^I^ DOCUMENT ^201 . ':FNFll"t. (:rll"lllTlf IN>; ('I" nil' , ,ir--; t H:\I'1 rl Hl ( 'INS1!11'1 "I t( Jr': " 'I 'II t I n'H11 ]'1'1 r II \1',:
^I^~ . "'.l'm- illl'^/drull','\r'-'IN"'I!TI.'iT(ll ^!lI:I!1IH r".I~\;;rJl"X ;rllU;^\'INt'F,r.J\Y \'i"\"ltr'JI:t"~~ 1" ""'0"
WAI1NING; Unllr~n,o;_d pholn!:'OflVinlJ vinl.:tll"!; U,S. cOl1yrlahll~w" :onri i.. ..nhi_r.I 10 I..Oilll1''''''_!:'lllln.,
.
4.5.2 Rules and Notices for Arbitration. Cl:1jm~ hClwn:n the
()Wl1Cf ;Jml (:(lnlr;lC\(Jr nOl rc.",oJ"cd under l':u:lgr::trh '1.1 sh:tll,
ir suhject to ::lrhilr:llion under Suhr;Jr:l~r:trh -1.'1.1, he decidccl
h\' :lrhilr;11inn ill :lCcord:lIlCC wilh the COIl,<;lruction Indw:;lrv
Arhitr:ltion Rille." of (he l\mcriGlI1 Arhitr:llion A.';.<;oci:ltion cur-
Tenth' in crfen. unlc.<;'<; (he r:lrtics rnolu:llly ';1wee othCfwi.<;<.:.
Notice or dcm:md for :lfhitr:ltion _"h:lJl he med in ""'riling <;>,'jth
Ihe olher fl:Jrly to the ^p:reclllelll het~'Ccn the Owner :md Con-
lr:lf::lnr :lnd with the Amcric:m Arhitr;l1ion A::;soci::llion, ;mu :1
copy sh:lll be riled with the Architect.
4.5.3 Contract Pertormance During Arbitration. J)urillf.! arhi.
[r:lIinn proceedings. the Owner :Ind COnfr:lClor shall comply
with SUhp::tf:1gr;lpl1 4,,'.1
4.5.4 When Arbitration May Be Demanded. Demand for arhi.
tr:lIioll of :ll1Y CI:lim fll:1Y nOl he m:ldc until tbe e:1rJier of (I) {he
d:lIe on which the Archilect h:1~ n:ndered :1 fin:1! ~\'rit1en clcci-
<;ion on the C1:lim, (2) the tcnlh (l:1y :1fler the p;1f1ie~ h:1vc pre-
~ctlled cyklcnc(' to the Architect or h:lVC heen ~i"cn re:1son:lhlc
OppOflllllit\. 10 do .<;0. if the Architect !l:l::; not rendered :1 fim.!
wrinen cleci~jon IH' th:lI d:lIe, or c,) ;tny oft!1e five events
(kscrillCtl ill Sllhp:lragr:1ph '1.5,2
4.5.4.1 \'::11en:t wrillcn decision of the Architect ::;I:lIcS tl1:l\ (1)
rhe decision is nml hut .<;uhjcct 10 :trbitr:.Hion :lllt! (2):] dcm:md
for :lrhirr:lIioll of :1 Claim covered hy ,<;uch decision musl he
Ill:ll!t..: willlinJ,1j d:I\'s :Iflcr lhe d:llt' on which tilt" P:lrt\. m;lkillg
Ihe dern:tntl rccciq~... rhe fin:11 written decision, then f:tilllre 10
dCr1l:mt!-:Jrhitr:ll;o!1 ~\'ilhin s:lid ,,0 d:I\',,,' period slt::tH re.'iult in
rhe Architect's decisioll he('"omin~ nn::tl :1nd billdill~ upon the
e hvnn :1I1d Cflntr:l(tor Jf the Archilcct render,,, ;1 dcci."ion afler
:rrhitr:lIi(ll1 J1rrl('c~,din~s 1':1"t' heen inili:ucd, sllch dccisi(lIl m:l\'
he cnterct! :1-" ("videllcc.'. hIll sllall Illlt ,<;tlpt"rsc(lc ;trhilr:J!icHl PH1-
cccdings ullless lhe decision is :ICCCpl:lhk 10 :Til p:lftics
("I l1lccrned
4.5.4.2 ,\ delll:md for :lrhitr:uion ,'i11:111 be 1l1:ltk' within the lime
limits ,<;pceificd in ,<;uhp:1r:lW;tph.<; '1.5.] :l1\rl 4,'-;.4 :1I1d U:I\I,<;C
,'j, ';.'l. 1 :1.<; :l!'!,liohk, :111<1 in OIlier C:l<;CS wilhin :I re:l.<;on;lble
tillle :Jfrer the Cl:Jim h;r,<; ;trisen. :lI1d in no evenr .<;h:1I1 ir ht' Ilmde
;Iltcr the d;ll(" whe1l ;nstittl!iO!1 or Ieg:11 or eq\lil:lhle pron:.:edings
h:lsed on ,"Hell O;lill1 \'\'ould he h:uret! h\' the :ll'pliC:lhl(' sl:HlIlC::
(If limir;ttions :1,<; determined p\lrsu:1l11 rr) Paf:lgr;tph 1:~.7
4.5.5 limitation on Consolidation or Joinder. No :trhilr:lIio!l
;Irising out (l( (lr rel:l{jng to Ihe Clll1tr:Kt \){lctll1l~'nt.<; .<;11:111
include, In' ,nll.<;nlid:ttion or joinder or in :lily other l1l;mncr,
lhe Archhect. the Archilect's el1lrloyce,~ or COllS\TlI:mts, excepl
hy written conscnl conr:lining specinc reference 10 the Agree.
ment ;rnd <;il!llcd h\. thc Architect. O\'\.nCT, C01Hr::tctor :tnd :l!1~'
odlcr pCrSllll or entiry sO\l~ht tf) he joined No ;trhifr:HiOIl ,'i11:111
inch Ide hy C{1n.~()lid::lljon (ir joinder or in :1ny other m:tnner.
p;lrlit:s Olhcr II1:tn lhe OWller, COfltr:H,:lnr, :I -';CP:lr:ll(' (fl1l{r:lC.
ror ;1<; <k<;('rihcd in Ankle (i :lIld other [1er,'iOI1,<; .<:uh~I:IIl(i:llly
il1\'nh-c<l in ;1 nl1l1l1101l q\l("~li(lll flf f:l<:1 or 1:lw whose prc~cncc
is required if complete relid is 10 he :tccord{..t! in :lrhilr:uion, No
person or enlity {llher th:tn rhe O\'\'!l(:'r, Cnnlr:1ClOr or ::l.<;ep:lr:ue
conlr:lC1(Jr :t<; de,<:crihcd in Article (, ,<;1\:111 he included :I.<:;lll orig-
in:d Third p:lrt\. Dr :It!dilional lhird part\. lo:tn :lrhilr:uiOll ,,,,hose
ill1cn.".<;1 or rc<;ponsihility i.<; inSllh~I;mli:l1. Consent 10 :1rhitr:llion
ill\"rlh'ing :111 :1t!(litiClI1:1.1 rWr~(lI1 flr entiry ...h:lll llllr CfHlstifUle
((ltl.<;en! III ;!rhitr:l!i(Hl flf:1 di...ptllt' rHl\ de<:nih(,ll therein ilr n.ilh
:1 ller<;fHl IH Clllit\. nOl ll:tll1ed or described !herein The (ore.
gOillR :lgrC('!l1e11l 10 :1rhilr;ut.: :tnd other ;lp.reclllenr.o; ICl :lrhilr:lle
\\'1111 :!11 :n!<lili(1!1:11 rer.<;l1fl or cnril\' tluh' Ctlf1Snllcd 10 h\' p:.nic.<;
III lIw /\grc~'nwnl "11:t1l he specific:dl\' cnfllrCl':llllc under :1.ppii
c:lhlc I:l\"\' in :1Il\' conrT h:1\'illg juri<;dic!ipf1 lhcn,nf
.
4.5.6 Claims and Timely Assertion of Claims. ,f\, p:nll' \'...11(1
fi1e~ ;l notice of t1clll:mu for ;rrhilr;rli(111 Inusl :lS"Crl in lhc
delll:lnu :111 Cl:1ill1s then known III lh;H p:lrI\' on which ;1rhiH:1
lion i~ [1erllJi\lnl to h(' dCl1lan(1nl W'hCII :1 P:1rI)" f:til~ TO illc!llt!t
:t CI:t11ll through (l\'crsight, il1;1dverl'..:nCf_' IIf t-";(("ll<;:lllV 1lq~It,("I.
or WhCll :1 Cl:tim h:1,<; m:llured or heC'l) ;Icq\lirctl <;UI1...cqllelllh,
the ;rrhilr:1\(lr or ;lrhilr:tlor::; Ill;!)" permil :1nI~'!1dmcI11
4_5,7 Judgment on Final Award. Tlw :1w;lrd rendered hy lilt'
:lrhilr:llOr or :1rt)llr:ttllr.<; ::;11;r1l he f1n:II, ;llld iudf-!meTl! 111:1\' he
enrered UPOIl it in :1ccord:lIlce ~,/itl1 ;lppliC:1hk I:m' in ;r11\' Cllun
h:1"il1~ jurisdiction thereof
ARTICLE 5
SUBCONTRACTORS
5.1 DEFINITIONS
5.1.1 A SuhCtlntr:lClor is :1 person or t"THit~. \\'!Hl !l;IS :1 dircct
contr:lCl with the COlltr:lCIOr 10 perform ;r portioll flf the '.(ork
:1t the .<;iIC, The leon "Suhcontr;rctor'" i.<; rekneel to thrrlughllllt
tile Conlr:Jcl Documcllls :tS if ,,,ingul:lr in Illlmher :Hld rllC;Hl~ :1
Sllhnmlr:l("!or or :1Il :nltllorin,d rcpre~{'nlali\'(' of lh;' Slll1nl!l.
Ir:1Clor The terlll "Suhcontr:1Ctnr'. do("s IlO! include :1 sql:1r:t1C
conlr:J(IOf or ,<;uhcomr:Klors Of;1 scpal;llC conn;wttlr
5.1.2 A Sllh....l1hconlf:1("\or i<; :1 pcr<;(\1l Of '-"Htily \\'htl l1:t" :1
(lireCI or indirect C<llltracl ",'ilh a S\lll("(Hllr:ICllll II' 11crf(1l1l1 :1
pOl'liol1 of the \'(iork:tl the ,'iilC The tefln "Strll.,<;llhcol1lr:rCl(H'
is referred Itllhnl11gholllll1e CtHllr:l("{ 1)(l("1l!lle"nts :1." if...il1~~\,l:tr
in Jlumher ;tnd mC:lIl,<; :l Sllh-s\li)("tHll!';IClll' Il! :111 :11111111.-i:-ul
represcnt:llivc (If tI,e :;;llh.,<;\.hcr1Ilrr:ICllll
5.2 AWARD OF SUBCONTRACTS AND OTHER
CONTRACTS FOR PORTIONS OF THE WORK
5.2.1 I lnles," Olhcr~\'i."(" st:l!ed in th~ (.of1tr:wl I )llCtf11l{'1lL~ (11
lhe hiddill~ r('fJllircll1cTlt.<;, lhe Clllll raCIllt, :IS <;( 1()l1 :1" Pl:I("'
ric;rhk' :trtcr :lw:Jrd llf tll(' Contr;l('t. <;1,:,11 rllrnisll in \\"ritil1g 1(1
the Owncr through the ArchileCl the n:1I11("<; of per<;()ll<; (11' e1lli.
lies (jncludil1~ lhosc who :1IC ro furnish ll1:llcri:lls or c(]uip!1H.'lll
f:lhriC:Jlnl 10;1 spcci:t1 design) prr1plJSetl [llt 1:;1("11 priIH.ip:11 I"'!-
lion o( tllc \'hlfk, Th(' Archilect \'\'i11 rl"lllllf1lh' reply III tllc Clln
Ir:JC!or ill writinp. ~t:1tin~ 1;vllelher llr tlell lfw (),=\'nn lJr tl1r:
Archir(TI, :Ifrcr due il1\'esfi~:l!ion, h:l.<; n::l.<;lln:lhlr (lhjcClirm rll
:lI1Y ~uch proposcd pl:rson or cntity F:tiiule III lhe 0"'1)('1 or
Architect to reply promptly .'ih:rll con.<:liIU((' lltllic.-c III IHl rC;IS(~ll-
:lhle ohienir1ll.
5.2.2 The (.lll1tr:,clor ,,,h:ll1not ((ll1lr:.Cl \\'ilh ;1' fll'llll\lSnl pcr'
son III ('I"in' rn '=\'ho!1l Ill{' (hvnr:r Ill' Archil(Tl h:l<; m:I(It' 1(':1
sOIl;lhle ;md linwh' 1)lJjC('lirlll The r.fll1lr:ICIlJl .,,11:111 !ll'l \l('
reqllired 1(1 Clllllr:lCt ~\"ilh :1Il\'(llle I{l n'IHHll rl1(" (,tllltl;If'\(ll 11;P:
m:u!c re:I~I)n:lhle llhiccti(lIl
5.2.3 If {he ()wllcr Ilf Architect 1,:1.<; Icrsl'll;lllk' '1Ilin'liIH1 tl':1
pcrSi 111 or enlit\. proposed hy the (:lJnfr:l('IOI, rllt' (:l ,rllr;Wrlll
."l1all prorose :11lllthcr If) '=\'hOlll lhe ()\"\'Iwr or AI','hilt'!'l 1t:IS r1l1
rC:l~(1I1;rhle I lhjcClillIl, Th(" Ccllltr;ICI .'-'\1111 -:11:111 he il1("t::1SC(1 '"
dccrC:lsed hy Ihe difference in cost occlsiol1ed 11,. SHeil ch:ll1gc
;Inc! :1Il :lppHlpri:llc (:h:111~(" (lrder ,<:jl:l11 he ;<;,<;llnl 11, 1\"\"('\"(.1 Ill'
illr:re:J,'w in the Cllrllr:Kr Slim ...11:111 hc :IUn\"\'ed for <:\1el1 Cl1:111g"
11111('<;<; the CWllr:IClnr 11:1.<; :lctecl plOll1plh :111(1 H__'<;llflll"i\('h ill
,<;lIll111itting 1l:11llt'<; :.S Irq\lirnl
5.2.4 '1'11(' (:l11111:1('I(lI" ,<;11:111 1)(11 (~h:H1g(':1 "1r!1('fllllr:1C\"r 1'('1"')11
(1/ entily pn"';{)ll<:h' <";(-,In:lrt! ir rlw (~\\'Il'" 'H'\f('hilt"("1 1l1:1k{'<:
1(";I<;()l1;llll(: (ll)j{:c.ti(lll III <;11("11 Ch:l!lg-:
AlA DOCUMENT A201 . r;FN!:HAL t:(INrHTl(lr>!<; (lr nrl' 1:(1r>!111,\l:1 Hm ('r)I~':l1!l'f"ll('I'" rr'ltr1IFP-JlIl Flllll/)N
11,1" . "'1<1"-'111 A.\Irnl(',\l\'IN<:lT11ITFllr~rl(rr1l1:r:T" 1-,r,NF'.'\'YIJ!lK."\T~,jlT ~:w \'\',\<;llrU,:ll'.'>! 11(' ,lP"f!"
A2D1-1987
13
W^r'HJltIG: UnliCI"'no;..ct r>hOln"'~"vlnQ viol;llcS U,S. cnf1\,,;n'" ,,,....,<: ;lmll<: "'uht".;:' II'> '''O~I flmo;prOn...
.
5.3 SUB CONTRACTUAL RELATIONS
5.3.1 r~r :lppropri::lrc :l~rCernenl. wrilleH where Iqz:llh' rnJllil'cd
fen \';llidirJ" ltlC COJlrr:lctor sl1:l1l require e:lCll SUbCfllHf:lClCH, ICI
!he l';'(tcnl of lhe \'(Iork 10 he performed hy lilt' S\lh(Onrr:1CI()f.
to he hound to the Conlr:lCIOr h,' lcrrn~ of tile Cnrllr;ICI Donl-
nll'lll.~. :mtllO :lSSUlll(' low:Htlrl1c COJl/r:tnOf :111 rllt' nhlij.!:llIOllS
:ll'tf re.c;pon,<;ihili!ies which the COl1lr:lctor. h\' Illese !)()C\I'
111en!s. :I,<;'<;\JnlC'<; IO'~\::lnl the O~;n('>r :1nd Architect. E:lch suhcon-
IrK! :l.c:reCOlcnt sl1:l1l preserve ;Trlt! prOlcCl the ri~llI'<; of the
Owner ;lntl Ar,hilecl under the C"nlr::acl Document" with
fCSpCCl to the \"\:ork to he perfor1lln! hr the Sul1contr:lctor .<:0
rl1;1l .<;llhcol1lr:lcrillg thereof will nor prejudice ..such ri~ht~, ;md
Sh;lll allo,,' 1.0 the S1.lhcontr;lC!or, 1I111("~,e:; .<;pccHic:llly pun-idee!
o(llcrwi~(' in Ihe .e:;u!1contr;lct ;lgreement. the hCllctlt of :111
rigl1l~, remedies :lnU r("(tress ;:a~;:ain.<;l the COlllr:lctor th;ll tile
COlllr:lctor, h,' the COfltr;lct Document.";, h;lS :1g:lill.e:;1 the
(hvncr \'(/l1ert~ ;lpprl1pri:1te, the Contr:-tclor .<;h:111 require c:lch
Stlhcontr~C1(H ro elller into .e:;irnil:1r ;Iweetnelll.<; with Sub-suh-
C(lfllr:lctor.<;_ The COlltr;IClor sh:11l Ill;:ake ;lV:li!;lhle to e:lCh pro-
poscd Subconrr:lctor, prior 1(1 tile exectHion of the sUhCCmlr:1ct
;lgrcCnlt'llt, copies of rhe Contr:lct Document.e:; to "'hich the
SuhCOl1lr;tClnr ''''ill he botllld, ;llld, upon wrinen rcqllc.<;t of the
Suhcontr:IClflr, itlt'llliry tn the SuhccJIltr::lctor terlllS :1ntl r:ondi-
lions of the proposcd .'i\lhconlr:1ct ;:tgreement t\'hich 111::1\' he;t:t
,.ari:rncc ",'ilh the COlltract OnCtlllJeIH,e:;. Suhcontr;lClOr::; sh:lll
simibrly rn;lkc copk',<; of appliohle portion.c:; ofe:;\lch documcnts
::l";lil;lhle to Illeir respective fnop<l.'ied Suh-suhnHlIr;lctors
5,4 CONTINGENT ASSIGNMENT OF SUBCONTRACTS
5.4,1 E;lctl "ulxnntr:Kt a~reeT1lelll fpr;l portioll of the" Work is
;l."sip.ncd hy the ConlfaClOr to lhe O't....ner provided tll;u.
.1 ;Isf'-ignm('nt is effective' onl~" after terminatioll of rhe
C:Olllr~ct h~' Il1e ()u'ner for CUISe: pur,C:;\I;mI lO P;lr:l-
gr:lph 1 "'-2 and (Jill)' for lhose .'iuhcontraCl ~Wf'enlt"lll.'>
\\'hich (Ill' ()'t\'tler ;ICCQ11.C:; Iw notifying the Suhcotl.
lr;lctor in writing: :lnd
.2 :lssignrl1e!lt is suhject to the prior ri.Rht.e:; (If the .e:;met}',
if ;It,~,. [}hli~:lletl under hond n:l;ning In the COfllr;lt.t.
5.4.2 If the \X/ork 11:1.<; htTn .e:;u.c:;pendcd for more th:lll ~(J d:,)'s,
tile Sl1hCflnlr;lCtc.Jr'S ("ompct1.<;;lIioll .e:;11;1I1 he equil:lhly ;lditl.'itcd,
ARTICLE 6
CONSTRUCTION BY OWNER
OR BY SEPARATE CONTRACTORS
6.1 OWNER'S RIGHT TO PERFORM CONSTRUCTION
AND TO AWARD SEPARATE CONTRACTS
6,1.1 The Owner re.e:;erves the ri~IH In pcrform ("(}n~lnlction or
n"cr;llinll~ rd:llcd 10 llle Prnj('("1 't\"ith the OWll("f.C:; own force.";.
;1l1t! to ;1\\;lr<!<;cp;lI';lle conll:lns in c(llHwctioll willl other por-
linn...; of lhe l'l(ljcct !II' ollH'r cOIl.'arunion or npcr:llioll,e:; (lilliI('
.'iitc lindeI' COllditic)!l,e:; of lhe COlllr:1ct idenlicll or ,e:;UhSI:lIlli;t:lly
,c:;illli!;Jr to these illclt1din)2 tllo.c:;e portion.e:; rcl:lIcd tn in.'iur;lIlCe
;Incl \Y;li\Tr or _e:;l!hro~:Jti(lll_ If lhe COlltt:lC!or d:lirll.e:; that dcl:Ty
III ;1{ldiliclll:11 (-CI,,>I is hlV(llvl'(1 hec111~e (If ~tlc11 ;\{,ticltl 1", tilt,
()\\'I1('1, tl1(' <:(llllr;l("lor ,..;J1:I/l tlI;lke ,";IIel1 Cbim ;1.e:; provided d'ic'-
,\'here In the COlllr:lC! f)ll(\lf1lf:nts
6.1,2 \\'hcl1 "cp;H;1Ie contr:\CIS ;ne ;m';lrdn! for different por-
lilll,e:; ()f Ilw Pnlject or (Hiler ClHlSln.nioll olllpcr:lIioll.e:; (III the
sile_ the tCTlll "Colltr;lC!or" in the Cn!1lr:ln Documenls in e;lCh
(':1<;(- <:;h;1I1 rlH.':1ll the Cflnrr:IClflr \,'lIp r:xt'nIIC<; c;lcll ,<;('J1:If;IIt'
()\\,l1cr-(<llHr;l(lr'l ^glcClllClll
.
6.1,3 '1'11(' ()wller .c:;11;11t prllddc fClt coorr,lin;l!icltl llf the- :1cti\'i-
tics of rhe O't\'ner's (H\.n f(lrces ;llltl of ea('\l <;e-p:1r:1tl" COll1r:I("!OI
't\'ilh the \"(:ork (,f th('" <;rl1llf:1ClOr, 'I\.hCl .'i1l:111 ("()(lrer:JlC 't\'irll
them The COlltraC!or ,e:;hall p:1rticip:lle with other Separ:lIC cnn
tr:1Clr,rs :mt! Ilw Owner in reviewing their Ctlll<;tntoifltl _e:;dw(i
lIles 't\'hcll direcled to do <;(1 The COrlJr:l(lOI ,<;11;.11 r1l:1kc ;111\
revisioll.'i to the COIl.'Hructioll schedule ;111(1 Cmllr;lct Sum
deemed tl('("cs.e:;:Jr\' :1ller a joint re\'il:"w :md Illlltual :lwecllwnl
Tlw COfl,e:;trtIClioll .'ichedules .c:;h;lllthen nJn.e:;lillltf' 111(' seheclule<;
to he uscd In' the ContraClor. .e:;er;t:r;lte crHl!r:1(~IC1r" :1nt! tile
OWnCf unril suhsequentl)" revLe:;ed.
6.1.4 Unless olherwLe:;c:- rro\'ickd in Ill(" Conlr:tCl DnCllllletHS,
wilen lhe OWller performs constrtlction or npct:nion.'i rel:IICtl
10 lhe Project ll'ilh tile: Ot\'ncr',~ o.....n forc~.~, th,. Ownc:r shall ht'
deemed to be ,e:;ubiecl to the S:1rne oblig:1lim1,C:; ;md 10 11:1"'1:' the
~:lll1e righl.e:; which apply to the Conlr:tc!m under lhe Cotldi.
tiom of llle C(lnlr:lCl, including, withoUl excluding (ltller.C:;,
{Il()~e .C:;I,llcd in Article .'\ thi,e:; Article fi and Article.e:; In. 11
:1lld 12
6,2 MUTUAL RESPONSIBILITY
6.2.1 The Comr;IClor ~1l:111 :1ffmcllhe Owner ;md sep:1r;1Ic C(ll)'
tr;lclors f(.";I...on:lhle Oprorltlnitr for intrndllClinn :Itl(l .e:;tor;Ige or
their Imlleri:lls ;md equipment and rerforll1:Hlt,{, of their ;Icli,'i.
ti{'.c:; and sh:1.l1 connect :lIld coordin:lte the Crmtr;lC\nr',"; con.
.~lrllction :1I1d npermiolls "'.ith fheir.C:; as required hy Il1e COtltr:1CI
DnC\II1lCllt,c:;
6.2.2 If p;t:rt of the Cnlltr;t:ctor",e:; Work depend.e:; r()f pmpn
execution or result.e:; upon cOllstruction or olwr:Hioll.e:; hy the
Owner or ~ sep:1l":1le contr:IClOr, lhe Cnntr:1('1or .e:;Il:1Il. prior (11
pmceeding \\:ilh 111:11 pOrlioll of the \'(fork, prompth' report to
Ihe Architect :1pp:1rent cliscrep:1ncies or defeCls in such other
cllll.',aruclioll 111;11 w(luld rt:lldcr it ullsuit:lhk fot sHch ploper
CXt'cullon :md restlll.C:; r:lilure of the Contr;lCtn1" .e:;(l t(l report
sll:111 Constitule :lll :lCknotl'ledjZlTlclll tll;lt Ill(" O't\'ner"s Of sep;I'
rale cOlllr:Jclor.e:;' ccllnplclcd or p;t:rti;t:lh' cOlllpleted ([ltl~lnl("lilm
i.e:; /it and prop<:r 10 receive lhe C01l!r:lct()r".~ \X/ork. excepl ;t.e:; to
defects nOI then rC:I.<;ol1;lhl" di.'i('(wcr:lhle
6.2.3 Cost.e:; caused hy dd;1\'s or hy impro!x:rh' timed ;ICli\'itj('<;
or ddcnive nm.<;lructiotl ,<;h:111 be home hy tile p:lft\. rc.e:;pnllsi.
bit" Iht:rdm
6.2.4 Tht: C(llllr;lc!ol ~1T:lfl promptly rCllll:tly dalll;I~t' wroll~'
rully c:1u.c:;ed hy the ConrraClor lO comrtelcd or r:lflialh' COIll-
pleleet con.'itruction or 10 prorcny of tile OwnCl or .<;t:p:tr:lIc
COlllr;IC!OtS ;I.'i prcwitlcd ill SlIbp:u:Jgrapl1 J 0.2.';
6.2.5 C:l:1illls ;lnd othcr di.e:;purc,<; :1ntl mailers in que,,'ioll
hctween !he Contr;'Clor ;lIld ;I ,e:;ep;1r;Uc conlr:lClor .e:;11:1I1 hee:;uh
jc(t 10 the provi.<;ifllls of P:lr~gr:tph 4.3 rnl\'idcd the .e:;ep:lr:lIe
nmtr:Wlfll 11:1.e:; ff"ciproc;t1 ()hfi~:lIi(lt1-"
6.2.6 Tht:: (In.-ner :l1ld c;lch sep~r;lle con{r;lctor sh;z11 11:1\'(' the
.'i:lI11e rr:.<;po!1.e:;ihililies f(lr cu"in~ :111<1 p;Hclling ;I.e:; ;11'(" dcsnihnf
for tht' COllll:JClor in f':H:Jgr:lph 3.14
6.3 OWNER'S RIGHT TO CLEAN UP
6.3.1 If:1 disf1l1lt" :lriscs alll(Jn~ the C(llllr:lf'."!rH, .'iCP:1I;rlC ("(lll-
If;lClor.<:; ;Itld tilt' OWllel :1S to lhe respnn.e:;ihiliry Illlde!' rheir
n:e:;pecfi\'c ('fllHr:lCts rIll' rn:lirl!:linin~ the plemist's ;IIHI ,<;llrnl\lIld.
in~ ;rr(':J free from 1;\';1.<;1(' 1l1:1I('Tials :lIld rl1hhi<;11 :1<; cte,~crih('(1 ill
P:1r;u!r;lph ~,! "', the ()wnn lll;IY cle:1n lip ;lf1d :lilpC:l1e rh(' ("('''1
:I111I111H rlll)-,,(' r(,spll11sihlc :1''; tl1(' ^rchil<:C1 llt'ICTlIliIlC<; 1<, he ill<;l
14
A201-1987
AlA DOCUMENT A201 . C;FNfIlAI r:CJNDITH lNS (If" 111F U1NTltM.l Fr 'll (:1 )N';Tll\'r:'1I{lr~ . I'r 'I 'Ill FFNl'l1 rl'l r l' H
^ IA - .'~, 1""- "Ill' ^,\ll'lHf:"'\~ INS'1 rn 'T1': I ,I' ^ IlClllf Fr-I ". I - Ie; ~H'\Y ; ("0'; ^'Tr.JI tr: ~.. 'x 1\ _\ ':1 IfUr ;-1' 'I'.' t" ',,,,,,,,
W^nNING: !Jnlle...,,!<..(\ rho'I''{'Ol"'Vinq \liCllllt..!': U.S_ CO['lyliql1111lw<: ,,,,rll<: 1'luni..~t 10 l!'O1l1 pmu'etJtlon.
.
ARTICLE 7
CHANGES IN THE WORK
7.1 CHANGES
7.1.1 (:ll:Jl1~e.<; in the \'(Iork 1ll:1," he :1c((llllplishcd ;1f!CT excel!'
lillfl (l( the CIHllT:lct. ;111d witlHHll irH':llkl;lting tile C(1I1tr:ln. by
C!l:lIlgc Order, r;(1I1SlrUcriOll CI1:m~(' !)jreclive or order (or ;l
minfJr ch;rnl:(' jn [he \'(Iork. ,<;1I11;CCl to lilt' lirllit:llion,<; .<;I:llt..'d In
Il1is Artieit' :: :Illd dsnvhere ill the Contr,ler I)ocumcnl.<;
7.1.2 ^ (:h:lIlf!c Ollkr ,,,h;J1I he h;lsnl \'POll :l~reelllcnt ;lI11Cln~
111(' Owner, C(lnlr:rCloT ;end Architect: :1 Con.<jlfllclinn Ch:lI1gc
Dircni\'c requires :lgrCe11lent b,' the (h\'ner ;11l<! Architect ;l.ncJ
111;1\' or Ill:!r not IK :lgrccd to hy the C(JIHr:lctoT: :1Il order for;j
minor cf1:tllge ill the W'nrk T11;lr he i.~.<;\lcd hy lhe Ard,itcct
:lInllC'.
7.1.3 Cl1:111W.'.<; ill till' \X,'nrk shall he p(:rforllled uncltT ;lppli-
ctlJl(' pro\';...;on... of [he Cnrlfr:1Cl Docllf1lc.Wi. :md rhe COllude-
rm ,..11:111 proceed pf(lmr1ir, unle...,<; Olhnwise rmwidcd in the
(:h;lnge Order, C{)ll.<;frUClion C:h:1np.e DifeClin~ or order (or ;1
1l1inor cl1;ln~(" in rhe \'Cork.
7.1.4 I( unil price... :Ire q:llt'd in {hc Colltr:1cl Document.<; or
<:uhscqllenrl~' ;lgfcl'd UPOIl, ;lnd i( qU:llltilics origill:1l1y COIl-
tC1llpl:lIec! :Ire so cl1:m~ed in :1 propo...ed Ch;lIlge Order Of Con-
,<;trll(lll)l1 (:Il:tngc Direcrivc lh:!r :lpplicHi{)1l ()f such unil Inicl's
1'1 (rll:llllitir.:.<; (If \\:(11'1\ pnlp{)snl will CHt,'''", suhsl:lIlri:11 itlcqtlir~'
tll tilt Owner or COtltr:1Clor. the :lpplic:Jhle 1I1ljt prices .<;h;11I he
{'(rttit:lhIY:1(tjll.<;ICd
7.2 CHANGE OROERS
7.2.1 1\ Ch:lllge Ord('l" i,<; :1 writh:n itl<:Inll11l'lll prcp:trni h~' rhe
,\tcl1i'lTI :md signcd hy the ()"'Ill'r. COlltr:lclor :md l\rdliICl.t,
,<:t:lting their :tgrcc'nCllr Irp(JIl :zll lJ( (Ill' (llll(l\\"ing'
,1 :1 cl1;1Ilge in the W'ork:
.2 lhl' :lInfllllH o( th~ :1(.ljustlllcnr in lilt' Conll':l{"{ SIUll, if
:rn\": :lIld
,3 lhe t'XIl'llt o( the :ldiuSIlllt'1l1 in lilt' COlllr:.ct Timt:, if
:111\'
7.2.2 J\lelhod" ll."cd in delcrlllinill~ :I(IjUS!lllelll." III lhe COIlIr:lCl
SUtll m;ry indude Ihust, listed in Suhp:lr:lgr:lph 7,,~,~
7.3 CONSTRUCTION CHANGE DIRECTIVES
7,3,1 ^ Con.<;lrunioll C:h;]ll~c Dirt'("\i\T i::;:1 \\'rillen order pre"
p:lrt'd hy the ArC/lilecl :Jnd signed Iw lhe Owner :Jnd Architt'cI,
direCling;1 Ch:IIl~C in the \'\:ork :lnd ,<;t:lling:l rropo~ed 11:lsi,<; (or
:ldju.<;II11t'1l1. if :1IlY, ill lIlt' COntr:1C1 Sum or COlllr:Jt't Time, 01"
hlllh The ()wller tll;l\' hy (;flllsrruni(lIl (:h:1I1~e DifCClivc,
\\";tIHluI ill\':rlid:nirlg tht' COlltr:lCl. I)rder c.:h:II1~t's ill the \'\:01'1.:
Wilhill llle gt'll('r:l1 .<;("opt.' o( lht: CCltHr:lt"l cOllsi,"Iing o( :lddi.
lillflS, tldetifl1l,<; {H otl1~r rt'vj,<;illllS, lhe (:lltllr:lcl S\Ull :lIld CClll-
lr:ln Til11e hdllg :It!j\l.stcd :lCcordillgh'
7,3.2 A Constrlloiol1 CI1;lIlge Directive .<;11:111 he l!.<;cd in lhc
:lhsCIl("l' or IOlal :rWet'ment on Ihc t('rlllS of:t Ch:lllgt' Order
7.3,3 If tht' Cllll.<;ln'ctiIJll Challge !Jin'oivt' pnlvide:<o f(lr :1Il
:rdjll<:/IlK'lll 10 file C:Ollrr:lt'l SHill, Illc :l(ljUSlIllt:llt ,<;hall he h:l.<;cd
'It) (lilt' of rhe folln\\'ing rnellltlds
.1 IliOIU:ll :lccepl:l1l('c o( :r IUl11p S(1111 properly ilClllin'd
:lr1d 'iUppllrlnl h~' .<;ufficit'rll suhsl:rrlli:lIing d:H:llfl r"lt'T-
Illil (T:lhl:lfiflll
,2 lllli! 111iC"<; ..t:lrnl in 11](' (:IJlltl;l("r 111)('11t11('lll:<O 'II s(lh-
<:('(f\I(,1111\ :I.~r(:nl UP(lll:
.
,3 (11<;1 Ip he dt'tcr1l1illcl! ill :r rl1:ll1lWt :1/!rrTd 11['''!J hI
Ihe p:H[i(',<:: :md :111111111:111\. :lCcrpt:l!1lc nxn! (11 !WIC('Il!
:If!'.' fee: or
.4 :IS pt'(J\'ided in SUhl/:lf:lgl:lph - .~ 6
7.3.4 UPO!l receipl pr :I COrl,<;tnlni()1l Ch:lt1gl' UiH'ni\'c. the
COlltr:lClOf .<;hall promptly rt'(Jcecc! ""ilb lll(' ch~llg(' in lhe
\'(/of'k invlll\'cd :mu :1d\'i:<o~ {Ile "rchiler:l of lhe C:Ill1tr:tClllr':<o
:JRfc('llle!l1 OT dis:l~re('rnenl wilh tll(' IIlClh()rl. if ;tl1\' JH()\,i(!c(!
in the (:(III.''1nlCl1rll1 CJ1:lllgC !)ir<'."Clj\'(' fllf d(,lt'rnlillill~ lilt' pn).
posed :ldin<;ll1lcll1 ill The Corllr:lC! SUlll or CnrHr:1Cl Time
7.3.5 A (:llll,<;fnIClifl!l CI1:1Il~e DireCTi\'t:.' ."igncd Ill. lhe Cl1tllr:lC-
tor in([iC:lt(',<; the :lflreemenl of the C.onrr:.lClor (herewilh, illclud-
in,~ :Jct;ll.<;rmellt in Contr;lCl Sum :lnd Corllr:lCl Tillle or lhe
Ill('{!lod fnr detcl'lninin,Q thelll. Stich :IWcelllt:1l1 ,<;11:111 lw cfTec
live illlllWtli:lIl'lr ::md ,<;h:llt he rccorded :1,<; :l C:h:1t1~(' Order.
7.3.6 I( Ille Ctlnrr:lt'!!Jr (i(le," not rC-Spllll(! pn1l11pll,' I If (lis:lgrC('.<;
with the Illcthod (or :ld;tl.'>tlllt'IH in thc Conlr:lC"1 Slllll, 111('
Illethod :l1ld rhe ;1c1juslmcTlt Sh~lll h(" d('tCrIllillCd hy tile Archi-
tecl nil rile h:J,<;i.<; of re:Jsoo:Jhle ('xpendiIUH'.<; ;Jnd ~l\'inf.!.<; o(
1110se performing lht'" \\:'orl.: :Htrihlll:1hk 1(1 Il1e dl:1ll~(', inchrd-
ing, ill (":I.<:e (If all illnC;l-"e ill the CClrHr:l("t SIIIll :t 1"f.':I:<Orln:lhk
:IlJcH\":lIlc(, for o\'t'rhe:zt! :lIlt! prone In :<ouch cr"t', :1lld :11<:(1\11)11<.'1
CJ:III-"e ~..~,.".,~. lhe C(lntr:lCt()f <;11:lll keep :Hl(! plesent. ill -"IICh
rorm :1.<; lh{: Archilect 111:1)" prc~crihe, :Ill ilemi7,ed :1("("IHl1ltillg
Ingt'lIwr t\'ilh :IJ'PTIlJlri:UC ,<;llpJlorling d:lI:J link's." nllwr\\"i<:r.
pn1\'idnl in lht (:lllltr:l("1 l)f)CHIllt'IlIS, n'<:1" I(H Ihe Pll!ll(I<:('~ III
tl1i.s Su!Jp:lr:lgr:lph "7 :U, :<oh:llJ h(" lilllited tfl rhe ro/lnt\'iTl.I!'
,1 C(l~I~ (I( !:lhor, incllldillg<;nd:ll~cCnrit~.. old ;r~(' :11lrl
ulll'mploymenr in,<;tlT:m('(', rrill.l!c h('llenls w<jl1ired hI'
:l,gn'ellll'll! or C"U.'il (llll , :lIHI \\'(111-;('1"." fll \\'llkllH'l1<:
(f>1l1pcll.s:lri(HI illSlll':tIl('C':
,2 (""Sl." of rn:ltcri:lIs SUPll1ies ;1l1t! equipllll'Tlt irwhld.
ill~ nl,<;l 11r tr:1I1.<;plJrl:ll;flll. whelher illCIl!'J)I'r:Hnl ()I
('(1Il,<;\III \l.'t1:
_3 retlt:ll ('nsls or rll:lcl1;Il('I"\' :Ind equipmClI1 ('\dtl~~i\'(. (If
h:IIH! r(j(ll<;, t\'lwlhr.:r ft'tl.etl fl(Hll tilt' (:lllHI':J(lllr (I'
(ltllcr,<;;
.4 Cfl.<;!," o( prcmium:<o for :111 hond<; :md insl1r:l1lcc. /wrmil
ft'e.<;, :Jlld ,..,:11('.<;, use (11" silllibr 1:1\t'S rel:llcd 10 111('
\'(inl'k: :lI'Jd
.5 :l(lclilioll:d ('O.<;!.<; of .<;upen'i."il m :ltl([ fidd officc IWfS<lt\-
Ild dif'('nlt. :lIlrihul:lhle TO [he ch:lIlgt'.
7,3.71'ellding nn:d (klerlllin:lli(Jn (l( ("(1:<01 rll tll<.' (h\'rWl",
:mlOUlH," nOl ill dispuI(' Ill:ly he illdudnt in t\r1plicniollS ['or
1-':1~"l1l'l1t The :tnlOUIlI of credil !ll he :ll1(l\\"nl hy lhe COIur:lt
tor 1(Jllle ()t\'llcr (Of':I dt:lelioll or ch:!ll~e ,,'hich r('.<;lllr.<; in:t net
tlnTCl.<;C' in Ihe Conlr:1Ct Sum ,"'11:111 he :lnU:l' Ill'l CO.<;1 :I.S COil.
rirrllnl hy lilt' Ardlilecl. \'(/llen h(Jt!l :1(ldilillll~ :ltld nctlit",
t"llVt:rin.'l. rd:ltt'd \'(/I/rk ('I Sllh:<olilutilJll.'i :11{' il1\'{)I\'l'd itl :1
ch:ltlge, the :lIlo\\":lIlcc (or 1l\'l'rhl';ld :1Ild plofil .<;h:lll hc figllll'd
Oil rhe h:ISi.<; of' IlCl incrt::I.<:l'. if :rn}", will1 fC."I'Cr.:! to tl1:1( Ch:lIlgl'
7.3.8 If the ()t\'ner :md C{Jlltr:lct(/r dn 11{11 agrce \\'ill1 lhe
:ldju,<;'Il1CIlI in (:lHllr;lC! TimC' fll" the 1l1('lhlld ffn lk'tt'l"minillg it.
111(.' adjuSrllH'1l1 tlr th(' l11('lhnd sl1:dl hr r('fenet! I() till' Arcl1irnl
(ell" dClermin:lliflll
7.3,9 \'X'lwn tile C)t\'nt:l :lllti C:()lltl':IC!I)1 ;lgrn' t\'jlb lilt" (Ierc!
lllin:n;tlll 1l1:11k: h~' tll(' ^'cl1iltTt t"lHICl'1'I1in!! lhe :ldjllSlIllClllo,; in
lhe (:(1,11r:l("1 Slrm :llJ(! (:lIllr r:lCl TilllC, I II' (>llltT\liv' 1(':1('\1 :lgIC"
t1l('nr 1lpnn lhl' :ldjll.<;llllClltS. .""eh ;1l-!'C('n1erH,,!l:!1I lw cffn ti\('
illllllt'dbl('ly :111(1 :<oh:lIllw f("PJrc!I'(1 hI pn.r:lr:lIi'ltl :11111 (':\('( II
(inn Ill' all :lpprnpri:rtt' (:ll:lll'~l' ()nl("!
AlA DOCUMENT A201 . (:r:Nl'ltAt. (llN[JllltlN<;. III TlrF I (IN'111M:l f"(JIl C:(lNQ'ltl'l:1rrlN' ['(ll'lllTFNTI! l:llll'flN
,Il.\' . "IT'>H- 1111 ""'FlIlf^,o,,:IN';rll'1'lFllF^Il(:llnH"l';.I~l~NrW'Y{ml\^\"FNI'F N\l IX',\,;lIlNI:lllN ll( !"""',
A201-1987
15
W^nN.NG: Un'h:en!tt"d photocopylno vlol"'I...!: U.S, copvrlght t",ws ",nnls <:,ubi,.r;llo 1"0",1 r>ro~..r;1I11n"
.
7.4 MINOR CHANGC:S IN THE WORK
7,4.1 T1H': !\n.,:i1iu.:c! will h:1VC :lut!l(1ri(\" ~() ()(de:- min{1r ch;ll1~es
in ~hc \X"orK no{ in\-()jvin~ JUiU:-itlllC:1H ill lh~ Comracl Surn or
:..:x(cllsi(ll1 or the Cnnlr~ct- Time ;'Inti nor incnnsislem ':\-'irh (l1e
ilHC!1l ,,{ the CO!Hl';Ict f)O(:l..II11CIH."i StlC.'h ch:In~O:::s <;11:111 he
crk:ctcd 11\" 'vmlen order and Sh:llf he hHluing lm tile Own:.::r
Jnu CUl1lr:lCIO( The Comr:IClor .'i11~1I carry our such 1;vrilien
()(dc,s nnml!'(lv.
ARTICLE 8
TIME
8.1 DERNITIONS
8.1.1 Unies,<; otherwise rro....icied. Cuntr..ct Time is [he period
of time, includjn~ :1Ur!lorized :ldiuSlIllent5. :1I10ltcd in the Con.
[r.let Documcms (or Sub:Hami:J1 Completion or tile Work.
8.1.2 The u:ne of commencement of (he Work is the (hue
~Sl:lhli.shcd in the Agreement. 111c d;J{c 5h~n nOl he po~tfxmcd
l-,y the f;lilur~ lO ;1C1 of the Comr<lCtor or of rcr~()n~ or entities
for whom (he COl1tr:lCtor is resoonsihie.
8.1.3 The d:nt: (If SUhSI:lOtwl Completion i~ the d:nc certified
iw the :\rchi\ec~ in :lccord:lI1o.: with P~Ir:l~r:1ph 9B.
8.1,4 Thc tcrm . d:I(' :IS used in lile Cll1l1r:l(t 1)( 1(\lIlH:nlS sh:dl
[1H...-:1I1 c:dellu:lr \.i:1Y llllk:~~ (llhcrwisc ,'ifX-ciliclliy <.k:filll..:t!
8.2 PROGRESS AND COMPLETION
8.2.1 Time limlls sl;Heu in tile COIllr.H:t [)OClllll(:IIlS ;lre Ill' the
e~scnce of the Contract. By executing tll<.: A~!:rct'"mclll the Con-
tLlt'[(lI' Clll1fifll1S [11:1l ll1<.: t:(llHr:KI Time i~:1 rl.;tS(lI1:ihlc l'Uic)(1
for perforl1ling the \'(-'ork,
8.2.2 TIH..' (~I,ntr:l("Ulr ,,,h:lll nllf knll.......ingh.. l'XCl.:PI hy :Igree.
1111:111 or in.caructioll of tile C)'l\.'llcr in ,,'riling, pn:ll1:nun:h' com.
Ill("TH<.' (lp(:r:l1ic)flS C)!1 lilt' "ilC rlr elsewhere i,ri(Jr HJ ti,e dTt.'Cli\T
d:He of illsllr:U1ce I'eqll,in.:d lw Anidc 11 to hc fllrl1lshcd h~' thc
Clllltr:lcwr, The d:m: of cummellcemelll of tile \""ork Sh:llf nOI
i)c l"h;ll1gt.'d ny liK' dkCli....e U:1(C of SUdl ill~ur:llln::_ l :nies," lh(.'
d:lIc ()f (nmmcnn::T1lcnl is e~t:lhlish(~d 11'1.' :1 Ilotice tp pron:~,:tj
~i\'C'11 In' 111(.: (h\.IWf lilt: C:lllltr.I('\{Jr"ll:11l IUllil\' [Ill.: (}WlltT III
\\"rllillg 11(11 It":;." 111:111 li\'C; d:l\"~ lJE" rllllt'!" :1!.!.ltxd IX:ritJ(..! Il(:hlre
cOllll11t:!1cing the \X:ork 10 permit thc liIlH.:!\' liJil1~ of l11orq.r:lges.
rncl'hanics liens :Illtl other sCClIrin' imcrC.'its.
8.2.3 The Contr;zClor sh:tll prtlc:ceu expeditiously with :lde-
qU:llc force:>> ;ll1d .<;11:111 :Kilicvr: Subsl:lmi:lI Completion willlin
lilt: COIU r:1C! Time.
8.3 DELA YS AND EXTENSIONS OF TIME
8.3.1 If tile COlllr:1Clor!.<; tle::tycd:H ;Ill\" linK" in rro~f(:ss of llle
\'{!l )rk h\" ;111 :ICl Dr neglec, of the O\...ncr or ,\rdlHect. or Of;lll
l'1l1plnyc:.: of dtller. O( of :t ~p:lr:llC (Ol1lr:luor employed Iw
till' ()wner. or Iw Ch:ll1Rl.:.<; ordercd JTl th(.' \"('-ork. or Iw I:lhor
(liSptll<.'S. firc, ~lnll.'HI:l1 dC-j:lY in ddi\'eries. un:l\'l lid:thle C:l~tl:tltit:s
Ill" (lIher CIUSCS hC\'lllH.l (hc C:tllHr:ll:!lll'" CIHHrc,1. (Jr 11\, dd:l\"
:nllhorizetl hv The Owncr pCllding ;zrhilr:llion, r)f by oll1t:.r
:";111.<';<:''' ~'hicl1 tll('.\rclliteCl dell:nllinc~ 1ll:IY Iusli!\' dc!:Iy. l]lC11
[ill" (:,ll1lr:1C1 TinK sh:lil h(' C'XlClldt:~i Iw (:ll:zn!!l..' ()rdcr I()!" ."uch
l'e:I-"\)11:li~i(." Tl111e ::s [hc :\rcilJleCl 1ll:1~' dctcrmillc.
8.3.2 (:::lilll.<; rd:llin~ to lime "I\:lll hl..' IIl:H.lt. ill ;ltT(}rd:lllc~ ~vrrl1
:1I)lliir ::hie pl(l\'isH)I1S 1.11- !)::r:tgr:ll~i1 .. ~
8.3.3 'i'hr~ ,):lr:lI!:';lnh x , UCJ("~ 11111 :~n:'~'llItk' ',-''.''H'::''~.:: \11' --::1111-
:l\~'''':,~ '()r 'ld::': hI: ':!lhl..'~ ;1:ln\' :lllUt:r '111H':: "nl\'l~H)ll.~ ;)( ;l1e
'11(,':1('; 1)\ IClIrl1l"l1t"
.
ARTICLE 9
PAYMENTS AND COMPLETION
9.1 CONTRACT SUM
9.1.1 The Cllntr:lC: -"1II11 i~ S!:lI('U in the A!!reCll1c!lt :lntl. includ.
ing authorized atliu:::ullt:nt.'i. is the total ;Jnlflllnt p:l\':lhk: hy the
Owner [0 tile Contr:lctor for perfOrm31K"e III the Work under
tile COntr:lCt 1)(IC1I1llent.<;.
9.2 SCHEDULE OF VALUES
9.2.1 Before (he fir~1 Applic:llion for P3ymenL the Contr:lclOr
Sh:11J sl.lhmit If) the: ArchileC( a schedule of \';lll1c~ :lllllGlletJ (0
\':lrious portions of tilt: \,,"'ork. rrcp:trcd in such form and sup-
pOrled by stB.:h U:H:1 10 .<;ub.c;tanti:He iL<; :\Ccur:1CY as the ArchitcCt
rn:1Y require. This schedule, unlc~.<; obiected to hv {he Architect.
shall he u.'iccJ :IS :l h:tc;is for reviewill~ ,he Contr:1Ctor"s Applicl-
lions for P:lymem.
9.3 ,",PPLlCATlONS FOR PAYMENT
9.3.1 At ibst tcn d:tys l)eforc tilt: d:llC est:lhlisl1<:u for C:lcl1
rrogres." r:l\;ment, the Conrr:lcwr Sh:lll submit to the Architect
:1I1 itcrnizetl,\ppiicHilln lur P:rymenr for nper:Hions completcd
in :1CCfJrtl~tr1cc ~....i{ll the schcdule of \':llucs, Such :tppliClliotl
.'ih:til he nlll:lri7.et!. if rt'qllircd. :IlH.l'iurponed 11,. such d:lt:l
-;l1hSlanti;Hin~ thc COlHr:tclor's ri~l1l [0 p:lymclll ;\S the OWllcr
or :\rdlit<.Tl In:lY f('quire,<;udl :IS copk's or ft"(]IIi.'iilions fro(11
SUI1Clll1tr:ll.ttJr.<; :1I1d m:Ht.:ri:ll slIpplicrs. :lIld rdk:cting rC::lill:lgc
if provided for elscwhere in tile Comr:lct !)O<.'lllllCllt.<;.
9.3.1.1 Such :lPllliCllitlll~ I1t:1y include ['<.'qlll:~t,<; ltJrp:1Yllll'lll (JI1
:It'l"<HIl1\ of <,'h:1I1~<:S in (he Work Wllicl1 Il:I\'(: h(.'(:n properl~'
:Fllt!lc)riznl t1\" C:Ol1."lft1("{i(JI1 Ch:lllgC Directivcs hUI I1c11 YCI
included in Cil:lllgC (Jfdcr~.
9.3.1,2 Sll('il :lpplicllil111S 1l1:1Y [)\ Jf incltltlc 1"l"lllll'SI., (c lr j1:I~'-
fllClH of :lIlH Jllm." the COl1tr:K'lor clol'." 1101 ilHcnl! 10 pay III :1
Suhn 1I11 r:1Clnr Of rn:llt'ri:ll supplier hC'::;lUSC of ;r disnlllc (If IHlll'r
rCISOIl.
9.3.2 1 ;Ille~," olll<.'T\\'!<;;l' pnl\"idctl in lIle C()lHr:1C1 DllClll11l'llIS.
p:I\'mt:1lt!" ...hall he m:ltle Oil account of m:tferi;d::; :111(1 CqUiPllll"t1t
dl'lh"Cn.:tl :ll1d ,"uit:il)l\. ,~lnITd :1( (Ilt' Sill' for ;;llhs('qUt'lll ill{"()r-
I)or:tlilll\ ill Il1e \X'lJlk II :lflprovnl ill :al\':llRT In- II\{" (h\'lIlT.
P:I\'111CI11 lllay ,,,ill1i!:lrly he Jll:ldc i'or ll1:l1cri:ds :;11(1 ClJUipllll'l1l
suitahlY Sfored off lht' site:l! :llocnion :lgrcct! upon ill writing.
P:t~'I11C11l for l11:lIt'ri:lls :1I11lequiplllt:nt ston.:ti on or olT Iht.: Sill'
si1:111 ht: CflllC.lilit')I1('U UpOll compli:mce hy tllC C0l1lr:1Clor with
procedure.'i .<;:uis(actnry ((l the Owner Tn eSI:lhlish tht: Owm:r"s
tilk to ,"ucl1 m:lleri:tls anti equiplllem or ()Itlt'rwisc proll'Cl lhe
OWller" S intcrt:sL :lIld ,"h;1I1 include :lpplic:lhic in.<;ur:lIlC':.
slor:lgc ;tnd Ir:lIl~p()n:lti()l1 to lhe<;ite lilr such [lI:lIt.'ri:ll!' :tlllJ
l:quipmc:lt"lOrctl off lht' .-;ile,
9.3,3 The Comr:ICHlr W:lrr:t111~ th:u (illt: (11 :111 \\"Ilrk covered hy
:lll r\j1plicl1ion for P:l\'Illt:nt \vill p:t<;.<; to tilC OWller 1l01:11t.:r th:1Il
the lime Dr p:lynH':T1l. The Contr:lClor fllnl1cr warr:llH::: :11:1(
Upllo'iuhmill:li ()f :lrl l\npiiCllicJl1 rtlf 1):l\"111l'111 :111 \"\/(,rl\ rC)!
',Yl1kh C(:rtiliclles :C)f !1:lymelll h:IVC hCCll prc'.'i(lUS!\' i......'lt.d
:Ind n:I\'n)C:lr::: rcedved !'rom Il1e O~vner <.;h;zll. !n till' hl'Sl of ;Ill'
(:onlr:z<.'tor ," kllllwlcdgt:. illlUr11l:1t10n :lI1d hdi<:L he Ir<.":..' :tnd
clc:.lr of ii(.'lls. claims, ,,,ecunn' Inf(.:rcst.~ ()r C:llcumhr:lllCL'!' ill
(:I\-'flr (ll lill..' Clll1lr;H'l(lr o..;UhC1Jlllr:lCJ(lrs. 1ll:11e:-i:zi ~llppJi(:r.... rlr
(llilcr per."I)ll." (If c:nITlle." tll:lkitl1!:t cl:tim il\' rC:I.<';\Jll 'If Il:I\'llll!
i)n1\'idc~i ::Ji'<lf. :n:lleri:ll.c: :1Il(i L'Utli!1tllt:nr reborn:: ~\l [he \'\"lIk
9,4 CERT1F1CATES FOR PAYMENT
9.4.1 :'hc :\rClllICC; \\'ill, -Y:lhin ~<:'''cn '.i:,''':' :IIIC:" r::':'~';pt 1) 'ile
'.l)(llr;lC;llr.; :\llj)iiCll11lTl :fl; :':l\"inl':1[. :.::[[1::: !SSIIC :ill
16
A201- 1987
AlA DOCUMENT ,4.201 . , ;:NF.I{'\l "(':'>:1)1"'")( )"~ )1' ','; 1,'- ',",i"I\,\( ':{m ':'l~""Tlll'r:','I('~. q ''! '1;:"-'1"11 j'!)I'~'II)....
".., . ;:!t)l-l-'''ll;:.\,\.t;:;!I(:,\.~;!r>.J~-;''I'::'''~'..lF\J~{:~;:;'' ~"':F ':In; \':;':';:T ':", '-\".'11:'..;,,;("
.J1'In~lltJG: :Jniicen~@'d onOlOCOOVTnO 'lIo111les If.S ~:')ovrtont 1::Iw<' ""!:l;:<:- ,llO"~<:::: t~ l'!<::lll Dm:o;eC\Jllor
.
()n'l1er:l C:CrlrfiC:Ht: ((If" P:l\"lT1Clll. Wilil :1 Cf)rW ,(I tilt" Clllllr:JC
If If (or such :lI11f1Un! :l."i tile :\rchiICCl dcu..:rmitH.::~ i." propt:rh'
due. (lr Il( Hih' lht.: COfHf;lClor :m(i Ownc:- in \\Titin:'l of the
.\rcilil<':c:-" n::ISilIlS fClf ';.VllhlHliding ':t.'n i(1CH ion in will lie fIr in
i':lr! ;IS pnJ\'i(!<.:d ill Slli)p:lr:lgclpil \),-'i, I
9,4.2 The i:-;.su~lI1cc of:1 Ccnific:nc (or P:lymem will cnn~(jnHi::;1
n:preselll:uion nv (he Archilect to the Owner. b:l.'iccl Oil lhe
Architects obser,';llion:; at the .'lite and tile (!:ua comprising (he
i\nriic:ujon (or P';l\'lTIem. tl1~H rh(" \""'ork 11;IS rrowessed to the
point indiC:lIed :md (11:1(. (0 tile best of tile ArchilcCt'S knowl.
cd,gc. iniormation :md belief. qu:liilY of tl,c Work is in :IG':or.
li:mu: with the Contr.IC! Documents. 'n1C foregOln~ rerre~el1l:1-
lions :lrc suhteCt to an C'v:llu;l{jon (}f the Work for con(orm:lncc
','.'ilb the:: Contr~ct Documents upon SUhS[:IIHi;ll Completion, 10
I'esult.<; of subsequent tests ;md insrcctions, to minor de\-i:;nioos
rrom tile Contract Documents correct:lble rmur 10 completion
:Jod to .:;pecific qualific::nions expressed b~' the Architect. The
iSSll:1I1C': of rl Certific:ne for P:lymcm will further consliune a
rt'presen(~tion th:tr the Contr:lClOr is enti{led to p:l.....ment in (he
:1I110Um certified, However, the issu:tnct: of J Certificue for Pay-
Im:n! will 11(l( l,~ :1 rt:prcscnl:lfi(}O th:n the Architcct h:l~ (I)
m;lt!e :':Xh:luslive or continuous 01l-:;itc inSpC(:lions to chct.:k lhe
(ll.l:llit\' or qU:ll1lity of the \\'?ork, (2) reviewed cons!mctiol1
IllC:lIlS, method.<;, tcchnlqut:5, .'ic:.:uut:llces or procedure!';, (.~)
r<:\"icwcd copies of requisilion,<; receiv<.:t! from SubCOlllractors
:lIld m:neri:tl <;uprliers :lnd other dma reqlleStec.l by [he Owner
[()~1.1bsLlnti~le llle Contractors ri~11r to p:.zvmcnt or (4) mac.le
t.:x:trnin:uion 10 :ISccrt:lin how ur for what purpose the Comr:J("-
II lr h:L<; llscLlllloneV pfevi()l.I~h' p:lid on ;ICCOlUl[ of the COlllr:K!
SUIll.
9.5 DECISIONS TO WITHHOLD CERTIFICATION
9.5.1 The Archllect m:ty decide i1()t to certify p:lymCnl :1l10
m;n' >:vilhiH11d :1 C:cnificne for P:lynlt'll! in whol!.: Of in p:trt, ,1(1
I he eXTel1t rC:1.<;on:lhly nCCCSS;If\' to prOlect (11<.: O~"ner, if in the
'\rcj,i{cc[.~ Oni1l10!1 the represem:uiol1s to tile O"t\'ncr n:ql.lirc:d
il~' SUi'P:lf:l1lraph 9A.2 C;:1l1110t he Ill:l<.le. If tile ArehireCl i~
lIn:lhle to ccnih" p:lymcm in the :llnOlll1( of rill: Aprlic:nion, the
:\Ichilect \\'iI1llotiry the COlltr:1C!or ;md Owner :L<; rroyit1cd in
."uhp:lr:lgr:lpll l) '" I. If till: Cmltf;IClOf :lI1t! ArchiteCl C:1I11101
:lgre~ Oil :1 n:n~cd :l1lHllllll, rill' ArchilcCt "".m prompth' Issue:l
C~nifk-:Ht: for f1:lvmelll fOf the :lI11011rH for which Ihe Archilect
is :ll1lc II) m:lkc such rerfcsent:llions lel the Ownef_ The t\rcili-
\el"l 1ll:1~' :11."0 dl't:kle 11()( 10 cl'nify p:tYllll'llt or. het':luse ()f
-"lli'sl."qllel1li~' disco\'<:rcd evidencc ()r sllb~eqll<.:nt {lb:~Cf'\':l1i(m:;,
m:1\' nullify lhe wi10ic or :1 p:rrt of :1 Ccrtific:zt<: for P:lymem
prcviousl\' is.<;ued, to SUdl extent as m:lV be I1Ccc~'i;lry III l11e
,\rclliICC"_-s opiniol1 10 r)fOlect rile O't....n("r frum loss hec:ltl...e of.
,1 ddecli\'<: \XIork nOI rcml'dicd:
,2 tl1ird part\' cl:lims filcti or re:l.<.;ol1:lhk' t:\'ldcnce indica-
in~ proi1:tble t1lin2 ()( _<;lKll cJ:lim...;
,3 f:liiun: ~lf the Contf:lClor to 1ll:1KC p:1Ylllents prop-
::1'1\' \(1 Suh('ontr:lCturs ilr for i:tbor. m:uef1ais elr
~'qUIJ1l11C!ll:
.4 rC:L"{)Il:lhlc :_'vidence t!l;ll rhe \'(:{}rk <.::11111(1( !)l' Cf11ll-
f,iclui !or tile unpaid h;li:lIlcl' 'Ji" the C()lltr:l(..'t :-;OIn:
.5 '-.l:iI1l;llH': tel tile (),=',;ne~ l1r :lI1()\iIC:'" l"(llltr:ll'ltlr:
,6 re:I~(Hl:ll)lc '..:'.'idc11Cc 111:11 ;Ill' \\'(lrk '>\'ill Il(ll he: ~'{lm,
plelC(! within [Ill" C:(H1tr:lt.': TilllC, :lllt! th:lllllC l111n:llti
11:!i:ll1U: ":'1."1111<1 Il(){i'e :Itiequ;llc III l.',1\-er :lcu:ll (lr
ii(:Uld:Ht"J d:11l1:11..!.C." I'(lr till.' :lllliCTn:llcd ~k:!:1\' 1r
. ( :'C"'I"lC:11 ':l1illn' r()~-:lrr-; ll!. Ille \\"lI'k :11 :ICr:'llC::111CC
',\-1\11 :11,' " H,rr:lCt :)< I("Ull1('!H.~
.
9,5.2 \'X'hen the :1l1(1\'c re;lson." ror \....illlho!<iing ('(,.:niiicltion :lrc
r<':!1l0\'l:li. c~nilk;lll()n \\'iIl be 111:1<.il' for ;lll1nunt<; !'re\'illllsi\'
wnJlheid,
9_6 PROGRESS PAYMENTS
9.6,1 :\flef (11!.: ArchilCC\ h:l~ i~.'illl:d ;1 C::":r1iliclte [(lr Il:I\'IlH,'T11.
the Owner sh:rll m:lke r:lylllem in tile m:lIlncr :ll1d o;vitilin the
time pro\'ided in thc Comr:Kt Documents, and shall .<;() nntify
(he Archiret:L
9.6.2 Tile Contr:lClor si1all j1romprly p:lY e:lch Sul1c:onli.lClOr.
uJ10n re:ceipl of J1:Iymem from the Owner, om of 111c :llnOllnt
p~id to the Comr:lCHlr on account of such Subcnntr:1Cto(s por,
(Jon of ti1e W'ork. the :1mount to wt1ich s:tid Sui1("ot1{r:1('tor is
entitled., reflectinEt percent:1ges :tctually ret:l.inecJ from p:l\'ml:nt.<;
[(l tile ContraCtor on acCOunt of such Subcomr:lcwr",<; ronioll
of the \""ork, The Contr.\ctor shall, by appropri:tte agreement
with e:1ch SubcontractOr, require e:lch SubcontrtlctDr !O m:lke
paymems to SlIh-suocomtdCtOrs in simil:l.r m:tnner.
9.6.3 The Architect wiil, on request, furnish (() a S~bcontr:1c'
tor, if )1r.l.cticable. inf()rm:nion regarding percem~~e5 of com-
rlction Of J.Jnoums J.rr1ied for hy [he Comr.\ctor J.nd aCtion
l:lkcn :11t:rcon by the: Archiceel :tnd Owner on ;lceOl1nl of por,
liollS of tht: Work done by such SUhCOnlr::1CIOr.
9.6_4 Neither t11e: Owner nor Architect ...h:dl h:lve an obli~:lti()n
to P:lY or to see to the: payment of money 10 a SU(JComr:IClOf
except ;15 may otherwise be required by l:\w
9.6.5 P:lymcm to m:l1eri:r1 sllprlie~ Sh:lll be tre:Hcu in a l11:mner
<;imil:lr 10 til:lt rro\'iued in Suhp:lr:!~r:lph::; 9.6.2, 9.fi.?- :Jt1<.19.(i"i.
9.6.6 r\ C:.:rtific:lte for Payment, :1 pro~ress r:1ymcnl, or I':lnial
or emin: use or OCCI.I[1:mcy of the Projecl hy [11e Owner silall
not constitute :lCCepl:lllce of \Xrork lUll in :lCcord:u'lCe with [hc
C()1ltr:lCT D(lCllment.s.
9.7 FAILURE OF PAYMENT
9.7.1 If the ArchiteCI doe... n<.l( i::;suc:1 Ccnifk:lle for PJ.VOlent,
thrOll~h no C:lUlt of the Contractor. wichin seven d:lvS :l.ftcr
rece:ipt of (Ile COnlr:l('[Or'S Application for [>:lyment. or if tile
Owner does nOI [1:1\" the COntr.\Clor within seven d;tys :lftcr the
dme cst:lDfisheu in lilt': Comr:IC[ [)ocumcllf,<; the ;11110Ullt cer-
lined t,~- ihe Architect or :lw:lrdCtl hy :Irl,ilr:llion, tilClltill' (nn.
tr:letor 1ll:1". uron scven :Hklition:tl d;IYS' written nOtice 10 tll<.:
O'\vner :md ArcllileCL .SlOp the Work until p:lylllent o( the
:lllllllllll owing Il:l~ hn-n rl't"eivcd. The COl1lr:a,'1 Tillll- shall he
l.:xlcndcd :lppropri:llely :md the Cumr:ICl Sum sh:lll he
incn::lsed hy the amOl!nt of the Contl.lcto(s re:l~on:1hle cost~ of
Slllll-(jo't\'n, llcl:1Y :lno ~(:Irt-up, >:....hich S11:111 he :lccomplisjlcd :l~
rrovided ill Article 7,
9.8 SUBSTANTIAL COMPLETION
9.8,1 SUi,<.;t:lnti:11 Comnleliol1 is the Sl:l~l.: in tIll' p[()gn.:~s ()f Ille
\'(.'ork <;\'!lcn the \'\.-'ofk Of desi!o!n~lled portion tl1crco( \,<; suffi.
ci<:nt!y complete in :lcc()rd~nce <;\'i(11 the COlH(aCI Documents
,~() lile O't\'ner c:m m;cupy or utilize;; the \""ork !()r it<; imcmkd
u.<;c.
9.8,2 \X-l1e11 Ille C(llHr:I('Wr c(ll1sidcr:-; ll1;ll the \\-:ork, or;t por,
tion tileR'of whki1 ijle Chvner :l!ol:rces to :H':C~pt scp:lr:llcl\'. I~
~uhst:lf1li:ll1y completc, ,he Contr:lClor sl1:l11 pn:p:lre ;lnd submit
I(J tile .'\rchile:..:\ ;1 comprehensiye- lisl of itcms 10 hl' (,(l1llplctnl
r1r ':Clffn'lni. TIll' Cuntr:lCluf -.:tl:lll prncc:etl rnHlllHI\' \(1 <.'11111,
ntclc ::Ild ~., lrreCl ilems (1O (he Il.<;t, Failurc t(J incllltk::1I1 ile1l1 (1I1
"tlcil Ii.";; <j<H.'S ;HH t1il(.:f the rcsr,)(H',~ihiiilv (Jf tIle (:(l!ltf:lcrlr l(l
:ofllole:c :ltl \'('or\\ l!l ;,\('cc'rdanc(' ""'1(h lilc (::JlH:'::C1 ;)()CI'
illei1IS :1fln rI,:c:.':f"lt of th~ r::"ntr:1Clnr ~ iist. illc .'\f(:ilil<.'~-: <:\'ilI
:ll:lI-;:C :rn lnSneCII(l!l itl 'Jt"leflllEllt: ':;'o'ile'iler lil<.: \'i':(lr;..; '1r dc"il.!.
.),IA DOCUMENT :"201 . :;,,:"'f'H,\!. '.f.)NI1t'~-](lN." '11' ,';If ':():-':'i!lA(:~- ;'(lR ~r)~:.<;lR\'( .,-:< I"" "'11:R1T:>:-';TII Enrnn:-.:
"."-'.':"',\:1"1" '.,"I~.'''Tl'''1''T''F\II(.'IIT!''.''-'': -'~'JI"""\"H!\ ""'"':1 ,., '("\',11101(;-;-1":" ~(""1h
A201.19S7
17
NARNING' ',Jr'llice"~en nnOlocoovino Vl01;ues U,S :oovnonl ;"wo; <'Ino is suoiee~ 10 \~O<'l. ~m'!';eeUIH'l"
.
n;I1('(1 portion thereor j<; ,<:'UhS!:lf1li:ll1y ('nrnplclc If tile
Arcllitcn',<:' in<;pectinn disclose." :111)" item. ~\'he!lwT or not
incl\T(lcd on tl1(:" COnlr;lC!Or-,<; ILl;;(, which is no! in ;JCC(1rd:111ce
~",'i1 h the requirements of Ill(' Corllf;lCt [)ocument<;, the Cornr:lc-
lor <;11:111. h<JofC 1,<;<:'\1:111(1: or ll1e CCrlifk:lIl' or SuhSl:m!i:ll Com-
p!ctitll1, ('()lllplctc ()f C<lffccl<;lICh Henl IlprllllH)tifiC:ltillll hy lhe
Architect The Conlr:lClnr ,<;h;ll1 then submit :1 request ror
:Hl()lhcr inspection hy the ArchiteCt ((1 determine Sllhst:Hlli:11
<:(11l1!,lcl;C}1l. \'Clll'1l 1111: \'X-rlrk Of dcsign:llt'd !)(lrtirll1 (1ICrC(l! is
suh<;t:mli;tlly complete. the Architect <:vill prcp;tr(:' :1 CcrtinC;llC
or SlIhst:uHi:i1 Completillrl ~..hich sl1:111 est:lhli,sh lhe d:JIC fl( Sub-
,''';In!i:11 Completion. 8h;l1l e8t~hlish re.<;pollsihilitic8 of the
Owner :md COl1lr:1("lflr for security, m~il1\enml(T, hc~t. utililic-",
d:llll;lgC to thc \'{/ork :l!1d ill"llr:lIlCC, :md .<:11:111 fix tilt' timc
withill whic:h tile Cnt1!r:lClor sl1:111 finish ;111 ilcl11.<; (111 tile Ii.<;t
;1Ccomp:1t1\'ing Ill(' CcnificlIe. \'(.':1.rr:1ntie.<; required by The Con-
lr:1Cl ])(IUl11lL'1l1." shall ((lll1llKIKC Oil tile <.1:lIe of Suhst;Jllti:11
(:C1I11pk'tjlll1 Cl( Illc WClrk elf dcsign:llcd pc/ni()!l thnc()( \lllles.s
Clll1tTwist' pnl\'i(lcd ill the CcnifiC:ll~ of Sltll.<;t:lIlti:ll (;()lllplc-
licln rhe CcrtificlIc of Suh.<;l:1llti:t1 C(lrnplclioll .<:h:111 he sub-
mi1led In Ihe Owner :mtl Contr:lClor for their wri!1("n :lCCCp-
l:mn: (I( rc.<:po!1sjhililies ;ls<;iRned tn them ill .<;ueh Certinc;Jte
9.8_3 IlpIJllc.;llhst:tnti;t! (~Clll'plt'ticlIl ll( ti,e \'('"clrk II' {Ir.'<:ign:ltcd
pCI1'!itlll IIH.:rt'(J( :lllti 11j1flll ;lppliC:lliem In- 111(' (:llIHr:K((lr :111d
u.:rtilic:1tiOll hy tIle Archilect. lhe Owner .<;11:1.11 Ill:lke p:1Yll1enl,
l'c1kC1in~ :ldiusl11H'lll ill rel:lin:1~e, if :Hl\'. (or <;Udl \\'nrk C Jl pOl"
litlll thcreclf :1.<: pn)\'jdct.l in the Ccmtr:lct !)OC\1Il1t'111S
9.9 PARTIAL OCCUPANCY OR USE
9.9.1 The O'i\'ncl' 111:1Y pccl1r" or u.<;t'" ~ny ("ompk.'tcd or p;1(".
li:llh' complcted pfJrljnll of th(' \"(;nrk :It :m~' <;1:1j!t' 1;\'hen ,<;\1ell
portion is tlesign:llcd In' st'p:n:ltc :tgrccmCllt with th-= Crmlr;\("-
IClI", provitlnl ,<:lIell nn:l1Il:1I1CY or t1Sf is con.<:Cl1tcd In h\' llle
in<;I1tl:1 :'-<: required 1lIHkr Suhp:lr:lgT":1ph ll..~ II :111<.1 :ll1tlHlrizt'{l
hy puhlic :nllllllrillt'<: h:I\'il1g jllri<;(tinifll1 (lver Ihc \'Cork Sucll
parti:tl {Jcnlp:llH:~" or lISC 1l1:ly CClll1l1l("nc~ whelher or !lOI lhe
p(lrtillll i.<: .'illh.'il:lIlli:tlh' nJmplctc, Prt)\'j<le(1 llw (hvncr :11l<!
CllllIr:H:Ior 11:1\"(' :l("('Cllll'r.l in writing tht'" rcspI1l1.<:ihilitic<;
;t<;signed ICl c:lCh ()f them rln 11:1\'IllCIlI.<:. rCI:1in:lgc if ;my.<;ecu.
I'jl\", 1l1:1il1lcn:l1lcC', he:ll, \1tililic,<;, t!:101:tgf 10 the Work :1ntl in<;ur.
:mn.:. :lnd 1l:lvc :lgrcTd in wriling cOIKclI1ing lhe pcrill(! (fJr ('or.
rC('Ilon or tile \'('ork :Inti cpmmCIlcel11C1H of t\':1If:llltic<:
rct)llire{1 lw tile Crmtr:Kl f)tICtll11ent.<;, W'hen Ihc (:{lIl\r:lct{Jr
('lln.<;iticr,<;:1 pr,rti()1l .<:l1h.<;I:1.f111;1llv comrie-Ie, rllt' Cnnlr:1C!(,)1' .<;h:111
prepare :md .<:\lhlllit :I U<;l to 111(' Architect a,<; pf(wit!cd under
Sl1hp:1r:1W:1ph 9R,2. COllsc-IH of the COTltf;lCIOr to J1:1rti:lI flceu-
p:mcy or use ,<;11:111 not he unre:l;<;on:lhly wilhhdtl The' st:1~(, of
the proR"cs<: of the \'(fork sl1:11l he clt'terrl1illnl hy writlf'1l :1jJ.ree.
rllenl hefwecll tile ()t\'l1er :mcl Contractor Of. if lHJ :1.!HCCIIlCnt i,.;
rC:1Cl1ed, hy dcci.<;jol1 of 111(' Architect
9.9.2 Illll1lc<.li:udy rrior 10 ,<;ueh 11:lni:ll Pcctlp;ll1n' "r l1,<;e. the
()n'11Cf, Cfmlf:1C\{lr :llld Archilect <;h:111 ioillll\' illsllecl tile.: :1l"e:t
10 he (lccuJlied or rnrlin!1 or tile \'('nr\.; to he 11.~t"d in order 1(1
del ermine :11l(i In:ord Ill!.' ('{Jlldilinll or tl1(' \,\:flrk
9.9.3 [Inle:o:;" rllher"'.r....c ;lgr('Cd Upllll, P:Uli:11 (ICTlrp:Hlt"~ (Jr r1.<;('
(1[:1 )lC)rtjrlll (lr j"<lrticll1.<; (If rhe \'X'clrk <:h:lll !lll! nm<:lil\lIC :lCU':p'
\:l1lCC of \'Cllr!.; not cnmpldtH.! with Ihe w(fllirCllll'!1t.... o( lhe
C:\Hllr:lct J)<lC!llllefll,,,
9.10
FINAL COMPLETION AND FINAL PA YMENT
9,10.1 llpc'll recr'ipt of <'"linen llo1in: tll:ll the \Vprk i<: re:ldY
Illf !ill:ll inspl'ClilHl :mr.! ;lC<Tpl:llH.'l' ;1I1(! IlJlcHl t('(Tip! (l(:1 nn:ll
'\11llliclticlll for l':n'llwnt. Ill(' Ard1itect \\'ill 11I(lt11!'tl\' lH:-lk('
.
sucll ill."pccti(J1l :mcJ, 1;\'11t'1l!11r: Architect fintls the \'('or!.; :ICCTI11
:lhlc under Ille COlltr:lr! Document<: :1t1<1 tile Cnnll;l("! fl1l1\' pC1
formed, the M('l1itcrr 1;\' ill prompt!\' ;'<;.<:11(" :1 fin:!) Certifk:llC for
P:IYtllel1l ,<;t:tlill~ 111:11 10 tile he~t of the Mchitcrt"s l<nll1;\'lcdf!C'.
il1fnrrn:tlllll1 :md helief, :1I1d Oil the h:l.<:is Df thc: Archif('(!'s
1l1l<;en':llicHls :lml in.<:pcl'tion.<:. lhe \'(;olk h;l::; IV_Tn cOlllpleted in
:1('cord:H1c~ 1;\'illl tern1S :md c(lntlilions o( lhe COlltr;lC( [)O(U
menl.<: ;md 111:1l Ihe entire hal:tncc !lllllld ICl he rhle 1/1(' (:i1l1tr:1f
tor :lT1cl Ilotcd ill s:lid 011:11 CcnifiC:llc i,<; due ;l1lt1 p:IY:lhk The
ArchjltTl'8 rlll:ll (:ertific:1.te for l':IVll1Cn!1;\'il! C0I1.<:til111e :1111rtlll'r
fl'[lrCsc'nt:llioll th:1I cnndilion<; Ii.<:tccl in Suhp:tr:l/-!r;tpl1 C) I fl..! :1<;
precccklll to the COrl\f:lClnr'.<; heing clllitlecl \(1 fin:ll p:lnllCnt
11:1\'e' heen fulfilled
9.10.2 Neilher I1n:ll p:1YlllC'nl nor :1.lly fem:1ining rcl:lilH'l!
perccflt:1~t" sl1:lll hecotl1c dl1(, until Ihe CnIHr:l(l(lr SUhlllit.<: t{l
tile ArchilCl't (1):111 :lfl1cl:1vil that P:lyroJ1s, hilt<: fllr tl1:lIcri:l1s :lnt!
C1111i!)I11CllI, :llHf (lther il1(lchH.'cllle~.<; C{llltHTtc<1 \\'illl fhe WlHk
for Wllich Il1e Owner or the Owner's 11r(lpen)' llli/-!hl he
respofl.<;:ihk or enCllmhered (Ies.<; ;1mOl1n!S 1;\'i!hhdd 11\' ()~...ncr1
Il:l\'(' llt'cn p:tid or otht:rv.:i<;c s:1tisfkd, (2) a certificlIc C"'idcnc.
ing tll:1l ill<;\Ir:mce required hy the Cnl1lr:/C1 l)onlI11C!lt<; 10
1'('111:1in in force :lfter I1n:11 r:1~'fm:nt i<; currenth' in crf('('f ;md ~\'i1l
!lot he CIlKdlcd or ;tllownl !o cxpire ul1!iI :It IC:l~l~n d:1\'."
priol writlcn notice 11;1<; heen ~iveTl to the ()<:\'ncr. t.~):1 \HillC1l
,,1:l1cnWI1! tl1:11 the Contr:lClOr kl1o't\.<; pr I'll) suh<:l:lnti:tl rc:t<:on
IIl:u lhe in<:ttT:1rlCe 't\'W nfll he renewahle 10 n1\'e1" the perind
required hy tile (:I)tllr:1C1 l)IICtllnel1f~, (-'1) Cllll~("nt Ilf .<;lll'{:l\' if
:111\'. to fin:ll p:lymel11 ;lml ('il. if required lH' the Owner, nlllC'r
d;ll:l e-."I:1hli<;hill~ fl:1ymellt or 8:11i.<;f:1ctioll of (lhli~:lti()n-",<;llch :IS
\"('CTipl-", rcle:l,<:('<: :In<l1;\';livc:r<; or liel1s, d:tim<;. "'{'('lIrill' inlCl('st~
(lr CI1Clllllhr:1t1ccs :lTiSi!lg (HI! (If the Clllllr:lCI, ICl tll(' t':'(1{'1l1 :lIHI
in <:Ilell fClrm :IS m:1Y h(' dcsigl1:11t'c1 hy the ()Wl1('r 11:1 ,c.;tlhc'r't),
Ir:lC!llr rctll.<:e<; to furni.'ih :1 r("IC:l,<:(" (lr t\.;tiVCl lTqt1irr'c11n' Il1e
()Wll('l, the Contr:1Ctor m:lY furnish :I hond s:tti.<;f:1.C!of\ 1(1 Il1e
()\\'Il("r tl1 indemnify the OWl1er :1f,."!:lin.<:1 ,<:\1('11 licn 1f<:llcll liell
rem:l;ns lIn'<::llisfkcl :t(tel' p:lnllClll.<: :lrc m:lI.k, Ihe (',llIltl:tClCl!
<;11:111 reftllld ICl lhe Owner :111 nl()t1('\' tl1:1I tlw (It\'llCI 111:1" he
('C111111l'llnl III fla~' in Ili.<;('ll;Ugillg .<:11('1\ fiCII, inl Itl(lin~~ ;111 crl"t';
:lllcl re:tSCH1:lhlc :lllc}fnC\...... lel'<;.
9.10.3 If, ;Ifter SUhSl:lllli:,! C:(Hlll1lclilHlIJf Ihe \'iilH'k. fill;l] ('/1111'
pk"linll thereof i<; m:1terially dcl:1yed tIHOIIJ.!h IlO f;Htlt of the
Ccmlr:1Ctor or h\' i~sllalKc of Ch:ln~e Orders ;lffeClil1!! fill:d
completion, :lnd lh~ Archilect .<;0 COnnflll<;. the Owner ,<:hall.
uron ~p"lic~tiOtl hy Ihe Contr:1('10r :1.nd certincuion h,' Ih('
Architect, :lnd ~..-ithotll terll1in:1.ting the Contr:lcl. m:lkc payment
o( the h:ll:lI1ce due for th:u pOllino of the Work fully compleled
:md :1nTpted. If the rel11:l;llill~ h:1l~nco::' ror \'(imk not f\lt1~. (mil.
plcted ('1' correned i~ k's.<; tll~11 ret:lin:IRe .<;Ii!)111:lIec.l ill the e(lI1.
Ir:ICl l)f'nlml'nt~, :111(1 ifhond.<; h~\'(' heen fl1rnistw(l, Illl' \,"ritlCl1
COllsent o( SIHC!\' 10 p:l~'tllcnt o( the h:lbllcC du(' f(lt tll:l( prll
tillll "f Ihe \"(.:Ilrk ftll1y ('(Hlll,letc(1 :md :lccC'!lte(t sl1:111 he <;lll1!ll;t
led 11" 111(" (ontr?Cl0r to Ihe' Al'chilect prior III cntificllioll of
S\1Cl1 11:1~'nH:!11. Such p:l)'rnenl ,<:I1:II! he 11l:1de under t~'rlll;, :l1ld
("fll1dilion,<: ~n\'etnif1g. fin:,1 p:l~'lll{"l1t. (":,<("cpl Ih:ll it .<:11;111 IlO!
("[m<:(jt(lIC:I 1;\':li\'("'T nf c1:lir1l~ Th(" ltl:1kin~ III fill:l! P:l\'lllCllt ~11:r!l
("fln<:till1le:l \\':I1\'('r of d:liI1l.<; 11" the OWller :1<; !llfH'idccl in Still
P:H;lCr;1J)!l 'I.,;.S
9.10.4 Accept:lIlcc ()f filul p:1Ylllenll'n' the C:IHltr:l("lllf, :/"rll1
ClHltr:l('tcH (If m;uf'li:l1<;lqlplier Sh:lll ClHl<:till1tC :1 't\':li\'C"I (11
('I:lirn<; hy \11:11 !l~VC':' except IllIl9~ pr('\'lCl(l<:I\' l1la(k in ""litillg
;ll1d id"IHilkd hY th:11 p:l\"('r' :IS \1(1<:('III('r! :11 the Ir11l(. 01 fin:ll
l\ppliC:l!i('" 1(11 !':l\llWlll SlIell 1;\':livcr,~ SII:111 Il(" ill :llll\itir'n II'
tIll' \\::Ii\'('r (!('."njll('d in :>lIhp:lr:lgr:lplt cj ~ <;
18
A201-1987
AlA DOCUMENT A101 ' (:FNFHAl. C()N1JlTH n:<; (HI III' r 'lNTllM: I ':IJII I l 'NS'I IIIIlTI( H! ' \' 'I 'II T ITN 111 "ll! II' ",
\IA" . ("I"l-1~TltF^r.\nlll..\I":lr.{<:TITlTlc'll'..\llI.'II.lrl 1~ l~\";Nr\Y'\ll!ll\,\\TNllr,N" .\'..II"III"-";I'H! 1" 'rl'lf)',
WArHJING: tJ"Il.."n<:prl rl1IJ11J~Of'Vino vinlnlp~ U.S. cnflvriohl how!,! $,"rll!' 'mll!...., In h'Ont rmiO:<>,.lI11{'1n
.
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10.1 SAFETY PRECAUTIONS AND PROGRAMS
10.1.1 The CCHllr:lClor .<;I1:dl he respollsihk:, for inili:lling. rn:lm-
r:lining ;lnt! sllpcfvi.<;.ng all .<;;t1efy prec;lu(inflS ;mtl r"lrograms 111
('(JllI1CCI;t/fl wilh the pcrf()rm:l1lC{' (If (11(' CtJl1!r:tel
10.1.2 In rile c\'ell! tile Ctllllr:lClcn ('lKfHlnlcrs t)ll lhe ,'lile
lllaler;;11 rC:l.<;r Hlahly helieved In he ;"l,<;hc.<;los or [1nlychlorin:llcc!
hiphcnyl (PCB) which 11:1.<; not heen rendered h:trlllJcSS. lhe
COl1lr;lc!or .<;hall illlllletli:Hely SlOP \'Xlprk in Ihe :Ire! :lffeClecl
;1llt! rcpon the oHldition 10 the (h....ner :1Il<.! ArchitccI in writing.
The \V(1rk in the :,rrccted ;lfel .<;11:111 nOI there:lCler he resumed
C'\tTpl hy ~.'rillell :lgrc~rne1l1 of the Ch\'llcr ;md Conlr:lClor if in
f:lCl tile m:llcri:11 is ;I<;l1e.<;IO.<; or poJychJorin:lIed biphenyl (PCB)
:rnd h:l~ nol lWt'n rendereu l1;trmle:<i~_ Tll(' \'(lurk in lhe :Iffectct!
:lrCl ',11;111 he rC:<iHllled in fhe :Jh~ellce o( :J:<ibe:<ito... or poJychlori-
1l:11t'd biphenyl (PCB). or ,,\'hen il 11:1.<; been rendered h:lrTTlIC:<i.'i,
!w wrillCIl :l~Hee01enl of lhe Owner :llld COlllr:1C1or. or in
:K{"(lrtl:lncC wilh fill:ll delerrnin:llioll hy tile Archilecl on "..hleh
:lfhill':lIj()!1 h:l:<i 1l(1l been dem:l1l(kd. ()r by :lrbirr:lli(1n under
Anicle .j
10.1.3 The C()tllr:lC1or Sh:lll nol he required pnr~u:rllr III Article
i 10 perform wilhout con:<ielll :my W'(lfk re!:llillg III asl)t':<ilo,c; or
plJlychh'lill:llcd hiphenyl (POl)
10.1"4 '1'(llhe flrfk'SI eXlenl pcrmiUt'tl by l:lW, Illl: ()<;"'11cr ~h:lll
indemnify ;lIld hold 11:1fI11lcss the COlltr:lClof. Arehilt:cl. Archi"
tlTI '.<; cOIl.'iull:IIH,<; :lnt! :lgenl'<; :lIld emplo\'C'e.<; o( :1I1Y o( them
Irom :md :rg:lill:<il Cl:1illlS. d:1ll1:lgC,c;. los.<;c.<; :md o:pcllse,c;. inclUd-
ing hut nor limiled 10 :ttlorne"s' fee.... :lri.<;in~ oul of or r('st1lting
Irom perforll1:I1lCC of the \\:inrk in Ihe affected :lfe;l jf in f;ICI {Ile
tll:t1ni:d i~ :l.o.;/)<-'Slo.o.; (II' !JnJyrhl(lrin:llt:t! hiplit'llrl (I'el\) :tllt! has
rllll hecn n':lldcrnl h:lrlllk..o.;.<;. pro\'ided Ih:lt .o.;llch CI:lilll, d:1Il1:1gc.,
h,o.;o.; Ill' t.xpcnsc i.<; :rltril1\lt:lllk: III hl)dily ill;l1l"~'. si('klH"S~. dise;l~c
r II' dc:uh. or 10 injun' II) or tlCSI!'lw!iotl of l:mgihk Ilrt)pt'n~"
(nlhCl rh:lll Ihe \'Cork il,<;dr) inclllding loss o( use rc.o.;lIlting
I Ileldrlll11. h\ll IHlly !ll Ihl: eXIt"lll cIII,<;("(1 in Whfllc llr ill p:lrllJy
Ilq_digCllt :lCl.o.; (II" IHllissillllS III' lllf.. (h\'lH.:r, :1l1Ylllle dirlTlfy 1)1"
int!i1cctly C1l1p!o\'t'd hy the ()n'!Jer or :lllyonc for who_'il' :lCf.<;
thl" (h\'ll('r 111:1~' he li:lhle, rcg:lrdlc<:;s nf whcther Ill' nor sllt"h
r!:lim. d;1I11:1gC. lo.o.;s or expense is c:ulsed in p:nl hy :1 p:lt"ty
ilHkll111ilkd IH:rnllldcr, S'IeJl (lhlig:lIillll Sh:ll1 nlll hl' n)ll::;lrlll't!
II) neg:lI{:. :rhridge, Ill' fl'thll.:e (1lher rigllls III Ilhlig;lIi()fls I)f
illtklll1lll~' \...Ilich ,,-"c)tllt! ()Iherwisc exist :1::; 11):t p:lrly Ill" pen,(lll
dc.o.;nihnl in ll1i::; Suhp:lr:lgr:lph 10.1 ,.'f
10.2
SAFETY OF PERSONS AND PROPERTY
10.2.1 The Cllllrr:lClClr ,0.;11:111 t;lkc: rt':l.<;oll:thk- pn:,c:H11icm::; for
s:lll:t\, Ilf. ;mt! Sh:IH pHwitk re:lsoll:lhll' prllltTlioll to prC\'CIll
d:t1l1:lgC. inlur:" \lr 10::;.<; 10
.1 t"mpjo\'ee.<; on the \Y'ol"k :111(\ olher per~on.<: who 1ll;1~'
he :lfft'Clcd lllereh\':
.2 lilt: \'\:orl< :mt! tn:tlni:lIo.; :111(\ t'f.jmpllWIlI 1(1 ht. illcorpo-
r:unl llwrein. \dlelller in ,<;lor:lgt' (Hl flr off rhe ~ilc.
llnder elre. custod\' (II COlllro! of lh(' Contr:lcror or
lilt' {:(II11r:lCIOf_'i ~lrhCl)t1rr:1C\lll.<: lH S\lh-.<nlhnllllr:IC.'
IllfS :lnd
"3 tlfhcr pflJpert\' :l! the ,000IIt' 01 :ldi:ltTI11 rhereln. .<:ueh ;1,<;
Irees. ,<;jlfuh<;. I:n....ns. \\';11\(<;. p:rvemellls. rn:lCh...:1YS,
<:rntCl\lrt'~ :r,,(! Ulilitic.<; IInr dc<;i,!n:llnl for relllf1\':ll, rdo"
C:l1iO!1 or ll'plan'llWI1I ill 111(' ("ourse o( (ollstruC!inll.
.
10.2.2 The COlllr:tclof .<:11:111 ~i\'e !\(llicc<; :md COIl1I,h I\-irlt
:lppliC:lhk I:H\'<;. (Jrdin:lllceS. rule_<;, rcgl1l:t!ilJll~ :Jrl<J l:n\'hll flnkl<;
o( puhlic :-rlll!lorilic::; hC':Jdng nn <;:Jfe!\' or f)cr.<:oll.<; or r1rnl1L'1"l\' 01
Ihdr prorection (rolll lbrn:lge. iniun' or 11)<;<:
10.2.3 Tilt. (:lllllr:tCf{/r ~h:lll erect alltll1l:lilll:lin. :r<; rt'tlllircll 11\
e)Ci<:rifl~ ((HltliliclIl<: :mt! per(flrrn:;mce (If rll(" C:rlnrr:tn. f(::1<;1111-
:lhk .c;:-rfcJ,w:1rd::; fllr .<;~fct)' ;1nc1 prOICrl;oll. inr.:h1dill,f; 1)I)~rillg
d:mger sign::; :md (II her '(\'~rninj,!s :J~:titlsl h:r7:11'l.l::;. prnlll1r1l!:trillg
s:tfery rcgul:lIiol1.<: :lllc! Ilnlifyill~ O""llcr~ :1l1t! u<;er.o.; or ;lllj:l{"l"Tl!
,<;iles :lIld tllilillc_<;
10.2.4 \'\'hen lIse or slor:l~e o( cxrJosive:s or (llher h:lz:ndot!.o.;
l1l:ueri;tl:<i or equipmcnr or unUSU:l1 mcthod<; :-rre llece.<;.<;;lf\' (or
(')CenrliOIl of the \'\:nrk, the C:onlr~('tor ~h:llJ cxercise \1111111.<;1
Gm: :Jnd (';ury Oil such :-rclivilie.<: tlllder .'Hlper\'i~ion o( properly
qU:llined per.<;clIlncl.
10,2.5 The COlllr:l('lOr .<;h:111 prompfly relllc(!y d:1Ill:I~(, :Jlld j()S~
(olher Ih:1I1 d:lIn:l~e or los::; insured Hilder propCfl\' ins\lrance
re:qllirctl hy Ihe COl1lr:lcll)oClln1enl.<;) In propefl\' referred rn in
C:l:iuscs 10.2. 1.2 :1nd !O_2,1..~ c;l\l~ed in whole or ill p:1tl hy lhe
Crllllr:ICI(Jr. :t SllheolHr:lCtnr. :! SUh-~llhc(HHr:IClor. (II' :l1l\'11Il('
dircnly or indirectly crnrloyC'd hy :my of them. Ilr hy :lllyorlt'
fol' wl1os(" :1('ts fhey Ill:ly he H:Jhle :Inti for ",'l1i("11 the COlllr:\Clllr
1.<; re~p(lllsihll' under (]:IU~C~ 111.2,1.2 :md IO,l! ,,'1. e:,,;("(:pr
tj;lIn:t~e (lI' l(l.<:_<; :1ftrihUl:lhle t(l :lCI.<: (lr ()mi.<;<:ioll'<; of the {h';ncr
or Mchilcct or :mnme directly or indircnJy employed hy
clIller of lhem. or h~" :Ul\'one ror who'<;(, :lC!.<; cill1t"f of lhcfll 1l1:ly
he Ji:lhle. :llld not :lllrihlll;1hle 10 thc f:nllt m negligence o( lhe
Clllllr:I("IClr Tht' forcgoing ohli~:l1joll.<; o( lhc C0l1lr:l("1111 :11(' in
:ldditioll III tile Clllllr:lC!or'.<; ohJi~:lli()ll.<; under /':n:lgraph .~, lH
10.2.61'11(' (;clI1tr:lct(lr ::;h:111 de.<;i~n:1I(,,:1 re,<;pllllSihlc lllClllllt"f (If
lhe Conlr:1Clnr"s org:l11iz:nioll:lr the ",ill' ","'h(lse dUly .<;h:tll he lilt'
pn.'\'t'tlfiqll of ;Jccidcnt.... This 11t':r.<;Oll ...hall he: the COlllr:1C!(lr'<;
sllpcrillle:nde:nr I1lll(;s.<; clrller",.i::;t. dcsigrl:llcd h\' Ih(' (,lll1lr:1C!llr
in writing tn the (h\'llt'f :llld Architcct
10.2,7 The COlllr:lCtor sh:lll not loadlH permil :111\' P:lrl (1llhe
Cllll.<:trllctillll or silt' III hc JO;lded 0.;(1 :1,0.; 10 crHI:lllW__T irs s:II(.I\'
10.3 EMERGENCIES
10.3_1 In :111 elllt'fgt'IlCr ;dkclilll--( S:Ifl'ly llf !lersnll.<: l H I'n 11'('1t\'.
the: Crllllr:JCTof .<;Il:tll :lCT,:l1 the Crmlr:rClOt.<: di.<;ne:tit111_ 1(1 pre.
\'elH tlll'e:Ilt"llnt d:un:rw:. injun' or ICJ~s Addilioll:lJ IOrnpell<:;1
!ion or eX\(.'ll.<;illll or timc Cl:lilllCt! h~' the COlllr:1C!CJr PI1 :1C"("( IUIlI
O(:1Il clllngetlC~'<;h:lll h(" delennillcd :1::; pro\"it!cd ill P:lf:lgr:lph
'i,' :l11d Arlit'lt.:
ARTICLE 11
INSURANCE AND BONDS
11,1 CONTRACTOR'S LIABILITY INSURANCE
11.1.1 Tht" (:lllllr;l("!()f" .<;h:iH rurc!t:l<;c frlllll :lIl(f tl1;lillr:lin in:l
Ctllllp:my or comp:lIlic~ 1;nv(ulh" :Jl1thori7,ed If) do hll.<;ille:s.. in
Ih(" ;llrisdictioll in ",.hicl1 llle I'rok'Cl is IOCllCd<;uch ill.<;1II:1I1('(:, :1::;
>:\'ill protcct fhl: (:olllr:letor from cfailll~ sel fonh hdow t\'hich
1ll:1~' :lrl~t: (lilt or or n,.'suh (rolll the Clllllr;IClor'" llpcr:tlillll,o.;
Ilnder Ill(. (:lllltr:rCl :1I1d fllr >:\'l1i("11 rllC (:(lllll:tC!l lr nl:I~- he Il'jl:,J!I'
li:lhlc, whelhe:r ~ltch opt'r:lIioll<; he lw rhe (:nlllr:JC1(lf III It\' :1
Sllhqmlr:Kllll Ill" In' :mYIlllc directly (ll i'I(!irTul\' (,ll1plll\ClI hI'
:1l1~' o( thcll1. or lw :Jllyolle for 1;\'ho",e :1Cl<; :111\' oj lhell) 111:1\- he
li:lhl("'
.1 d:li"l~ IttHlcr ""llrkcr.<;- (11 wl1rKIll("!1." nlllll)('n~;:llillt1.
tli":lhilil\- hClld;1 :rnt! orher :;illlil:n r:l1lplnvc" lWlldil :H'I~
""llich :Ire :lppliclhle r(l rile \\,:(JfK 1(' he !'{T(nllncd:
AlA DOCUMENT ^201 . (;r:r"fH:'1!. r:(lNlllTI()N': (11' TllF U)NT!~^CT !'fill (()N'<;TIIllf'TI()N' !"(llIRTFI:NTlI F:llrTI{'r,'
,Il^' , 1;:II'IW' 1111 ,H1FIlll.^N lr,,, ITII 1"1 F flF ^!f(:l1n 1:C"1~. 1- I'; NEW. Y()I~K /I\TNITI:_ N \'('. W'''''"lNI; rl 'r.J It, !IW1I....
A201-19R7
19
t':II~N'~lG, Un'k","~p.d rholt'll':nl"vinCl violate!: u.s. COI'lVriqhlIRw" ,>I'd l~ .,ohl"clln 1"9111 rr'(l""Clltlon
.
.2 (l:li!11S flll t!;1l11:lges hCC1I1SC elf h(ltJil\' illjtln. (I("CllP:l-
rir'!1:lI sickness (Jr {!isC;t<;<.:, (lr de;.!ll! (If the (:rllltr:Kt!n's
Cllll,l(l\'Cc,,;
.3 cl:1ilm frn d:lm:lges I)Cc:lllse (lr h(1(til\" injllry, sicklles.<;
Of <!is(':I<;C. Of dC:llh of :lny rcrsol1 other 111:111 the COll-
Ir:1Clrl(." cmplrlYt'c,,:
.4 cl:lill1.<; for d:lm:lgt'.<: insured hy tl.',t!:d rwr:"oll:ll injllry
li;lhili~\ C(l\'cr:lgc ......hich ;11"(' SUQ:l11lcd (I) hy :1 pcrS(1l1
:1~;:1 (C"lllt (Jf:1I10ITc!1sC directly or il1din:ctl~' rcl:Jtct.llo
ernpl(1\-mCnl of such p<.:rson hy tho:: CorHr:lClof, or (2)
h,,' :1I1111hcr perS(Hl:
.5 CI:li1ll.<: for d;rlll:ll!CS. olher 111:111 In Ihe \'(;(1rk itsdf,
heell!SC of injury In or d('<;\fllClio!1 of t:ll'l~ihk prop-
ern', i!1dl1d;n~ loss of use rcsllhing therefrom:
.6 CI;lil1l~ for d:l.m:l~e:~ h(~c:nl~e of bndily inj\lry, dC;lIh of
~ pcr~on or rropeny d:lI11:lge ;Jri~ill~ oul or owner-
,<:;hip, lll:linlen:lIlCC or U~<: of :1 !nolOI' vehicle; :mtl
_7 cl:l;m~ il1vol\'in/ot eOlllr:lC1U:ll li:lhi1ity ;ll_<;ur:mn: appli-
clhk In the COlltr:lClOr'<; oh[i~:l,ioll,o; under P:tr:lW:lpl1
11H
11.1.2 The in<:;ur;l1l("C required hy SUbp:1f:l~r:'ph II. 1.1 ~h.ll1 be
"'rinen fur nOI le.<;~ than limit.c: of Ii:lhility .<;pecified in the Con-
tracl 1)ll("ll1ll(:nt~ 1J!" rC(fllircd hy bw, .....hidll'vcr ('(IVerage i~
glc;llcr Ol\Tr;lgc.';, \'.'h<:[ll<:r t\'ritlen ell1 :111 (Iccurr<:nce (lr
cl:t;m,<;-Ill:t(lt.: h:l.<;i~, ~h:lll he rtl;lilll:tiTWt.! \\'ill1(lut interruption
frol1\ d:lIc of (OIllI1lCnCClllcnt or the \'\;ork Ulllil d:rtc or nn:ll
p:I\'rnCllt :1I1t1ler11lin:llin!l or :Hly ("(lH:r:l~c required 10 he llI:lin-
l:l;11Cd :1(le; rin:11 p:lynH.:lll.
11, 1.3 Ccrlincllt.:~ pr InSllr:mn: :lCccpl:lhlc \(l the (h"\.'lleT ,<:;h:lll
he filed with the Owner prior to COlnmcnccment or the: Work_
Thc.<;e Ccnitic;lle.<; and the in.<;l1r:mce poli<:ie.c: required by thi.c:
I'ar:.!gr:lph 1 I 1 .<;11:111 COnl:l;n ;l pHH'i,..;iOIl tll.1t C(lVer:l~e~
;IHmdcd under 1 he policie.c: tI.'lll not he G1Ilcclled or :1l1o'tl.'ccl to
expire until :11 le:I.<;1 _.l,0 d:1y.... prior -wr;lIcn not;cc 11:1." been ~i\"en
III IhL" (hVllcr If :1IlY (lr the f(lf(:Wlin~ in.<;llr:lIlCC CCl\'er:lgc<; :I1'e
required to rcm:dn jll force :lher I1n:II p:l\"l11C!11 :1I1U :In' re:l~on"
:1hl\' :n::1il:1hk. :ll1 :tdclition:11 ecrt;tiC:1Te evidencing e(llllinu:uion
(If sllch con::r:1~e shall he ::;uhl11ilted 1."\'ith Ihe tin:l! AppliclIiol1
for 1':.!ymcl1t ;I~ required hy Sllllp:lf:1gr:lpll 9! 0.2" lnlorm:uion
concerning reduction or cover:1~e"ll:lll he furn1.<:;hetl by the
('.Olltr:ICl(lr with TC:l::;on:thlc promp111e~$ in :1CuHcbnn.' wilh tile
(:(lntr:lct(ll"~ illf(Jrlll:ll;lJ1) :111<1 helief.
11_2 OWNER'S LIABILITY INSURANCE
11.2.1 Thl' ()Wller ::;h:lll he rc~p(ln.<;ihk l'c lr purel1:1."il1~ :lml
m:linl:lininJ.t lhe ()WllCT'S 11.<:;u:l1 li:lhililr in..,m:Itl("('. Oplion:llly,
lilt.' (h..-lleT 1Il:1\' purch:lsc :1lIt1 m:linl:tilllllhcr in,..;m:lll(l' rOI ."dr.
prot(;'ClitHl :1lZ:lill~1 c!:liIllS 1."\'l1icl1 1ll:'Y :ui.<;e Irtll11 opcr:llions
Hlld(.'r tile C{JllIr:ICl Th!." Ctllllr:\Clor _<;h:lI1 not lit, n'_<:;poll.c:;hlc
lor p\1rclt:I"ill~ :llld lll:llnl:lining tlli." option:11 (h\'IU,:r'.<:; liahility
IfIS\II:IlKe unless ,,,peeilie:llly requiretl hy !he COlllr;1Cl
I )IICtllHC!1I.'i
11.3 PROPERTY INSURANCE
11.3.1 (Inlc:.~~ Ilthcn"ise Iml\'idetl. the O,\-nef sh:II1 pUTch:ISl:
;lllt1 l11:lint:lin. in :1 COl1lp:1f1Y or cOl1lp:1l1ic~ 1:lwfllll~- :1Ut!101"i7.ctl
III ri,l husinc"<:;::; in the iurisdiClion ill 'I'\-hicl1 the Project is
l(lclll.tl. prll!'en~' inS\lr:1l10: ill Ill<.:' :lllHllllll or Ihe initi:ll Con-
Ir;1CT :-;11111 ;1:< \,<:ll :IS .<:;llh<:;('(IIlClll nHld;rk:lIitln_~ thcreln f(IT the
1,'Illirc \,'nfl.; ;11 lhe<:ile (111 :1 repl:lcr:11lC!l1 co<:;t 11;I,<;i., 1."\'itl1(lut \'lll.
\1111:11\- tlnhlt'li!llt'::; Sllell pltlpel"l\ in"tlr:lllCC ~h:lfl l)e 111:lin-
T;lill!."(1 lmll'<;" IltlHT,,'i"l' PI(ll'itlnl in lhc t:()lllt<tCl 1),lCl1ll1C111S
'11 111IWr\\'i<;(" ;Ijll!."nl in "'I'ilillg h\" :111 p{"r<:;(lI1~ :llHI clllitie.<; wl1\\
:I!t' heTldici;lli("~ l)rSllch in"\ll:1l1CC:. ulltil finalll:tYlIle!lI 11:t-" heen
111:lrk :1" IlIl't-Klnl in 1':lr:n!I;lpll t), (l (lr Ul1lilll11!Wr.<:;1l11 (1I l'l1lil\"
.
olhn 111:111 !II(' I )\\l1n h:T-":1ll i'l<:;IH:lhk illIClt'<.;1 ill II". P'(ll'(TI\
I'cquired 11~ thi~ 1':1I:'~!r:1I11t II ; 10 he (-~'n'rl'{l. ~,'l1icll('\-'''T i<.;
culier Thi~ in.<;ur:tnc(' ,<;h:llt Ill("luck illl('rf'<;ls l'f 'he (lw1\('1", 111('
Contr:lctnl, Sllhcontr:rC!(lrs :llltl SlIh-<;I\h(('lllr:lCtlll'; ill lht'
\'('ork
11.3.1.1 I'rop(:ny irt~Hr:l!1(T ,<:;11:111 hf: fIll ;m :lllri<;k p'llin- fOrTlI
:H1d .<;h:1111n.<:;\lf(" :1,!~;n~1 lht' peril.<:; or fire :1nd n:It'Tlded ("()\"{'1":II!C
:1I1tl [1l1y~iC:lllll~~ nr <1:IIl1:lge including, t\"ithnUI dUl'licrtiol1 III
nl\'cr:l~c, lhefl, v:1n(bli"lll, m:lIiciflll<: !lli<:f"lli"r. ("11II:lp,"C. 1:11<;("
work, !empor:1ry huild;ng" :1I1d tkhri<; Tf'!lHl\':11 il1cltldilll!
derlHllit;(Hl 11CGI~;1l11t'tlI1Y etl({IFTllH.'tl! (.r ;UI\' :If'!1Iit':111k' Iq~:11
rce!tUrCr1lelll<;, :Hld ,<;11:111 ("over rt';I.<;{H1:lhlc C( ll11P(:II'.;:11 i( HI fllr
^ TcllilCC1' .<;<:;<:r\'lt'(''<; :111(1 CXpCll.<:t:~ rC'C)l tlr':t I :I~ ;1 rt::il tit 'II ,"l'Cll
jl1~Hred 10'<;'<;, COVel':lge for OIlier perils ,<:;h;11I nol 1)(' r('q\liretl
tlllles::; otIH?r\'.'i.o;(;' provided in tile C(llllr:ln !)onllll('llt.<:;
11.3.1.2 If lhe Owner cloes fl(1! ;lller1<1 1(1 purd':I-"e such prop-
('rt~" il1~ur:1l1ee required hy The COl1tr:lcl :11ld \'\"illt :III of rll/.'
((l\'t'r:lgc~ ill Ihe :lIlHHlrH dC.<:;crihcd ahtl\"C', Ihe t)wl1l'r ~h:t11 ~(1
i"form fhe Contr:lCl(lr ill writing prior In C(HllIllell(Cmcnl (If
the \,\iqrk_ The ConlraClOr m:lY the" crfecl in.<;tH:lI1C(' wl1ich \'..i1l
pnllcct tilt' iIUcre.'it.c: ()ftIH:" C{)l1tr:1CI(lf, Sllhc()1ltr:lct()rS :Ul(l ~l1h-
SUhC0111r:IClors in the Work, :1nd hy :lppmpri:1!e CI1:lnge Order
the ("{l~l 1I1en:{Jr ,<;It:llllw cl1:lrgcclto Ihe Owner, If Ihe C()l1tr:lc
1\11' i.<; d:llll:l~l.tf h~' tht' (;lihm: (ll Ileglccl t)r IlK' ()Wl1l"! 1(' 11111-
Ch:1St' or 1ll:1illl:!ill ill~tlr:lll('(' ;1'<; dc."cr;hcd :lh{ll"t:. w;llloul<;{l
notifying 111(' Ctllllr:lclor, then the Ot\'IK'1 _<:;11:111 hc:n ;llIr(':1s\11l
:lhk' eo::;l,<; properly :llITihut:lhle therelo
11.3.1.3 Ir the pf(IP{.'T1y ill,<;ur:I1lCC" rC(Iuill'.'; 1l1illill1\Ull (I('dll(.ti-
ble~ and such dedlletihle~ ;Ire identified ill 111(' COlllr:1Cl Docu-
ments, the COnlT:lClOr sh~11 p:1y CO,<;I,<:; l10t co\'crr:d h<:,c:ltl~(, nr
.c:ueh (h:doctihles. If the OWller or in,o;tlfer inerC:1Sl''' tile wquircd
m;ninHlIll dcdt1Ctihl(~~ ;Jho\'e tile :U1'ounl.<:; .~o identil1cd or Ir Ihc
Owner e1ect.<:; to pllrclm.<;e 111;,<; ;I1Sllr:1IKC t\'itl1 \"Ohllll:ll'\' dnlu(-
lihle :1mOlllll.", the Otl'ner ,o;h:ll1 he re'.<;f1011~ihle for p:lyrm:nl of
lhe :1ddition:l1 co~t.<; ll(ll covered he:c:ltl~C nr ::;uc1\ ;l1crC:1~nl or
\'oIUlll:1ry dedtlCliblc~ Ir deductihle..; :1rC !lot idcntified in lhc
CC)I1lr:1ct lJ()ct1l1lent.<;, Ihe O'('..'l1er .<;11:111 pay (l'~l.<:; I1IH ("(l\'unl
l)("C:lll,<;C ()r dedllctihles.
11.3.1.4 t Inlt'~s Ollu:rwi:<>e prflvltlcd in IlK (:OIl11:1C1 1 )O{'ll-
llIl'lltS. !Ili.<; pf(lpl'rly in.<;llr:tllCl' ,,11:111 ("(lVer [1!.ll"lillll.<; (Jf tilt, \\'ll!'k
~lfHl'd ofr the _<:;ilt' :lrtcr wrinCll :lppro\-:t1 or 111<: ()',"11('1 :1t Ihe
\':1111<' ('.<:;1:11111.,11<.:(1 ill !hl' appro\":11. :111<1 :tl..,(l purl illl1~ of llle \'{'f Ilk
i1llT:l\1sil
11.3.2 Boller and Machinery Insurance. rll(' (hnWI ,~Il:t11
pllrdl;l.<;c :lllll lll;linl:till h(l;ler :llHl 111:ICI1illt"1"\' IIlS\I1:lIHT
rcqn;red hy Ihe COll!r:lC! DO("tllllf.,:nts lH Iw 1:1tY. which Sll;lll
Slll'cifl(':III\' ('tl\"('r ,<;tldl lnSll1'C(1 llh;c("\s tltl1il1g illS\:lll:tth1l1 ;ltHI
tlntil fin:11 :\Ccepl:l1Ke hy tile Owner; llti,<; iIlStl1:lIl("e ~h:lll indtltle
inll'rl'~l~ of Ill{: ()\\"Ilcr, Cnlllr:lClor, StlhnHltr:t<.-lor.<; :1IlL! S1I11-
,<;llhnllllr:W!fll<; in Ihe \\/lll'k, :Itld the ()\\'ll{"t ;llld (:l1111I:ICHll
Sh:lll he n:ll11nl inSUlnls
11.3.3 Loss of U~e Insurance. The Owner. :Il the ()\\'Ill'1'~
optillll, may plHeh:l~(, :lllcl Ill:linl:till~u('h in<;\lr;lll('C :1" \\'ill
insurt" lilt" ()t\'Ilt"r :lg:tin,'il In.<;.<:; or USt" (Jr the O"'llt"r'.<:; pro(lcT'I\
dtle \() nre or {lllter !1:17.:1rd.<:, lHJ1."\'t'vcr CHIS('(I The {)\\'IH:,
\\':li\'~," :111 ri~hl~ of :1t"!iol1 :lg:llll~t the COIIlI:IClllr lor 1(J~-" or IIS('
(II tilt: ()Wller',<:; prtll1CflY. ;nclmling C<JlI.<;CQllCl)li:ll hl~S('S tltlC I(l
(il'(' 01 tlll1l'r 11:1;/.;lrd-" h(l\ven:r c:nl<:ed.
11.3.4 U th(' COll\r:1Cl(lr reqt1C-"IS in "-rilil1~ 111:11 in<;\II;lll('(: Illl
risk." lIllier tl1:m those d('.<;crihcd herein or ror (J!ltn <:;!"_"Ci:rll1:I'l.-
:lI<1.c: he included in lilt' property ill""r:tncc pl1!in". the ()n'll('!
,,11:111, if pi l<:;sihk , illChlde ~tlch il1<;llr:llltC, ;u1(1 lIlt: (.11<:;1 11l('!l'(lf
<:;11:111 he dl:H~ed l() !11~ C:(J!1tr:IC!(lr h\' :'!~IHllpli:lI(' (:ll:TI\g<'
()nl('r
20
A201-1987
AlA DOCUMENT ^201 . (;r.NI'HAI. (:(lNDITI(IN<; (11" IIII' (:!lNT!lM:r f()1l rJ1N<;rlfI1f:TI(lh" I(1I'!11ITNtlll"]lrTltlr\'
AI..,~. . ,;::, T>lA- I Ill' A"1rnll :AN IN~TITII1T (IF AHCIli'ln:.'" I"'~" NFW' Y' lilY- A\'FNI <I',!\' \\ . '.\','<,;\11;";(; 111~: I) ( .!'1fl", ,
W^nN1NG: Unlleen.."," phOlocnpy,nq vlolales U.S. ~nnvrinhl taws and i", <;uhj,.el 10 I,.~l'tl pro!l~CUlion
.
11.3.5 If durin!a Il1e Project cOll.<:fnlCltflll !1efind the (h....ncr
insure'" plopenie<:. red or pcrsnn:d or hoth. :ldif)inil1~ flr :ltlj;J-
(TIll III the site hy prorerty insur:Hl("C 1I11der policies ,"("p:lr:I((:
IIOIll IhflS(' in.<:\1rill~ the ['mice1. nT if ;trier flll;l1 p:rymcnl rrop-
erly if1~l1r;HlC{' is to he pro\'ided on Ill(" cOlllplcwd I'n*:cr
through ;1 policy Of pnlicie.<; other rh:lll 1110.<;(' ill,<;mill~ the Proj-
err r.hHirlg Ill(' Clm<:lnlc!i(lll rcri{)(l, lhe ()"'Iler Stl:IJl w;lhT :,11
righ!.<: ill :1('(ord;llltT with the term.<: of SUhp:1r:lgr:1ph 11 .".7 for
d:llll:lgC<; (;1\1<;('<.1 11," fire or nrhCT perils cO\.'("Tecl hy this .<:ep;lr;llC
JlrllplT!~' ill<;ur:llln', All .<:('p:lr:lI(' policies ,<:11:111 pro\'ide Ihis
\\':lh-er of <:nhl()~:l\i()1l hy t'IH.lofSt'IllCIll or (ltht'f"\'isl:.
11.3.6 Before ;1n exposure 10 10'<;'<; m;J\' occur, the nt\'ncr sl1;lIl
filt witl1 lhe COlllr~C!or ~ copy o( c~ch policy tll:lt includes
in<:.ur:lllce c()Vcr:IRe,~ required hy thi.<:. P:tr:l,gr:Jpll 11.,1 E:lCl1
polin' ,<;i,~f1 cont:Jin :J1l Rener:Jlly :lpplic:lhle conditions, dcfini.
tions, c:H:lusillns ;lntl elldor,<;eIllCnl.<:. reJ:lIed 10 lhi,<:' Project. E:lcll
policy ,<;11:111 cC)nl~jn :1 provi.<:.ioll tll;!l tl1(" pC)lic~' will nOl be
cmcdlcd or ;ll1owcd IP expire until :1{ Ie:!'<;t :\0 d:IY.<:.' prior wril.
ten nlltice 11:1'<:' heen gi\'en to the COl1lr:lClor
11,3,7 Waivers of Subrogation. The OWIlt'r :lIld rOlllr:lClor
\\':1ivt' all riglH'<; ;Ig:lin.<:.I (I) c:1ch olll('r :11lt! :111\' o( their ,<:.uhcon,
Ir:tel(lr.<:., Slll).Stlhcolllr:l{"lOr.<;. :1~ell(s :1Ilt! t"TlJplo\'C'es, c;lch orthc
other. and (2) tile Architect, Archil~'Ct'.<; cOIl.<:.ull:lflIS, st:p:lr:Jle
cllntr:IClllrs de.':;crihed in Article c" if :111\', :llld :lny o( their .c:uh.
C(lIltr;lctor,<;, soh.subcolllr:lClor.<:.. ;Igenl.c: :lI1d employees, ((If
d;lIn:I~C".<; clu.c:cd hy fire or (uller peril.c: to lhe extent cov('n:d hy
[ll"opert~. inSl1r:llln.' oht:lined pur.<:'U:lnl 10 thi.c: P:lr:l~r:1ph 11 "~ or
11lher propeny ill~lIT;ll1("e :lppliclhle 10 the \"(iOlk. e:<ccpl .<:.ucil
right.<:. ;IS Illey h:l\'l: to proceed.<:. o(<:.ucl1 in.<:.ur:mce held hy tht'
Owner :1:' rid\t(:i:1ry The Otvner or COflfr:lC1or. :1'<:' :lppropri;1tt:,
,<:11;111 require o( the Archilcct. Archilect'.<; ("1I11~ult:1nt.<:.. '<:'l'P:1(:1I<:
contr:ICI()r.<; t1c.<;crihl'd in Article 0, i( ;my, :lIldlll(' suhcontr;\c,
IClfS, .<;uh-.<:.tlh("(1I11 r:lCt{)r.<:', ay.ent.<:. :md Clllpt(lY{'C.<:. f)r :IIlY ()f them,
hy ;Ippropri:llc ;IWtTlllem,<:" wfil1en where It:g:lll~' required for
\':'didity. ;;imil:lr \\':1ivers (,;Teh in f:l\'OT o( other p:1rtie.<:. entun.
cr:lIed herein, The policies Sh:lll providl' '<:'\lch 't...:!iver.<:. o( '<:'lIhro-
g:nilln hy cndor'<:'f.:mcnt or olhcrwi.<:c, ^ w:1iver of ,c:ullro~:lIi(l11
<:h;1I1 hl' l'ffccri\T :1,<; to ;1 pcr.<:.on or CllIity eVl'n though IIl:11 per,
<;1)11 or entity t\'otild othen\'j,<;(' h:l\;C;l dUly (If intlenmifiGHjon,
COllI ractll:ll or othern'i.<;e. did !lot p:ly lhc in.<:.ur:1I1Cc premium
dircctl~' or indirectly, :llld ~'hether or nOl the pcr,<:.on or entity
11;1(..1 :1n in,<;ur:1hk interest in the property d:lIn:I~('(1.
11.3,8 A 10.<;'<; imured under Owners properly illslIT:ulce sl1~1l
hc ;u.li\l~lcd hy rhe O"'ner :1S fidllci:1ry :1nd l1lade p:fphle to the
OWlJt"T ;\.<:' fkhlCi:1rr for the in!':lIn:t1s, :1.<:. their interest.<; Ill:l)'
:)flpe:lr, suhject 10 requircmenf.<; o( :my :1ppliC:lhlc mortg:J~cC'
cl:HI:"e :mcl of Suhp:rr:Jp:r:lph 11.~.lll The COlltr:\Ctor .c:l\all [J:1Y
Suhcolltr:Jctors their iusI .<:.hme.<; of in.<;uf;lnce procr-cd!': received
)1\' lhe Contr:I<,'lof, :md by :lrrropri:uC' :JweClllt"nlS, t\'ritlcll
where k:g:lll!' n:quirct! ror \':,lidity. .<:.11:111 require SlIhCOfllr:lClOrS
III fl1:lkc P:l\'IlH:nl.c: 1(1 their Suh-.<;uhuIlltr:tcllJr,<; in ~illlil:lr
111:mner
11.3,9 I( required in writin~ hy :1 p"r1r in intC!'est, the Owner
;1.<; fidllci:lrv sll;JlI, upon occurrence o( :1Il ill.~Hf~'d 10<:'<;. givc
hCHl(1 (IJr propef I'cr(oflll:mcr: (I( lhe OWllCf',<: dulie,<; Thc ("(I,<;{
of I'l'qllircd hond,<; sh;11l he ch:lr:gl'd :Ig:lin.<:.t rron:nl.c: leceived :1,<;
fidUCI;lr\' The OWller shall deposit ill :1 .<;('p;lr:1tl:" ;1("('01.1111 pro.
n'l:d,~<:.(J n'ce1\'ctl. wl1icl1 the OWllcr ';11:111 di.';!rihute in ;lccor-
tbl1ce with '<:'\1<.:11 :1~reCll1CIH :1.<:. the P:lftit.,<; in inll'r{~S' 1Il:1\' 1{':Kh,
(II' ill :1CC()lci;lll{"{' ~'ith :m :lfhilr:ltion :n"':1(d ill wl1ich GI.<;C the
pllwnlllr(' sh;.lI he ;1.<:. [H(Jvided in l':n;lgr:lph 'I <; If :lfter <:'lIch
I'l"~ 11\' flllwr SIW('i:11 :1~'n~1l1t'rlt i.c: rll:I(ll'. tepl;H"clIlctlt ()( d:l!ll-
:l~t"tI J110J1t'1"l v ~h:ll1 h(' c!J\'(:rccI h\' :lpprOpr1:llt' {:h;IIlW' ()rdcr.
.
11.3,10 The I lwn('l :l.~ fitl\lci:ll'\' <:.11;111 h;1\'~' 1'(1\\"("1 lfl :tclill<;1 :111'1
~ettk' ;1 1(1<:'<; \\'11h il1<:'lIl'cr.<:' 1Il11e<:<: (111e 1)/ II\(" 1';lrli,,'<: in it1I('I:'~1
Sil:lll (lhjcC! in wliling t\'ithin fjvt' (l:1y~ :l(t('! ()("("ltr!('IH(' ,11 h,~~
III the nt\'!lCr'~ c:'{('lci~(' qf Illi<; l1ot\Tr: il <;oell ollie' lil\ll I""
m:l<lc, ;11 I)il1';1l<1I,<; ,<:.ll;!Illv: CIl(l.<;('ll :1<: lH<l\'i(lnl in 1';n:tgl:lI,11 .i;
The OWller :1<:. fidllci:lTY <:h;111. in lh;ll (':1<;(', 111:1kc <:('llIcIllClll '.\it 11
ill,<:lIIt'1"S ill :ICCOld:lIl('r' \\'itl1 t!iICcti(Jlls or';ucl1 ;llhitt:llfJr~ If
dL<:.rrihll\iol1 oj in.<;lIr:lllrC pro("{'Cd,<: lw ;u-hit 1':11 if III is I('qlliH'd,
lilt' ;lfl1itr;1!or.<:. will difl'CI '<:'lIcl1 di.<;trihtllillt1
11.3.11 l';lrli:ll O(,Cllp:lIlc\, or ll~t' ill ;t('('lld:ltHT with I':Il:lgr;l[lll
1l.9 ~h:ll1 nOI COllllllcnn' lIlltil the in<:lIr:lIlU' COlllp:ll1\ (11 (Otll
p:mie.<:. prnviding pr(lflcrI\' in.<:'Hr:HlU' h:!\T ((Jrl.<:('lllnl 10 ~11('11
P;lTli:ll on:llp:rncy nr \1<:'-: hy ('nclor.<;el11Ctlt flr fllIlCT"\\'isc rll(
(hvl1('r :Ill(l tlw Cnlltl':I("1or .<:.h:llll:Ikc rC:l<:.nl1:Ihl(' ,<;!CP': III nl11;litl
('(1I1.<;CI1I (Jf 111e in,<;l.r:1JlCC Clllnp;lll\' (II' (,(lmll:H1i('~ :llHf ~ll:111
wilho\l1 flltltl1:11 wrillcll UHI.<:.cnt. t:lkc Ilfl :ICliclF1 witllrcs[lCC! 1(1
P:lf1i:IIIKClIP:lIlCY (1I ll.<;(' tl1;1I t\'(ltlkl C1\I'<:'{' C11lU:II;llifll1,l:rpse llt
ft'dllCl ion o( in.<:'llr:lllCc
11.4 PERFORMANCE BONO AND PAYMENT BOND
11.4.1 Tflr: ()wner .<:.Il:ll1l1:IVC the right 10 require tilt' Clllltt:l(
tor 1(1 fl1rnisI1 h(llltls clJ\'erill~ (:Jith(ul perfnrm:lllCe ll( tilt' <:1,,1,
Iract :Jml p:I~'lllenf of {1hli~:l!i()n.c: :lTi.<:.ing thereunder ;]<:' sli!lU'
bwd in hidding requiremcllts or .c:!lC'cif1c1fh' ret]ujl('d ill 1l1e
Clll1lr:lCt f)onlll1elll,<; Oil the (l:Jt(' of c:,<ccuti(11l of !he OH1IJ:Wt
11.4.2 IIp<lIl tht' l('qtleSt ()f :1IlY per~lJll (lr (,Illity ;l[lfw:lliflg lc'
hC;F pnlcnti:ll hcncfid:lIl' o( h(llldf; ("(!\'('ling [':l\'lIlCllf f'( nh!il~:l
li(1I1~ :Iri.<:.in~! 1111(1('1' lilt' (:(lIltr:l("t. Ill<: {:lllltT:I(.tllr <;11:111 Iltfllllplh
fl1rnish :1 ("oP\' o( lllc hOflds or ,<:.11:111 pe1'mit :1 ('(JpI' 1(' he ilIad,'
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12,1 UNCOVERING OF WORK
12.1.1 I( :) portion nr Ihe \\";ork is ("()\'tTcd ("0111r:ll'\' 1(1 the
l\rcl1i1en'" reqtlesl I)r 10 leqllireml'lll<: <:.pecificllh' t.'xpr(',~<:("d ill
the C:llntr:lct [)rJ('1"I1{"1ll~. it 1I111St, i( rnlllirnl ill wril;IH! hI Ill("
Arcllilt'Cl. h(: unco\'ernl [or lile Arr.:hil('("t'S flhSCI"\':l1iol1 ;111(1 hc
rt'pi:lce(/ :11 the (>ll1tt:lclor.<; expenst' \\'ithfllll cl1:mgc itl 111<
COlli r;,CI Time
12.1.2 If a p(lllion Ill" the \'(ior\.; l1:1s het'n ("f)\"('wd \\'l1ith IlK"
^rcllilecl h;ls 11(11 .<:.pcciiic':lll\' rcqt1t'Sled IlJ f)ll.<;t'I"\"t' priClT tfl ils
hl'ill!2 CO\Tretl. the Archilecl 111:ly r('qucs! 1(1 ';Ct' such \'("ork ;"HI
it <:.h:l11 he IHl('fl\"('r('(1 1)1' tht' (:IJ1ltr:1CHlt I( <:.tlel1 WfHk is ill
;lc("(Jrd:Jllc('" t\'i111 the (:1111\1':1("1 PCl(\Hllt'lll-". C'lSt.<:. ()f UlI("ClI'('1
in~ :1nd wpl;lcenwnt<:h:r11. h\, :lppTfJpri;uc (:h:ll1~W (htler. l1e
ch:lrgetllo the O,vn{'r If <;Heh \'(.'fJrk i.<; 1101 in :1t'cnltl:lllc(' \\'ilh
!he CClllfr:l("1 [)()nHnent~, lhc (:01111':1("101' <:.11;.Jl p:I\' '<:'11C11 ('f)~IS
1I1l1t's,<; the cOlldili(Hl W:l.<:. c:nl<;cct hy the {)""11C1 or:l .<:.ep:lr:lI('
C(llllr:IC!(lr ill wl1icll (,"\"('Ill the ()t\'llcT<:I1:111 I)t' l"l'SllfJllSiillf' Ill!
p:l\'lllenl or ,<:.uch CO<:'!.<;
, 2.2 CORRECTION OF WORK
12.2.1 The L!llHr:WI()r .<:11;111 prfllllptl\' ("lIlTt W'ork rej{'(lf.'d
h\ lhe Arel,ill'("! or r;lilinl-! 10 rnJlrOT1ll 1(1 lhe r('qllir{,T11eIlL~ "I
tile (:olllr:1C1 l)(lC\Ullt'lil'<:'. ,,'helher f,!l'<:'t'lq'{! hcfclrc {ll ;111('1
Suhst;lllti;d Completion :11ll! ",'hcther Pf not (;lhri(-:llnl. ill<:l;llkd
fH ("Ill1lplt'!n! "l'lw (:OJllr;Klflr<;I1:111 hC:lr Cll<:IS tl( ('(\tlt"C1ill~!
such rejcCI!'!1 \'Cofk, iIH!\ltling ;Tdr,lilinll:i1 l('qill~ :111\1 in,~p(<
lioll.<; :Ind ('(Hllrll'll.<:.:lIifln (flr Ihe "fehileel <; <:en'in'" :l!ld
(':xp('n~e,~ Ill;llk' lwC"{'<;<;:rn' thereh\
12.2.2 If within !Ille \'(':H :Ifrn fhe d:!I(' n( ,<';tltl'<:'l:1111i:rI (!!1T11,1,
tillll of Ill(' y,;'(ll'k 'H (1c.:.<:.iun:l1c\l Pfllli(lll 1I1CI('(>I. 'II :Illcr IIIC (!:il(
AlA DOCUMENT A201 . (;F~lf;IIAI {(lNl>1 I'll If'!S (II TIll" (:( JNTll,'IIT H)I; U IN';'t ll1lf:'l I( IN . I( II :tn EFnnl F.1JITION
AI'" . If,' 1"f.l-\111' ,\,\\l'llH .\~J IN" III ! 'II,' 'I" AIH:Jlrlrr: f''<:', 1-\" NFW' Yf >Ilk: ,\\ I"NI T. N \\' \~,\<;IIINl;1 fl!\:. I" 10Iln.-;
A201-1987
21
W^RNtNG: tlnUr:..no;prf ph(1tor:OPV1nQ vif'Jt~le!: u.s. copyriqhl l;tw!: ~nrfl:<t <:uhipf:'l In 1"9nl r",'l..cutf(ln.
.
for nHllllH.'llCClllenl of l,'.'~rr;Jnnc.~ e.<:f:1hli~h('cl under Suh-
P;lr:1gr:lph 9.9. I. or hr lerms of;1I1 ::rppliohle sred:1! ~V-;lrr;1nt}'
required hy the Contr:1ct Documents, :llly of the \,:-'ork i~ found
to he nor in :lccord:1nce with the reqlliremenl.s or fIle Contr:lct
f)oClllllcnrs, !he \,olllr::rcror .<;11:111 COfreer it promptly :1fter
n:ceipl of !;\'rillcn nolice fTorn lhe Owner In dn ."0 tlllles.<: the
O"',:ner 11;1,<; rreviousl~' Riven the COl1tr:1CIOT :1 wriltc:n :wccr-
l;Hlce of such condition. This per rod of Olll' \'C:1T .<:11:111 he
extended ':vilh respcct 10 poni(lI1<: of \'(;ork nrSI performed ;lftel
Suh."l::lllri:ll Completion hy the period of tillle between Suhst:1n-
li:l! Completion :lIld the Klll:1! perforfll:1IlCe of rhe \'(lork. Thi!'i
ohli!,!;ltion under Ihis SUhp:1T;lRr:lrh 12.2,2 ."ih~1I ~1If"ive :Jccep.
lancc of the \'V'ork under rhe Conrr:.1ct :md terrnin:ltion or tile
Contr:JCl, Thr: Owner ."ill:lll ~i\"e such nmice rroll1plly :Jftcr dis.
co\'ery of the condition.
12.2.3 The COllU:lCtor .<;11:.111 rell1(1\'e frolll [he ."iite pOrliOfl!'l of
tht' \\/ork \vhicll ;Ire nOI in :lccord:lI1ce -,:<,'i{h the reqllirclllcl1t.<;
of lht' COlllr:lCt DocUlllents :lnd :lre neither corrected by the
Contr:1Clor nor :lCceplcd by the Owner.
12.2.4 If the COlltr:lctor r:li!.<; 10 correct nonconforming \"(lork
within :J re:1.<;ol1:lble time, the O~\"ller n\:1Y correct it in :Jccor-
d:Jnce with P:Jr:.1Rr:Jph 2.1 If the Contr:1ctnr does 110r proceeu
with correction of sHch nonconforming \"('ork within ~ rr::JsOI1.
:Ihk lime fixed hy ,-,'ritrcnllotice from the Archilect, [he Owner
rll:IY remo\'e it :md <:lore the ~:1h':Jhle l11:llcri;lfs or equipment :Jt
thc COlllr:lctor's expense, If the Contr:Jctor cloc.<: not p:'~' co~t.<;
of ,<;netl rem(H":J1 :1nd slor:1ge within lell d:n'.<: :Jffer written
nPticc. the Owner 1ll:J" Urflll ren :Jclclition:ll ct:1\'~' writ!en
110[;('e ,~cfl.<;uch lll:Jteri:ll.'i :lOci equipmem :JI :wC!ioll or :II priv:Jlc
,":'lIe :lIld .<:/1:111 ::ICCOUllt for llle rroceed~ thereof, :1rler dedl1nil1g
ells!.<; :mt! cl:III1:1ges lh:H ."houkl h:.1ve hetll home h~' the COIl-
Ir:1C!f,r. illC\uding compcl1,<:;ltiflll for rIle Archite("t's ,<;("rvice." ;lncl
o:pcnse." mmle n('ces.<;:l~' therd1\' If ."uch rroceed.<: of .<;:'I1e do
nfll cover CO.<:IS ,-,'hicl1 the COl1tr:t(lOr shoule! h:1VC home. the
C:(Il)!r:ICl Sum Sll:111 he n:<!tlced hy lhc t1cnciency. If r:1Yllll"llts
11ICT1llr tllere::tfter <-hIe [h(' Contr:l("t(lr :lre rHl( .<:tlff'idf'lltlfl (,(WCI'
.<:\lcl1 :ulH1nlll, the Contr:lClor ,<:h:lll p:IY rh(' diffncnce 10 rhe
()wner
12.2_5 The Conlr:lcror sh:1I1 hem the CO.<:1 of c-(lrreCtill~
dC"lnl\'ctl or d:lIl1:lgCt! con.<;UIlClioll. whether COl11plcled or
p:lrli:t1h' ("fllTlpIl'Inl, of the Owner or '<:(']1:lr:ll(" C0l1tr:l{"101'.<;
c:rll."nl hy Ihe COnlr:lClo(<; correction or f{'1ll0\':IJ of \Vork
\"\'hich L<; ntH in :lCCord:tllCf' wilh the requircmcllt<; of [he COil'
Ir:KI 1)()C:llll1ClllS
12.2.6 Nmhing cOllt:Jined in rhi.<; l':lr:l~r:1ph 12.2 .<;h:llll1e COIl-
slrued 10 c.<:I::rhll.<:11 :J rcriod of Jimil:ttion wilh respeCl 10 olher
ohli~:Jti()n:<: which the COfllnlctor might l1:.1v(" under Ihe COfl-
tr:KI I)(lC\1IllC1l1.<: Est:lhli.<:hmelll of Il1e lime period flf one \T::rr
a," t1esnihnl ill .'iuhp:lr:rgr:lph 12.2.2 rd:llc<; only to Ihe c;pccHic
llhli,l!:lIion o( the COlllr::rClor 10 correct tl1e \"(Iork. :1llcl 11;1.<; IlO
n:l:lIipll,<:hip In ::le lime tvitl1ill which Ihe oblig:1ljOll to comply
I:\'irh Ihe COlllr:lct DOCUlllC'ntS n1:1y he <:ou,I!ht 10 he enforn:u.
Ilor 10 Ihe time ,,'ithin ,-,'Ilich pron'ctlin~s lll:ly be COllllllCllc:etl
III ec;l:thli.<:!l Ihe COlltr:lclor,<; Ij:lhi1il~' I:\'ifh re:<:pccl to rhe Con-
lr;l{"!(ll .<; {)hli~:Jti()ll.<: olher l/l~n .<:pecirk:llh. In (orrect the \'i:llrk.
12.3 ACCEPTANCE OF NONCONFORMING WORK
12.3.1 If Ill(> O'-"ner prcfer~ In Kcepl \X'ork which i.<: nor in
;lccnrd:trlCe with the reqttirelllCllts of lhe COlltr;1Ct Doolments.
Ihe ()Wflcr Tll:l\' do <;0 in<;lc:ltl or requiring it<; r('I1H1\':1I ;111(.1 cor-
TlTlil'll, ill '-"!liell C1S{" the Cflllfr;lCT SUIlI will Ix' rctlt1CCcl :l."i
:lflpnlpri:ue ;m(! equil:lhle, "llch :ldjllSrll1CIlI ,<:11:111 he ("(feClet!
\\hethn or 1101 nn:ll P:lylll('Tll 11:1" hecn lll;I(iC
.
ARTICLE 13
MISCELLANEOUS PROVISIONS
13.1 GOVERNING LAW
13.1.1 '1'11(' Conlr:;rct sh:'ll! he gfl\ocrnect hy the bl:\' (,fllw Ilbcc
~Vhele lIw Proicc! is )o(':llet!
13.2 SUCCESSORS AND ASSIGNS
13.2.1 The Owner :md r:nnfr:Jctor respccrivcly hind them.
<:('1\"('<;, Ihcir p:lrlners, .'iuccessor.<::. ;1.<::,<:ign.<; :llld kg:ll represcllt:l.
tivc.<: 1(\ [he olher p:lrfY hereto :Itld 10 p;lr!ncr~. ,<:u("ce~,<:()r."i.
:l.<;,"iign.<: :Jllcl Jcp::JJ rerrec;elll~ti\'es of ,<;\Jell other P:1rI\. ill re.<:pe':1
rn ('o\'en:lIlts. :;rgreernenls ;md ohli~:Jlion<: corll;linecl ill the COil'
rr:1C[ Doormenfs. Neither f):lrty to fh~ C()n1r:lCl ,<;11:111 :J,<:.<;i~n !he
COlltr:lCt :1.<: :;r ,-,'hole wit !lout wrilten conS~11l or [he pfher If
erthCI paf1r :lItempl." 10 rn:lke suel1:J1l :J.<:,<:igmllC"1l1 ~\:ithfHll<;llC!l
consenr, th:ll p:lny sl1:J1I nevcnl1clc.<:s n:Il1:1il1 kg:llly re:,prlll,,(1)!c
for :111 ohlig:llions under the COl1tr:lCl
13.3 WRITTEN NOTICE
13.3.1 Written rHltic~ .~h:lfl he deemed to h:l\'(' hn'fl dul\'
<;ervecl if delivered in per.<;(ltl 10 Ihe inctivichl:J! or :J memher (If
Ihe firm flr enth\" or to :1n officer of the corpflr:nif)ll f(Jr ~\'hich i[
W:I.<; irllcnded. or if delivcf{'d :11 or selll h~. rq~i"it('r('d or ccnrfinf
1ll;lil to [he I:J.<:[ hn<;incs.<: :lcldress known In the P:lrt\. /li\'ill/l
IH)(ice
13.4 RIGHTS AND REMEDIES
13,4.1 Dutie.<; ::mt! ()hli~:lli(lll."i illlp(J.<;nl hy Ille C:()llIr:w, DIIClI.
ments :Jlld ri~hl.<: :llld refllctlic~ :J\':li1:lhle tllerell11der sl1:1111)(" in
:ltldi!ionlo :lIlt!nol ;llilllrt:Hioll (If duties. ohlig:TtiOlls. righ!." alltl
re!Tl\':'dic.<:. r1\herwi.<:e imposed or ;1\'ail:lhle hy I:1w.
13,4.2 Nfl :IClioll or f:lilure to :1C! hy till" ()""lln. Architen or
CfJl111':!Clor Sh;ltl COllslil\lr('" :1 w;!iver Of:l righl rlr dllt\' :lffrll(in.l
them \1nder [11~ \,olllr:lCl, nor <;h:111 ,<:l1ch action or f:lil1H'(" III :1("1
('(ll1s1irlllC :lppnJV;11 of (If :lcq\liec;ccl1U' in:l hl'C::lch 1!l('f('\1l1(1c1.
c:,<cept :1.<: rn:JY he .<:.pecinc:llly :tweed in writing
13.5 TESTS AND INSPECTIONS
13.5.1 Te,';\.<;. inslKTlillll.<; :1fld :tppn1\':lls (Jr 1)(JI"tillflS (Ir lht'
\'\;ork requirtd hy Ihe Conlf:Jct !)(lCllmcrll~ or hy I:m',<;, llnH.
n:lnce.<:, r\lles, rC.'!U[:Hillll:<:: or ord('r~ pf rJl1hlic :luthorilic<; h:I~'il1g
juri<::dictiol1 ,<;11;111 he m:lde :1t :lll :lrproprr:uc time t lnlc.<:<:: !ltller.
wi.~(" pro\.itkd. Ihe ContraC1or ,<:11:111 1l1:lkc arr:lngclllC'!1t~ rr II'
.<:tlch tt":<:f,<;. inspection.<; :lIld :lpprn\.:JI.<; ~\'ilh :m independent le<;t.
inJl l:1hor:lIPry or elllil~' :Iccept:lhle to lilt' Ot\'ller. or t-,ilh rile
:Ippnlprbte ptll1lir ;!\ll!lclfiIY. :1ll~1 .<:.11;111 hear ;111 rel:lI('d ('f1,';!.<:: (II
IC.<;I,<;. ill.<.:I){'ctirln.<:. and :lppnn':lls The C(}lllr:K!o!" .~h:llI giq' {he
Archilt'CI tillldy Ilotice n( WhCll :lnt! ",'here lcsts :111(1 ill';!l!.T'
!ion." ;lrt' 1(1 he l1l:ltle so Ihe A,chiten 11l:IY ohserve such prl'ec
dun:s The O'-"llcr<:.Il:111 hCII ('OSL<: or le."il.'>. ill.<:pcnifltl<; rll
:rpprrJ\":lis \'\"hich do not hccmnc ll:quin:T11cnts U1l1il :111('1' bid"
:u-e rec-dw.:d or n{'~oli:l!i(lllS cOllcluded
13.5.2 If Ihe ^rcI1ill"n, ()""Ilcr (If' pl111lic :ulrh(Hilie" Il:l\'ing
iurisdiction defermine rll:J1 portiOIl,<:' of the \'('ork requite' :Idcli.
tion:!1 le<;lill~. in.<;p{"(,"fioll or :1ppro\':11 nOI included lIlJder ."lth
p:lr:lgr:lph J .~.S,!, llw Archil('Cl will. !lP{lll wl"illetl :lur!1fll'i7:IIirlll
from lhe Owner. illstnlcl the CtJlHI':l('!Or 10 1ll:lke :lrr:rl1.\-!.elll("Il!<;
flJf s\lch :1(l(liri(IIl:J1 [e,<:till~. inspcCliflll In :lppnl\':t1ln' :111 cnril\
:w\ept:lhl(' 1(1 the ()"""cr. :tnd 11H' COIl!r:IClor ,<;h:1I1 ~i\'~' lillH'h
nor ice to rhe Archilec! of 1:':I1Cll :l11(1 ,-,'here ICSl" and ill,<:JlI"lj"Tl."
:1J'C III he 111:ldc .<;1' lhe Archil<'TJ In;l\ nh<;("l'IT':Hcll prflc('(hlt(.~
22
A201-1987
AlA DOCUMENT A201 . r;F.NF.Ht\1. CONI)[1'H lNS ()I' TI IF ('ONTRACI rnll CON<;TlH'(: nr)N . F()I 'Int.:rr-rl'll !:Ill IllW
,\111" ~ <1:' IflR- TI/(' .\/I.IF.fllc:.\N l1','<:111'['1'Y;: nf" IIrH:1I11F('T~ I "7\~ Nrw' rnrn: 1I\'('Nl'F. N \'i \'i'''<;llltl(:!, II-.; I' ( '1111Ol<,
WARN'f<J(1: Unliepno;..rt ohnlrJrOl1ylnq vinl~l~s U,S. enflvriqllllnwo; nnn j", "'lIhjPcl In lI'onl prm,prulinn
.
The' O"-'Tlcr SI1;I/J be:lr such costS except :l.'i rrovided in Suh-
p:lragr:lpll 1'::',5,.~
13.5.3 If :'iucl1 procedures for testing, inspection or :lpprovaJ
lllH.k:r SUIJp;1ragr:lphs 1.1.5.1 and 13.5.2 reveal failure of the
punioll,c; of lhe \'(iork to comply with requiremem~ established
11\' the CO(l[f:lct Documents, the COl1lr:lctOr sh:lll be::lr all costs
m:lde necessary by such f:1ilure including those of rere::ltcd
proc:nlures and compens:Hion for the Architect"..- services ;md
eXIK'nses
13.5.4 Ikquircd certilicl{cs of testing, inspectioll or approval
..hall. unless otherwise required by the Contract Documents. he
secured hy the COnlractor and promptly delivered t() the
:\rdlitect
13.5.5 If the Architect is (() observe tests. inspeCtions or
approv:lls required hv the Contract Documem,c:;, the Architect
\"\'ilJ do so promptly and, where rr:Kticable.:n the normal place
of testing.
13.5.6 Tests or in:'ipections conducted pursuallt to the COI1-
Ir:lCI Documents sllall be made rrumptly to :1void unrr:-dSonabk
dd:1Y in Ihe W'ork,
13.6 INTEREST
13,6.1 P:1ymems clue and unpaid under the Comract Docu-
ments sl1:111 bear intereSI from the d:lte rayment is due at such
r:llt: :LC:; Ille parties may agree upon in writin~ or, in the :Ibsence
!ht.'reof.:lr tile le~:ll r:l1e rrevaiIin~ from rime to time:lt tile pl:1ce
when: tile Protect is located
13.7 COMMENCEMENT OF STATUTORY
LIMIT A TION PERIOD
13.7.1 As hetween the Owner ;ltld COlltract()f"
.1 Before Substantial Completion. As to :H:ts or f:lilun:s
tn :H:l ()('cmring prior to Il1e relevant d:lIe of Suhst:l1l-
ti:ll Complc:tioll, any :Ipplicahle Sl:lfllle of limit:uiolls
shall (-Ol1lnK'tlt.'C to run and :U1y a1k:~ed GllL'it' of :lCtioll
shaJl he deemed 10 have accrued ill any and all c\'ems
nor I:Jlcr than ,<;uch d:ue of Suhst:lIllial Completion;
.2 Between Substantial Completion and Final Certll~
cate for Payment. Ar. to :IC[,<; or f:lilures to :let occur-
ring subsequent to thc relev:mt d:ne of Suhr.tamial
Complelion and prior to issu:mce of the final Certifi-
Gue: for P:lymenl. any aprlicable slatute of limit:uions
Sh:ll1 commence h') run and an)' allqzed GlUSe of
:lCtion Sh;lll be deemed lO have accrued in :lI1y ;md :111
events not l:lter tl1ml tile dale of issu:lI1ce of tile fin:ll
Certificate for P:lymt'lll; :lIld
.3 After Final Certificate for Payment. As to act." or
failures ro act occurrinR :lfter the reJc\iam d:ue of is,su-
:tnce of the fin:ll CertifiC:He for P:lymcm, :lIly appli.
Glhk statute of limit:nion,s Sil:lll commence t{l rllll :md
:ll1y :lllegcd Cluse of :lCtion sl1:ll1 be deemed to !lave
accrued in :1I1y :ml! :111 events not l:lter than tile d:ue of
:l11y :lCt or f:lilllre to :ICt h~' the CorHr:K{or pursu:IIH 10
:m\" \\.:lrr:l1lty prnvidL'd undLT P:lr:I!J;r:lph _-1_'1. the d:lte
of ;lilY correction of the \'(iork or !:lilllre 1l) corren the
\X'"ork hy the COn!r:lCtor under P:1raW:1pl1 1.2.2, 1)1" lhe
d:Jle o( :1('1\1:11 C0!1l111i.'ision or :1l1\. (ltIH..'!' :1<."1 Of failure
II) pel'j(Jrlll :ll1Y {hlty <Jr ()hlig:uilHl I)~. Iht' {:lllllr:I("!llr
or ()wller. whichever o<:cur~ 1:1."1
.
ARTICLE 14
TERMINATION OR SUSPENSION
OF THE CONTRACT
14.1 TERMINA TION BY THE CONTRACTOR
14.1,1 The Contractor may terminate the Contract if tile \'V.ork
is Slopped for a period of.30 days through no :ICt or f;mlt of the
Contractor or a Subconrracror _ Sub-sl.lhcolHractor or their
agents or employee.s or any other persons performing portiolls
of rhe Work under contract 'tvith the Contr:lctor, for ;lny of the
following reasons:
.1 issuance of an order of a court or orller public :llHhor.
ity having jurisdiction;
.2 an act of government, such as a declar:nion of n:Hion:11
emergency, making matcrial unavailable;
.3 beC:lUse the Architect has nOI issued a Cenific:ne for
Payment and has not notified the Contractor of tllC
reason for withholding certification as provided in
Subraragr:lph 9.4_1, or because the Ownerh:ls not
made payment on a Certificate for Payment.. within
the lime srated in the Contract Docllmenrs;
.4 if repe:ned suspensions, deJ:1YS or imerruptions hy the
Owner :tS described in Paragr:lrh 14.3 constitute ill
the aggreg:ne more ttlan 100 percent of the total num-
ber of days scheduled for completion, or 120 days in
;Iny :\65-d~y period. whichever is less: or
.5 the Owner has f:l:iled to furnish 10 rhe Contractor
prompdy, upon the COntr;lCtor','; request, rC:lsflll:lhlc
evidence as required by SUhp:lr;lp:r;lpll 2,2. I.
14.1.2 If one of the above reasons exists, the ConlraCtor m~~-,
upon seven additional days' written notice to the Owner and
Architect. terminate the Conrr'dct and recover from the Owner
payment for Work execUled and for proven loss with respect
!O maleri:tl,s, equipment, tools, and COI1,slnlCtion equipment
and machinery, including rC:I.<;on:lble overhe:ld, profit :In(1
d:lln:lg(.'s.
14.1.3 If the \Vork is Slopped for :l period of (lO d:1YS tlll"Ollgtl
no (let or fault of the Comr;lCtor or :l Subcontwctor or t l1l'ir
:I~ents or employees or :tny other persons performing portioll,';
of the Work under contraCt with the COl1lraclOr beC:lll,'i(.' lhe
OWllcr 11:ls persiSlt'ntl\- failed to fulfilllhe O\'\'o(.r..<; ohli.'Z:Hions
until:!" the Clllltran !)t)(.'UllK'lltS \'\'itll respect t(l 11I:\tlcrs ill1p(n.
{;tm to the: rrogress of the \'(iork, the Contr:lClOr 11l:1\._ UpOIl
.seven addition:11 tiays. wrjuen llotice to the O~'ncr and IlK'
Archilect, lermin:ne tile CC)l1tr:lct and reC(wer fnllll the O\'\.ner
as pnlvitled in Suhparagrapll 14.1,2
14.2 TERMINATION BY THE OWNER FOR CAUSE
14.2.1 Tile Owner m:IY termin:ue lhe COll[ract if the.:
COl1lractor.
,1 persislently or repc:lledly refuses or f:lils ro supply
enough properly skilled workers or proper Ill:l[erl:lls;
.2 f:lils to make p:1ymel1l to Suhcol1lr:lclOrs for llI;lleri:ll,'i
or J:lhor in :Kcord:lIlce witl1 the respecl ive :1!J;rcCmC!lts
het~'een !he C(mtr:lCt()f :lnd lilt" S\JIK(llllr:lCft)r.'i:
.3 persisrently disregards laws, ordill:lllces, or full'S, rq,t.
ul:llions or orders Of:l puhlic :llllhoril\. h:lving Juris-
dinioll: or
.4 ()therwist' is gllihy ()f suhsl:rllti:ll hre:lch ()I;I prt)\"i,<;i(1I1
of the Cll!ltr:lCl Docllme.:llt.'i.
14.2.2 \'(:l1cn ally of the ;lhove rt::lsons (";XiSl, Ihc {),,\.11("1 111"'11
cc:nil"ic:Hi(lll hy tile Architect tll:1I silrficiell\ C;IIIS(" l'"i.'il" I(l iu,,,;
AlA DOCUMENT A201 . (;J;NERAl. V1NPlT10NS OF TflE CONTltAC1 I'(lH CONsTHllcnON. r'Ol,nTEENTlI El11Tl()N
.\IA" . q:, 1<)}(-'"11 IF AMFlHC..\r-.; lNSTlT1 TE (IF AtH:I/lTECTS. I ~Vi NF:\'(. )"(}In" AVENI!E, N,'>);'. 'X'ASIIIN(;-]'(lr", llr' 2000(,
A201-1987
23
WARNING: Unlicensed photocopying violates U.S. copyright laws and Is subject to leg..t prosecution.
.
lify;uch :lc1ioll, Ill:l)' withou! prejlldice to :H1I' <llhel' riJ!.hl.~ or
rcm('{jic~ (:If tlH' Owner :lllcl:lfter ~i\'in~ the (~()nlr:tn()r ;lJld the
(:()IHf:1C10r'." "ure(y, if :111\', s("vell d:l\'S' ",,"fillet) 1101;(C. !cnlli-
n;llc CIll[lloVIllf:lll of the Contr:K!Of and Tll:l\',<;lIhiect to ;IIlY
rrinr ri~hts of the surel)'
.1 l;tkc po",<;c~,<;ion of the ,,,iff :mc! of:111 f11:1ICl;:lls. ('quip-
ment, tools. :llld con.<;lronion ("qUip1llC1H :1Tlcllll:lChin-
cry thereon owned In- the Contr:lC1or:
.2 :Ieee!,! :lssi~nme11l of ,c;uhcontr:1cl.o; purSIl:1I11 to Par;}-
gr;lrl1 'i.'1: :1llcl
.3 finish llle \\'ork by wh:1fc\'er rcasoll;1hle rnctl1ml {he
Owner 111:1)' dt"crn expedient
14.2.3 \'('hen lhe Owner !erl1lill:lleS the Contract for one of fhe
rC:lSt)llS .<;(:lled in Suhr:1r:1p.r:1rh 1'1.2. I, tile CtlTltr:1Clor :;11:111 not
he entilled to receive fll rI her r:lyTTlel11 until the ',Xiork is
firli_"hcd.
14.2.4 If {he lIIlP;li'f b:lbncl::' of tilt:" Contr:Kl Sll111 exceeds CO."IS
of finisllill14 lhe Work. including compcll.,,:uion for the Melli-
tectO,; service::; :In,1 cxpen.'\c::; Ill:lde llece.s.<;:Jr~' therehy. such
excc.<;s ."ih;IH he p:liu ro the Contr;ICl0f. If such 0)'<;1.<> exceed the
tlnp:tid h:II:1l1ce. thc COl1tr;lctor .<;11;111 pay lhe difference 1(J the
.
()WllCr. rhe :UIlOIIIlJ 10 he p:lid rolhe CCHllr;tC!or (H ()\,,-llel. :r.'-
the (":1.<;(' 111:1\' Iv:, Sh;ll1 he ccrti!ied tw Ilw Archirect. lIpnll :1ppfi-
C"IjOIl. :11lt! this ()hli~:1finn for p:1yrncnt <;11:111 sl1r\'ive rerTnin:l
tiOIl or the COlllr;lct
14.3 SUSPENSION 8Y THE OWNER
FOR CONVENIENCE
14.3.1 The (hvn<:"r iliA)". n'llhollt cltl.<;e. order rllf" COIHr:ICHH in
wriling J{1 sll."ipend, dcl:J\. or interrupt the "Cork in whfltc or in
1':1rl for such period of time :IS the OWllcr m:l\" det('flllinc
14.3.2 An :ld;u.<;llllelll .<;11:111 he made for itH:rC;l.<;es in tht COSI or
pcrform:mn> of the COlllr:iCl. including profit (lI) the fllnc;l.<;cc!
cost of p~rff.Jrlll:Hlcc. ctu,<;ed hy suspension. del:r" or interrup.
tion No :ldju.<;tlllcnr sh:t111w 1l1:1d(" to lite extent-
_1 tltat perform:1nc(" i:'i. 1;\':1:'i or ~vO\rkl h:I\T heell sn S\I.<;
pellckd. debyecl or illlernlpted b\' :lJHlIllcr C:I\IS(' f(ll
which tht' Cl)ntr:1Clor is rt'.<;ponsihlc: 01
.2 111:11 :In equitahle :Jdiu.5tfltl::'tH i," made or d'.:nird under
another fmn'i.<;ion of this Contr:1C1
14.3.3 Adiustlllelll.<; m:tde in tile ensl of perfOTlll:lnce 111:1\- 11:1\'('
:I mUlu;llly agreed fixcd or percCI1I:1Rl::' fec_
24
A201-19B7
AlA DOCUMENT A20i . (;f'.NI'\.I....I, C:(lN!ltTI(lNS (IF Tlll1 (lNlrl,\\:T HlIt (-(If'l''IIlII(-Jlllr,' 1<)I'HlIF~~111 F"1111'~:
AlA"" . if, I <lR- -, I 11" A/"olFH1CAN tN~T!TtITF nr .\nc.IlI1TI"T~ I -:o~" NF\~' n Ill" A\TNl W_ N \\ \\ .\<:f IIN! ;-1' II":, I' ( 21lP<~,
WARNING: Vnlle..n!,,," [Ihot"~"T'vlnQ '/Inlitle<i; U.S_ CO!"Jvrlght l;'twct :md Ii'; <i;lIhl...el In I"'CjI1I prn....clltlnn
31B7
.
.
SUPPLEMENTARY GENERAL CONDITIONS
The following supplements modify, change, delete from or add to the "General Conditions
of the Contract for Construction", A.I.A. Document A 201-1987 Edition. Where any Article
of the General Conditions is modified or any paragraph, subparagraph or clause thereof
is modified or deleted by these supplements, the unaltered provisions of that Article,
paragraph, subparagraph, or clause shall remain in effect.
ARTICLE 1 through ARTICLE 10
No Change
ARTICLE 11 - INSURANCE AND BONDS
111
Contractor's Liability Insurance.
11.1.1
In the first line following the "maintain", insert the words, "in a company
or companies licensed to do business in the state in which the project
is located."
11.1.1
ADD:
.7
Liability insurance shall include all major divisions of coverage
and be on a comprehensive basis including:
(1) Premises - Operations
(2) Independent Contractors Protective.
(3) Products and Completed Operations.
(4) Contractual-including specified provision for the
Contractor's obligations under Paragraph 4.18.
(5) Owned, non-owned, and hired motor vehicles.
(6) Broad form coverage for property damage.
11.1.2
ADD: ... The Contractor shall furnish insurance with the following
minimum limits:
.1 Workers' Compensation
a. State and Federal: Statutory
b. Employer's Liability $ 100,000.
BULKHEAD RECONSTRUCTION & RESTORATION
F - 1
. .
.2 Comprehensive General Liability (Including Premises -
Operations; Independent Contractor's Protective; Products and
Completed Operations; Broad form Property Damage):
a. Bodily Injury: $ 1,000,000 Each Occurrence $ 1,000,000
Aggregate, Products and Completed Operations.
b. Property Damage: $ 250,000 Each Occurrence
$ 250,000 Aggregate
c. Products and Completed Operations Insurance shall be
maintained for a minimum period of one year after final
payment and contractor shall continue to provide
evidence of such coverage to the Town on an annual
basis during the Aforementioned period.
d. Property Damage Liability Insurance shall include
Coverage for the following hazards: C (collapse), U
(underground).
e. Contractual Liability (Hold Harmless Coverage):
f. Personal Injury, with Employment Exclusion deleted:
$ 1,000,000 Aggregate
.3 Comprehensive Automobile Liability (owned, non-owned, hired):
a. Bodily Injury: $ 1,000,000 Each Person
$ 1,000,000 Each Accident
b. Property Damage: $ 250,000 Each Occurrence
ARTICLE 12 through ARTICLE 14
No Changes
END OF SECTION:
BULKHEAD RECONSTRUCTION & RESTORATION
F-2
.
.
THE AMERICAN INSTITUTE or ARCHITECTS
I
AlA Document AJ7)
Performance Bond
KNOW All MEN BY THESE PRESENTS: that
I"~,~ ;"10:-" ,,,II ".om.. ond .drl'~<I n. l"IPI l;lt.. nl r:nt"r~"lr"l
as Principal, hereinaft~r called Contractor, and,
(1ft... jnH~'1 lull n~m.. ~nd Ufrl'''H Of rtlt',,1 lill.. 0/ S"...tvl
as Surety, hereinafter called Surety, are held and firmly bound unto
(H...I!!' ;nll!'" (1111 ""m.. .nd lriri"." 0' l"Il'! 1;1'" 01 O......n..')
as Obligee. hereinafter called Owner, in the amount of
Dollars ($
I,
for the payment whereof Contri!ctor and Surety bind themselves, their heirs. executors, ..rlrnini!l>frrlilors,
successors and assigns. jointly and severally, firmly by these presents.
WHEREAS,
Contractor has by written agreement dated
[H('... ;n~('rl lull 'umt', uid...n .11..! d(',c,i,.."on ,,( "'('reCl)
19
, entered into (I conlr<lct with OwnN for
in accordance with Drawings an"d Specificalions prepared by
Ill..,.. ;"''''1 1,,11 n~m.. .,,<'1 .'rin..... ..,..1"11.1 hIt.. nl ^"hit....lI
which contract is by reference rn~de .1 p.:\rt hereof, ;.Irld is hereinafter fp.ferred t(") .:J5 rhe Confract.
AlA OOCUM[NT A]II ' PfR.frll('_I....~~u R()~IO AND I_ARlJR ,\Nt) ,\1AHRIA' P'\Yr..lfNT R()~[) . AlA ,~
lfRRt)I\RY l'l~(l tD . rHt 1\,\.HRI('\'.i II'-;<;rlll!ff (H I\RCllIffCTS : -I; ': Y IH'f ~ w. Wi\"I!)~I(.r()rJ n C 20001',
W^n~IlNG: Unlken!'l"d pholn~nl'vl"q vlnl:llp'l U.S. copyrlQhl Inw!'l :Inri f..; ..;uhl,.elln '''Qnl "m'l~elllto"
.
PERFORMANCE
BON'
NOW. THEREFORE, THE CONOrWJN OF THIS OBLIGATION is such thill, jf Contractor sh.,1I promptly .lnd (,:o;th(ully pprfnrlll
said Contract. fhen this obligation shall be null and void: otherwise it sh.lll rF:'m,lin in full force .lnd effect
The Surety hereby waives notice of any alteration Or
extension of lime made by the Owner.
Whenever Contractor shall be, and declared by Owner
to be in default under the Contract, the Owner having
performed Owner's obligations thereunder, the Surety
may promptly remedy the default, Or shall promptly
1) Complete' the Cbntract in accordance with its terms
and conditions, or
2) Obtain a bid or bids for completing the (on tract in
accordance with tts terms and conditions, and upon de.
termination by Surety of the lowest responsible- bidder,
or, if the Owner elects, upon determination by the
Owner and the Surety jointly of the lowest responsible
bidder, arrange for a contract between such bidder and
Owner, and make available as Work progresses (even
though there should be a default or a succession of
Signed and sealed this
day of
defaults under the contract or contrilcts of completion
arranged under this DarJgraphl sufficient funds tn pay the
cost of completion less the b.1l.1nce of the (onlract price,
but nol e:'(ce~ding. including olher r:oqs and nam,lges
for which the Surety mav be li,1ble hereunder, the amount
set forth in the flrsr jJ.Hilgraph h/;'reoL Th~ term "balance
of the confract price," as IJsed in this p.1Trlgraph, shall
m~an the fotal amount p,1y.lhle by Owner to Conlractor
under the COnfrJct and Jnv amendmenrs thereto, less
the amount properly paid by Owner to eonlf,Klar
Any suit under this bond must be instituted bpfore
the expiration of two (2) years from the dare on which
final payment under the Contract falls due.
No right of aclion shall accrue 'on lhis bond to or (or
the use of any per<;on or corporation other than the
Owner named herein or the heirs, executors, adminis.
tralors or successors of the Owner.
19
I ,P"ntrp,11I IS("Jh
(W;tn('~(J
,rif/C)
I ISIIr('fr} 150:-,111
(Witn('_,.,)
lli,Il'j
AlA DOCUMENT AJlI . PERr()'lMANCE AOND AND lABOR AND MATERIAL PAYMENT BONO' AlA @J
rfRRUARY 1'17{1 ED . THE AMERICAN INSTITUTE OF ARCHIHCTS. 17)S N.Y. AVE., N.W__ WASHtNcrON, 0 C 200f)1t
2
WARNING: Unllc:ensed photocopying viohues U.S. copvrlght laws ,md is subject to fp.qal prosecution,
.
.
THE AMERICAN INSTITUTE OF ARCHITECTS
AlA Document A311
Labor and Material Payment Bond
THIS BONO 1$ ISSUED SIMULTANEOUSLY WITH PERFORMANCE BONO !N FAvOR OF THE
OWNER CQNDITlONED ON THE FULL AND FAITHfUL PERFORM,\NCE OF THE CONTRACT
KNOW ALL MEN BY THESE PRESENTS: that
(H~fe insert full n.lm~ and Jdd,..'\S '" 1l:'!l.IJ lrll~ 'JI (nnuJelml
as Principal, hereinafter called Principal, and,
{H~'e tnsl!n luU ""m"" ~ndlddrl!H or !el;~[ tille of Su.etyl
as Surety, hereinafter called Surety, are held and firmly bound unto
tHe,,,,, inse.' full nam"" .....d Jrld'P~1 0' legal Inre 01 Own"""
as Obligee, hereinafter called Owner, for the use and benefit of claimants as hereinbelow defined, in the
amount of
(Here insert J sum equal to H leau one-Inll of the cantuCI pricel Dollars ($
for the payment whereof Principal and Surety bind themselves, their heirs, executors,
successors and assigns, jointly and severally, firmly by these presents.
J,
administrarors,
WHEREAS,
Principal has by written agreement dated
(Here ;n~l!'rl lull name. .1ddreH ~nd dl!~Cfiplion rJt projel:1J
19
, entered into a contract with Owner for
in accordance with Drawings and Specifications prepared by
(H~'e '""'r! full nAme ~,.,d ~ddr(,H rJT !"~AI lilll!' 0; Arch;I"~O
which contract is by reference made a part hereof, and is hereinafter referred to as the Contract.
AlA DOCUMENT ,\311 . f'H~FORM^NCE BOND ,\NO L/\8QR AND MAHRlt\l PAY.\.IENT BONO' A!A @
FE8RUARY 1970 ED . THE AMERICAN INSTITUTE OF ,\RCHtTECTS, 1735 N.Y. AVE.. N W, WASHINGTON, 0_ C 20Q06
3
WARNING: Unlicensed photocopying violates U.S. copyright I!I_ and is subject to legal pro5p.cutfon.
lAB~ AND MATERIAL PAYM. BOND
NOW, THfRHORE. THE CONDITION OF THIS 081 leA nON is such thar. if PrincipJI shall promptly make payment to all
claim,mls as hereinafter defined. for all labor and m,l{crial u,:>ed or rea~onably required for u~e in the performance of the
Confra(!, then this obligation ~h<lJl be void; otherwise if shall remain in full force dnd effect, subject, however, fa the fol.
lowing conditions:
1. A claimant is defined as one h.:lving a direct con-
tract wilh the Principal or with a Subcontractor of the
Principal for labor, material, or both, used or reason.Jbly
required for IJse in the performance of the Contract.
labor and malerial being comlrued to include that part of
waler, gas, power, light. heat. oil, gasoline, telephrme
service or rental of equipment directly applicable to the
(anlracr.
2. The above ndmed Principal ann Surety hereby
joinlly and severally agree with the Owner that every
claimant a~ herein defined. who has not been paid in
full before the expiration of a period of ninety (90)
days after the dale on which the last of such clajmi'lnrs
work or labor was done or performed. or materials were
furnished by such cl.limanf. may sue on this bond for
the use of such claimant. prosecute Ihe suit 10 (inal
judgment (or such sum or 5um') as may be justly due
claimant. and have execution thereon. The Owner shall
not be liable for the payment of any COsls or expenses
of any such suil.
). No sui I or action 511;:111 be comm~nced hereunder
by any claiman!:
a) Unless cl::limant, other tnan one having a direct
contracl with the Principal. shall have given written
no lice to any two of the following: the Principal, the
Owner, or the Sure~y above named. wilhin ninety (90)
days after such claimant did or performed the last of
Ihe work or labor, or furnished the lasl of Ihe materials
for which said claim is made, staling with subslantial
Signed and sealed this
day of
aCcuracy the amount cl.limed and Ihe name of the party
to whom the materials were furnished, or (or whom
the work or labor was done or performed. Such not fee
shall be served by mailing the ~ame by regislered mail
or certified mail; postage prepaid, in an envelope ad-
dressed to the Principal. Owner or Surely, at any place
where an office is regularly maintained for the trans-
action of bUSIness, or served in any manner in which
legal process may be served in the state in which the
aforesaid project is located. save that such service need
not be made bv .1 public officer.
bl After the expiration of one [1) year following the
dale on which Principal ceased Work on said Conlract,
it bein~ understood. however, that if olny limitation em-
bodied in this bond is prohibited by any law controlling
the constructIon hereof such limitation shall be deemed
to be amended so as to be equal 10 the minImum period
of limitation permitted by such law.
e) Other th.ln in J ':itate court of competent jurisdiction
in and for the countv or olher politic,1 suhdivision of
the slate in which the Project. or any part thereof, is
situated. or in the United Slates Oi"lric! Court for the
district in which the Project. or any part thereof, is sit.
uated, and not elsewhere.
4. The amount of lhl~ bond shall be reduced by and
10 the extent of any payment or paymenlS made in good
faith hereunder. inclu5ive of the payment by Surety of
mechanics' liens which may be filed of record against
said improvement, whether or not cl.,im for the amount
of such lien be presented under and against this bond.
19
! (Principal) fS~~h
IW;ln('~~}
(Tith')
i (Su,..ry) fSl'JiI
rWlln.".'!
'Tith'}
AlA DOCUMENT A]T1 . "[lUORMANCE BONO AND LAAOR ANO MATERIAL PAYMENr RONO . AlA ~
~(BIH)^l(y 1':170 ED . THE AMfRIC,\N INQnuTE O~ MKHITECT"i, 171<; N Y. AVf.. NW. WASHINCTON, D C }()('IO(,
4
WARNING: Unlicensed photocoDvinq violates U.S. copyright 13Wl'I and Is subjl!ct to legal prosecution.
.
.
GENERAL RELEASE
(To be submitted with requisition for Final Payment)
KNOWN ALL MEN BY THESE PRESENTS, that
(Contractor)
for and in consideration of the sum of
lawful money of the United States of America, to it in hand paid
by:
(Owner/Contracting Agency)
and its successors and assigns and administrators, of and from any and all manner of
action and actions, cause and causes of action, suits, debts, dues, sum and sums of
money, accounts, reckonings, bonds, bills, specialties, covenants, contracts, controversies,
agreements, promises, variances, trespasses, damages, judgments, patents, extents,
executions, claims and demands whatsoever in law and equity, which against the said
(Owner/Contracting Agency)
, and
JAMES A. RICHTER, R.A., now have or which heirs, executors, or administrators hereafter
can, shall, or may have, for upon or by reason of any matter, cause or thing whatsoever,
from the beginning of the world to the day of the date of these presents rising out of the
construction, in accordance with the contract entered into
between parties hereto, dated:
supplements thereto.
, 19 _ and any admittance or
IN WITNESS WHEREOF, the undersigned corporation has caused this
agreement to be signed by its
affixed and duly attested by
and its corporate seal to be hereto
its
this
day of
, 19
Attest:
Principal:
BULKHEAD RECONSTRUCTION & RESTORATION
G - 1
.
.
PREVAILING WAGE RATES
ATTACHMENT
WAGE DETERMINATION
for
BULKHEAD RECONSTRUCTION & RESTORATION
at
KLIPP PARK
MANHANSET AVENUE
TOWN OF SOUTHOLD
GREENPORT, NEW YORK 11944
NOTE:
NEW YOUR STATE DEPARTMENT OF LABOR RATES APPLY TO
THIS PROJECT. CONTACT THE N. Y. STATE DEPARTMENT OF
LABOR FOR THE CURRENT PREVAILING RATE SCHEDULE.
BULKHEAD RECONSTRUCTION & RESTORATION
H - 1
NEW~K STATE DEPARTMENT OF LABOR
BUREAU OF PUBLIC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY, NY 12240
.
Schedule Type - COMPLETE
1995B
Date 08/13/96
Refer to:
PREVAILING RATE CASE NO.
T /0 SOUTHOLO
PRC 9605127 SUFFOLK COUNTY
01
JAMES MCMAHON
TOWN HALL, PO BOX 1179
Location and Type of Project
PR00ECT ID #: NONE
REPAIR KLIPP PARK
BULKHEAD, SOUTHOLD
SOUTHOLD
NY
11971
In response to your request, enclosed are schedules of the prevailing
hourly wage rates and the prevail 1ng hOurly supplements for the above project,
together with copies of the Notice of Contract Let (PW-16) for your use. The
schedules must be annexed to and form a part of the specifications for this
project when itis advertised for bids. These schedules have been prepared and
'forwarded in accordance with Section 220 of the Labor Law, which provides that
it shall be the duty of the fiscal officer to ascertain and determine the
schedules of supplements to be provided and wages to be paid to workers,
laborers and mechanics employed on publ 1c work projects, and to file such
schedules with the Department having jurisdiction.
The attached rates are based on the latest information available to the
Department of Labor, Bureau of Publ ic Work. Care should be taken to review the
rates for obvious errors. It is the respons1bi 1 ity of the Publ ic Work
contractor to use the proper rate. Any corrections should be brought to the
Depart~ent's attention immediately.
This schedule is applicable only from July 1, 1995 through June 30, 1996.
unless otherwise noted. If your project goes beyond the period covered by this
determination. a new determination should be requested when this schedule
expires.
Note: A 1983 AMENDMENT TO SECTION 220 OF THE LABOR LAW REQUIRES THE
PRESERVATION OF ORIGINAL DR TRANSCRIPTS OF PAYROLL RECORDS FOR THREE YEARS FROM
THE DATE OF COMPLETION OF THE WORK IN THE AWARDED CONTRACT.
very truly yours.
CHET RYSEDORPH
DIRECTOR
NOTICE TO CONTRACTING AGENCIES:
Upon cancellation or completiOn of this project, enter the necessary
information and return this page to the ALBANY OFFICE of the Bureau at the
address listed below:
PROJECT HAS BEEN:
Date completed
Date Cancelled
Date postponed
Unti 1
Signature
Ti tle
contracting
Agency
For additional information, contact the following District Offices:
St.Off.Bldg.#12Campus Albany,NY 12240
155 Main St. W. Rochester,NY 14614
175 Fulton Ave. ,Hempstead NY 11550
207 Genesee St. Utica, NY 13501
65 Court St. Buffalo,NY14202
30 Wall St. Binghamton,NY13901
333E.washingtonSt.Syracuse13292
30 GlennSt. ,White PlainsNY10603
PW-200 (4-95)
docm: letter1a
411tONTRACT REQUIREMENTS
.
Each publ ic work contract to which the State. a publ ic benefit
corporation, a municipal corporation or a commission appointed pursuant to law
is a party and which may involve the employment of laborers. workers or
mechanics, shall comply with the requirements of Article 8 (Sections 220-223)
of the New York State Labor Law:
1. No laborer, worker or mechanic in the employ of the contractor,
subcontractor or other person doing or contracting to do the
whole or a part of the work contemplated by the contract
shall be permitted or required to work more than eight hours
in anyone calendar day or more than five days in anyone
week except in the extraordinary emergencies set forth in
the Labor Law or where a dispensation 1S granted by the
Commissioner of Labor.
2. Each 1 aborer, worker or machan i c emp 1 oyed by the contractor
or subcontractor shall be paid not less than the prevail ing
rate of wages as indicated on a the wage schedule provided
by the Department, Bureau of Public Work. The prevail ing
rate of wage shall be annually determined no later than
thirty days prior to July 1st of each year. The prevail ing
rate of wage for the period commencing July fist of such
year through June thirtieth, inclusive of the following
year shall be the rate of wage set forth in collective
barga i n i ng agreements for the same per i od, i nc 1 ud i ng those
increases for such periOd which are directly ascertainable
from such col lect1ve bargaining agreements.
(See Sections 220.3, 220.5)
3. It shall be the duty of the department of jurisdiction to
file with the fiscal officer, the classification of workers
mechanics and laborers to be employed on a publ ic work
project, together with a statement of the work to be performed
by each classification. (See Section 220.3-a)
4. The contractor and every subcontractor shall post in
a prominent and accessible place at the work site a
statement of all wage rates and supplements to be paid or
provided for the various classes of mechanics, workers or
laborers. (See Section 220.3-a)
s. No employee shall be deemed to be an apprentice unless
individually registered with the New York State Department
of Labor. The allowable ratio of apprentices to journey-
level workers in any craft classification shall not be
greater than the ratio permitted to the contractor as to
its work force on any job under the registered program.-
Any employee who is not registered as above, shall be paid
or provided the prevail ing wage and supplement rate for the
J.ourney level classification of work actually performed.
The contractor or subcontractor will be required to furnish
written evidence of registration of its program and apprentices
as well as of the appropriate ratios and wage and supplement
rates for the area of construction, prior to using any
apprent i cas on the contract work. (See Sect i on 220.3 -e)
6.
(a)
No contractor, subcontractor, nor any person acting
on its behalf, shall by reason of race, creed, color,
disabil ity. sex or national origin discriminate against
any citizen of the State of New York who is qual ified
and available to perform the work to which the employment
relates. (See Section 220-e(a))
(b) No contractor, subcontractor, nor any person acting on its
behalf, shall in any manner, discriminate against or
intimidate any employee on account of race, creed. color,
disabil ity, sex or national origin. (See Section 220-e(b))
Note: The Human Rights Law also prOhibits discrimination
in employment because of age, marital status or religion.
(c) There may be deducted from the amount payable to the
contractor under the contract a penalty of fifty dollars
for each calendar day during which such person was
discriminated against or intimidated in violation of the
provisions of the contract. (Section 220-e(c))
(d) The contract may be cancelled or terminated by the State
or municipal ity, and all moneys due or to become due
thereunder may be forfeited, for a second or any subsequent
violation of the terms or conditions of the
antidiscrimination sections of the contract. (See Section
220-e( d))
7. (a) All contractors or their subcontractors shall provide to
their subcontractors a copy of the prevail ing wage rate
schedule specified in the publ ic work contract as well as
any subsequently issued schedules. A failure to provide
these schedules by a contractor or subcontractor is a
violation of Article 8 or the Labor Law. (See Section
220-e(d) )
(b) All subcontractors engaged by a publ ic improvement
contractor or its subcontractor, upon receipt of the
original schedule and any subsequently issued schedules,
shall provide to such contractor a verified statement
attesting that the subcontractor has received the wage
schedule and will payor provide the appl icable rate
of wages and supplements specified therein. (See
Section 220-a)
PW-3 (4-95).
ATTENTION:4IItLL CONTRACTORS ANO SUBCONTRACTORS ~
ENGAGED ON PUBLIC WORK PROJECTS IN NEW YORK STATE
INTRODUCTION; Below are the major provisions of the Labor Law covering workers
on pUbl ic work projects.
HOURS: A laborer, worker or mechanic is permitted to work on a public work
project no more than eight hours a day and no more than five days in a week,
except in case of extraordinary emergency such as a fire, flood or danger to
1 ife or property. You may apply to the Bureau of Publ ic Work for a
dispensation permitting workers to work additional hours or days per week on a
particular publ ic work project.
WAGES AND SUPPLEMENTS: The wages and supplements to be paid and provided for
laborers, workers and mechanics employed on a publ ic work project shall be not
less than those 1 isted in the current prevail ing rate schedule for the local ity
where the work is performed. If a prevail jng rate schedule for the project has
not been provided to the prime contractor by the department of juriSdiction
(i .e., the governmental entity awarding the public work contract), or to a
subcontractor by the prime contractor, the appl icable schedule must be obtained
from the Department of Jurisdiction, who must make written appl ication to the
Bureau of Public Work, Labor Department, Building No. 12, State Office Building
Campus, Albany, New York 12240.
The prime, contractor is responsible for any underpayments of prevail tng
wages or supplements by its subcontractors.
PAYROLL RECORDS: Every contractor and subcontractor must keep origtnals or
transcripts of payroll records, showing for each person employed on publ ic
work, the fol lowing:
1. Name 2. Address and phone number 3. Social Securtity Number, 4.
Occupational classification in which worked, 5. Hourly wage rate paid 6.
Supplements provided 7. Daily and weekly number of hours worked in each
classification 8. Deductions made 9. Actual wages paid. When payroll records
are r.equested by the Commissioner each payroll record must be affirmed as true
under the penalties of perjury which means a notorized signature to that
effect. Such records must be kept on the site of the work when the contractor
or subcontractor does not maintain a regular place of business in New York
State and the amount of the contract exceeds $25,000 All other contractors and
subcontractors must within 5 days after a request produce at the work site "the
oroginal payrolls or transcripts.
The original payrolls or transcripts must be preserved for three years from the
date of completion of the project.
POSTING: The current prevatl ing rate schedule must be posted in a prominent
and accessible place on the site of the public work project.
APPRENTICES: Employees cannot be paid apprentice rates if they are not
individually registered under a program or agreement registered with the
Commissioner of Labor. The contractor or subcontractor will be required to
furnish written evidence of the registration of its program and apprentices and
of the appropriate ratio. The allowable ratio of apprentices to journeymen in
any craft classification can be no greater than the ratio permitted to the
contractor or subcontractor as to its work force on any jOb under the
registered program. An employee listed on a payroll as an apprentice, who is
not registered as above, must be paid the prevail ing journeyman's wage rate for
that classification of work.
WITHHOLDING OF PAYMENTS: When a complaint is filed with the Commissioner of
Labor alleging the failure of a contractor or subcontractor to payor provide
the prevail ing wages or supplements, or when the Commissioner of Labor bel ieves
that unpaid wages or supplements may be due, payments on the publ ic work
contract may be withheld from the prime contractor in a sufficient amount to
satisfy the alleged unpaid wages and supplements, including interest and civil
penalty, pending a final determination.
INTEREST AND PENALTIES; If an underpayment of wages or supplements is found.
interest must be added at the rate then in effect prescribed by the
Superintendent of Banks pursuant to section 14-a of the banking law per annum
from the date of underpayment to the date of the new payment, and may also
include the imposition of a civil penalty not to exceed 25% of the amount due.
DEBARMENT; When final determinations have been made against a contractor or
subcontractor in two instances within a Six-year peFiod determining that it
wi1 lful ly failed to payor provide the prevail ing rate of wages or supplements,
such contractor or subcontractor will be inel igible to bid on or be awarded a
publ ic work contract for a period of five years from the second final
determination.
NOTICE TO CONTRACTORS (Contlnued)
CRIMINAL SANCTIONS: Willful violations of the Prevail ing Wage Law (Article 8
of the Labor Law) constitute a misdemeanor punishable by fine or imprisonment,
or both.
DISCRIMINATION: No employee or appl icant for employment may be discriminated
against on account of age, race, creed, color, national origin. sex, d1sabil ity
or marital status. Every employer subject to the New York State Human Rights
Law must conspicuously post at its offices. places of employment or employment
training centers, notices furnished by the State Division of Human RightS.
POSTING OF OTHER NOTICES: Every employer providing worker's compensation
insurance and disability benefits must post in 'a conspicuouS place notices of
such coverage in a form prescribed by the Workers' Compensation Board.
Employers 1 iable for contributions under the Unemployment Insurance Law must
conspicuously post notices furnished by the State Department of Labor.
PW 19 (4-95)
doem:
letter2b
NOTICE OF ~ PREVAILING WAGE RATE PUBLICATIONS~
APPLICABLE TO ALL COUNTIES
(~) AS NOTED ON PREVAILING RATE SCHEDULES PAGES.
The annual determination of the prevail ing rates of wages and supplements
for workers employed on publ ic work projects throughout the state will be
publ ished on May 31st of each year. These new rates will be in effect July 1st
thru June 30th. This new determination will supersede the original schedule or
any prior issued annual determination.
It is the responsibi 1 ity of the contracting agency or its agents to
provide all prevail ing rate schedules to contractors immediately upon receipt.
An rate chen e from a reviousl issued determination becomes effective Jul
1st re ardless of whether the new determination has been received b the
contractor.
When you review the schedule for a particular occupation, your attention
should be directed to the dates above the column of rates. These are the dates
that additional adjustments become effective.
PW-202 (4-95)
docm: letterd
.
.
VERIFYING THE REGISTRATION APPRENTICES
Certain State and Federal Laws require that apprentices must be individually
registered as such in order to be paid apprenticeship rates on Publ ic Work.
The New York Labor Department is the official registration agency for
apprentices in New York State. No other Federal or State Agency or office
registers apprentices in New York State.
Each year the apprentice training central office in Albany receives hundreds of
requests from Federal and State Agencies. Contractors. and other interested
parties requesting verification of individual apprentice registrations.
The fol lowing information is provided in order to clarify New York State
procedures.
All registered apprentices in New York State are individually registered by
name, address, social security number. starting date of training. and other
related data.
This information is computerized and is available ONLY through the Albany
Apprentice Training Central Office.
Persons wishing to verify the apprentice registration of any individual should
write to the Senior Employment Consultant. New York State Department of Labor.
Job Service and Training Division, Building 12. Room 223, State Office Building
Campu's, Albany, New York 12240.
All inquiries MUST include name and social security number and wil 1 be answered
in writing. The response will indicate whether or not the individual is
registered, and if so, will provide other pertinent information regarding the
registration.
The only conclusive proof of individual apprentice registration is written
verification from the Albany Apprentice Training Central Office. Neither
Federal nor State Apprentice Training Offices outside Albany can provide
conclusive registration information.
It should be noted that the existence of a registered apprenticeship program is
not conclusive proof that any individual is registered in that program.
Furthermore, the existence or possession of wallet cards. identification cards
or copies of state forms are not conclusive proof of the registration of any
individual as an apprentice.
PW-2Q3 (4-95)
doem: 1 etter2e
.
.
*
' '
, '. . ,
, ' l
".'- Ii -
. ~ .
NEW YORK ST ATE DEPT. OF LABOR
Bureau of Public Work
State Office Building Campus
Albany, NY 12240
T/O SOUTHOLD
Schedule Type
COMPLETE 19958
Date 08/13/96
Prevailing Rate Case No.
JAMES MCMAHON
TOWN HALL, PO BOX 1179
SQUTHOLD
NY 11971
9605127
PROJECT 10 *: NONE
REPAIR KLIPP PARK
BULKHEAD, SQUTHOLD
01
SUFFOLK COUNTY
. AGY. OF JURIS. TOWN
NAT. OF PROJECT: OTHER RECON,MAINT,REPAIR,ALT
Copies of the wage and supplement schedule for the Public Work project identified above are enclosed herewith.
Sec.220.3a of the Labor Law requires that certain information be furnished to the Commissioner of Labor.
Accordingly, you MUST complete ONE of these requests for EACH prime contract let immediately upon
notifying a successful bidder for this Public Work project. PhotocoPY as many blank forms as required to
supply one for each contractor.
Return this request to the address given above
o Project CANCELLED, POSTPONED or assigned to agency's own employees. If reactivated, new rates and
supplements will be requested.
o CONTRACT AWARDED: (check one and indicate date of first legal instrument which bound agency to contract.1
o Letter of Intent
o Contract Signed
o Resolution
Work to be done by this prime contractor:
Type of Contract: CHECK APPLICABLE TYPE
81011 General Construction 8 (02) Heating!Ventilation
(04) Plumbing (05) Other
0(03) Electrical
Contractor Information: ALL INFORMATION MUST BE SUPPLIED
Federal Employer Identification Number:
Name:
Address:
City:
Amount of Contract
Approximate Completion Date: I I
Estimated Date Entire Project Will be Completed:
State:
Approximate Starting Oate:
CONTRACTS NOT YET AWARDED
Type of Contract (Check all applicable contract types)
8(01) General Construction 8 (02) Heating!Ventilation
(04) Plumbing (05) Other
5 i gnature
0(03) Electrical
Date
PW-16 (1-91)
.
PREVAILING RATE SCHEDULE
.
Page
New Yorh State Department of Labor
--________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------
INSTRUCTIONS
PREVAILING RATE SCHEDULE INFORMATION
The information 1 isted below is provided to assist you in the
interpretation of particular requirements, for each classification of worker,
contained in the attached Schedule of Prevail tng Rates.
HOLIDAYS
~
Paid Hal idays are days for which an e1 tgible employee receives a regular day's
pay, but is not required to perform work.
Note: If an employee works on a day 1 isted as a paid hol iday, this remuneration
is in addition to payment of the required prevail ing rate for the work actually
performed.
OVERTIME
Overtime hol iday pay is the premium pay that is required for work
performed on specified hol idays. It is only required where the employee
actually performs work on such holidays. The appl icable hol idays are listed
under HOLIDAYS: OVERTIME. The required rate of pay for these covered hol idays
can be found in the OVERTIME PAY section 1 istings for each classification.
Supplemental Benefits
Particular attention should be given to the supplemental benefit
requirements. Although in most cases the payment or provision of supplements
is for each hour worked. some classifications require the payment or provision
of supplements for each hour paid (this may include paid hol idays on which no
work is performed) and/or may require supplements to be paid or provided at a
premium rate for premium hours worked.
Effective Dates
When you review the schedule for a particular trade or occupation, your
attention should be directed to the dates above the column(s) of rates. These
are the dates that any adjustments become effective. However, if the last date
1 isted in a particular occupation is prior to June 30 of the current year, the
rate 1 isted for that time period is val id until the new annual determination
takes effect on July 1 of that year. All contractors and subcontractors are
required to pay the current prevailing rates of wages and supplements and, if
the department of jurisdiction does not provide a copy of the current annual
determination on or before July 1, you should contact the Bureau of Public Work
for the correct information.
Workers Compensation
In accordance with Section 142 of the State Finance Law, the contractor
shall maintain coverage under the life of the contract for the benefit of such
employees as required by the provisions of the New York State Workers
Compensation Law.
-Contractor to be awarded contract must provide proof of Workers'
Compensation coverage prior to being allowed to begin work.
-The pol icy of insurance must be issued by a company authorized to provide
Workers' compensation coverage in this state.
-Proof of coverage must be on form C-i05.2 (certificate of wokers'
compensation insurance) and must name this agency as a certififcate
hol der.
-If New York State coverage is added to an existing out of state pol icy, it
can only be added to a pol icy of a company authorized to write workers'
compensation coverage in this state,and the coverage must be 1 isted
under item 3A of the information page.
PREVAILING RATE SCHEDULE
Page 2
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
-The contract must maintain proof that subcontractors dOing work covered
under this contract secure and maintain a workers' compensation pol icy
for all employees working in New York State.
If you have any questions concerning the attached schedule or would like
additional information, please contact the BUREAU of PUBLIC WORK at (518)
457-5589 or write to the NEW YORK STATE DEPARTMENT of LABOR. BUREAU of PUBLIC
WORK, BUILDING 12, STATE OFFICE BUILDING CAMPUS. ALBANY, NEW YORK 12240.
(7/01/93)
OVERTIME
Following is an explanation of the cOde(s) 1 isted in the OVERTIME section of
each classification contained in the attached schedule.
Additional requirements may also be 1 isted in the OVERTIME section.
A ) Time and one half of
AA )Time and one half of
B ) Time and one half of
81) Time and one half of
and the 1st. 8 hours
additional hours.
C ) Double the hourly rate after 7 hours per day.
C1) Double the hourly rate after 7 and one half hours per day.
o ) Double the hourly rate after 8 hours per day.
01) Double the hourly rate after 9 hours per day.
E ) Time and one half of the hourly rate on Saturday.
E1) Time and one half 1st 4 hours on Saturday double the hourly rate
all additional Saturday hours.
E2) Saturday may be used as a make-up day at straight time when a day
is lost durina that week due to inclement weather.
E3) Between Nov. 1st and March 3rd Saturday may be used as a make-up day
at straight time when a day is lost durina that weekdue to inclement
weather. provided a given employee has worked between 16 and 32 hours
that week.
E4) Saturday and Sunday may be used as a make-up day at straight time
when a day is lost durina that week due to inclement weather
F ) Time and one half of the hourly rate on Saturday and Sunday.
G ) Time and one half of the hourly rate on Saturday and Holidays.
H ) Time and one half of the hourly rate on Saturday, Sunday and Ho11days.
I ) Time and one half of the hourly rate on Sunday.
J ) Time and one half of the hourly rate on Sunday and Hal idays.
K ) Time and one half of the hourly rate on Hol idays.
L ) Double the hourly rate on Saturday.
M ) Double the hourly rate on Saturday and Sunday.
N ) Double the hourly rate on Saturday and Hol1days.
o ) Double the hourly rate on Saturday. Sunday and Hal idays.
P ) Double the hourly rate on Sunday.
Q ) Double the hourly rate on Sunday and Hal idays.
R ) Double the hourly rate on Holidays.
S ) Two and one half times the hourly rate for Holidays, if worked.
T ) Triple the hourly rate for Holidays, if worked.
U ) Four times the hourly rate for Hal idays. if worked.
V ) Incluing benefits at SAME PREMIUM as shown for overtime.
( W ) Time and one half for benefit on all overtime hours.
~ BENEFITS are PER HOUR WORKED. for each hour worked. unless otherwise
noted
the hourly rate after 7
the hourly rate after 7
the hourly rate after B
the hourly rate for the
on Saturday. Double the
hours per day.
and one half hours per day.
hours per day.
9th. & 10th. hours Week days
hourly rate for all
New Yor~ State Department of Labor
----------------------------------Case Number-~--------------------------------
.
PREVAILING RATE SCHEDULE
.
Page 3
9605127
SUFFOLK
1995B
HOLIDAYS
Fal lowing is an explanation of the code(s) 1 isted in the HOLIDAY section of
each classification contained in the attached schedule. The Hal idays as 1 isted
below are to be paid at the wage rates at which the employee is normally
classified.
( 1 ) None.
( 2 ) Labor Day.
( 3 ) Memorial Day and Labor Day.
( 4 ) Memorial Day and July 4th.
( 5 ) Memorial Day, July 4th and Labor Day.
( 6 ) New Years Day, Thanksgiving Day and Christmas Day.
( 7 ) Lincoln's Birthday, Washington's Birthday and Veterans Day.
( 8 ) Good Friday.
( 9 ) Lincoln's Birthday.
( 10 ) Washington'S Birthday.
( 11 ) Columbus Day.
( 12 ) Election Day.
( 13 ) Presidential Election Day.
( 14 ) 1/2 Day on Presidential Election Day.
( 15 ) Veteran's Day.
( 16 ) Day after Thanksgiving Day.
( 17 ) July 4th.
( 18 ) 1/2 Day before Christmas Day.
( 19 ) 1/2 Day before New Years Day.
( 20 ) Thanksgiving Day.
( 21 ) New Years Day.
( 22 .) Christmas Day.
( 23 ) Day before Christmas.
( 24 ) Day before New Years Day.
( 25 ) Presidents Day.
( 26 ) Mart i n Luther King, Jr. Day.
(7/01/91)
Page 4
P~EVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
ASBESTOS WORKER
~(per hour) 7/01/95- 1/01/96-
12/31/95 6/30/96
Asbestos Worker....... $ 29.27 addit.
$0.75
~ (per hour)
8/01/94- 8/01/95-
7/31/95 12/31/95
rem./abatement only... $ 19.75 $ 20.25
OVERTIME: See ( C, O. T*, V ) on OVERTIME PAGE attached.
overtime code T* appl ies to Labor Day only if worked.
OVERTIME: rem./abatement: See ( 8. E, J ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 7. 11, 16 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1
rates.
1 st 2nd 3rd
50% 60% 70%
year terms at the following percentage of Journeyman's
4th
80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
$ 17.75
Same % as
wages of
$ 17.75
Journeyman
rem & abatement
$ 6.41
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-12
BOILERMAKER
~(per hour)
9/01/94-
8/31/95
9/01/95-
8/31/96
Bo i 1 ermaker. . . . . . . . . . . $
30.33
31.35
OVERTIME PAY: See ( C, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID:See ( 8, 16. 23, 24 ) on HOLIDAY PAGE attached.
O'VER'TIME:See ( 4. 6. 7, ii, 12 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage
1 st 2nd
60% 65%
1/2
year terms at the following percentage of journeyman's
3rd
70%
4th
75%
5th
80%
6th
85%
7th
90%
8th
95%
SUPPLEMENTAL BENEFITS; (per hour worked)
$3.40
plus 47%
of Wage
Rate
$3.40
plus 47%
of Wage
Rate
Listed supplements apply to ALL classifications ( X )Yes (
)No.
4-5
.
PREVAILING RATE SCHEDULE
.
Page 5
New York State Department of Labor
----------------------------------Case Number-~.-------------------------------
9605127
SUFFOLK
19958
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Bu; 1 ding:
Millwright..... .
.$
27.71
$ 28.53
OVERTIME PAY: See
S, E2. F. R ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 8. 10. ii, 13 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
55% 65%
1 ) year terms at the following percentage of Journeyman's wage.
3rd. 4th.
75% 95%
SUPPLEMENTAL BENEFITS: (per hour worked}
Journeyman $ 19.23 $ 19.45
Appr 1st term 12.32 12.57
Appr 2nd term 13.50 13.75
Appr 3rd term 15.26 15.51
Appr 4th term 17.02 17.27
Listed supplements apply to ill cl ass i f ieat ions ( x )Yes ( )No. 8-740
CARPENTER
WAGES(per hour) 7/01/95- 1/01/96-
12/31/95 6/30/96
Carpet/Res;' ient
Floor Coverer $ 27.98 $ 28.49
OVERTIME PAY: See B. E. E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18. 19 ) on HOLIDAY PAGE attached.
QVERTIME: See ( 5. 6, 10. 11, 13. 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
40% 50%
1 ) year terms at the following percentage of Journeyman's wage.
3rd. 4th.
65% 80%
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8 - 2287
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Piledriver... _....... $ 27.98
Dockbu; 1 der. . . . . . . . . . 27.98
$ 28.49
28.49
OVERTIME PAY: See ( B, E. E2. 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See
OVERTIME: See
1 ) on HOLIOAY PAGE attached.
5. 6, 10. 11, 13 ) on HOLIDAY PAGE attached.
Page 5
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
APPRENTICES: ( 1
1st. 2nd.
40% 50%
) year
3rd.
65%
terms at the fol lowing percentage of Journeyman's wage.
4th.
80%
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8-1456
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Marine Construction:
Marine Diver..........$
Tender. . . .
34.05
25.56
$ 34.69
26.01
OVERTIME PAY; See ( B, E. E2, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 10. 11, 13 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked) - See below.
8-14S6/D
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Timberman
$ 25.69
$ 26.15
OVERTIME: See ( 8, E, E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6. 10, 11, 13 ) on HOLIDAY PAGE attached.
APPRENTICES:
year terms at the following percentage of Journeyman's wage.
1st. 2nd. 3rd. 4th.
40% 50% 65% 80%
SUPPLEMENTAL BENEFITS:(per hour worked) - See below.
8-1536h
CARPENTER
The following Supplemental Benefits apply to the preceding Carpenter categories
and/or occupational titles unless otherwise noted.
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman:
Apprentices:
$ 17.05
11.12
$ 17.55
11.96
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-nyc/supp
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96 -
6/30/96
Sui lding:
Carpenter. . . . . . . . . . . . . . . .
Heavy/Highway:
Carpenter. . . . . . . . . . . . . . .
$ 21.14
$ 0.98 additional
$ 27.79
$ 0.98 additional
.
PREVAILING RATE SCHEDULE
.
Page
7
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
OVERTIME PAY: See ( A, E. 0 ) on HOLIDAY PAGE attached.
HOLIDAYS:
PAID:See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 10. 16 ) on HOLIDAY PAGE attached.
APPRENTICES;
1st 2nd
40% 55%
( 1)
3rd
65%
year terms
4th
80%
at the following percentage of journeyman's wage.
SUPPLEMENTAL BENEFITS:(per hour worked)
$16.44
$16.44
Listed supplements apply to ALL classifications ( X )Yes ( )No.
4-SUF
ELEVATOR
WAGES (per hour)
7iol/95-
6/30/96
Elevator Constructor...
Helper.... .
$ 31.31
23.48
Modern. & service..
27.33
" Helper 20.50
OVERTIME PAY:CDNSTR. See ( C. M. T ) on OVERTIME PAGE attached.
OVERTIME PAY:MODERN./SERV. See ( 8. F, S ) on OVERTIME PAGE attached.
HOLIDAYS;
PAID: See ( 5. 6. 7. 11. 16 ) on HOLIDAY PAGE attached.
OVERTIME; See ( 5. 6. 7. 11. 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
Construction
MOdern./Service
$ 9.52
$ 9.37
Listed supplements apply to ~ classifications ( X )Yes ()No. 8-1
GLAZIER
~(per hour)
7/01/95-
6/30/96
Glazier.... .
$ 25. 10
OVERTIME PAY: See ( C. 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5. 6. 16, 25 ) on HOLIDAY PAGE attached.
APPRENTICES;
1 s t 2nd
35% 45%
( I )
3rd
60%
year terms at the following percentage of Journeyman's wage.
4th
80%
Page 8
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-- - - - - - - - -- -- - - - - -- -- ----- ---- - - --- - - -- -- - ---- - - - - - ---- -- -- - - -- - - -- - - - - - - - -- - --
SUPPLEMENTAL 8ENEFITS:(per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
$ 16.27
8.98
10.32
11. 20
12.31
Listed supplements apply to Ab1 classifications ( x )Yes (
)No.
8-1087
ELECTRICIAN
~(per hour)
5/01/95-
4/30/96
5/01/96-
4/30/97
5/01/97-
4/30/98
Electrician. . .... ..... .
Fire Alarm.............
Audio/Sound.. . . ... .....
$ 30.35
30.35
30.35
$ 31.35
31.35
31.35
$ 32.35
32.35
32.35
OVERTIME PAY: See Following Note* plus ( B*, 0 ) on OVERTIME PAGE attached.
Note*: 9th, 10th, & 11th hours of weekdays to be paid at 1 1/2 times straight
time rate.
All additional weekday hours double time.
HOLIDAYS,
PAID: See ( 1 on HOLIDAY PAGE attached.
OVERTIME, See 5, 6. 16, 25 ) on HOLIDAY PAGE attached.
Apprentices: ( 1 year terms at the following percentage of journeyman's wage.
1st 2nd 3rd 4th 5th 6th
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others per hour)
5/01/95- 11/01/96- 11/01/97-
10/31/96 10/31/97 4/30/98
Journeyman 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 1st yr 33% + 33% + 33% +
$4.30 $4.55 $4.83
App 2nd yr 43.5% + 43 . 5% + 43.5% +
$4.30 $4.55 $4.83
App 3rd yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 4th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 5th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 6th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
4-25
Security Alarm Technician:
7/01/91-
6/30/92
Journeyman: $ 15.00
OVERTIME PAY: See ( B. S ) on OVERTIME PAGE Attached
HOLIDAYS:
PAID: See ( 5. 6, 10 ) on HOLIDAY PAGE attached
OVERTIME: See ( 5, 6, 10 ) on HOLIDAY PAGE attached
SUPPLEMENTAL BENEFITS: ( per hour worked
17 & 1/2% + $ . 10
4-25
.
PREVAILING RATE SCHEDULE
.
Page 9
New Yor~ State Department of Labor
__________________________________Ca5e Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
ELECTRICIAN
WAGES(per hour)
5/01/95-
4/30/96
5/01/96-
4/30/97
5/01/97-
4/30/98
L i naman. . . . _ . . . . . . . .
Technician. ..... .
Heavy Equip. Oper......
Truck Driver...........
Groundman. . . . . . . . . . . . . .
$ 30. 35
30.35
30.35
30.35
30.35
$ 31.35
31.35
31.35
31.35
31.35
$ 32.35
32.35
32.35
32.35
32.35
OVERTIME PAY: See Following Note* plus ( 8*,0, V ) on OVERTIME PAGE attached.
Note*: 9th. 10th & 11th hours of wk weekdays to be paid at 1 1/2 times straight
time rate
HOLIDAYS:
PAID:See ( 1 ) on HOLIDAY PAGE attached.
O\ifR'TIME: See 5, 6. 16. 25 ) on HOLIDAY PAGE attached.
APPRENTICES: 1 ) year terms at the following percentage of journeyman's wage.
1 st. 2nd. 3rd. 4th. 5th. 6th.
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others per hour)
5/01/95- 11/01/96- 11/01/97-
10/31/96 10/31/97 4/30/98
JOURNEYMAN 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 1st yr 33%+ 33%+ 33%+
$4.30 $4.55 $4.83
APP. 2nd yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 3rd yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 4th yr 43.5%+ 43. 5%+ 43.5%
$4.30 $4.55 $4.83
APP. 5th yr 43.5%+ 43.5%+ 43 _ 5%+
$4.30 $4.55 $4.83
APP. 6th yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
Listed supplements apply to ALL classifications (X)Yes ( )No.
4-251ine
ELECTRICIAN
Appl icable to electrical maintenance of existing electrical systems including,
but not limited to, traffic signals and street lighting.
~(per hour)
5/01/95-
4/30/96
Electrician
$ 23.75
OVERTIME PAY: See ( B. H. P ) on OVERTIME 'PAGE attached.
HOLIOAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
'6"V'ERTIME:See ( 5. 6. 16. 25 ) on HOLIDAY PAGE attached.
PREVAILING RATE SCHEDULE
Page i 0
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
APPRENTICES:
1st 2nd
40% 50%
( 1
3rd
60%
year
4th
70%
terms at the following Wage.
SUPPLEMENTAL BENEFITS:(per hour worked)
32 1/2%
of wage
plus $2.25
Listed supplements apply to ALL classifications ( X )Yes ( )No
4-25m
TELECOMMUNICATION WORKER - Voice, Data, Video
WAGES(per hour) 8/01/94- 08/06/95- 08/04/96- 08/03/97
8/05/95 08/03/96 08/02/97 08/03/98
Field Tech *note*
Starting 6.94 7.15
After 6 mas 8.06 8.05
12 mas 9.00 9.08
18 mas 10.04 10.23 +3.5% +3.0%
24 mas 11.21 11.51 per hr. per hr.
30 mas 12.51 12.98
36 mas 13.96 14.61
42 mas 15.59 16.46
48 mas 17.39 18.54
54 mas 19.42 20.89
60 mas 22.14 23.53
Tele. Tech. Assoc. 23.40 23.53 +.3.5% +3.5%
OVERTIME PAY: See (8,I,S) on OVERTIME PAGE attached.
HOLIDAYS:
Paid: See ( 5.6,7,11,12) on HOLIDAY PAGE attached.
Overtime: See ( 5,6,7,11,12) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS;(per hour worked)
19.3% of wage
Listed supplements apply to ALL claSSifications (X)Yes ( )NO.
NYNEX/1 . b
IRONWORKER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Structural. . . ... ... ..
Riggers............. .
Machinery Movers.....
Erectors. .
$ 25.50
25.50
25.50
25.50
Add 1t.
$0.75
per
hour
OVERTIME PAY: See ( B, 81, O. V ) on OVERTIME PAGE attached.
HOLIDAYS;
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8 ) on HOLIDAY PAGE attached.
APPRENTICES: (
1st. 2nd.
$13.65 14.25
1/2 ) year
3rd.
14.85
terms at the
4th. 5th.
15.45 15.45
follow1ng wage.
6th.
15.45
.
PREVAILING RATE SCHEDULE
N~w Yor~ State Department of Labor
----------------------------------Case Number----------------------------------
.
Page
11
9605127
SUFFOLK
19958
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprent ices
$ 28.78
21.43
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-40/361
IRONWORKER
WAGES(per hour)
7/01/95-
6/30/96
Reinforcing &
Metal Lathing....
$ 29.42
OVERTIME PAY: See
C. 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
QVERTIME: See ( 5. 6. 8. 10. 11, 13 ) on HOLIDAY PAGE attached.
APPRENTICES, ( 1
1st 2nd
$14.00 $17_41
year terms at the following wage rates.
3rd 4th
$20.89 $24.37
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
$ 14.79
Apprentices
9.39
Listed supplements apply to ALL classifications ( X )Yes ()No. 8-46
IRONWORKER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96
6/30/96
Ornamental. . . . . . . . . . .
Chain Link Fence.....
$ 26.15
26.15
addit.
$0.50
OVERTIME PAY: See ( A, 01, E*, Q, V ) on OVERTIME PAGE attached.
*Double time after 7 hours on Saturday.
HOLIOAYS,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 8 ) on HOLIDAY PAGE attached.
APPRENTICES: (1/2 **) year terms at the following percentage of JourneymanIs
wage.
1st. 2nd. 3rd. 4th. 5th.
60% 65% 70% 80% 85%
**Appr. indentured after 7/01/93-1st
months.
6th.
95%
term is
4 months. 6th term is eight
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman and Apprs.
indentured prior to
7/01/93
$ 20.90
Page 12
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
1995B
Apprs _ indentured
after 7/01/93
1st term
2nd
3rd
4th
5th
6th
17.23
17.69
18.15
19.07
19.52
20.44
Listed supplements apply toALL classifications ( x )Yes (
)NO.
8-5BO
LABORER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Building Laborer:
All Classifications...
$ 21.00
$ 0.50 additional
OVERTIME PAY: See ( A, E. Q
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 10 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$13.73
$ 13.73
Listed supplements apply to ~ classifications ( x )Yes (
)No.
4-66
LABORER - HEAVY/HIGHWAY
Laborer(Heavy/Highway):
Group # 1: Asphalt Rakers and Formsetters.
Group # 2: Asphalt Shovelers and Tampers.
Group # 3: Basic Laborer, PQwer Tool, Trackmen, Landscape. Pipelayer,
Jackhammer and Concrete.
WAGES(per hour)
6/01/95
5/31/96
Heavy/Highway
Laborer:
Group # 1.............
Group # 2.............
Group # 3.............
$ 23.00
22.47
20.72
OVERTIME PAY: See ( B. F, R. E4 ) on OVERTIME PAGE attached.
HOLIOA YS:
PAID:See ( 5. 6. 16. 26 )* on HOLIDAY PAGE attached.
----- *2 hours pay for each day worked that week
OVERTIME: See ( 5, 6. 16, 26 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 9.97
Listed supplements apply to ~ classifications ( x )Yes (
)No
4-1298
.
PREVAILING RATE SCHEDULE
.
Page 1 3
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
---------------------------------------------------------------
MASON - Building
WAGES(per hour)
7/01/95-
6/30/96
Building:
81"" i ck 1 ayer. . . .
$ 30.77
OVERTIME PAY: See ( A, E. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( S, 6. 10 ) on HOLIDAY PAGE attached.
APPRENTICES:
( 750 hour) terms at the following
percentage of Journeyman's wage.
3rd 4th 5th (500 hrs)
70% 80% 90%
6th ( 500 hrs)
95%
1st 2nd
50% 60%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$ 14.31
$ 12.76
Listed supplements apply to ALL classifications
)Yes ( X )NO.
8-nydc
MASON
Cement Mason......
$ 27.99
7/01/95-
6/30/96
addit.
$1.36 per hr.
~(per hour)
7/01/94-
6/30/95
OVERTIME PAY: See ( C, O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 8, 13. 25 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st. 2nd.
50% 60%
1/2
year terms at the following percentage of Journeyman's
3rd.
70%
4th.
80%
5th.
90%
6th.
95%
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 13.47
Listed supplements apply to ~ classifications ( x )Yes (
)No.
8-780
MASON - Buildina
WAGES(per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
Bu i 1 ding:
Plasterer............ .
$ 23.00
Additional
$.50 per hr
Additional
$.50 per hr
OVERTIME PAY: See ( A, O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6. 11, 15. 25 ) on HOLIDAY PAGE attached.
Page 14
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Numoer----------------------------------
9605127
SUFFOLK
19958
APPRENTICES:( 1 ) year terms at the fol lowing percentage of journeyman's wage.
1st term
2nd
3rd
40%
60%
80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman........... $ 14.69
Apprentices......... .after 3 mos. of employment, same as journeyman.
Listed supplements apply to !hh classifications ( x )Yes
)NO.
8-202p
MASON-8u i 1 di nQ
WAGES (per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
8ui 1 di ng:
Mosaic &
Terrazzo Worker
Helper
$ 27.38
26.07
Additional
SOc per hr.
Additional
SOc per hr.
OVERTIME PAY: See ( C, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( i ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10, 11, 15. 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 12.40
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-3
MASON - 8uildinQ
~(per hour)
4/27/92-
4/27/93
4/28/93-
4/27/94
Sui lding:
Tile Layer........
Addi tional
$2.00 per hr.
OVERTIME PAY: See ( A, 0 ) on OVERTIME PAGE attached.
$ 24.91
HOLIOAYS;
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8. 10. 1i. 15. 16 ) on HOLIDAY PAGE attached.
APPRENTICES;
wage.
1st. 2nd.
45% 50%
1/2
year terms at the fol lowing percentage of Journeyman's
3rd.
55%
4th.
60%
5th.
70%
6th.
80%
SUPPLEMENTAL SENEFITS:(per hour worked)
$ 12.41
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-52
N'ew York State Department of Labor
----------------------------------Case Number----------------------------------
.
PREVAILING RATE SCHEDULE
.
Page 15
9605127
SUFFOLK
1995B
MASON - Buildinq
WAGES(per hour)
5/03/93-
5/02/94
Bu i 1 ding:
Tile Layer Helper
& Finisher.......
$ 23.70
OVERTIME PAY: See ( A, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10, 11, is, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 10.09
Listed supplements apply to !11 classifications ( x )Yes (
~ - Pointer/Caulker/Cleaner
)No.
8-88
~(per hour)
7/01/94-
6/30/96
7/01/96-
6/30/97
Pointer, Cleaner,&
Caulker (Mason).....
$ 23.18
COLA ra i se
-QVERrIME PAY: See ( B, H
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 25, 26 ) on HOLIDAY PAGE attached.
APPRENTICES: (
1 st 2nd
$10.00 11.50
year
3rd
13.00
terms at
4th
15.00
the following
5th
18.00
wage rates.
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Appr 1 st year
Appr 2nd year
Appr 3rd year
Appr 4th year
Appr 5th year
$ 11.46
2.50
20% of $' 1. 46
40% of $11. 46
60% of $11.46
80% of $ 11. 46
Listed supplements apply to !11 classifications (X)Yes ( )No.
8-66w
MASON - Buildinq
~(per hour)
7/05/95-
1/04/96
Stone Setter. . ..
$ 31.96
OVERTIME PAY: See
C. D
on OVERTIME PAGE attached,
HOLIDAYS:
PAID: See ( 18 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1/2
wage.
1st. 2nd. 3rd.
50% 55% 60%
year terms at the following percentage of Journeyman's
4th.
65%
5th.
70%
6th.
80%
7th.
90%
8th.
95%
Page 16
PREVAILING RATE SCHEOULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
1st & 2nd yr Apprs.
All other Apprs
$ 17.60
$ 17.16
$ 17.60
Listed supplements apply to ALL classifications ( x )Yes (
)NO.
8-84
IRONWORKER
WAGES(per hour)
t(01(95-
6(30(95
7(01(95-
12(3t(95
1(01(96-
6(30(96
Derrickman/Rigger. ...
$ 28.59
addit.
$0.80
per hr.
addit.
$0.80
per hr.
OVERTIME PAY: See ( C, 0, V ) on OVERTIME PAGE attached.
HOLIOA YS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1(2
wage.
1st. 2nd. 3rd.
50% 60% 70%
year terms at the following percentage of Journeyman's
4th.
80%
5th.
90%
6th.
90%
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 20.10
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-197
MASON-Bui1dina
WAGES(per hour)
7(01(93-
12(31(93
1(Ot(94-
6(30(94
Bu i 1 ding:
Marb1e- Sawyer. Rubber
& Po1isher............$
Marb1e- Cleaner.......
14.37
add .85
per hr.
no add
per hr
no add
per hr
28.78
Ma i ntenance. . .
13.22
OVERTIME PAY: See (A,E.Q,V ) on OVERTIME PAGE attached.
PAID HOLIDAY: Journeymen except Cleaners and Maintenancemen receive
1/2 days pay for Labor Day. Cleaners, Maintenancemen and 1st three terms of
apprentices receive (5.6.11,15 ) on HOLIDAY PAGE attached. All others no paid
ho1 idays.
APPRENTICES: 1(2 ) year terms at the following percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th. 6th. 7th. 8th.
SO% 54% 59% 63% 67% 72% 76% 80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Sawyer/Rubber/Pol isher
Cleaner/Maintenance
Apprentices
$11.62
$ 3.50
$ 5.43 plus
wage % of $ 6.19
Listed supplements apply to ALL classifications ( x )Yes ( )No.
8-24
New York State Department of Labor
----------------------------------Case Number----------------------------------
.
PREVAILING RATE SCHEDULE
.
Page 17
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
MASON - Buildina
~(per hour)
1/01/94-
6/30/94
Sui lding:
Marble Cutters &
Setters_. .. ... . ... . _
$ 28.64
OVERTIME PAY: See ( C, 0, V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: Journeymen receive 4 hours pay on Labor Day.
Apprentices 1st three terms, See ( 5. 6. 8, 10, 15 ) on HOLIDAY PAGE
attached plus any day following a Thursday or Sunday Holiday. All
other Apprentices. See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10, 15 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1st. 2nd_
50% 55%
1/2 ) year terms at the fol lowing percentage of Journeyman's
3rd.
65%
4th.
70%
5th. 6th.
80% 95%
SUPPLEMENTAL BENEFITS:(pr hour worked)
Journeyman
$ 13.55
Apprentices
$ 6.05 plus
wage % of
$ 7.50
Listed supplements apply to !hh classifications ( x )Yes (
)No.
8-4
MASON-Bui ldinQ
~(per hour 7/01/93-
12/31/93
1/01/94-
6/30/94
Marble-Riggers,
Crane & Derrickman $ 24.82
Addit.
.70
per hr.
OVERTIME PAY: See ( C. 0, V ) on OVERTIME PAGE attached.
PAID HOLIDAY: 1/2 Day for Labor Day.
SUPPLEMENTAL BENEFITS:(per hour worked)
$19.47
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-20
PAINTER
~(per hour)
4/0'/94-
3/31/95
4/01/95-
3/31/96
Brush. Paper Hanger. . . . $ 23.88
Structural Steel....... 31.46
Spray, Scaffold........ 26.35
Sandblasting... ..... _.. 26.35
Repa i nt/Renova t 1 on. . . . . 20.89*
*Additional $2.00 per hr. for Hanging Scaffold.
Rolling Scaffold 20' and over.
Add1t.
$1.45
per
hr.
Spray. Sandblasting, and
Page 18
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19956
OVERTIME PAY: See ( A, K ) on OVERTIME PAGE attached.
OVERTIME PAY-Reoaint/Renovation: See ( B ) on OVERTIME PAGE attached.
HOLIDAY,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1
) year
1st
10.73
11.84
12.94
10.73
terms at
2nd
16.01
17.62
19.24
16.01
the following
3rd
19.11
21.09
23.08
19.11
rates.
Brush
Scaff. /S8
Struc.Stl.
Rpt/Ren.
SUPPLEMENTAL BENEFITS: (per hour worked)
Rpt/Ren. Journeyman
All other Journeyman
Appr 1st year
Appr all other terms
$10.39
12.45
4.76
10.18
Listed supplements apply to ALL classifications (x)Yes ( )No.
4-1486
PLUM8ER
~(per hour)
5/01/95-
10/31/95
11 /01 /95-
4/30/96
5/01/96-
10/31/96
11/01/96-
4/30/97
Plumber. . . . . . . . . . . . . .
$ 31.75
$ 32.00
$ 32.25
$ 32.50
OVERTIME PAY: See ( A. 0
on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
i5"V'E"RTIME:See ( 5. 6, 15. 25 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1 ) year terms at the following percentages of journeyman#s
wage
1st
40%
2nd
50%
3rd
65%
4th
70%
5th
75%
SUPPLEMENTAL BENEFITS:(per hour worked*)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
*Sunday and Hal iday
$13.78
7.54
9.18
9.22
9.86
10.24
Benefits paid at
$14.13
7.94
9.56
9.56
10.19
10.55
Double Time
$14.28
8.34
9.90
9.90
10.51
10.86
rate.
$14.53
8.74
10.23
10.23
10.84
11.17
Listed supplements apply to !hh classifications ( X )Yes ( )No
4-200
STEAMFITTER
Steam Fitter..... .....
Sprinkler Fitter......
6/28/95-
1/02/96
$ 30.05
30.05
1/03/96-
6/30/96
~(per hour)
Additional
$0.50 per hI'"
to be allocated
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
.
PREVAILING RATE SCHEDULE
.
Page 19
New York State Department of Labor
----------------------------------Case Number-----~----------------------------
9605127
SUFFOLK
19958
HOLIDAYS:
PAID: See
OVERTIME:
( 1 ) on HOLIDAY PAGE attached.
See ( 5, 6. 7, 11. 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st.
40%
( 1 ) year terms at the following percentage of Journeyman's
2nd.
50%
3rd.
65%
4th.
80%
5th.
85%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman:
Apprentices:
$ 17.84
$ 0.34 plus
term % of
$ 17.50
Listed supplements apply to ALL classifications ( X )Ves (
)No.
8-638A
STEAMFITTER
WAGES(per hour)
7/01/95-
6/30/96
Refrigeration, A/c. Oil Burner and Stoker Service and Instal lations. Limited on
Refrigeration to combined compressors up to five (5) horsepower and on A/C.
Heating and Air Cool ing to combined compressors up to ten (10) horsepower.
Steamfitter.
$ 20.15
OVERTIME PAY:See ( B. E. 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PALO: See ( 5, 6, 7, ii, 26 ) on HOLIDAY PAGE attached.
OVERTIME: If any of the above fall on Sat.. code S applies (if worked).
APPRENTICES,
1st 6mo
$5.75
( 1 ) year terms at
2nd 6mo 2nd yr
$9.56 $11.59
the following wage.
3rd yr 4th yr
$13.58 $16.46
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
1st year
2nd year
3rd year
4th year
$ 7.46
6.75
6.88
7.04
7.25
Listed supplements apply to ~ classifications ( X )Yes (
)No.
8-6388
ROOFER
WAGES(per hour) 4/01/93-
9/30/93
Roofer/Waterproofer. .... .... $ 22.14
OVERTIME PAY-New Roof: See ( A, E, 0 ) on OVERTIME PAGE attached.
OVERTIME PAY-Reroof: See ( B. E, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID; See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 10, 13, 16 ) on HOLIDAY PAGE attached.
.
Page 20
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
APPRENTICES:
wage.
1st 2nd
50% 55%
1/2
year terms at the following percentage of journeyman's
3rd
60%
4th
65%
5th
70%
6th
75%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$14.58
wage% of
$14.58 +
$ 0.03
Listed supplements apply to ALL classifications ( X )Yes )No
SHEETMETAL WORKER
WAGES(per hour) 2/01/95- 8/01/95- 2/0'/96-
7/31/95 1/31/96 7/31/96
Sheetmetal Worker. . . . $ 32.21 add; t. $.60 addit. $.65
per hr to be per hr to be
allocated allocated
4-154
OVERTIME PAY: See
C, D. V ) on OVERTIME PAGE attached.
HOLIOAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 7. 12 ) on HOLIDAY PAGE attached.
APPRENTICES:
1/2
year terms at the fo1 lowing wages.
1st.
9.67
2nd.
11.28
3rd.
12.88
4th.
14.49
5th.
16.11
6th.
17.69
7th.
19.33
8th.
22.55
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
Appr 6th term
Appr 7th term
Appr 8th term
$ 14.58
5.94
6.48
7.07
7.66
8.32
9.52
9.96
11.98
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-28
WELDER
Welder
To be paid the rate of the mechanic performing the work.
. PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
.
Page 21
9605127
SUFFOLK
19958
TEAMSTER-BuildinQ
Truck Driver(Building and Heavy/Highway):
GROUP 1: Chauffeur and Excavation.
GROUP 2: Euel id and Turnapull type trucks.
WAGES(per hour)
7/01/95-
6/30/96
Truck Driver (Building and
Group 1................
Group 2.................
Heavy /H; ghway) :
$ 23.235
23.795
OVERTIME PAY: See ( 8. E. R
on OVERTIME PAGE attached.
HOLIDAY:
PAID: See (5.6.7, ii, 12)* on HOLIDAY PAGE attached.
'D"V'ERTIME:See ( 5. 6. 7, 11. 12 ) on HOLIDAY PAGE attached.
* must work two days in hel iday week.
SUPPLEMENTAL BENEFITS:(per hour worked)
Group 1........ ..........
Group 2. .... '" ...._..
Listed supplements apply to
$ 16.7625
16.8025
ALL classifications
( X )Yes (
)No
4-282nsh
SHEETMETAL WORKER
. WAGES (per hour)
Sign Erector.........
11/01/94-
6/30/95
OVERTIME PAY: See ( A. E, P, T ) on OVERTIME PAGE attached.
$ 23.25
HOLIDAYS:
PAID: See ( 5. 6. 10, 11, 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME; See ( 5, 6, 10. 11, 12. 16 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1st 2nd 3rd
35% 40% 45%
1/2 ) year terms at the following percentage of Journeyman's
4th
50%
5th
55%
10th
80%
6th
60%
7th
65%
8th
70%
9th
75%
Journeyman
SUPPLEMENTAL BENEFITS: (per hour worked)
Appr 1st &.2nd yrs
Appr 3rd yr
Appr 4th yr
Appr 5th yr
$ 4.83 plus
$ 27.00 per
day plus
20% of wage
$ 4.40 plus
2% of wage
$ 3.58 plus
$ 2.00 per
day plus
18% af wage
$ 3.58 plus
$ 4.00 per
day plus
20% of wage
$ 3.58 plus
$ 6.00 per
day plus
20% of wage
Listed supplements apply to A1h classifications ( X )Yes ( )No.
8-137
Page 22
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
PAINTER - StripinQ Hiahwav
~(per hour)
4/01/95-
3/31/96
4/01/96-
3/31/97
Painter (Striping-Highway etc.):
Striping-Machine Oper.
Helper......
Linerman.......... .
$ 16.92
15.14
19.59
$ 17.57
15.79
20.09
QVERTIME PAY: See
B. E. P. S
on OVERTIME PAGE attached.
HOLIOAYS:
PAID: See ( 5. 6. 8. 10. 11. 12, 15. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 8. 10. 11. 12. 15. 16 ) on HOLIDAY PAGE
attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ O. 50 plus
24% of
wage
Listed supplements apply to ALL classifications ( x )Yes (
ELECTRICIAN
)No.
8-230
~(per hour) 4/02/95-
3/30/96
Tree Trjmmer (Line Clearance Special ist)
$ 17.13
OVERTIME: See B. E. P. T ) on OVERTIME PAGE Attached.
HOLIOAYS:
PAID:See ( 5. 6. 8. 9. 11, 16 ) on HOLIDAY PAGE attached (Must Work Day
- Before)
OVERTIME: See ( 5. 6. 8.9. 11, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 3.89
Listed supplements apply to all classifications ( x ) Yes (
) No. 4-1049
New York State Department of Labor
----------------------------------Case Number----------------------------------
"'PREVAILING RATE SCHEDULE
.
Page 23
9605127
SUFFOLK
1995B
SURVEY CREW - Buildinq
WAGES:(oer hour)
7/01/95-
6/30/96
Survey Rates-Building:
Party Chief.........
Instrument Man......
Rodman/Chainman... ..
$ 25.76
21.77
14.46
OVERTIME PAY: See
A. E. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 7, 11, 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7. 11, 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 14.40*
'" $11.00 of above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes
)NO.
8-15Db
SURVEY CREW
Heavv/Hiohwav
WAGES: (per hour)
7/01/95-
6/30/96
Survey Rates-Heavy/Hiway:
Party Chief..,...... $ 25.95
Instrument Man......
21.49
ROdman/Chainman.. ...
19,11
OVERTIME: See ( B, E, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 7, 11. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 7, 11, 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour .worked)
$ 14.40*
*$11.00 of above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes
)No.
8-15D-N/S
Page 24
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
SURVEY CREW - Consultina Enaineer
CONSULTING ENGINEER SURVEY
Feasibil ity and prel iminary design surveying, line and grade surveying for
inspection or supervision of construction when performed under a consulting
engineer agreement.
WAGES; (per hour)
7/01/95-
5/30/96
7/01/96-
6/30/97
Survey Rates:
Party Chief.........$
Instrument Man......
Rodman/Chainman... ..
21.26
17.93
15.18
Addit.
$0.90
per hr.
OVERTIME PAY: See ( S, E, 0 ) on OVERTIME PAGE attached.
HOLIDAYS;
PAID: See ( 5, 6, 7, 8, 11. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 7. 8. 11, 1~ ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
* $ 9.20
* $6.80 of the above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-1SDc
CORE ORILLlNG
~(per hour)
10/17/93-
10/16/94
Core Drilling:
Dr ill er. . . . . . . . . . . . . . .
He 1 per. . . . . . . . . .
$ 20.235
17.725
OVERTIME PAY: See ( B. E. P. S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID:
OVERTIME:
See ( 5, 6 ) on HOLIDAY PAGE attached.
See ( S. 6 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 6.19
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-1536
Heavv/Hiahwav
POWER EQUIPMENT OPERATOR
WAGES(per hour)
8/01/94-
7/31/95
Well Dr; ller:
Driller........... .
Helper.... .
$ 21.45
19.20
OVERTIME PAY; See ( B. E, P, S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6. to. 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 10. 12. 16 ) on HOLIDAY PAGE attached.
.
PREVAILING RATE SCHEDULE
.
Peas 25
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK 19958
- - -- - - - - - - - - - - - -- - - - - -- - - - - - ---- - -- --- - - - - - - - - - - -- - --- - - - --- - - -- - -- - - -- - - - - - - --
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 6.55"'plus
10% of straight
time rate
*$8.05 plus 10% of straight time rate for overtime hours.
Listed supplements apply to ALL classifications ( x )Yes ( )No.
4-138well
POWER EOUIPMENT OPERATOR - Buildina
BUILDING:
CLASS "A":Asphalt Spreader. Backhoe Crawler. Boiler, Boring Machine, Cherry
Picker (over 50 tons), Concrete pump, Crane, Derrick, Dragl ine. Dredge.
Gradall, Grader, Hoist, Loading Machine (10 yds or more), Milling Machine. Pile
Driver. Power Winch-Stone Setting/Structural Steel/Truck Mounted, Powerhouse,
Road Paver. Scoop-Carryall-Scraper in Tandem, Shovel. Sideboom Tractor, Stone
Spreader (Self Propelled). Tank Work, Tower Crane Engineer.
CLASS "8" ,
Backhoe. Boom Truck. Bulldozer, Boring MaChine/Auger. Cherrypicker,
Conveyor-Multi, Dinky Locomotive, Fork Lift, Hoist (2 Drum), Loading Machine &
Front Loader, Mulch Machine (Machine fed), Power Winches (All others not
included in CLASS A), Asphalt Roller. Hydraulic Pump with Boring Machine,
Scoop, Carryall, Scraper, Maint. Man on Tower Crane, Trenching Machine, Vermeer
Cutter, Work Boat.
CLASS "C":
Curb Machine. Maintenance Engineer (Small Equip. & Well Point), Field Mechanic,
Milling Machine (Small), Pulvi-Mixer, Pumps, Roller (Dirt), Vac-All,
Welding/Burning, Compressor (Structural Steel & 2 or more in Battery), Concrete
FiniShing Machine, Concrete Spreader, Conveyor, Curing Machine, Fireman, Hoist
(1 Drum), Ridge Cutter, Striping Machine, Welding Machine (Structural Steel &
Pi 1 e Work).
CLASS "0" ,
Compressor (Pile, Crane, Stone Setting), Concrete Breaker/Saw Cutter, Work Lift
(Walk Behind/Power Operated), Generator (Pile work), Hydra Hammer, Hand
Operated Mechanical Compactors. Pin Puller, Portable Heater,
Power-Broom/Buggy/Grinders, Pumps-Single Action 1 to 3 inches/Gypsum/Double
Action Diaphragm, Hand Trenching Machine, Welding Machine.
Class" E ":
Batching Plant, Generator, Grinder, Mixer, Mulching Machine. Oiler, Pump
(Centrifugal up to 3 inches), Root Cutter, Stump Chipper, Oiler on Tower ~r.ane,
Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
WAGES(per hour)
7/01/95-
5/31/96
Class" A"............ _.. $
*Add $3.00 for Hazardous Waste
Class" 8 "......,........
*Add $2.00 for Hazardous Waste
Class " C ". ......... _..
*Add $1.00 for Hazardous Waste
Class D .......
Class" E
29.25*
Work
27.75*
Work
26.75*
Work
24.75
23.75
800m length over
100
150
250
350
foot add $
$
$
$
per hour
*Cranes
0.50
0.75
1.00
1.50
Page 26
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
OVERTIME PAY: See ( D, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6, 8, 9, 10, 16 ) on HOLIDAY PAGE attached*
*must work day before & day after, or receive 2 hours per intermittent day
OVERTIME: See ( 5, 6, 8, 9, 10, 16 ) on HOLIDAY PAGE attached*
Apprentice Rate is $15.60 FOR 36 MONTH TERM
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 17.29*Note
*Note:OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to ALL classifications ( x )Yes
)NO
4-138
Heavv/Hiohwav
POWER EOUIPMENT OPERATOR
HEAVY / HIGHWAY:
CLASS "A" :Asphalt Spreader, Backhoe Crawler. Boiler, Bortng Machine, Cherry
Picker (over SO tons), Concrete pump, Crane, Derrick, Dragl tne, Dredge,
Gradall, Grader. Hoist Loading Machine (10 yds or more), Mi 1 1 ing Machine. Pi le
Driver, Power Winch-Stone Setting/Structural Steel/Truck Mounted. Powerhouse,
Road Paver, Scoop-Carryall-Scraper in Tandem, Shovel, Sideboom Tractor. Stone
Spreader (Self Propelled), Tank Work. Tower Crane Engineer.
CLASS "8": Backhoe, Boom Truck, Bulldozer. Boring Machine/Auger, Cherrypicker,
Conveyor-Multi, Dinky Locomotive, Fork Lift, Hoist (2 Drum). Loading Machine &
Front.' Loader, Mu 1 ch Mach i ne (MaCh i ne fed), Power W 1 nchs (A 11 others not
included in CLASS A), Asphalt Roller, Hydraul ic Pump with Boring Machine.
Scoop, Carryal', Scraper, Maint. Man on Tower Crane, Trenching Machine, Vermeer
Cutter, Work Boat.
CLASS "C": Curb Machine, Maintenance Engineer (Small Equip. & Well Point). d
Field Mechanic, Mill ing Machine (Small), Pulvi-Mixer, Pumps, Roller (Dirt).
Vac-All, Welding/Burning, Compressor (Structural Steel & 2 or more in Battery).
Concrete FiniShing Machine, Concrete Spreader. Conveyor. Curing Machine,
Fireman, Hoist (1 Drum), Ridge Cutter, Striping Machine, Welding Machine
(Structural Steel & Pile Work).
CLASS "0": Compressor (Pile. Crane. Stone Setting), Concrete Breaker/Saw
Cutter, Work Lift (Walk Behind, Power Operated), Generator (Pile Work1, Hydra
Hammer. Hand Operated Mechanical Compactors. Pin Puller, Portable Heater,
Power-Broom/Buggy/Grinders, Pumps-Single Action 1 to 3 inChes/Gypsum/Double
Action Diaphragm. Hand Trenching Machine, Welding Machine.
.
PREVAILING RATE SCHEDULE
.
Page 27
New Yor~ State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
Class" E "; Batching Plant. Generator, Grinder, Mixer. Mulching Machine.
Oiler, Pump (Centrifugal up to 3 inches), Root Cutter, Stump Chipper, Oiler on
Tower Crane, Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
Class
F
Lead Tee TV Crew.
Class
G
Wet Out Tee.
Class
H
Technician.
WAGES ( per hour )
7/01/95-
5/31/96
Class " A ".......... _ . . . . $
*Add $3.00 for Hazardous Waste
Class" B ".... .........
*Add $2.00 for Hazardous Waste
Class " C ".. .._........
*Add $1.00 for Hazardous Waste
Class 0
Class E
Class F
Class G
Class H . ...... ......
*Cranes
Boom length over
100
150
250
350
30.05*
Work
28.05*
Work.
27.05*
Work.
25.05
24.05
26.70
26.20
26.20
foot add $
$
$
$
0.50 per hour
0.75
1.00
1. 50
OVERTIME PAY: See
D, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 8, 9, 10, 16 ) on HOLIDAY PAGE attached*
*must work day before & day after,or receive 2 hrs per intermittent day
OVERTIME: See ( 5, 6, 8, 9, 10, 16 ) on OVERTIME PAGE attached*
APPRENTICE RATE is $15.60 per hr for entire 36 month term
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 17.29* NOTE
*Note: OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to ALL classifications ( x )Yes
)No.
4-138
MARINE CONSTRUCTION
~(per hour)
10/01/94-
9/30/95
10/01/95-
9/30/96
Hydraul ic Dredge:
Class A:
Leverman. . . . . . . . . . . . .
Engineer, Derrick Op.
Chief mate on Dredge.
Class C:
Maint. Eng...........
Mate.. . .........
Boat Captain.........
Class 0:
Deckhand. . . . . . . . . . . . .
Fireman, 0 i 1 er. . . . . . .
Shareman...... .
$ 22.44
20.78
20.47
$ 23.35
21. 51
21. 20
20.32
18.97
19.12
21.04
19.65
19.80
15.83
16.44
15.83
16.15
16.77
16.15
Page 28
New York State Department of Labor
----------------------------------Case Number----------------------------------
PREVAILING RATE SCHEDULE
Tug Boats:
Class A:
Tug Master. .... .... _.
Tug Chief Engineer..
Class C:
Tug Captain.. ........
Tug Engineer........
Class D:
Tug Deckhand.........
Dipper and Clamshell Dredges:
Class A:
Operator............ .
Eng i neer. . . _ . . . . _ . , . .
Class C:
Maint. Engineer.......
Mate..... ..... .......
Boat Master, Welder..
Boat Captain. ........
Class 0:
Oi 1 ar..... . ..... ... . .
Deckhand. . . . . _ . . . . . . .
9605'27
SUF FOLK
1995B
20.00
19.49
20.71
20. '9
19.12
19.12
19.80
19.80
'6.03
16.36
22.83
21. 22
23.76
21. 97
20.32
18.97
20.0'
19.12
21.04
19.65
20.72
'9.80
16.44
'6.03
16.77
16.36
OVERTIME PAY: Sea ( S, E, P, S ) on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 5, 6, 10. 15 ) on HOLIDAY PAGE attached.
~IME: See ( 5. 6, 10, 15 ) on HOLIDAY PAGE attached.
The following SUPPLEMENTAL BENEFITS apply to ALL classifications of the above
HYDRAULIC, DIPPER, CLAMSHELL DREDGES and TUG BOATS.
All Class A
SUPPLEMENTAL BENEFITS:(per hour worked)
All Class C
All Class D
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.06
plus
8% of
wage
$ 4.06
plus
8% of
wage
4-25a
~PREVAILING RATE SCHEDULE
~
Page 29
New York. State Department of Labor
----------------------------------Case Number------~---------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MARINE CONSTRUCTION
WAGES(per hour)
10/01/94-
9/30/95
10/01/95-
9/30/96
Drill Boat:
Class A:
Engineer...... ....
Blaster.......... .
Driller... ... .....
Class C:
Welder/Machinist. .
Class 0:
Oiler/Helper. .....
Deckhand. . . . . . . . . .
$ 21.58
21.81
21.59
21.42
19.27
15.15
$ 22.35
22.59
22.36
22.18
19.66
15.43
OVERTIME PAY: See
8. E. p. 5
on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 5. 6. 10, 15 ) on HOLIDAY PAGE attached.
6V'E'R"TIME: See ( 5. 6. 10. 15 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
Class A $ 4.63 plus $ 4.63 plus
8% of wage 8% of wage
Class C $ 4.34 plus $ 4.34 plus
8% of wage 8% of wage
Class.Q $ 4.06 plus $ 4.06 plus
8% of wage 8% of wage
Listed supplements apply to ALL classifications ( x )Ves ( )No. 4-25/3
.
.
STATE OF NEW YORK
DEPARTMENT OF LABOR
GOVERNOR W. AVERELL HARRIMAN
STATE OFFICE BUILOING CAMPUS
ALBANY, NEW YORK 12240
08/09/96
EMPLOYERS INELIGIBLE TO BID ON OR BE A WARDED ANY PUBLIC WORK
---------------------------------------------------------------------------------------------------------------------
Under Article 8 of the NYS Labor Law, when two final determinations have been rendered against a
contractor, subcontractor and/or its successor within any consecutive six-year period determining
that such contractor, subcontractor and/or its successor has WILLFULLY failed to pay the prevailing
wage and/or supplements; or when one final determination involves the falsification of payroll
records or the kickback of wages and/or supplements, said contractor, subcontractor and/or its
successor shall be debarred and ineligible to submit a bid on or be awarded any public work
contract/sub-contract with the state, any municipal corporation or public body for a period of five
years from the date of debarment.
Contractor
Number
of
Determ's
Date of
first
Willful
Date of
last
Willful
Fiscal
Officer
(see Note) .
Barred
until
---------------------------------------------------------------------------------------------------------------------
Montour Metals, Inc.
I 16'North Catherine St., Montour Falls, NY
(2) 9/28/90 09/24/91 DOL 09/24/96
Sloan Steel Erectors & Equip. Rental Inc.
1560 Harlem Road, Buffalo, NY 14206
(2) 10/18/89 02/19/92 DOL 02/19/97
Great Neck Electric Co., Inc.
245 East Shore Rd., Great Neck, NY 11023
(2) 12/31/90 04/04/92 DOL 04/04/97
Global Oceanic Enterprises
POBox 99, Langhorne, PA 19047
(2) 03/29/90 09/15/92 DOL 09/15/97
G&C Construction Corp.
3706 12th Ave., Brooklyn, NY 11218
(3) 09/28/90 10/06/92 DOL 10/06/97
10/16/95 DOL 10/16/00
Nelson's Lamplighters, Inc.
1811 Castle Gardens Road, Vestal, NY 13850
(2) OS/29/87 10/30/92 DOL 10/30/97
Owners Management & Const. Corp.
14-08 Clintonville St., Whitestone, NY 11357
(2) 06/07/91 01/08/93 DOL 01/08/98
LH 1 (.;.a6)
Rosenthal Contracting, Inc.
R.D. I, Box 402, Owego, NY 13827
(2) 12/07/92 01/28/93 DOL 01/28/98
Melisz Building Impvt., Inc.
49 Crescent Place, Lackawanna, NY 14218
(2) 07/24/87 01/29/93 DOL 01/29/98
Atlantic Contracting Corp.
52-09 31st PI., Long Island City, NY 11101
(2) 11/23/92 02/08/93 DOL 02/08/98
J.F.B. Painting & Supply, Inc.
722 West Gray Street, Elmira, NY 14901
(2) 11/28/88 02/19/93 DOL 02/19/98
Easton Industries, Inc.
3100 7th Ave., Troy, NY 12180
(2) 10/26/92 04/08/93 DOL 04/08/98
Finger Lakes Painting & Decorating
150 Lenox Road, Geneva, NY 14456
(1) 06/28/93 DOL 06/28/98
Silver Steel Erectors
494 Ashland Ave., Buffalo, NY 14222
(2) 06/03/93 11/30/93 DOL 11/30/98
Environspan Safety Corp.
lOWest 36th Street, New York, NY
(*) (*) (*) DOL 01/25/99
Ron Kenyon & Sons Excavating
16305 Holley Rd., Holley, NY 14470
(2) 12/09/90 01/27/94 DOL 01/27/99
Gorton Construction
POBox 606, Norwich, NY 13815
(2) 03/19/90 01/27/94 DOL 01/27/99
Perfect Power Corporation dba
Experience Electric Corp.
305-8 Knickerbocker Ave., Bohemia, NY 11716
(2) 04/11/94 04/11/94 DOL 04/1 1/99
.
.
T J S Masonry
32 Woodland Park, Rochester, NY 14610
(2) 05/05/94 05/05/94 DOL 05/05/99
Oliver Construction Engineering and Architectural Network
R.R. I, Box 466, Chazy, NY 12992
(2) 05/09/94 05/09/94 DOL 05/09/99
Smith Fence Industrial, Inc.
10165 Main Street, POBox 99, Clarence, NY 14031
(2) 07/23/93 05/09/94 DOL 05/09/99
North Country Installers, Inc.
and Alter ego The Locker Master, Inc.
Box 33, Main Street, West Pawlet, VT 05775
(2) 01/03/94 OS/26/94 DOL OS/26/99
VRD.Decorating, Inc.
2300 Buffalo Road, Rochester, NY 14624
(2) OS/26/94 OS/26/94 DOL OS/26/99
Grandview Painting Co., Inc.
2300 Buffalo Road, Rochester, NY 14624
(successor to VRD) DOL OS/26/99
Castle Electrical Contractors, Inc.
1210 Culver Road, Rochester, NY 14609
(2) 12/19/91 06/08/94 DOL 06/08/99
A & L Environmental Services, Inc.
1549 Fifth Avenue, Bayshore, NY 11706
(2) 12/03/93 06/22/94 DOL 06/22/99
BQE Contracting Corp.
24-38 49th Street, Astoria, NY 11103
(2) 08/10/94 08/10/94 NYC 08/10/99
Will C. Kirk dba Kirk Construction
POBox 9, Cleveland, NY 13042
(2) 03/06/89 08/23/94 DOL 08/23/99
John J. Billone Plumbing and Heating AKA
Billone Mechanical
195 Dewey Avenue, Rochester, NY 14608
(2) 09/01/94 DOL 09/01/99
Seneca Hawk, Inc.
9138 Southwestern Blvd., Angola, NY 14006
(2) 03/23/93 09/14/94 DOL 09/14/99
Baker Development & Construction Co., Inc.
1251 Electric Ave., Lackawanna, NY 14218
(21) 09/29/94 DOL 09/29/99
Leonard 1. Ogden, Inc.
795 Portland Ave., Rochester, NY 14621
(8) 10/05/94 DOL 10/05/99
ABC Tree, Shrub & Landscape Services, Inc.
192 Witmer Road, North Tonawanda, NY 14120
(2) 11/16/94 11/16/94 DOL 11116/99
Mandy Electric, Inc.
14 Grand Canyon Lane, Tanglewood Hills, NY 11727
(I) 12/30/94 DOL 12/30/99
Pokerwinski Ceramic Tile
13 Juneberry Lane, Liverpool, NY 13090
(I) 12/28/95 01/26/95 DOL 01/26/00
Dion R. DeFedericis dba
Applewood Construction Co.
860 Sherwood Court, Depew, NY 14043
(3) 02/22/95 DOL 02/22/00
Genesis General Contracting Co., Inc.
866 82nd Street, Brooklyn, NY 11220
(2) 02/02/95 02/02/95 DOL 02/28/00
Dendis Construction, Inc.
1164 Route 96, Waterloo, NY 13165
(2) 11/04/94 03/20/95 DOL 03/21/00
Christian Construction Corp.
420A E Illth Street, New York, NY 10029
798 Lake Ave., Greenwich, CT 06830
(4) 03/27/95 DOL 03/27/00
Southwestern Environmental
676 Mountainview Drive, Lewiston, NY 14092
.
.
(2) 03/21/90 05/04/95 DOL 05/04/00
P & C Giampilis Contracting Co., Inc.
62-49 30th Ave., Woodside, NY 11377
(4) 05/05/95 DOL 05/05/00
J & A Roofing and Siding Co., Inc.
394 Hasbrouck Ave., Kingston, NY 12401
(2) 06/12/95 06/21/95 DOL 06/21/00
Spec "7" Management, Inc.
3857 Clover Street, Henrietta, NY 14467
(2) 09/01/94 06/09/95 DOL 06/09/00
Iason Building Construction Corp.
174 9th Street, Brooklyn, NY 11215
(2) 12/29/93 07/18/95 DOL-NYC 07/18/00
Dimension 2 Associates or
Dimension 2 Assoc. Lawn Sprinklers
189 Commack Road, Commack, NY 11725
(2) 06/14/94 07/25/95 DOL 07/25/00
Three Diamond Mason, Inc.
POBox 485, Farrningville, NY 11738
(2) OS/26/94 10/13/95 DOL 10/13/00
P C & J Contracting Co., Inc.
33-46 55th Street, Woodside, NY 11377
(2) 10/31/95 10/31/95 NYC I 0/31/00
Lawrence K. Woods Construction Co., Inc.
34-46 I 12th Street, Corona, NY 11368
(I) 11/14/95 NYC III I 4/00
ALJ Electric Co., Inc.
717 Elk Street" Buffalo, NY 14210
(2) 10/03/95 10/03/95 DOL 12/04/00
Attack Asbestos, Inc.
516-2C Industrial Loop, Staten Island, NY 10309
(I) 12/05/95 NYC 12/05/00
Associates Environmental Services, Inc.
326 Freling Huysen Ave., Newark, NJ 07114
(1) 12/11/95 NYC 12/11/00
Shareef Enterprises, Inc.
230 Pratt Street, Buffalo, NY 14203
(1) 12/18/95 DOL 12/18/00
Black Diamond Fabricating Company
POBox 252
Niagara Falls, NY 14304
(2) 01/18/96 DOL 01/18/01
Jeanne Bentivegna dba
Impact Painting
120 Christian Ave., Rochester, NY 14615
(1) 01/24/96 DOL 01/24/01
OLCO ConstrUction, Inc.
96 Morris Road, Schenectady, NY 12304
(1) 01/24/96 DOL 01/24/01
John M. Contro & Sons Plumbing and Heating
31 Clinton Street, Binghamton, NY 13905
(2) 12/20/95 02/06/96 DOL 02/06/01
Interphase Company, Ltd.
POBox 365, Marlboro, NJ 07746
(3) 04/20/94 05/19/95
02/09/96 DOL 02/09/01
Mega General Contracting Corp.
20-44 20th Street, Astoria, NY 11103
(1) 02/09/96 DOL 02/09/01
Allstate Specialty Services, Inc.
1087 Jackson Ave., Long Island City, NY 11101
(multiple violations) 02/26/96 NYC 02/26/01
Beatum & Cheatum Construction Corp.
POBox 1246, Buffalo, NY 14240
(multiple violations) 04/03/96 DOL 04/03/01
CBC Industries, Inc.
272-60 Grand Central Parkway, Floral Park, NY 11005 and
CMK Painting & Construction Co., Inc. N
600 Hillside Ave., New Hyde Park, NY 11040
(1) 04/15/96 DOL 04/15/01
.
.
Hunt Construction Corp.
60 Sackett Street, Brooklyn, NY 11231
(2) 04/23/96 04/23/96 NYC 04/23/0 I
Apex Contracting and Demolition
11-15 31st Drive, Long Island City, NY 11106
(2) 10/11/91 04/30/96 NYC 04/30/01
Rocco Fischetti &' Sons Services
200 Hempstead Ave., West Hempstead, NY 11532
(6) 05/08/96 NYC 05/08/01
Dover Accessibility Products, Inc.
6266 Hurt Road, Horn Lake, MI 38637
(multiple violations) 06/03/96 DOL 06/03/01
DME Contracting, Inc.
AIkIa DME National Roofmg Systems,
AIkIa DMENRS,
AIkIa DMENCC,
AIkIa DMECA,
AIkIa Titan, and
Peter Chardon, and
Darlene M. Edwards,
AIkIa Darlene E. Chardon, and
Mary Lydia Chardon
AIkIa Mary L. Restrepo
375 Verrazano Ave., Copiague, NY 11726
(3) 08/31/93 07/25/94 DOL
(violated debarment order) 06/06/96 DOL 06/06/01
4H Refrigeration & Air Conditioning
484 Sterling Place, Brooklyn, NY 11238
(I) 06/12/96 NYC 06/12/01
G.A. Contractors
139-31 Queens Boulevard, Jamaica, NY 11435
(I) 06/21/96 NYC 06/21/01
(2) 09/29/94 DOL 09/29/99
North Shore Construction Enterprises
464 New York Avenue, Huntington, NY 11743
& 139-31 Queens Boulevard, Jamaica, NY 11435
(I) 06/21/96 NYC 06/21/01
DSR Asbestos Removal Company
89 Westbrook Avenue, Staten Island, NY 10303
(1) 06/28/96
NYC
06/28/01
Gerace Contracting Corp.
2427 E. 29th Street, Suite 1-H, Brooklyn, NY 11235
(1) 07/22/96
DOL
07/22/01
Note: C*) Pursuant to a Stipulation dated January 14, 1994 and an Order and Determination dated
January 25, 1994, in lieu of a finding concerning the willfulness of any violations, the employer has
voluntarily agreed to preclude itself from bidding on or being awarded any public work for a
five-year period.
Note: Where the Fiscal Officer is denoted "NYC," the information has been provided by the New
York City Comptroller's Office, the agency issuing the determinations. Any questions regarding
these listings should be addressed directly to the Comptroller. The Bureau of Public Work of the
New York State Department of Labor will respond in regard to listings where the Fiscal Officer is
listed as "DOL."
STATE OF NEW YORK
DEPARTMENT CF LABOR
.
.
BUREAU OF PUBLIC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY. NY 12240
REQUEST FOR WAGE AND SUPPLEMENT INFORMATION
AS REQUIRED BY ARTICLES 8 AND 9 OF THE LABOR LAW
Submit this form for new schedules or for determination for additional occupations.
Provide all information Requested Below
SUBMI'ITED BY:
(CHECK ONE)
o CONTRACTING AGENCY
o ARCHITECT OR ENGINEERING FIRM
o PUBLIC WORK DISTRICT OFFICE
I DATE
A PUBLIC WORK CONTRACT TO BE LET BY: (Enter Data Pertaining to Contracting Agency)
1. Name and complete address (number, street. city or town, zip code) 2. o N.Y. State Units 007 City
001 DOT 008 Local School District
0020GS 009 Special Local District, Le..
003 DORMITORY AUTHORITY Fire. Sewer, Water District
004 STATE UNIVERSITY 010 Village
CONSTRUCTION FUND 011 Town
DOS MENTAL HYGIENE 012 County
FACILITIES CORP. 013 Other Non.N.Y. State
006 OTHER N.Y. STATE UNIT (Describe)
-
3. SEND REPLY TO (NAME AND ADDRESS): 4. SERVICE REQUIRED. Check appropriate box and provide project
information.
o New Schedule of Wages and Supplements.
I APPROXIMATE BID DATE I
o Additional Occupation and/or Redetermination
PRC NUMBER ISSUED PREVIOUSLY FOR I OFFICE USE ONLY
TELEPHONE: ( ) THIS PROJECT
B. PROJECT PARTICULARS
S. Project TITLE and/or description of work to be performed. 6. Location of Project:
Include contract identification number, if applicable Location on Site
Route NolStreetAddress
Village or City
Town
Cou nty
7. Nature of Project - Check One B. OCCUPATION FOR PROJECT
0 1. New Building 0 Construction (Building, Heavy 0 Guards, Watchmen
0 2. Addition to Existing Structure HighwaylSewer/Water) 0 Janitors, porters, cleaners
0 3. Heavy and Highway Construction (New and Repair) 0 Tunnelling 0 Moving furniture and
0 4. New Sewer or Waterline 0 Residential equipment
0 5. Other New Construction (Explain) 0 Landscape Maintenance 0 Trash and refuse removal
0 6. Other Reconstruction, Maintenance, Repair or Alteration 0 Elevator maintenance 0 Window cleaners
~ 7. Demolition 0 Exterminators, Fumigators 0 Other (Describe)
8. Buildina Service Contract
9. Name and Title of Requester
Signature
Locality Designations
OFFICE USE ONLY
Locality Designations
SEE OTHER SIDE FOR LAWS RELATING TO PUBLIC WORK CONTRACTS
PW-39 (10-94)
STATE OF NEW YORK
DEPARTMENT OF LABOR
REQUIREMENTS OF ARTICLE 8 (Section 220-223)
AND ARTICLE 9 (Section 230 - 239)
OF THE NEW YORK STATE LABOR LAW
PREY AILING RATE SCHEDULE:
The Labor Law requires public work contractors and subcontractors to pay laborers, workers
or mechanics employed in the performance of a public work contract not less than the
prevailing rate of wage and to provide supplements (fringe benefits) in accordance with the
prevailing practices in the locality where the work is performed.
The Department of Jurisdiction awarding a public work contract MUST obtain a prevailing
rate schedule from the Bureau of Public Work of the New York State Department of Labor
listing the hourly rates for the trades and occupations of the workers to be employed on the
public work project. This schedule may be obtained by completing and forwarding the Request
for Wage and Supplement Information on the reverse side hereof. The prevailing rate
schedule MUST be included in the specifications for the contract to be awarded and is deemed
part of the pu];llic work contract. Upon the signing of the contract, the Department of
Jurisdiction MUST advise the Bureau of Public Work on a form supplied by the Bureau as to
the name of the contractor to whom the contract was awarded, the date and the amount of the
contract.
A "Department of Jurisdiction" includes a state department agency, board or commission; a
county, city, town or village; a school district, board of education or board of cooperative
educational services; a sewer, water, fire, improvement and other district corporations, a
public benefit corporation; and a public authority awarding a public work contract.
WITHHOLDING OF PAYMENTS FROM CONTRACTORS:
When the Bureau of Public Work finds that a contractor or subcontractor on a public work
project failed to payor provide the requisite prevailing wages or supplements, the Bureau is
authorized by Sections 220-b and 235.2 of the Labor Law to so notify the financial officer of the
Department of Jurisdiction that awarded the public work contract. Such officer MUST then
withhold or cause to be withheld from any payment due the prime contractor on account of
such contract the amount indicated by the Bureau of Public Work as sufficient to satisfy the
unpaid wages and supplements, including interest and any civilfenalty that may be assessed
by the Commissioner of Labor. The withholding continues unti a final determination of the
underpayment by the Commissioner of Labor or by the Court in the event a legal proceeding
for review of the Commissioner of Labor's determination is instituted.
The Department of Jurisdiction shall comply with an order of the Commissioner of Labor or of
the Court with respect to the release of the funds so withheld.
.
.
COMPLIANCE WITH THE LABOR LAW
AND OTHER DEPARTMENT OF LABOR REGULATIONS
A. STATE REGULATIONS:
1. The Contractor shall comply with the applicable provisions of the "labor law" as amended,
of the State of New York. This Contract shall be void unless applicable sections of said labor
law are complied with.
2. Each and every provision of law and clause required by law to be part of this Contract shall
be deemed to be included herein and this Contract shall be read and enforced as though it
were included herein, and, if through mere mistake or otherwise any such provision is not
included, then upon the application of either party hereto, the Contract shall forthwith be
physically amended to make such inclusion.
Specifically, Section 220-E, of the labor law, as so amended, prohibits in contracts,
discrimination on account of race, creed, color, or national origin in employment of citizens
upon public works.
There may be deducted from the amount payable to the Contractor by the Owner under this
Contract a penalty of five ($5.00) dollars for each person for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of said
paragraph, this Contract may be canceled or terminated by the Owner and all monies due
or to become due hereunder may be forfeited.
B. FEDERAL REGULATIONS:
1. CERTIFICATION OF NONSEGREGATED FACILITIES.
By the submission of this bid, the bidder, offeror, applicant, or subcontractor certifies that he
does not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he does not permit his employees to perform their services at any
location, under his control, where segregated facilities are maintained. He certifies further
that he will not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he will not permit his employees to perform their services at any
location, under this control, where segregated facilities are maintained. The bidder, offerer,
applicant, or subcontractor agrees that a breach of this certification is a violation of the Equal
Opportunity clause in his contract. As used in this certification, the term "segregated facilities"
means any waiting rooms, work areas, rest rooms and wash rooms, restaurants and other
eating areas, time clocks, locker rooms and other storage or dressing areas, time clocks,
locker rooms and other storage or dressing areas, parking lots, drinking fountains, recreation
or entertainment areas, transportation, and housing facilities provided for employees which
are segregated by explicit directive or are in fact segregated on the basis of race, creed, color,
or national origin, because of habit, local custom, or otherwise. He further agrees that (except
where he has obtained identical certifications from proposed subcontractors for specific time
periods) he will obtain identical certifications from proposed subcontractors prior to the award
of subcontracts exceeding $ 10,000 which are not exempt from the provisions of the Equal
Opportunity clause; that he will retain such certifications in his files; and that he will forward
the following notice to such proposed subcontractors (except where the proposed
subcontractors have submitted identical certifications for specific time periods):
BULKHEAD RECONSTRUCTION & RESTORATION
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.
2. NOTICE TO PROSPECTIVE SUBCONTRACTORS OF REQUIREMENT
FOR CERTIFICATIONS OF NON SEGREGATED FACILITIES.
A certification of Nonsegregated Facilities must be submitted prior 10 the award of a
subcontract exceeding $ 10,000 which is not exempt from the provisions of the Equal
Opportunity clause. The certification may be submitted either for each subcontract or for all
subcontracts during a period (i.e., quarterly, semiannually, or annually).
NOTE: The penalty for making false statements in offers is prescribed in
18 U.S.C. 1001.
"During the performance of this contract, the Contractor agrees as follows:
(1) The contractor will not discriminate against any employee or applicant for employment
because of race, creed, color, or national origin. The contractor will take affirmative aclion
to ensure that applicants are employed, and that employees are treated during employment,
without regard to their race, creed, color, or national origin. Such action shall include, but not
be limited to, the following: employment, upgrading, demotion or transfer; recruitment or
recruitment advertising; layoff or termination; rates of payor other forms of compensation;
and selection for training, including apprenticeship. The contractor agrees to post in
conspicuous places, available to employees and applicants for employment, notices to be
provided by the contracting officer setting forth the provisions of this nondiscrimination clause.
(2) The contractor will, in all solicitations or advertisements for employees placed by or on behalf
of the contractor, state that all qualified applicants will receive consideration for employment
without regard to race. creed, color, or national origin.
(3) The contractor will send to each labor union or representative of workers with which he has
a collective bargaining agreement or other contract or understanding, a notice to be provided
by the agency contracting officer, advising the labor union or workers representative of the
contractor's commitments under Section 202 of Executive Order No. 11245 of September
24, 1965, and shall post copies of the notice in conspicuous places available to employees
and applicants for employment.
(4) The contractor will comply with all provisions of Executive Order No. 11246 of September 24,
1965, and of the rules, and regulations, and relevant orders of the Secretary of labor.
(5) The contractor will fumish all information and reports required by Executive Order No. 11246
of September 24, 1965, and by the rules, regulations, and orders of the Secretary of labor.
or pursuant thereto, and will permit access to his books, records, and accounts by the
contracting agency and the Secretary of labor for the purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
.
(6) In the event of the contractor's noncompliance with the nondiscrimination clauses of this
contract or with any of such rules, regulations, or orders, this contract may be canceled,
terminated, or suspended in whole or in part and the contractor may be declared ineligible
for further Govemment contracts in accordance with procedures authorized in Executive
Order No. 11245 of September 24,1965, and such other sanctions may be imposed and
remedies invoked as provided in Executive Order No. 11246 of September 24.1965, or by
rule, regulation, or order of the Secretary of labor, or as otherwise provided by law.
BULKHEAD RECONSTRUCTION & RESTORATION
J-2
.
.
(7) The contractor will include the provisions of Paragraphs (1) through (7) in every subcontract
or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor
issued pursuant to Section 204 of Executive Order No. 11246 of September 24,1965, so that
such provisions will be binding upon each subcontractor or vender. The contractor will take
such action with respect to any subcontract or purchase order as the contracting agency may
direct as a means of enforcing such provisions, including sanctions for noncompliance:
Provided, however, that in the event the contractor becomes involved in, or is threatened with,
litigation with a subcontractor or vendor as a result of such direction by the contracting
agency, the contractor may request the United States to enter into such litigation to protect
the interests of the United States.'
3. FEDERAL PROCUREMENT REGULATIONS
EQUAL OPPORTUNITY IN EMPLOYMENT
1-12.805.4 Reoorts and Other Required Information
(a) Requirements for prime contractors and subcontractors.
(1) Each agency shall require each prime contractor and each prime contractor and
subcontractor shall cause its subcontractors to file annually, on or before March 31,
complete and accurate reports on Standard Form 100 (EEO-1) promulgated jointly
by the Office of Federal Contract Compliance, the Equal Employment Opportunity
Commission, and Plans for Progress, or on such form as may hereafter be
promulgated in its place, if such prime contractor or subcontractor (I) is not exempt
from the provisions of this Sub-part 1-12.8 in accordance with 1-12.804; (Ii) has 50
or more employees; (iii) is a prime contractor or first-tier subcontractor; and (iv) has
a contract, sub-contract, or purchase order amounting to $ 50,000 or more, or serves
as a depository of Govemment funds in any amount, or is a financial institution which
is an issuing and paying agent for U.S. savings bonds and savings notes: Provided.
that any subcontractor below the first tier which performs construction work at the
site of construction shall be required, to file such a report if it meets the requirements
in subdivisions (I), (ii), and (iv) of this paragraph (a) (1).
(2) Each person required by subparagraph (1) of this paragraph to submit reports shall
file such a report with the contracting or administering agency within 30 days after
the award to him of a contract or subcontract, unless such person has submitted such
a report within 12 months preceding the date of the award. Subsequent reports shall
be submitted annually in accordance with subparagraph (1) of this paragraph, or at
such other intervals as the agency or the Director may require. The agency, with the
approval of the Director, may extend the time for filing any report.
(3) The Director, the agency, or the applican~ on their own motions, may require a prime
contractor to keep employment or other records and to fumish in the form requested,
within reasonable limits, such information as the Director, agency, or the applicant
deems necessary for the administration of the Order.
(4) The failure to file timely, complete, and accurate reports, as required, constitutes
noncompliance with the prime contractor's or subcontractor's obligations under the
Equal Opportunity clause and is a ground for the imposition by the agency, the
Director, an applicant, prime contractor or subcontractor, of any sanction authorized
by the Order and the regulations in this sub-part. Any such failure shall be reported
in writing to the Director by the agency as soon as practicable after it occurs.
BULKHEAD RECONSTRUCTION & RESTORATION
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.
.
1-12.805.4 Reoorts and Other Required Information
(b) Requirements for bidders or prospective contractors.
(1) Each agency shall require each bidder or prospective prime contractor and proposed
subcontractor, where appropriate, to state in the bid or at the outset of negotiations
for the contract whether it has participated in any previous contract or subcontract
subject to the Equal Opportunity clause; and, if so, whether it has filed with the Joint
Reporting Committee, the Director, an agency, or the former President's Committee
on Equal Employment Opportunity, all reports due under the applicable filing
requirements. The statement shall be in the form of a representation by the bidder
or offeror substantially as follows:
'The bidder (or offeror) represents that he ( ) has, ( ) has not, participated in a
previous contract or subcontract subject to the Equal Opportunity clause herein, or
the clause originally contained in section 301 of Executive Order No. 10925, or the
clause contained in section 201 of Executive Order No. 11114; that he ( ) has, ( )
has not, filed all required compliance reports; and that representations indication
submission of required compliance reports, signed by proposed subcontractors will
be obtained prior to subcontract awards." (The above representation need not be
submitted in connection with contracts or subcontracts which are exempt from the
clause. )
When a bidder or offeror fails to execute the representation, the omission shall be
considered a minor Informality and the bidder or offeror shall be permitted to satisfy
the requirement prior to award.
(2) In any case in which a bidder or prospective prime contractor or proposed
subcontractor, which participated in a previous contract of subcontract subject to
Executive Onders No. 10925, 11114, or 11246, has not filed a report due under the
applicable filing requirements, no contract or subcontract shall be awarded, unless
such contractor submits a report covering the delinquent period or such other period
specified by the agency or the Director.
(3) A bidder or prospective prime contractor or proposed subcontractor shall be required
to submit such information as the agency or the Director requests prior to the award
of the contract or subcontract. When a determination has been made to award the
contract or subcontract to a specific contractor, such contractor shall be required,
prior to awand, or after the award, or both, to fumish such other information as the
agency, the applicant, or the Director requests.
( C ) Use of reports.
Reports filed pursuant to this 1-12.805.4 shall be used only in connection with the
administration of the Order, the Civil Rights Act of 1964, or in furtherance of the purposes of
the Order and said Act.
BULKHEAD RECONSTRUCTION & RESTORATION
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.
.
( d) Acquisition of Report Forms.
Standard Form 100 is available in all GSA supply depots. Copies of the form may be
obtained from GSA through the contracting or administering agency. The stock number for
the fonm is as follows:
Standard
Form No.
Title
Stock Number
100
7540-926-2049
Equal employment opportunity
employer information report.
1-12.805.4 PROCUREMENT STANDARDS
,
A. All contracts for construction or repair shall include a prevision for compliance
with the Copeland "Anti-Kick Back" Act (18 U.S.C. 874) as supplemented in
Department of Labor Regulations (29 CFR, Part 3). This Act provides that
each Contractor shall be prohibited from inducing, by any means, any person
employed in the construction, completion, or repair of public work, to give up
any part of the compensation to which he is otherwise entitled. The Grantee
shall report all suspected or reported violations to the Grantor Agency.
B.
Where applicable, all Contracts awarded in excess of $ 2,000 for construction
contracts and in excess of $ 2,500 for other contracts which involve the
employment of mechanics or laborers shall include a provision for
compliance with Section 103 and 107 of the Contract Work Hours and Safety
SlandardsAct (40 U.S.C. 327-330) as supplemented by Department of Labor
Regulations (29 CFR, Part 5). Under Section 103 of the Act, each Contractor
shall be required to compute the wages of every mechanic and laborer on
the basis of a standard work day of II hours and a standard work week of 40
hours. Work in excess of the standard work day or work week is penmissible
provided thatthe worker is compensated at a rate of not less than 1-112 times
the basic Rate of pay for all hours worked in excess 8 hours in any calendar
day or 40 hours in the work week. Section 107 of the act is applicable to
construction work and provides that no laborer or mechanic shall be required
to work in surroundings or under working conditions which are unsanitary,
hazardous, ro dangerous to his health and safety as determined under
construction, safety, and health standards promulgated by the Secretary of
Labor. These requirements do not apply to the purchases of supplies or
materials or articles ordinarily available on the open market, or contracts for
transportation or transmission of intelligence.
BULKHEAD RECONSTRUCTION & RESTORATION
J-5
. .
C. Each contract of an amount in excess of $ 2,500 awarded by a Grantee or
Subgrantee shall provide that the recipient will comply with applicable
regulations and standards of the Cost of Living Council in establishing wages
and prices. The provision shall advise the recipient that submission of a Bid
or offer or the submittal of an invoice or voucher for property. goods, or
services furnished under a contract or agreement with the Grantee shall
constitute a certification by him that amounts to be paid do not exceed
maximum allowable levels authorized by the Cost of Living Council
regulations or standards. Violations shall be reported to the Grantor Agency
and the local Internal Revenue Service field office.
D. Contracts and subgrants of amounts in excess of $ 100,000 shall contain
a provision which requires the recipient to agree to comply with all applicable
standards, orders, or regulations issued pursuant to the Clean Air Act of
1970. Violations shall be reported to the Grantor Agency and the Regional
Office of the Environmental Protection Agency.
E. Contracts shall contain such contractual provisions or conditions which will
allow for administrative, contractual, or legal remedies in instances where
contractors violate or breach contracts tenms, and provide for such sanctions
and penalties as may be appropriate.
F. All contracts, amounts for which are in excess of $ 2,500, shall contain
suitable provisions for termination by the grantee including the manner by
which it will be effected and the basis for settlement. In addition. such
contracts shall describe conditions under which the contract may be
terminated for default as well as conditions where the contract may be
tenminated because of circumstances beyond the control of the contractor.
G. In all contracts for construction or facility improvement awarded in excess
of $ 100,000, grantees shall observe the bonding requirements provided in
Attachment 8 to this Circular.
.
H. All contracts and subgrants in excess of $ 10,000 shall include provisions
for compliance with Executive Order No. 11246, entitled, "Equal Employment
Opportunity". as supplemented in Department of labor Regulations (41 CFR,
Part 60). Each contractor or subgrantee shall be required to have an
affirmative action plan which declares that it does not discriminate on the
basis of race, color, religion, creed, national origin, sex, and age and which
specifies goals and target dates to assure the implementation of that plan.
The grantee shall establish procedures to assure compliance with this
requirement by contractors or subgrantees and to assure that suspected or
reported violations are promptly investigated.
BULKHEAD RECONSTRUCTION & RESTORATION
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COMPLIANCE WITH PROVISIONS OF THE LABOR LAW
Pursuant to Article 8 of the Labor Law, the contractor's attention is directed to the
following requirements:
1 . Section 220.2 which requires a stipulation that no laborer, workman or mechanic in the employ of the
contractor, subcontractor or other person doing or contracting to do the whole or a part of the work
contemplated by the contract shall be permitted or required to work more than eight hours in anyone
calendar day or more than five days in anyone week except in the emergencies set forth in the Labor
Law.
2. Section 220.3 which requires a provision that each laborer, workman or mechanic employed by the
contractor, subcontractor or other person about or upon such public work, shall be paid not less than
the prevailing rate or wages and shall be provided supplements not less than the prevailing
supplements as determined by the fiscal officer.
3. Section 220.3-a also requires that the contractor and every subcontractor on public works contracts
shall post in a prominent and accessible place on the site of the work a legible statement of all wage
rates and supplements as specified in the contract to be paid or provided, as the case may be, for
the various classes of mechanics, workingmen, or laborers employed on the work.
4. Section 220.3-e provides that apprentices will be permitted to work as such only when they are
registered, individually, under a bona fide program registered with the New York State Department
of Labor. The allowable ratio of apprentices to journeymen in any craft classification shall not be
greater than the ratio permitted to the contractor as to his work force on any job under the registered
program. Any employee listed on a payroll at an apprentice wage rate, who is not registered as
above, shall be paid the wage rate determined by the New York State Department of Labor for the
classification of work he actually performed, The contractor or subcontractor will be required to
furnish written evidence of the registration of his program and apprentices as well as of the
appropriate rations and wage rates, for the area of construction prior to using any apprentice on the
contract work.
5. Section 220-e which requires provisions by which the contractor with the State or municipality agrees:
(a) That in the hiring of employees for the performance of work under this contract or any
subcontract hereunder, no contractor, subcontractor, nor any person acting on behalf of such
contractor or subcontractor, shall by reason of race, creed, color or national origin
discriminate against any citizen of the State of New York who is qualified and available to
perform the work to which the employment relates;
(b)
That no contractor, subcontractor, nor any person on his behalf shall, in any manner,
discriminate against or intimidate any employee hired for the performance of work under this
contract on account of race, creed, color or nationai origin. (Your attention is directed to the
provisions of the State law against Discrimination which also prohibits discrimination in
employment because of age);
.
( C ) That there may be deducted from the amount payable to the contractor by the State or
municipality under this contract a penalty of five dollars for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of the
contract;
BULKHEAD RECONSTRUCTION & RESTORATION
J-7
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(d) That this contract may be canceled or tenninated by the State or municipality, and all moneys
due or to beccme due hereunder may be forfeited, for a second or any subsequent violation
of the terms or conditions of this section of the contract.
6. The aforesaid provisions of Section 220-e which covers every contract for or on behalf of the State
or municipality for the manufacture, sale or distribution of materials, equipment or supplies shall be
limited to operations performed within the territorial limits of the State of New York.
7. Section 222 which requires that preference in employment shall be given to citizens of the State of
New York who have been residents for at least six consecutive months immediately prior to the
commencement of their employment; that persons other than citizens of the State of New York may
be employed when such citizens are not available; and that if the requirements of Section 222
conceming preference in employment to citizens of the State of New York are not complied with, the
contract shall be void.
8. Section 222-a which requires that if in the construction of the public work a harmful dust hazard is
created for which appliances or methods for the elimination of harmful dust have been approved by
the Board of Standard Appeals, such appliances or methods shall be installed and maintained and
effectively operated by the contractor; and that if the provisions of Section 222-a concerning harmful
dust hazards are not complied with, the contract shall be void.
OTHER REQUIREMENTS
Every State contracting agency, including Public authorities, must include in each contract paragraphs ( c)
through (g) of the Standard State Contract Clauses promulgated by the Governor on September 12, 1963 and
amended November 14, 1963.
Labor classifications not appearing on the accompanying schedule of wages can be used only with the
consent of the department of jurisdiction and then the rate to be paid will be given by the department of
jurisdiction after being advised by the New York State Department of Labor.
The contractor shall make such provision for disability benefits, workmen's compensation, unemployment
insurance, social security and safety code provisions as are required by law.
General Regulation No.1, as issued by the State Commission for Human Rights, requires that each contract
contains a stipulation that: "It is hereby agreed by and between the parties hereto that every contractor and
subcontractor engaged in the public work described in this contract shall post and maintain at each of his
establishments and at all places at which the public work described hereunder is being conducted, the Notice
of the State Commission for Human Rights indicating the substantive provisions of the Law Against
Discrimination, where complaints may be filed, and other pertinent information. Such Notice shall be posted
in easily accessible and well lighted places customarily frequented by employees and applicants for
. employment." The Notice may be obtained from the department having jurisdiction, or from the office of the
State Commission for Human Rights in the respective area.
You are requested to refer to the Bureau of Public Work all charges of discrimination in employment including
discrimination because of age, race, creed, color or national origin.
BULKHEAD RECONSTRUCTION & RESTORATION
J-8
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NON-DISCRIMINATION CLAUSE
During the performance of this contract, the contractor agrees as follows:
a. The contractor will not discriminate against any employee or applicant for
employment because of race, creed, color, or national origin, and will rake
affirmative action to insure that they are afforded equal employment opportunities
without discrimination because of race, creed, color, or national origin. Such action
shall be taken with reference, but not limited to: recruitment, employment, job
assignment, promotion, upgrading, demotion, transfer, layoff or termination, rates
of payor other forms of compensation, and selection for training or retraining,
including apprenticeship and on-the-job training.
b. The contractor will send to each' labor union or representative of workers with which
ne has or is bound by a collective bargaining or other agreement or understanding,
a notice, to be provided by the Commission of Human Rights, advising such labor
union or representative of the Contractor's agreement under clauses "a." through
"h." hereinafter called "non-discrimination clauses", and requesting such labor union
or representative to agree in writing, whether in such collective bargaining or other
agreement or understanding or otherwise, that such labor union or representative
will not discriminate against any member or applicant for membership because of
race, creed, color, or national origin, and will rake affirmative action to insure that
they are afforded equal membership opportunities without discrimination because
of race, creed, color, or national origin. Such action shall be taken with reference,
but not be limited to: recruitment, employment, job assignment, promotion,
upgrading, demotion, transfer, layoff or termination, rates of pay, or other forms of
compensation, and selection for training or retraining including apprenticeship and
on-the-job training. Such notice shall be given by the Contractor, and such written
agreement shall be made by such labor union or representative, prior to the
commencement of performances of this contract. If such a labor union or union
representative fails or refuses so to agree in writing, the Contractor shall promptly
notify the Commission for Human Rights of such failure or refusal.
c. The Contractor will post and keep posted in conspicuous places, available to
employee and applicants for employment, notices to be provided by the Commission
for Human Rights setting forth the substance of the provision of clauses "a." and "b."
and such provisions of the State's Laws against discrimination as the Commission
for Human Rights shall determine.
d. The Contractor will state, in all solicitations or advertisements for employees placed
by or on behalf of the Contractor, that all qualified applicants will be afforded equal
employment opportunities without discrimination because of race, creed. color, or
national origin.
BULKHEAD RECONSTRUCTION & RESTORATION
K - 1
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e. The Contractor will comply with the prevision of Sections 291-229 of the Executive
Law and the Civil Rights Law, will furnish all information and reports deemed
necessary by the Commission for Human Rights under these non-discrimination
clauses as such sections of the Executive Law and will, permit access to his books,
records, and accounts by the Commission for Human Rights and Owner
representatives counsel for the purposes of investigation to ascertain compliance
with these non-discrimination clauses and such sections of the Executive Law and
Civil Rights Law.
f. This Contract may be forthwith canceled, terminated, or suspended in whole or in
part, by the contracting agency upon the basis of a finding made by the Commission
of Human Rights that the Contractor has not complied with these non-discrimination
clauses, and the Contractor may be declared ineligible for future contracts made by
or on behalf of the Owner/Contracting Agency until he satisfied the Commission for
Human Rights that he has established and is carrying out a program in conformity
with the provisions of these non-discrimination clauses. Such finding shall be made
by the Commission for Human Rights after conciliation efforts by the Commission
have failed to achieve compliance with these non-discrimination clauses and after
a verified complaint has been filed with the Commission, notice thereof has been
given to the Contractor and an opportunity has been afforded him to be heard
publicly before three members on the Commission. Such sanctions may be
imposed and remedies otherwise provided by law.
g. If this Contract is canceled or terminated under clause "f." , in addition to other rights
of the Owner provided in this contract upon its breach by the Contractor, the
Contractor will hold the Owner Harmless against any additional expenses or costs
incurred by the Owner in completing the work or in purchasing the services, material
equipment, or supplies contemplated by this contract, and the Owner may withhold
payments from the contractor in an amount sufficient for this purpose and recourse
may be had against the surety on the performance bond if necessary.
h. The Contractor will include the provisions of clauses "a.", through "g." in every
subcontract or purchase order in such a manner that such provisions will be binding
upon each subcontractor or vendor as to operations to be performed within
jurisdictional local of the Project being contracted by the Owner. The Contractor will
take such action in enforcing such provisions of such subcontract or purchase as
the Owner/Contracting Agency may direct, including sanctions or remedies for non-
compliance. If the Contractor becomes involved in or is threatened with litigation
with a sub-contractor or vendor as a result of such direction by the Contraction
Agency/ Owner, the Contractor shall promptly so notify the Owner's representatives/
counsel, request him to intervene and protect the interests of the Owner
(Contracting Agency's jurisdictional area).
BULKHEAD RECONSTRUCTION & RESTORATION
K-2
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GENERAL CONDITIONS
A. The contractor shall supply all labor, materials, equipment and services necessary
or required to complete the work. The contractor shall fully familiarize himself with
existing site conditions. The locations of all underground utilities shall be verified
prior to commencing work. Damage to existing utilities shall be repaired at the
contractors expense.
B. The contractor may store his materials and equipment on the work site but the Town
of Southold will not be responsible for damage or theft of same,
C, In the event that anything reasonable, necessary or proper for the complete
performance of the work to produce a first class finished job, has not been
described in these specifications clearly, through oversight or palpable error, the
contractor shall, notwithstanding, execute and provide all omitted works and things
as if they were severally described, without extra charge and to the satisfaction of
the Town's authorized representatives.
D. The contractor shall be responsible for all construction facilities and temporary
controls. These items would include all temporary electric, heat, telephone, water
and sanitary facilities. Barricades shall be provided around all hazardous areas
during construction and shall be maintained and lighted in accordance with all State
and Local Code requirements.
E. The contractor may submit substitutions for products specified herein, where such
substitutions are allowed. Requests for substitutions shall be submitted with
complete data necessary to substantiate compliance with the contract documents.
All substitutions shall be approved in writing prior to being ordered, fabricated or
incorporated into the work. No claims for additional costs related to substitutions
will be allowed.
F. The contractor is specifically advised that he shall be responsible for on-site safety
in regard to his area of work and shall indemnify and hold harmless the Town of
Southold and the Architect from any and all claims resulting from on-site accidents
or safety conditions.
. G. The contractor shall be responsible for cleaning all work related debris generated
during this project in a timely fashion. All dredge spoil & debris generated at this
site shall be deposited by the contractor at the Southold Town Collection Center at
NO COST.
BULKHEAD RECONSTRUCTION & RESTORATION
Page 1
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BULKHEAD RECONSTRUCTION & RESTORATION
PART 1 - GENERAL
1.01
1.02
RELATED DOCUMENTS:
A.
General provisions of the Contract, including General conditions and
Supplementary Conditions, apply to work in this section.
B.
Standard Site Plan, Typical Sections & Detail drawings attached.
DESCRIPTION OF WORK:
All new construction shall meet the minimum requirements of the Southold Town
Trustees and the New York State Dept. Of Environmental Conservation.
The work under this section shall consist of furnishing all labor, material, equipment
and appliances necessary or required to perform and complete all work including
but not limited to the following:
A). Excavation behind existing bulkheads.
1. All bulkhead areas requiring new sheathing shall be excavated to a
minimum depth of 2'-0" below existing mud line. Excavation shall be in such
a manner as to limit the amount of damage to the existing pavement. Any
unnecessary damage to the existing pavement surface shall be replaced by
the contractor at no additional cost.
2. Existing bulkhead Structures shall remain in place. The contractor
shall verify the integrity of all existing Pileing, Tie Rods & Dead Man Systems
during the excavation. The engineer shall be notified of all items that
require replacement. Items replaced without written approval of the engineer
shall be deemed as not to have been replaced. Cost for replacement of all
items shall be a unit cost for each. Damaged items due to excavations shall
be replaced at the Contractors expense.
B). Installation of new Sheathing.
1. Provide new 2" x 10" x 14 Foot "T & G" Treated Wood Sheathing
over existing. All new sheathing shall be spiked to both top and bottom
whalers. (Approximate overall length - 265 Lineal Feet)
BULKHEAD RECONSTRUCTION & RESTORATION
Page 2
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1.03
.
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2. Provide new 2" x 10" "T & G" Treated Wood Sheathing over existing
sheathing at each side of existing Concrete Ramp. (Approximate overall
length - 65 Lineal Feet - Each Side) New sheathing shall be scribed to fit the
existing ramp. (Note: The Contractor shall remove all existing lag bolts in
existing sheathing after the bulkhead has been excavated.)
3. Provide Yo" diameter x 8" Galvanized Lag Bolts at new ramp
sheathing. New sheathing shall be securely anchored to existing whalers
with two (2) bolts at each Whaler. (Typical 4 bolts per board)
4. Provide new 6" x 6" Treated Wood whaler at toe of new sheathing
along existing concrete ramp. Anchor new whaler to all existing Pileing with
3/4" diameter galvanized bolts. (See drawing section detail sheet # 3)
C). Installation of new filter fabric.
1. Provide new Poly "X" Filter Fabric over all new bulkhead sheathing.
Fabric shall be continuous and extend from top of bulkhead to a minimum of
two (2') feet below the existing mud line. All splices shall have a minimum
overlap of two (2') feet.
D). Removal of Debris.
1. All debris and dredge spoil generated from the proposed construction
shall be removed by the contractor and deposited at the South old Town
Collection Center. There will be no charge for material deposited at the town
facility.
STANDARDS:
A.
All new construction shall comply with the following reference standards:
1). American Society of Civil Engineering Standard Practices.
,
1.04 CONTRACTOR QUALIFICATIONS:
A. Contractor must show evidence of the following qualifications:
1). A minimum of five (5) years continuous experience in bulkhead
construction.
BULKHEAD RECONSTRUCTION & RESTORATION
Page 3
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1.05 QUALITY ASSURANCE:
A. The contractor shall be responsible for verifying all existing conditions and
limitations. The extent of clearing and the amount of required excavation shall be
verified by the contractor prior to submitting his bid.
B. The contractor shall be responsible for fully investigation the existing site
conditions and shall be responsible for verifying all dimensions and quantities.
1.06 DELIVERY STORAGE AND HANDLING:
A. Delivery, storage and handling of equipment and bulkhead materials shall be
in accordance with industry standards.
1.07 JOB CONDITIONS:
A. The park site shall remain open during construction. The contractor shall be
responsible for providing all necessary safeguards to ensure safe access.
B. Excavation and stockpiling of backfill material:
1). All stockpiling of excavation material shall be in an approved location
immediately adjacent to the construction area. All stockpiles shall be
protected with a continuous barrier of silt screen and hay bails to prevent
silt from entering tidal waters.
1). No backfilling shall be permitted in freezing weather.
END OF SPECIFICATIONS
BULKHEAD RECONSTRUCTION & RESTORATION
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PROJECT DESCRIPTION
BULKHEAD RECONSTRUCTION & RESTORATION:
KLIPP PARK, GREEN PORT, TOWN OF SOUTHOLD, NEW YORK
THIS PROJECT INCLUDES NEW FILTER CLOTH AND NEW SHEATHING FOR THE
RECONSTRUCTION AND RESTORATION OF APPROXIMATELY 395 LINEAL FEET OF
EXISTING BULKHEAD.
GENERAL DESCRIPTION:
.
INSTALLATION OF APPROXIMATELY THREE HUNDRED NINETY FIVE (395')
FEET OF NEW BULKHEAD SHEATHING. TWO HUNDRED SIXTY FIVE (265')
FEET SHALL BE IN ACCORDANCE WITH THE TYPICAL BULKHEAD SECTION.
(SEE TYPICA~EET # 2). ONE HUNDRED THIRTY (~30') FEET
SHALL BE A EACH SIDE F EXISTING CONCRETE RAMP. (SEE DETAIL
SHEET # 3).
EXCAVATE TO A DEPTH OF!t .nt.n.......lllllTlllS......'ItE BEHIND ALL
EXISTING BULKHEAD SECTIONS THAT REQUIRE NEW SHEATHING. ALL ?
EXCAVATED MATERIAL SHALL BE PLACED ON SITE WITH SILT FENC~ - .
HAY BAILS AT THE PERIMETER TO PREVENT RUNOFF FROM ENT~
TIDAL AREAS.
.
.
BULKHEAD AREAS REQUIRING WORK SHALL HAVE ONE LAYER OF FILTER
FABRIC INSTALLED BEHIND ALL NEW SHEATHING. INSTALLATION SHALL
BE CONTINUOUS WITH A MINIMUM OVERLAP OF 2'_0".
.
THE EXISTING BOAT RAMP SHALL REMAIN OPEN DURING THE COURSE OF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL NECESSARY
SAFEGUARDS TO ENSURE SAFE ACCESS.
.
THE TOWN OF SOUTHOLD SHALL NOT BE RESPONSIBLE FOR MATERIALS
AND EQUIPMENT LEFT ON SITE. PROPER FENCING AND BARRICADES
SHALL BE INSTALLED TO SEPARATE THE WORK SITE FROM THE GENERAL
PUBLIC.
REQUESTS FOR FURTHER INFORMATION AND ALL INQUIRIES SHOULD BE
ADDRESSED TO THE ENGINEERS OFFICE: S.T.E.D., PECONIC LANE, PECONIC,
NEW YORK 11958. ATTENTION - JAMES A. RICHTER - (516) 765 3070
The foregoing Project Description is provided for general information only. It is not
part on the Contract Documents. For the specific provisions and requirements of
this project, please refer to the full Specifications and Contract Drawings.
.
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f , 1 J
INDEX TO SPECIFICATIONS
PROJECT DESCRIPTION
BIDDING REQUIREMENTS
Invitation to bid
Instruction to Bidders
Proposal Form
N.Y.S. Affirmative Action Certification
AlA Bid Bond
Offer of Surety
A-1 through A-1
B-1 through B-2
C-1 through C-2
0-1 through 0-1
AlA Document # A31 0
E-1 through E-1
GENERAL CONDITIONS
AlA General Conditions
Supplementary General Conditions
AlA Performance Bond
General Release
Prevailing Wage Rates
Compliance with Labor Law &
other Dept. of Labor Regulations
Non-Discrimination Clause
AlA Document # A201
F-1 through F-2
AlA Document # A311
G-1 through G-1
H-1 through H-1
J-1 through J-8
K-1 through K-2
CONSTRUCTION SPECIFICATIONS
General Conditions
Part 1 - General Specifications
Site Plan
.
Sections & Details
Page 1
Page 2 through 4
Drawing # 1
Drawing # 2 & 3
.
.
1. 1 1
INVITATION TO BID
PROJECT: BULKHEAD RECONSTRUCTION & RESTORATION
KLIPP PARK, MANHANSET AVE., GREEN PORT, NEW YORK
The Town Board of the Town of South old will receive bids for the restoration and/or
reconstruction of an existing bulkhead located at Klipp Park in accordance with the
Specifications prepared by James A. Richter, RA, Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958.
Bids will be received at the office of the Southold Town Clerk, Southold Town Hall, 53095
Main Road, Southold, New York 11971, until:
11:00 AM
Thursdav
, September l~ 1996.
All Specifications are provided herein.
A fee of twenty five dollars ($25.00), cash or check, made payable to the Town of Southold
will be required for one (1) copy of the Contract Documents. There are no refunds.
This invitation to bid is not an offer and shall in no way bind the Town of South old to award
a contract for performance of the project. Should the Town of Southold decide to award
a contract, it shall be awarded to the lowest responsible bidder.
The Town of South old reserves the right to waive any informalities, and to reject any or all
bids, and to retain bids for 45 days from the date of receipt. The CONTRACTOR MAY
NOT withdraw his bid during this period.
Bid security in the form of a certified check or bid bond in the amount of 5% will be required
of each bidder.
Performance bonds in the amount of 25% of the contract price shall be required of the
successful bidder.
Please advise if you intend to bid or not.
Dated: Aup!;ust 20.1996 BY ORDER OF THE SOUTHOLD TOWN BOARD
By: Judith T. Terry
Southold Town Clerk
BULKHEAD RECONSTRUCTION & RESTORATION
A - 1
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INSTRUCTIONS TO BIDDERS
A. PROPOSALS
Proposals must be made in strict accordance with the "Proposal Form" provided. The bidders shall
write in ink, both in words & numerals, the price for which he proposed: to furnish all materials, plant,
equipmen~ tools, shoring or bracing, scaffolds, or other facilities, & to perfonn all labor and services necessary
for the proper completion of the work in strict accordance with the plans and specifications, and subject at all
times to the approval of the Architect.
Proposals shall be addressed as indicated on Invitation for Bids and shall be delivered enclosed In
an opaque sealed envelope marked "Proposal" bearing title of work, and Bidders Name.
No proposal shall be considered which has not been received by the Southold Town Clerk prior to the
hour and date stated.
Each proposal must be signed in writing with the full name and address of bidder.
B. PROPOSAL GUARANTY
A proposal will not be accepted or considered unless accompanied by a guaranty in the fonn of a bid
bond or certified check in the amount of 5% of the total bid, payable to the Town of Southoid.
As soon as the proposal prices have been compared, the Owner shall return the bidder's bond or the
certified checks accompanying such proposals as, in his judgement, would not likely be Involved in making
the award. All other proposal quantities will be held until the contract and contract bond have been executed
after which they will be released or returned to the respective bidders whose proposals they accompanied.
C. OMISSIONS AND DISCREPANCIES
Bidders should carefully examine the drawings and specifications, visit the site of work, and fully
inform themselves of all conditions and matters which can in any way affect the work or the cost thereof.
Should a bidder find discrepancies in or omissions from the drawings, specifications, or other documents or
should he be in doubt as to their meaning, he should at once notify the Architect who may issue a written
instruction to all bidders.
D. PUBLIC OPENING OF PROPOSALS
Proposals will be opened and read publicly at the time and place indicated in the Invitation for Bids.
Bidders, there authorized agents, and other interested parties are invited to be present.
E. AWARD OF CONTRACT
Award of contract will be made as soon as practical. a contract may be awarded to a responsible
bidder other than the lowest money bidder, if it is in the best interest of the Town. No bid may be withdrawn
after scheduled closing time for receipt of bids for a period of 45 days pending execution of a contract by
successful bidder. The competency and responsibility of the bidder and his sub-contractors will be considered
in making the award. The Town reserves the right to waive any technical error, to accept any bid, or to reject
any or all bids. The contract fonn will be a Standard fonn of Agreement between Owner and Contractor
(Stipulated Lump Sum).
The Town will either award the project or reject all proposals received within forty-five (45) days after
. the fonnal opening of proposals. The acceptance of a proposal will be a notice in writing signed by the Town
Clerk and no other act shall constitute the acceptance of a proposal.
The acceptance of a proposal shall bind the successful bidder to execute the contract and to deliver
separate perfonnance and payment bonds made by a Surety Company, as stipulated herein. The amount
of the bonds shall not be less than twenty five percent ( 25 % ) of the contract price of the work.
BULKHEAD RECONSTRUCTION & RESTORATION
B-1
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1.. 1 J I
F. WITHDRAWALS OF PROPOSALS
Any bidder upon his or her authorized representative's written request presented not later than the
hour set for the opening thereof, will be given permission to withdraw his proposal. At the time of opening the
proposals, when such proposals are reached, it will be returned to him unread.
G. REJECTION OF PROPOSALS
The Town reserves the right to waive any technical error and to reject any and/or all proposals.
Without limiting the generality of the foregoing, any proposal which in incomplete, obscure, or irregular may
be rejected; any proposal accompanied by an insufficient or irregular certified check or bidder's bond bay be
rejected, any proposal having interlineation, erasure or corrections may be rejected. The Town also reserves
the right to reject any bid if an investigation of such bidder fails to satisfy the Town that such bidder is properly
qualified to carry out the obligations of the contract and to complete the work contemplated therein.
Conditional bids will not be accepted.
H. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town in person;
or if a firm or corporation, a duly authorized representative shall so appear, and execute six (6) copies of the
Contract and furnish satisfactory Performance and Payment Bond within ten (10) days after notice that the
Contract has been awarded to him. Failure to execute Contract shall constitute a breach of the agreement
effected by the acceptance of the Proposal.
The damages to the Town for such breach will include loss from interference with his construction
program and other items, the accurate amount of which it will be difficult or impossible to compute. The
amount of the certified check or bidder's bond accompanying the Proposal of such bidder shall be retained
by the Town, not as a penalty, but as liquidated damages for such breach. In the event any bidder whose
proposal shall be accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and thereupon, his proposal
and acceptance thereof shall be null and void, and the Town shall be entitled to liquidated damages as above
provided.
I. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated in the
notice to proceed which was given to him by the Town of Southold and shall complete the work within the
calendar day limit as set forth by him in his Proposal, but not more than sixty (60) working days.
.
BULKHEAD RECONSTRUCTION & RESTORATION
B-2
.
.
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PROPOSAL FORM
DATE: '? - I 1- "7","
NAME OF BIDDER: LOS Te.../I 0 ma..-v,'IIe.... Con+rttChr;j Covp.
If.).j 5-tt1 5-t-. - po 00;( ;;L/;A'-f
0veULpoV-t) NY /lq'-f'-j
TO: SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEW YORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the Contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the Contract Documents (dated July 9, 1996) including bidding
requirements, general and special conditions, specifications, contract documents, and
addenda, if any (Note: Acknowledgment of addenda and their dates must be included as
indicated on bottom page); and he proposed and agrees that if his proposal be accepted
he will contract to furnish all labor & materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
KLIPP PARK BULKHEAD RESTORATION AND/OR RECONSTRUCTION
MANHANSET AVENUE, GREEN PORT, NEW YORK 11944
in accordance with the Contract Documents and Addenda, if any, prepared by JAMES A.
, RICHTER, R.A., South old Town Engineering Department, Peconic Lane, Peconic, New
York 11958, and complying with all the stipulations contained therein and will furnish the
required Performance Bond; that he will start the work as directed by the Town, he will
accept, in full payment thereof as listed below:
BULKHEAD RECONSTRUCTION & RESTORATION
C - 1
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PROPOSAL FORM CONT.
FURNISH AND SUPPLY ALL LABOR AND MATERIALS FOR THE
RECONSTRUCTION AND RESTORATION OF TREATED TIMBER BULKHEADS
IN ACCORDANCE WITH THE CONTRACT DOCUMENTS. THE ABOVE
REFERENCED ACTIVITIES WILL BE COMPLETED FOR THE STIPULATED
"LUMP SUM" OF: . i' /,
Foy-f/&/ I W 0 7JU:il4~tU...A- IV/II L Uuntf.N. t/.. ~ ,c,:fly './(J I.'IL
(written in ~rdS) j!( q;z.. 9 "5 o. 0 0
.'
(written in numbers)
unit prices for extras shall include the cost for materials and installation of same:
PILING - (12" DiA. X 24') TIE RODS - (3/4" Galv.) DEAD MEN & BACKER PILES
EACH EACH PER LINEAR FOOT
FiII~ /-IumlmL f)IJ/lMs O/.-flllHlwd. r~f11L1 h:.r:kU'l i)o(/tt.-rs
(written in words) (written in words) f () ~...J (written in words)
~?OO.OO u,.. r/~?oo eA. lI>/?cJQ
(written in numbers) (written in numbers) (written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town after notice of the acceptance of said proposal shall have been
deposited in the mail addressed to him at the address given in the proposal, that he shall
be considered to have abandoned the contract and the sum represented by the certified
check accompanying this proposal shall be forfeited to the Town as Liquidated damages;
otherwise the certified check shall be retumed to the bidder within forty-five (45) days after
the date of the receiving bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder:
~L4'~
j/ J.f,.J..3 ?-r.!7 ~.
PO ?JOY ;L/",J..~
6re &1/YJrl-, NY
"
? 1Lt--'-S " P E- .-
Business Address:
.
//Cf'f-7
Telephone Number:
if77~/lq1
Date: ,;; - Iv - 9 &
BULKHEAD RECONSTRUCTION & RESTORATION
C -2
.
.
,=EP 12 .. 95 0'3: 23 TO[..n--j elf ';C1UTHC'LD
F',l c.
"--"
,--,'
5: :"!EME"n OF ,-IOI+-COLLUSIOi'1
(To be Compleled by Ecch Bidder)
In QCGordcnce wiTh Section 103-d G~nerol ""/,unici~1 Law, effective Septemc~r 1 f 1966,
evert bid or proposal h"reafter mode to a political subdivision of the Stote "r or,y public
defXJdment, agency, or officiol thereof or to d fire district or ony ogent:y or official thereof
far work or s~rvices p,,,formed or to be performed or goods sold or to be sold, sholl contain
the following stotemen' subscribed 10 by the bidder ond affirmed by such bidder os trw under
the penalties of perjury; nan-collusive bidding certification.
a. By submission 'c,f this bid, each bidder and each person signing on behalf or ony
bidder certifie" ond in the cose of 0 ioint bid, each party thereto certifies oS
to its own organ; zoti on, unde r pena I iy of perjury, that to the best of knowledge
and belief:
(1) The prices in this bid hove been arrived at independently with~ut collusion,
conslJlt:ltion/. communication, or agreement, For the purpos~ of r~srricting
competitionr os to any matter relating to such prices with ony othf!( bidder
or any competi tor.
(2) Unless otherwise required by law, the prices which hove been quoted in
thb bid have not been knowingly c!isclo<ed by the bidder and will not
blowingly be disclosed by the bidder p~jor to opening, direc;l, or indirectly,
to any other bidder or to any competitor.
(3) No oth~mpt has been mode or wi II be mode by the bidder to induce any
other person, portnership, or corporation to submit or not to submit a bid
for the purpose or restricting competition.
b. The per,on signing this bid or proposal certifie~ that-he hos fully informed himself
regording the C1ccurOCY of the statements contained in this certificotion, and under
the srotements con~cjned in this certificationl ond under the penaltie5 of peijury I
affirms the truth thereof, such penalties being applicoble to the bidder, '" ",,,II m
the person signing in its b..holf,
c. That attached hereto (if 0 corporote bidder) is 0 certified copy of resolurion cuthor-
izing the execution of this certificate by the signator of this bid or proposal in behelf
of the corporote bidder.
C3
c;EF' 12
"3t,
09: 24 T(I[.1I1. '::;OUTHCCI'I
,-'
. f'.L '-
~
,
.
RES 0 L UTI 0 t.J
Co.:=. 1~llo /Vl/l' ~('~d /'~. -I-..-A /"L:"'L1i
R.e~::';I..edthat _r,-c '/I~jrt-C Luy\/rV'-L/'77"_j
(Nome or Corp::>ra;;an) ---'
c)/'o e. be
QutnNi~ed to sign anel submit the bid or propose I of this corpo.otion for tho following
project
~ I< e Cr/'yt S"-IJ.ucf1"0"- ~
ptUJL.- - (l/~ s.u-- J}-a
I2t 5~..f7"~
;< I ;DO
,
6 n~t~/2/)Y';-. N V
(De!cribe project)
and to include in such bid or proposal the certificate os to non-collusion required by
sectio" one-hundred-three-d (l03-d) or the General J./lunicip:ll Low os the ocr and deed
of such corporation, ulid for any inaccuracies or mis"'stotements in such certificate this
carporete bidder sholl be liable under the penalties or perjury.
l'
The loregoing j, a true and correct copy of the resolution odopted by (0 <:i-/dt.o
I(7lfl/1.f Cd"yc-fyttc-fi/l4 Corp
, /
ing 01 the Boord of Directors hel'd on the 3'/V!:>
corporation at 0 r:;eet-
day 01
~\
I 19 'lid
(SEAl OF THE CORPQRATIOr'l)
-~~--;..~
Lm':s 01 New York I 1965
eh. 751, Sec. 103-0, as omnndec
effective September I, 1965.
C4
.
.
, ,
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
Co s-f-e 1/ 0 rY\ tVVi ne- Cem +va c -Ii 111 Cov;).
(Bidder)
Certifies that:
1.
it intends to use the following listed construction trades in the work under the
contract "Nt>NIJf II t!l "-'-II!'IZ... T#",,.,, (I""rLY<'-Lv
!I1AIL';vtL rO^,rhJC!.r,N'1 {'o"'t'.
; and,
2.
a.
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan
it will comply with the said County area within the scope of coverage of that
Plan, those trades being:
/-:'/A
; and/or,
b. as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affinmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
/J1,,4I2#v l! ~&1I'\/TH.A-C/t- /,.Vi /~ u. I ,'7 MJ/~T- 1/'JL~"1"'l;J.c:.s
A,yn L4f,od6LS ,.
.
; and,
3. it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontractor certification required by these Bid Conditions.
;::;,
a r/Z6S I ;)d'I\j r-
ature of Authorized Representative of Bidder)
BULKHEAD RECONSTRUCTION & RESTORATION
0-1
.
.
..
THE AMERICAN INSTITUTE OF ARCHITECTS
.
AlA Document A310
Bid Bond
Y3858
KNOW ALL MEN BY THESE PRESENTS, that we Costello Marine
C . C iHere Insert lull lume .nd loddren or leg,,1 lule 01 ContrloClorl
ontract~g orp.
P. O. Box 2124, Gree.noort, New York 11944
as Principal, hereinafter call<!d ttie Principal, ana-- Utica Mutual Insurance Co~v
180 Ge S N!far f d N Y k 134tbl<<'re ,nsert lull ".me and addri!'ss or leSlol 11 eo --Suretyl
nesee treet, ew t or, ew or j
a corporation duly organized under the laws of the State of new York
as Surety, hereinaFter called the Surety, are held and firmly bound unto Town of Southold
Southold, New York (Here ,nset! full n.me ind iddress or legl.l mle oi Owner)
as Obligee, hereinafter called the Obligee, in the sum of
of amount bid
Five Percent (5)
Dollars ($ I,
for tbe payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
Reconstruction/Restoration of Bulkhead
Klipp Park, Manhasset Avenue, Greenport, New York
IHere inserl full name, addn!ss and deKflollon of prolecn
NOW, THE REF 0 R E. if the Obligee shall accept the bid at the Principal and the Principal shall enter into it Contract
with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful pertormance or such Contract and for the prompt
payment ot labor and material furnished in the prosecution thereot. or in the event or the failure of the Principal to enter
such Contract and give such bond or bonds. if the Princip~ shall pay to the Obligee the difference not to exceed rhe penalty
hereot between the amount specified in said bid and such larger amount for which the Obligee m.ay in good faith contract
with another party to perform the Work covered by s.aid bid. then this obligation shall be null .and void. otherwise to remain
in full force and effect.
Signed and sealed this
10th
day of
September
1996
,,~tHAWJ [ icrwc
(Witness).
I
Costello Marine Contracting Corp.
3''<'!'il'/)__
~zZr6o
ohn Costello (Titl., President
Utica Mutual Insurance Company
I . _ (~ty). ,7 (s../)
1 -7'11 cLA-Lc Lu. ~~~)
Marie ViVenizo(Titl.) Attcrney-in ' ct
(Sea.l]
.----,
~""';r ~ f ~
(Witness)
AlA DOC\JMENT A31D . 1110 BONO. AlA 8. FEBRUARY 1970 EO . THE AMERICAN
INSTITUTE OF ARCHITECTS. 1735 N.Y. AVE.. N.W., WASHINGTON. O. C. 20006
1
. .
UTICA MUTUAL INSURANCE COMPANY
NEW HARTFORD, NEW YORK
N 253
O.
-
POWER OF ATTORNEY
Know all men by these Presents, the UTICA MUTUAL INSURANCE
COMPANY, as a New York Corporation, having Its principal office in the Town of New Hartford. County of Oneida, State
of New York, does hereby make, constitute and appoint
William F, Bindseil, Jr., Marie ViVenzio, Mark S, Gursky
Selden, Nel" York , d b k ut'
tts true and lawful Anorney(s)-in-fact in their separate capactty n more (han one IS name a ove to ma e, exec e, sign,
seal and delivery for and on tts behalf as surety and as tts act and deed (wtthout power 01 redelegation) any and all
bonds and undenaklngs and other writings obligatory in the nature thereof (except bonds guaranteeing the payment
of principal and Intetest of notes, lTlOJ!o.aQe bonds and mongages) provided the amount of no one bond or undertaking
exceeds .hree Million and UUrl 00------------ Dollars ($3,000,000,00--- ).
The execution 01 such bonds and undenakings shall be as binding upon said UTICA MUTUAL INSURANCE
COMPANY as fully and to all intents and purposes as n the same had been duly executed and acknowledged by 1Is
regularly elected officers and tts Home Office in New Hartford, New York,
This Power of Anorney is granted under and by authortty of the following resolution adopted by the Directors of
the UTICA MUTUAL INSURANCE COMPANY on the 27th day 01 November, 1961.
-Resolved. that the President of any Vice-PreSident, in conjunction wit" the Secretary or any AsSistant Secretary, bl and they are he,ecy
authorized and empowered to appoint Attorneys.in.lact of the Company, in its name and IS ils acts. 10 execute and acknowtedge1ar and on hs
behalf as Surety any and .n bonds. recognizances. contracts of lndemnfty and .11 Other wnttngl obligatory. 'n tne nature tn.,aof. with powe, to
anaen theretO the seal of th. Company. Any sucn writings so exeCU1ed by such Anorneys.in.lao snaU ce binding upon tne Company as ft they
had been duly aCknowleoged by tne regularly eleCled Officers of the Company in their own proper persons.
-No Therefore, the signatures of such officers and the seal of the Company may be affixed to any such Power of Attorney by a facsimile.
and any such Power of Marney bearing sucl"l facsimile signatures or seal snail be valid and oinding upon the Company.-
In Witness Whereof, the UTICA MUTUAL INSURANCE COMPANY has caused these presents to be signed by Its
Authorized Officers, this [1 th day 01 November , 19 ---2}
STATE OF NEW YORK
COUNTY OF ONEIDA
}
ss:
UTICA MUTUAL INSURANCE COMPANY
~~/~
Charrmanlo1 the Board
Chief exectnive OffIcer
~~ U" ~~.
)
Secretary
On this 11 th day of November 19 ~ before me, a Notary Public in and for the State of
Naw York, personally came W, CRAIG HESTON and GEORGE p, WARDLEY to me known, who acknowledged execution
ot the preceding Instrument and, being by me duly sworn, do dapose and say, thatlhey are President and Secretary
respectively of UTICA MUTUAL INSURANCE COMPANY: and thaI the seal affixed to said instrument Is the corporate
seal of UTICA MUTUAL INSURANCE COMPANY: and that the said corporate seal is affixed and their signatures
subscribed to said instrument by aUlhorlty and order of the Board 01 Direcrors of said Corporation.
wr~~nTeSlimOny Whereol, i have hereunto sel my hand at New Hartf10rd' N/ew ;;ork~ tthe diJI~y and year first above
,..sCJ~"", ,) ,/
"'S" '~l" / l( :':, !II- [, 'J
i ,.,... ~ Hichael J. Vyss Notary PUblic
... 'i :;
.J /...~
"'.jfJ ... )..~~
I Stephen J Lorenz '
, Asslsta", Secretary of the UTICA
MUTUAL INSURANCE COMPANY do hereby cenify that the foregoing IS a true and correct copy of a Power of Attorney,
executed by said UTICA MUTUAL INSURANCE COMPANY, which is still in full force and eHect.
}
ss:
STATE OF NEW YORK
COUNTY OF ONEIDA
In Wttness Whereof.
York, this 10th
have hereunto set my hand and affixed the Seal of the said Corporation at New Hartford, New
day of September '9 2L... A. .~
_'l.!.W'.'
.~ SJstant Secretary
.
. .
ACKNOWLEDGMENT OF SURETY
Ox Utica Mutual Insurance Company
D Graphic Arts Mutual Insurance Company
STATE . OFnuu.......~~;?"u.'X"Q.~!Ll
COUNTY OF......u.'?~JQJ.~....J
On thisuuu.u...JQth........day oL....u...u..uun.u.u...'?~J1J;.~~J;".mu...u....uuu19uu..9.~ore me personally came
did'd~'~';;;;;~~:~h;~~~'~:::::::::::'.~.~~;i1*-~~~:)f~~.:Y~~~..i<J1~~:.~~:.:.~~..~:...~..~:~.:~::
that he is Attorney-in-Fact of the Corporation described in and which executed the attached instrument;
that he knows the seal of said Corporation, that the seal affixed to said instrument is such corporate seal;
that it was so affixed pursuant to power conferred on him by a Power of Attorney granted to him by said
Corporation and that he signed said instrument as Attorn7- iD-Fact Said Corporatiofp.:Cant to such
authority. WILLIAM F. BINDSElL. JR. ! I '() /~ f/ r-
~:I~~i=~:;en a., n.~.~).. .~..dlLcrii:!~u...uuu...uuu:....
Commission expires March 30. 19:tJ ; NOTART' PUBt~_mm..mu
i...--
PRINCIPAL'S INDIVIDUAL ACKNOWLEDGMENT
ss.:
STATE OFu...u....uuu...................l
58.:
COUNTY OF.u...uu..u....uuu...u..
On thisu.....uuu......u.......uday of.uu..u........u....uuu........u......n...u.u..u.............0019...00.00, Wore me personally came
....00.0000..........00.........00...0000......00...00....00............00...00.....0000.....0000.0000..........0000......0000.00........00.00.... to me known and known to me
to be the individual described in and who executed the foregoing instrument, and he acknowledged to me that
he executed the same.
...--.--nn......___.._..............._n............._n__...........uu...__......__.....uu....
NOTARY PUILI C
PRINCIPAL'S CO.PARTNERSHIP ACKNOWLEDGMENT
STATE OF...............u........uu....u.l
58.:
COUNTY OF......m...uuu..u.u......
On thisu.....u.........uu........day oLuu.u.uuu.u.mu.....u....u....nun............u...........19......... before me personally came
00...........000000..........00.....00...00........00....00..00..00.........nu.......u...n.un...u....mu....u...........u...., a member of the Co-partnership of
........u...........u..uu......u....uu..uu........u.n...u.U...U.n.uu..u.u...nuuu....u.....u..u.......u................ to me known and known to me
to be the person who is described in the foregoing instrument and he acknowledges that he executed the same
as and for the act and deed of the said Co-partnership.
NOTARY PUll J C
PRINCIPAL'S CORPORATE ACKNOWLEDGMENT
WILLIAM F. BINDSEIL. JR.
Not1Iry Public. State of N_ Yen
No. 52 0294800
Qualified In N_u County si.7
Commiasion ex;""", March 30. 1
On thisnu19.t.h.unn...u....day oLn...u....S.~P.tgI))OOL.........nu.uuuun...n...n.u19...9.Q.. before me personally came
.u..nu......nn......n)QJ:m...CQ!>.t~lJ.Q.....uu.uun....un....n.....u.uu.....u.un...n...uu...uu......nu. to me known, who. being by me
duly sworn. did depose and say. that he resides in.u.........G.r.~~.nPQr.:t;....New.nX.Qr.k""hnhnn........nn.............n...n.....;
that he is..... ....J?r.esiden.t....... ........... ..... .0f.....n.n.......Cos.tellQ..l1aJ::in~...Co.ntr.acting..GOIp........................., the
Corporation described in and which executed the foregoing instrument; that he knows the Corporate Seal of
said Corporation; and the Seal affixed to said instrument is such Corporate ~that it was so affixed-by order
I
of the Board of Directors of said Corporation, and that he signed his name thereto by like order.
STATE OF.....N~"'n'X"9.~~............l
COUNTY OF.;;.~Jg.+K.h....hn.
55.:
/'-
.,-"
,-;:: -'-- <-
______.__...h_n_._.-___.___...._.
1(:'"...;;V"'!3l..
UT. MUTUAL INSURANCE CO.ANY
FINANCIAL STATEMENT AS OF DECEMBER 31, 1995
From Annual Report Filed wtth New York Insurance Department
-"SSETS
U.S. Governmental Direct Guaranteed Bonds. .. $
All Other Bonds.............................
Stocks. . . . . . . . . . . . . . . . . . . .. . . . . . . . . . ..... ..
Mortgages. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . ...
Cash............................... ........
Equttles & Deposits in Pools and Associations..
Premiums in Course of CollectIon.............
Interest Due and Accrued. . . . . . . . . . . . . . . . . . ..
Other Admttted Assets. . . . . . . . . . . . . . . . . . . . . ..
Total Admitted Assets.
191 .628.832
1.009.991,147
64,224,789
-0-
12,207,445
9,340.327
89,081.184 .
18.417,014
68,197,355
$
1,463,088.093
LIABILITIES I#D SURPLUS
Reserve for All Losses. . . . .... . . .. $
Unearned Premiums.......... ..
Reserve for Claim Expenses. . . . . .
Dividends. . . .. . . . . . . . . . . ... . . ..
Taxes Accrued. . . . . . . . . . . . . . . . .
Federal Income Tax. . . . . .. . . . . ..
Amounts Withheld on Account
of Others
Provisions for Reinsurance
Miscellaneous Accounts Payable
Total Liabilities $
596.117.277
240.360,246
189.148.006
8.482,052
7.439,802
6,127,003
20.384.031
13.424.847
50,546.613
1,132,029,877
Surplus Funds:
Dividend Reserve...................... $ 2.558.907
General Voluntary Reserve. . . . . . . . . . . . . 1 ,500.000
Special Contingent Surplus. . . . . . . . . . . . . 1,700.000
Divisible Surplus. . . . . . . .. .. .. .. . .. . . . .. 325.299.308
Surplus as regards Policyholders. . . . . . . . . . . . . . . .. 331,058.215
Total. .. . . . . . . .. .. . .. .. .. .. .. .. .. .. ... $
1.463,088.093
STATE OF NEW YORK
COUNTY OF ONEIDA ss:
W. Craig Heston, Chairman & CEO of the UTICA MUTUAL INSURANCE COMPANY, New Hartford, New York, being duly
sworn, says that he is the above described officer of said Corporation, and that on the 31 st day of December, 1995: all of
the assets shown above were the absoiute property of the said Corporation, free and clear from all liens or claims thereon
except as above stated, and that the foregoing statement Is a full and true exhibit of all assats and lIabUltles of the said
Corporation at the close of business December 31, 1995, according to the best of his knowledge, 'informatlon and belief.
Subscribed and sworn to before me the 19th day of March, 1996.
pJ~
Notary Public in the State of New York
Appointed in Oneida County
My Commission Expires April 30, 1996
8-6-50 Ed. 4-96
J ~ l;;t
Chairman & CEO
~ \-' \J~
Secretary
Attest
.
.
, ,
THE AMERICAN INSTITUTE OF ARCHITECTS
I
AlA Document A310
Bid Bond
KNOW All MEN BY THESE PRESENTS,
that we
(Here insert full name and addre5s or legit title of Contractor)
as Principal, hereinafter called the Principal, and
(Here insert full name and address or legal title of Surety)
a corporation duly organized under the laws of the State of
as Surety, herilafter called the Surety, are held and firmly bound unto
II IH". in,,,, full n.m. .nd .dd"" 0' l.g.1 ,HI. of Own,,}
as Obligee, hereina ed t~, ~um of
~ t..:; Dollars ($ l,
for the payment of w sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our ~ , . ". _ , successors and assigns, jointly and severally, firmly by
~ents, i:J)
<5 sj 'i}'. h.. '" bm 00' ~
IH'.o' n.m., .dd"" .nd d.",iplion of pco;,,"
NOW, THEREFORE, if the Obligee shall accept the bid of the Ptincipal and the Principal shall enter into a Contract
with the Obligee In accordance with the terms oi such bid, and give such bond or bonds as may be specjjied In the bidding
or Contract Documents Wlth~OO and sufficleWt surety for the faithful performance of such Contractlnd for the prompt
payment O~d matenal mshed In the prosecution ther f. or I event of the fadur f the Principal to e er
such Contr glV~ '!!f 'l}e to t . the differen no {O'X ty
hereof between ate bl n ar r whi the Oblig nao ai ract
with another per rm e Work vere by Id Id, tli is obli all be null and Id. otherwls maIO
1M full force an e ect
Signed and sealed this
~/D
(Witness)
day of
19
.
{
(Till.)
(Principal)
(S.a/)
(Witness)
{
(Title)
(Surety)
(S.a/)
AlA DOCUMENT A310. 810 BOND. AlA @. FEBRUARY 1970 ED . THE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, D. C. 20006
1
WARNING: Unlicensed photocopying violates U.S. copyright laws and Is subject to leg~,prosecution.
-I-.)
.
.
(j J 1
OFFER OF SURETY
(To be Completed by Each Bidder)
In the event the above Proposal is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
SURETY COMPANY
Signed
(Bidder)
CERTIFICATE OF SURETY to be signed by a duly authorized official, agent or attorney
of the Surety Company.
In the event that the above Proposal is accepted and the contract for the work is awarded
to said
(Bidders Name)
the
will execute
(Surely Company)
the Surety Bonds as herein before provided.
Signed:
Authorized Official, Agent, or Attorney
,
Date:
IMPORTANT: THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN LIEU OF BID BOND, OR BID MAY BE REJECTED.
BULKHEAD RECONSTRUCTION & RESTORATION
E - 1
).
;._~~
.
.
TilE
A MER
C^ N
N S T
T UTE
o F
ARC II
TECT,
AlA Documelll A201
General Conditions of the Contract
for Construction
nus f)()(-:UMENT /fAS IMPOf(TANT LEGA'- CONST:Q(JE!'v'CES: CO'vSf.JI.TAT/();\'
W.,TFl AN ATH)RNT:r IS ENCCJ{;RAG1:D lI"ITH RESf'!:CT TU fT., ,ll()[)/F1CAT!()^'
1987 EDITION
TABLE OF ARTICLES
I. GENERAL PROVISIONS
8. TIME
2. OWNER
9. PAYMENTS AND COMPLETION
3. CONTRA.CTOR
10. PROTECTION OF PERSONS AND PROPERTY
4. ADMINISTRATION OF THE CONTRACT
11. INSURANCE AND BONDS
5 SUBCONTRACTORS
12. UNCOVERING AND CORRECTION OF WORK
6. CONSTRUCTION BY OWNER OR BY
SEPARATE CONTRACTORS
U. MISCELLANEOUS PROVISIONS
7. OIANGES [N THE WORK
14. TERMINATION OR SUSPENSION OF THE
CONTRACT
Tllis dOCUOlClH h;ts heen ;lppro\'ccl ;mcl endorsed by the Ao;soci:lU:tl Gcner~l Contractors of Arm:riCI
C(lpyri~tlllqll, 1910;, 191H. !l)2'::;' I{).~~. !()'il. ll)c;H, 19(11. !l/(,."" It)66. It)()7, fl)70, 197('. @ll)R:h\'Th('^meric;Hlln~tillll(:nfArchile(,I<:'. [-~"
Ncw Y ()rk ,\ \'CTlllC. N, \'(" _, \'(;;l~hill!!(()ll. I),c.. 2(J()()(i_ Hcpn lduCli{1ll (If Ihe l11:11cri:l[ herein (Ir <'Uh.<:.(;lll1i:11 quol:Jti(l11 'If it" pn)\'i~i( )[1.C, \\'iIIHI\l1 \\ ritlel1
pcrmi~~i(H1 (lr 111e :\1/\ no\atc~ the Cl}pyri~jH I:I~.~ or the IIn1le(l Stall'~ ;md will he ~uhjel"1 to le).!:11 rn)~culi()n...
rm CAUTION: You should use an original AlA document which has this caution printed in red.
~ An original assures that changes will not be obscured as may occur when documents are reproduced.
AlA DOCUMENT A201 . CENFHAI. (:(lNIlITI(JNS OF TIlL CONTHACT F()R U1N'iT1Hlr:TH1~. l'(ll'RTF.ENTII EDITION
,\I,\~ . IF' Ill"'- Till.: ........IEH1t:AN IN.\TJTt'.! EO!' AllCflITECT'i. l-~<; NE\'\:' '(lith: A\TM'!'., N\'\:.. \('A.'illIN{;"/'nN. fl,C :I~KI(,
A201-1987
WARNING: Unlicen!':ed !"h"ln-::opying violates U.S. coPYri9ht laws lInd is subject to legal prosecution.
.
Acceptance of Nonconforming Work
Ac<,:cpfancc of \X:ork 9.6.6,
Access to Work.
Acejdcnl i'n:\'cnt;on
A<.:ts:md (ll11issions
(>.(1.(;, 9.9J. 12.3
9.H.2, 9.9.;', 9. ]0.1. 9. J 0.5
3.16,6.2.1.12.1
4.2..~. 10
..1,.2.1, :1:.,2.2. .1.5 .2, .~ _ J 2 .R, .~. r H. <i .2..~. '4.5.2.
<i.3.9 fj..l.l, 10.1.4, 10.2.5, 134.2. 13.7, 14.]
I\tkkmla 1.1 1,5.11
,\tldiliol1:1ICn:<;I.C1airll.<;ior. :j,.-'>.6.4..l.7,'+J.9.6.1 I, Ill.)
Additional Inspt'Ctiom; dlld Testing. 4.2.6, 9.R.2. 12.2.]. 1.1.:;
Additjoll:l! Time. Claims for. 4.3.6, 4.3.H. 4.3.9. A.3.2
ADMINISTRATION OF THE CONTRACT ,., .3, 4, 9.4, 9,
Ad"crliscmem or ]nvtl:H;OO to Bid. 1.1.]
Aesthetic EffeCt. 4.2.13.4.5.1
Allowances 3.8
All-risk Insur:lll('c 11..1.1.1
Applications tor Payment 4.2.'\.7.1.7,9.2,9.3,9.4, 9.'}. 1, 9.6..1,
S1.H..'L Y,IO.[ 9.10.."".9,10.'1, J 1.1.3. l'i.2.<1
2 '-i. :i .3.5, 5. "i, ,,,".10.2, j. 12.<1 throu~h ~. 12.R, ~. [R.3.
<i.2.7, 9,.~.2. 11.~.IA. 1~,4.2, [~.')
'L 1.<1, 4.3.2. 4..~,'i. '-fAA. 4.5,
H.5.!, ]0.1.2. 11.).9. IJ,.~.IU
4.1
4.1.1
2.4.-l" 12.<1. 4.2. 4.j.2. .L3.6.
'.1.2. "7.2.1. '..'1.6, ',4. 9.2. 9,:\.1.
9X5. 9.10.[. 9.10,."',12.1,12.2.1,
US1. U.'i.2. 1'i.2.2. 14.2.'i
. '\fcl1ilt:Ct. Lil1lil;HiIJtl~ lJr AlIlhllrilY ;1Il(1 Hc:c;r(lI1~ihili'y .-l" ,~..1. .'1.12.H.
,'1,12.11. 'LI.2. 4.2.[. '-1.2.2, -1.2..'1. -i.2.6. '-1.2.7. '1.2.10. 4.2.12,
'-1.2,].1. 4.,~,2. ~,2.[. i,oi. 9.'1.2.9.6.'1. 9/d)
Ar\lliltTl 's Ad\!iI;IJll:II .'it'!'\'it"('~ ;lIld EXpt'l1."t'~ 2..1.9K.2.
11.--\,1.1. 12.2.1. 12.2."1. 1.~."i.2. l:i,c:...\ ]4.2.";
Architect's Administration of the Contract 4.2, .L.'1h.
'U.7. <i.,1. 9<i, 9.5
,:U2,6. .1.12.A. :i. lEU. ..1.2.7
:i.').I. 4.2.6. 12.1.2. 1.2.2.1
I.'
.1.2.<1,4.2.7. .i.2. [ I. .1.2. [2. .'-2.1 i
1.1. 'Iil"i. .;,'), (15. -:-.i.<"l, 7.,iH. K,l,.i. K.,~I.
J. 9.K.2, 9,9.1.10.1.2, [j.').2. 14.2.2, ['U.o!
4.2.2,4.2.9, <i..i.6, 9.4.2, 9R.2.
9.l.J.2. 9, ]0, I. 13,'
4.2.6. <i.2 .i. 4 .l.R. -L:i .7,7,4.1, 12. [ , J 5.5.2
'1.2.11.4.2.12. <'i..i,7
4.2.2,4.2.5,4.3.<1,9.4.2,
9.5.1,9.10.1, 13.5
Ar{"hilLT1'.~ Prcljt:t't R('rre&:nt:JtivC' 4.2.10
ArClliH:C(:C; Hd:llioll.<:hip with COIllr.lctor 1.1.2,3.2.1, .'\.2.2,
,i..i.:i. :is!. ,1.7.-1, .'U [. .i.]2.R, .''1.12.] J. .i.16. 3.]R, 4.2..~, <i.lA,
.i.l.(,. .1.2,12.1.2,6.2.2,7,.'1,.4, 9.R.2. 11,.i.7. 12.1. l:i.'>
Ardl;It'Cl':C; Ikl:H;ons!lir with Suhcolllr;lC\or:c; 1 1 .2. 4.2..~. 4.2.4,
4.2.6. 9.6..i. 9.64. 1 [.';,-
9.4.2,9SI.9.1fl.[
-1.2.2. 4.2.'i. <I.2.ll. 4..i.(,. 9.4.2.9.'i.!,
9.H.2. 9.9.2.9,10,1. 1."'."i
10.!
.~.IA.J,9.[().2. 10.1.4
6.1.1
^ppn)\,:tl....
Arbitration
Architect
Architecl. ]kflnil;llll 01
Archilt'Cl. Extc11l or AlllhClrilY
Ij,'-i, :;.2. 6..~.
ll...i, y,::;, 9,(i.~. 9.H.2.
An.:hiIL'Ct'S ApprO\.;tl~ 2-1. :''5.1. 5.10.2,
An,:llitcCl ':c; Au(hnrit\. to [(ejccI \X,'ork
ArchilL"ct'.s Cllpyri,l.1:l1t
Architect',s J)ct'i.~ilJn~.
.j ..i .2. .j "~ ,fl, 'f
9.2. '-).t, <J.-)
ArchiIU'I':C; Ill~pl'('1ill1l.s
Architect'.s [llstl'uctilJil.<:
An.'l1ill'L"I':C; Inlerprel:tti(J1l.<;
Archilen',.; ()ll-Si(t' Oh:c;en.;ltic)I1";
Ardlll1..,(.t','" Ikpre:C;ClH:ui,m:c;
Architcn'.~ Sitt' \';SiIS
A~hc.~t(IS
1\ltClr11t'\.~. F(T.'"
t\ \'\';Ird 'Ir St'Jl;lr:Il{' ClJntr::lnf;.
Award of Subcontracts and Other Contracts tor
Portions of the Work
Basic Definitions
Ili\klin~ Reqtl;rcnll'nt~
Boiler and Machinery Insurance
Bond....l.it'n
BCltltl.~. I'Crrlll'lll:llln':lIl\ll'aYIllt'rll.
5.2
1,1
1.1. [.1 I "", c:..2.]. 11,'1 I
11.3.2
<) 10.2
"',.~,6.4,9.10.:~.II..-l,l). II.'i
.
INDEX
Building /'ermit~., 1
Capitalization 1.4
Certiflc~tC' ofSuh.<;{:mria[ CI)nlr1etion 9.R.2
Certificates for Payment '1.2,5. 4.2.9. 9:L~, 9.4, 9,~, 9,61.
9.('.6. 9,~.1. 9.A_3, 9.10.\, 9.IO..~. I~,;. [II.I I..~. 1 "i.2,'i
Certificates of Inspection. Testinp: or Approval .~, 12.11, l.i.5A
Certif1c:ttcsnfln:C;llr:mc(' 9"i.2.9.10.2.11 1.5
Change Orders. 1.1.\,2.'1.1, 3.R.2.4, 3.11. 4.2.A, '~.3,,\ -).2.~,
7 I, 7.2, 7.3,2,8.3.1. 9.3,1.1. 9.1f1.3. J L~.1.2,
Il._~A, 11..~.9. 12.1.2
7.2.\
7,1
3.11,4.2.8, 7, R,.~.l. 9.3.1.1. ]0.[.3
11.3.1
4.3, .-.lA. 4.'5, ().2.'5. 8.3.2.
9..~.1.2, 9.3.3. 9.]{),4. 1(J,fA
Claims and Timely Assertion of Claims 4.5.6
Claims for Additional Cost. <1.3.6.4.3.7, 4..J,.9. 6.1 .1. lU,~
Claims for Additional Time 4,3.6.4.3,8, <I.3.Y. H..3.2
Claims for Concealed or Unknown Conditions 4.3.6
Cl;zim:c; for D~ma~t::c;. . . .~. ]R, '1..1.9, 6.1.1, 6.2,'5. Fl,.L~, 9.".1.2, ]0.1.4
Cbims Suhicct 10 Arb;tr.llioll ~..~,2. .:1.'1.'1. ,j,':;, J
Cleaning Up 3.15, ()"~
Commencement ot Statutory Limitation Period 13.7
CnmmCI1CCmelll orthc \'(;ork. Con(1itions Rd:llill~ to 2.1.2.
2.2.1. .i.2.1, :i.2.2. .-1,.7.1, .~.I().I. .....12.6. .1..-- c:..2.I.
(,.2.2. R.l.2, A.2,2, 9.2. 11.1.5. Il..Hi. 11 A. 1
Commenccment or ttl{, \,\'ork, Ikflnition of Fl,I.2
Cllll1n111niC:ltillll.o; F~ciUt:!till.R <:I)llIT:l{'l
l\dJ1lini!';tr~ti(lrl
COlllplt:tioll. L(Jndili()n.~ Ik[;tting 10 .
.j,5.2. 9.4.2, 9.R, 99.1,
COMPLETION, PAYMENTS AND
<:()mplc:lillll,Suh:C;l:lIltial
Change Orders. DefiniliOIl of .
Changes.
CHANGES IN THE WORK
Claim, DeftnlUon of
Claims and Disputes.
~,9, [. -1.2.<1. ".2.1
.ill,."'.t"i,.i.2.2..i.2.'J.
9. [0. 11.3."i, 12.2.2. l.i,"".!
9
4.2.l.J. 'U.'i.2. H, 1 j. A.l "\ H.2..J.,.
9R. 9.9,], \2.2.2. l,i.7
Comr1i::lnc(' ,,'ilh Lnw,.; 1.3, ,i.6. .~,7,,i, 1.1. 4, I. [. 10.2.2. I [.1,
l!..~. l.i.!. [3."i.1, 1.~.'5.2, [.'16. l<i.1.1. 14.2.1,3
C()nn::tkd or (fnknown Conditions ,j.,~.6
(;lllldilillllsllllhe (;'1l11r;1{"t I I !, 1 1.-. (i I I
COllselll, \'(;rillen 1.5.1. .~.I2.K, :i. I ,1.2,';' J .2.
4..i.",j. <i,:;.~, 9.-\.2. 9.R.2, 9.9.1. 9.10.2. 9.10..i,IO.[.2, to.I.."',
I [._U, 11.~.1.4, II.,; I [. 1.~.2. l,i,'Ll
CONSTRUCTION BY OWNER OR BY SEPARATE
CONTRACTORS
C<lnszruc:ti(JIl Ch:mge DircCfive, DC'linilion of
Construction Change Directives. 1.1.1, <i.2.B.
C<lnMruction Schedules. Conlnlcmr's
Contingent Assignment of Subcontracts
Continuing Contract Performance
COntraCI, lkfinition of
CONTRACT, TERMINATION OR
SUSPENSION OF THE <i,~,7. 5A.I.1.14
Cllntr;!CI Admini:c;tr.uion 5..1.,i, ~.9,.j. \,},::;
COmr;lC! Al\'areJ ;m<l Excnllioll. Conditions Rel:lt;nR l()~.-.l,
.'uo, 5.2, 9.2,1 1.1.5, 11,.~.ci. 11,4.1
1.1, 1.2. '7
..~. 2.2. c:., ~,5
1.11
<I.5A,4";..3
4.4.4, S.2..J.,.
12..~. l-i.2,4
9.1
..~. !.,i.
11. r.l
8,1,1
1.1.'1.6
7,.i.l
7 l. 7.3, 9.3.1.1
3.10'.6.1..'1,
5.4
4.3.4
I.J.2
Contract Documents, The
ConrraCI OooI01('nt,.;. CopiC':c; Furni,.;hed :llld U,Sf:' of.
elJlltr:!ct DncumcHI:C;, Dellnition ()f
CIJlllr:lCl P('r1(lOll:IIlC(" During Arhitr.l(ion
Contract Sum . .i.R. 'i..~.6. <i.:i.7,
6.1..1. -.2. "..1. 9.1, Y.;, 11.3.1.12.2.<1,
Contract Sum, Definition of
COrl1r;K! Time
oi..~,6. 'UH. -I.i,'f, -,2.1
R.2.]. A,.i.!. 9",
2 A201-1987
Contract Time Definition of
AlA DOCUMENT A201 . Gf.NERAI. CONDITIONS OF TIlE CONTRACT FOR CONSTRIICT10N . FOURTF.f.NTH EnlTl0N
AlA'" . ':C) Il)~F THf. AMF.RICAN INSTITl'1'F. OF ARCIIITf.CTS. I '7 Vi Nf.\'(' YORK AVF.NIIE. NSC. 'X'ASIIIN(;TON. D,C 20011(,
WARNING: Unlicensed phOlocopying violates U.S. copyright laws and is subject to legal pm~ecution.
.
CONTRACTOR 3
Contractor. Definition of 3.1,6.].2
Comractor's Bid 1.1.]
Contractor's Construction Schedules 3.10,6.1.3
Contractor'.__ Emrlovee~ .~_3.2, 3.4.2. 3.8.1, 3.9, .~, 18,4.2.3.
4.2.6.8.1.2,10.2. ]0.3. 11.1.], 14.2.1.1
Contractor's Uablllty Insurance 11.1
C(JntrOlClOr"s Hel:Jlion.<;hip with Separate Contractors
:md Owner's For(:es 2.2.6.3.12.5,3.14.2.4.2.4,6. 12.2.5
C0I11r:I(IOr',<; Rel:lliomhip with SulKonlraclors 1.2.4. j.3.2.
3.JR.1, 3.]8.2, S.2. 5..~, 5.4,9.6.2.11.3.7. 11.3.f!, 14.2.1.2
Contractor's Rel:l.lionship with the ArchiteCt ] .1.2, 3-2.1,3.2.2,
3..~..~, 3.'1.1, 3.;.3, 3.11, .~.12.R 3.16. 3.18, 4.2.3, 4.2.'1, 4.2.6,
4.2.12,5.1,6.2..2,7.3.4, 9.R.2, 11.3.7, 12.J. I:~,~
C:onrr:ICtor'sHcprescm:uions. I.L2,;'I.) l..~ 12.7.6.2.2.H.2.J.Y,J.J
ClmtraCttlr's Responsihility for Thflse
Pcrforlnin~ the Work J..~.2. .~.IH. 4.2.3. to
C:ontr:IClo(.~ Rl:'\'icw ofComr;lCt Docllment.~ 1.2.2,5.2.3.73
Contractor's Ri~h{ to Stop the Work 9.7
Clllllr:I('lo(.~ Ri~hlIO Tcrmin:lI(.' the ConlraCl Io'i.!
C(Jlllr.l(.'tor'.~ Suhll1ilt:lls :'1.10. .'1, I ! . 5. I 2, .:i.2.. j'. '.2. I. ;.2.';.
7,.'1.6,9.2. Y..'I I. 9.A.2. 9,9.1. 9. to.2,
9.10.."', IO!.2. 11.'1.2, 11A.;'1
C(llllr:l(1or'.~ Sup<:rinlcn<.h,:l11 :0\.9.10.2.('
(;rmlr:l(.'lflr'.~ Supervisi{ln and C()n.~lrtICTi(1Il1>rcl("c<lllrl'.~. I.Z.'I,
.:>.....:>.... .'1.'1. .i.2 'I. H.2.2. H.L5. 10
I I 1 1.7.11.2. I
1.2.2.1.2.'1. .'1,5, 1.
5.10. .:>....12.7. (1. I ..J.... (1.2.!
Copi(.'!i Furnished ()ff)ra~'in~s and Specifications 1.3.2.2.<:;.3:1 I
CorreCTion of \'(Iork 2.3.2.4.4.2.1. 9.A.2,
9.9.1. ]2.1.2, 12.2. 11.:.1.:'\
Cost. Definition of 7..,.6.14,3.';
Cos!.e; 2.4. ".2.1. ,"'.7.4. 5.A.2. 3.1 ';.2. 4.3.6. 4..~.7. 4.3.H.I. ';.2.~.
6.1.1. Cl.l..1. (d, I,.LL"', 7.3.6, 7..,.7. 9.7, 9A,2. 9.1 D.2, 11.::U .2.
IIJ,l..,. 11.3.4, 11.3.9, 12.1, 12.2.1. 12.2.4. 12.2.". 13-S. 14
Cutting and Patching. 3.14,6.2.6
Damage to Constructi{m of Owner or Separate Contr-.lCtors 3.14.2.
6.2.4,9.5.1.5,10.2.1.2, ]0.2.5. W.3. 11.1. 11.3, 12.2.5
D:unaFte 10 Ihe Work 3.14.2,9.9.1.10.2.1.2.10.2.5,10.3. IIJ
Ibmagcs. Claims'for. ."'.IR, 4.3.9, o.l.l, Cl.2.5. R.3.2. 9.5.1.2, Ill.! A
D~m:l~c~ for Dd:IY O. r.l. 8.3.3: 9.5.1.6.9,/
Date OfCI)mmeIICt'Tllent Ill" rhe Work, Definition {If . R,I.2
1):lIe of Substanti,,1 Completion, Definition of. R, I .!1
I):lY, Definilion of. R.1.4
fkcisiollS of ihc Archilect 4.2.6,4.2.7,4.2.1].4.2.12,4.2. U,
4..,.2. 'U,6, 4.-i.1, 4.4..:1. 4.5. (l.,1, 7..1,6. I..~H, A.l.3, 8..:U, 9.2,
l).<l. 9.5.1. 9.8.2. 9,9.1.10.1.2.135.2,14.2.2,14.2,4
Decisions to Withhold Certification 9.5,9.7. 14.1.1..1
Defecti,'e or Nonconforming W'ork. Acceptance.
Ikjcction and Correction of 2.3.2.'1, .,.5.!' 4.2.1.
4.2.6. 4..~5, 9.5.2. l),R.2. 9.9.1. ]0.2.5. 12, U.7.I.)
Defective \'(iork, Dcf1nilion of ).:;.1
Ikl1nitiom 1.1,2.1.1. .1.1. :~.5.l. .:1.,. I 2.1. .:1.,.12.2. :'.12.3, 4.!.1.
4..1.1. ;.1,6,1.2,7.2.1.7..,.1. ":1..:>....6. R.I, 9.!. 9.A.I
Delays and Extensions of Time 4,). I. 4.,:I.,.R.I, 4.j.H.2.
6, 1.1. 6.2.3. 7.2.1. ~.:U. 7.~.4. :,_,,'i. 7.5,H.
~.:>"'.9. R,I.]. 8.3,10.).1. 1'l.1.1.4
IJiSplllt'S 4.'.4.4..:1.,,4.4.4, 5.0.2.':;,6,.'-. -:Ui. 1).~.1.1
1)(lnlmt'nl.~ and S:II11ples:lllhe Sill' 5.11
I )r:l't","in~.~. Ill'finiti{lIl of 1.1.:;
I )r:l\\'in~s and Spc:cifiC:lliom. llse and O't","ner,c:hip of. 1.1.1. I.:L
2.2.<;. '.11. I:\.J,
llW\'lo Ikvi!';"w Comract Docul1lents :md Fidd C(lndjlilln.~' :1.,,2
EfflTtl\T Dale of Insur:mcc R.2.2. 11.'1.2
(:tlntr:IClual l.iahility InSllr:lIKe.
(:()(lnlinmi(ltl:lnd{:(lrrd:lliclIl
.
Emergencies '1.).-.10.3
Employees. CommCtor's 3.;'1.2.3.4.2, .'-.R.I. .~9. :~, I H \.
),18.2.4.2.3.4.2.6. 8.!.2. lCU, 10.3.111.1. 1-i.2.11
Equipmem.I.~bor.Materi~r.~:lnd \.1.3.11.(;.3.'1..:1.,.1.1.
~.A.2. .1.12.3, 3.\2,7, .:1.,.12.11. 3.1.:l,. .:l,.ICj,\, 4.2.',
6.2.1. :.~,6. 9,3.2, 9..'.3. II.". 12.2.-i. 14
Execution and Progrcs.c: of thl:' Work I 1,3. I.Z..,. :>.2, ,:l,..-{, 1.
3.5.1.4.2.2. 4.2J. 4..'1.4. 4.3.8. ().2..2. "7.I..:l,.
7..:l,.9. 8.2, 8,." 9.5. 9,9.1.10.1. I,Ll. I'U
ExecutIon, Correlation and Intent of the
Contr~ct Documems 1.2, .~."7.1
EXlensionsofTime 4.3.1.4,.-o\.R. 7.2.1 .:l,:"8.~.1().5,1
FailureofP:tymemhyComractor. 9,':;.1..,.1'1.2.1 '
f:li1l1rcofP:lymcmI1yOwflt'r 4.,-,\1,7, Hl,,~
Faulty Work (See Defective or Noncollformin~ Work}
Final Completion and Final Payment <1.2. I.
4..:1.,,;.9.10, 11.1,2. I! .1._'. 11.3.<;,
Financial Arr:mgcments. Owner's
Fire :lnd ExrcmJecl Covcr:lgc Insur:lnce
'L2.~. '15.1
12.5.1. 1.-o\.~
2.2.1
II.J,
GENERAL PROVISIONS
Governing Law
(;LJ;lr:lllltT.~ (Sct' Warr:IIlIY :10<1 \'(,':lrr:lTlli<:s)
Il:l'l~lHt(JusM:l\cri:ll!i 10.1.10.2,'1
Idc!ltific:llion of CClTllr:Kt Document." 1,2 \
h.k:milk:llillll ofStlhctllllr;u:t()r.~ :1Il(.\ Supplins . -=; 2 I
Indemnification. .,.17.3.18, y, I 0.2, Ill. I 4. 11 ~.1.2. I I..~.-
Information and Services Required of the Owner 2.1.2.2.2,
'1..'1.'1. {J.I,~. 11.J..i, (I.LIl. {),.:I.,,2. <J.o.!, lJJ1"j. tJ.H,:,\. C),'.J.2,
9.Hl.j. 10.1.'1. 11.2. II,.J,. t.".'i.!, 15.;.2
Injury or Damage to Person or Property 4.3.9
IllSpecti(}n.~ 3.5.j. .'.5.4. 57.1. 4.2.2.
4.2.6,4.2.9.4.5.6, 9<i,2. 9.8.2, 9.9.2.1).10.1,1:1.,.:;
Inslructions 10 Bidders I. I . I
Inslruction.c; 10 !he Contractor. 3.8, I . 4.l.H. :; .2.1, '7. 12. \. 1'1, ':;.2
Insurnnce. 4..~,9. G.!.!, 7..~.6.<i. ~).,'I.2. <J.R.2, 9.9.1. lJ.IO.2. II
Insurance, Boller and Machinery 11.3.2
Insurance, Contractor's Liability 11.1
Insurance. EffeCtive D:lte of H.2.2. II 1,2
Insurance, L08sof Use. I I..',:';
Insurance, Owner's Liability 11.2
Insurance, Property IO,2S 11.3
Insur.mce. Slored M:lterial5 1).5.2. ] 1..'.1 A
1
13.1
INSURANCE AND BONDS
11l5urance Compllnies, C(JIlscnt 10 P:lrtial OCCUP:lllCY
II1Stlr.,mcc Ctllllpanies, Scttlemenl ~'ith
Intent of the Contr:lct Do(umc!H'<;
11
9,9,\.! 1..'1.11
11:>'" 10
1.2..:>.... :~. I 2. -I.
4.2.6. Q.2.7. -i.2.12, 4.2.1.:1.,. -.j
Interest, 13.6
Interpretation 1.2.), 1.4.1.5,4.1.1, '-U, I. ';.1. 6.1.2. H.1.4
Imerprct:uion5, \X!rillell 4.2. I I. -i.2, 12, '-1..:1.,.-
Joinder :lIlcl COllsolidmion of Cl::lim,<:; Required 4, ".6
Judgment on Final Award 4S I. <lS4.1. 4.5.7
Labor and Materials, Equipment 1 1.:,. 1.I .6. 3.4, 3S l. 5.H.2.
.'1.12.2., .'.12.3. .:1.,12.-, 3.12.11..,15. .'1,J'1.I.
'1.2.:,6.2.1. - ..l..6. 9.,'1.2.1),.,.,,,.12.":.4,1-1
l.ahor Di~flllle.c; H..~, I
1.:1\\'." ;md Regul:uion!i I.,. .,.6. ,J,.-. .'.1.'-. 4.1 I. ,is 'S. .:j, 'i,~,
9.Y,I. 10.2.2, 11.1. 11.."'. 1.'-,1. 1.';.<i. 1.'1.';.]. 1.'.';.2. 1.-0\.6
Liens 2.1.2.4..'-,2. 'f.j,:; I. H.2.2. 9.5.5. '9.! 0.2
limitation on Consolidation or Joinder 4.5.5
Limilation~.Slal\ltl'~of 4,':;.42. 12.2.('. I~-
.
Limil:lfl01lS of l.i;t!)iIiIY 2~. .~.2.1,;li. :;.1. .~_7.."..~ [2.A, .".12.11.
),17. ),JR. 1.2(,. <oj ,2."':', 4.2.12. 6.2.2. 9<i.2.l,l,6.tf. 9.10.4.
10.14, 10.2.S, II 1.2. 11.2.1. 11__~.7, L~A.2. 13.5.2
l.illlit:UIOllS ofTimc. C,cncnl.! 2.2.1. 2.2.'1. _~.2.], 3,i,:'J,
.....1-1.2. .".[fl, ~.12_5. .1.15.1, 4.2.1. '~.2.~. 4.2.11, '1..1.2.
''I :'1.,1. ..i.:I,,'!.'I.:Ui, '1..",9. '1.')A.2. <;.2.1. ).2,,1. b.lA. 7,.1.'~. 7.4.
1-1.2.1),::;. (J,h...!:, O,H, tJ.l). 9 In, 11.1..1, ll..U. \1..1.2, 11..~,:;.
11..1,(1. [l.LI. 12.2.2. 13.S, 15.7
l.ill1il:lIillns of Time. Specific 2.1.2. 2.2. I, 2.<i. 3. 10, :\.11,
.i.11.1. 4.2.1, '1.2.11, 4.3. 4.4. 4,5. 5.,1, SA. -.3.S, 7.,1.9. 8.2.
9.2, 9,3. r. 9,3.3. 9.4.]. 9.6.1. 9.~. 9.R.2, 9. ]0.2. II.] .3, [[ .:\.<1,
11".10, II.:U 1,12.2.2.12.2.4.12.2.6,1.1.7. I.i
Loss of Use Insurance 11.3.3
M:tlcrial Sllpplicr~ 1.).1.).] 2.1,4.2.4.4.2.6.5.2.1.
9.).1. 9,:'-1.2. 9JJ, 9.4.2, 9_6.5. 9.1().~
10.!. 1l1.2..j
I 15. 1.] _6. .iA, ).5.1. j.H.2.
312.11,3.13, 3.1'i.1. 4.2.:, 6.2.1.
:'.3.6,9,5.2. 9,:'-.i. ]2.2.4, ]4
i\lc:'lIls. r...lcl!1flds. Techniques. SequclKt"S and
Pmu.-dmes ofConStruC1iolliJ. J. <-i.2..i. .i.2.7. 9.4.2
Minor Changes in the Work I I. 'L2.R,.1_.i_7,-:-.I. 7.4
MISCEllANEOUS PROVISIONS 13
1\lodifk:nions. lkrinilioll of. 1.1 1
.\1iJdifiClIiOll.<.; 1(1 IIII.' C:oruract 1.1.1. 1.1.2. .i.7..1. _i_ 1 I,
'U .2,4.2.1, 5_2..i. 7. H.5. \, 9_-::'
Mutual Responsibility. 6.2
Nonconforming Work. Acceptance of 12.3
N(}llCOllrOrmill~ \'('ork, Rejcction ;l1ld Corrcction of 2..'1.1.
't..l,'i. lJ.",2. 9.R.2. 12, l:i.7.I..i
2_i. 2.'i. :L:..I, 5.2.2. 5,7"i. .i.-_.c~.9. 3.] 2.R.
~_12,l), .i_I-. 'i .i. '1..4.4. 4,'i. ".2.L 'i_:i. .,.4.1.1. H.2.2. 9.4.1.
9".I,9'<,.1,9,-.Q.IO.l0,1.1.10,2..().11.1.,i.ll"i. ]2.2.2.
IL1A. !.i_.i. I.i,'i,!. 1:'1_'i.2. 14
2,.i. 2A. ,;.';), 5.ILH. :'1.12.9. .U.
.1. H.2.2. 9-Ll. 9.::;,1. 9.:. 9.1!J,
12.2.2. 12.2A. 13.3, 1 \ 'i.2. 14
13,'i.I, 13.5.2
R.2.2
M:lIt'ri:lh.
M;lIcri:lls.
ll:lz:udtH1."
L:lbllr. Equipment :111<.1
~.I1..2. :UL.i. ,i.12.:.
Notice
Notice, Written
'l_4 _.j. .~ 'i, 'i ,2, l. 'i.5. ::;,4, I
10.1.2. 1!1.2.().II.J_.i.11 i.
NOlit.e of Testing :lI1U In.~rcctions .
Nolice 10 Proceed
2.2..~.3.7, ,-'\,15, '..H).-i, 10.1.2
4.2.2, '1.2.1.
4.';.6. 9.4.1. 9.~ l. Y.IO_1. 15"i
1.2.2. ';.2.2
9,6.6, 9.A.]. 9.9. 11.5, II
4.1.2.4.2,9,4.;i(,
9..1.1. 9.H.2. 9.9.2, 9.10.]
,i.L2. 4.L"i, .j,,;.(,.
9..j.'!. <)".1. 9.llJ.r. I,i.'i
2,.i. .i.I.). .i.,;.7. :, H.2.2. II ,_~.q. 12.1.
12.1, l_i.'i.2. H.,-,\,t
OWNER. 2
Owner. Definition of 2.1
Owner, Information and Services Required of the 2 1.2.
2.2, .j.l",j, 6. lJ. 10_1.4. 11.2, ! 1,5, I.i 'i_I. 1-1.1.1.::;. I.U._~
()WIlCr'S AUlllorit\. ,i_R, I. ,j.1 "~' 4_2.9. ::;.2.1. :;,1.4, 'i.'j, 1.
-_~.I. H.2.L {HI. 9i.2. II..i,!, 12.2,4. 1~,::;.2. J'U. 1..f....;,1
{)\\'I1l'r'-" Fin:mci;11 C::lP:lhilil\' 2..2.1. I '-i.l.I_~
Owner's Liability Insurance 11_2
( )\\,l1er' " 1.{l~S (If llse Insllr:mCl' ! I,.', ~
()n'I1t'fS Ikl:nionship wilh Suhcontr:1Clnrs 1.1.2,
::;,1..1 ;.i.l.9_h_.i
2.4, 12.2..1. 14.2,2.2
Notices, Permits, Fees and
()flS<.'r,":llifln.~. An:hileC!'~ On.Site
OI),Scn':llielns. C<lnlra{"lor's
C kcup:mcy .
C hl-S;IC InSpct'ljolls by Ihe Archilecl
()Il-SiIC ()hSC1'\':llillllS lw lllc Archilt.O
()rl!t.:rs, \\'riltell
()\\'11(.'(S Hi~111 10 Clrry (hll Ihe \X:nrk
Owner's Right to Clean Up
.
Owner's Right to Perform Conslructlon and to
Award Separate Contracts 6.1
Owner's Right to Stop the Work 2.3,1.:i,"7
Ownt"r'.~ Ri~ht 10 Suspend rhe Work 1';,5
Ownt:r'~ Rijjlhl 10 Terntin:.uc the Conlr:lct 1.l.2
Ownership and Use of Architect's Drawings. Specifications
and Other Documents 11 1.1.3. 2.2."i, -;"~
Partial Occupancy or Use 9_(lri. 9.9, 11.,~, II
Patching, Cutting and 3.14, (,.2,(,
Patents, Royalties and 3.17
Payment, Applications for 4.2. ').9.2.9.3, 9.-.j,
9.-'1.1, 9.H..~. 9.10,1.9,10.';. 9.10.4. "1<1.2.<1
Payment, Certificates for. 4.2.". 4.2_9. 9.,~..1. 9.4, 9. 'i.
9.(1.1. (),fl.(l.I): 1.9,H,.~. 9,10_1. 9,10"i. 1,-'\,7. I ,i. I. I.."l. 1'1.1.,1
Payment, Failure of 4.."l.:. 9S1 ,5.
9.7, l),IO.2. \4.1.15. 14.2.1.2
.j,2.1. .j.2.9, <I ~.2, 4.i"i. 9, 1/1, Il.l_L
11.1..~, I I._i.", 12J_1
-';.(;4.
9,105.11..1,9.11.4
4J,.-j, 9J, 9,6.
')l_R...;. 9.10,.-'\, 1 :Ui. 1.i.2.,~
9, l.j
"i-'Ll.9,::;,1.5.
Y.h.2. I.),(')"i, 9.cl..i, II,~,H. I.U.!_2
In I
-"!lA.
9.IO,,'\, II _-'\,9, 11 ,.j
Permits, Fees and Notices . 2.2..~. 3.7, .~ I.~. 7,:'>1I.~. 10,2.":
PERSONSANO PROPERTY, PROTECTION OF 10
I'nln:hlorin:ltcd Biphcnyl 1 ()_ !
Produc! Data. Definition of. .l, 12.2
Product Data and Samples, Shop Drawings .1,.] 1.3.12, '1,2,-
Progress and Completion <-i.2.2. -u.1. 8.2
Progress Payments .j, .l,.'j. 1)_-'1
9.6, QH_-'l. {)1O"~' l,iJi, lei.2,,;
Project, ])efinilionofthc 1.1.4
Project Manual, lkfinlti{lrl {If the 1.1.7
Pm ice! Manual..:; 2.2,<;'
Project Represent:lth'cs -1.2, HI
Property Insurance 111.2.'i.11.3
PROTECTION OF PERSONS AND PROPERTY 10
Rejjluhitions and L"1WS 1_1. j.fi. .i.7, .i_l:i. 4,1.1. Ij.::;, 'i.
<1.1.7.10.2.2. Il.l. II .i. ].~.]. J:H. l.iSI. 13".2. I.H.. H
Rejcctiooof\V/{lrk .-'\,:;.1,4.2.6.12.2
Rde:lse.~ flf\'(':livt'r.c; :lnd Liens (). 1 fl_.!.
Ikprescnt:lliolls .2.2, .~,::;I, ,~.12,-.
().2.2. H.2.1, 9..i..1. 9,-i.2. lJ, ':;.1, 9.H_.!.. 9.1 () I
2,\ I. U I, ~q.
"i, I I. -'; 1.2. I ,~2 _ I
4.4,i.'i
~_~ .2.
'~.2_,~, (11 ~. (,.2.10
()_Y.l. 9, In.2. Y 1(11,
l':lYlllt'1H. Fin:ll
Payment Bond, Performance Bond and
P:IYIllCIll.c;. Pffl~:re_c;~
PAYMENTS AND COMPLETION
1':I\.ll1ClH.~ If \ Sl1hClltltr:lCtor.~
PCB
Perform:mce Bond :md l':lymcntBond
]kprCSt'fll:lti\.t....
4.1.1.4.2.1, '1.2.1[1,
Resolution of Claims and Disputes
Ih,:spollsihilil\' for Thosl' Pt.:rforrnin~ lht' \~IOl'k
Rctain:l~C 9_1.1,9.6.2. 9.H-'I.
Review of Contract Documents and Field
Conditions by Contractor.
Rt"\'icw o( Cnnfr:Ktor's Sul1milt;ll.c; hy
(hvlll'r ;md Architecl
12.2.3.2,.~,""_.l,.~ 12,-
.~ \(I,!. ~ I fl_2..i_ I I ..~ 12.
'1.2.""'. ,~,2.{). ';,2.1, "i.2,.~. \).2. ')s.2
lk"icw of .,)hop I )r;lwiIlR:->. ProduCl J):H:1
:md S:lfllpks Iw COlllr:ICIOI
Rights and Remedies
"i..!,(i. .i.q,. .i,"i 'i,.i. G, L 6,.\
4 A201-19B7
6.3
Royalties and Patents
~ 12.':;
1.2. 2.,~ 2 ,.j, 'IS I . .i, 1 :; ,2.
-,1,! H~I. 9_'i_1. ')-. Ill.2_:;
10.,i. 12.2.2, 12.~.j. 13.4. ! i
3.17
AlA DOCUMENT A201 . GENERAL CONDITIONS OF TilE CONTRACT FOR 01NS1.RI !CTtON . F()[lHTEENTII EIlIT!O;\;
Ali''" . .,:, IllJ.l~ '!"tIE AMFHI(:AN INST1T1TTE ()F ARC!IITE(:TS_ l-~'i NF.\'(' HmK AVENI'E. r-; \'(. ''('ASI!JN(;T(l:\; I) I' .:Olll1"
WARNING: UnliCl!'nsp.d photocopYing viol~tP.5 U.S. copyright IMY5 ~nd It'l 5l1bjl!'C1lo Il!'g~1 pmsecution
.
Rules and Notices for Arbitration
Safety of Persons and Property
Safety Precautions and Programs
S:ullplc.<;. Dcfiflifioll q(
Samples. Shop Drawings. Product Data and
Samples at the Site, Documents and
Schedule of Values
s("hnluk,,_ (:fl!l.~lfll("li{\n
Sep:lr:IIC (:1 lilt r:1ClS :m<! (:(lIllr:H:l(lr.~
4.5.2
10.2
-i.2' 1.2.:-,10.1
~, 12.'
I 1.3.12. <1.2 ~
3,11
9.2. <)..~_l
.'10
Il.'!.,\1'i2.L:.,j.
.1'<;<;.6,11 '_"':,121.2. 12..2."i
.\.12.1
.\ I J. 3.12, 'L2,~
3.13. (i. r .1,6.2.1
9IU.9,I(jJ,15"i
,il:;. 'i.2.9.'1.5.<l,
q !),2. 910 1. 1.:1,<:;
,j.2.(,. 12.2.1. 1,\,')
1.1.6
I 1.1. 1.1.6. 1 1 -:-. 1I'l, 1,\, \.11
'L'i -1.2. 122.6. 1,\.;
'i \,--:,9;. Ifl I 2,IO.\.I<i.1
2. In,Z. 1.2.1! ..'.1'1 12.2.'i
<;11
5
1,2.4, \. \,2." 12.1.
Shop Dr:n...il1~.<;, DC'flnilinn of .
Shop Drawings. Product Dala and Samples
SlIe, Use of .
."ire !l1_"pt'Cli(IIl~ 1,2.2,
Silt' \'i.~il.... Ar('hilect"~
.,.~A. 4.2,2. .i.29,'~ _"d).
'1.2,2.
IJ"'_ I. ',) ,q,2.
9,.U.
~PI-,('i;llln~p('ni(Jll... :lIHI 'l'c,"lin~
Speclficallons, !>C!l11;1;(1Il o( the
Specifications, The
.<';I:lllI't'''(I(I.imjl;lIifln~
<';1(J!'Jlill~ Ilw \,\-'nrk
~I()r('d l\l:1lf:ri:ll..
S\lhnmlr:KHlr, l)dini,illl1 "r
SUBCONTRACTORS
SlIhcnlllr:lC!nr.... \'{:ork h\
25.
(1.2 I. t)',
,j .2.~. "5, ';.ti
Subcontractual Relations 5_3, <; ,j. {) _~ 1,2. ()(il.
()(l_', \)(1 I. 10,21, !1._~,7.11_:!..,R. l'i_1 1.1.1.2,1.2 l.i_.'.2
Sllhmill:1l~ l~. .-'.2,.-'+. _-'t, I (l,~,' 1.~_12.i2_-:-. '1,2 1. '12.-'..
-\(I.Cl2.\)5.I,tJH2,f.l91.')_l1l,21110" Ifll.2 111.5
Subrog9tlon, Waivers of (, 1 I. I I " ; 11.3.7
SubslllnUal Completion .i29. i .~_"2. !-l,1 1 !-l, I _ \,
,q,2.~ 9,8, tJ_q 1.12.21 12_2.2. 1_~.7.
,'-'uh"l:rnli:11 C'Hllpk-lhln, [)cOni,ioll Ilf tJ,H.1
Sllh..Hiltuinn fIr SUhCOIllr:lc'or... "2.~. -'i.2.'i
Suh"lirltlioll o{ lhc "Ichi't'n -i.l._-'.
SIII),<:1 illllillll<: or ~1:rl~ri:lI.<: :~_ <;,1
Sllh-<:ull('(llltr;I\1llr. I)cfinilion Ilf <;.1.2
S,th"\lrf:Jc': C(lIl(Hlilln,<; <i,.~,6
Successors and Assigns 13.2
Superlntendenl 3.9, I P.l(,
Supervision and Construetlon Procedures 1_2 q. 3.3, .~,'i.
i.2~. ,U i. (,1.-'+. (i.2,,'i."7! _~. -,~ i. R.L IHI. 10 12. I'i
,'i'll..; ,jA.<;.; 11..'J.I(l!.."10~. H.2
{)91 '-) 102,9, In
2.2,1. ~.1 H
SlIrct\
SurclY. r:OIl<:Clll (If
Sun'!.'\"...
.
Suspension by the Owner tor Convenience 14.3
'-;lI<;pt'n<;i< rl1 (If the \\;'<1.-1\ i_:' . 'i i..!, I.f. ) Ii. I i ~
S\l<;p{'n~;{Jn Of Tnlllinalioll o( lht' Conlr:1C1 .i ~"7, 'i,i f I II
Taxes 3,6, -:' ~ hi
T@rmlnationbytheContractor 14.1
T erminallon by the Owner tor Clliuse <; 'I. I 14.2
Te-rmin:Jli(m of lhe Arch;'~n 'I.I \
Tcrll1in:llill"nfIIICC(lIltr:KIClr 1';.2.2
TERMINATION OR SUSPENSION OF THE CONTRACT 14
TestsandlnspecUons __',J,.~.4_2h,'i.2l),IJ.i,2, 12,21.13.5
TIME B
Time, Delays and Ex1enslons of ,jJ,H. 7.2.1. 8.3
Time Lirni,~. Spt"cific 2.1.2.2.,2, r, 2,'1..~ 10, .~, I I .~. I <:., I,
1_2 L .i.2.11. 'U. 'iA. 4.'5. ~..\ 'iA, 7,.~<:;. i,,~.9, R.2, '1.2, II _~_I.
9_.~,~. t),i. I . 9.(,.1. 9 c. 9.R.2, 9. I (),2. ) J 1,,~. I f ,~h_ 1 1 ,~ '''.
11 J J I, 12.22, 12.2.,j. ! 2,2 (l. I_~ ~. I,i
4..~2.4.3.3,'i ~h.'i ~r;l.,i i .j <;
<I ',2.0-', .'
Time Limits on Claims
Tille!n \'{'ml\
UNCOVERING AND CORRECTION OF WORK
Uncovering of Work
Iln['llt'<:f.Tll (:cllldiliIJTl<:
f1nill'rit't:...
1!"('{l{f)0C11l1wnl~
Use of Site
Values, Schedule of
Waiver of Claims: Final Payment
\'(":lh't'r {If n:lim<: h~' tht" Al<:hilt":1
\x::th"'f qf CI:lilll" h~' tilt' Contr:lt"!(If
W':rhTf nfCl:1illl.<: hr lhc O"'nn
q, t 0'\, 1 1 ~
\'('C:1rhCf Dcl:n'"
When Arbitration May Be Demanded
W;ork. Ddinilinn IIf
W'l'illcn(',IIll<:CIl'
4 ; "', 9 ~2.
\'(i:lh',:rllfU,'u<:
W':li\'t'r<:.,f.<:;llhnlw"j,,,,
Warranty :111(1 W':lH:Jlllic...
\'{'lillcn Itlt('rIHTt;llinll_'t
Wrltlen Notice
.1<;, ;2!,"".
In2(;.
\"(I';I1(.n (lr(lt'l_'t
12
12.1
'l~(',H~I!OI
7. I,i, ~ .~." 2
I . I I. I 5. 2.2 <\. ~!.! -. "
3.13," I I. (, 2 1
9.2, n, I
4,3.5, -j ;.1. (j III -l,
I'.j_..'
'). II ~ ,i. I 1 . ~ -. I ~.' i 2
i';,i:;j
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11.',<; It
1,1
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'l.1(1..'
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3.5, .l.2".
12.2.2 H - 1 ~
.iq~l
<1,5.4
11,
i..l.,::; ,~. 9~ 5, 9,HL 01).1
\ I, ," l2Y, '\ ),2. i 12 r ~I.
Q,!f1_l. qlo~, 1012. In_I ..
I I ,~ I ,-I. f 1 .~ II 1 \,2. "i2
.12_1112 12.1
2,.'.2.'1. .',n, .'.12 H.~ 12_<,1 ,i I" -i .j i
<:;.l.l I, I1.2.2. (1.1 1. '1." I. 1.1 - 'J 1 n ~!' t 2
1 1 I ~, 1 1_". ! 2 ,2 2. ! l ,2 '1, 13,3, I'. ~" 2. Ii
2.' ,~qi , -
-: R2,2, I I~q 12.1 12,2 !.' "'.:, I,i " I
I
9R,2. f1l) l.
11,"..1,
AlA DOCUMENT A,201 . I;FN"'~"1 C.(lNlln1flN~ (II" TIll' ((lNT",,(:"!" HlIl (:(lr-J.'''ltlllr-lrflN. 1'<)I'll'lITNTIl1'.JltT!(IN
,\11'1 ~ . ,f-. I"l-l- nlf' A ,\ll'JItr:AN IN"-llll q,.. f 11' "tlr _111'1 F(:T~. 1-\", Nf'\X' Y()IIK A\T,NITf.. N \X-. \X'A"lIlN(;-1 (IN. 11 C, !'''lfl(,
A201-1987
5
W^"NING: U"llc~n!u~ri flhotocnpvinq vlohllf!!l U.S_ copvriahll;'fWlf IIod In !'"hi~cllo I~Q~I ptr/!'tpeullf)"
.
.
GENERAL CONDITJONS OF THE CONTRACT FOI< CONSTRUCTION
J
ARTICLE 1
GENERAL PROVISIONS
1.1 BASIC DEFINITIONS
1.1.1 THE CONTRACT DOCUMENTS
The COlllr:1C! nOClll1lCnt~ consi.c;1 of the Ag:reemcn! hClwcen
Owner :JI1c1 COl1lr~ClOr (here;n~fler the ^~ret:'rneflf), Conditions
(II the Cflntr~ln (Gencr~l, Sllprlernelll:lry :lncl olher Conditionc;).
I )r:l\\';llg~. :;pccifk:llioll,t;, :ltklcnd:l iSSIIl'd prior In c:'tl'clIlion or
lhe COlli r:lCt , other documents 1i,c;H:d in the Agreement ~ml
Mndificnions issued ;trll~r execution or the Comr:1Ct. ^ ~lodifi.
cation is (1) :1 t'.'riUen :lInendment.lo the Conlr:K( "'i~ned hy
hoth p:trlics, (2) :t Ch:mge Order. L:l,) :1 Con.c;ITuctioll Ch:mge
[)ireclive or (4) :1 tnitlell order (or:; minor ch:lIlg('" in the \'(fork
issllcd In' ll1e ArchilCT\ links.'> sp('CiOc:tlly emulH:r:llcd ill lilt'
Agreelllent, !hl' COlltr:lCl DOCllIlll'TllS do nlll inc!mk' olher
doculllents .<;llcl1 :1.<; hidctinR requiremcnt<; (;l{lvcni.<;Cf11enl or
ill\'ll;1tioll 10 hid, InSlr1.1Clion!' 10 Bidders, <;;1fllple forms, Ihe
Corllr:1CIOr',<; bid or pOrlinn.<; of :1r1dend:1 rc!;uinR 10 hie.kling
reqlliremclll.<;).
1.1.2 THE CONTRACT
The C(1r1l1':ICl l)(J<:\lIllenl.c; form rhl: C0I11r;K1 for COIl."lwClion
The Cnrl1r:1Cl rcprc!'/:nl!' lhe ('mire :md iIllCJ:!r:lletl :1Wet"lllC'nl
IWltnTll tile p:lrlie.<; hereto ;:md !'\Ipe.'r.<;edcs prior rl('p..oli:lIinns,
lC!1fC.'Wllt:llion.c; or :tWCCtllCnls. eHher "'rillen or or:11. The Coo-
11':1("1 rn:ty he :1I11endcd or modified nnlr h":1 "!odifiC:l1iol1, The
Contr:lcl f)nnllllclH.<; shall not he CPI1.<;!rlled 10 crC:11c:1 COnlr:1C-
1\1:1J rel:11i(H1Ship{1(:my kill(t (I) hetweell 111(' Architect :l11(1 (:cJn-
H:1("1()I', (1) hCl\vt'CIl lhe (l1;....ner :md :1 Sllhcnr1lr:1ClOr 01 Suh-
<:1lhcnntr:Wlflr fir (:,) her ween :lny r~r.<;OIle; or ('l1tifiC's olher rh;1I1
lhr: OWller :lIld COnlr:lclnr. The An:hilec! .<;h:ll1. hot\'('\'cr. he
cl1lillnllo PCrrOllll:lIHT :1I1d cnrorn:l1lel1l of ohlig:lliollS under
1111,.' C:lH1traCt ill1ell<!e(i l(l r~ci1iI:II(, perhlrlll:mcc Ilf rhe
l\n:hill..TI',<; (\lIlics
1.1.3 THE WORK
The tcrm "\'('ork" mC:111!' rile cOll!'rnKlinn :lnd .c;crvicC's
rL'quirt'tl hr lhe COlllr:l(-1 Doculllt'I1t.c;, t\'hclhcI completcd or
parli:tlly completed, :Ind includes :111 olher l:1lmr, 1ll:llt:ri:II.c;,
t'quipml.:nl :1lld -:crvin.'s pnl\'idnl or 10 he.' pro"ided hy Ihe
CorHr:1(lm ro fullill the COlHr:lCtor'.<; ohlig:lllot1s. Tile \'rork
Ill:l\' CtHl.<;1iHllt' rhe whole or :1 p:m or lilt' Plnject.
1,1,4 THE PROJECT
The.' ['1/lilT' ie; rllt' lol:ll CIlt1strll('!in" of n-l1ich lhe \'(iork )lcr-
rllr!1letl 1ItH,in I he ConI r:1("1 f)nClll1l('nt.<; 1ll;1\' he ! h(' whole or :t
P:lrl ;llld which lll:IY indlltlc ('Ol1e;lnl('lIUIl hy rhe (h\'llcr or hy
-:(,p:lr:1lL' ("(llllr:IClnr.c;
1.1,5 THE DRAWINGS
'f'11(' 1 )r:J"-ill~S :11(' the gr:lphic :1I1d f,in(lfi:ll pllrrilln.<; (lr Ill,: C()ll-
rr:let l)rlf:\lll\Cl1rs. wlleTen:r II'Clle'd ;111,1 't'..'hl'Il(.'\Tr i.<;s\l(:d,
,<;IHl\\-ing thL' design. lncuirlll ;1I1t1 dimcnsion" 1)( Iht' \'(!ork.
gellt'l':llh' inchldillj! pl;1Il:';. ,_'In';l!jrl!l<; <;(.'nill!l."_ tlel:lil<;, _<;cl1ed-
lIk'<; :111(1 di:1~!r:lIll<;
1_1,6 THE SPECIFICATIONS
'1"11(' Specificl1illll_<; :lre 111:11 pr)T1illn (If Ill(' (:IHllr:lCl {)(I(."llIlWfH.<;
c\lnsi,<;lil1~ or tIle: wrillcn rc-q\lirelllCnle; fot m:rtni:1I.<;. ~ql1ir-
tllt'IlI, nm.c;ln1C1iTHl !'y.<;1Clll,<;, ,<;t:1nd~rd.<; :1I1d t\'(lrknlarlship r(lf
lhe Work, :1nc1 perforll1:mct: of rd;l1ed ser\'ic~s
1.1.7 THE PROJECT MANUAL
The Projcct M;1rl\t~1 j,<; the "olume usu:tll" :1sscmhled for the
\X'ork which Ill:lY includc Ihe hidding requirel11cms, s:1mple
form.e:;, Comti1i(lll,<; of Ihe Cnntr~cf ~ntl Speciric:1tion<;
1.2 EXECUTION, CORRELATION AND INTENT
1.2,1 The COlllr:K1 Documellls 5h;l;1l he signed hy the Owner
:tnd COfllr:Klor :15 prodded in the Agrn.:t1lt'nt. If cill1cr tilt'
Owner or Contr.tclnT or hoth do not 5ign ~II the Comr:ICl
Dncumen!.<;, lhe Archilect <;h:t11 identiry :,;uch tlllsi~ned nocu-
lllCnI.<; upon request.
1,2.2 Execution of the COlllr;l;cl hy rhe Cnlltr:1("1or i.<; :1 re:pfC-
5Cl11;lltOn tll;ll the COlllr:lctor h~s visited 111(" ,<;lle:, hecollle f;lmil-
i:lr with IOCII C,"(mdiliorl,<; under which rhe \'(':ork is to he per-
rormcd :111<1 corrcl:1:tcu per,c;ol1;l1 Oh5Cr\-:lriolls wirh req11ire-
ments (If tI,e COlHr:l:Ct Document.'i.
1_2.3 The inlent or rhe (:ontr;l('1 DocllllH'nt.<; i.<; to include :llf
ilem<; nece.<;.<;:1ry ror Ihe proper execution :lI1d completion or rht'?
\'(:ork Il\' rhe C:onlr:1CI()r The COnl~ct I )OCt1lllenl.<; :lW complC"
mcnl:lr\', :111(1 ~h:lI j.<; lequired hy one sh:llI h(' :1.<; hindinp. ;J~ H
reqllil('(i hy :111: pcrr/lrnl~nce hy tl1(" C(II11r:lctllT ::;It:111 he
required nnly !olhC- extcnr cOll,'ii.<;tem wirh tile COlllr:lcl "{lCll'
IllCnI!' :llld rC:I~on;lhly infcr:lhle frolll !helll :Ie; hc1ng nccc<;<;:1!\
10 produce rll(' inlcne.lnt rC<;lIll'<;.
1.2,4 Orp,:llli7.:Jtion of the Specifiolions into divisinns,"coiom
and ;1rtidcs. :md :1rr:lll~Cl11erH of Dr:twitlp.s sl1;llll1ol n1111 rt Illhe
COlllr:1Cror in dividing tilt' \'(1ork :1ll1(m~ Suho l!lH:ICtO\'.<; or ill
(.<;1:lhli~hillg the c:,<lent or Work to he performed h\' :l1lY rr;lth.:
1.2.5 Ullles,<; nlhcr~'j,<;c ,<;(:tled in the- C/lnrr:lct Doqrmen!.<;,
word<; 'l'\'hkh Il:lVC well-known lec!lIli(:11 or con~tfllclioll indll~
Iry Ilic:lIlinp.<; :lr(' IL<;ecl in the Conrr:le.-l r)oClllm:nl.~ in :lCcord-
:lIlCC with ~lWI1 reco,gni7:ed I1lC;lllill~S
1.3 OWNERSHIP AND USE OF ARCHITECT'S
DRAWINGS, SPECIFICATIONS AND OTHER
DOCUMENTS
1.3,1 Tht" Dr:lwin~,<;, Specilic:ltill1l!' :tne! ()ther clllCUfllClll.<;
prep:uccl Il\' the Archilccr ;lre ;nstnllllCIHs of rhe Archil_ecI'~
s('(\'ke Il1rOlIRh ",'hich lhe Work to he o:cnlled by Ih.... Con-
rr:IClor i.<:' de<;crihed Tht' Cnlltr:lctor 1ll:lY rt'lain (IlK' cOlllr:KI
rt'cord sct. Neither ll1e Cnlltr;lClOr nor ;lIH- SUhnll1lr:lctllr. Suh-
.<;lll1contr:lCIOr or m:lleri:1I or equipmcnt ~llpplk'r ~h;111 (It\-1l or
dailll :1 copnighl in rhe J)r:lwill~s_ Spedlicllioll<; ;lIHI (lll1n
dOC\1tllt'lll.<; prep;lrecl Il\' tlH.' Archilect. :111d \1nlc~s ollwf\\'i"f.'
indiclInlthe Architect .<;11:111 he dcemcd tlH' :r1111111r of II1e1l1 :l1ld
tt.'ill rel:lill :111 ("flllllllClIl 1:1't'.... sl:Il\llnry :1llt1 (ltller fc.'<;('n't,'(1 'igI1r'-'
ill :Hldilioll lo rll(' (()pnip.hL All copir-." of rhel11. c:,\('cpr Ill('
Ollllr:I(-tllr.s renHd ,<:.n, ,<;11;111 he t('llIrlK'd 01 Sllil:lhly :1CnllIll1C(1
for lo1hc Ardlircn. (\11 reflllc.<:'!. upon ('(llllplrliofl of Ihe \"\'(lrk
rhe 1 )r:1\\'iTl~s,"pccinC:llion.<; :111(1 olhcr dO('\II11('I11<; prcp:llnl
lw l1w Arcl1itect. :11HI ('opic~ thereor rl1f11i~lH'd 10 the Clll1ft';H
lor, :1tC rOf lIq~ .<;Illcly <:\'ill1 re.<;p~c1 ro Ihis ]Jr(),ecl They :uc 11r>!
1(1 he Ir,<;('(I h,' lilt' (~(1I11r:1C\(lf lIT :my SIIII(-rH1lr;lC!I'f. <;\Ih
<;llhC<Hlrr:1C!(lr Ilr rn:llCli:t1 (Ir equipmeTll .<;upplk-1 (In rlrllt.'! I'lrlj
('("1.<; or for :lddiriIlH.<; \11 Ihi.<; Projen ol1rc:ide' rlw<;cflpc of ItlC
6 A201-1987
AlA DOCUMENT A201 . f:n!Fl/AI. CON[}rT!{lr.'<; (ll' 'II rr f-f 'N tn/lCl Fflll 0 IN':nlllf''lr H~ . f'( 1I1fl I l:1'f.ll If F.ll! IV";
,\1,\. . '" l"R7 TIll' .VIFlllL-'N INST1T1ITF "" !\llCllll t:fTS_ '''''' Nr\'(- )r W.; "\TNIII'. N \':' \X'A';I rpH; I {'''' r.r _"",""
WARUINr,- Ilrlllcpnc;r.d /'Ihnlf'Cf'lTwlna vlnhH"!'s U_S. cnfIVrinhf ,,..w~ ;tnd !<; ~u~i"r:! If' I_ant rHT\~"!'Ctl!lOll.
.
- \\\lJk W;I!Jrl\H !Ill: spcciric wril!CI1 COIlSCll! of the Owncr :ll1d
Arcllil{'C( 'I"he C{lI1tr:lClnf, Suhcrmfr:lt:!rm';, S\lh-~uh((m'r~n(m;
:llltl m:llCli:1I or eqllipmelH .<;upplicrs ;uc gr:mlct! :J IilllilccJ
liccnse tel \I.':;e :llld reproduce :1pplif.:ahle portion." or lhe Dr:1't\'-
Ings. Spcciric:l1io!ls ;Jnd olher docull1el1l~ prcp:ucd hy the
l\rcl1ilCCl :lppropri;J1C tn :lnd for 11.<;(' in lht, excCtlliorl (If 1heir
\\--ork lindeI' (he COnlr;ICi DOellfllcnr.<;. All ('opies m:lc!e lIflc!c:r
Ihis license sl1:l11 he:lr the sI:IIU1ory f:opniEZhl notice, if :111)'.
."IU)\\'11 fIll the [)r:rn:ing.... SpccificuicHlS ;lnd olhel dl)("tllllt:I1L<;
I'rrp:llcd hy the Arcl1ircct. SlIhmiH;l1 or di.snihulion ((I meet
ornei;!! regul:lIor\' reqllirClIlt"'''S (ll for olht:r pmposc." ;11 ("Oll-
!H,:cliol1 \\;;111 Il1i."I I'roject L<; not to he con~lrl1ecl ;t~ puhliclIillll
in c!c(og:1tion of rhe Archilec1"s copyri~IH or other rC.'wrvcU
lij,.!Ill.':;
1.4 CAPITALIZATION
1.4.1 Term,<; C:lpit:llizeu ill th('~e (;("ncr:d CI lIldilifHl~ include
!ho~c which :lfC (I) .<;rlt'CiIlCllly ddillcd. (2l rlu: lillt:~ of num-
hcrcd ;lrtick~ and idclltilkd referenec~ In P:lr:lW:lphs, Slll,p:lr:l-
gr:lph.<; and CI:I\l.<;cs ill the dOClllnenl flf L"'.J tilt, litle,<; of (llher
lIIICUllll'JlI,S Pllhli'shed h~' tll{' AIIH:riCIll ]n.<,;lilute (If Archil ens.
1.5 INTERPRET A TlON
1.5.1 In tile inH:resl of hre\'ily lhe \'{Illlr:lCl [)pcumcl1t.<; (re-
qlll'lItl~' (llllilll1odif~'illg word.<; .<;uch :,~ ":1/1" :Illd ";111(' ;Illd ;lrti.
cll'.~ .<;llCI1 :1.<; "Ihe" :lIlcJ ":lI1." hili tile f:lCI th:11 ;J modifier or:1I1
;If'ticle i.<; :11),<;cnl frolll (Ill(' .<;I;IlCllH:n, and appell'S in ;tllolller i~
not ilHcnued !f) :lfkc! the illlcrpret:uioll of t'ilhcr .'.t;lIClllenl.
ARTICLE 2
OWNER
2.1 DEFINITION
2.1,1 Tile O'\'lwr i.<; the per,<;ol1 or cl1IilY idcmiOed :f.e: .<;uch in
lilt' ^greement :lIld i,<; referred If) thnlllJ{lu)UI lhe C(ll1tr:lCl
[)(lCIIIlH,'I11.<; :1.<; if ~inJHII:tr in THlllllwr. The term "(h\'nel" llle:ll1S
lhe (hvller Of the C lwlH'r's :mlhllriz('d repre,e:('nr:llive.
2.1.2 TIH.' ()\\,Ilcr Uplll1 rt':lsllI1:rhle ,vrillcl1 n:qll<."'sl ,<;h:11I fllrni~h
10 the ContraClor ill \\Tilil1!-! inl'0fl11:nioll \\'l1ich is Ilccc.':;s:lry and
rc!t.T:llll (or rllt' CIIIlIr:I(IOr ro ("\':IIU:llt.. ghT notice' of or
('11((11'('(' tll{'{'I1:/Ilk"s lil'll ril-!hl~ SlI('1l illlill'lll:llillll ~h:III incllId{.':1
t'(l1H:Ct SI:llCIllt'llI 01 llle recllrd le~:11 thle to !he properly Oil
,,'Ilich lilt' Pn1jtTt i.<: hH.':llcd, US":llIy refern:d Ifl :J.<; the .<;ite. and
1]le (h\'Il('r-_<: inrcre.'i1 11!t'r{'in ;11 11ll' lime (If e:,,:cClllilJl) ()f lilt'
!\Wt'l'1llClll :11ld. within riV1':' d:I"s after :111\' Ch:Il1gr.:, inform:ltion
o( sHch challge in lille. reC'ordt'd or llIlrecmded.
2.2 INFORMATION AND SERVICES
REOUIRED OF THE OWNER
2.2,1 Tilt' (h\'llcr sh:tI/' :11 tile n:qllt'Sl of Ill{' CfIlllr:lclflr, prim
to e:<cnl1ifln of the ^greemelll :1I1d prolllplly from limc 10 limc
rherc:lht"r. furnish to Ihe" C(Jlllr:1Ctflr re:l.<;on:lhk' e,'idt'nc<' tll:lt
f'in:lllt:i:ll :lrr:lll~R'IlH.'I1I.<; h:lve h('C1l lll:lde 10 h,llill lll{' Owner'.<;
'lhli~:1ti(lIl.<; lindeI' the Cllnlr:lcl. (A(I/f!' "l1lt'S." SIKh 1"('11,((",((1,1('
(,/.,tI('JI{'(' ",(',.(' -,,,nlished 011 r('(/I/('Sl ''''/')1" In Ow (',Ycc,"u/in" f!/
fh{' :I,!!.reCIHCI/I. (/J(' !".n.,,!wclll'(' ("01l11'(1{'1(1/" 1I'ould unf IJe
r('f/lf/t-I'd In {',y('ntle 1/1(' AI!''('('l1WIIf (JI' /0 01111111('11((' (/Ie If(wlt.(
2.2.2 The ()"'I1('r "h:11I (urni.<;h <;ur\'ey," de."C:rihing physicl]
c!l;tr:lneri.sli<.:s. legal 1i1llil:H;OI1S and lllilily l"clIio!1.<i for Ihe sile
[Ir rhe I'r()jcr:r. ;lnd:l Iq,!:11 dc~crip'ion of Ihe sHe
2.2,3 F.xc.:q)1 rill' pnlllir.<; :111(1 [ec,o:: ",hii'll :m' llle l('<;p(1l1.<;ihiliry
(I! Ille t:lJ/lIr:l('lllr 1111(lcr IIlc (:(lIl1r:lcr 1)(l(,'lll11('l1rs, rllt' t ''''Ilt'!"
~h:11I <;1,'Cllrc :rlld P:lY f{lr nCCC.<;S:Ir\' :lpplll\':Il.<;, (,:I!'<':f1H:nl~. :r,"_<;{'S.<;-
.
men!.<; ;md ch:lrgc~ required for C(1(1<;1fl.1C1!PIl, liSt' I1r (l{(ill':IIH"\
or 11Cflll:l1l('!ll <;trllClllre,e: or (nr pCflll:IIlCl1t ch:mw_'<; ill ~'~:iSli!lg
f:tdliries
2.2.4 In((H'Il1:lthlll (H servkes II!1tkr llle ()1:\'ller.,~ ('Illlllt)1 <;ll:tll
he rllrrlislwt! In' rhe OWller 1:\'Hh rC:lsllfl:rhk' IHfl!llplfl"<;<; 10
:l"nitl del:l\ ill mdcrly progrc<;," of tile \'(:nrk
2.2.5 llnks,<; 11tht:r1:\'i.<;~ pnH'kk(f in rllt' (',[lIllr:lt-r 1)1l{'1111H'lll';
rhe (:lllllt:rC1()r will he rlrrni,<;llnl, fr('(" (If ch;rf~{,. "tlt.!, fll[lil',<; Ilf
I )r:I1:\'illg.<: :lIld ProjeCt ~l:IIHl:ll:" :J.e: :lrc l{':I,<;(111:1hly Ilcn_::;~;ll \ [or
(":,,:ecuIIIlIl of tile \'(:lllk
2.2_6 TIIC f(Heg{)in~ :If(:' in :l(klitillnICl Ilthn (lt1!i('~ :111(1 rc,<;r'lll\
...;ihi/iri('s (II tilt' (h\'llcr ('1lIHll('r:lInlhert'ill :1l1{1 C~;I\('li:rll\' IlHl""
in r('SJWCI 10 Anicle (1 (Consfructioll hy Owner or hy Scp:rl:I!C
C:llllII:lClOrS), Article tl ([\:I\'I11t'I1I.<; :llld (:IJlllpkrifHl) :ll\(1 1\r1i('lc
I I ([nSlIr:rn<.T :lnd f\ollds)
2.3 OWNER'S RIGHT TO STOP THE WORK
2,3.1 If lhc COl1lr:lc1or (:1i1~ to corrccr "';:nrk t\'l1i<.:11 is l\(1r ill
:K("(lrd:lTln: wirl1lhc requirements or rhe (:(Hllr;1Ct I){lnllllnlt.~
:IS r~qllircd h~- P21:Jgr:Jph 12.2 or rersistenll\- f:lil... to 'c:trry Ollr
Work in :l(COrd:lnce' ~vith Ihe COlllr::lC't DocllnleIH.<;. the ()wllcr,
hy wrill{'n order si~lled pcr.<;on:1Hy or hy :111 agetlt ,speciric:rlh' "fl
empowered hy lhe Owner in writing, m:1Y order rhe COllrr:r(-
lor In ,<;IOP rh(~ \'("ork, or :lIly porlion ,hereof. ulltiltll(" C:"I~e for
.<;uch order h:J:; hC('1l clhnill:Jlctl: howevcr. the ri~hr or rhe
Owner ro .<;IOp tl1(.' Wo(k sl1:111 not ~j"c ri~(" In:l dUlY 1111 rlH' P:1I't
of the (h'\'ncr to ("xerci~e Ihis ri~hl for lhe hellefit of the (:on-
tr:u:ror or :1lly other per.<;(J1l or entity, except f(. rile {'xtenl
r('qllired hy Sllhp:lf;l~r:Jph <1_1 ,.~
2.4 OWNER'S RIGHT TO CARRY OUT THE WORK
2.4.1 If rht, ConlraClor dd:1tlll.<; O( ncglects to (":11'1'\- (llll thl'
\,,\lurk ill :lCCord:IIKe with rhe Cnnlr:wl [)O('l1Il1{'nl.o..; :uld !":lib
,,-ill1in :t ,<;('v<.:n,<.I:1\' period :lfl<.:r receipt of "-'linen nOlice fl11111
Ille ()Wl1C( I(l ('fllllmt'lHT :llltl ("(lllrilllle C11rtr:Clillll llr ."IIl'll
de(:1\111 Ill' 1H'J.!ft'Cr willl diligt"ll(:e :md 1}l'(1Inp!IH:<;~, 111C ()~\-I1('(
1l1:1Y :lftt'1' such ,<;e\'t"n-(!:l,' pt:ri(Jd give tll(.' t:(llltr:lCIIH :1 <;('([1I1d
wriltell l\lllke 1(' Cllrn:n '<;U<:l1 (It:riciCI1('i('.~ willllll :t "('(-(lllll
,"(.'\Tll.(t:lY period_ If lht" CllfHraCII'r wirhin ,~l1ch ,<;(.''.'(111<1 <;{'I't'll-
d:lr pt'ri(ld :lller rccdlll of '<;lIch SCCOIHI I)lllic{' r;1if." tll (,(!lll'
Iln'Il({' :rn<l ('(1llrillIW If! ('oITt'n :rrl~' dclki{,rlcic';, Ill{' ()WI1('1
lll:I~', wilhour prejudice In olher n:ll1edit'~ Ihe ()\\,llt'1 111:1\'
11:1\'(.', CfllTtTt ,<;lleh (knck'11Cie~, III .<;Itch CI."(' :lIl :lpIHl'pri:ll('
(:h:1nW' Order <;h:lll be is<;ued deduninl-! rrIJIll p:l\'!ll<.'lll~ 11H'1l (11
rln'I'{':lflcr <lilt' 'he (:IHHr:r('I(lr lilt' Ol,"1 (,f Cflnt'Clillt! s(1("h (It'li-
dcncic,<;. indudillg ('(llllpet1s:11io!) (or 'he Ardlitecr-~ :ldditi(II1;1(
sCf\'icc,<; :tnd c:<pen.<;(",<; rn:ldt> nen=ss:Jr~- hy .<;rICh dcf:lllll. nt'glec!
or (:Iilure. Such ;telion hy tht' O"...n<.:r :lnd :1I1101l1ll,<; ch:lr.l!ed ro
tilt, COlHr:Ktor :lre horh suhject ro prior :lpprf!I':11 of !he Archi
wet. !( P:I\'lll/..'IlI.<; ,11('11 or therC:lftcr due Ihe (:01111':1('\01 ;lre not
<;urnck:nr 10 ('ovt'r ,<;lIch :1I1IOUTll,<;, tht' COlllr:lctll! ,<;h:1I1 1';1\- lht'
t1ifkrenn: 10 rhe ()1:\'11el
ARTICLE 3
CONTRACTOR
3.1 DEFINITION
3_1.1 The C(llHr:lt'lfH i.<; fhe per,<;IH) fir ('IHill' idCtllincd :I~ <;IICIt
In 111(' Al-!rt'Cl1ll'l1l :llld i_<; rc(erJ('d In throllgllo(1t the f;1l1l11:1('!
1)1)f'111JH'!l1~ :1.<; if <;illj!1ll:tr ill tl1lT1'lh('r rhe Inlll '(,llIlIr:l(II)I"
rn<.':III~ 111(' (.ol1lr:IC!Or Of 111(' C(llltr:IlI!l!<; ;l(II!Hlri/_nf
rqHc.<;(,Tlt:lli\'t'
^I^ DOCUMENT "1701 . CENF1!^1. U1NIllTl0NS 01' TilE (:nNTIlACT FOJ{ CONSTIHICTlnN . FOtIIlTF.FNTl! FnlTlnN
,\lA" . 1':1 1'l~Cl tll A/IlFltlf AN IN<;T1TlITF or I'''WlrITFCTS. I ~,<:; N'~\'t' YOHK A\'FNtlJ' N \'(' \'(I,A.';lrIN(;'l (IN l' r: lflfll)(;
A201-1987
7
W^nNlNC::~ tlnlh'!fO"t'lp.cf I"hnlor:nrJY"'Q vlnl~llI!!': u.s. cnpvr'ghllnw'li: ""lfl", "'""II"r:1 In 1"(1"1 f1rn....r:ullnn.
.
3.2 REVIEW OF CONTRACT DOCUMENTS AND
FIELD CONDITIONS BY CONTRACTOR
3.2.1 The Cllllfl:lclor .<;k,rr c;1rcflllly ,"l\ld~' ~IHI cnlllp:l((' lhe
(:lllllracl 1)(lctlIllClll~ with c;lch (1l11el :tI1l! willI inhHI1l:1tlilll
lurnisllcd h~. rhe Owner purSl1:1I11 If I Slrhp;u;Jp,r:lf,h 2.2.2 ;lntl
,..hall ;1l (lI1("e rCp(lrt If) tllC ^rchilec! CiltlrS. innlll.<;i<;lencic.<; {Jr
fHllissiIHl.<; <.1i."C<lv('rnl. The <:(llllr:l("!()!' "l,:ll! FHlt he 1i:1lllc I') rhe
Owner or Archhcct for d:lIn;r~t' rcslIhing frOIll errors, inCllllsi.<;.
rencie..:; or omission." in the COl1tr;1CI 1)0CIII11('I1I.<; unks... \l1e
(:(Hllr;lC!()r rCOlgni7.cd .<;II(h ernn, innmsi.';!crH"Y (ll (ll1li<;.c;illll
:111<-1 kn(H\'illgly f:tiled 10 repOf1 il In rile Architect. If lhe Cpo-
11';J(:lor performs :llly Cf)I1.<;trucrion :1("li\'jl~' kllowin~ iI involve.";
:1 l'('co~ni7..ed crror, incoflsi...len('r or ()nli.<;.<;ioll in the COlli r;lct
f)o("\nncnt."i without :-uch noTice !o the ArchileCl, tl1(' C:(llltr~c'
lor ,'>h:lI1 :1S:-\IIllf: appropl'i:llc re."ipollsihitily for ,<;Hell perfnr-
m:uH.T :lnd shall he;lr :"1Il ;lppropri:lIe amount of lhe :lltrihul:lhlc
COSI."i for ("orrlTllon,
3.2.2 The C:ontr:lctor shalll:lke I1dd rne;!!\uremeI1lS :md "erify
ridd conditions :"md ...h:dl c;uefully comp;lre .<;uch licit! me;!-
Sllfelllcnt... :ll1d condition." :lncl Cllher inform:lIiOI1 knowll to the
COlltr:1t:I(Jr \\'i1h till' COl1tr:lct r)oCUll1CIlI~ before c0l111m:ncing
:Ic(i\'ilic.<;. Errors. ill('Ollsislcncies Of {Jl1li,<;sioIlS di:-covercd .<;h:11I
he n:por!cd to the Architect :1{ OIlC:':
3.2.3 The Contr~cTor Sh;lll perform tht' \'(:ork in :lccortl:lIlCe
t"illl tile COlltr:lcl Documents :1l1d SUhlllitt:lf.<; approved rur,
SU;Il1( In P;lr:lgr;lpl1 .~ 12
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES
3.3.1 The C:Olllr;lCIOr .<;It;11I .<;l.IpCf\'isC :md direct lilt' \'(:ork,
Ilsing Ihe ContnlClor's he.<;1 ,c;kill :mcl ;lI1elltion. The (;nntr:Klor
sh;ill hc ,<;oldy re.<;pollsibk for ;md have CPlltrol O\'l"r COIlStrtlC.
li(lll 111<::111<;, 111('II1(l(ls, let:hni<IIIC.'i, ,<;nl\ICI1("l'S :rnd pnKTthtn:::-
:lnd for c(lortlin:lljll~ ;111 ponion!' o( till' \'GIork under the Coil.
tr:tCl. !lilies.'> Contract J)(lCUlll("nt.<; .Qiq:' lither spt'dl1c in-"Iruc,
tions C0I1Cl"fning lhe.'ie rmllter.<;.
3.3,2 The Cl lnlr:1C1or sh:IIII)(: re."p(Hl,<;ihle 1(1 the ()wner f{lr :lets
:llltl {lmts.<;j()ll.<; (If thc (:()rltr;lCfflr's elnrl(I~'cc.<i, Slll)l'(lntraclflfS
:md till'ir :1!!Cllf.'i ;111d cmplo,'("c.'i, and other rl'rSfmS 11crfoflninJ,t
portions of lIw \'(/ork lIf1der ;1 l'Olllr:Kl with I Ill' COlllr:H.'tflr
3.3.3 The COlltr:lCTor sh:11l 1101 hc relkved of ohlig;ulofl.<; 10 per.
form the \'X'ork in :lccClH.l:mce with tht' COnlr:lt:1 DOCUlllentS
ellhcr hy :lCli\'i1ics or dwie... of the Archill'ct in the An:hiIC(.:t'.<i
:tdlllinislr:lljo!l of the Ctlntr:lCl, ()f' hy TeSIS, IllSPtTlioll.'i or
:IPlmw:lIs required Of perfol"mcu hy persons mller th:tn the
Cfllltr:lct(lr.
3,3,4 Thc (;tllllr:lCtor .<i11:11I he rt:SPflllSihle for in."pcction of por-
li'lt)S flf \'('(ll"k :,If(::,d~' perf()rlllC(lumler till." C":CHltr:lCt It) deter,
mine 111;11 ~1I("h ponions :m," ill proper condition 10 re(:civc .<;oh,
'><:qllCllt \\"-'ork.
3.4 LABOR AND MATERIALS
3,4.1 I 'nll'S<; otherwis(' pro\'illcd in llle Co/ltr:l("t l)oClllllClll.<;,
1111.: (:lmlr:rC!fll" .'ih;llI pnl\'id(' :Inti 1':ly f{lr [:II)(lr, 111:II('I"i:lls, nl'lip,
llIellt. 1(ltlf..... C!ltlSlru("lilln <:qllipIlH:nl :rnd 1I1:ld1im:ry, water,
IH::rl. ulilities. tr:lll."pon:lIion. :llld 0111('1' f:ldlitk.... :1Il<.! sl'n'i('l':::
11lTI:<;S:tt"\" fl'l" pnllx:r exenllion ;Ind nlllll)lcli(JIl (If lhe \'{:f,rk.
Wlll'!ller lemp()l"al'Y fir per1ll:lIlerH :md whelhcr or 1101 ill('llrpo,
1:llnt fir lfl he inc(lrp(H:rted in lhe "'{lrk.
3.4,2 The CfHllr:r("ltl!' Sh:lll ellr(lrce~lricl disciplinc :lll(\ good
(lld('f :ItlHlFl~ rIle (:Il/ltr;'cl(lr',~ t'llllllfl\TC" ;111<1 (,ther Pl'fS(Hl.<;
t.":lITI'ing flU! the (;flllll":lCI 'j'he: (:('llIr:ICI(Jr ,,>11:111 !lIlt 11crll1il
clllpl1n'lllt'nr fll 1111 fit perSlllls {II per:-n!lS flOI _<;killed in l:l...I(s
;1.""i~IWtll{llhcll\
.
3.5 WARRANTY
3,5,1 The (:rl1ltr:lctpr w:nr:lIlt.<; tn the ()n'n('r ;l11d t\rchilCl"t Ih:H
m:ltcrbl.,> ;l!l(1 Cflllipnwlll ftlf!lisI1c(llllHler Ill(' (>11111:1("1 willl'f'
o( g(lod qll:lli,,' :llld flew l1t1lc:-<; olhcrwi.<;f' required or pelln;r
led hy 111(' Corllr:1Cl [)oCllmC'Ilt,<;. rll:II the \X:(lTk n'ill lw rrc('
frolll dcfcn~ Ilor inherenl in the qU:11i1r H'qllirn.l (If pCTmillnl
:1T1d th;ll Ihe \'(-'(lrk will ('(lrlforlll \'-'ilh the rcqlli1f:l1lCllt'; or TIU'
<;fllllr:lct [>tlCtlIllClll.'i \'V'llrk Illll cOllf(lI"lniIlJ! If I fhcsc r('{,,!in'
mellt,~, ineht<lin,g .<;llh...titutiflll.~ !l(lt pn'11('rly :lI'Pfll\'I'(j ;1!1(1
:llltIHIr17ed. 111:1\' tl(' Cllll_<;ic1cn:d dckni\T Tl1(' (;llllll:Wlflr."
\\,:\rr:lllly e:'lc!l1des reTllnly fOI tl:Hn:I~C (II defecl C:H1.<;nl h~
:Ihll.',e, lllfldilk:lliI1l1.'i FHll e:'lCnllC'd In' tllC (:lHlrr;lf"l(lf', ilnpnlllCl
fIr illS\lffidenl 11l:linTCll:IIlCe, imprl1pcr III'cr:llillll, (11 IlfJllll;ll
'\\'(";Jr :ll1d le:lr IIndClllorlll:ll 11.":lgC. If rt:quilnt tHo 111(' /\rdlilCC!.
tl1(' C(Jlltr:wtnr <;11:llIlUflli<;h .<;:Ili.<;f:lctorr ('\'idcll("(: :1," III rhe kind
:lIld qll:llilY llf 111:II('ri:ll... :rnd cqllipmcn!
3.6 TAXES
3,6.1 The COlltr:lClOr ,~h:lll P:lY .'l:llc.o;;, COI1.<;IIIll('r. 11,<;t' :1I1d-sirnil:lr
t;IXC'<; for the Work or pnrrion... thereof I'flwidcd by Ill(' C,m.
ll':1("!(lr n'hich :!f(' ICJ:..!:ltly C'1l:l("wt! ~\'lwl1 l1id~ :l1T I"("ccl\'nl or
lH.:goli:1I1011S concluded. n'hClhcr or Ill)! n:1 effective or Ilwn:h
sd1edulr:d In go jllln effect
3,7 PERMITS. FEES AND NOTICES
3,7.1 llnk'.<;.<; ()Iher't\'i~e pro\'ided in tilt. COlltr;lC1 ])(\(1I111ClH,<;,
Ihe COlllr:1f."lor .<;11:111 secure and p:ly for the Ilundin~ permil :rntl
!llhel' permits ;lIltl ~{l\,(,f1llllenl;11 fees. liccllSt'S ;sn(! illSpCCliflll~
lKTcs,o;;;lry J'(l[ (lffll)cr (,:'leClllil)l1 :llHI (,()llIpk"iflll fIt ItIC \,'(Hk
whicl1 al"e CUSI(ll11;1fih' .<;e:cl1red :lfler eXt'CI.tioll of lhe (:lllltr:lC!
:lIld which :lrc k~:lth' H.'qllircd when hid~ :Ht' r('rchTd 01 Ill'W'
11:11il)ll", CIIIIChHkd.
3,7,2 'I'he (:llnlr:Ktflf' .'ih:11J Clllllply with :Iln! giv(' Illllitc':
fl'cl'ti/'ed 1)\' 1:1\\'.", llrdln;tll(es. rtllc~, reRul:ni(lll,<; :11lc! I:r\\ful
orders of f111hlk :lulh()rllie~ hC:lring Oil rerforrn:lllfT of the
\"'()I"k
3.7.3 It is not lhe Contr:lCtor'.<; rcspoll...ihilil\' l(l ascertain thar
the COlllf:lCl f)onuncl1ls :lr(~ in :lC(Ord:llln: wilh :tppliclllk.'
1:lws. ,"I:1l\HCS, ordin:lllct'!'i, hl1ildin~ code.~. ;1nd nile... :md wgul:t.
lion.<;. IlonTver. if thl' COlllr:lct(lf ohscf\Je:.~ that ponifln.<; of Ihe
Contr:\Ct f)oClll1lCnts ar(~ ;H \':lri:ll1('e Ihere't\'ill1. lilt' Contr:tClor
.<;11:111 promptly 11(llif~' th(' Archite(:t :lnd ()wller in writing. and
ncc('.c;sary ch:lllge.<; ,<;h:11I he ;Jccompli.<ihed In- :lpprllpri:lIC
j\'!rI(Uficuioll
3.7.4 If lhl- COlltr;I(lOr rerforms Work kn(lwill~ il to he ("llll'
Imry 101:1'1;\'.... .<;I;lltItC5. ordilmllcc:.<;, hllildinfo! code.<;. ;md rule." :md
reglll:Hion~ wilholH .<;uch notice 10 Iht' Art:hill'CI :1Ilt! Owner.
the CnTllr:tl"lOr .'ihall :1~.<;lImC full n~sron...ihililr rm .<;\lell W'Ofk
and ,,>h:111 heir the :lIlrihul;lhl(' ('oSls.
3,8 ALLOWANCES
3.8,1 The (;nlllr;lctm Sh:lll indm\(: in tht' (;r1111 r:lct Sum :111
:lllow:lIlccs .<;I:lIed in the Col1lr;ICl DOCIIIllClll.<;, Hems ('o\'('lt'd
t)\. :lllow;uKe.<; .<;11;111 he .<;lIpplit'd f(lr such ;UllO\lnls and 11" stich
pnslIll.<; or enlities ;1." Ill(' ()wncr may dire(t. hut I Ill' (:lllllf:tt-IOI
stl:lll Ilflt h(: required rll l"lllplclr {ler:::(HlS (Ir t'!lti!ie,s ;1~~;lill.<;f
\\'11icl1 tile (:(1l1Ir;KI()r rn:lke.'i rC:1.<;(JIl:1hle Illlje(.tillll
3,8.2 I!nk~.<; (llhl'fwisl' pnn'idt:t! in the (:llIHI':In [)('Clrlllcnts
,1 tn:rlcri:lls :mt! CqUiPlllC'nt undef ;1t1 :lll(lW:l!lCf.: .s11:1I1 he
,'>deC!etlIH(lll1prl~' hr lhe Owner In :1\'lJid dt:I;I~' in Il1e
\\0.-1.;;
.2 :lll(IW;IIKI~~ ,~h:III ("(we!" the ("(lsr ll~ llll" (:ll1ltr:ll'llll fll
1ll:lll"ri:tls :md equipment delivered :11 lhl' silt: :lI1d ;111
wqllil"cd laxcs, It'ss applicthk tl':tt.!e t1i_<;('O\lIlI~;:
8 A201-1987
AlA DOCUMENT A'Ol . 1:I'NFlIA1. ('(l['-j1lr1IflNS (II nil' UlNtllM:T nJll (flN.s""l'C1'lfl"" _ H"'rnITNTll rrHllfll~
AI^~ . ,,,, l'lle 1111: A"II'HI(.AN INSTlTI "IT fH'"I/(:lll IH'T.". 1-\<; Nrw- Yf llH, ,'\'FNllF. N \~ \'i'.\"llI~if;'11 '1'\ I l I 1'''111''
WM~N'NG: Unlicensed pholor.ol1ylng vio!;,tf!!> U.S, cOPvril1hll19w!'l And III sUbjfl!'ctlt'llf!<JA' prosecution.
.
.3 CcHllr;IClor"S co~\." j(Jr 1I1lIo;l(.ling :md handling :It lhc
sill'. l:thor, insl:tll:rtioll COC:IS. (l\'c.:rhe:u.l. profil and
(Jlhel" expense.c: (nlllcmpl:ucd for c:l:llcd :tllowancc
:Ull0urHs shall he included in the Cnll1r:ICf Sum :mcJ
!lOf in Iht' :lllow;mcc<i:
.t1 WhCIlC\TT CO,'H.<; ;1..(' I1HllC II1:m Of les... 111;111 :lllo,,":lIlCCS,
the Cnnlr:ln SUlll ,<;11:111 he :lditr<;\cd :1<'cmtlill~lr h~'
(]1:1I1J!C (hdcr. The ;IIlHltlll! (}f lhe (:h:lIl~c (lrcJcr .c:h;tll
rCnCG (I) lhe difference: hetween ;1("1\1:11 (O,'i!C: :lIld the
:1110W:lIlC{",C: under Cl~II.<;~ .~.H,2.2 :lnd (2) cll:llIgcs in
COlltr:wlor'.<; costs lIndel O;lt1<;c .' H.2.:.I,.
3.9 SUPERINTENDENT
3.9.1 Th~ CorllT;'lClor "h",1I employ a C:Oll1pelent c:uperinlcn-
den! :1Ilt! m'ces.<;:trr :ls.c:i.c:l:mt.<: who ,<:h:11I he in ;'lllcnd:mce ;11 the
Project site dllrill~ pCrr()rl11~nCC or lhe Work. The ~lIpcrilHen-
dCnI ,<;h;lll rcprt"~cnl the Conrr:lctor, ;'lntl ("Ol1lnltIflIGllion~ give1l
In fhe ~upcrjnte'ndcnt sh~lI he;!~ himting ~,<; ir ~iVCfl In the Con-
Ir~ct(lr. Illlpnrt:ml comrnuniCllion,'i ~1J:l1I be ('(mfirmed in writ.
jn~~, Olher COllllllllllic;uion... ,'ihall he ,<;irnil:lrlr nmfirmed 011
\\'rilft:Jl rcqlle~1 in C:1ch ca<;e,
3.10 CONTRACTOR'S CONSTRUCTION SCHEDULES
3,10,1 1'l1t, Conlr;lclor, prompll~' :trter heing :l\\':uded I lie Ctln-
tr:lCt. SIl:1II prep;lrc ;llld <;1 I 11111 it ror Ille (h\'ller','i :Illd Arcl1ilccl'S
inlilflll:llion:' (:0I11r:1C1Or',<: COI1,..trllClion Sdl(xhllc ror the \'{/ork.
The schedule ,<;h:1I1 not exceed time limils currCIlI IInder the
Conlract Document;';. ,<;h:11I he re\'i,<;f~d:11 :lppropri;lI(, inter\':lls;ls
required_ hr Ill(: ('ollL!ilion.c: or lilt' Work ;rlld Project. ~1l:111 h(;'
I'I,:!:U(.'U 10 the CllIire I'roject 10 lhl' {'XICI1l rC{Jllircd hy tile Con.
11';1('1 1)11('UlllC!US, :111(1 SI1:111 Ill'{n'itlc hlf cxpnlil1l1\lS :1Il(1 pracli-
(';1I1lc l':,<ecwion or lIlt' \'(/ork
3.10.2 The (:(1I1tr:I(IOr Sh:lll prcp:lr(' IIlld kecp curren!. for Iht'
ArclliH..'CI'S :!pprm':ll. :1 schedule or ~Hhl11itt:tI:'l; which is coord i-
Il:ltnl \\'ilh lilt' (:(llllr:lt'lflr',<; COll<:;II'UCliOIl ,<;cheduk :lIld allows
Iht' ArchiltTl r(':I<;oll:lhle lime- 10 I'(','i"", suhndlt:lls
3,10.3 The Cqlllr:telor ...hall confol'm In Iht' IllOSI It't.'<:nt
s('llnllll<:.<;
3.11 DOCUMENTS AND SAMPLES AT THE SITE
3.11.1 The CI)f\lr:1(lflf ,<;11:111 tn:1i111:1in:1I Ille sile f(lr lhe Owner
one f<-'ClIfd t'op~' of the [)r~wings. SpedfiC:1l ions. :lduenda.
Ch:mp:c Order;,; :1ntl other Mo(\ific:1tiom. ill ~ood ordCI :md
ll1:lrked cunelllly to record <:h:1n~es :lIld ,<:c!cctions m:ltle durin~
('I 1ll.<;1 rtlclillll, :1Ilt! in :u.ldilillll :Ippnl\'ed Sll()p Dr:lwiflp:S, Prod-
Ilt'l I ):ll:l. S~mple,<; :mt! ,'iimil:lr rt'(Illircd ,<;tThlllill:lls, "'I,C','iC !>h:'lll
he :t\':til:Thlc 10 the ArchilC'CI :lIld ,..h:11I he delivered lolhc Arrhi-
leCl ror slIhmilt:11 10 the Chvner upon nUllpleliol1 or {he- Work.
3.12 SHOP DRAWINGS, PRODUCT DATA AND SAMPLES
3.12.1 Shop Pr:lwillgs :lrt' dl':l\\'iIlMS, di;lgr:lI11s. schnluk:s :llld
I llher d:lI:l,<;ped:ilh' pn.'p:lred fpr lht, \'fork hy 111<: Contr;IClor or
:l Sllhnllllr:ICI(Ir. SUh-,<:\lhnllllr:wtllr. 1n:lllIlf:lclllrcr. supplier (If
dislrihllllll' III iIIustrale Stll1lt' ponioll of the W:ork,
3_12.2 Product D:1I:1 ;lrc iIln<:lr:ililllls, ,<;I:lI1d:lrd schedules, pcr-
[111'''':111('(' cl1:1r1.<:, ilJstrHCli(lIl,<;. Ill'(h::htlrcs. di;lJ.!r:IIll.'i :1I1t! (It!ler
illf'(JI"m:uion rllrni~h('(lll\' the Cpl1Ir:l('!or 10 illtrslr:ut' 1ll:l1eri:ll~
III equipmelll ["(If ~(Hne Pllrti(1l1 11f lhe \X:(Il'1.;
3,12.3 S:ltllpk<; :lrc !)hy"ical t'X:llllpfc,<; t\'llkh illtr,<:Ir:lle
lll:lleri;ll<;, C(!lrilllnellt (H WlHl<111:l!l~11ip :1Ilt! CS1:II,I;,<;I, _<;I:lnt!;ntl.<;
Iw t\-!lil.-h tile \'\:orl.; will he jut!ged
3,12,4 Sllll]) Ikl\\'illgs, I'rodll{'\ [ht:l, ,o;;;:llllpfc~ :111<1 ~it1lil:1r ,'i\lh-
111ill:lI," :lIe Illll C:(lnlr:w! I )(JClllll('lll~_ 'I'he 11111"!)11SC Ill' their suh-
(lIill:11 j<; III d('nlllll~lr:llC fflr lho:<;(' ponillll<:; of lhe \'\ork for
.
which sllhlllill:11<; ;Ire reqtlil'f'd tht' W:1Y lilt' (.tllllr:IClll! Ilrfll)!l<;~'"
r(1 conform III tile inform;Jtion gi\'(-'n :Ill(l lhe dc<;ign cOl!n:pl
exrrc<;_'>cd ill lhe (:011lr:1('1 {){)(:\Ilm:nl,<; n~..\'it''i\' !H- tlw Archil('n
is <;uhicn 10 tile Jimil;Jlioll<; or SlIhp:n:tW:11'11 'i.2_7
3.12.5 The C:Ol1lr;l('lor sl1:l11 re\'it'~\', :lfll't()\.'(.' :lnd ,'>Uhlllil 10 Ihe
Arrl1ilecl Shllp !)r:ll;\'il1g,'i, l'r(I(!tlCI U:ll:l,o;;;:lIl1pk~ ;1l1d ';illlil:n
suhmitl:II,<; f('quired by lhe C.Onlr:iCI {)OClllll('nI,<; with rC:ISIJI!
:1hle flIOIllPUl('<;,<: :uHI in .<;uch<:equc~llc(, :1<; In c1tlse nn del:". ill
lhe \'(!ork Of in Ihe :lCI;,'iti\"'s nf the Ownef lIf or <;ep:tr;llt' um,
Ir:lClor<;_ ,O;;;tlhlllitt:ll." lJl;JrI\'" hr the C0l11r:lCIor ~\'hich :lrC nor
required hy the Colllr:lCl l)(}Clllllelll~ fll:'Y 11(' reI limed wilhoUI
aClion
3.12.6 The COlllr:KlOr ,<;11:111 perr0fl11 11(1 portion or lilt.' Work
requiring <;uhllJill:ll ;J[ld r('\'ie~' or Shl1ll I )r:Jwing,<;, Product
1):11:1, S:II11plc,<; or simil:lr ,,,"hlllill:ll,<; \lnlil lhe re~pt'C1h'e ~;lIhll1il.
1:lllJ:lS htTIl :lpproved hy lhe ArdliltTl, S\lcl\ \\'orl< '>":111 hl' in
:lccrlr(I;IIHT 't\'1111 :lppn1,'etl ,<:tlhnlitt:II.<;,
3.12.7 Br :lppm"ill~ :Ind ,<;tlhmifling ShlJp I)r:I\\'in~s, l'roducI
I):U:I, S:lI11plt.','i :u,d ~illlil:lr stlhmill:lls, lilt. C:Illltl':lt.'tl_1r rcpn.'sUllS
111:11 lhe ClIl1lr:KlOr 11:1," determined :md vt'rined ll1alcri:lls, [kid
rnC:lStlr('ltlt'nls :md field Clm<;lf\lclioll niteri:l rcl:lIcd I!lCH'll1. 01
\\ill till SC1, :lIld h:l<: checked ;JIlt! Ctlt1r(lln:lIn! Ille iI1j(IIlTl:lliIH1
eOlll:lillnl 't\'itl1in stich ,""bmilt:lls l;\'ilh lilt' n:qllirl'lllt'llIS 01 lht.'
Work :llld or lh('" ContraCl J)OClllllCn!!'i
3,12.8 The COl1lr:lClof ,<:h:,1I 1101 he relil'\'ed or r('splIll,<:ihilil'
rIll dc\'i:II;Oll.<; hom fequir(,Ill('11l:'> of the Crllllr:I,,1 [lfl('(ll1l{'tll';
Il\' the ArchiTccts :lpl'((1\':l1 or SII(lp !)r:lwings, Prl1ducl [1;11:1.
S:II11pl('.<: III ,<;illlil:1I ,<;lIl1mlll:II,<; 11111('.<;<; lilt' COlllr:Wtol' 11:1-"
SIll'cilk:llIy inf(lnllC'(1 lilt' ArdlillTI in \\'lilillJ! (,[ ,"tWll (1('\'i:llilIl1
:11 Ihe lime or suhlllilt:ll :lIld 1lle Art'lliln.:t h:1." ~i\Tll t",'rill{'ll
:lpPf(}\,;J1 III the _<;pc'cine dc\'i;Jrioll_ The C(llllr:1Cl(lr <;11:111 tHlt he
I'!~liev('d or n..~pon,<;ihiliq' fill errOf.c: or omissit lllS in Shop I )r:lw-
iI1Jl~, PrndUCI 1):11:1, Sample,<; or ~illlil:lt SlIhlllill;lls In till.' 1\I('hi-
If.'l:l',~ :lppnl\':11 IhnC(Ir
3_12.9 Tht' C:onlr:wlor ,<;11;111 direct ,<;p(Tific :lllt'lllil HI, ill writing
Ill' (Ill 1t'<;llhmill('d Shelp !)r:rn-illg<:, I'r(l(hlCl 1):11:1, S:1l11I,h:,'; III
,<:imil:1r ,<;tlhl11ill:'I.<:, In revisiol1,'i olhrr lh;m Ihn<;c rrqu('<;tn! h\
lh{' Arc!l;I(TI Oil prl?dOll_<; ,<;Uhlllitl;II.<;
3.12.10 Inrllf1u:lIhln:ll Sttl)f1ljlt~l.c; tlJlflll ,,'llidl Ill{' An:hil('I'1 i~
11(11 cxpcCled lp I:lke rt'_<:1"1l1n<:hT :lc1ioll 111:11 he ,<;() identified ill
lIlt' (;c)lllr:1('1 ;)(It'llll1ellf.'i
3.12.11 Whcll pnlf<.'~.<:i(Jll:11 (C"rtifiC:lticlIl of pnhlflll;1l1t'(' (Tilni:l
of m:lleri:lls. ,c;Y'>ICIll,<; or equiprnclll i~ required h~' tht' CI1l11laCl
l)OUIIIl(.tll.'i. lilt, ArchileCI _<:h:tll hc ('lllilled In rch' UpOIl Ihe
:Kcur;lCY ;111(1 complelene,<;<; or such cllclll:lliol1.<; :lI1d ct'rtifi.
C;Jti"I1.<;
3.13 USE DFSITE
3,13.1 Tht" COl1lraC!or ,<;hall confine oper:Hion,,> :11 tht' sitt' 1(\
an,';Js pr:rllliltnl h~' 1:IW, ordill:lIlc("~, IWIlllil.<; ;1Ilt! Ihe f,:(lIl1l';WI
I)OClIlHClll!' :lI1d .<;11:1111101 llIHt'a<;Ollahly ('tlCIlIHh('r lilt' siw \',itl1
m:lleri:llc; or equipmenl
3.14 CUTTING AND PATCHING
3,14.1 The <:ontf:tctor ,<;11:111 he rc~poll,<:ihk fnr CllllinH. nllilll!
flr p:llchin!-! required (0 ('(llllpl('{c Ihe \X'ork or tfllll:rke il.'; '1:1n,~
fh logcther prnperh',
3.14.2 The Clllltr:lClol :.11:11111111 d:lIl1:I~K '" C1Hlanj.!t'l :lllflrli"1l
0/111(' \~-(}rk or fulh' or p:lffi:llly n1l11pkll'd C!IIl.<;lfll(linll o{rlle
()Wllef Of <;t'p:lr:llt' rlllltr:IClnrs hy CU!linj~. r):llcl1in~! 111 1 'IIH"
\\-;SC :lhcring_<;ucl'. ('llll';1 f\l('lilHl , 11r 11Y e:"<CI\':lIi(lIl '1'11(' (,rllllr:l(
UH <;11;111 IHll cut or {}Iht'f~'ist' :11I('f _<;lIcl1 ('nll<;rll(nillll h\' llw
AlA DOCUMENT ^201 . (:rNl'IlAI. 1:/)Nlll'lllIN.o,; (II' '1'111' C/1NI'IM:T H\;1 1.IIN"IIH'I'T[flr\" PlIlurl'pJ'111 rnntflN
,\i"" .". l'IH.llrr ,'~lFllI' ,'~; 1I"'; 11 II '"11' f It' AlII:III n:'. ,.;_ I' \~. Nr\~ yr Hll-.; ^\"'~lI'I-:_ N W ,,:,,"IIIN(; l' IN_ I' f l'~MI"
A20 1-1 987
9
Wl\nH1NG: U"lif:pn!l..d phnlnt:nf'IVlnQ viol<l1f'!': U,S, r:f'rw.1nhl h~W!l nnd Is ~u"'j,"f:t 10 l..p"I pm!'I"C\lti(ln
.
(hvner O! :1 .<;ep:Jr::He C(l111r;l~\Or l.:XCCp' with writlCl1 con.c;crll11(
tht' (}Wllt,>T :lIld of .such sep;lr;IlC (0l1lr:1Cl0T; "neh cOllsenl Sh:ll1
Il(l! he UlHC:I.<;(lIl;thl" tvilhhcld. The COnlr:lClor Sh:lll11111 unrC;l-
.o;clIl:.hl" wirhhold fr'olll tile Owner Of ;1 g'p"r:lle cnntr;lClor lhe
C(Jlllr:lclo(.c; CC1Il,<;CIlI to Clltlin~ or otherwise ;lllcrill~ Ill(' \'i:'nrk.
3.15 CLEANING UP
3.15.1 Tile Cnlltr:1CtcH .<;11;111 kl"cp tl1(' prcnli;<;e<; ;llld ,<;\lmJUll<!'
ill~ :1T(';1 free fmm ;lcCllmul~lion of n';l.c;tc mmcri:1l.c; or TU,hbi.<;h
Ctll,<;ec! hy oper:Jliol1.c: under the COllI r:1C1 , Al completion nfthe
\'(:ork the COl1tf:lC[(lr ,<;Imll remove from :lIld :lhout ,Il(> Proiect
n':l...lc m:lICri:lI.<;, nlhhi.',h. the COT1lr:lCl(lf'" I(l()l.c;, nlllstnlCli(ln
equipmellt. m:ldlillery and ,"iUrpJu5 1l1;1leri:lI.<;,
3.15.2 If the (:onrr;tClor f;lil,<: In clr;;tll up ;tS pHwidecl in rhe
(:o11lr:lct Docwm:nr,<;, Ihe Owner 111:1" do so :lIld the cost
rhereof .<;11:111 he ch:lrgcd 10 th~ CCllllr;lCt(H
3.16 ACCESS TO WORK
3.16.1 The COlllr:lClOr sh;tll providt" the OWller :md Architect
:lcces.<; to the \'(,'mk in Drep:u:nion :lIld pr()p;re.<;~ wherever
locHed
3.17 ROYALTIES AND PATENTS
3.17,1 TI1(:' Contr;lctor ...h;tl1 P:ly :111 rtlY:llties ;Inti license fees.
The COl1!r:lctor 5klll defend 5uil,<; or c1;ih1l5 for infrinRemenl of
p:lIent ri!;!hts ;lnd .<:h:11I hold the O'tvner :mcl Architecl h:lrlllless
frolll 1(l~S Oil :lccount thereof, hut sl1:t1l not he re,<:ponsihle for
stich defense or 10.<;.<; wl1cn:l p:lftietll:tr {\csi~n, rlOcess or prod-
tl("t of;l p:miClll:lr m;ltHlf;lCturcr or nmlluf;lcturers i.<; required hy
the Contr:lCt Document.<;. However, if the Contractor h:ls rC:l-
son 10 heliC"'t" til;1t 1he required design. proccs.... or prodU('I is an
inrringement or;1 p:w:nt, !he Contr:l("\or .<;hall he f'e.<;pollsihk' for
such loss lInle,<:s such inrorll1:llion i.c; promprly rurni.<:hcd to Ille
Alchilect
3.1 B INDEMNIFICATION
3.18.1 To rhe rUlle:-;1 eXlcnt perlllillcd h~' I:"". !Il(:' Cotllr:lctor
.<:11:111 indemnif\' :111(1 hold h~rl1lless Ihe Owner, Archilect. Archi.
((.'("1'.<: cO!l<;ult:mts, ;'Jnd :I~CIltS :1l1d cmplovees of :In}' or !tH,:m
from ;mcl ;1~:lin.<;t c1:lims, t!:UTl:lgcs. los,<;('s :mt! expen~(..s, induct-
!fl.l! hur nOI !illlilnllo :lllllrn('y.<:' fee.<;. ;lri..;\ng Olll of or r(,~\ll1jng
IlIml !lCl"lOflll:UH"(:' (lr the Work, prodded tll:1I .000Hcll d:lil11. dalll-
:t!-!c. loss 01 e:.cpensC' i~ :lltrihl1t:lhl~ ro hodily injury. sickne:c::~,
clise:l.<;e or dc:tth. or 10 injury t(l or de...truction or t:mp.ihlc prop-
t'r1Y {p!ller rh:m th(:' \'('ork itself) indlldin~ los.... of II."C re.""lting
thcrdrolll, lmlllllly t(llhe cxtent cltl.<:t'd in 't\'holr: or in P:lrt hy
nt'gli~ent :1('1.<: or omi.<:siollS of the Contr;l('lor, :1 'slIhcnntr;lcror.
;lIlyOJlt" directly or indirectly employed hy them or :1n~'one ror
who.<:e :Kts fhey m:lY he li:lhle, rq~;lf(lIess or 't\.'hethcr or not
"lIch cbim. d:lIn:I~K, 1f1~s or cXf'cn.<;c i,<; cltt.<;ecl ill p:lrt hY:l p:lrtr
indemnified hereunder. 'such nhliJa:llion sh:lllnol he construcd
!(\ llq.t:1Ie. :lhritlge. or reduce o!lIcr ri~h,.<: or nhlig:nioll.<: of
indemnity which would (l!herwi,<:e exi~I :t.<; to:l p:lrtr or person
dc.<;nilwd in 1I1i~ 1':lr:lgr:lph _" I H
3.18.2 In cl:lim~ :I~:lin.<:t :lI'lr 'persoll or cllli'y indemnified
Ilnder this 1':lr:l/olr:Jph .",I,q hY:l1l emplflyec ()fllle {:()ll1r:lct(lr.:J
~uhc(}nlractor. ;lTlynne direCtly or indirectly employed by them
or ;l11yone fClr l\'hn<:e :Jct~ !hcy Ill:l}' he lI:thle, Iht' Illdel1lnific:l-
film (lhlig:Uillll \1Tlclcr fhi.<: P:lr:l~r:lph .'.I,q sl1alllHll hl' limired hy
:1 lirnil:Jli(lll (HI :lfllO\l1l1 or 1)'1"(' or d:II11:lge;<;, Ctllllpell'<::llillll or
IH_'Il(:nf~ p:I~';lhl{' hy (lI" rIll" the <:llllll:lClIlr or :1 SuhClllllr:IClor
tlll(ler workl'r< or \\'of'kmcll'.<: CCllllpCll_<::lliol1 :In.<;. dis:lhilify
hCllCnt an.<: or orhcr Cllll'loycc hCllefil ;K't~.
318.3 The (}hlin:lli(lll~ (lr lilt' COl1tr;I('lo!" IIllder fhi<: P:lr:lgr:lph
~ I H ~h:11111(l1 cXIl..'tld III !he 1i:lhilily or !ilt, A/chitcCl, 111(' Alchi-
.
(('C!'~ C(IIlSlllt:Jf1t.<:. :lnd :l,gcnt,<: :llld e11lpl(,\"Cc~ (lr :Ill\' ()r tlWlll
:ni"ifl~ ()II! ()f (I) tll(.' prcp:lr:lli(lll (If :lflflnl\':ll (lr 111:11'<;, dr:l\\"ill~!<;,
opinions. r('port.<:. .<;HrVCYS, Ch:m~C' Orders, desiglls or .<:p('cincl
riolls, or (2) fhe .Ilivinp, of or the r:tilme to ,givC' dir('C!ioll~ or
in.<:If1.lctioll.<; hy the Archil("Ct. the Arctljt~C1-.<: CfHl<;ull:lIlt.<;, ;lnd
:I~ellt.<: ;lnd employee.<: of ;my or Ihem 11r(widr'd such ~i~'jn.l! (lr
failtnc !n ~ivc is Ihl' primary GlIlSe or the injury or d:Ull:lW'
ARTICLE 4
ADMINISTRATION OF THE CONTRACT
4.1 ARCHITECT
4.1.1 The Archilect is rhe person I~wf\l"r Iicen,<:ed r(l PI:tC1ltT
archilccHlrc or :In entity l;twrully rr;Jcticin,g :trc,l1i1ec!I1re ideo-
rinct! :1.<: .<:uch in lll~ ^~rt'et11cn' :md is rderrt.d to throllg\lOllt
the CmHr;lcl DOCllfllCI1I.<: ~.<: if singul:u in numher. Tile terlll
"/\rchitect" lI1e~n!'i the Arc.-hilect or the Architecr"." :nllhori7,ed
reprcsclll:llivc.
4.1.2 Dulies. rcspon,c;ihilities ~nd limi!:llion.c; of :tUIllori!;' or the
Architect :1$ .'iet fnuh in the Conlr:tct f)ocllmellls .<;h;lll nor h('
restricted, modified or eXlcnded without 't\'riTlen COllsenl of tilt'
OWller, Contractor :1I1d Archirecl. Consenl .<;h:tll not he tlmea.
,<:ol1:lhlr withheld.
4.1.3 In C:I...(" or ternlin::llion of employmem or the Architec!,
the Owner .<:11:\11 :lppoill( ;In :lrchitect :lR;iin.c;1 wl10m the Con
tr:fctor f1l:lkc~ no re:lson:\hle ohjcction ;lm\ who~c .<:{:lltl.c; tinder
rhc (;OIllr;ICI J)o(.'t1ll1enl.<: ,<:11;111 he th:tl or Ihe former ;n-chitcn
4.1.4 I )i.C;Plllcs :1ri.<;jl1~ tl11der Sllhp:lr;l~r:lphs 'I. 1.2 ;ff)(l 'I 1 ..~
shall he .<:uhjccI In ;Irhilr:l!ion.
4.2 ARCHITECT'S ADMINISTRATION
OF THE CONTRACT
4.2.1 The Archi!("cl \"m rrovidc :tdrninislr:nion or the Cnlllr;lt"!
:1.... dc.c;crihnl ill the Cnnlr;lct Documents :llld ~'i11 h(:' tl1('
O~'ncr",<; represent:llh'c (I) durin~ con.'HflKtiotl. (2) lllllil fin:l!
p:lymCtlt i:c:: due :md (.~) with the O't\'IlCr"." ("(Jl1currcncc. from
time to lillle duritl~ the correction period de.c;crihed in P:H:I.
graph 12.2 Th(' Archilt'n will :ldvis{' :md QlllS111t wilh rll("
()Wll('T_ The ArdliteC! willl1:n'c :llnhoriry 10 :lCl (JIlIW!l:IIf (lr rhc
O~'ncr only to the e:<tCll! prm'idcd in the Corllr:lCI Documt'nt.o:.
unlf.'s.<; otherwi~e Illodined hy wrillen itl<;trtll11enl in :1{TOrdaflcr..'
't\'i!/1 ollln provi.<:i(ll1~ or 111(:' Conlr:lcl
4_2.2 The Archilec! wi/1 visit the site at inter\'~ls ;lppropri:nc 10
till! S!;I~~ or (()n...trtlctiOI1 tn heC'om~ gener:llly f:lf1liti:t:r wilh lilt"
rro~rc.c;5 ;lnd qU;llity or tile comr1ctC'd Work ;1"<1 to defermine
in I-lctlcr:ll if Ihe \'(.'ork i.<; hein~ perrormed in :t fll:lllllt'r indiclI-
illlllh:tlllw \'(lork, '~VllCll compleled, t\'ilI be;n :t(TOld:lIlCC \vjlh
the' CfJlllr:tcl !)OClllllCtllS Ilclt\'cver. tl1(' Archilcc1 will l)(ll Ilf.'
rcqllired !o m;lkc CXh:lllslj\'e or ContimHl\Is ol1-,<:ire ill.c;pec{iof1<:
10 check q\l:llity or ql1:mlity or the Work On the ha<:is of [In.
.<;ilc oh.<;ef\':lIi(Jll~ :t.<: :lll :rrchilcCI, the Archilccf wHf \((:l'P the
Owner inrormed of progre.<;c; or !he Work. :11111 will endc:I\'pr 10
,lZu;lrd the O\\'ner ;lg:linst dereos ;lIld denckllcies ill the \"\:"ork
4.2.3 The Architect will not h;Jve control over or dl;lf',lZC or :md
will nOl hc respon.<;ihlc ror construction mc:lt1~. mClhod.",
lcchniqllec;, .C;('qu{"Jl("t'~ or pro("("(:IlIrcs, or ror .<::lk" P'('cll1fhlll"
:lll(:l pr()gr:lfn~ in ClJllIll,Tlion wilh Ihe \'{-'ork, ~i,we lhese ;11("
.<:oldy th(:' COl1tt:wlor." rc.'~p(Jnsihili!y :1~ provided in l':lr:rgr:lpll
5,.~ Tile Archi!<T! \\"iIIllor he r~Sp(IIl.c;il~lc r(ll Ill(' (:(l1llr:,{'r(lf..~
f:lilul't:' In clfry out Ill{' \'Vork in :I(,Tnrd;lllC~ \....jlh tll(' C.,),III:ICI
f.)(If"Ulll('n!<;_ "l"11{' Architect willnOI 11:1\'e {"(ll1ltol fll'el llf" Ch:HW:
or ;Jlld will rHH he re.<:pnnsible f(lr an,<; or ollli~"i(Jll." {If tlte COil.
10
A201-1987
AlA DOCUMENT A201. (;r.Nf:lfAf. (:C1Nl~ITtllN.~ fIr Tltf' (.(JNlllM:-r HlR (:(IN<;.tntlf:ll(lN. Hlt"nFr:~n!T rtJ,rT'H\'
AlA. . r,:, .'",- TltF IIMI'IIICAN tN<;"'ITlIT!' (11' AIH'lll"t u:',~. 1-',0: NF\'/' Yllll~: A\TNIIl" N \X \\ ,~'" IIN(;'lllh'. l' "(I"""
Wl\nNING: IJ""e"""l..ri f1hOlOCnf1yiI10 vl<':!l"ll!!I U.S. COI'l}"lqhll",w~ ''''d 1"1 !!ublf"CI In l"a~1 f'rn'l.f':lIllon
.
Ir:lClor. Sllhcnnlr;\("\tlfS, or their :l~enl"'llr ernphlyee~. or llf:my
other pcr:=:on.c; performing portions of th~ Work
4.2.4 Communications Fscllltstlng Contract Administra-
tion. Except ;l," otherwise provided in Ihl!" COllH:1Ct DnCUfTlCfHS
or '....hen direct COfTl11luniCllion,c; h~\'C' heen ...pecj:1I1~' ::tutho.
ri7.l~d, lilt' Owncr :md Contr;lC!Of sh:ltI em.IC;lvor 1(1 COlllmuni.
cite throu~h tll{,' Architect. C()lllllHlIliclIiol1'" by ;1Il(1 Wllh the
ArchiU:Cl '.<; conslllt:1lll,<; 511:111 he tllrO\I~h Ihe Archiler:L COll1l1l\l-
niC:Hiolls by :Uld with .suhC(}lllr~lCl(lr.<; ;mcl 1T1:1lcr;,,1 .c;upplicr,<;
~h:tll he through the COlllr:1CIOL COlnlllllniGI\;o!ls hy :1110 with
C;CP:lf:UC contr::lClOr,<; sh::tll he lhro\l~h tile Owner.
4.2.5 B:1scd on the Architect's ()h.c;er":llioll'<; and C'\':llu:llions of
the COlllr;1Clor".C; AppiiC::ttion:<; for P~Yl1lcnt, th~ Architect will
rcviC'~v ~nd (eflify till:' ;Jl1lount:<; dllc the Conlr;JClor :md will
Lc;,<;uc CeniI1Glte.<; for r~yment in ~lIcll :lmol1nl~.
4.2.6 The Archilect will h:1\'c :lIl1horif)' In rciccI Work which
d(lc~ nOI conform 10 tht' C(Jnlr~ct DOl'ul1lcl1l,c;. \,\/hcllcvcr the
Archilect con,c;idcr.<; it ncce,c;!\:lry or :ldvis:Jhlc for hnplemenca.
lion of the iOlent of Ihe Contr:1ct \)ocumel1ls, the Archilect ~vill
h~vc ;1ulhor;IY 10 require :l(kliliofl:11 in!\rectiotl or le:<;lin~ of the
\x"ork in :1ecord:mce ,,'ith Stll"p;1r:tgraph~ 13.5.2 :Hld 13,5.3,
\\'hclller or not ,<;Hcll \'('ork i~ fahricaled. in.<;I;llIed or completed,
Ilowc\'cr, neither Ihi,c; alFlh{lrity of the Architect nor :1 decision
m:lde in gond f;lith either 10 cxcrci,c;c or not 10 t'xcr{:;,o:;c ,<;uCh
:1tllhoriIY ...h:lll g;Vt' ri...t' 1(1:1 dill)' or rcspon.sihililY of Iht' An:hi.
ICCI III the (:(lI1lr:lClor, SuhC<llllr:lct()f.<i. m;ueri:11 :1I1d c(!I,ipmeru
<;upplil:rs, their :l~cnt.<; or employees, or other per!'>olls perform.
in~ po(tion.c; of th(' \'(iork.
4.2.7 The Architect tvill review :ll1d ;lppro\'~ or !:Ike other
appropriate :l(lion upon th~ Contr:H:lOr',c; ~llhlTlill:lls .<:ucl1 a,c;
SllOp f)f:Jt\'in~s. Product D:1t;l :md S:1Illples, hut only for the
limiled purpo.<;c of checkin~ for conforrn:Jllce with il1form:nion
~ivcll :lIld the de~i~n cOllcepl c:"Cpres,c;cd ill the Cnntr:lct Docu.
1ll(,l1t.<;, The Arrl1itecl'<; :Ktioll "vill he !:Ik<'n ,,'ilh .c;uch rca,c;OI1-
:lhle pf(ll11ptlle~.c; ;1:0; 1(1 GIUSC 110 dd:l)' in Ihe \'(lork or ill the
:lCli"it;cs of tile O"'n~r, COlllr:lctor or s<'[1:1r:1le COr1lr;lCtor.'l,
while :tJJowin~ .c;\Iflicien( time in tile Architec!'s pro(e!)...ional
jlld~mclll 10 permit adequ:llc review, Revie".... of .'itlCh suhmiu:lLc;
ic; not conducted for the pUfpO'<:c'" of delcnnining the ;JCClIr:1C'y
:md compIC{eIH....<:.<; of other details .'iucl1 as dimensions ;1Il(1
t/u;llllities, or for slIhst:mtiating instrllCli(ln~ ror ill.'>I:1I1;nion or
per(or1ll:nH:e of eqlliprnerH or .<;y::acm~, :III of ",hieh rel11:lin thc
re.'lpon~ihilitr of the COmf:lCtof :t.<; required by Ihe C:olllr:ICl
I)ocllmenl~. The: Architect's revie't\. or tile COl1lraclor'~ !\uhmH.
1:11.<; .'illal1 nol relieve thc C0111r:1(10r (If the ohli~;llion,c; unuer
Par;l~raph.5 ~.3, ,~.C; ;lnd .~.] 2. Thc Architccr,o; review ~h:1I111O{
COIl:'ilitute :1pprO\'al or ,<;:lfel}' prcc:nniolls or. unlcs:<; otherwise
specil1c:dly ,o;t;lted hy lhe Architect, or ;tny ('on.c:trunion l1lC:lll~.
nlctl1fJtl,c;, lcchn;(lllc.'i, .<;equence~ (1r pn1ccdllrcs, The ^rcllitcCl'S
:lppro\":11 of :1 .'ipecil1c item .<;h:11I not indic:1le :1l1pro\.:l1 of :111
:l.<:~!..:mhly of wl1ich Ihe item is a component.
4.2.8 The ArchitecI tvill prepare Ch:lI1~e Order:<; :1nd ConstrtlC-
liull Ch;1n~e Dircctiq:s, ;md f1l:1)' :I\llhorize minor ch~nge:<; in
the \'V'or" :1.<; proddnl in r:If~~I:lph 7.1
4.2.9 The Arcl1il(.'n ",ill conduct il1.'lpectioll,<:: III determine tile
d:Tt(' or d:Ilt'.<; of Suhst:lIl1i:ll Complelion :Iud Iht' d:lle of 111l:1l
CfHnplclioll, ",ill receive :111(\ fOrl;\':lfd to llle O~\'llel for lilt'
()\\'Ilt:r'.c; review :Tlld rec()rd,~ t\'rillen w:1rr;lI1tie~ and rcl;lll:'d
d(lCl1ll1etlt~ requirt..'d hy thc COl1tr:ICI :lnd :1:'i'<;(,l11hl('(1 hy the
Ctl1llr:lct(H, :Tnd will is.<:\IC :1 fin:ll Ccrtil"iClIC for Payml'1l1 UPOIl
(,ulllJ1li:1nce willl tile rt'quin'lllclll.<; of Ille Contr:lCt nOCtll11ent~
4.2.10 If lhe ()\'\'[1('r :tlld Arc!lilen :lgl(T, the Archilect "'ill prp.
\'ide (lilt' Of more projn:1 reprc<;(,Jlt:lli\'cs 10 :lo;.<;I.<:;t in Glrrying
.
0111 the Archit('ct'_~ respollSil1ilitie.<; :11 {hc<;it(' !'tIC duties
rc,<:ponc;ihi1ilie.<; ;lnd lill1il:lIinn.<; or :lllll1ority of <;uch project
rcrre<:enl:1l1v(',~ sh:Tll he :l~ .<:('1 forth in ;1Il exl1ihil to Iw illc()rp(\
r:1led in Ihe COlHf;lCt D(l('lllllenIS
4.2.11 The Archilecl will ill!{'rprel ~lld (kcide lll:lI ler.<: 1:(l1HT!'Il
ing pcrfOrl11:IIlC':.' 1111l\cr :lnd requirements fl( the (',111111';1(,1'
I )nCl1l1l('nl~ on writtell r('quc.<;l of eilllf'llllC (hVllcr OJ' <';Ol1lr:H
lpl" The Archilect'" r(':.pollsc to c;uch fCIlllc<;t<: will he 1l1:1ck
"'ith re:l<;on:lhlc prlllllptlll'sS and tI.'itl1in any lime limit." :Iw(":el
upon If no :IWet'llll'TlI i<; made nHln'rning the lim!' wilhin
t':llictl inlerpret;1tion... required of tht' Archilt'n <;11:111 hi: f\lr.
ni,<;hed in ('nl1lpli~nce t\.'itl1 tl1i:<; P:tf:1W:1flh "1,2. Ihell del:l\' ,<;11:111
nOl he r('co~ni7.ed 1.10 :1ccnUnl of f~ilur(" h\' tht' ^rel1ile(111l flll-
ni.<;h _<;uch interprC{:tlion:<; lInli! 10:; cbv,<; ;lfter 1;\'rillcll rcqm'<;l i<;
tl1:l(\e for them
4.2.12 Inlt'rprel;lliflll.<: :tlld deci.<;i(m~ fJf Ihe ^rc11ilcCl 1;\'ill 1)('
(OI1<;;.<;lelll \\'lth tile ilHt'nt of :md rel.';oll:lhly illkr:thk !H1I1I llt('
Con/faC1 Documents :md will he in 1;\'riting 01 ill the form of
drawin~<;. Whe'rm:1kin~ ,<;ueh inlerrrct:lli<m:<; ;lI1d dr'(}c;irlll<;. lIlt'
Architect O:\!1I1 endcavor 10 .<;ecure f:1ililful perform:lllc(' In' hI llh
Owner and Cunlr:Ktnr. ~..1II nOt sho..... P:Hli:llily 10 cjther :lnd
will nOI Il~ liahle for result.<; of tIllCrprcl:ltioll<; o! (kd~ion<: C;1l
r('mkred ill good f:lilh
4.2.13 The ^lclliICCI'.<; (\eci.<;lon.s fin m:lIler.s n:l:llillj.t III :I{'Sllll:!i(
effeCI \,\.ilI he fin:11 if con.Sj,<;leTlI with Iht" lIlIelll (':"Cprc<:sed in Ille
C(Hltr:ICI DOClllnen!....
4.3 CLAIMS AND DISPUTES
4.3.1 Definition. A CI:1im i~ :I dern:-.nd or :l,<;c;<::nion lw nil(' of
the p:lnie5 ,<;l:"ekin~. :1S :I 1ll:111er of ri~hl. :ldju,o:;ullellt or illlcrpn,"
1;lliO!l of C:ontr:lct term,c;, p:1ymem of money. extension nr lime
or Dtller rdief ~"i!h re~rect to Ihe It'fm,c; of the COlllr:lc{ '1'11('
lerm "C1:liOl" :11.<;0 includes olher displlle.<; :lIld m:lllef'.<: ill qlles
linn hel ween !1l(' ( )wner and COllll';ICl0r :lfisillg flul (II I lr rd;ll'
ing to Ihe Colltr:lCl C1;lims mu.<;! h(' m:lde hy t....rincn Il()li('e
The resJ1onc;ihilil~' to ,<;Uh:<;l:1Tlti:lle Claim<; ,0:;11:111 rec;t ~\'llh Ihe
r:1rl\. m:lkill~ lll(' C]aim.
4.3.2 Decision of Architect. C]:1illlC:;, 'including 1!l(lSC alleging
:Tll error Of olllisc;ioll hy tht, Art'hilcct, .<;11:111 h(' rckned inilially
10 the Archilcct for action :IS providt'd in P:lr:lgr:lpll 'l.:r A dt'ci.
",ion hy lhe Arcl1itcCt,:lS provided in Suhp:lr:l~r:lpl1 'L'l-'i, .<;11:111
he required :I~ a condition precedent 10 :1fhilr:1!ioll or lilig:nion
of :1 Claim hetween fhe COnlr:lctor :tI1d Owncr :1S 10 ;111 .<;lIcl1
m:.fIler.<; :lfi~ing prior 10 the d:1lc On:11 J'mY11lcnl is dm:. rCll:lrdlcc;s
of (1) whetller .<;uch m:tllers rel:1le to executillll :lnd i'n 'Wesc:; (ll
the \"(fork or (2) thl:" extcllt to t....hich Ihe \t'orl< h:I.O; he<:l1 COlll'
plcled The deci.<;ion hy the Architcct in re.<;pun.<;!..: 10 :1 C1:1illl
<;11:111 !lol he :l ('(mclition precedent 10 ;1rhilr:Hion or lili~:1!illll ill
Ille evenl (!) lhe pCl<;ili!m of ArCl1iIC('1 is \.:Ic;ml, (2) Il1e AII.:llil('C1
h:1.<; nol received evidence or h:1,<; f:lilcd to fL'nder :1 decision
1;\'ill1in ;l~reed lime limils, (~) tht' Architect has railed 10 t:lkc
:lCtillll reqllired under Sllbpar:1~rarh <l.<i.,j wilhin ,~(I d:I~'<; :1f1L'1
Ih,,: C1:rilll is nl:1dc. (4) <10:; d:Jr.<; h:1ve P:ls.<:;cd ;1fter the C!:lilll 11:1S
heen referred 10 Ill'''' Architect or (0:;) the CI:lilll reblcc; 10 :1
1ll(.:TII;mk'~ lien.
4.3.3 Time Limits on Claims. Cl:1irm by (,:;111<.:1' 1':1rl\' !lltlSt he
m:l(k willlin 211.1:1\'.<: :Ifl<=r IICC\lrrenCe (ll tll<: e\'(.'111 ~i\'ing ri.',e tll
sl1('h C:laim (n wilhin 21 (by,<; :Iflcr 1[1(." cl:1ill1:1nl firsl rcCl )gllizt'."
the Cflnd;ll1ll1 ,2ivinJ! risc lel the <:l:1ill1. wl1iclH'\Tr is bIn (:!:rill1~
II1I1.S1 he 1ll:1dc hy -:\'rillc!l nfJlin~. An :I(i(iilion:tl C1:Jilll 111:1\1('
:1!II:l 111e inili:ll C1;1illl 11:1<; hcen implcllwntt'et h\' (:]\:IIII1C f heln
~"il1 Ilfll hc (onc;I(I....I(.(I tllllc.<;s ,<;uhmil1nl ill :1 lil11('I\' 1ll:lllrH,'r
AtA DOCUMENT 11.201 . f:I'NF!l,\l (:fH.JlllTt(lN\ or TIll'. (:C1NI n,\(:1' FOR {('I\1"'11111(1 HlN . l""1tlTFnn 11 f.1'nlnN
"l.~" . ';'I'lH-II!r \~"'l1lf!\NIN';lln'TF'lr^IlCllnFI:1';, 1~\"NF\"('Y(lR"-\\TNt'rN\"(' W,\<;JIINf:nJI" Ill. !Unllt,
A201-19B7
11
W^RNING: I1nlle"n"l!'d Jlh(lln1"npv1no vinlales U.S. ~C'IPVflQht ll'l"'ll ;Inri ill 'lut:l;..et tn l"i:Jl'l1 Jlrnl'lecutlon,
.
4.3.4 Continuing Contract Performance. rcndin~ fill:,l rr:~o-
hllioll of:t (];rim including :1rhilf:Hioll, Ilnle~~ olhcl"wj<;c :lgrccc[
ill "'riling the COlllr;rctor ...11:111 pl"o("(.'cd dilj~("lllly wjlh perror-
llI;lI1ce (If Ill(' <:nl1lr:1CI :lnd tllC (h"llcr .<;11:111 nltllill1lt' III lll:Jkc
p:lymelll~ in :lCcord:mce with tile Cnnlr;1C1 f)ncum~tUs
4.3.5 Waiver of Claims: Final Payment. The m:lkin~ of final
p:lyrnCllI sl1:111 consli!tne ;1 ~':ljver of O;lil11" hr lhe ()~'l1cr
except 1110,<;(' :Irising from-
.1 liens. CI:lhns. ,<;ecurhy interes!.c; PI" ('Il('umhr;'llln...'s :lriS.
jn~ out fl( the COlllr~c' :md unsctlled:
.2 failure o( the \'(lork to comply with the requirements
of the Contract f)ocumcllIS; Of
.3 terms of s~cj:tl t~::lrr:lIl1ie.<; required hy Ihe CClIllr:lcl
[)llClIIl1Cl1l.'i
4.3.6 Claims for Concealed or Unknown Conditions, If Cflll-
dilion.c; :m: etlC0111llered;11 fhe site ~vhich ~I'c (1) ~l1b.<;t1rf:lce or
01 hefwi~e cnllcc:lIed ph)':'iic:l1 condition.c; which differ m:lleri-
:lIly from lho.c;e imliclled in the (;ontr:ICI I)onllnent,<; or (2)
unknown ph)'~ic:ll condilion::; of:m U1HI5U:1II1:1ll1re. ';'.'hicll dif-
fer m:l1cri:llly frollltho.'it:" ordin:1ri1r found In exist :llld ~ellCI:lII~'
reco~ni7,ed :l!' inherent in con.'''ruCtioll :tc!jvilic!' of the
cl1ar:lctn provided for in lhe CPlHr"Cl f)onllllcnl.<;. th{"1l notice
hr the ohc;ervil1~ pany sh:J1I he ~jvcl1 III the olher p:lny
promptly before conditione; :1re disturhed :tnd in no evenl Inter
lhan 2' tl:1y.<; ;IClcr fie..! observ:mce of the condilions, The Mchi-
I<:('t will promptly ill\'c:."liR:ne ,<;\lch condiliollS :md, if they differ
rn:l{cri;Jlh' :tnd (';Iu~e an incre:l.c;e or dccn:::I.<;c in lhc COlltr:lCtor'.C;
ensl of, or-time r{"quired for, pcrforf1l:Jnce of :Ul)' p:lrr of the
\'</l Jrk. will J'l'ClHnnlelld :1IJ cquil:lhk' :ldjtl.<;1111cnt in lhe < :l)IlII:ICI
SUIn or (:Ol1lr:lCl Time, or hoth. If the Architect tktcrminc.<; th:1I
the condili(ln~ m the site are not m;.l:teri;lIly different from those
indiC:ltt:<I in the Contr:tCl D0C'111l1Cnts :md th~t no ch:mge illlhe
lcnm of the COlltr:lct i~ justifk'(1. 111(' Architect ...11:111 ~o n(llify
tilt: < )Wller and C(llltnl(lor in wliting, St:llillg Ihe rC;l.<;on.c;.
CJ:!im," hy either p:my in oppo$ilion 10 .<;"cl1 delernlin:llion
IlHlst he m:1(1e within 21 {by.<; :lfler lhe Archilect hac; ~h'ell
Iloticc or the tk:cisioll. If (he OWllcr :lIld Contr:lClor C:II\1l01
:1~rl'C on :Ill :Idjwamelll in rhe Contr:lcl Sum Of COlllt:1CI Timc,
the ;ltljwall1Cll! sl1:II1 he referred 10 Ih(' Archile'ct lor initi:ll deler-
min:nioll, sllhjecr (0 further proceeding... pur.<;mlllr In P:tr:1~r:Jpl1
~i. ,I.
4,3_7 Claims for AddlUonal Cost. If the Contr;IClor wishc... to
nl:lke (]:lim for:111 increase illlhe COf1lr;lct ,c::;lIfll, wrillen nOlice
:is IHO\'idccl herein .<;11:111 he given hdore proceeding 10 exectllC
thc \'X-'ork. Prior nOlin' is not reqllift'd for CI:1ims rel:tling 10 ~n
l'mergcncy cnd:tll!{Cring life or propert)' :lri.<;ing llnde~ 1':lf:l-
gl:lpll Ii)..). If tile C:lllllr:ICI()f belic\'e~ :lddilillll:ll (-f),..t i~
il1v()lvt'd fl)r n::I.<;(1I1,<; iIlClllU;ll~ btll nllt limited 1(1 (I):t wrill('n
illll'rprel:nion from the ArchileCI. (2) an order hr tile ()~;ner W
,C;IOp lhe \'(.'ork ""here the Conlr:lcl0f ~V:I.<; nOI :tl f:1Uh, (:'):1 wril-
lCIl order for :l minor ch:m~e in lhe Work iS~lled hy lhe Melli-
leel. (<i) failurc of p:lymenl by lhe Owner, (e;) tcrllJin:u;oll of the
Clllllr:Kt h~' the Owner. (6) Owner'... ~u.<:pC'nsi(}n or (7) olher
f(::l~flll:lhk' grOlllld~. C]:lim ...11:111 he filed in :IC(-(lf(J:Il1("l.' tvill1lhe
pfflCedtlre l'~l:lhli~lled herein
4.3.8 Claims for Additional Time
4.3_8.1 Jr lhe COrllr:lCtor ~'..i.<;l1c~ 10 lll:lk(' Cl:liT11 for:1I1 incre:l.<;c
in lhe COlllr:1c( Time. n'rillen noticl':1~ pl'O\'ided herein .<;h:lfl he
,ui\"l'n The COlllr:lctor',c; Cl;lilll .<;h:lll include :rll c.<;lilll:lle or CO.<;t
:1Ilt.! of proll:lhlc cffcCl of d('b)' Oil prllgrc~~ of lhe \';ork In lhe
Cl.<';(: (If:1 clIlllinuillg deby (JIll)' lInt' <:1:Ii1l1 1.<; rlt,(,c!'~;ln'
4_3_8.2 If :Ith-cr<:e ""(':1Iher ('(lIHlili(1Il.c; :lft. thl? 11:I."i,c; ror a Cbi1ll
f(lr ;l(klition:tl lime, ,<:lIch C1:lilll sll:lIl he donllnenH:d by d:n:l
.
Sllh.<;t:1I1Ii:lling Ih:11 wf::1tI1CI (,(lfldh;(Hl.<; ';\,'er'_' :lll1ll111H:tl {{If !llI'
pctifld III 1;111(' :lIHI CfHII(IIHlt Iw\'(' heen le;I';! 1Il;.l)!\' :IIHifll':l1nl.
:lnd 111;11 "'c1!hcr ("(H1(liliflll~ tlad :111 :r(l\'('r.<;(" dfcCl <III rlit
.<;dl('{I'llnl ('{)ll.<;trl1C'li(lll
4.3.9 Injury or Damage to Person or Property, If eilher P:Hl:
to the COlllr:l(l .<;ufrers injmy or d:1rll:lgc 10 pcrc;on or f1lOfWrl\
h('c:ltIs{' of:ln ;ICI or llmiS.'>inn or rhe other P:lrty. or :1I1Y of Ille
ofhef p:1rty'!i ernployees or :l~Ctll~, or of (llller.<; fflr who,<;(.: :IC!"
~llch rart)' i.c; Icg:tlly 1i:1hle, ~'riltefl llolice of .<:lIeh Injun (11
d:lln:lge, wl1ell1er or nnt in.<;urcd, ...11:111 lw p.i\'cn rn Il1e lIlher
p:lfty willlill :1 re::l...ol1:1hk lime nnt exccedill~ 21 ct:I~-S :lfter firsr
ohserv:1l1ce. Th(' nOlice ,c;I1:111 I'nl\'i<le ,~uflkielH <lCl:1i1lo cn:lhk
lhe other p:wy In in\'e~tig:lIe lhe lll:1l1er. I( :t C1:lim for :rddi-
tiOll;!1 COSI or lime rel:1lcd In (IlLc; (:l:1il11 i!i 10 he :!.c;~erled. il ,,11:111
he filed :1.C; prrwided in Suhp:lr::lgr:trh~ 'I. -=', ~ 1 n ., .~.R
4.4 RESOLUTION OF CLAIMS AND DISPUTES
4.4.1 The Architecl will revie~' CI::Iim~ :md I:lkc on(' or mon' o(
Ilu: ffl/lllwing rrdimil1:1ry :ICli(ln.C; l\'ithill len d:IY~ ()f receipl !If:l
Cl:Iilll; (I) reqlll::....t :ltldilion:11 ~urporting <I:t(:I flpl1l the CI:lil1l:IIl!.
(2) .'illhlllit :1 schedule to Ihe p:lrlie.c; jlldiCllin~ wll(,ll the Archi-
teel C'xpeCl.<; 10 t:lke :lc!ion, L'" reject tilt" C:1:Iim in 't\'hok 01' in
P:lrl, .c;t:l!i!l~ f(':l::;om: for r~j(,C1ion. (.1) recommcnd :Ipprtl\':ll n(
lhe Cl:1im h\' Ihe OIlier P:lrty m (<:;) ::;\lgpec;1 :1 ("Oll1pIOllli.c;(: Tht.
Architecl 1ll:1\" :tl.<;o. hUI is 1lot nhljg~l1ed In, notiry Ihe surer\'. if
:111\-. of fhe n:tlure :Itld :llllotlnl of rhe Claim
4.4.2 If:l CI;lilll 11:1S h("'Cll rl'~olvC(l, the Archilcn will pl('p:lle or
f)!ll:lill :lppH1pri:II{' dllClIm{'l11~lhlll
4.4.3 11':1 Cl:lim 11;1.<; not htTll re~ol\'ed, Ihe p:U'I\' lll:lkill~~ III('
Cl:tilll .<;11:111. within len d;l}'5 :1(I(;'r the A1chil('er.~ plclil1lill:tr~
respon,<;c. t:lk(' one or more or Ihe rollo",inJ! :lCtions' fIt suh1llir
:uldilion:11 sllpponillg d:ll:r r{'qll{'~I(:d by Ihe 1\1I:l1irl'{'l. (2)
modify Ill<.' initi:11 Cbim or(,~) Ilolih- Ihe ArdliH:ct Ihal lIlt' inili;lf
C1:lilll ,"I:II1<.1s
4,4.4 If:! Claim h:l!' nfll heen lesol\'cd :If!n nlll.<;idcr:rlion of rhl'
rf)rq~fJing alld of fUr!hn evidence presented I1\' the p:lniec; or
rl'qU(;,!'lc<l hy the Archilcct, [he ArChjlCCl n.m nOlify Il1e p:lr1i('~
in writjn~ th:1{ the Arellifeel',c; tlccisiol1 ",ill he 01:1<1(" wilhin
~{"-ell d:1Y.<;, which decision ~h:lll he fin:!1 :md t)illdin~ llll rhe
p:lrtic.o: hut .<:uhjl'CI 10 :1rhilr:llion. Upon eXpir:11;O!l of ,c;nch lime
period. the Arcllil('cl will render ro the p:lffies the ArchileC1<:
l\'rillcn deci::;ioll rcl:llhT 10 the CI:1im. inchrdillP. :rny ch:rnf.!e ill
Ihe Colltr:lCt SlIllI or Clllllr:1CI Time or 11(1111. If Ihele i.C;:1 e;un:l\
:lIld thert' ~rpe:1r!' 10 he :l pos,c;ihility of:J COlltr:tclllf'!' def:lul!.
the M<:bilcCI fll:ly, hili is nOl nhli~:tl('d 10, nwif,- (Iw s\lfer,' :md
reql1c~1 tilt' ,c;\lfety'.<; :lS,,,,i::;t;lllCC in rC::;(llv;ng 1l1e COnlrtn'ns\'
4.5 ARBITRATION
4.5.1 Controversies and Claims Subject to Arbitration. /\11\'
COnII'OVer.<;y or Claim :lri.<;ing flUl of or rcl:unl (0 Ihe Cnl1lr:rn.
or fhe hrC::lch lhereof, sh:11I he .c;cflled b\' ;lfhilr:1liOIl ill :1('("01,
d:lIlc{' tvilh Ihe Con.c;tnwtioll Illd{l~try Arhilr:llillll Hulc<; of liH'
All1nk;lll ^rhilr:lliflll A.<;sll('imifm, :lml jlltl~"'(,lll lq"lll Ihe
:lw:ud rendered h\' lhe :lrhilr:lIor or :trhilr:tHlr.C; m:l\' he clunt'll
in :J11~' court h:tvi;1,g juri.<;dinioll thereof. eXtTpl c~llllrfl''{'r<;i{'s
or C!:tirn.c; rel:1tin~ III :w.~lht'ti(' effecl :lnd except thfJ~(' w:li\'l'd :1<;
provided for in 5\lhp:lr:1Rr:1ph q._~.') 5uch Cfllllnl\'l'rsk-e; 'lr
(:!;Jilll.<; upon which Ihe I\rchirccl h:l.<; ,~i"c:n ll11lin' :tlld rendered
:1 decisiol1 :tS prodded in 51Ihp;IIa~r:lph 'i.., ., <;11:111 he <;IIhjo'n III
:lIhilr:ililHl I1pllll l\,,.ill('n dClll:lIld or cithn 1);1fI\ Arhill:ili,Ul
111:IY h(" CflllHlll.ncc(i ~-hell 'I" d:t".<; h:l\'f: 1):IC;SCI! :llln :r (:t:lilll
ha.c; heen n:fcrred to IlIt' Archirt'CI :l~ pro\'itlnl in 1':n:rj.!I:II)1l ,( ;
:lnd no dedc;ion h:1S heen tcndered
12
A201-1987
AI^ DOCUMENT ^101 . (;ENEll^l. (:f):-'::lfTH IN<; Ill' TIlt' . < INr n,\l "r HlIl 1< IN~1111 'f .-! I( Ir-: . I. lI'H 1 [-1-NTI! n 'I r 1111\'
^,^4 . ,;c. t'l"'- nrl'. ^MFIIH',\N lNS'I 1'1'1 "1 t. "1 AIH:fll t I~t. 1<:, 1 ~~" ~"r\x "llllf; A\'1Nl T. N \t "",I <.;J lI'Jr : I < ~~I f" 'lIflr,,,
Wi\nNIHG; Unlrt'r":,,:O!'d r'hotor.or'Vi"~ viol:.l",:,,: U.S. cnJ'lyr1oht IAWOCI: :.nrt lOCI: ..uhj..r:' 10 l"oill r'rf):,,:"'r:utj(."
.
4.5.2 Rules and Notices for Arbitration. Cbirn~ hCIU,Tl'1l lhe
()wner ;lntl \.ontr;lCtor not rC.<;oJvcd ul1(ler P:1r:l~r::lph 'i.4 ...hal1.
if suhject 10 ::lrhi\r;ztinn under Suhp;lr;rgr;rph <1 'i.l. h~ decided
hy :lrhitr;11ion ill accordance with rhe Om,..tfuct;(lll Indu.<ary
Arhitr:llion Rules of the Amcric;zn Arl1itr:llinn As.<;od:llilln CUf.
ren!ly in effect. unle."s tht" p:lnic.<; rnllllt:1l1y ::I~ree otherwise.
Nolice or clcrn;lIld for :uhitr;1lion .0:;11;111 he filed in wriling. with
lhcolhcr p:lrly!O tile ^~reCrneI11 hef~"'cen Ihe OWller ;l11d Con-
tr:Klor ;lntl t....ith the AmeriClIl Arhitr:l1ion Associ::!ljon, ::Inu :1
copy sl1:l1l he filed t\'ilh the Architect.
4.5.3 Contract Performance During Arbitration. !)urilll<! ;lrhi.
If:lIion rroceedill~s. the Owner ;Inti Conlr::lClOr sh:tll comply
with Suhpar:lgr::lph 4..1<1.
4.5.4 When Arbitration May Be Demanded. Delll::lnd r(lr :1rlli.
tr:lIi()fl or any C1:1im I1l:lY not he m:H..k lHllil the e:'ldler or (I) the
t!:ltC on which the Archilecl h:l.<: rendered :1 nn:ll n'rilten dcci-
"ion on lhe (I:lil1\, (2) thc tenth (by :lhcr the p:lrties h:wc rre-
.<:('lllet! c,.i(\encc tn the Archilecr or h:lv(' heen Riven re:l.'o;oll:lblc
opportunity 10 do so. ir the Architect h:ls not rendered :l rin:ll
wrillcn decision hy 111:11 d:1te, or C~) ;IllY or the live evems
descrihed ill Suhp:lT:1gr:1ph ,1 :~,2
4.5.4.1 \'1(lh~n ;l t\'r;tl{'n dcci.c;ion or the Architect St:llcs tl1:11 (1)
the decision is fill:11 hut suhject In ;trbitr:1tion :lnd (2):l dcm;md
ror :lrhilr;Hio!l or :l Cl:1im covered hy .<;l1ch ded<;ioll IntlSI he
111:I(\e n'ill1i" ~O rl:1rs :lher 1l1e (\:11(' on which Ill(' P:lrl\' m;tkillg
lilt' dem:md rcceives the fill:ll wrillcn dt'Ci,..ion. then r;til1Jre to
tkl1l:Jnd-:lThitr:l\ioll within .<::lid ~n d:,,'< period ,c;I1;tll resull in
Ihe Architect',<; cJeci.<;ioll henuning fin;tl :1nd hindinp: upon the
()"'ner :1ntl COnlr:1("tor Ir the Archil(~ct rellder.<; :1 dccisiOIl :lfter
:Hhi\r:uion proceed;nJ;!:.<; Il:tvt' heen inili:1led, ,<;ucll decision fll:ty
he elllcred :IS cvidcllt:l', hIll ,,,h:llIl1ot .<;upersl'de :lThilr:"ioll pro-
t:cc-dinR<; tlnks,<; lhe decision ;~ :lCccpt:lhlc tll :lfl p:trlics
clllKerncd.
4,5.4.2 A dell1:111(1 rOT :uhilr:Hion Sh:lll be made within the time
lin!iIS .<;pl'cffied in :-'llbp:lr:1W::lph.<: ,1.5. I :Illd <1.';.4 :lIld O:1\1.<;c
/1.:;.'1 1 :1.<; :lppliC:lhk. :Ind in olher c;t~e~ within :l rc:t.'mn:lbk
time :lrter tile Cl:1im Im<: :lri.<;cn, :lnd in no evem sh:11I it he Ill:ltle
:ltkr lhe d:llC' when imail,Ilio!1 of lc~:ll nr t'quilahle proceeding.I;,
h:t<:ed on such C):t;1ll n.ould he h:1rn~d h\. the appliC:lhlc St:ltlllC
or Iimir:lliom :1.<; determined pllr,<;1l:1I1t 10 P:lr:l~T:1nh 1.:1,,"7
4.5.5 limitation on Consolidation or Joinder. No :lrhilr:llio!1
:lri.I;,ing Olll or or rd:tting 10 the Contr:1Ct l)oCtlm~'nl.I;, .<;h:11I
include, hy consolid:llion or joinder or in ::111)' other lll:lllncr,
fl1~ ^rchitcCl, the Architect'.<; employee!' or cOllstlll:1nts, excepl
hy n.riltcn (OUS('IlI cont:1ininR .<;pecHic: rderence 10 Ih(' ^RfCC'
menl :1nd .<;iJ.!l1('d h,' the Architt'Ct. On.ner. COlllr:1ctOf :mtl :my
olher pt:I.<:1l1l fir cnlily .<;(JH~lll to he joined No :lrhilr;uiol1 sllall
include. hy cPTlsolid:tlion (11' joinder or in :lny other m:U1ncr.
panic.<; olllcr 111:111 thc Ot\:ner. Contr:Klor. :1 .<:ep:1r:lI(' ("fllllf;l<>
lor :1S descrihed in Article rl :1n<l other per.<;(1I1.<; .<;uh<;t:mti:llly
ill,'oln:d ill :1 Cllnllllf)fl qll('.C;!1011 or f:1Ct or 1:11'.' who~e pn.:.c:en(T
is required ir complele refier i.<; 10 he :lccordcd in :Irhitr:uioll. No
person Of entin' otller tl1:111 lhe Owner, Cnnlr:1ctor or ::1.<:ep:mne
C!llHr:1Ctor :l<:' de,c;crihcd ill Article (i Sh:ll1 be included :IS:111 orig-
in:l1 Ihird p:ITfy or :1ddllioll:11 lhird P:1rl'. TO:11l :lrhitr:llion who,c;c
itHcre,<;t rlr rc.<;prll1sihilily i.I;, insull,<;1:1I1Ii:ll. COll.<;elll to :lI'llitr:llion
ilwoh.il1J.! ;111 ;lddilion:1.1 rerc:on or clllity .<:11:111 nol CO!l.<;tillllC
l'OI1.<;Cnt II) :lrhilr:llioTl Or:l di!'pUlt' !lot de<:crihed lherdn or t\'i1h
:1 perSOll or ('Iltil\. lUll 1l:11l1cd or descrihcd Iherein The rorc"
I-!()ill,g :IWCC1llCllI to :lrllitr:lIe :1nd other :1,llrt'CI1l(:'IlI.<; In :1rhitr;H('
\\"1111:111 :lddilion:11 flcr~nll or elllilY duly cOI1<;enled III hy panico;
ll' the Agn"efllt"llt <;h:J1l h(' <;p('cifk:lfly cn/nrCC:lhlc under :tppli.
c:lhle 1;I\Y in :l!1" l"'llU1 h:1\'ing ;tlri<;dictilln Ihereof
.
4.5.6 Claims and Timely Assertion of Claims. ^ p:1r1y ",h(l
file." ;l nolice of del1l:1nd for :lrhilr:llinn IllUsl :IS-"Crl in 111('
dem:tnd :111 C1:1ims !hen kl10tvn 10 tl1:lI P:lrly Oil n.l1ich :llhitl':1
linn 1.<; pcrlllilled to he dcm:lIldnl \'(/h('lI:1 p:lny r:lil<; HI include
:1 C1:lim through ()\'C'rsip;hl, il1:1clvcrlence or c<Ctt~:lhk' Ilc~!kn,
rn n'l1cn :1 C!:lim 11:1.<; 1l1:11uT(:,:d or hecl1 ;Ic:quiret! suhscqllently.
lhe :1rhilr:llOr or :1rhilr:lIors 1ll~r perl1lil :mwndll1Cllt
4,5.7 Judgment on Final Award. Thc :1w:1HI rendered hY lilt'
:lrbitr~tm or :1rbitr:ttors 511:1.11 he fin:l!. :lnd it1dgmcIlI 111:1\' he
en.ered upon it in :1CC()rd~IlCe with :JppliC:1hlc 1:1t\' in :111Y courl
h:lVin~ jmi.<;diction thereof.
ARTICLE 5
SUBCONTRACTORS
5.1 DEFINITIONS
5.1.1 A Suhcontr:1CtOr i.<;:1 per,'mn or t'lllily ".110 11:1:0.:1 dircct
contr:tct with the COlllr:lctor to perrorm :1 portion (lr tile \'(-.ork
:H thf' ,<;iIC. Tile term "Sub<:Ontr:Ktor.' is rekned 10 tl1rnl1~h(l\l1
the COl1lr:1c! Docul1lent.<; :1S ir singtll:lr in ll\1I11hcr :lIltf l11c:m~ :I
SUhC(llltr:K.t()r or :111 :nllhorizcd rcpre....cllt:ltiw. (Ir llw SII11C(1I1.
Ir:lClllf, The tertl1 "Suhcolllr:lCtor.. d(l("!' not include :1....Cp:II":II('
("{mlr:1.ctor or suhcnlllr:tctors Or;J sep:lr:lle conll';I(t(l1'
5.1.2 A Suh.,<;l1lx-Olllr:l(lflr i<; :1 PCr.<;rlll or entilY ",IH) 11:ls a
{lirecI or indirect ("(JIltr:1('! Wllh ;l SuhCCllllr:lClrlf I() pt:rfflllll :1
pllt"tirm or the Work :11 the .<;Ite, The terlll "SlI11.S\II1("(Jllll':ICI{II'
is referred hlthnlllp;hotll ll)e C()I1lr:tC'lI)()c11ll1e'nlS :1.<; ir ,<;il1gllbr
in numher :md 111e:II1S :1 Suh-SlIhCOlllT:1C101 Of :111 :tlllhflrii'.cd
rcprest:lll:lli....c or the Stlh"s\lhc(>ntr:ICI{)r
5.2 AWARD OF SUBCONTRACTS AND OntER
CONTRACTS FOR PORTIONS OF THE WORK
5.2.1 llnles,<; Olllt'rwist' .<;I:1!cd in the C(1l1lr:1Cl I )()nllll("l1t~ {II
tIlt' hid(ling rC{J1lirerllcnt.<;. lhe (:rl!llr:lClrlr, :1,<; ,<;(l{lll :1-" I)I;H'-
tk:lhle :1fter :1t\':1rd of tht' Conlr:1ct, sl1:ll1 fml1i~h in \\"riling 10
the Owner Ihrotlgll lhe Architect the n:1Jl1es of p('T<;(ll1~ or ('l1li.
tie.<; (includin,g IIlo,<;c n'hn :lIC to rurnisl1 fl1:11{'Ti:tl~ or equipmellt
r:lhriC:llec! to :1 speci:ll design) propo~ed fm <::\("11 prillcip:l1 pm-
lion of the Work. The Architect n.iJI rrrl111fltly reply llltlle COil
fr:1nnr ill n'riting .<;l:llin~ whcther or 1101 Ilw (l".lwr or lhe
Archil{Tl. :tfler (hlC in\.esti~:lljllll, 11:1.<: re:l,<;(111:11,!c (llljCCli1lfl ICl
:lt1\' SIKh propo.<;cd !In,<:on or Clllily F:titlll"e of the Un'lln fIr
Architect Ifl reply pnlmptly ~I1:111 con,<;titule Il(ltice III n(1 r(':I.'>CIII-
ahle ohjection
5.2.2 The COlllr:.ctol" .<;11:111 nOI COlllr:l('l \<\"ith ;1 pml'(lsnl pr:l..
<;r1l1 01 ('lllilY 10 ".hOI1l tile ()t\"n~r or Archilcct 11:1<: 11I:I{\C 1(':1.
.<;(1I1:lhlc :11\(1 limcl\" rll*:cti<II'. Tll(' (:rllllr:ICl(lf"ll:llI Ill" llc
r(:'quirC'd II' C0l1lr:1C1 with :lI1yOllC 10 t..-lHlIH ,lIe ('.!Hlll:1Cllll 11:1-"
1l1;1(k re:I.<:(JI):lhk rlhjcni(llI.
5.2.3 Ir the ()\Vllcr (lr ArchitcCI 11:1.<: 1(":1.<;( lI1:II)I,: (lIJjr:Clillll Ic I :1
l'crSIIll (11' erllilY PTlII)(J,<;cd hy 111e C:(lntr:1C!(Il. tIlt' (:(11111':1<.1(11
<;11:111 proposc ;lllolhcr In whom Ihe Owner or ^,cl1il(:r.-l 11:.<: llfl
rC:l~Ofl:thl(' ohjectioll. The Con(r:1CI SUIIl ,<;11:111 he illue;I<;(."{1 (l(
decreased by the difference in e{l~t occlc:io!1cd hy ."lIclt Cll;IIl.l.!.t'
:lnd:m :lppropri:l1c Ch:lll~e Order ~1l:11l be j<;sunl, Ilrn'T\'cr. t1(l
inCTe:I.'W in tile Clll1tr:1Cl Stlln .<;!l:llf ht, :lllowt'd for ,<;Hcll cll:1n.\.!,l"
tll1l(",<;~ tilt' C;01l1r:1C!nr lI:ls actcd prnlllplly :md rl"spcll1<;in'h' III
.<;lIll1l1itling n:llllt'~ :IS required
5.2.4 .1.1H: (:llIllr:l('!()! .<:11:111 rHlt ch:m~l":( Slrlwlllllr;t{.lr)I' !'("t<;rltl
or Clllit\. pr('vIr1u<;1:'<:deClrtl if thl" (h\"11("T (If /11("1111("('1 111:t1WS
rt':I.<;c111:lll!l: (11)jt'CliIJfl II) -"II(.!) Cll:111ge
AlA DOCUMENT A201 . r;I'NU~^L (:rIN')ITlllN<; (If TilE 1.:( ItJ1 II",: HIll {'()r':': lilt 1(:'[ l~lN . HlITft'l !'FN 111 1':rllll()N
,\t\' "~"'lJo;-T"F^l>lrnl':,\N1N<;TIIII1T')r"Il('.Iln!TT<; l-\"NF\Y.i"(JRk:^\'FNt'I' r-.'\\ \'I:,^-qll~J(:lfll\: I)r: }'lIl1lf,
A201-1987 13
W^nUltlG: Un/icpn"C"rl f'hnl"',....nvl"o viol;\lr.s u.s. COl1v.i,,'" t"w~ :mrl i~ "l,hip!':t to '..onl pmS"l":u"".
.
5.3 SUB CONTRACTUAL RELATIONS
5.3.1 By ;JPJ1roprj~lc :lJ!re~lI1el1t, wriltcn where lqz:llly required
for \';llidily. the COllfr:lctor ~h:1J1 require C~dl Subcolltr:1c!{H, to
1he extcllt of th(" Work 10 he performed hy {he S\lh(onITacIOr.
to he hound \0 the COllrr:1ctor hy lerlll~ of lhe- C0I1!r:1C1 Doc\!-
I1ll'rlt.<;, :lIld to ;1.".'>UIll(' lnw:lrcl tilt' Cnlllr;tClOr :111 the o!llig:1liolls
:111(1 re.<;p(JF1sjbiJitje~ which the C:onlf:1("10r, hy tl'ese f)()oJ'
metH.c;. :1.<;SUOles to~..:';'trd the Ot'.;ner :10(1 Architect. E:1ch ,C;UhCOIl'
tract :1,t!:rccmenf ,<;11;111 rresen:e :1nd protect the ri~l1l.<; of the
Owner and Architect under file COl1tf;lCI l)ocumcm:c: with
respect to the \'('ork \0 he performed hy the SuhCOnlr:1ClOr ,'H)
rl1;ll .<;uhcontr:1Cling thereof will not prejudice such rigb!.";, :l.Ild
,',11:111 :lIlot\, t(1 the Sl1hcOnlr~c!Or, tlllle~,<; .<;pecifi(:1J1~' prp\'ided
(lthcrwi,<;e in rhe ,<;uhcolllr~ct ;lwee111l'll!, the hellen, or :111
rights. rerncdil'~ :u,tl reclre:;;s :t~~ill...t thl' Conlr:\ClOr 111;71 the
Conlractor, lw llle CorHr::tct Documents, 11:1.<; :lp:;lin,c;t the
O""l1er \Vhere :lrrrflpri;lte, the (;orltr:1Clor slmll require (,:lcll
Suhconl r~Clor 10 enter into ,c;imil:u ;1~reemetll,c; "(\'ith Suh-suh-
contractor,c;, The C(Jntr:lclor ~h~1l m::tke ;1V:1il:lhle 10 e:1(h pro-
posed Suheonlr:1(lor. rrior to the execution of the ,c;uhcolllr;lct
:lgrecmt'nl. copie~ of lhe Conu:1c! DOCUlncnI,C; to which the
SuhcOlllr;Ktor will be: hmmu, :1I1d, upon writlen reque,c;t o( the
Suhcontr:lClor, idell{ify In the Suhcontraclor IeI'm:;; :lnd condi-
Ilon,C; of the rroposcd sllhCOnlr:lCI :1grcelllelll which In:l" he at
\'ariance with the COlllr:lCI OOC\lIm,"tll.<;, Subcontraclor:;; .<ih:1I1
.<iilnil:lrty ll1:lkc ((lpie,,; ()( :lpplic;111Ic p(lni()T1s fl( ,c;(lcll (I(l(."llment:;;
;I\'ail:lhle 10 their respenive rroppsed Suh-suhnllltr:lC1or,C;
5.4 CONTINGENT ASSIGNMENT OF SUBCONTRACTS
5.4.1 E:ICh suhconlr:1Ct :1weemelll for:1 portion oftl1(" Work i...
:1.<;.<;ir,ncd h~'-111C C(lnlr:1Clor to Ille Owner PHIVit1cd rh:II'
,1 :t.s...i~nrnt'1lI is e(fc("liv~ only :lfler ICfmin;lIioll o( tile
Contr:t<:1 hy the O""ner for c:m,"e pursU;1lll to P;1r:I-
gr:lph 1 tj ,2 ;1I1d only (or 1110'<;(' ,<;llhcontr:lCf :t~r("("nl('nl~
which lht' ()'{'\'Ilcr :U:CCPI'<; hy nOlifying Ihe Suhnlll-
Ir:1Clor in writing: :1I1d
_2 :I,c;,<;ignmelll is .<;uhjecl to lhe prior ri~ht<; (l( Ille ,<;melY,
ir ;lIl\', ()hli~:lled under hond rcl;llin~ 10 the Conlract.
5.4.2 If the Work 1I:l'<; heen ,c;lI.c;pended for Illor(' Ih;m ,'.0 d:lr~.
tIlt' SllhC(lntr;IC\<lr's nllnren.<i:,ti()fl ,c;hall he Ctlllil:l11I,' :Itl;tl.<;!ed,
ARTICLE 6
CONSTRUCTION BY OWNER
OR BY SEPARATE CONTRACTORS
6.1 OWNER'S RIGHT TO PERFORM CONSTRUCTION
AND TO AWARD SEPARATE CONTRACTS
6,1,1 The Ot\.'ner reserve,c; the ri~ht !o perform con,C;lnletion or
npcr:llioll.<i rd:llcd \0 Ihe Prn;er! '{'\'ith the Ot\'nt>r',c; (ltVIl fOl'n:.<;.
;lnd III :l\\':lnl _<;('P:lf:IIC conlr:lct,o:: ill ('(IlHwnioll with oll1er pOI"
tiol)," of Iht' Project or olher ('oll.O::lrunjo!l or oper:uiolls Oil tht'
site lindeI' Condilinfl.<; of lil(' COlllr:l('! idcnticll or ,c;ul1slanli:1l1y
simil:lr ro thcse indudinp: tho.c;e portions rcl:l1ed t(1 in.c;ur:mce
:lIl(l '{'\':I1\'t'r of ,<;lIhrog:Jlioll, If the CflIl1r:lClor c1;lilll,<; Ih:ll dd;IY
or :lddilinn:11 co<;\ i,c; involved h('(":II1."(' o( "11f.:11 :Inioll hr lhe
()Wlln, lhe Clllllr:I('IOr ."hallm:lke "u('1I U:lim :1.<: I'rll\'idnl ct,,(..
where ill the COlltr;1C1 Document,<;
6,1,2 \\'hell sep:lr;ll(' conlr:l(''-O:: ;HI: ;IW;IIc!el! for diffc.>relll !,or-
lillll<:- ()f I lie Pn);c('t Ill' other COll,<:ITllf'lion or ol'cr:Hion,<: (111 thl..'
,<:-ilL'. tl1(' terl11 "Colllr:lctor" in lll~ COlllr:lCl 110nUl1t'lll.O:: in each
(-:1."(' <:-1':111 rnr::1I1 Ill(' (:fHl!r:lcl(J{ \dHl (';'(t'CllIC<: ('ach <;('Jl;lr:l1('
f )wllcr-fllIHr:l('I(1I Aj.!ICt'1l1t'l1t
.
6.1.3 Tile- Owner 511:111 pr(lddf' ror (uordination of the :tCll\'i.
lies of lhe Otvner',<; (l'{'\'n force<: :lnd o( e:l(h c;ep:u:lle ('(llHr:t(lOl
with rll(' \"(lork of rhe CrHlIr:1Clor, "(\'ho ,<;11:111 coorer:lle '{'\'itt1
lllt~lll. The (:0I11r:1('\or <:It;lll p:tTlicip;1te with mileI' ,o::epar:11C (nil
lr;lCt(lr,<; :md fhe {)'{'\'ner in reviewing lheir COn.<;lfllCI;on .<;('h('(1
ule,<; "(\'hen direcled In do "0 The COfltr:1('lOr ,,11:111 make :(!l\'
revi,c;jon.<; tn lhe cOfl<:tnlclioll ,c;ch("duk :lnt! (orllracl S\llll
deemed ne('e~s:lrr :ther :l joint (evi("~' :md lllltlll:tl :tgrt'l,,'Jlll'll1
The cOTlslntniol1 schedule<: sl1:1l1 then ('(Hl,c;Iiture lhe ,c;c!lf:chlk."
10 he ll.<;ed Il\' Ihe Conrr;lClor, <:er:lr:lle COnlr;l(~I(lr,<; :1nl! Ihe
Owner unlil .c;llh,<;~q\1en!ly (evi<:ed,
6.1.4 Unle5<: other't\'j,c;e r(()vickd in fhe Ctll1tr:1Cl D()('Illnellt,<;.
whe-n the Owner perform.c; ('OIl:<;tf\lCtion or opcr:uion." rebled
to Ille ProiCCl ~'ilh the Owncr'.<; own forces, Iht:' Owner ,c;h;11l ht
deemed In be <:Ubje-Cl 10 rhe ,C;:lme oblig:ltionf' ;Inti to h:1H' lhe
,o:::une rights which :lpply 10 the Contr:1ctor under the C(lIl(Ii.
tiom o( the Cnnlr:1cl, illcllldin~, without e;'(cluding (l!IH~r.<;
Iho:;;e ,,;t:1led in Aniclc .1. lhi,c; Article (, :tlltl Article,o; 10, 11
~nd 12,
6.2 MUTUAL RESPONSIBILITY
6.2,1 The COl1lf"'..!Clor ,<;11:111 afford the O""n(:r and separ:tlc COil.
tr:JClor,,; r(,~.<iomlhle opportunity (or introduction :1Il<! .<;tor:l~(, o(
their 1l1;1leri;ll,c; ;md equipment :1nd rerforlll:Hl('e of their ;lcli\'i.
!ies :lnd ,o;l1all conncct and coordin:lle lhe C()lltr;1C10r'_~ COll'
.c::lrUClion :1Ilt! opcr:llion,o:: with Iheir,<;:1.<i required hr rile Contr:tc!
D(lCllll1Cnl.".
6.2.2 If p:m of Ihe Contr:1ctor'<; Work depend." for pmpcr
cx("culion or rC~\IIt<: upon e<Hl,c;truction or oper:1tiolls h~' the
Otvner (lr :1 scp:1f:lle contr:tClor. the Conlr:1ctnr ,0;11:111. prior ro
pmceedin~ with II1:1! ronion of the Work. promplh' reporl If I
the Archilecl :tpp:lrenl di.<;crep:lncic.<; or defen<; in ,<;uell other
Cllll,<;lruClioll Ih:11 would render it unsui!:lhk ror ,""el1 propt'l
execution :tnd n:<:ult.<i. F;lilure o( the Contractor <;(\ In rcporl
.<;11:111 consli1ulc :10 :1C'kl1otvledp:ITlCIlI tl1:11 tllc Owner',>:: or sep;l-
r~le C011lr:IClorS' complelcd or p:lrti:llly compkletl ('nn,"IfllC!ioll
i.c; fit :1I1d proper 10 recci....e the Comr:IClOr',o; Work, except :1.<; In
ddn:t<: nOI then rC:I.<;on:lh1r dj,''Cnver;lhlc
6.2,3 Cm!.c; cltl.<;ed hy dd:t"~ or hy illlpropcrh' timcd :l('(h'ilk'."
or defective cnn.<;Iruction .<;h:lll be home hy the P:lf1Y rc."poll";'
ble rherefor
6.2.4 The COnlr:Klor Sh:IH promptly rClllcdy t1:Ul1:1~l' wrong-
fully (,,;'It1~ed by the Cnlllr:1ctor 10 completed or r:mi:llly CI1l11-
rlCICd con<;!rllclion or to property o( Ille OWllcr or .c;cp:lrall'
Cfllltr:ICI()r,<; :1:;; pf(lvklcd in SUI)p:lr:lgr:lpll 1(1,2,"
6.2.5 C1:1im,o:: ;lllc! other di,c;pUlC.<i :tne! 11l:l11er,o:: in que,cajoll
het"(\'('C'1l the COnlr:lClor :Illd :1 ,c;ep:u;.lIc conlraCtor ,C;I1:111 he suh.
iee! In the proVj.<;iflllf' o( P:lr:l~r;lph 4,3 prnvided rllt' scp:lr:lll..'
{'Ol1lr:w!nr 11:1'<: redprool ohlip.:uiOll<:
6,2.6 The Onmcr :llld c:leh scp:u:lle ('Olltr:l('lflr .<;11:111 h:I\'t' thc
s:tme re,<;poll,<;ihilities for cl111in~ :Inti p:1ICl1illg :(S ;Irc dC,c;nihnl
for rhe COlHr:lClor in l':lI:1~r:lph ,'., I tj
6.3 OWNER.S RIGlH TO CLEAN UP
6.3.1 If:l di<:plltt" :tri:;;es :lIllOIl~ rhe Contraclflf, ,';("P:lI:1I(' C(ll1'
fr;IClor,c; :lI1d the Owner :1.0:: to rhe re.<:ponsihilit\, IUHler their
rc"pcctivc ('fllltr:lCl~ f(l( rn:lillf:lining tll(" Incllli"cs ;11)(1 ,C;\lrflll,rltl.
ill~ :tn':! free (rolll W:I.C;I{~ m:tl('ri:ll.o:: ;lIld ruhhisl1 ;1.C; de~r:rih('(l in
P;'lT:lgr:lpll .~.1 "', lhe Owner m;l~' f:k:m up :Hld :111nC:II(' rll(' OJc;r
;IIHllIlIl 111/)<';(' rc<:plln<;ihk :1." Ill(' Ar('hillTI d('r('l'll1ill~'" !lllw jU<;l
14
A201-1987
AlA DOClIMENT A201 . (;rNI'RIII <:ON1)ITJ()N<; or TIlE cnNTll^('!, Ff llt (:()N~;TllllfTHJr.; . FIll 'In U':NTII n II I If n.
^ III" . ,~, I'm-IIII' A,\lrlllCAN IN,,'IITl ~TF. or ARCI1ITFf'" s, 1 -\'; ~JFW )f HI 1\ '-\TN11t'. N \'1; \'1;.\ ';1 or:, ;-j ('I\: P ( ,"'"''''
W^RNING: Unlle_,,!'!..rl rhnh'.enflvin(t viol:!!_!'! U,S. COf'lV,iQhll:!\I'I<: :m"l.. !luhl..r.! '" I_a;!l pm!'!_cuHon.
.
ARTICLE 7
CHANGES IN THE WORK
7.1 CHANGES
7.1.1 C:h:lIl~e.<; ill the \'(/ork nJ:1Y he ;lccompIL<;hed :lfler e:<ecu-
linn of the COIl":IC(, :lnd witlHl111 in\':llid:llillp. tile COllrr:IC(, hy
Change Order, COIl,<;lrUClion CI1:lIl~(, f)iren;v{" or order for :l
millor change in rhe \\lurk. ,~lthic('r 10 lilt' lim;t;lI;on,,, ,<:;I:lIl'd in
Ihi.<; Aniclt' "7 :ll1d d<;(''!;vhere ill the Comr:ICl I)O('tUIlCIlf,<;
7.1.2 ^ (:ll:trlf!t' ()rtkr <:;11;111 lle h:1St'tf llllTll1 agrt"elllcnl :1Il1cmg
the Owner, COlllr:lClor :1I1(i Archilect; :1 Con~tf\lcti{)n Ch:mgc
Directi\'(" reqlljr(:~ :'~rCeTllenl by the O.,Yllcr :lnd Architect and
1ll:1\" or Ill:!y not he agreed !n h~' the COlllr:ICrfJr: :111 order for:l
1l1l111lr cl1:rng<: in lht' \'(lOTI.;. Ill;')" he is.<;\tl'd h~' Ihl' Architcu
:donc.
7.1.3 (:ll:lllge:=: ill tht, \'(,'(lrk ."11;111 h(' pt'rfcJrmed lindeI' :Ippli-
C:lllle- provi,o;ion~ of lht' COrHnlCl DOnllnCllI."i, ~nd Ihe C(llllr~c-
tor ,~h:l" proceed promr11r, link:o;,o; Olht'rwi.<;e provided in lhe
Cll:lIlge Order, Con,O;lruction CIl:lIl~t' Direnh'e or Of tIer for :1
lllinor cl1:lIl~e in the \'(:'ork,
7.1.4 If lInil price,<: :In' ,"it;1ted in the COlltr;lct l)ocwnent.<: or
"llh,<:equ(,llfl~' :lgrct'tl upon, ;In<l if qU;1lltilie~ ori~in;llly con-
It'lllpl:IICd :lre,<:o ch;lIl~ecl in :l propo<;ed Ch;ll1~e Order or Con-
SlfllClioll Change Direclive Ih;1I :lpplic:uiol1 of ,o;u('h urlil prit"l'.<i
III </1l:lIllili<.:.<: of \X:ork proposed \\'ill ClU_<:t: SUh<;t:HHi:ll illcquilr
III Ihe Owner or Contr:lClor, Iht' :Ippliclhle lInil pricc~ ,o;h:ll1 he
eqHil;rh1r :ldjuSICd
7.2 CHANGE ORDERS
7.2.1 A Ch:lIlgc Order Lo; a Wrilll'1l in<;trllrllelll pn:p:m:d hy lhe
Alcl1it(:n :llld signed h~' Ihe (hVller, C0l1lr:1Clor :Illd l\rchitcCl,
,<;t;llin,u; lheir :lgret'lIlellt UpOll :111 o( Ihe follOWing'
.1 :t dl;1n,u;e in tht" \'(:ork:
.2 the :1I110Ullt of lhe :ldjIlS11l1t'rH in the COIllI':ICl SIIIIl. if
:tll~'; :llld
.3 the eX1CIlt I)f lhe :ldjw;lmclll in tht.' ContnlCl Timc, if
:111 ~.
7.2.2 J\klhod_<: II-"etl in dCICrlTlil1ill~ :1djll-,,"ncllI.<; In the COIlll';ICI
Sllm 1l1:IY include Ihn<i{' IL<;led in ,~llhp:tr:lp:r:lph 7..\..\.
7.3 CONSTRUCTION CHANGE DIRECTIVES
7.3.1 A Con,<;ffuuioll C:h:lIl~t' Dirt"Cli\'e i~:1 writlCIl (lftlcr pre-
p:lred hy {he Ardlilect ;lllt! !';igned hy lhe Owner :1lltl Ardlilt'C1,
din.Tling:l chmlue in the \X:ork :lIld .<;1:lting:1 propo:'ictl h:l!iii.<; for
;ldjllslmcnl, if :lIlY. in Ill(' Corllr:ICI Sum or C0l1tr:1C1 Time, or
hnlh. The ()\\"lll'r r1l:IY hy (:oll.<;lruclioll Ch:lIl~l' f.)in::t'livc.
Wilhotll ill\.:rlid:lling Ihl' COlllr;1CI. (lnkr eh:lI1,ltC:';<: in Ill{' \'(;ork
within Ill(" general .<:cope of lhe COlllr:1C1 ull1.<;islil1~ of :nldi.
lions, deletion,<; or olher rl'\'i.<;jolls, the C:olllr:lcr Slim :lIld COil.
Ir:lCI Time..: hdng :ldjll.'HCd :In''{lrdin~ly
7_3.2 A Comarllclioll Ch:Ul.'K DireCtive ,<;l1all he u,<;ed in the
:1h.<;CIl('l' o( lotal agreemenl Oil the lerrn<; Or;1 Ch:lnge Order.
7.3.3 l( lhl' Cflll,<:frtlClioll Ch:lllgr.: f)ireC!ive pro\'ide_" for ;lll
;1t1;u<;lIncnt co lhe COlHr:lCl SIUll, the :1djll.'.amcllt ,<:11:111 I1t. ha,<;etJ
(111 (!Ill' (}f the f(lll(}\\'iIlR mClIHlt1.<;.
.1 111111ual ;leCl'pl:lIlCc (If :r lump Slllll prflfl(:rl~' itemized
and -<;llflported hy sufficient <;llh.<;I:tIlti;llin,lt t!:Il;1 to per.
mir CT:lht:Tti(lll:
.2 llllil prices ,<;l;ltnl ill Ill(' (:(Hllr:l("t I )(lCllll1("I1I,<: (I,,,,,h-
<.:cqUC'llIJy :1.l!r(:C'ct Upllll:
.
.3 CO_<;1 tp he detcrlllincd in ;1 m:lIlllf.'l ;I,l!wnl "I'nll hI
th(:' partie.<; :lnd :J tl1\1IIt:ll1y ;H.Tepl;lhl(:' fh:nl (II [Wln"ll
:1W" fce: or
.4 :1,<; provided in SUhr:lr:lgr:II111 ~~(.
7.3.4 Upon receipt o( d Cotl,<;ln,ctillll C11:H1Ut' Direnive. the
Cnrltr:1r!or ,<;h;'111 r>rnmrtty flrocccd Wilh Ih(' ch;mgc in the
\Xlork invoh'cd :Jnd :!dvi<;e- the- Archilecl o( tile Cotltr:tctor'<;
:1,Rrt"t"menl or di,<::I~r{'efT1Cm wilh lllf" Illcth(ld, if ;lIH', provided
ill Ihe C()f1.<;lruclion r:h:;mw' l>irf:Cli\'(' for d(,lcrll1inill~ Ihe p'o.
po,<;cd ;ld;I1.<;""(,,'lI in Ihe Conlrdc' Surn fll C:olltr:JCI Time.
7.3.5 A Con,<;lnlCtion Ch:lIlg~ DireCTive ,<:iRned hy the C(1I1lr:I(.
tor indiolcs the :lgrcemel1l oflhe C:onrr:-lctnr lhcre~\'ith, irl<:"lud.
jn,~ :1d;lJ,<:rmC1lI in COlllr:!CI SUITl :lnd CClIHr;lct Tillie or lilt'
melhod (or c!clcrmininp. thf::'lll. SlId1 :lgrC("'lllcnr ,<;11:111 1)(' cfTl.:c'
live illlnwdi:ltdr :md ,<;11:111 he recorded :t,,, :I CI1:lIl~e Ordcr
7.3.6 If Ihe Conlnlnor doe.<: not rC':o;pond proll1ptly or di.<;:lgrec.<;
with thc' ll1t'thod for :1djl1,<;tlll('nt in the Contracl SWH, rhe
method :lI1d the :ldju,<;trnent .<;h:lll he delerl11incdln' rhe Archi.
tect Oil the 11:1,<;i,c; of rC:I,<;oll:lhk eXlwndiqlw,<; :ll1d ,~\'illg.c; of
l!lose' perforllling tht' \\:.'ork :lllrillllt;lhle In Ihe ch:lt1~e, includ.
ing, in (":ISe {l( :m incrC:1.<;e in the COlltr:Kt SUlll, :r r(':1,<;(111:1hlc
;zllow;lll("(' for ovcrhc::':td :lIld prOnl In _<;l1ch (';IS(:', :Jnd ;llsn undel
C!:IIISC ~-.~..~_,~, lhe CClIlfr:ICt(lr ,<;11:111 keep :Hl(1 pl{:~('nl. in ,<;uch
(orm :1.<; Ihe Arehilen 1ll:1)" prescrihe, :111 ile-mi7,t'd accounting
tfl~t'tl1er wich :'pprllpri:II{' -<;uPflflrting (1:11:1. llnlc,<:s (1111('r\\"i<;c
pl'{l\'idcd ill lhl' C:Olllr:lCl I )nClllllt'lHs. {'(l<:IS for the pllrpll'<:c... (I(
lhis ,l.iuhP:II';'gl:lph --;,~_(, .<;h:lll he limiled t(l lIlt' ({)f1(ln'illg.
.1 cn<;!.<; Ilf I:thor, including ,<:o("i:l1 s('emity, (lId :I,'-W :trld
lllH:rnpl(l\'IIlt'llt in,<;ur:mn:. (rillgc IWIlen,S n:(luirnl 11~
:lgn'('lllCnl Ill" custOtll, :1tld ~\"(lrkt'r.'" In \"flt!OlWllS
('(11l11Wtl....:uifl1l ilt<;III':IIl('C:
.2 ('{)Sf,<: flf lll:llc.:ri:1ls. ,<:llpplk:.<; :111t! ctluipmClll, 1llCltlcf,
ing Cf)SI (1( Ir:U1Sp(lI"t:llifll1, whether iI1CflqlI1r:lll.'d III
Clll1,C;(IIl1('d:
.3 renl:ll ("0,<;1'<; of 1l1:1ChillC'IT :lIld equiptllellt. exclll.<;i\'(' of
h;llld !OCI!.<:. n.l1ethcr rcnted ftlllll lh(:' COlltr:!("tt}f Ill'
others:
.4 CO,<;IS of pn.llliwll.<; (or :111 hond" :lnd i1l.<;1lf;ln(T. Iwrmic
k't',<;, :md s;cle,<:. 11.<;e or ,simil:H taxe.<; rd:llcd 10 lh('
\'(lurk: :lnd
.5 :lddilioll:ll ("(1.<;1.<; of ,<;llper\';sioll :111<1 fieltl n(r;ct' pn,<;ljl\.
nel dirl'C'fh' ;llfri!lIll:lhle to the ch;lIlgc.
7.3.7 f'enclin,lt nllal dClenllin:nion o( ('osr 1(1 the ()\\,I1(,I',
:1I1101llHS nor in cli,<;fltHt. Illay he illdmlnl in Applicniolls (or
P:c~'rnelll. TI1(' :lIn0\1111 of Cft'dil to he :llIllwcd hy lilt, COl1lr:H..
ror 10 fllc Owner for;1 del<."lioll or dl:ll1~e ~'l1i('h rc.<;ulc" ill :1 net
dccre:lst' in 111<:: Contr:lCl SUIll _c;11:1I1 he :IClU;11 11t.:r cost :IS COil.
firlllcd hr the A,chitt:cl. \'(/hen !loth :lddiliCltl.C; :tnd nnlils
nl\'t:'rill~ rd:lted \'(Inrk nr SUh,"IilutillllS :rn' ;Iwol\'ctl ;11 :1
ch:lIlg<::, Ihe :dlo"':lt1ce (or o\'l"rhC:1l1 and pt'flnl ....11:111 he nglllctl
onthc 11:I.<;j", of tlel incre:l...c. if:m)', wilh respecr III rll:!! ch;lngc
7.3.8 If the ()~\'llcr :md Cfllltr:Ktor elo nnr :lgnT with JIll'
adju<;IInelll in CorHr;lCl TimC' or the method fot delnlllinill,l! il.
the ;l(lju,<;lllleTH or the tllclhfld ,,11:111 he rC"lt.'flec! 'Illhe i\rchilCCl
((lr dCICflllill:Hillll
7.3.9 w'hell Il1e Owner ;Inti COtlICtCl0! :l.l!fn: wilh the delel-
lllinmiflll 111:lllc hr rile Architect concerning tile :ldiu-"IIlIC!lI<; ill
tile (:Olltr:WI SlIltl :llld Cnrnr:1Cl Tillle, (11' (JlIWfWi...c le:lCh :lgICt.'
I11Clll UllOll 1l1e :ldjtlSlrllcnt,<;. .<:"ch :1~n'el1lcrlt <;11:111 h(' dknilT
imlllnli:llc1r :111(1 .c;h:dl he recorded In' prCI':lf:u;!ln :llld exn II
lion of:ltI :lpprnpri;tlc Cl1:111gl,: ()/'(I('I
AlA DOCUMENT A201 . CI'NFIlAI.! (lNlllTlC)N<; Ill' 1'llr (:ONHI,\CT r(Hl UlN<;Tlll'ClrnN" FfH'lnTFN1"11 FIII'llnN
,\!,\' . "ll"~-nl1 '\~lrrlH.A1\.'lN<;lln'lFrll'^UUIlITrT''; 1~\<:NI'_\'\:-Yf)llI\A\"FNI'r N\l: \'\:'^~;JI!NCI(lN.l)f: .!'IfIUr.
A201-1987 15
W^nNING: UnIfC~"~l!'d photor:....rv1nQ viol",,,!! U.S, COpYright I:lws ilnrlls SlIbi,.cl 10 1"9:11 l"Jrtl!l,.eullnn
.
7.4 MINOR CHANGES IN THE WORK
7.4.1 The ArcllilcCI \;I.,ill h:1VC :lUll1oril\" ({) order minnf ch:IIl!lt.::>
in the W"ork IlO! i!ll:olvlnl! ;J.ujllsunem in tile ConrraCl Sum or
::xt<:!lsiOIl of the Contract'- Time :10(1 not inconsislem ';'.'jrh the
intent o( lh/..' Contr:lCI Documenl.<i Such chan~e~ shall he
dfcClCtl 11\" wrincn ()n:Jc~ :md shall be hindjn~ on the Owm.:r
:mu CUfllr:ICIOf The Contr:IClor sl1all carry ou[ such tvrillen
{mien; promr'lll\'
ARTICLE 8
TIME
8.1 DEFINITIONS
8.1.1 Unies,<i ocherwj::;c rmwided, Cumra<."l Time is the period
of time, includin!l :lutllorized :ldjwHmems. ;Illoucd in the Con-
tf:1Ct Documents for SUhSldl1[i.lI Completion of the Work.
8.1.2 The d:ne of commencement of the ""ork is the d:llC
~.'il~111IisheLl in the Agreement. l11e d;ue sh~U not he posqxmcd
lw llle f:lilure to :lCl of the Col1tr.lctor or of rer~on!'i or emities
ror whom rile COIHr:1Ctor i!'i n,..-sponsihle,
8.1..3 Th~ d:1IC.: ~ If Suhst:ln[i:d Completion i!'i the d:He (crlified
h\' \h~ Architect in :lccord:tncl' \vith P:lr:;Zll,r.1rh 9.H.
8.1.4 The (enll "tl:l{' :1.0.; used in lhe:C(llltr:lct 1)IICtlllH..:llls,o.;l1:tJl
Illt.:-:1Il clll:ndar d:1Y lI11k:~s otl1c.:n...i.o.;e sp('"l"ili<.::iliy defined.
8.2 PROGRESS AND COMPLETION
8.2..1 Time limils Strltcu in tile COIHr:K't lJO(,.'ulllelllS :lre of the
cS."encr: or tht" Contract. By exenning tll<.' r\~uct"mcl1l tht. Con.
11':IC!or cOl1linll.<; Ih:ll lllc LOl1tr:lct Til1l<': i....:t rC;IS(1l1ahlc,: pcri~ld
ror pcrforllling tIll': \'('ork.
8.2.2 Thc COlli r:wtor shall not kll(J.....ill~h.. l'XU.:pl hy :If.!.l"l'l"
lllclH or in.C;truCliol1 o( the O't',.'ncr ill 't\'ritillg, rrcm:nurdy (om.
mcnce npl'r:llllll1S Oil lilt" ,<;lIe (Ir dse.....hcrc prior to the dTc.:t'li\'c
dalc Dr inSllr:1I1CC fequircd lw Artidt: 11 tll 1)(: rUrt11,o;he:d h~' the
COlHr.Ktor, The t!:;zre o( commencemr:J1I oj lilt" \'(fork Sh:lll nlll
hc chan~l..'d 11Y thl' :.:fk:nil.'e Jate of such illSUr.1l1Ct:, l ink'ss tIll,:
d:He: of COlTIlllelKC!11Clll i:;; l.ii{:Ihlish<.xl hy :1 I1fllk'l..' \(1 pro(."(."t"tl
,l.:i"'t'1) fly the ()W1Wl", lIlt.. (:(ll1lr:I('\{lr<;II:llllllllily ll1(,' (h""l!,:1' ill
\\"l'ilillg lUll I(:~s II1:Ul Ji\'t.. days (II' (lll'ef :ll.!l(,:nl p(:ritld fl(:fllre
ollllmellCing tl1(.' \'(;ork lU permit the: timely liIill~ of IlHlrt~:I~c:-;,
Inedl:mic's licns :Ind othcr security intercsrs.
8.2.3 The Comr:tnor :;;h:1I1 pron.'t:d expeditiously wi(h aut"-
qu:lte rorces and Sh:1Jl achieve -"uhst;u1lial Completion wirhin
l11e COl1lr:lct Time,
8.3 DELAYS AND EXTENSIONS OF TIME
8.3.1 If llle COlllr:lCtor is c..lr:layc-d :1( :In\-" tim<.' in proj.!re!'is o( the
\'(.'ork 11" :1Il :lct or ne~iec; of the O..vner n1' ..\rchilel"t. or of:lIl
cl1lpIIH't:t: of either. or of:1 !'icpar:nc CtllllranOr cmployetl Iw
the ().....ncr. Of Iw Ch:lllj.!(;.C; oft.kred In the W'ork. or 11\' !;Ij,or
di....plll(,"s. firc, tIIlllStl:t1 dt'-lay in dt.'liV{.oncs, Ull:l\'l lic.l:lhlc C:lsu:lllie=,
\H other c:uscs ht:ynntl Ih<.: ClIlltf:It"IOr<; ,:(Jotro!. or h\' del:l\'
:lllthOflZl.t! hv Itle' Owner pCl1ding :lri'litr:lIioll. (11' h~; lllhc.:'r
l';luse:-; ",'hic:ll tllC Architcl-' dctl.:rllline~ nl;l~' 11Istif\' deb\'. 111cn
:ill' t:(Hllr:ICl Time shall h(' :..'xtt:lldeti lw (:h:1I1~C ()rdt:f I()r SUdl
i'L":IS\ Hl;lhie rinle ::.... lht; :\rcimcct 111;1\' determine.
8.3.2 U:llI11~ rei:llin!l: {U lime .--h:lll he Tll;U..lt' in :1(,'crlrd:ll1ce: with
;Illplic::hll' prO\'iSlllns llf P::r;lgr:lph -I. ~
8.3.3 Tilis f):If;H..!:-;mil "i.: ',Il)t'~ 11(11 [)n:dlltlt" '(:',"l\',,'r:: (lI" d:Hl1'
:l\,':'~'.~ 11'1' ~_k'b': 11\' -:,:jlhc:- ;):ll"l\' '.ITlOCr : )IIH'::' :1H l\'lSlt 1I1.~ i If {ilt'
~Ilt r:1C: [)( lCllIllClll....
.
ARTICLE 9
PAYMENTS AND COMPLETION
9.1 CONTRACT SUM
9.1.1 The COlllracl Sum is sl:Jtcd in the Au.rCCllIC!lI :lI1d, includ,
in~ :mthorizecl Jdju,'Hment.~, i~ the IOL:1I ;Jnlount p:I\':lhlc.: In' the
Owner to tile Contr:lCtor for rerform~nce of the Work under
the COntr:Kt [)(lCllnlcnt.'i,
9.2 SCHEDULE OF VALUES
902.1 Before tbe firsl Applic:uion for PJyment. the Contr:Ktor
sll:!:ll suhmit to the Architect d scheclulc o( valtle~ :1110c;Hl.:d to
\':lrious portions of rile Work, rrcfY.lrcd in such (orm ami sup.
ported by stlch U:H:;Z 10 substantiate its ;lcruracy :L<; the Arcllitect
111:iy require. This schedule, unlcs.'i obiectcd to hy the Architect.
sh;ill he u.<;cd :1!'i a 11:ISis for reviewinR tile Comr.lctor's Applicl-
ti()n~ for P~lymem,
9.3 APPLICATIONS FOR PAYMENT
9.3,1 1\( 1~:lS1 ten t!riv!'i he(ore the d:ne c.<;t:lbli~hed for -:.::lCh
rro~re!'i,C; p:1\."mem. rh~ Comr:ICt(}r sh:llI submit 10 rile M<.:l1itccr
an itemized Applic:nion (or Payment for opcr:;ztiol1!'i completed
in Jccord:llKe: ~....iLh IIle schedule o( \':liut"s. -"uch applic:Jt ion
::;i1:11l he notarized, if I'equired. :Jnd .'iuppllrled h~' ,'mclt d:ll:1
,c;ulls1ami:1(il1~ the C"!Hr:tctor's ri,l.du 10 p:lymCJ1l :l~ the ()wncr
or .-\rcl1ilt.:n m:/y require, ,su('h :lS copie=, or rnll1i,<;iliol\.<; froll\
SUhefll1tr:K'l{lr~ :llltl lll:lteri:11 supplicrs, ;11\d l'cf1ccling n.:t:1in:lg(.:
if provided for elsewhere: in tile Comr:lCl Do<:tnllCnt!'i
9.3.1.1 Such :lpplicllillllS 1l1:IY illdude n:qllc='ts lilr P:lYlll(,'nt tlll
aCCtHlIll of ch:II1JZl.:'<; in the Work which 11:1\'e hec:n propc1'l"
:1111111 lri7.etl hy Con='lrtKtillll Ch:mgt: Dircnive!'i hill III l! yt't
includnl in C11:11l}..!t: Orders
9..301.2 -"11('11 :lpplicll;llll.C; ll1:IY Ill)! inchK\t: r(,.tlllesls lelr I);l~"
1ll(,'1lI (If :lI11tluntS lht' (:(Hltr.l(.'J{lr Cl<)l':-; 111l( intt:lltl 1(1 P:1Y III :1
Sllhc(llllr:ll."lnr or rn:lI(,ori:l! supplier heCIUsc or:l disputc l!t' OIlIer
rCISllll
9.3.2 (Inles." (Jlht.'n..'i~t: pro\'idc..'t! in the COll(r;lc: I )o("tllllel1IS,
p:I\'mellt=, Sll:lll he rn:l(le (111 ;Icc()um ()f m:llt:'ri;ll~ :lIlt! CqlliplllClll
llt'ii\'erec.l :In(l''llit:lhl\' Slllrec! :1{ tile silt' rllr _"III)s('(llK:nt ill(-llr-
plll':llicll1 ill 111(,' \\;'lll'k. If :Ippro\!e<l in a(i\':lllCC In- JIll" (l"-'Ilt.'i".
p:IYIllCTll Ill:'y ',illlilarly hc Ili:ldc for lll:ltcri:lls :mtl l-quiplll(,'1l1
SUit:lhh' slOn:<1 off the site: a( :t IOC:;Zlion a~n:cd upon in \"'ntin~,
1):lymtOnl for 111:1Ieri:t1s :lIld cquipment sUlfetl Oil or off 11H,.'si1C
Sh:lll he conc.lili")llcu upon c()mpH:mc~ hy the: COlHr:Klor \,,'itl1
f1rocc-t111n.~ .'i;ni~f:1Ct(}r)' to {Ile Owner to t:.<;I:lhlisll the Ownc.:r''i
lille to ,<;uCllmmeri:!:ls :lnd equipmcnt or oll1<.'rwisc protect rhe
O\....T1e:r..~ intere!'il, :lnd _~Il:tiJ inclmk ::pplk::lbie insllr:lllCl.:,
SlIJCll-lt.' :md Ir:lI1:"pon:lIioll 10 the site for sllch ll1:ltCri:ll~ :llld
e-quipmc:1l Slored o(f rh(,: site,
9.3.3 The COIlIr:lCtor \....:lrr:Ul!!'i t11:1f litlt'" 10 :IJI \'(;ork COVt'rl'c..! hy
:Ill Applicltio!1 for [J;I\'l1H:lll \vill P:1SS to the ()t\'I1t'"r no 1:1lt.'r IIl:lll
lilt'" lill1r: of p:I\'mt:nt. The COlltr:tcwr iunllcr 'l\':lrr:l1HS tll:1l
uponsul1mitt:11 or ;lll "pplicuioll for P:I\'lllCIlt :IH \'(il )I'k rl If
\vhich C:;rtiI1CllCS fllr P;J...me1l1 h:IVC: hl'C:l pre\';( lU,,,I\' iSSllt"ti
ant! n:I\'mcnt.c; rec.:d\'ctl rrol1ltl1c Owner sl1:lll. 10 lhe 11t......1 of llle
C(llllr:lClors kllllwledl-le, illform:lIion :lIlti hcik:f. he (ree :lnt!
cie:lr of liens. daims, sccllri{\- imcrc:'il." Ilr '..:ncUml1f:lllcC.... in
f;IVllr ()f Illl.." (:\Il'lr:lt"1(lf. Stl;)('clnlr:lCt(lrs. m;ltc.:ri:li ~uppli<..'l","', Ilr
(JllH.:r per.;()!ls (II' cnTlli<.."s 11l:lkill~;1 cl:lim h\' re:l....(JIl Ilf.tl:1\"1111..!
i)rll\'it.lt:li i:lhor. m;llcri:lls :lllt! cquipmenr :e::lllllg !() lhe \\1 lff,..
9.4 CERTIFICATES F=OR PAYMENT
9.4.1 'i'he ..\rC!lit<:Cl '.\'iil. ';\"l{tlin ~c':cn d;;';.~ :lftcr rr':~':,:lnl II :llc
(:i 1Illr:IC1l1r:.; t\!'niic1tHlIl :'rlr !':lnncnl :".'lIJH:~' !SSlIl' III : Ill'
16
.0.201-1987
AlA DOCUMENT A.20' . ':ENF.H,\i, "";\'I)ITl( 1'\1"; 'w ','liE ""...~'I,,\( :'- "(lU ':'1~"'TI11'r:""'\(1"': . .;, 'i 'Wl"i'E'JT1! ~'nlTII :'...
\lA' . ":,n"'-'7'llF.\.\IFH!r:.\.,",!N<;-:'7n"1'l:'.~f'\I~r:!I:~'''':""1", ,-'~':F":' 'HO: \\'""',1'" T\~III.-.:(;.:.r'.... '" ':':lw'"
on, n~IlNG: 'Jniicen~et1 onolocoOVlnc '/lollllP.5 U,S, =~ovr'onll~ ''''1) !~ "uotect to I~aal omsecutlOI"'
.
(lWIl':.:r:l Ccniflcllt' (or P:l\'l11Cl1l. \\"jril :1 Cor'y :{I tl1(:' ClHl!r:1(-
fUr. lor _"lIel1 ;mlflullt ;IS liH: Architect (k:lcrmillc~ i... properh'
due or ll{l{if\' tht' C:omr:H,;lOr and Owner in ,\'riljn~ o( [he
ArcililcC:'<; n::l!'nn:<< fOf willtlloidillg (Tnificlliol1 in will lie Of in
i,:tfl :1." provided in Sohp:lr:lgr:lph (}_~_ i
9.4.2 Tile iSl'u:mcc of;1 Ccnifk:1te for P:lymenl will con:<>unne;1
n.:pre:-el1l:11ion hy rile :\rchitcct I{l (he Owner. b:I,'H.:c! Oil the
ArchiH:ct"S ob~er,'alions al rhe site :lnd tile <.1m:; comprising the
AnriicHion for Pa"mem. el1;11 t]l{" \v"ork l1:1S rro~ressed to the
point indiC;tlc::d anu tI1:1t. [0 tile be;;t of the Archilect".'i knowl-
edge. information and helief. qU:llilY of the \'(lork Lc; in :teem-
d:u1l'c will, tile COnl"IC! Documents. 'n,e foregOing repr(:scm:l-
liollS ;Ir(' suhject \0 ;lll ('v:lhmtioll of tile Work Cor conform:mce
,'.'illl rhe Contr:1ct Documem~ upon Suh5t:mti:ll Cl1mplClion. to
I"C511it-" uf sU!Jsequcm test.<; J.nd in,<;pcclions. 10 minor de'..i::ltions
(rom (he Contract Oocum(:nts correctable pnor to completion
:m<.l to specific quaJific:ltions expressed b~" the Architect. The
iSSU;1I1Ce of d Certificlte for P;lymem will further constitute :t
rcpr(:sentJ.rioll thm the Comr:J.ctor is entitled to p~vmem in the
;1Il1(mnI ccnified. However. thc issllJ.nce of:J. Certificate for P~y.
Illcn! "viii Ilot he a rcnrcs('llt:nion th;ll tile :\rc!lilect l1as (1)
Ill;llk: (:xl1:lu5tivc or cOfHintlou!" on.silC ill,<;oec:tiollS to cl1ct.:k the
(!ll:lliIY or qll:lI1titv of the \'(;mk, (21 rc\'icwt~d constnlClion
11lc:ltl,<;, method<;. techniques. seqllem:e,<; or prm.:cdures. (,~)
rc,'icwed copies of requisiti(lIl~ receivcd fn)m :iubc<mtf:JCH)f5
;md rTIatcri:IJ ,'iuprliers ;lnd (Jll1cr (1m3 requested by the Owner
(() :"uh.s(:1I1ti~te tile COnlractor.s ri!-!11C to p:Ivme!1l or r<+) made
<.:x:unin~lIi{)n 10 ;l!'ccftain how ur lor ""nm l'urpo!'e the Comr:lc.
l( Ir h:L" used money previously p:licj on account of thc Contr:lct
SUlll"
9.S DECISIONS TO WITHHOLD CERTIFICATION
9.5,1 Thc Architect m:ty decide nol to certiry paymcnt ;Ind
T1l:I\. ,vithh(lltl:l (;crtilic:ltc for P:lyme.'11l in whole or in fl:trt..lO
Ihe extenl re:l.<;on:lhl~' l1ece!'s:lry 10 prolect the ()~'ncr. if in the
'\rchitcct'.<; opinton lhe rcpre.<;el1l:uiol1s to tile (hvner requifed
by Sut1p:tr:ljZr.lph 9.'~.2 cannot be m:u.le. If the Archirec! i,<;
ul1:1hlt: to certify p:lymem in the :1I1l0UnI of rhe ^ppiiC:Hion. the
ArchitcCt ':VillllOlify (he COlHr:lClor and Owner as rrovide.'e.1 in
Stthp;lr;lI.~r:tph l) ~.l. Ir the Col1lraClor :lI1d Architect C:lllllClI
:l\zrco: on ;1 i"cvi!'cc.i :ul1ount. lilt. Archilect ",'ill promptly t.<;SllC :1
Cenific1tc for P:lymenr for the :lIlltlUnt for which Ihe ArcililCCt
i:-; :lhlt' 10 make sud' rerre.sem:uions 10 the Owner. The Archi-
ItTt m:1Y :ll~o dtTide nO! 10 t"t'rtify p:lymclU or. hct":ltIse uf
'''llIJ~cque!1(i\' discovered C'\'idt'!1(c (lr suhsequcnc (lhScn.:lli()Ils.
m:1\' llullify [Ile wilole or a part of a Ccnific:lte for P:lyment
prt'viousl\' issucd. to slIdl e:uenl :IS Ill:l\' he nce.'C~.S;ln' in lhe
..\rc!lilcrr",~ fJrinion 10 J1fOtect the O\,:n("1- from loss hec:ntsC' 0(:
.1 ddtTli\'e \Xlork not remedicd;
.2 l!mt] p:!rt\' claims filctl or rC:15011:1hlc.' t.'vidcnn~ inc.iic:n-
ill~ pflliJ;lble m;n~ of .'iue.'h C!:lims;
.3 r;Jiiure of (he Con!r:lclor to 1ll:1ke p~vlllel1(!, prop.
,:rl\" tCl SU])("(Hllf;tc:ltlfS Ilr f(lf iah(lr. l11:ltcn:lis (lr
(.:ql11pl11eJll:
,4 rt::l."oll:lhk: t..'videnn.: tl1:1\ li1e \'Fork ,::1l11l0( Ilt' Cflm-
1'lt'ICd ]t)f. tIle unn:titl h:li:lllCC of the Clllllr:lct Stun:
.5 d;Ull:lge.: (0 Il1C OWl1e:- or :ll1otilt.:- C()l\lr:lt"lur:
,6 1.(.-:ISoll;lhle ~\'idclln: ll1:11 lile.: \v'ork ~.iJl nOl hc {,'om.
pk':IC(t \\'itllin the CWHr:IC TilllC. ;mt! 111:ll lhe tllln:lid
haiance ~'(lllid r1(H IX:' ;ltie.'UU:tlC 1(1 i....(l\"t:r :ICI11:;1 (lr
ikllllu:nt"t.: d;1Il1:1~e." ((lr tile :tllll("tll:lIt'd de!:!\.: 'lr
.7 :l(_"'''l''ll.lll ':llilt!"(' I{l '..':Ir:-': ltl: fll(' \"(.(1ft.: ;1\ :ICCllfC::ltlC.."C
'.,.Tlll :11(" ',)llIf;I(': 1){)Cl1!1lC'nt,~
.
9.5.2 \,\'hcl1 tl1{' :Iho\.e re:l<;on,'i for ,.....1I11hoklin!Z certilic:ttipll :lfl'
n::movcc.:. c:enifiC:Hion will bc m:ldc ftlr ;lll1ClUrll." pfe'villl1sly
',,\.jtlll1eit:.
9.6 PROGRESS PAYMENTS
9.6.1 A(ter tht: An::~lilt"('1 11:1'<; i,<;stl(;tl :1 c;t.:nilicltc ri If P:I~'ll1t'!1t.
lhe (h.:ner shall m;lkt: p~yment in the m;mner and ".....itllin the
time pro1.'ic.led in lhe Comrilct Documents, ane.! shall .'i(l notify
{he Architect.
9.6.2 The ContrJ.ctor .<;hal] rromptly p:1y e::lctl Suhconlr.Jcwr,
upon receipt of raymenr from the Owner. out of lilt: ;unoum
paid to the ContraCTOr on aCCQum of such Subcnmf:lCtor's por-
tion of tile Work. the :lmOllnt to which s:lic.l Suhn)lltr':1ctor is
entitled. reflecting percemages actually rctained from p:lymcnts
to the Com1.lCtor on account of such Subcontr.lcwr'.'i ponion
or the Work. The Contractor shall. by appropriate :lgreemenr
wirh e:lch Subcontractor, require oeh SubcOntr.:tCtOf to m;lkc
paymems to Suh~subconmtctors in similar manner.
9.6.3 nle Architect will, on requ<:St, furnish to a St'lbcomr:lc.
{Of. jf I'l.;Ctic:Ible. inform:i1tion regarding percentages of com.
rlClion or amount.'i :::prlied for hy the Comrncwr and aCtion
taken :l'efcon hy the ArchiteCl :md Owner on ;It.:counl of por.
tions of thc Work done by ,'iuch SlIhcontf:lCtof.
9,6.4 Neirher the O'l:vncr nOf Architect !ih:1IIl1:lve:m olJiig:llion
to p.1Y or to sc~ to the payment of money to :1 Subcomr.l<.:tor
except ;I!, mny Q{hef'~.'i,'ie be required by iaw.
9.6.5 P:l,\'mcnt to lllaleri:ll suppliers Sh:lll be tre:ncc.l in a l11:!nn<.:r
..::;imilar 10 lil:11 f'Jrov;ued in Subrar:l~l.lph.s 9.6.2, 9.G.; ;lnc.1 t).().,i.
9,6.6 ,\ C:~nificate for P:tymem. a progrt..-::>.'i p~lymC'm. or p;lrtial
or entire." lI~e or OCCtlpancy of the ProjeCT hy rile Ownef ,'ihall
not t.on.'ililllle acccrl:mce of \'(tork nOl in ;tccordanc~ with the
C{)l1tract D(lctUnent.'i.
9,7 FAILURE OF PAYMENT
9.7.1 If tile Architect does not issue:t Ccnific:lte (or P:lymcllt.
throu!o!h no [~1Ult of the Conrr~etor, within seven days ;tfter
rec~ipl of tile Contr.1Ctor.... Aprlic:ltiOtl (or P;lymem. or if tht:
Owner does not r:t~" the Contr:lC10r within seven d;tys afler the
dme e,<;mhlishecJ in Ille Cootr.1Ct Docurncl1l$ tlJt' ;llnOUlH t't:r-
tificd hy thc Arehitcct or :lw:mjcd by arhilr:Jtiol1. tllell lill' Con.
tractor m:l\'. Uflon seven :ld<.lilion:I1 d:1YS. writlcn llC}{ice 10 tllC
Owner :md Arcllhect. ,'ilOp the Work uncil rmymclll of till:
:1I1l01l11t ()will~ 11:1:-; ht'cn n.'t"e.'ivcd. Tht' Contr:l(.'\ Time.' sl1:rlll1t'
cXlcnc.lcc.J :lflpropri:uely :md the Cuntr.ICt SUIll Sll:lil lJe
inCfc:t.<;ed hy the :lmount of the Contrilcmr','i rC<l<;ol1;thlc e.-oS'S of
shut-down, ucl:IY ~1I1d st:lrHlp, Wllich ,00h;11I he ;Jt.Ctll11plisllCd :IS
rrovitled in Article 7.
9.8 SUBSTANTIAL COMPLETION
9,8.1 Suhslami;t1 Comnletion is the SI:lgC in lht., pro"m.:.<;s (If I he.'
\'C:ork \.\.ilcn the \"",;ork or desi~n:lletl roniol1 thcreof i~ sufli-
o::icnlly -::omplete in :lo;ord:1nce \.\'jth the Comr:IC! O()Ctll11Cllt~
so llle Owncr call occury or lIti!i7.e the Work ror it" inrcndnt
u!'c.
9,8,2 \\"'l1en Ihe.' COlllr:lCtor Cllt1!'itlc..;r:-; lh:lt the \\"/ork, or:: por.
rion lhcn.:of which .he Owner :l~ret:s to ;KTCpl separ:zlely. IS
<;uhsr:Ulri:dly complete.'. th~ Comr:Klor sl1:111 pn.:p;m: ami ."1l11I1lil
10 tll(" Ardlilec.-l ;1 l"nmprei1cn:<>i\.c list of itel11." to he COl11pk:lnl
or l:orrtTle.'tl. The COlHr.lelOr sl1all prncecd rrOl1llHI\' 1.(1 t"( llll-
nlelt' ;mt! ("orren ilelll.'i on the ii.'it. F:liiurc lO int"ll1<.le :111 itcm ()1]
,<;uch ii.<;; dot'S :Hll ;lJ1er tht: rI::5ron,'iihilit\, of tIlt' COll\r:KHlr to
c:ompk'!c :111 \'Cork III accnrt!anc:e- Wll~1 thl:: (::II'1r:1('1 ;)1>01-
1 lH.:n(." :"I(Hl I"t"n~!nl of lhe..; (:mrr:lClor <; list. l!1c,\rcllilet.l ~'ill
111:11.::..- ;or! 1n.'ineCll0I1 10 dt'tt.'rmine wilt::her ill<': \v.or\.: ! lr dt'"i~.
AlA. DOCUMENT .1,201' r;;:;.;FH"f. r,l:>.JI)!T!(lN~ 'IF -:-nF. U1N.:-H,.\CT r-/1R (n:-:.<;TRl'C.;]li-':' "llt1RTF~NTIl :':IHTln:-.'
,,'. '."-'.'11-" ;\iF!I!' "1;'-.'<;1"1"1"'''''''''''1' ',II(.;II"1"F.....-.-; :-~~'H";;:. (\HI\.\...7"'1'r...;'-~~.\<;I!I~~{;";.I\;'\; :', ':I~I!!I,
A201-1987
17
',vARN1NG. '.J!'Iticen"'ea onolocoov'no Vlolatp.s U,S. ::oovr'OMII::lWS ::Inti is 5uoieeT 10 11!''::l~1 om!ieo:::winn.
.
n:1tecl portion thereof jo; sl1h,<;t:H11i:llly complete 1I tll('
Architect's in<;pecllo11 disdosc:.<; :111)" Hem, whether or nm
included on lhe COnlr:lctor'S Ii~t, which 1.<; 11(11 in ;Jccnrd:lllce
with the n:quirerm'llfS of the COlltr~Cl J)OCI1I11('lHS, the (;orllr:lc-
tor .<;11:111, hdflrc issu:rllCC o( the Ccnincllc of Sllh.<;!:lll\i:11 COfll-
pletion, (OIllP)c'IC Uf correct ,c;uch itelll upon llolinc;uioll h~' the
Architect The Conlf:Jclnr 0;11::111 then suhmit :1 rcqllcsl for
:uHlIhcr inspectioll hy the Architect 1(1 dctermine Suh.';t:mti;11
Completion \X:hcn llle \'fork Of dc.<:ign:lIn.1 portion thereof is
Sl1h<;':IlHi:lll~' complete. the Architect will prcp;m: ;J CcrtHic;lIc
of Suhst;lI11i:11 Completion ~...hich Sh:1Jl (;:"o;t:lhli.c;h tilt, d:llc of Suh-
q:1l1Ii:1J Completioll. ,c;h::lll eSl;Jhli.<;!1 re.<;pon~ihilili('~ o( !he
Owner :1I1d C()ntr~Cl{Jr (or seCt,rily, rn~illlemlllce, he:lt. tllmt;es.
t!;nll:1ge 10 lhe \'(fork :mt! in,<:l.lr:lllcc. ;111<1 ,<;11:111 fix lilt' lillle
within which Ihe Cnll(r:lClor sl1~,11 fll1ish :,11 ilel1l." on (he li."(
;IC((1Il1p:1nying 111(' (:(~ninC:11(', "X':ur:mt;c,c; required by the- COll-
Ir:lt'l l)(Jnllnt:lu~ ,,,11:111 ('(1I11l1H.:lln.: Oil lhe t!;\tc of Suh,<;I:lIlli:ll
Completion n( Ihe Work or dcsign:'led portion thereof unless
oll1crw;,<;c pnJ\'jd(.'d in Jhc CcnHiC:l!c o( SuhSI:lIHi:11 CO/llpk-
lill.) 'rI)C <:crlifk;lle of Sllh...t;lnti~1 C()/llplcti(m ,<;11:111 h~ ,<;ul1-
m;lled (0 the Owncr ~11l1 Conlr:lCtor for their ~vrill~n :JcC'cp-
l:mCl' (I( re<:I'{1Il.<:ihil;lk... ;t<L<;i~m"d 10 them in ,<:uch CeniOC:lIe,
9.8_3 1 'POI) "lll1<:I:lIlli:l1 Complctloll o( thc \'{lor" or d('si~n:l1ed
portion (hef(:nf ;md UpOll :lpplic:ltion by lhe ContraClor ;md
n:nilic:1(ion hy Ihe Archilcct, the Owner ,<;h:llll11ake p:1ymcnt,
fClkcli!lg :lditL<:IIllt'nl in rct:lin:1Fte, if any, (or "'\lch \'('qrk or pOl"
lil1l1 Illere()( :t,<: pn)\'idctl in Ihe Contr;lCl DOCUlllents
9.9 PARTIAL OCCUPANCY OR USE
9;9.1 The O"",:ner m:q' OCCl1P" or u...e ~IlY cOll1plcted or P:lf'
(i:tlh' COll1pk"l{"d poninn of Ih(' \'(Iork ;11 :tll" m:llK' when sHch
portioll i... dcsign:lled h" sepm:nc :lgrt't'll1elll 'l.villl tile Cnlllt:l("
Inr. provided snch nc("up:mcy nr U,<;(' i... (,OI1,<:("I1I<.:d (0 b\' lhe
ill~urt:r :1... required lindeI' SlIhp:lr:tI!1';lph 11,5,1' :tlld authori/'cd
hy puhlic :lIl1horil1t._<: h:,,';n~ jurisdiction over the \"(.'nrk S\I('11
p:lrti:1J (l('{'tlp:lI1<:~' or llse Ill:'y COll1lllCncf.' whelher or Flol Ihe
p(lni(lIl is ,<:uh.<:I:I111t:tlly ("(llllplctt:, pnwi(led the ()wn<.:r :tnd
C:lJll1r:K.t(lr 11;,\'(' ;1(Tq11t'd in wriling Ihe I'C.SpIHl,c;ihililic<:
;lssigned 1(1 l';ICI1 (If Ihem fIll' p:l~'llle!lt..., ret:1in:l~e if :my, .<:ectl.
rili', m:lilllen;lIlCe. he:!l. IItililie,s. d:tnl:lge to the \v'ork :111(1 in,<;lIr-
:1IlCC. :md h:l\'c :twced in t\'rilill~ COfl(:crnillJ.! lhe period (or ('01'-
reniOll o( lhe \'(.'ork :lIld COIl1l11CTlCC!ll('nt o( w~It:llllles
reqllircd hv tile Cllntr:1C't {)(lcuntenl:c;, \'('11("" (l1e (;l)lllr:1CIOr
cnn,<;idcr,<::l ponioll ,<:uh.<:t:1Jl!i~ll\' complcte, the COl1lr:tcll,lr sh:1I1
prqmrc :lllt.l .<:lIhmil ;l Ii...l 10 the Architect :t'<; provided under
Sllhp:tr:l~r~ph 9_R,2 Con...ent o( lhe COlHr;lCtnr 10 p:lTti~t occu.
p;mcy or u...e .<:h:11l nol he unre:Json;lhly 'tvil hlH"ltI_ The .<;I;1~(" of
111(' proWe...s n( tile Work ~h;lll he dClerlllinnl h~' ~vrjllen :1~ree'
I11Cnl helwe-en lhe ()wller :lIld C(lIltr:lClor {II', i( 11Il :lweCI1lCnt is
rCl(hl'tl, hy decision o( [he Architect.
9.9.2 Illll1lcdi;w.:l\' prior to .<:uell P:lrt;:11 occup:lIlry Ilr ll~e. (he
(h"!ler, Conlt:1Clor :1I1d Archilect <;11:,11 joinlly in...pecl Ihe :11'(':1
to h<: O(TUpie<i or portion o( Ihe \'{'ork 10 he u:::'.:d ill nrder 10
dCICl'lllil1t' :111<1 record (he n)lldition o( the \X;llrk
9.9.3 \ !nle.<:.c: olll<:n:..:i,'>l' :lgreetl upon, p:lrti:ll occupancy III l,se
11!":1 portion nr portiun,<: {If the W'ork <:h:llIllllf COllstitll[(' :I('t'ep.
(;Illt'C o( \"('(1(" nol cOlllph'ing """llll the n:qllin':lllcll1s o( lht'
<:tllllT;lC! 1){1("1ltllt'nt.c:
9.10 FINAL COMPLETION AND FINAL PAYMENT
9.10.1 \ 11"011 reedpl nf t\'!inctl llolice 111:11 fhe \"(I{lrk j<: ready
(l11' On;]1 illC;!~C(li{ln :1111.1 :l(CCpl:ll1CC :lIHlllllflll InTi pI (If;, rin:ll
Applicltillll (nf l';l\'ment, lhe Arclli(f.'Cl will prol1lplh' 111:lkc
.
,<;\lch jl1,<::pc('lion :lnd, 't\'llelllh<.: Architec( find<: tl1(' \'('ofk ;lccepl
ahle l1nt!e-r the Contr:l('( Documet1l~ ;llld (he Conll:K! f\lll\' pel.
forme". the Archilect t\,iI1 promptly i,<:,<:ue ;1 nml Certifk:lt(' fw
!-';lYfllCll! ,<:I:11jng Ih:1t to the he"'l o( the Mchiten'::: l<1l(l't\'1e(\~c,
inf'(lTlll:t1ifll1 ;111(1 lwlid. :111(\ nil 111(" h:1<:is (If lilt: Arc!lilC(l'.c:
oh...el'\,:lIioll.c: :tlld in,<:peClions, lh(' ""'olk h:1-<: h'_TIl complclnl ill
:Kcord~llce 't\'ilh terms :tnt! cnnd;lion.c: [If Il1e (:01111':1('1 J)()("u
mcnl... ;md tha( the en (ire h:ll~ll(e (ountlln he dllc IlIe COIlIr:1C
lor :lllCl nOled ill .<:~id fin:I' CCrlificlIe j,<: dill: :lIId P:1Y;lhl(' The
Architt'C't.... rin:ll Ccrllfk:11e ror 1';lyrnelll 't\'iIl C()Il...IiIIlIC:l fUrlhn
r('prc~(,lll:l1ion II1:u cOlldit;on,<: 1i.<:lcd in SlIhp;lr:IW:lph 910,1 ;IS
precedenl I() the Contr:lctor',<: he;ll~ entilled 10 fin:ll p;l\'tl1cnt
h:'\le heen fulfilled,
9,10.2 Neither !in:ll P:1YlllCll1 nor :lny Wl11:1ining r('I:,illnl
pcrcclll:1Jat' ,<:h:lll he(ol1lc due until thc CofUr:tClnr ,<:uhlllil.c: 10
(he Archilccl (1);1Il affhl:1v;1 tl1:1l p:1yrolls. hilt<: fIll' ll1:ltcrials :1I1d
('ql1iplllellt. :tnd other jndchtcdllCSS conrwctnl witlt the WOlk
for ......hich Ille Owner or the Owner'~ pmpcny llli~lll he
rcspon.c;ihle or encumhered (less ~mOUlll'" 't\'i! hhdd hy Ot\'Il<::r)
It:1Ve twen p;lid or otherwi...e .c;:lti~fle(1, (2) ;l ct"rtific:He eddenc
ing lh~t ill...ur:mcc required hy the COlllr:lCt I)OClllllcrll... 1(1
relll;l;n in force :lfter !i1l:11 r;lYlllel1l is currell!h' in c(fen :llld '>':ill
lUll he cUKdkd or :tllo\",ed 10 expire lUllil :11 k;I~1 ,\f1 d:'y<
prim \'I.'rillen not;ce 11:1.<: heen ~ivel1lo the ()<:'.'ncr, C~):1 t\'r;lIell
...1:JlClllent II1:l1 Ihe r:(lnlr~ct()r kno't\',<; o( IHl suhsl:1nti:11 re:I"'OIl
th~1 lhe instlT:lTlce will not he I'en('w~hk 10 ('(1\'('r the period
required hy (he COIl1r:ICI l)oClnnef1l,"i, (.1) ('(l11.<:('Tll o( ,<;lH~~1\', i(
:my. to rin:ll p:lyrnenl :1I1d (<:'l. If reqtlired In. (he Owner olhel
d:1\:1 e"'l:lhli."hil1~ f'l;l~'tllCTlI or ~mi,c;f:1CliOIl or (lhli~:lIif)n.c;,<;lIdl ;1<;
rcceipl"i. rde:IS(,,<: :Jlld w:livers of licll.'i, C'l:tiIllS, ,st'Cl,rily illln!."."il"
(II' cnC1.lIllhr:lllCCS :lTisil1~ {)Ul ()f the COlltT;ICl, 1(1 rl,(' (':,<Ielll :lI1ll
in ~\lcl1 (orm as m:lY he desigl1:llcd hr lite ()wnn If ;1 Snhnlll-
Ir:tClor rclll,<:CS 10 (urni,<:1t :1 relc:ls(' or .....:livn requiled In' lhe
OWI1('I, lilt' COlllr;I(:lor m:1Y furnish:l hond "';IIi,<:r:lClory III 1l1e
()wnt'! If1 im1cmllify 111(" Owner ;l~:,in"'l ~tlch lit."l. IfO:\1C11 liell
rCIlI:lill.<: 111ls:lli,"iricd :tfter P:1YIllt'nt,c; ;m: m:.dt'. lhe COlllr:1('IlH
.<::11:111 re1'l1n<.llo the O't\'ner :111 mOIlC"Y 111;1l the ()WIl('1 m;IY he
compelled III I':ly in di."ich:lI~hl~ ...lICIt liel1, including :111 CO"!';
:11)(1 re:ISfnl:lhk all(ITll('Y,". lee<:,
9.10.3 If. :tltt"r Suh,<;I:nlli:,1 Complelion or Ihe \v'ork, fill:J! COtll-
pletion Ihereo( i... m:Heri:llly dcl:lyed (hrollJlh no (;l1.h o( lite
Contr:lctor or by L<:,<;\l:1tl(C of Ch:lIl~e Orders :l(kcti"~ nll;,1
complelion. :lOd lhe ArdlileCt ~o conflrm,<:, (he OWller ,<:h;,ll
uron appliC:llioll hy Ihe Contr:l('lor :tilt! ccrti1i(:Itinn hy lhe
Architect, :111(1 't\'i1hmn leTlnill:Hin~ the COlllr;KI. 1ll:1ke P:1Ylllf"llt
o( [he h:ll:tnct" dut" (or th~l ponion of the \'{'ork (Idly cotllplt"Ie(!
:1I1d :lcn:pl(,:d, I( the rt"l11:1illitlR h:1I;lIlCe' for Work no( fully COIll-
pIClt"{! !H correCled i.<: 1cs,<: lh:1I1 re!:tln:l~e ~liplll:lI<.:(I ill Ill{: Con
Ir:IClI)()Clllllent~, ;md i(hond... h:1\'(" heen (urni,<:ht"d. the wr;ll('ll
(OI1:<;CI1I of s\lTety to p:lymcnl or Ih(" ha/:llH,(, due fot 1h:1l [1l II ,
t;(1n of lhe \'(inrk (ully completed :llld :tcccpled ,<:11:111 he :<;l1hll1;l-
lcd hy lilt" ColllT:lCIor In the ArchHecl prior 1(1 C('nifk;lIioll 01
,<:\I('h p:lynWIlI. Such p;lyrncnl ~1l:111 he m:lcle tinder lerlll" :1I1d
('flllditioll,<: ~ll\'t'rnillg fin:I' r':1Ylllelll, exccpt th:lI il ,<;h:rfl no(
C"OIl,"i(jluIC:1 't\':1i'l.'cr of c!:lilll'" Tht" l11:1killR (lr nn;,l p:1Ylllenr ...11:,11
("Cln:<;Iillllc:' \'I.':li\'er of d:lillls 11\ tile O't\'llcr :,<: p'{l\'ir1ed in Suh
p:U:Jgr:,!)h ,j,,~.'i
9.10.4 ACCe[lI:Jt)cc of nn:ll p:lYlllcnl h\' (he Cmllr:l('IOr, :1'-;1,11
ClllHr:,clol (n m:H('!i:lr ,~\IPJl'i('r ,<;11:111 (flll<:lilUle ;1 't\';li\'n III
d:lilll,<: hy (11:11 paver:" excepl Ihost' prc\';oll<:ly madr: in 't\'!itillg
:llld idcllIilkd lw th:ll P:"T{' :1'" \llls{'"lr(\ :11 Ihe tim(" 01 fill:!!
{\ppli(-:"illl' Iln 1':'YllWfll Such t\':livcr~ ,<:h;lllll{' ill :Hlllilil1.1 III
11H' W:li\'('r (k.c;nih('(1 in Sllhp:tr:lgT:lpll ;i ".'i
18
A201-1987
AlA OOCUMENT ^'Ol " (;FNFHAI. UlNIJlTH INS (lillII' 111NTItA(: t I'f)ll (11N:<;TIlI If-Tlf "J . "'I'll' F.FN111 !"lllll' IN
.\ I^~' . P, ft.u.c "" 11'_ A~'F1l1f :,\N IUSTl"l iTF { II' AltCl1H f"f .1 ~_ I -:- \~ Nl'\'(' ., (lIn; A\'FN1Ir. N w \':^~III~f; I' 1~) 11 f' !Il' It~,
W^nrJIN(;: lInll~Pll!':l"ti I"hntoeoT'lVinq vi "I",,,,!! U,S. eor1Vrlahll~w!! ;Inr;jl!t "'"ht.~l ,...I",q"1 r'm"'~r."l1('!"
.
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10.1 SAFETY PRECAUTIONS AND PROGRAMS
10.1.1 The CUlllr:1Clor ."ilt:dl he re."ipoll<;ihk for initialing, m;lIrl-
t:rining :md ."upc,"vi.c;ing :111 <;;tfe1r pret':1urinn."i :md rrOgr;ull!'; ill
COIlIK'Clioll wilh the pcr(orm:lf)("{' o( the COlltf'act
10.1.2 In the {'velll the Cf)f1lr:rC1<l!" t'IlC{)tmlcr~ on the ,C;ill'
ll1:lIcri:l1 re:l."illn:lhl}' helieved \0 he :1.<;hc,<;lo.<; or pnlychlorin:lIcd
biphenyl (Pcn) \\'l1ich 11:1<; nol he!.:n rClldt:H:tl h:lrllllcss, the
COlllr:lClor ,<;h:11I illll1leuj:llely "'!OP \"(lprk in the ;lrc:, :1rrectcd
:tlld (CpOrl 1111." condition In the (hvner :lIld Architect in writing.
Tilt' Work in the :,rrecled :uc:t ,',l1all not there:1(lcr he rC."Unlcd
f..'XU.'pl hy written :lgrcemcllt or the Owner :md COlllr:lcl0( if in
f:1C1 lhe lll:lIcri:ll 1.<; :1<;l1e<;lo,<; or polychlorin:ued hiphenyl (PCB)
:rntl h:l.<; not be(.'n l'cnderct.l harTllle~~. Tht' \'(Iurk in the :Ifreclec.l
arel ~h:11I he rC~lIlll("t.I in !IH~ :11)~eIKe (,f ~~be~IO,<; or polychlori-
n:l\t'd hiphenyl (PCB), or "..hen ;t h:J~ heen rendered h;trmlc,<;!'\,
hy written agreement or the Owncr ;!nd Clllllr:lCtor, or in
:H:rord:lI1cc with (in:11 determin:llioll hy the Archilccl 011 \\'l1icl1
:lrhilr:llioll 11:1!'\ nOl been dermlllded, or by :lrhitr:ltiOTl ullder
Anick' ,t.
10.1.3 The COIlIf:IClor sh:lll nOl he n:quirt'd Pllf.<;ll:1I1110 I\rtk:lc
"7 III pt'rfonn wilhout COI1."CIl! :my Work rcl:llillJ,! 1(1 :1.<;1}{'~lo.<; or
1'1)1~'~'11IlJl'ill:lled hipllell~'1 (PCB)
10.1.4 Ttllhc rllllc<;l CXlerll pcnniut'd hy I:l\\', lilt' Owner .<;11;111
indCIl1l\ify :mtl hold h:lflllles." tile COlltr:lclor. Archilt'Cl, Archi-
lect..<; Cfmsult:mt.<; :lnd :lgcnl,c; :md empioyee,c; of :IIlY of tllem
Il-ol11 :lI1d :'g:lin.c;t c!:lilll,<;, d:II11:I'-!C.<;, lo.<;,<;e:o: :Inti t'xpcllses, incllltl-
illf,! hUI nol limiH.'d 10 :lIlorlH:v,c;. fees. arising out of or resulling
from pcrfllrlll:1IlCt' of the \'('"ork illlht: :!rfcclt"tl :m'::1 if in f:lcr the
Ill:lI~.rf:ll i~ :1."h(.'slOs or jJolycl1lllrin:i1nl hiphenyl (PCB) :mtll1:l.<;
Illll heell H.'IHlernlll:lnlllc,"s, pnJ\.idc(III1:1l ~lIt:h c1:lilll, d:lIll:I.Ql:.,
loss or n:pt'llsc i." :I!lrillln:lhk: 10 hodily in;tlry. sid:lles.<;. (\i'<;C:I~l'
III de:llh. or 10 injun. to Ill" destruction of !;lllgihk' propCr1\'
(1lIller !11:11) rhe \X:llrk il<;df) indlltlillJ,! 111.<:'<; of US(' rt".<;lIhing
lllt'fdrrllll. IJllt I!llly lllllw eXlt.rll clll'wtl in Whlll(" (Jr ill p:lrll)~'
rlt"J..!ligt'lll :leI." or olllis."iOllS Ilf IllI." OWl1er, ;JnYOIlt' tlireclly or
intlirn:llr t'lllplon~d hy lhe ()n.llt:r 01' :lIlyom: for \\"110.<;(" ;1("1.<;
lilt' ()wller 1l1:1\" he 11:lhlt:. rcg:lnllc.<;s (If whclher Ilr nlll .<:11("11
Cl:1illl, t1:lIl1:lge, loss or cxpcnst' i.<> CIII."t.'tl in P:lrl hy :1 p:lny
ilHIl"lllllilkd 11crnll1(lt:r. StlCll.llhlig:lIifll1 sh:11I ntH hc nl1lSlfUctl
III nq~:IIC. :rhridW':. Ilr retlu~T (Ilht'l riJ,!flls fll (Ihlig;uitlll.'i tlf
inde1llnity \\'1Iicl1 would olhclt\'i.,<;t. l"."xisl :IS 11l:1 P:ll"ly (lr perSOll
tlcscrillt'<.1 ill Illi... ~tlhp:lr:IW:lllh I (I. J .(~.
10.2
SAFETY OF PERSONS AND PROPERTY
10.2.1 Till"." Conlf:lclor sh:11l t:lk(" rC:I.<;oll:lhk- precllHioll:" for
safely (lL :lIltl Sll:lll pro\'ide rl':I.<;llIl:lhk' jln}lt'Cli(lI1 tl) pre\'ent
tlam:lge. iniur~. pr In.''!'\ 10:
.1 t'mplo\T('"'O:; on thc \'{'"ork :md mher pel.'':OI1.O:; who m:ly
he' :lfftTlc(\ thcreh~.:
.2 llle \'.::ork :111(1 m:ueli:ll,,, :ll1d eqllipl1lt.'llIlll ht' llll."orpo-
1':11("(1 1 herein , whethel in ~I(lr:lge Oil 01' (lIT Ihe ~He,
under em..'. cU.O:;lody III COlllrol of lilt:" Cnlllr:It'lllr or
Ihe (:(llllr:lClIH." ~t1llnllllr:KII,r." IIf Suh..<;uhnllllr:K-
lo!.O:; and
.3 orln."r pr(lpt'n~' :11 till.' site or :ldj:ltTlll ,h~'relo, ."uch :r::;
Iree~. ,<;f1rl1h~. I:r\"\'n.<;, w:rik<;. p:r\'eltlel1l.<:, rll:Hlw:IY.<;,
.<:lnle'llrrt"s :lrltt lrlililic." 11Ilr (It'.<;igll:tlnl flJI' felllfl\':!I, rele)-
C;rliflll Ilr rq)I;l(t'IlWIll in llit" Cflll!.<:e of t"oll:"trllelioll.
.
10.2.2 The Cllllrr:lClm .<:l1all ,givC' rloti("{.'<; :md f'(Jlllph' \'.ill1
appliclhk 1:1,,'<;. ortlin:lllce.<;, fllk."!'\, re~ul:llinll." all{J la",lul ()nkr,"
of pnhlic :rtllf1ori!ic,c; fJt":nillg Oil ,<::lfC't" of !'cr,c;ollS or propel'll or
lheir 1"Cllecriotl rrolll d:lfn:lge. injury [II' It)!'\"
10.2,3 "'he (:(lIllr:r{"\(H .<;11:111 creel :llltl m:linlain. :1<: ft'(ll,irnl 11~
exi!'\rillR corlditiorl!'\ :md perform:mn,> of rl1(> CrllHr:ln. r~::l<:flll-
:Ihlc .":lkgu:lrd,<: for .<;~fc!)' :lnd I'totc("fioll. ilKludillg [lllsrillg
d:lnger .<;ign.<: :md olhel w~rning.<; :1~:lin.c;r h:I7:;nd<;, prtltlllllg:rrillf,!
<;:Ifclr rq~lll:i1ioll.<: :m(l nnlifyin~ OWl1er<; :md tl.<:CI." of :lrlj;lCcnl
."ile.<; :lIltlulililies.
10.2.4 \X'hcn 1I.<:{, or "'Ior:l~e of C:Xplll::;ive,<; or olller h:lz:lrdoll.\
m:neri:lls or equipmenl or unu.<;ual method.<: :lrc I1CCC'<;.<;:ln' f(lr
("xt'cUlioll of the \'Cork, the Contr::lC"lor sh:11I exelcise UlIllO<:1
CUT :mtl ("arn' on slIch ;l("lh-'ilie,c; ullder .<;tlpervisiol1 of propC'rly
qll:llifled per,<;llIlrlcl.
10.2.5 The C(Jlllr~nor .,,11:111 promptlr relllcdy drul1a,gc :mtllo...."
(olher Il1al1 dalll:l,ge or lo,'i.<; in...ured under properlY inSllf:lrltT
required by the Contr:lCt I)ocumems) 10 prnpert\' It'fcrn:t!IP in
O;1lJ.<;C.<: 10.2.1.2 :lnt! 10.2.1.:' clIIsed in ,;\'Imle or in p:ltl b~. lilt'
C:fllllr:IC!(lr. :1 ~uhC(lIltr:Jclnr, ::I Suh-sullr"(Hllr:ICl(>r, ()r :lrl~'tHW
directly or indireC'tly cll1ploYl:d hr :111)' of Ihel11. Ilr hy :1I1\'(1ll('
fm who.<;t' :lCIS lhey m:IY he liahle and for which tilt" Conlr:Klnr
is resp(lIl...ihlc under C:l:Iu:"es 10.2.1.2 :lnd It),2,1..~. n:n:pl
d:ull:l~e or In.<:!'\ :"lrihtll:lhle In :1('1.<; or {)llli.".<;ielll~ of lilt. (hVller
or Archilcct or anyone directlr or ilHlirenly clllployed hy
eilhn of !hern, or hy :1l1\"one for ""/1O.<;e :lCI:" either pf thcfll 1ll:ly
he li:lhl('. :lIltl not a"rjhllt~hle 10 the f:ll1lt or ncgli~t'll(.T or I Ill'
LfllHr:lClor The f(Jrq~oil1~ ohli~Wlioll." of the Cnnlr:l("lol :trc in
:HJdilifJll \(1 I he (:0111 r:lct()r~ ()hli!ot~li(lll,c; under P:lr:lwapll .~. I H
10.2,6 Tile ContraClor .<;hall t1e.<;l~n~lc;! re.<;pollsihk lll('fllher of
Ihe C011lr;1(:10r,<: or~;!ni7.;ltion:1I {he ,c;ile who.<;(" tluty sh:11I he tilt"
pn:n.'nl!1)1l of :rccidenIS, "hi~ per,<:oll .<;h:llIlw lhe C0l1l1':1C10l'.~
sllpcrinlendt'lll Illllc<;,,, f,ll1t:r",,'ist' dt:.'>i~llalt"d 11\. Iht" {:llll1r:I("111r
ill \\"rilillg III Iht' ()",un :lIld ^rt"hil~T'
10.2.7 Tilt" COIlII':KIOI ~h:llIlloI IO:ld III permil :IIlY P:lrt 01 Ihl'
ctlllS-trllClillll or silt" 10 he IO:ltlt'd so :I:" 10 t'l1d:mgcl' its .'Ukl\'
10.3 EMERGENCIES
10.3.1 In:1tl t'l1ll'lj.!l'llCr :Ifkclin~ s:lh:ty <If pcr.<;tlll,<; I" 1m lf1crty,
Ille Contr:Klor ,<;1\:111 :ICI,:II the C()l1Ir:lclor'~ tli~("It."lifln. tp pIC.
\'CI" rllre:ltcllC~1 tl:llll:lge. injllr~. fJr Ie JS.<; , Adtliliell1:lf \.lJrnpel1.<;;r.
I ion or c;'\lt'll.<;ioTl or lime cl;lillled hr lhe COnlr:Klol (Ill :ICCllurll
of:1I1 emngt:llcy..h;ln h(" determined :I!'\ pnn.itlnl in l':lr;lW:lpll
'i,,", :IIHt Anidc 7
ARTICLE 11
INSURANCE AND BONDS
11 . 1 CONTRACTOR'S LIABILITY INSURANCe
11.1,1 Th{" Contr:ICllJr ::;/1:111 pllrch:l.<:e fmm :lllt! m:lint:Tin in :1
cllmp:IIlY or ("oll1p:lIlie.<: I:""hlnr aOll1ori7.<xt !ll do h\l.<;ille~." in
Ihe juri"t1klioll ill which 1ft!' ProjC't"! i~ tOCllt't!<;ucl1 ill.<;ur:lIl("e :I~
will pl'OICC.t fh,~ COlllr:lt"lOr from c1:ti1ll~ .<:("1 fortll hdo\\' ~\'hich
rll:I~' :lrlse OUI of or re.<;llh frolll 111(' Clllllr;Kt{lr~ flper:Hilln.\
under Iht. (:onlr:1("1 :1l1d fnr which Iht: COlllr:l("lo1 tll:ly he Iq!:,Ih-
li:lhlt:. whelher "llch op('r:1Iion<: h(' hy Ihl' <:olllr:l("Hll tll In-:r
SUhqmlr:lt"lOI or IJY :lnYlll1e direclty or indin'uh. ('ll1pll)~cd hy
any of thelll. /)1' In- ;1I1\'OI1C for \\'ho~e :I("(S :tny oj 1I1C11l1l1:1\. he
li:rIJI('
.1 c!:lim.<: ltrltkr w{)rkn!'\' (11 Wflfkllll'n." nHllpl'I1~;;lliflll.
dis:lhilil'. helll'fit :111(1 olher "imil;" l'lllplllvl'(, IWlwfil :ICI~
".!lich :Ire :lpplil":lhk- 10 Ih(" W:OI k In he !,crforllled:
AI^ DOCUMENT A201 . {;FNF"RM r:(lNt)rTION~ OF TlH~ CONTllACT FOil CONsnllWTlPN. t'(lIIRTI~ENTlI F.nrnoN
.\IA. . t{)I'll17Trlt ^,~WllH'.ANrNo.:nn1'lFelf'^IH:III'lI'(:.I", I-\<;NF\~'Y()IU< ^\Tf'IIIF, N\'{' \~'lIqtrNI:rflN 11'. IUIII.-,
A201-19R7
19
\"MI:U.U"'G: lInIiC'!'"llp.(t pholocnf"v'nQ vlottttE'!l u.s. cnnyr'9"hf 1_", ;mn l~ llunl_cl In '''91'11 plTl!l~Cllllon
.
.
.2 CI:li111~ (ClI da11l:lge.<; hn::lIlsc of h()dily !lJilln", ()('Cl1P;I-
lion:ll sicklH:"s$ f)f di.<;<::I."(:, or dC;1l11 of the C{)nlranor'~
clllplcl\'ec.<;:
.3 Cl:lilllS (or d:nn:lgc,c:; hCCIIISt" of hodily injury. skk1l{'s.'
Of dL<;c1.<;<:. or dellh of ;IllY rl.:r"oll fltl1er rl1:lIl ,he Con-
It:1CI(lr".<; Cllll)I()yec,<;;
.4 c1:1irns for d:lIl1:lges ;nqm:d hy (!.,wIl pnsoll:ll injury
Ji:lhilil\" ("nvcr:1gc which :lIC sust:lillCd (I) 1n':1 persoll
;lS:t rC:':\111 of;\1l orrcn::;c dirt'nly Of indirectly 1"I.:I;II('d 10
c!11pl(l~'llH.:nl of ...Heh person hy lht" Cotllr:lClor, Of (2)
lw :lIlothcr person:
.5 CI:li1lls ror d:llll:ljZt.S, {Jlller (han to Ihe \"(Iork itself,
lWClllSC of injury 10 or Ck'.<:tnlCtjOIl of (;ln~ihlc prop-
crt\', including 10."'" of l1.<;(.> rcsllhillg therefrom;
.6 cl:lims for d:1.m:lJ!cs hcc:1.t1se of htldily injury, dC~lIh of
~ person or rropcny d:IIT1;1~e ;1rj!':ill~ out o( OO;Vllcr-
.<;hip, m:linlen:IllCe or ust' of :1 molOr vehicle; ~nd
.7 d:lilll.<; iTlvolvill~ contr:Klu:11 liahilily in~ur:lIlce :!ppli-
Gillie 10 the C(Jnlr~lclOr"s ohli~:11ion~ under P:tr~lgr:1rh
.,.IH
11.1,2 The imur:lIlCC rcquin:t1 hy SlIbp:1f~.gr~.ph I 1,1.1 ,<;11;111 be
..vrillcll for no{ le~." {h:m limits of Ii;."ilil)" specifit.-d in the Con-
Ir:.ct 1)11('\Ull(.'nt,<; Cll" n.,;r'llired hy I:l\\', ~\..hidlt'''('r CI)\ler:1lo!l' i,<;
g'eater. Co\'t.:rages, whether ~\'rilH.'n (lll :1Il ou:urrCllCC or
daims'lllmle h~.sis, Sll:11] h(' m:lint:tinnl will1('tll hucrruption
frolll tlmt' o( ("{lIll1ncnct.'lllclll o( the \Xiork until dale of nll;,1
P:I\'Il1t:nl :lI1d tcrmin:llion o(:my cover:l~e n:quin.:d to hl' m:lin-
l:lincd :lfler Hn:lI p:lymt'1l1.
11.1.3 Ccrtiric:nes pf lnsunlnn.' :lccept:lblc ((llhe ()wncr ,c;h:llI
he med wilh the Owner prior 10 commcll(:clllcnl of the Work.
These Cenific:lle.<; ~nd the ;m:ur:mce policies required by this
P:1r~gr;lph 1 t. I .';l1all cnnt:lin :1 provisklll 111:11 cO\ier:l~es
:Iffordcd under lhe policies will not be GlI1cdled or :1l1o'W\'Cd to
expire 1I11lil ;11 k:l,c;t ,~O (by"" prior wrillCll notice h:l~ heen ~jvell
In tilt' Owner. If ;lIlY of the forcgoinp, ill)';lIr:lIKe cCl\'er.lJ.K~ ;If(:~
required to rcm:lin in (orce after nnlll p:1ymcl11 :lI1d :1r(' re:l~{)n.'
ably ;,\':liI:lhk, an :Idclilion:ll CCniliGlle evidencing cOlllillu:ltion
of ~Ilt'h co\'cr;lj,le ~h:11I he ,c;UhOlillcd (\.itll 'he fin:ll Appliclllon
for I':.JYlllenl :/.<; required by Sllhp;lr::lgr:lph 9, Ifl,Z, lnforlll:Hioll
concerning reduclion of co\'er:l~e ."h:lll he furni~h('d by the
(:Cllllr:l('!(lr with rC:I~(lI1:lhlc rrOmpllH..'s,<; in :Kcord:lncc: with tilt'
Contr:K'I{)I"'<; inform:llion ~nd helief,
11.2 OWNER'S LIABILITY INSURANCE
11.2.1 Till' (JI;\'I1t'r Sh:lll IX' resp(lllsihh: flH pllf(:Il:l~in~ ;lI1d
m:lint:lining the ()wncr'~ 11~t1;11 H;,hililY in!illr:lI1ce. Option:lIly,
llll' ()\Vl1Cf 111:1\' p\Irc:ll~ISC :Illd Il}:tintain Illller il1sllr:lIlt'l' f(1I ,~t'lr.
proltTliOIl ;l~:lin~t cl:lims which 1ll;1)' ;uisc from OpCr:lliol1s
IInd('r lhe CllllmlCf. The COl1lr:l('lor sh:ll1 !lot he r('~p()n~ihle
II H p\lr("lI;,~ing :lIld m;,int:linillg thi~ oplioll:ll Ownl:(,<; li:lhility
iIlSllt:Il1l'(' unless specifiG.lly rt'quired hy Ihe ClIlltr;lt'!
1)lln"nClll~.
11.3 PROPERTY INSURANCE
11.3.1 IIt1k'~s ()therl;\'i~e lmlvidnl, the: Owner ,,,11:111 purCh:II'C
;tnd Ill:linlaill, in :1 comp:IIW or cnlllp:mics I:t\\.rully :ltltl111ri7.ed
(( I dn hU."in(.',<;.<; in the jurisdiclioll ill v.-hid, the Project is
IlH::ltl'd. pnlpl'l'lY in."\lr:IIKt.' ill lhe ;lIlH1Ilnt clf Ihe initi;ll Con-
n:l("l SIIIll :1." well :1.0.; ~lIh."eql1l.'llf nlfldinc;lIioll.O: IIK'reln ror the
elllire "'ork :1\ the ,<;he: nn ;1 repl:!cellll'lll ("oSI h:I~i.<; wi,hntH \'01.
11111:11'\' dnlunihln Such pmpl...'rt~' il1~ur:lll('(' .c;h:IU he: 1ll:1in.
l:titlnl. 11Ille<.;s (Ith('l"wi_<;(' 1)I(1\'id('d in thl' (:lllltl:lCl [)flCUIl1(.'llts
"I ntlll't\...ise :twced ill \\,,.ifit1~ hy ;111 1)('r-"ol1-" :llld enlhies \...1111
.tlC ht.tH:fici:t\ie<; Il( stich itlSur:lllCC. until fill;11 p:lyn1l'lll 11:1.<; heen
l1ud(" :IS pn'\'i(inl in I':lr:l~r:lph (,! {l or lIlllil flO pf:r"'lllIH l'lllilY
.
othn 111:111 till' {h,,'tH"r h:l<;:lll i,,_<;ur:lhk illl('1(',Q in tll" flt(IIWl't\
required hy thi<; 1':1I:lgr:lph 11 ,l, 10 he ("(l\"(,l'nL n'I1j{:I1('\-'~'1 i~
e:lflicr. 'l'Ili,e; ltl-"ur:lllce .<;11:,11 illclu{\e interC,';ls (,r 'he (l\\'l1er, tll'
(:(lFltr:IClllr, S\thnlFltr:tC1llf~ :lIHI .'::;llh-,<;llhulntr:lCl(}fc; ;,1 111('
\'Cork
11.3.1.1 Pr()Jwny il1~\tr:rn((' sl1:\11 h,: {Ill :Itl ;ll1-risJ.; 1)(llic\- f(lnn
:ltld ~h:lIl in.<;tlr(' :I,!~itl~t Ihe pt'ri1.<:; (If fire :l1lt1 eXlc!l(lcd c!l\'('r;lgc
:1l1t! phy~iGI11(,<:;,c; IH (btll:l~e inclllding, t\'illltl\ll (h!I'liclli'Jt1 {ll
nl\'cr:l~C, !llcrt, \':1ndalisl11, ll1;tli("illtt<:; 1l1i,<;dlir'/. (-()I1:fJlSl' 1:11.../'
n'(lrk. lempOr:1IY hllil<lill~~ :1rHI <lchris tr;I'Hl\.:tI ilH'ltl(litll~
dellHlliti(Hl flCc~sinl1nl hy Cllf(lrn'nWllI (l( :lI1Y :lpl,lk;111Ic IC~:11
rl"IttilTI1H..'I1I.<i. ,lilt! ,,,11:111 ('(lvcr fC;tSIHl:lhlc n H11IX'tlS:tt it HI flH
Archilect's ,o:("rvin;s ;lIld cxpense<; rcqllin.'d :1<; ;1 n.::-;uh "I such
in."lIfct! loss, C:(lVer:l~e (or olher peri!..; ,<;11:111 tlOI he requit('d
ullkss otherwist' provided in tile COIHr:ln 1)(lCtlllH-'T1l,<:;
11.3.1.2 If Ihe Owner doe~ not inlend 10 purclla.<;c ,,;nel1 prill"
crty insur:1llce required hy the COIlI1:lcl ;lIld n'itll ;111 of rl1('
co\'t.'r:lges in the ;llllOlllll described :111(1\'C, the ()\\"II('I sl1:tlt Sf)
illfllrl11 th{" Olntr:l(l(lr in writing rri(lr I(l nllllmenccment (If
the \'Xiork. The COlltr:ICtor 11l:l}' then cHecl insl1r:mce whicll ",,'iII
pnlleCI tile il1(ere,c;t~ ()ftlu: C()Iltr:lct(lr, Sl.hcc)l1tractllrs :u1(I ~~II)-
Suhcolltr:KIOf,<; in the \X/ork, :lnd hy :lppropri:II<.' Cl1:IItW-' Order
the COSI thereof ,<;hall he r:h:lf~ed to the Owner. If Ihe CllrHr:J(-
Inr i.s d;II11:I~erl hy tile f~lillln: or nt'~ln:l of ilK' C)Wllef II' pltt.
d1;lSl' or 11l:1illl:.in insur:tnn.' ~s dc.<;nihed :lIl0\"C. wilhoUl <;0
ll()lifyill~ lilt' Contractor, lhell Ihe O""'l1l'l ,<;11:111 he:H :111 f'(':I<;Ol)
:Ihle co."I." properly ;lIlrihul:lhle thereto.
11,3.1.3 If tll<.' pnlpeny insur;lf1ce reqllirc~ tllitlinl\1111 (Inlun;,
ble~ :Ifld such dedl1Clihle~ ;lfe idcl1(ified ill Ihe COlllr:lCl Doctl-
1ll("l1(S, the C.onlr:1ClOr sl1:111 p:1:y costs not ('(l\'('ff:d heclose of
,c;uch dedtlCtihle.<;, If file Owner or insurer illcre;lses Ille t'('quircd
minimum dcductihk,<; :1ho\'l'." the ~lllounl.<; ,<;0 id('ntified or if Ill('
Owner c:lect~ to p"rcha,<;e lilis inSllr:1llCC <:,:ilh Vl )ltll1t~ll'y dnlw:.
fibit' ~mnllnt~. the Owner .<;h:11I he re,<;romiihk fm p;lynWn\ o(
till' :ldtHlion:ll costs not covered hec:1\1sc (If such il1c,.('a,<;('d or
\'Ollllll:1fY dcdllctibl(.'s If deductihle,<; :HC nof idcnlified in the
C(llllr:Kt \)oClIment.", lilt' Owner ~h;11l p:I\' CllSI.O: llll! l'll\'Ct'<.'(1
hec:1usc of dcdu(-lihles.
11.3.1 A llnlt's~ olherwi,<;c provided ill the (;01111 :WI ! )OCU-
melliS, lhi~ propcrt~' in,c;ur:lllCC ~h~lll cover ponil lite; of Ihe \'('ork
,O:Iort't1 0(( 1111' sill' :Iflcr writ!cn :lppro\'al of Il1l.' ()Wlll'l :ll !II('
\':lhle l',,,t;lhlisl1ed ill the :lpprc)\':II, :md :ll~(l !)llnifJll-" Ilf III(' \'(.( ),-1<
in Ir;lllSil.
11.3.2 Boller and Machinery Insurance. TIll.' (h\"t1("! shafl
plll"ch;ISC :llld ll1;Jinl:lin hl)ilcr :lml m:lcl1itlcry Hl,<;\l!";lllfT
required hy tl1(' C.olllracl Docul1lent." (II h~' !:It\., \\'hich shall
spl'l'Hk;llly COV('l" sucll insured ohjects lImitlg ill....I:tI!:llillll :llld
untillin:1I :lCCl'pl:lllt'l' hy llll' OWll('r: this ;nsm:lllcc shall illdudl'
illll"TS1,e; (If IIH.' Owner, CIllllr:lCl()r. Stlhccmlr:l<:lllrs :lIltl S\th-
suhconlracto!".s ill the \'X/orl.:, :111(1 Ihe OWlH'I :Inti C(lIltl:!t'IIH
sl1;111 he 11:llllnl illslll'nls
11.3.3 Loss of UPle Insurance, The ()Wlll'r, :ll llle Owner's
oplion. lll~IY pureh:l.<;c :md t1l;!inl:li" ,<;uell in....Ur:ll1Cl: :1<; will
ins\lre the U(\'ner ;1~:Jin'<;l 10.';'" of usC,' o( thc ()~'l1C,'r'" propcrt\
dlle to nre or ()111~r h;17.artl.<;, ho(\'('vC1' CUt sed Thc (l\\.tll'!
\\'~li\'es:lll riJ.du,c; or :Ictlon ~lg;lin,"t the COIHr:lctor f(lr ItlSS of tl~e
tl{ {Ill' UWller's [llOpl.'ny, including c()t1sequcnti;III(I~,"cS due III
firc or olher h:17':1f(1.e; ho\'-'t"\'er clIl<:;ed.
11.3,4 Jr tll(' COlllr:lctor reqlle~t~ in n'ritll11J: IIl;lt inSltl:lnee fl1!
risk", fllher 11l:1Il those descrihed Ilerdllllr for olher _<;pn'i:lf 11:17'
:ll'd~ he included in lilt' propCni' inS\lf:lIHT 11l1!itT. Ihc ()".t!C!
<;h~lI, ir r(ls,,,ihle, include ,<;lIch in<;tlf:mn.:, :lnd IIIC e(l.<:;t tllCH'(l["
<;11:111 h(' cll:1rf.(t"d Ii) Ih~ C<ltllr;IC!C)f 11\' :IPPfllllli:II{' C:l1:nlj..!('
()rder.
20
A201-1987
^IA DOCUMENT ,11.201 . (;rN"-H^I. CONDITIONe; or IIII' C :()NTI~M:T FOR CflNST1!lI( :Tfl IN . rr II'HI ITN t 11 FI)IT1( I"'"
^I"'" . '<" Iqfl~ 'IIII' ^Mr.tH(:^N INSTll'l tTF. (IF i\UC!llTF(:'1 s, t~,<; N!'\t' Y()UK i\~TNI IF N \t . \t.,\t.;IIlN(;1 ():>" 11 ( .!qllllr'
WARNING: UnllcE"nll",d photoc.opyln9 violates U.S. ~n"vriClhllaw!ll Imd 1Illlllhj!l!Cl '0 "'gall""'ll~e"ti"".
.
11.3.5 If elwing rhe ProjecT con.':;rn1Clion period the (h\'llcr
insore" propenies. rc~1 or rcr.'mn:lf Of bolh. ~c1if)illing (If :ldj;J-
celli If I 111(' .;jle hy property insur:mce under pulierc." sep:1r:IIC
horn rhn.c;e irl.'Hlring !he Proiect. Of if ~ftcr fill~1 p:l\'IllClll prop-
erly in.<:tH:lIlce Lc; In he prodded on rhe COf1lPIcI{'d I'rojCCl
ll1nlllgl1 :t policy or ro1icies other Ih:1Il rllO,<;(' insurill~ fhe Pruj-
(Tl dnrillg Ill(' conc;lrUClion period. the OWller Sh;lll \\'~in.' ;11I
ri~hr<; in :H:c()fd~nce ~vi(1l the 'eon.s or ::;\Ihp~r:'Rr:lph 11.."'.7 for
d;IIl\;lI!CS GIII.sed hr fire or orher perils covered hy this .<;cp;tr:llc
property insur:mcc:. All ,<:cp:lr:llc polidt'.c; .c;hall provide Ihis
waiver of suhrog:ltioll h}' elH.lorsclllclll or nthcnt'i.sc.
11.3.6 Ikfure rill exposure '0 10'<;,'; Tllar oc<:ur. the (h"ner sh:-ill
file wilh the COlltr:lCIOr ;t copy or c:lch policy 111:11 includes
ill<;t1f:ll1ce covcr:l.Re~ required hy thi<; P:lr:'!U:lph II.). E:lch
policy sl1;111 COl1(:lin :1.11 .'(ener:llly :'Ipplic:lhle condition,c;, defini-
lions, cx<"lu:o:;ion:o:; alld endorscment." rel:lled tn Ihi." Project. EdCh
policy :o:;h:1Il cont:'lin :l rrovi.c;ion 111m tll(' policy ~....i11 nOl be
c1l'lcdlcd or ;lIlowcd to expire unlil :'II le:lsl ,~1I (l:1y,'" prinr wril-
tcn llotice h:l.<; heen gh'en 10 the COn1r:lCIOr,
11,3,7 Waivers of Subrogation. The Owner ;lml (;olllr:lclor
w:1ivt' :111 rights ;Jg:lin,"1 (I) c;tch olher :111<.1 :U1y or tlleir ."uhcon-
tr:K!Of.", ,"iuh","itlhcolltr:tC'lor,"i, :1~ents :1I1d empkl\'et':s, c:lch or the
lJlllt'!. :11lt! (2) rIle Architect, Archilt,'C't',<; cOfl,<;ull;lIltS, ,<;ep:lr:llc
ClJI11r:lctor,<: described in Article 0, if :111\', :m(\ :ll1r of Iheir sub-
COl1lr:lClor,<;, ,<;l1b..<;uhCOIlIr:1Clo('s, ~genl.'i and employees, for
d:lI11;I~C.'i clt!.<;('d h~' fire or olher perit!' 10 the extenl co\'cred by
I'l'llperly insl1f:lI1C'c oht:lincd rmr,<;u:ml 10 lhi!' P:lr:tgr:lph I I..~ or
oll1el' properly illsur:lllcl' :lpplic:lhlc 10 lht' \'{iork, execpl ,'luch
ri1-!tus ;J,'l they h:l\'<: 10 proc!"ecl.c; or <;uch ill."ur:1I1('e held Iw lhe
OWlll'1 :1.<: fiduci:try, The O~\'llcr or Contr:l("!or, :1,'l :lppropri:tlc,
Sh:lll require or lhe Archhect, Architcc!',c; ull1,<;ull:ml<:, ,<:cp:lr:llc
cOlltr:lt"lors de,'lcrihctl in Article <i, ir :my" :llltlthe ,<;uh<."Ol1lr:K-
Il)!'<;, ,<:lll'-"<;llh("()fllr:IC1()r,<;, :l1-!enls :lIlcl elnl)lflY('("S (Ir :IIlY Clr 111Cfl),
hy :lppmpri:t1f :tWn'll1elll~, 'tvritten where IC1-!:llly required (or
\':1/idity, ,<;imi!;lr ~'I,":liverse:tch in r:tvor or other p:lrties ellUlTI-
cr:Iled herein, The: polkies ,<;h:lll provide such \'\::Iiver.'i or sIIbro-
g:llinn by cndo!'.<;cl11enl or (Jlhcr~"i,<:e, ^ w:1iver or ,'luhrop;:ltioll
sh:ill he erreClh'C.: :1-" to:t per,<;on or entity even Ihllllgtllh:1I pCI"
S()I1 IJr elllity t\'(llllel olhert\'Lc;e h:I\.'(";:I dUly C)r indemniOClliotl,
Ctlnlr:lCtu:ll Of' othern'j,<;e, did nOI p:'y the in.<;ur~ncc premium
directly or ill(lin:clly. :md wheth~r or !lot Ihe per,<:oll or C'l1ti!~'
11:1(.1 ;m insm:thle interest ill the rrope-rl\' cl:lIn:l~cd,
11.3,8 A I<J.<;5 jnsllfeu under Owner's prclpertr ill.<;llr:Ulce ,,,11:111
he :ldiustcd hy the Owner :t,<; fiduci:try :tnd ll1:tdc r~Y:lhle to the
Owncr :1.<; nduci:lry ror tile in~l1rcds, :l~ their intcre~t~ Ill:l)"
appc:lf. <:uhject to reqllirelllenl~ or :1I1Y :tppliclhlc mong:t,Ree
cl:1\'~e :Inti of Sllhp:lr.1,R:r:lph 1I,,~,I(I. The COl1tr:lctor ,<:11:111 p:ty
SUhUlI1Ir:lCIor,<: thcir ill!'t ,"ill;lre~ of in,<;ur:tllce procl:'cd~ reech'ed
h\' the Conlr:IClor, :l1ld hy arrropri:1I1:' :1J!ret'lllelll.c;, writlcn
wlll,:rc: ICg:llly required ror ....alidity. ~hall rc'quire SllhCOrHr:lClOrS
tll 1l1:1kc P:l\'lIICI1l,<; In Iheir SlIh.,<;uhnliltr:lctors in sil1ljj~r
lll:lIlller
11.3,9 If required ill writin~ hY:I p~r1y in illlnC."iI, the {hvner
:t<; r;dltci:lr~' ,<:11:111, upon oCCllrrence of :In ill."II((,'(I lo~,<;. ~i,'c
hond ror propt'r pcrform:1llcc of tilt, O"'llcr',<: dWies, The (u,<;t
of rcquired hllntL<: ,<:11:111 he ch:lr,gccl :lg:liIlSI proct'(:ds reeeivcd ;IS
fiduci:ln' The Owner ,<:11:111 dt'pn,<;il in :1 ,<;ep:lr:tle ;lCCOUlll pro.
('(:nl.<; .<:fI n:cci\'('d, which Iht; (h"Ilt'r ,<;h:11I tti,strihutt' in :1c..Tor-
t1:mcc witll ,<;t1ch :1~reCI11Cll' :1.<: the p:lflit'<; in irlll'l'{.',<;r rn:l\, le:lCh,
or ill :lC("ord:mn: ~"ilh :111 :lrhilr:Jtioll :It\':lrd in wllich c:t,"e lhe
l,rrlCl'{lurc ,<:h:lll he :1,<: pltlvided in 1':'r:I~!r:lpl1 ,je; Ir :lrter <:llch
lr1S" Ill' IHller ,"pc:ci:lJ :IJlH'l'Illt'lll i,c; m:lflc, l'Cpl:ln:1I1Cll! Clr d:II11'
:Ignl plClpt.'r1~' ,<;h:lI1 hc C'ln"t:rn! hy :lppnl!)ri:lIt' (:h:lIl,v,e ()rdcr,
.
11,3,10 Th(' (h"nn :\.<; fhluci:ln' '<;]':111 11:t\T P(H\ ("I II' :alitt':1 :1(1,1
<;CIII(' :1 I(}<:~ wilh ill~llr{'r,<; 11l1le,<;~ tl!H' (If llu: 11:lrlk<: in illlt'tC~1
shall (lhjc'n in w,iting t\'itI1rn fi\'t' d:I\'<: :llln 1l{'ntl'tCIH~' 11[ Irl~~
to ll1c ()~'ll("l"'<; e:,<('r6<:(' ,If !hi<: pn~'n: it <:ttch "hiC'li"t' h,.'
1l1:1d<.', arl)ill':lIfll,<: ~Il:tll he ChtISC1' :1,<: lHCIYitlnl in l':ll:l!!l:q,II'1 :;
The OWlI('r:1<; (jclllci:TrY <;11:111. ill tll:!1 C:l~C 111:1kc s{'lllnm'lll \\';111
;ll,<:IIl{'!'.<; in :lcnnd:l1lU' \\"ilb dirC"ctions r1( slIch ;trI1il,:1IIlJ~ !!
di,<:ll'ihllliOll 01 illS\1r:IIl.C prClc{'cd,<: h\. ;Jrhilr:lliol1 is ICqllilt'd,
thc ;lrh;lr:llnr,<; will dirr.'(1 ~l1ch disll'ihulillfl
11,3,11 1':lrli:lllln:\lp:mcy or 11<:(" ill :1tcrltd:lIln' ",ilh I':lr:lfU:lf1h
IJ.l) ,Sh:lllllOl COllllllC"KC:' lIlltil lhe in.<;lu:II1CC ((llllp:lIl'. 'u (,{llll-
p:lIlic,<; providin~ property insur~ne~ h:l~T Cflll<;clllnl lO ::lIeh
p:lni:ll occup:mcy nr 1I,<;e hy endorsement nr 1l1hrr~'ist' The
()Wtlcr :tntlthe COlllr:1C1or .~h:llll:lkc rC:l<:oll:lhk ,<:t~'I'" III ohtain
Cotl~l'nt or ll1e ill<;l1r:lIlCf COIllP:lll\' (lr ('(l1ll1':111ic~ :tn<l -,,11:111,
withoUl l1lt"lI~1 written con,<;ent, I:lke no anioll Wil111{'SJl('C,"1 1(1
p:tTti:11 ncctlp:UlCr or use IIl:!1 would <':111<;(' (,;1I1(,t'II:II;nl1, 1:lp,<;(" nJ
reduction of in,<;llr:uKc,
11.4 PERFORMANCE BONO AND PAYMENT BONO
11.4.1 Th{" Owner ,<;11:111 h:lve th~ righl to require lhl' U ltHl':I("
lor 1(1 rllrni,<;h h(md.<: crlverin~ (:tithrul pcrrml1l:lIlct' rd lilt' (:I)ll,
tr:lCf :md r:I~'melll or olllj~~tions :tri.<;in~ lhereulltl':r :1~ ,<;tipu"
lalnl in biddill~ requiremcl1ls or ,<;pf:XinC:ll1~' l'equiled in 1l1e
Clllur:lCl [)(!CIllllt'lllS tll1 the d:lIc or exenllioll Clf' Ill(' C:Ill111:l("1
11,4.2 '-Jp(lIl tht' lequt'.sl C1r :llly per,<;llIl 'IF elltif" :1I'PC:1Iil1g II'
he:l pOlcllli:11 hCllcfici:lry orhond,<; co\'Crillg P:l\'t1It'lllllr I1hnl~:l
lion<; :lri.<:ing ullder lhe CPlllr:1Cl. Ihc C0l1lr:1Clllr<:h:1J1 !Hfll1lPlh
rllrni,o;h :1 ('oP~" of lIlt' hond.<: or <;h:III per-mil ;t ('Opl' l{' he ilIad'.'
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12.1 UNCOVERING OF WORK
12,1,1 Ir :l porlio!l or the \Xiork is cmTrcd nllltr:lf1 In tile
Archilt'n',<; reqllt',<;l flf 10 rt:quiremcnt,<; ,~I'cTilk;llh- C'<I'!('s<;{'11 in
rhe (:lllllr:lt'1 IX)('IIIIWlllS, il IIlltSl, ir re(jtlirctl in wrilitH! hI the
ArchilecT. he 11I1ccn'crc:d ror the Al'chil(T(,~ llhsC:IT:uiClI1 :lllr.! he
rcpl:1c{"d :tl the (:111111;1(:10(,<; e~pcn~t' withpll1 eh:mw_' ill lIw
COlllr:lct Tillie
12,1,2 Ir:1 portioll of Ihc \'{Imk h:1," IWl'll co\'t:lecl \\'!lith Ihe
ArclTilecl 1m," llol ,<;pedfk:III\" rcqt1esled In oh<;cr\'c l'til1l l(l ils
hcil11Z co\'ered, thc Ardlilect 'l1:1~' r('{Joe"t III <;('l: ,<:nel1 \'Cprl, :lIld
il<;I1;l1! he llll('(l\'crc(l hr lilt, COlllr:K!ClI If ,<;11(11 \X', Ilk is ill
:lc("{lrcl:tllce t\"iI11 llle r.:lmlr:Kl I>fIClIl1Wlll.<;. ('1)."'-" clf tltl('!I\-'CI'
ing :lIld 1'('1'1:/('(:'111('111 Sh:lll. lw :1f1prrlpri:llc (:J1:1"W' (\ldn, 1'('
cl1:lrgl.'d III Ihe (h....tler. II ,<;ltch \~"lJrk i,<: nol in :ltTlllcl:IIl(C \dll1
lht' COl1tr:t('t J)nCtllllenls, lhc Cnntr:l('/nf ,,,11:111 P:I\'<;Ilch <,osL<;
lllll(.'s,<; rhe conditio!1 W:l:<; c'u."ied hy tilt' t )n"nt:l or :1 <;(,p:lr:llt'
cfll11r:lClor ill which ("V('lll tile On'nel ,<:h:lll he rl'sp'Hl,<:ihlc 1'01
payment or .<;11('11 co,<;(,<;,
12.2 CORRECTION OF WORK
12.2.1 The Clllltr:K'lor ~h:lll prnlllplh' (,('rleel \X,'ork r("jnlnl
In- fhe Arcl111cct Clr r:tiling tll CClllrClrtH 1(1 111(' 1t'(lllit('tlll'tl1.<; '11
lhe Contr:lcl J)O('l 1l1ll'1 11,<; , \\'IH:thn llhsCl'\'nl hefole (ll :111('1
Sull.slanti:11 {:tJlllplt'liclIl :Illd whelllc:r Cll n'lt f:lhriClIt'll, ill"I:III,'tl
IIr CllIllplctnl Tilt: (:cllllr:tClcH ,<;h:lll I)c!r (.'11Q<; (lr ((l!t,'('lill'(
.such n.:it'cted \'Cork. iIlCludill'~ :lfldilifll1:tI ,cQing :111(1 itlSpr'
lion.<; :lIld COlllpt'llS:uiclll fllr the Alr:l1iltTI <: <:('l'\'i".''' :111(1
t~Xll("I,<:('S 111:1(1(' 11('((,<;S:lI'\' I Il("l'c'l,~'
12.2.2 If. willlill (1!le n.:Jr :1(1('1' 111(' d:llC Ilr Slt11S1:ulli:d 'IUll!,II',
lion 0/ lhe \'('ork or tlt'.si~ll:l1t'(1 pOl'1iOIl Illclt'lIf. III :lllcI lilt, d:ite
AlA DOCUMENT A201 . t :n'lFflAI. I (INllITH IN" (J!' TIll' U INTn,^l:1 F( 1!i r:t INS" III',"r !IIN . l'( llnl'! ITNT!I F!l'TlON
AlA. . "'l"J.l- TIll' ,\l>lI'rllf ,\N INSlTJ 1 ''1'1'' 11' A'H:rll'l FCr<; t7\<; 1.1'\'(' YllIH, ^\TNl 'F.. N \\' \~'^.slllNCt c1N II ': J.!IlIlI(;
A201-19S7
21
W^RNING: tl""~fI"!I:prl f'h(Jt"I':f)!1V1r'9 vl"""e!llJ,S, copyriqhll:lw"I ~"d I!': <;lIhi"r.1 10 Iflgnl f'rI'H'flcuIlC'l"
.
for COfllll1(.:ncemcnl of \~':;lrr~nlie~ ~.c;l~hli.c;h('d ullder ,C:;uI1-
p;lr:lgr:lph 9.9.1. or hy !crm~ of:m :lppliC:lh1e ,c;peci:ll w:lrr:lfltr
required by the Contr:1CI DOCUI11CIll.<;, :lllY of the \l;lork is round
to he no' in ;lccor<.!:lnce '."1111 the requirernem,c; or the Contr;lct
Documents. the COnlr:lClOr .c;h:all correct it promptly :lfter
receipl of tvril1cn nOlke from the Owner tn do ~{1 \lnles.<: the
Ch\'ner h;l'<; rreviolisly given the Conlr~ct(lr ;l wriltCl1 :lccep-
!;lflCe of ,"uell condition. Thi.<; period of one YC:lr .<:11:11] he
extended tvjth rc,<;pcct 10 ponion.c; or \~:ork fir,<:l performed :lfler
Suhst:l!Hi;l! Completion by the period or time between Suhst:ln-
Ii:!l Completion ;lntl the ;:telll:ll rerforrmlllce of rhe \'{;ork. Thi::;
(lhfi~:llion under lht.. Suhp:U:lRr;lph 12.2.2 .c;I1:l11 survive :1eeep-
(;ll1ce of the \'{iork tInder the Contr:1ct :1nd lermin:ltion of the
Contr:lCI The Owner .<;h:11l p:i\'e ~lIch notice rromptly :1(tc:r elif'-
co\'ery of the condition.
12.2.3 The (olHr:1ctor .<;tl:lll remo\'e from the .<;ile portjun~ of
llle \'{iork which ;lrc not in ;lccord:lllce t','illl lhe requirement<;
flf lilt, (;011Ir;lC1 Document.<; ;1nd ;Ire neither corrected hy the
COlllraclor nor acccrled hy lhe Owner.
12.2.4 If the Contr:lctor f:lil~ lO correct noncon(ormil1~ Work
within :1 ret~on:1ble time, the O~!Ile'r In';!r ("orrect iI in :1C("or-
d:111Ce wilh r:1ra~r:tph 2.tI_ J( thc COlHr:tctor do(':~ nol proccc-:u
with correction of such noncon(orrninlZ \"(Iork within :1 rC:t.<;OI1-
;lhle time fixed hy written notice fromttH: Architect, the Owner
m:ly remo\'e il :1nd ,<;tore tile .<;:II\':1l1le m:llcri:ll.c; or equipment :U
the Contr;lCtor'.<; expen.<;c, If the Contr:lC10r docs nOI p:ty co~t~
of _<;tlch remm':ll :1nd :<ilOr:tge' wilhin tell d:ty~ :lftt:r written
notice, the O't'.'Iler ll1:1Y uron ten :1ddilion:J1 d:I~'s' wrillen
nolicc sell ~t1Ch l1l:lleri:1l,c; ;mcl equipment :11 :1l1CtiOIl or:1I rri\,;1I('
,<;:lle ;md .<:h:1I1 ~CCOllllt (or the rrocct:d:c; thereof, :lfler c1cdllCtinR
co.<:t.<; :lIld d;IIIl;l~e~ th:lI should h:t\'e hecll home h~' the COil.
!raCIClr, inchlding ccHnpell...:llillll f{)r lhe Architec!'s .<;c;rvice~ ,llle!
cxpell.<;cs tn:tde l1('ce:<i~:try fhereby. If such rroceed<: of .<::tle do
nOI cover COSI~ which the Contr;lctor should h;tvc horne, the
Cnlllr:ICI SlIll1 .<;11:111 he reduced hy the deficiency If r:1YJ11C'IlI.<;
then or tllC'n:~fler due {he Contr;1Clor :lre!lot .<:ufficient In cover
such ;1111011111. Ihe COlllr:lClor ,<;11:111 p:lY the di(fl:"rence 10 lhe
()wner
12.2.5 The CotHr:lctor sh:11l he:lr the com of n1rreclillR
dC<;lfll\"cd or d:lIl1:l~cd f,:f)I1~truClion, 'tvllc'hcr completed or
p:lI'lially COll1pIClt'd, of the Owner or _<:cp:lr:He {'(J1l1r:K'or:o;
c:HIsnl h~' the (;ol1lr:lClo(,<; correctioll or rel1lo\':II o( \Xfork
which ;,c; not in accmd:tnce ~'i1h the requirCIlI{'I1I.<: of the Con-
tr:lCt I)()('tlnlenl.'i
12.2.6 NOlhin~ COlH:1ined in Ihi... P:1r:l~r:tph 12.2 .<;h:llIl1e con.
stnlcd to e.:c;l;lhli...h :l f1erind of limit:ttion t\-'ith respect to otller
nhli,g:1fion... 't\'hich the Contr:'!ctor mi~hl h:tvc tinder the COIl-
lr:lC! DOC'UIllCl1lS, E,c;I:lhli.:c;hmelU of Ihe lime: f1criod flf olle "C:1r
:1.0.; tk:scrihnl ill Suhp:lragr:lph 12.2.2 rd:lIt'..; only 10 the ,"pcdfi(-
lIhlig:lIion of the COlllr:tClor to correct 111e \'(fork, ;lIld h:l~ no
rdllioll.<:hip In :~le lirn(: within whicl1lhc obli~:lIi()n to comf1ly
with the Conlr:lct !)ocurncnr.:c; nl:ly he .<:oll~IH to he enforced,
nllr In the time \\'ithin which pf(l{:l:cdin~s 111:1)' h~ cOlllT11enced
tn c~l:1hli~h the COTlfr:lc,or'.<: !i:lhility wilh re."pccI '0 fhe Con-
Ir:I('fo'-s ohli~:Itiol1.c:. olher Ih:Jn ~pecific:1l1y 10 correcl lhe \'(-'ork,
12.3 ACCEPTANCE OF NONCONFORMING WORK
12.3.1 If the ()"'Iler prefers t(l :tCCC'Jlf W'ork 't"hich is Il(lt in
:tCclHd:ll1ce with (he requiremenls or the COlllr:t<:1 Documents,
tht' (lWIlt'r 111:1\' do ."0 lnsle:l(.l of requirin,g il," r('lll{l\':11 :1lld cor-
I(Ttioll, ill which CI.<:(" the CnTlfr:lcl Sum \"iII he redllced :1."
:l]lpnlIHi:flt" :1nd equil:lhle. SIKh :ld;II~'lllellf .<:11:111 he effecu:d
Whclhn or llOl fin:-tl p:l\'mell! 11:1<: heen m;ldc
.
ARTICLE 13
MISCEllANEOUS PROVISIONS
13.1 GOVERNING LAW
13,1.1 TI1C C(llltr:tct .'ill:!!l he g<lvcrnt:c1 hy tllC 1:1,,' or the pl:ltT
whcre Ih~' I'roje('l i... ]oGlled
13.2 SUCCESSORS AND ASSIGNS
13.2.1 The Owner :Jlld Cnntr:lctor respecti\'cl)' hind fh('ln-
,<;<:I\'('s. 'heir p:lflnCr.5. ,"UCCC.'isor.<:, :I.:c;...j~n_c:. and leg:ll rcrre.<:l'lIl;I,
tive." 1(1 the other P:lrt)' hereto :tnd 10 p:lrlner."'. ."llcces_<;o!'''.
:l...,<:i~n~ :tnd lc~al repre,<;en!;:ltivcs of .<;lich olher r:1rly in re."pe('1
to CO\'en:Jnl.5, :I~rcclllent~ :lnd ohli~:1tions COlH:1ined in rhe Con-
tr:lct Documents. Neither f):lrty to th~ COlllr:lct ...hall :l.<:_<;ip.n lilt'
COlltr:lCt :1~ :t whole 't\-,irhout written cOIl,<;ent of fhe olher_ If
eithcl pnrq' :lllelllpt... 10 m:1ke ~tlch:ln :ls...ignlllCllf wilhoul _<:ll('h
({)n~('nl, lh;11 p:lrty ...h;lll nevcnhelc.<;.<; rel1l:linlq!:llIy responsihle
for :111 (Jhli~:tli()ns under the COl1lr:tct.
13.3 WRITTEN NOTICE
13.3,1 \"(I rill en tloti('l~ ,<;11:111 he deemecl to h:Jve ht'en dill\'
,<;ervet! if delivered in rcr~OIl 10 the inclh'khl:tl or :l ml'mher of
the linn llr cmity or 10 :lll officer or !he cnrrllrmi()I1 f(lr which if
\\":1." inlcnded_ or if delivcfl'tl:ll or ,<;{"nt hy re~i.<:tc-r('d or ('('rtified
m:lil to the l:l...t hll.<:ines." :lddrc~.c; known In the p:lrt\, ,t!idlllZ
notice
13.4 RIGHTS AND REMEDIES
13.4.1 DUlic~ :tnd ohli,t!:11ion... impo...nl hy the C:0111r:\I.', DonI,
IllCIll,<; :lod ri~hls :lnd H'l1ledie~ :I\':lil:lhk- thereunder ...11:111 he in
addition 10 :1Il(\ nOl :llilllil:lliOIl of dulie.". ohlig:lIiol1f', ri~tll,o.; ;Jlltl
remedies otherwise imro...cd or :T\':Iil:lhle hy law
13.4.2 No :IClioll or f:lilure to ;lC! hy lhe OWIlC,'r. Archilt'Cl 01
COlltr:le'or .<;11;111 (o!l.<:litnl(" ;J \'\':'1i\'er of:l ri,l!ht or dUly ;Irr(lldnl
Ihl.'lH tinder the COlltr:l("{. nor .<;h:11I such :lCtion or f:lilurc III an
con~lil\llC :lpprov:lf of (Ir :1cq\lic~CeIH:e in ;1 hn::ldl 111c:rclIlld':l,
cxcepl :1'<: m;IY he .<;pedfic:llly :IWecd in ,,-riling
13.5 TESTS AND INSPECTIONS
13.5.1 TC"L<:, ill.<:penilln,<: :Itld :lppro\':lI,c; of llOni{lllo.; of tht'
\,\inrk required hy the Cj)lllr~C' [)m:unlclll." or hy 1:1\\',<:. (Jali-
n;mce.", rule.'i. re~ul:lliflIlS or ordcr~ Clf rllhlic :llIthoritic." Il:n'jllj.!
juri!'diclion .o.;h:11I be 1ll:lde :It :tn :lppropri:llc limc. IInle.<:" (l,her,
\\'i~t' pm\'i<kd. the C:ontr:lCtor ...11:111 m;lke :!rr:lIl~CIl1{'tlf'<; r(lr
.<;ucll les\.<;. itl~pCClioll~ :lIld :Jpprn\':tl.<: ,,'jlh :m independctlt tCSl,
inJ! l:1hor:11Clry or enlily :lcccpt:1hlc 10 Ihe Owner, or "'ilh tll('
:lppropri:lIe j1uhlic :Hllhorit~.. :Ill~l ...h:11I heIr :111 rdued ('OSl.<; of
tl....I.o.;, in.o.;IK'Cllllll.c; :tnd :lllpnH':lls. Thl' (:(lnlr:ll'lllr .<;11:111 giq' lht'
Archill'l'l timely tlolk'l' o( when :Ind ,,'here tl'st~ :1Il(! in "pcc-
lioll." :lr(' TO he Ill:ltk .<:(l fh{' Archilen 1ll:1)' oh.<:{"r\'e snch procc.
dure.<: Tile O",'ner ,..11:111 hC:lr cn..ts of t!~.<:IS. in.<;pc("fions Of
appro\':l!.<; ,,'hieh do nflf hecollle' reqtlirellwnt.<: U1uil :Ifter hid."
:Ire recci\'n.! (lr ne~!lli:lli(ln.<: n"Kllltle(l.
13.5.2 Ir the ArCl1il('ct, OWIle:r or Jluhlic :11tl!1of'llil's h:ldng
illri~dlCliCln dC'lcflllille 111:11 portion.<: of the \"(:ork requiTe' :Id<li,
lioll:tl le.<;till~_ in,<;pectioll or :tppro\';1I not included tlnder Suh.
p:lr;lgr:'I-,h 1.~ ~ ,. tll(' Arc:!lill'("l ,,'ill. upon \\'riflcl1 :rull1clllZ:Tlifll1
rrolll file Otl.'lwr. ill_<:trtlCl the COnll';lctor to make :It'r:ltIgl'lllCTllS
for ."ltch mldilioll:111l'SlinFl. in,<;pt.'Ction Of :Ippl'Cl\':d h\' :llluHit\
:1<'Tcplahle to rhe ()wner. :ttld the C(lIHra("!or ~h:tll gi\'(' lilllCh'
notice!o Ill(' Architect of t\.-hcn :lIld ,,-hef(, teSI<; :lnd in.<;Ill,'{'lil 'Jl,<;
:11't. t(1 he Jlladc so lhe ArchiteCf 1ll:ly nh<;CI'\T ~;\rdl prot-elllln'"
22
A201-1987
AlA DOCUMENT A20t . (;ENF;R,\1. C.ONDIT1(lNS rll' nlE ({IN'I'RAC! FOIl CONSnll'CIV)~1 . J'll( 'nTEFNf'lf r:!)II!1 )/.:
AlA'" . rc'I"~- TlIF. M.1F.nw....N IN"TlTl;TF. Of' AIlClllTFC'TS \"'<; NFW' ,-nIH: ,\\TNI'F. ~W W'AqIlN!:!!,!'.: I' ( _'linn"
WAR:NIN\.: U"'iC"'"!'l_d phOlnr:oJlYfn9' violPlIl?s U.S, eOl"v,iqhllllw'Illnrl i!; <:uhif'eltn lI"plll pro"=lIr:lIU,.,"
.
-;;111.: Owner shall hc;lr such cOSts except as provided in Sub.
par:lgr;lpl1 13.5..).
13.5.3 If -"lIeh procedures for teslil1~, in~pection or (Ipproval
\Ill(k.''f Subpnragr::tphs 13.5.1 and 13.5.2 reveal failure of the
Pllr!;()",<; or (he Work to comply with requirements established
hy the Contract Documents, the Cont1.lctor sl1all bC:1r all costS
m:lde ncces.c;ary by suell failure including those of repeated
I,roccdure... and compensation for the Architect's services tlnd
expenses
13.5.4 Ikquircu certificates of (l'Sting, inspection or approval
shall, unless olherwise required by the Contr:KI O(l(:ulllcnts. he
sccured hy the ContraclOf and promptly delivered w the
ArchiteCl.
13.5.5 If the Architect is 10 observe tests, inspections or
:lpprov;ds required by the Conrract Documents, the Architect
will do so promptly and, where practicable. at the normal place
of lesting.
13.5.6 Tests or inspections conducted pursuant 10 the Con-
rr:lCt Documents shall be made promptly to avoid unreasonable
ddlY in the Work.
13.6 INTEREST
13.6.1 P:lymems due and unpaid under the Contract Doeu-
mel1lS shall bear imereSI from the d:ne paymem is due at stich
fate :l<; tile p:lrlies Ill:l)' agree upon in writin~ or, in the <Ihsenee
1l1en:oL at the leg:11 rme rrevamn~ from time to rime at the phlce
~.herc: the Projecl is located.
13.7 COMMENCEMENT OF STATUTORY
LIMITATION PERIOD
13.7.1 As bel ween the Owner and Comr:lctor:
.1 Before Substantial Completion. As to :1("IS or failures -
to act ()(:curring prior 10 the relt"::1l11 d:nt' of Suhst:ln"
ti:ll COlllplc:tioll, any applical>lc: S\:lIl1te of limit:llions
shall conmK,1ce [0 rull and :lny aJlLllt'"tl Glll<ie of :lct ion
sh:t11 he deemed to h:lVe accrued in any and all events
not l:lter th:1I1 ,c;uch dale of SlIbsl:Intial Completion;
.2 Between Substantial Completion and Fina' Certifi-
cate for Payment. As to ;1<:tS or failures to aCI occur.
ring sllb.<;eqllcllt to the relc\';tllt d::ne of Suhst:1lllial
Compietion and prior to issu:mce of the final Certifi-
Gue for Paymelll, any 41pplk:lhle statute of limitations
slwl1 commence to run and any alleged cllIse of
:lCtioll shall he deemed to havc accmed in any and:111
t'vel1ls no! l;uer th:1Il the date of issu:lnce of the fin:ll
Certifjclte for Payment: :Inti
,3 After Final Certificate for Payment. As to ;Jets or
f:lilures to :Jct occurring :ICier the rdevam dale of issu.
ance of the final Certificate for P:lymem, :lny :Ippli-
Glhle st:Hlllc of lilllit:ltions Sh:ll1 commence to run :lI1d
:Il1Y alleged C:lllse of :Iction Sh:lll he deemed to have
accrued ill allY :lIld :111 evel1ls not l:uer th:1ll the d:lle of
any act O( r:lilure to :lCl hy the Contractor rurslI:nlt to
:lIly \\":Irr:lIl\Y providcu under P:lr:l~r:lph :~..:;. Ihe..' tl:llC
of :lny c:orn:ction of tht" \Xiork or l':lilun: 1(1 correcl lhe
W'ork hr lhe COlllr:IC{(lf 1Illde..'r P:lr.1Waph 12.2, or lhc
d:llC or :lclual (,:llllltlli,..siO!1 or :111\. olhcr :IC! or f:lilurc
10 pcrfo(m ;IllY duty or ohlig:l1ioll hy !ll<,' C:lllllr:IC!Or
()(" ()WllL'r, whidll'vcr occur." I:ISI.
.
ARTICLE 14
TERMINATION OR SUSPENSION
OJ: THE CONTRACT
14.1 TERMINATION BY THE CONTRACTOR
14.1.1 The Contractor may tc::rminate the Conrract if the \'V.ork
is stOpped for a period of 30 days through no aCt or fault of lhe
Contractor or a Subcontr~cror, Suh-subcontractor or their
agents or employees or any mher persons pcrforming portions
of the Work under Contract with rhe Contractor, for :my of lhe
following rca.<;ons:
.1 issuance of an order of a coun or orher public author-
ity h:lving jurisdiction;
.2 an act of government, such as a declar:nion of n:.uion:ll
emergency, making material un:wail;lble;
.3 bec~use the Architect has not issued a Certific;ne for
Payment and has not notified the Contractor of the
reason for withholding certification as provided in
Subparagraph 9.4.1, or because the Owner .has nm
made payment on a Certificate for Payment.. within
the time sr:1ted in the Contract Documents;
,4 if repc:ncd suspensions, deJOIYs or imcrrup,ions by the
Owner :1S described in Paragraph 14.3 constitute in
the :1ggregate more than 100 percent of the tQ1al num-
ber of days scheduled for completion, or 120 days in
any ,~6S-day period, whichever is less: or
.5 the Owner has failed (0 furnish 10 tile Contractor
promptly, upon the Comi.lctor's requesl, reason::lblc
evidence as required by Subparagrapll 2,1. J.
14.1.2 If one of tile above reasons exists, tile Col1tracror m:1Y,
upon seven additional days' wrinen nOlice 10 the O~\'ner :lll(\
ArcllileCt, termimue lhe Contract and recover from the Owner
p:lyment for Work executed and for proven loss wirh respect
10 materi:ll~, equipment, lools, ;lnd constnlt'tioll equipment
and m<Jchincry, including re:L<;onable ovcrhe:id, profit and
dal1l:I~(:s.
14.1.3 If lhe \X,'()rk is .'i{()ppcd ft)r:l peri(Kt ofbl) <.bys tllnll1~11
no act or fault of the Contractor or :.I Suheolltr:tclor or lheir
agent.<; or employees or any other persons performing portjons
of tile Work under contr:lct ~'ith [he ComraClor hectust'" the
Owner ha<; r<,'r,c;iSlt'll1ly failed to fulfill the ChVllt.'f"'S ohli,l!:lliollS
lllltlcr tilt, C(lntr:lt"t !)(lCUI11l.'nts with respect I(l 1l1:lllers illllltll"-
l:Int to lht' progress of the..' Work, the Contractor 111:IY. UpOll
,c;even additjonal day~' written notice to the O"'"ner and lhe
Architect. termin:l1e the Contr.lCI :lnd recover from llle Owner
:IS provided in Suhpara~raph 14.1.2.
14.2 TERMiNATION BY THE OWNER FOR CAUSE
14.2.1 The Owner may tcrmin:He the Contract jf lhe
C{lI1tr:1CI()f:
,1 persistently or repe:Hedly refuses or r:lils to supply
enough properly skilled workers or proper 1ll:11eri:lls;
.2 f<tils to make p;lyment to Suheomr:JclOrs for materials
or hlhor in ;K'COrd~lnce wittl the respcni\'e :lweClllelll.<;
between the Conti-Jcwr :ind the SuIKolllr:lctors:
.3 persistently disrcg::lrds I;IWS. ordin:lllct.'s, or rul<:s, rq,.!-
ul;niol1s or orders of :1 ruhhc :1l1111mit y having juris.
diction: or
,4 (lthcrwise is ,guilty or suhst:lIllial bn::lcl1 (It';! pnn'isillll
of the Contract [)oculllenl:-;.
14,2.2 \\(!1K'll :Lily or tilt.. :Iho\'<.' re;I~(Jns exist. thl' (h\'I\(.'1 lip' III
cenincni(lll tlY the i\rchilecl that sufficicnt C:rUSe l'xiSlS II) iu,~.
AlA DOCUMENT A201 . (a~NF.RAI. CONDITIONS OF TilE C(lNTRM:T FOR cnNSTRllCTrON . FOI ~!nF.ENTI! EDITION
.\[,\" . (c;: I'm"" THF A/l.H~Hrc."N INSTITIITE Of I\IH:tlITF.Cr~. I"'~<; NF.\'t. YOIIl\. A"l:NIIE. N,'X'.. '\X'ASlllN(;"!'()f\.", 1) (. .!fI(l(J(,
A201-1987
23
WARNING: Unlicensed photocopying violates U.S. copyright Il'IWS and Is subject to leglll prosecution.
.
. -
!i(~.\::tlch :1CtiOl1, lll:1r wilhotlt prejudice 10 :111\ [Hllcr fiy.lll... (If
rcmcdic:; of tile Owner ~n(l::lfler f!iving the Cnnlf:1Clor ;111(1 the
CCllltr:Kl()('S ,<;llreIY, if ;lI1y, ,"("ven <1:1\,,'" written notice. lenni.
n:1I(: CllllJlo~'IlH~1ll of the COn'r~K!Or ;llld 111:1)'. ,<;\tlJj(.'ct I(l ;lIly
rrio( rights of till':: .'wrety:
.1 l:lke pos.<;cs,<;ion of the .'iile ;lIld of;111 fll;1{cri:1ls, equir'
men!, [(lols. ;lIlcl COrl..;!rll("lion equipmellt ;1Ilt! m;lchin-
ery thereon o~vned lw the Conlr:lC!ol:
.2 :lCO'''pl :1.<;.<iignlllent of ,<;uhcontr:lCl." pUrS":1ll! to f':lf::l-
gr;:tph <;.4; -;Jlltl
.3 finish the \'X/orle by wh:nc\'cr re:lsoll:1ble method the
O\vner Ill:ty deem e:-:pec!ient
14.2.3 When the (}tvner termimlcs the COnlr:lct for one of fhe
re:1.<;("'.<; SI:1lecl in Suhr:lr:1f!:r;1pll I ~i .2.], the C(Hllf::lCIOr ,<;11;111 n(H
he entitled l() receive funher r;lyment until the Work i."
rinishcd.
14.2.4 If the ul1p:lid b;llmlCe of 111(" Contr:l:CI Slim exceed:\ CO~I'<;
of finishing the Work, including cornpctl.<;:niol1 for tile Archi.
lee"'" services :md expen.<;cs l1l;lde nccess;lrr therehr. ~uch
{,'xce.'iS sh:IH he p:lid \(J the Contr:lClor. If such costs exceed the
unp:lid hal:lIlce, thl? Contr;ictor .<;11:111 r:1Y the difference 10 the
.
(lwller rhe atlHHlnt to he Jl:lid to the COIllI;l(1pr {lr {lwrlCf :1."
Ihe else nl:1~' hC'. sl1:tll he cenified hy the Archilecc Upf){l :1pJlli.
Gllion. :11lt! this {lhl;~:ltifln fnr p:l.ymerll ,<;h:111 <;urvivc tcrlllif1:J
lion of lhe COFHr:lct
14.3 SUSPENSION BY THE OWNER
FOR CONVENIENCE
14.3.1 The Owne-r Ill;ly. \"jlllmJl (":lll.<;e. (lTdcr llle' C:(lIl1r;J<:I(l!" in
wrilin~ In .<i\l.<;pend. dcby or il1lefl'upt the \'('rnk in whflk (lr ill
pmt for s\lch p<:>:ri(){1 of rime :lS Ihe Owner fll:I\' de!f"rmine
14.3.2 An :ldju<:;rlllcrn sh:!H he made for iTlCH'::ISCS in tilt' ('os I of
perfOrl1l:1IKt' of the ConI r:1Ct , including pfoflt on the ill.<.'fC:lscd
("ost o( pf'?rfOrll1;11Ke. c:lu.<;ed h)' .SH.<;rension. del:l\' or interrup.
tion No ~diu.<;tlllcnl 5h;11I 1-,(" ll1~d{" 10 tile eXlerlt.
.1 Ihat perfofrn:mC'l:." is. too':l.S or would h:l\T heell ,<;n .<;\1.<;.
l'ell(lcd. del:1yed or inlerrupled h\' :lIlO{l!cr Cltl.<;(' ror
which the Comr:lC\Of is resrom:ihle: or
.2 th;it :lll equitahle :ldiwmllent is ll1;1lk or c!f.:nicd under
:lI1olher J1rrH'ision of this ConI r:l("L
14.3.3 Adhlsllllcnt.<; 11l;lde in the cosl of perfofm:mce m:ly 11.;1\'("
:l rl1l1lu:lll\" :Ign:ed fixed or rcrcclll:t~e (ee.
24
A201-1987
AlA DOCUMENT A20t . (;I'.NI'."A' CONI liTH IN~ (II' Tlrl' (:l )NTllM:T FIliI ("(ll'l~nnl(ll\ IN. H 11 'I' I lI:rJ r 11 I'l11I!( 'I':
AlA'" . rc'I')~- 'r r IF A~If'III( :AN lN~Trn rrr. (11" ""<:II1T1'( '"1". 1 7~~ NI'\~' Yr II'" A\TNlIf'" N \\ \\'1"1 lINf :-1' 'N, " ( .!(\('"''
WARNING: lJnll~..n"..rl phnln~"l"Vlna vlnlflle!'l U.S_ coPvrlg"I Inw!" l'nrll" "\'lIh;..~t In I..~:'!I pm""'cIJllnn
3187
.
.
SUPPLEMENTARY GENERAL CONDITIONS
The following supplements modify, change, delete from or add to the "General Conditions
of the Contract for Construction", A.IA Document A 201-1987 Edition. Where any Article
of the General Conditions is modified or any paragraph, subparagraph or clause thereof
is modified or deleted by these supplements, the unaltered provisions of that Article,
paragraph, subparagraph, or clause shall remain in effect.
ARTICLE 1 through ARTICLE 10
No Change
ARTICLE 11 - INSURANCE AND BONDS
11.1
Contractor's Liability Insurance.
11.1.1
In the first line following the "maintain", insert the words, "in a company
or companies licensed to do business in the state in which the project
is located."
11.1.1
ADD:
.7
Liability insurance shall include all major divisions of coverage
and be on a comprehensive basis including:
(1) Premises - Operations
(2) Independent Contractors Protective.
(3) Products and Completed Operations.
(4) Contractual-including specified provision for the
Contractor's obligations under Paragraph 4.18.
(5) Owned, non-owned, and hired motor vehicles.
(6) Broad form coverage for property damage.
11.1.2
ADD: ... The Contractor shall furnish insurance with the following
minimum limits:
.1 Workers' Compensation
a. State and Federal: Statutory
b. Employer's Liability $ 100,000.
BULKHEAD RECONSTRUCTION & RESTORATION
F - 1
. .
.2 Comprehensive General Liability (Including Premises -
Operations; Independent Contractor's Protective; Products and
Completed Operations; Broad form Property Damage):
a. Bodily Injury: $ 1,000,000 Each Occurrence $ 1,000,000
Aggregate, Products and Completed Operations.
b. Property Damage: $ 250,000 Each Occurrence
$ 250,000 Aggregate
c. Products and Completed Operations Insurance shall be
maintained for a minimum period of one year after final
payment and contractor shall continue to provide
evidence of such coverage to the Town on an annual
basis during the Aforementioned period.
d. Property Damage Liability Insurance shall include
Coverage for the following hazards: C (collapse), U
(underground).
e. Contractual Liability (Hold Harmless Coverage):
f. Personal Injury, with Employment Exclusion deleted:
$ 1,000,000 Aggregate.
.3 Comprehensive Automobile Liability (owned, non-owned, hired):
a. Bodily Injury: $ 1,000,000 Each Person
$ 1,000,000 Each Accident
b. Property Damage: $ 250,000 Each Occurrence
ARTICLE 12 through ARTICLE 14
No Changes
END OF SECTION:
BULKHEAD RECONSTRUCTION & RESTORATION
F-2
.
.
THE AMERICAN INSTITUTE OF ARCHITECTS
,
AlA Documenl 11311
Performance Bond
KNOW ALL MEN BY THESE PRESENTS: thaI
"Ip',~ ,..."',,, lull ",m.. ~nd ;odd,..., n, II'JI.t till.. of r:""Ir~,.rllrl
as Principal, hereinaft~r called Contractor, and,
fllf'fp. i..'....' full nam.. ...rI ufrl.",. ('U 1"!II.l ,i,l.. nf S,,''''yl
as Surety, hereinafter called Surety, are held and firmly bound unto
("(Or,. '"H'" lull ",mI!' I,.,d .dd,..~, n' It'llll ",I.. "I 0...."..')
as Obligee, hereinafter called Owner, in the amounl of
Dollars ($
J,
for the payment whereof Contr;tctor and Surety bind themselves, their heirs. executors, admjni!itr<110rS,
successors and assigns, joinlly and severally, firmly by these presenls.
WHEREAS,
Contractor has by written agreement dated
Iii,.,!! '''''CTI lull ""m... .1rld....n .1",1 d"'<:';I'>,.on .." flfoiecll
19
, eflter~d inlo a contr<lct with Owner for
in accordance with Drawings and Specifications prep.Hed by
Ill..... ,""." full """'" "nd .riri,.... "..I"JIIlr rid.. ..I A"hir,.cll
which contract is by reference rn.:tde ::I p::Irt hereof, and is hereini1fter referred try ~s lhe COr1tr;J(J.
"'^ DOCUMENT 1\]11 . r>f~r()I~\''',~Wf RnNO I\Nf) I.ABOR ,'ND .\\^tr~'M J""Y"lfNT f:H)r-.;n . ^I^ li!I
I~RRlJ/'RY l'rn fD . rllf A,\.HR1C.\"'" II';~TlT1!Tf Of MlCHtlfCrS. i,~l; .": Y I\\'l N \V. \lV..\"IWIf:TI)I'I 0 C loon"
WA""IlNG: l1"Ur.l!,,\IIf'd phnlnr:nJ'lv1Ilq vlnl:tl,," U.s. cOflyrlqht 111\01''' ;lnrt I" ,,"hl,.clln h'qnl pm"p.r.lIl1n"
.
PERFORMANCE
BON'
NOW, THEREFORE, THE CONDlTIl')N OF THIS OBLIGATION is such lhal, if Confractor shall promptly <lod failhfully perform
said (ontr<Jct, then this obligafion shall be null and void; otherwise il shall remain in full force ilnd effect
The Surety hereby waives notice of any alteration or
e:dension of lime made by the Owner.
Whenever Contractor shall be, and declared by Owner
to be in default under the Contract, the Owner having
performed Owner's obligations thereunder. the Surety
may promptly remedy the defauh, or shall promptly
1) Complete' the Cbntract in accordance with its ferms
and conditions, or
2) Obtain a bid or bids for completing the Contract in
accordance with liS terms and conditions, and upon de.
termination by Surety of rhe lowest responsible- bidder,
or, if the Owner elects, upon determination by the
Owner and the Surety jointly of the lowest responsible
bidder, arrange for a contract between such bidder and
Owner, and make available as Work progresses (even
though there should be a default or a succession of
Signed and sealed this
day of
defaulls under the conlract or cantr<lcls of completion
arranged under !hiS parJgr,lphl sufficient funds tn P,ly the
cost of completion less the b,11ance o( the conrrac! price.
but not exceedin!<:. including olher costs and dam,lges
for which the Suretv may be liable hereunder, Ihe amount
set forth in the rlfSf pM<lgrJph hereof. The term "balance
of the contract price,.' JS used in Ihis par<lgraph, shall
mean the tOfal amount paY,lhle hy Owner to Contractor
under the Contract and anv amendments therelo, less
the amount properly paid by Owner to Contractor.
Any suit under this hond musl be imlttuted before
the expiration of two (2) years from the date on which
final payment under the Contract falls due.
No right of aclion shall accrue .Qn thi') bond to or for
the use of any person or corporation other fh~n the
Owner named herein or the heirs. e;.::ecutors, adminis-
trators or successors of the Owner.
19
[ rPrllltl",." IS('.JI)
IWi(n~'!i~'
,rifl(')
I (SUf('fr) eSr.l!t
/W;/n('_",J
ITiffl')
AlA DOCUMENT AJll . PUl:rORMANCE BONO ANQ lABOR AND MAT'ER1Al P^YMENT 80NO . AI^ @l
ffBRUARY 1'17(1 ED . THE AMERICAN INSTlTUH Of ARCHITECTS, 17)5 N.Y. AVE.. N.W.. W^<;HINGTON. D. C. 2~
2
WARNING: Unlicensed photocopyIng violates U.S. copyright taws and is subject to lP.'qal prosecution.
.
.
THE AMERICAN INSTITUTE OF ARCHITECTS
~.~;."';
if
AlA Document A311
labor and Material Payment Bond
THIS BOND IS ISSUED SIMUlTM-"EOUSlY WITH PERFOR~IANCE BONO IN FAVQROF THE
OWNER CONDITIONED ON THE FULL AND FAITHFUL PERFORMANCE OF THE CONTR,\CT
KNOW ALL MEN BY THESE PRESENTS: thai
(Hf!le rn\erl full n;'ime !nd ,1ddf~\S O. leg.l' lIde or Conr,~(ll"!
as Principal, hereinafler called Principal, and,
rH~re ins,!" full "a me 'I'd address or I,.gal rille of Surelyl
as Surety, hereinafter called Surety, are held and firmly bound unlo
IHe'f! irHer, full ",me .lnd ;'il'ld'f!H or legal l.ll'! 0/ Qwnl!fI
as Obligee, hereinafter called Owner, for the use and benefit 01 claimants as hereinhelow defined. in the
amount of
(Here int!!,l a sum l!Quill 10 ;'it least one-tulf of the (onu.CI price)
Dollars ($
),
for the payment whereof Principal and Surety bind themselves, their heirs, executors, administrators,
successors and assigns, jointly and severally, firmly by these presenls.
WHEREAS,
Principal has by wrilten agreement dated
(Here intert {ull name, ;'iddreH and deleri"l;on 01 plalE'ell
19
, entered into a contract with Owner for
in accordance with Drawings and Specifications prepared by
IHl::'roe ;"II~.t fvll ""rnoe ~.,d "dd.t'H rJf 11"IlAI lilloe of ,\r(nirto:ll
which contract is by reference made a part hereof, and is hereinafter referred to as the Contract.
AlA DOCUMENT A311 . I'ERFORMANCE IlOND AND lABOR AND MATERIAL PAy.....tENT BONO . A!A @
rfBRUARY 1970 ED . THE AMERICAN INSTITUTE OF .-\RCH1HCTS, 1iJS NY AVE.. N,W.. WASHINGTON, 0 C 20006
3
WARNING: Unlicensed pholocopying violates U.S. copyright 18W'5 and Is subject to legal prosecution.
lAB~ AND MATERIAL PAYMA- BOND
NOW, THfRHORE. THE CONDITION OF THIS 08r leA TlON IS such Ihat. if Principal shall promptly make payment to all
claimants as hereinafter defined. fOf all labor and material uc,ed Or rea<;onably required (or U5e in the performance of the
Confra(t, then this obligation (,h<ill be void; otherWise it shall remain in fuJl force ,md effect, subject, however, to the (01.
lowing conditions:
1. A claimant is defined as one having a direct con.
tract with the Principal or with a Subcontractor of the
Principal for labor, material, or bOlh, used or reasonably
required for IJse in the performance of the Contract.
labor and malerial being comlrued to indude that part of
Woller, gas. power, light, heat. oil, gasoline, lelephone
service or rental of equipment directly applicable to the
(onlract.
2. The above named Principal and Surely hereby
jointly and severally agree wirh the Owner that every
daimant as herein defined, who has not been paid in
full before the expiration of a period 0; ninety (90)
days after the date on which the. last of such claim;tnt's
work or labor wa5 done or performed, or materials were
furnished by such claimant, may sue on this bond for
the use of such claimant. prosecute the suit to final
judgment for such ,;um or 5ums as may b~ justly due
daimant, and have execution thereon. The Owner shall
not be liable for the payment of any costs or expenses
of .1Oy such suil.
J. No suit or action shall be commenced hereunder
by any claimant:
a) Unless daimanl, olher thJn one having a direct
conlraCI with the Prit:'cipal, shall have given written
notice to any two of the following: the Principal, the
Owner, or the Surety above named, within ninety (90)
days after such claimant did or performed the last of
the work or labor, or furnished the lasl of the materials
for which said claim is made, slaling with substantial
Signed and sealed this
day of
accuracy the amount claimed and the name of the parfy
to whom the materials were furnished. or for whom
the work or labor was done or performed. Such notice
shall, be served by mailing rhe ~ame by regiSlered mail
or certified mail, postage prepaid, in an envelope ad.
dre-ssed to Ihe Principal. Owner or Surely, at any place
where an office is regularly maintained for the trans.
action of business, or served in any manner in which
legal process may be served in the state in which the
aforesaid project is located, save thoU such service need
not be made bv a public officer.
bl After the expiration of one (1) year following the
date on which Princip.11 ceased Work on said Contract,
it being understood, however, thai if any limifation em-
bodied in this bond is prohibited by any law confrolling
the construction hereof such limitation shall fJe deemed
fo be amended 50 as 10 be equal to the minimum period
of limitation permilted by such law.
c) Other than in J slate court of competenf jurisdiction
in and for the county or other political subdivision of
the slale in which the Project, or any part thereof. is
situated, or in lhe Uniled States District Court for the
district In which the Project, or any part thereof, is sit-
uated, and not elsewhere.
4. The amount of Ihis bond shall be reduced by and
to the e:dent of any payment or paymenls made in good
faith hereunder, inclusive of the payment by Surety of
mechanics' liens which may be filed of record against
said improvement, whether or not claim for the amount
of such lien be presented under and against this bond,
19
I (Principal) (Sf'~h
(Wilnt.\~)
(Til/(o)
i (Sun.ty) (S{"JII
'W'lnf'H!
ifill,')
AlA DOCUMENT ")11 0 PEl(fORMANCE BONn AND lABOR ANI") MA HRIAt r"YM[NT ~ONO 0 ^,A @
f~8IHJARY 1970 ED . THE AMfRtC,\N IN'\TlTUTE Of AR(HIHCTS, 171'> NY AVE., N_W. WASHINCTON. D. C 211(1()(.
4
WARNING: Un"een~ed I'hotoeopyinq violate!l U.S. eopyright laws and 1'1 subiect to legal prosecution,
.
.
GENERAL RELEASE
(To be submitted with requisition for Final Payment)
KNOWN ALL MEN BY THESE PRESENTS, that
(Contractor)
for and in consideration of the sum of
lawful money of the United States of America, to it in hand paid
by:
(Owner/Contracting Agency)
and its successors and assigns and administrators, of and from any and all manner of
action and actions, cause and causes of action, suits, debts, dues, sum and sums of
money, accounts, reckonings, bonds, bills, specialties, covenants, contracts, controversies,
agreements, promises, variances, trespasses, damages, judgments, patents, extents,
executions, claims and demands whatsoever in law and equity, which against the said
, and
(Owner/Contracting Agency)
JAMES A. RICHTER, R.A., now have or which heirs, executors, or administrators hereafter
can, shall, or may have, for upon or by reason of any matter, cause or thing whatsoever,
from the beginning of the world to the day of the date of these presents rising out of the
construction, in accordance with the contract entered into
between parties hereto, dated:
supplements thereto.
, 19 _ and any admittance or
IN WITNESS WHEREOF, the undersigned corporation has caused this
agreement to be signed by its
affixed and duly attested by
and its corporate seal to be hereto
its
this
day of
, 19
Attest:
Principal:
BULKHEAD RECONSTRUCTION & RESTORATION
G - 1
< .
.
.
PREVAILING WAGE RATES
ATTACHMENT
WAGE DETERMINATION
for
BULKHEAD RECONSTRUCTION & RESTORATION
at
KLIPP PARK
MANHANSET AVENUE
TOWN OF SOUTHOLD
GREENPORT, NEW YORK 11944
NOTE:
NEW YOUR STATE DEPARTMENT OF LABOR RATES APPLY TO
THIS PROJECT. CONTACT THE N. Y. STATE DEPARTMENT OF
LABOR FOR THE CURRENT PREVAILING RATE SCHEDULE.
BULKHEAD RECONSTRUCTION & RESTORATION
H - 1
.
NE~K STATE DEPARTMENT OF LABOR
BUREAU OF PUBLIC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY. NY 12240
.
schedule Type - COMPLETE
1995B
Date OB/13/96
Refer to:
PREVAILING RATE CASE NO.
T/O SDUTHOLD
PRC 9605127 SUFFOLK COUNTY
01
JAMES MCMAHON
TOWN HALL, PO BOX 1179
Location and Type of Project
PROJECT ID #: NONE
REPAIR KLIPP PARK
BULKHEAO, SOUTHOLO
SOUTHOLD
NY
11971
In response to your request. enclosed are schedules of the prevailing
hourly wage rates and the prevailing hOurly supplements for the above project.
together with copies of the Notice of contract Let (PW-16) for your use. The
schedules must be annexed to and form a part of the specifications for this
project when it 1s advertised for bids. These schedules have been prepared and
forwarded in 'accordance with Section 220 of the Labor Law, which provides that
it shall be the duty of the fiscal officer to ascertain and determine the
schedules of supplements to be provided and wages to be paid to workers.
laborers and mechaniCS employed on publiC work projects, and to file such
schedules with the Department having jurisd1ction.
The attached rates are based on the latest information available to the
Department of Labor, BureaU of Publ ic Work. Care should be taken to review the
rates for obviouS errors. It is the responsibility of the PUbliC Work
contractor to use the proper rate. Any corrections should be brought to the
Depar~ment/s attention immediately.
This schedule is appl tcable only from July i, 1995 through June 30. i996.
unless otherwise noted. If your project goes beyond the period covered by this
determination, a new determination should be requested when this schedule
expires.
Note: A 1983 AMENOMENT TO SECTION 220 OF THE LABOR LAW REQUIRES THE
PRESERVATION OF ORIGINAL OR TRANSCRIPTS OF PAYROLL RECORDS FOR THREE YEARS FROM
THE OATE OF COMPLETION OF THE WORK IN THE AWARDED CONTRACT.
very truly yours,
CHET RYSEOORPH
DIRECTOR
NOTICE TO CONTRACTING AGENCIES:
upon cancellatiOn or completion of this project. enter the necessary
informatiOn and return this page to the ALBANY OFFICE of the Bureau at the
address listed below:
PROJECT HAS BEEN:
Date Completed
Date Cancelled
Date postponed
Unti 1
Signature
Title
For additional information. contact the following District Offices:
Contracting
Agency
St.Off.Bldg.#12Campus Albany.NY 12240
155 Main St. W. Rochester.NY 14614
175 Fulton Ave. .Hempstead NY 11550
207 Genesee St. Utica, NY 13501
65 Court St. Buffalo,NY14202
30 Wall St. Binghamton,NY13901
333E.washingtonSt.Syracuse13292
30 GlennSt. .White PlainsNY10603
PW-200 (4-95)
docm: letteria
,
~ONTRACT REQUIREMENTS
.
Each publ ic work contract to which the State, a public benefit
corporation. a municipal corporation or a commission appointed pursuant to law
is a party and which may involve the employment of laborers, workers or
mechanics. shall comply with the requirements of Article 8 (Sections 220-223)
of the New York State Labor Law:
1. No laborer, worker or mechanic in the employ of the contractor,
subcontractor or other person doing or contracting to do the
whole or a part of the work contemplated by the contract
shall be permitted or required to work more than eight hours
in anyone calendar day or more than five days in anyone
week except in the extraordinary emergencies set forth in
the Labor Law or where a dispensation is granted by the
Commissioner of Labor.
2. Each 1 aborer,_ worker or mechan i c amployed by the contractor
or subcontractor shall be paid not less than the prevailing
rate of wages as indicated on a the wage schedule provided
by the Department. Bureau of Public Work. The prevail tng
rate of wage shall be annually determined no later than
thirty days prior to July 1st of each year. The prevail ing
rate of wage for the period commencing July fist of such
year through June thirtieth, inclusive of the following
year shall be the rate of wage set forth in collective
bargaining agreements for the same period, including those
increases for such period which are directly ascertainable
from such collective bargaining agreements.
(See Sections 220.3, 220.5)
3. It shall be the duty of the department of jurisdiction to
file with the fiscal officer, the classification of workers
mechanics and laborers to be employed on a publ ic work
project, together with a statement of the work to be performed
by each classification. (See Section 220.3-a)
4. The contractor and every subcontractor shall post in
a prominent and accessible place at the work site a
statement of all wage rates and supplements to be paid or
provided for the various classes of mechanics, workers or
1 aborers. (See Sect 1 on 220. 3-a)
5. No employee shalt be deemed to be an apprentice unless
individually registered with the New York State Department
of Labor.- The allowable ratio of apprentices to journey-
level workers in any craft classification shall not be
greater than the ratio permitted to the contractor as to
its work force on any job under the registered program.
Any employee who is not registered as above, shall be paid
or provided the prevailing wage and supplement rate for the
tourney level classification of work actually performed.
The contractor or subcontractor will be required to furnish
written evidence of registration of its program and apprentices
as well as of the appropriate ratios and wage and supplement
rates for the area of construction, prior to using any
apprent ices on the contract work. (See Sect i on 220. 3-e)
6. (a) No contractor, subcontractor, nor any person acting
on its behalf, shall by reason of race, creed. color,
disabtl ity, sex or national origin discriminate against
any citizen of the State of New York who is qualified
and available to perform the work to which the employment
relates. (See Section 220-e(a))
(b) No contractor, subcontractor. nor any person acting on its
behalf, shall in any manner. discriminate against or
intimidate any employee on account of race, creed. color,
disability, sex or national origin. (See Section 220-e(b))
Note: The Human Rights Law also prohibits discrimination
in employment because of age, marital status or rel igion.
(c) There may be deducted from the amount payable to the
contractor under the contract a penalty of fifty dollars
for each calendar day during which such person was
discriminated against or intimidated in violation of the
provisions of the contract. (Section 220-e(c))
r.--"
(d) The contract may be cancelled or terminated by the State
or municipal ity, and all moneys due or to become due
thereunder may be forfeited, for a second or anysubsequent
violation of the terms or conditions of the
antidiscrimination sections of the contract. (See Section
220-e(d))
7. (a) All contractors or their subcontractors shall provide to
their subcontractors a copy of the prevail ing wage rate
schedule specified in the publiC work contract as well as
any subsequently issued schedules. A failure to provide
these schedules by a contractor or subcontractor is a
violation of Article 8 or the Labor Law. (See Section
220-e(d))
(b) All subcontractors engaged by a pUbl ic improvement
contractor or its subcontractor. upon receipt of the
original schedule and any subsequently issued schedules,
shall provide to such contractor a verified statement
attesting that the subcontractor has received the wage
schedule and will payor provide the applicable rate
of wages and supplements speCified therein. (See
Section 220-a)
PW-3 (4-95).
,
I
.
ATTENTION ALL CONTRACTORS AND SUBCONTRACTORS.
ENGAGED ON ~IC WORK PROJECTS IN NEW YORK STATE
INTRODUCTION: Below are the major provisions of the Labor Law covering workers
on pubJ ic work projects.
HOURS: A laborer. worker or mechanic is permitted to work on a public work
project no more than eight hours a day and no more than five days in a week,
except in case of extraordinary emergency such as a fire. flood or danger to
1 ifs or property. You may apply to the BUreau of Publ ic Work for a
dispensation permitting workers to work additional hours or days per week on a
particular publ ic work project.
WAGES AND SUPPLEMENTS: The wages and supplements to be paid and provided for
laborers. workers and mechanics employed on a publ ic work project shall be not
less than those 1 isted in the current prevail ing rate schedule for the local ity
where the work is performed. I f a preva i 1 i ng ra te schedu 1 e for the proj ect has
not been provided to the prime contractor by the department of jurisdiction
(i .e., the governmental entity awarding the pub1 ic work contract), or to a
subcontractor by the prime contractor, the appl icab1e schedule must be obtained
from the Department of Jurisdiction. who must make written appl ication to the
Bureau of Public Work, Labor Department, Building No. i2, State Office Building
Campus, Albany, New York 12240.
The prime contractor is responsible for any underpayments of prevail ing
wages or supplements by its subcontractors.
PAYROLL RECORDS; Every contractor and subcontractor must keep originals or
transcripts of payroll records, Showing for each person employed on publ ic
work. the following;
1. Name 2. Address and phone number 3. Social Securtity Number, 4.
Occupational classification in which worked, 5. Hourly wage rate paid 6.
Supplements provided 7. Daily and weekly number of hours worked in each
classification 8. Deductions made 9. Actual wages paid. When payroll records
are r.equested by the Commissioner each payroll record must be affirmed as true
under the penalties of perjury which means a notorized signature to that
effect. Such recordS must be kept on the site of the work when the contractor
or subcontractor does not maintain a regular place of business in New York
State and the amount of the contract exceeds $25.000 All other contractors and
subcontractors must within 5 days after a request produce at the work site the
orogina1 payrolls or transcripts.
The original payrOlls or transcripts must be preserved for three years from the
date of completion of the project.
POSTING: The current prevailing rate schedule must be posted in a prominent
and accessible place on the site of the PUbliC work project.
APPRENTICES: Employees cannot be paid apprentice rates if they are not
individually registered under a program or agreement registered with the
Commissioner of Labor. The contractor or subcontractor will be reqUired to
furnish written evidence of the registration of its program and apprentices and
of the appropriate ratio. The allowable ratio of apprentices to journeymen in
any craft classification can be no greater than the ratio permitted to the
contractor or subcontractor as to its work force on any jOb under the
registered program. An employee 1 isted on a payroll as an apprentice, who is
not_ registered as above. must be paid the prevai 1 ing journeyman~s wage rate for
that classification of work.
WITHHOLDING OF PAYMENTS: When a complaint is filed with the Commissioner of
Labor alleging the failure of a contractor or subcontractor to payor provide
the prevail 1ng wages or supplements, or when the Commissioner of Labor bel ieves
that unpaid wages or supplements may be due, payments on the pUblic work
contract may be withheld from the prime contractor in a sufficient amount to
satisfy the alleged unpaid wages and supplements, including interest and civil
penalty, pending a final determination.
INTEREST AND PENALTIES: If an underpayment of wages or supplements 1s found.
interest must be added at the rate then in effect prescribed by the
Superintendent of Banks pursuant to section 14-a of the banking law per annum
from the date of underpayment to the date of the new payment, and may also
include the imposition of a civil penalty not to exceed 25% of the amount dUe.
DEBARMENT; When final determinations have been made against a contractor or
subcontractor in two instances within a Six-year pe~iod determining that it
wi 1 Ifu1 1y failed to payor provide the prevail ing rate of wages or supplements,
such contractor or subcontractor will be inal igible to bid on or be awarded a
publ lC work contract for a periOd of five years from the second final
determination.
NOTICE TO CONTRACTORS (Cont1nued)
CRIMINAL SANCTIONS: Willful violations of the Prevail ing Wage Law (Article 8
of the Labor Law) ,constitute a misdemeanor punishable by fine or imprisonment.
or both.
DISCRIMINATION: No employee or appl icant for employment may be discriminated
against on account of age. race. creed. color, national origin, sex, disability
or marital status. Every employer subject to the New York State Human Rights
Law must conspicuously post at its off1ces. places of employment or employment
training centers. notices furnished by the State Division of Human Rights.
POSTING OF OTHER NOTICES: Every employer providing worker's compensation
insurance and disability benefits 'must post in a conspicuous place notices of
such coverage in a form prescribed by the Workers' Compensation Board.
Employers liable for contributions under the Unemployment Insurance Law must
conspicuously post notices furnished by the State Department ~f Labor.
PW 19 (4-95)
docm:
letter2b
I
NOTICE
OF4IIt PREVAILING WAGE RATE PUBLICATIONS~
APPLICABLE TO ALL COUNTIES
(0) AS NoTEo ON PREVAILING RATE SCHEOULES PAGES.
The annual determination of the prevail ing rates of wages and supplements
for workers employed on public work projects throughout the state will be
pUbl ished on May 31st of each year. These new rates will be in effect July 1st
thru June 30th. This new determination will supersede the original schedule or
any prl0r issued annual determination.
It is the responsibil ity of the contracting agency or its agents to
provide all prevail ing rate schedules to contractors immediately upon receipt.
Anv rate chanae from a oreviouslv issued determination becomes effective Julv
1st. reaardless of whether the new determination has been received bv the
contractor.
When you review the schedule for a particular occupation. your attention
should be directed to the. dates above the column of rates. These are the dates
that additional adjustments become effective.
PW~202 (4-95)
docm: letterd
.
.
VERIFYING THE REGISTRATION APPRENTICES
Certain State and Federal Laws require that apprentices must be individually
registered as such in order to be paid apprenticeShip rates on Publ ic Work.
The New York Labor Department ;s the official registration agency for
apprentices in New York State. No other Federal or State Agency or office
registers apprentices in New York State_
Each year the apprentice training central office in Albany receives hundreds of
requests from Federal and State Agencies. Contractors, and other interested
parties requesting verification of individual apprentice registrations.
The following information is provided in order to clarify New York State
procedures.
All registered apprentices in New York State are individually registered by
name, address, social security number, starting date of training, and other
related data.
This information is computerized and is available ONLY through the Albany
Apprentice Training Central Office.
Persons wishing to verify the apprentice registration of any individual should
write to the Senior Employment Consultant, New York State Department of Labor,
Job Service and Training Division, Building 12, Room 223, State Office Building
Campu.s, Albany, New York 12240.
All inquiries MUST include name and social security number and will be answered
in writing. The response will indicate whether or not the individual is
registered, and if so, will provide other pertinent information regarding the
registration.
The only conclusive proof of individual apprentice registration is written
verification from the Albany Apprentice Training Central Office. Neither
Federal nor State Apprentice Training Offices outside Albany can provide
conclusive registration information.
It should be noted that the existence of a registered apprenticeship program is
not conClusive prOOf that any individual is registered in that program.
Furthermore, the existence or posseSSion of
or copies of state forms are not conclusive
individual as an apprentice.
wallet cards, identification cardS
proof of the registration of any
PW-203 (4-95)
docm: 1 etter2e
.
.
NEW YORK ST ATE DEPT. OF LABOR
Bureau of Public Work
State Office Building Campus
Albany. NY 12240
T/D SOUTHOLD
Schedule Type
COMPLETE 19958
Date 08/13/96
Prevai I ing Rate Case No.
JAt.lES MCMAHON
TOWN HALL, PO BOX 1179
SOUTHOLD
NY 11971
9605127
PROJECT 10 #: NONE
REPAIR KLIPP PARK
BULKHEAD. SOUTHOLD
01
SUFFOLK COUNTY
AGY. OF JURIS. TOWN
NAT. OF PROJECT: OTHER RECON,MAINT,REPAIR,ALT
Copies of the wage and supplement schedule for the Public Work project identified above are enclosed herewith.
Sec.220.3a of the Labor Law requires that certain information be furnished to the Commissioner of Labor.
Accordingly. you MUST complete ONE of these requests for EACH prime contract let immediately upon
notifying a successful bidder for this Public Work project. Photocopy as many blank forms as required to
supply one for each contractor.
Retum this request to the address given above
o Project CANCELLED. POSTPONED or assigned to agency's own empioyees. If reactivated. new rates and
supplements will be requested.
o CONTRACT AWARDED: Icheck one and indicate date of first legal
o Letter of Intent
instrument which bound
o Resolution
agency to contract.)
o Contract Signed
Work to be done by this prime contractor:
Type of Contract: CHECK APPLICABLE TYPE
8(01) General Construction 8 (02) Heating/Ventilation
104) Plumbing 10S) Other
0(03) Electrical
Contractor Information: ALL INFORMATION MUST BE SUPPLIED
Federal Employer Identification Number.
Name:
Address:
City:
Amount of Contract
Approximate Completion Date: I I
Estimated Date Entire Project Will be Completed:
State:
Approximate Starting Date:
Zip:
I
I
I
CONTRACTS NOT YET AWARDED
Type of Contract
8(01) General Construction
(04) Plumbing
Signature
ICheck all applicable contract types)
8(02) Heating/Ventilation
(OS) Other
o (03) Electrical
Date
PW-16 (1"911
~ew Yorh State Department of Labor
----------------------------------Case Number----------------------------------
.
PREVAILING RATE SCHEDULE
.
Page
9605127
SUFFOLK
19958
INSTRUCTIONS
PREVAILING RATE SCHEDULE INFORMATION
The information 1 isted below 1s provided to assist you in the
interpretation of particular requirements. for each classification of worker,
contained in the attached Schedule of Prevailing Rates.
HOLIDAYS
PAID
Paid Hal idays are days for which an e1 igible employee receives a regular dayls
pay. but is not required to perform work.
Note: If an employee workS on a day 1 isted as a paid hol tday. this remuneration
is in addition to payment of the required prevail ing rate for the work actually
performed.
OVERTIME
Overtime hol iday pay is the premium pay that is required for work
performed on specified holidays. It is only required where the employee
actually performs work on such holidays. The appl icable hol idays are 1 isted
under HOLIDAYS: OVERTIME. The required rate of pay for these covered hol idays
can be found in the OVERTIME PAY section listings for each classification.
Supplemental Benefits
Particular attention Should be given to the supplemental benefit
requirements. Although in most cases the payment or prOVision of supplements
is for each hour worked, some classifications require the payment or provision
of supplements for each hour paid (this may include paid holidays on which no
work is performed) and/or may require supplements to be paid or prOvided at a
premium rate for premium hours worked.
Effective Dates
When you review the schedule for a particular trade or occupation, your
attention should be directed to the dates above the column(s) of rates. These
are the dates that any adjustments become effective. However. if the last date
1 isted in a particular occupation is prior to June 30 of the current year, the
rate listed for that time periOd is val id until the new annual determination
takes effect on July 1 of that year. All contractors and subcontractors are
required to pay the current prevail ing rates of wages and supplements and, if
the department of jurisdiction does not provide a copy of the current annual
determination on or before July 1. you should contact the Bureau of Public Work
for the correct information.
Workers Comoensation
In accordance with Sect ton 142 of the State Finance Law. the contractor
shall maintain coverage under the life of the contract for the benefit of such
employees as required by the provisions of the New York State Workers
Compensation Law.
-Contractor to be awarded contract must provide prOOf of Workers'
Compensation coverage prior to being allowed to begin work.
-The pol icy of insurance must be issued by a company authorized to provide
Workers' compensation coverage in this state.
-Proof of coverage must be on form C-105.2 (certificate of wokersl
compensation insurance) and must name this agency as a certififcate
holder.
-If New York State coverage is added to an existing out of state pol icy, it
can only be added to a policy of a company authorized to write workers'
compensation coverage in this state,and the coverage must be 1 isted
under item 3A of the information page.
Page 2
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
1995B
-The contract must maintain proof that subcontractors doing work covered
under this contract secure and maintain a workers' compensation pol icy
for all employees working in New York State.
If you have any questions concerning the attached schedule or would like
additional information. please contact the BUREAU of PUBLIC WORK at (5i8)
457-5589 or wr1te to the NEW YORK STATE DEPARTMENT of LABOR, BUREAU of PUBLIC
WORK, BUILDING 12, STATE OFFICE BUILDING CAMPUS, ALBANY, NEW YORK 12240.
(7/01/93)
OVERTIME
Following is an explanation of the code(s) 1 isted in the OVERTIME section of
each classification contained in the attached schedule.
Additional requirements may also be 1 isted in the OVERTIME section.
A ) Time and one half of
AA )T1me and one half of
8 ) Time and one half of
8i) Time and one half of
and the 1st. 8 hours
additional hours.
C ) Double the hourly rate after 1 hours per day.
C1) Double the hourly rate after 7 and one half hours per day.
D ) Double the hourly rate after 8 hours per day.
D1) Double the hourly rate after 9 hours per day.
E ) Time and one half of the hourly rate on Saturday.
E1) Time and one half 1st 4 hours on Saturday double the hourly rate
all add1tional Saturday hours.
E2) Saturday may be used as a make-up day at straight time when a day
is lost dur1na that 'week due to inclement weather.
E3) 8etween Nov. 1st and March 3rd Saturday may be used as a make~up day
at straight t1me when a day is lost durina that weekdue to inclement
weather, provided a given employee has worked between 16 and 32 hours
that week.
( E4) Saturday and Sunday may be used as a make-up day at straight time
when a day is, lost durina that week due to inclement weather
( F ) Time and one half of the hourly rate on Saturday and Sunday.
( G ) T1me and one half of the hourly rate on Saturday and Holidays.
( H ) Time and one half of the hourly rate on Saturday. Sunday and Hal idays.
( I ) Time and one half of the hourly rate on Sunday.
( J ) Time and one half of the hourly rate on Sunday and Holidays.
( K ) Time and one half of the hourly rate on Holidays.
( L ) Double the hourly rate on Saturday.
( M ) Double the hourly rate on Saturday and Sunday.
( N ) Double the hourly rate on Saturday and Holidays.
( a ) Double the hourly rate on Saturday, Sunday and Hal idays.
( P ) Double the hourly rate on Sunday.
( Q ) Double the hourly rate on Sunday and Hal idays.
( R ) Double the hourly rate on Hol idays.
( S ) Two and one half times the hourly rate for Holidays. if worked.
( T ) Triple the hourly rate for Holidays. if worked.
( U ) Four times the hourly rate for Ho11days. if worked.
( V ) Incluing benefits at SAME ~REMIUM as shown for overtime.
( W ) Time and one half for benefit on all overtime hours.
NOTE: BENEFITS are ~ER HOUR WORKED. for each hour worked. unless otherwise
noted
the hourly rate after 7
the hourly rate after 7
the hourly rate after B
the hourly rate for the
on Saturday. Double the
hours per day.
and one half hours per day.
hours per day.
9th. & 10th. hours Week days
hourly rate for all
I
. PREVAILING RATE
SCHEDULE
.
Page
3
. 'New York State Department of Labor
----------------------------------Case Number----.~~-.-------------____________
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
HOLIDAYS
Following is an explanation of the code(s) 1 isted in the HOLIDAY section of
each classification contained in the attached schedule. The Hal idays as 1 isted
below are to be paid at the wage rates at which the employee is normally
classified.
( 1) None.
( 2) Labor Day.
e 3) Memorial Day and Labor Day.
e 4) Memorial Day and JUly 4th.
( 5) Memorial Day, July 4th and Labor Day.
e 6) New Years Day, Thanksgiving Day and Christmas Day.
e 7) Lincoln's Birthday, Washington's Birthday and Veterans Day.
( 8) Good Friday.
( g) Lincoln's Birthday.
( 10 ) Washington's Birthday.
( ii ) Columbus Day.
( 12 ) Election Day.
( 13 ) PreSidential Election Day.
( 14 ) 1/2 Day on Presidential Election Day.
( 15 ) Veteran's Day.
( 16 ) Day after Thanksgiving Day.
( 17 ) July 4th.
( 18 ) 1/2 Day before Christmas Day.
( 19 ) 1/2 Day before New Years Day.
( 20 ) Thanksgiving Day.
( 21 ) New Years Day.
. ( .22..) Christmas Day.
( 23 ) Day before Christmas.
( 24 ) Day before New Years Day.
( 25 ) Presidents Day.
( 26 ) Martin Luther King, 0r. Day.
(7/01/91)
Page 4
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
ASBESTOS WORKER
~(per hour) 7/01/95- 1/01/96-
12/31/95 6/30/96
Asbestos Worker... _. $ 29.27 addit.
$0.75
~ (per hour)
8/01/94- 8/01/95-
7/31/95 12/31/95
rem./abatement only... $ 19.75 $ 20.25
OVERTIME: See ( C. O. T*, V ) on OVERTIME PAGE attached.
overtime code T* appl ias to'Labor Day only if worked.
OVERTIME: rem./abatement: See ( B, E, J ) on OVERTIME PAGE attached.
HOLIDAYS,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7, 11, 16 ) on HOLIDAY PAGE attached.
APPRENTICES: (1 year terms at the following percentage of Journeyman's
rates.
1st 2nd 3rd 4th
50% 60% 70% 80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
$ 17.75
Same % as
wages of
$ 17.75
Journeyman
rem & abatement
$ 6.41
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-12
BOILERMAKER
~(per 'hour)
9/01/94-
8/31/95
9/01/95-
8/31/96
Boilermaker.......... .$
30.33
31.35
OVERTIME PAY: See ( C, 0 ) on OVERTIME PAGE attached.
HOLIDAYS,
PAIO:See ( a, 16, 23. 24 ) on HOLIDAY PAGE attached.
OVERTIME:See ( 4, 6, 7. 11, 12 ) on HOLIDAY PAGE attached.
APPRENTICES,
wage
1st 2nd
60% 65%
1/2
year terms at the following percentage of journeyman's
3rd
70%
4th
75%
5th
80%
6th
85%
7th
90%
8th
95%
SUPPLEMENTAL BENEFITS: (per hour worked)
$3.40
plus 47%
of wage
Rate
$3.40
plus 47%
of Wage
Rate
Listed supplements apply to !bb classifications ( X )Yes (
)No.
4-5
I
'New York State Department of Labor
----------------------------------Case Number--.~------------------------------
.
PREVAILING RATE SCHEDULE
.
Page 5
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Building:
Mi llwright...........$
27.71
$ 28.53
OVERTIME PAY; See ( B, E2, F,. R ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10, ii, 13 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
55% 65%
1 ) year terms at the fol lowing percentage of Journeyman's wage.
3rd. 4th.
75% 95%
SUPPLEMENTAL SENEFITS:(per hour worked)
Journeyman $ 19.23 $ 19.45
Appr 1st term 12.32 12.57
Appr 2nd term 13.50 13.75
Appr 3rd term 15.26 15.51
Appr 4th term 17.02 17.27
Listed supplements apply to !kk classifications ( x )Yes (
)No.
8-740
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Carpet/Resil ient
Floor Covel"er
$ 27.98
$ 28.49
OVERTIME PAY: See ( S, E, E2, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME; See ( 5, 6. 10, 11, 13. 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
40% 50%
1 ) year terms at the following percentage of Journeyman's wage.
3rd. 4th.
65% 80%
SUPPLEMENTAL BENEFITS:(per hour wOl"ked) - See below.
8-2287
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
P; 1 edr i vel" . . . . . . . . . .. $ 27.98
Dockbu i 1 del". . . . . . . . . . 27.98
$ 28.49
28.49
OVERTIME PAY: See ( B. e, E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See
OVERTIME: See
1 ) on HOLIDAY PAGE attached.
5.6.10.11.13 loon HOLIDAY PAGE attached.
Page 6
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number-~----.---w-----------------------
9605127
SUFFOLK
1995B
---------------------------~---------------------------------~-~---------------
APPRENTICES: ( 1
1st. 2nd.
40% 50%
) year
3rd.
65%
terms at the fal lowing percentage of Journeyman's wage.
4th.
80%
SUPPLEMENTAL BENEFITS: (per hour worked) ~ See below.
8-1456
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
5/30/96
Marine Construction:
Marine D-iver..........$
Tender. . . .
34.05
25.56
$ 34.69
26.01
OVERTIME PAY: See ( B. E. E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 10. 11. 13 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8-1456/0
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Timberman
$ 25.59
$ 26.15
OVERTIME: See ( 8. E. E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5. 6. 10. 11, 13 ) on HOLIDAY PAGE attached.
APPRENTICES:
year terms at the following percentage of Journeyman's wage.
1st. 2nd. 3rd. 4th.
40% 50% 65% 80%
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8-1536h
CARPENTER
The following Supplemental Benefits apply to the preceding Carpenter categories
and/or occupational titles unless otherwise noted.
SUPPLEMENTAL BENE~ITS:(per hour worked)
Journeyman:
Apprentices:
$ 17.05
11.72
$ 17.55
11.96
Listed supplements applY. to ALL classifications ( x )Yes (
)No.
8-nyc/supp
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Bui 1 di ng:
Carpenter. . . . . . . . . . . . . . .
Heavy/Highway:
Carpenter. . . . . . . . . . . . . . .
$ 27.74
$ 0.9a additional
$ 27.79
$ 0.98 additional
I
------~_.
,'New York State Department of Labor
----------------------------------Case Numbe~-~.------------------_____________
. PREVAILING
RATE SCHEDULE
.
Page
7
9605127
SUFFOLK
19958
--------------------------------------.----------------------------------------
OVERTIME PAY: See ( A, E, 0 ) on HOLIDAY PAGE attached.
HOLlOA YS:
PAID:See ( 1 ) on HOLIDAY PAGE attached.
OV'E'RTIME: See ( 5, 6, 10, 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st 2nd
40% 55%
( , )
3rd
65%
year terms
4th
80%
at the following percentage of jou~neyman's wage.
SUPPLEMENTAL BENEFITS:(pe~ hour worked)
$16.44
$'6.44
Listed supplements apply to ALL classifications ( X )Yes ( )No.
4-SUF
ELEVATOR
~ (per hour)
7/01/95-
6/30/96
Elevato~ Constructor...
He 1 pe~. . . . . . . .
$ 31.31
23.48
Modern. & service..
27.33
" Helper 20.50
- OVERTIME PAY:CONSTR. See ( C, M, T ) on OVERTIME PAGE attached.
OVERTIME PAY:MOOERN./SERV. See ( 8. F. S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 7, ii, 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7, 11, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hOur worked)
Construction
MOdern./Se~vice
$ 9.52
$ 9.37
Listed supplements apply to .!!::..b. classifications ( X )Yes ()No. 8-1
GLAZIER
~(per hour) 7/01/95-
6/30/96
G 1 az i er . . . . . . . . . . . , . . $ 25, 10
OVERTIME PAY: See ( C, 0 on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5. 6. 16, 25 ) on HOLIDAY PAGE attached,
APPRENTICES:
1st 2nd
35% 45%
( , )
3rd
60%
yea~ terms at the following pe~centage of uou~neyman's wage.
4th
80%
Page 8
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------w-----------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
SUPPLEMENTAL 8ENEFITS:(per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
$ 16.27
8.98
10.32
11.20
12.31
Listed supplements apply to !hb classifications ( x )Yes (
lNo.
8-1087
ELECTRICIAN
$ 31. 35
31. 35
31.35
5/01/97-
4/30/98
$ 32.35
32.35
32.35
Electrician...... ......
Fire Alarm.............
Audio/Sound....... .....
5/01/95-
4/30/96
$ 30.35
30.35
30.35
5/01/96-
4/30/97
~(per hour)
OVERTIME PAY: See Following Note* plus ( B*, 0 ) on OVERTIME PAGE attached.
Note*: 9th. 10th. & 11th hours of weekdays to be paid at 1 1/2 times straight
time rate.
All additional weekday hours double time.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVEiiTIME: See ( 5. 6. 16. 25 ) on HOLIDAY PAGE attached.
Apprentices: ( 1 ) year terms at the following percentage of journeyman's wage.
1st 2nd 3rd 4th 5th 6th
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others pel'" hour)
5/01/95- 11/01/96- 11/01/97-
10/31/96 10/31/97 4/30/98
Journeyman 43.5% + 43.5% ... 43.5% +
$4.30 $4.55 $4.83
App 1st yr 33% + 33% + 33% +
$4.30 $4.55 $4.83
App 2nd yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 3rd yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 4th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 5th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 6th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
4-25
Security Alarm Technician:
7/01/91-
6/30/92
Journeyman: $ 15.00
OVERTIME PAY: See ( B. S
on OVERTIME PAGE Attached
HOLIDAYS:
PAID: See ( 5, 6. 10 ) on HOLIDAY PAGE attached
OVERTIME: See ( 5. 6. 10 ) on HOLIDAY PAGE attached
SUPPLEMENTAL BENEFITS: ( per hour worked
17 & 1/2% + $ .10
4-25
I
New Yor~ State Department of Labor
----------------------------------Case Number----------------------------------
.
PREVAILING RATE SCHEDULE
.
Page 9
9605127
SUFFOLK
19958
ELECTRICIAN
~(per hour)
5(01(95-
4(30(96
5(01(96-
4(30(97
5(01(97-
4(30(98
Lineman. . . . . . . . . . . . . . . .
Technician............ .
Heavy Equip. Oper......
Truck Dr i ver. . . . . . . . . . .
Groundman. . . . . . . . . . . . . .
$ 30.35
30.35
30.35
30.35
30.35
$ 31. 35
31. 35
31.35
31. 35
31. 35
$ 32.35
32.35
32.35
32.35
32.35
OVERTIME PAY: See Following Note* plus ( 8*.0. V ) on OVERTIME PAGE attached.
Note*: 9th, 10th & 11th hours of wk weekdays to be paid at 1 1/2 times straight
time rate
HOLIOAYS:
PAID:See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See 5. 6, 16. 25 ) on- HOLIDAY PAGE attached.
APPRENTICES: 1 ) year terms at the following percentage of journeyman's wage.
1st. 2nd. 3rd. 4th. 5th. 6th.
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others per hour)
5(01(95- 11(01(96- 11(0'(97-
10(31(96 10(31/97 4(30(98
JOURNEYMAN 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 1st yr 33%+ 33%+ 33%+
$4.30 $4.55 $4.83
APP. 2nd yr 43.5%+ 43. 5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 3rd yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 4th yr 43.5%+ 43.5%+ 43.5%
$4.30 $4.55 $4.83
APP. 5th yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 6th yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
Listed supplements apply to !hh classifications (X)Yes ( )No.
4-2511ne
ELECTRICIAN
Applicable to electrical maintenance of existing electrical systems including,
but not 1 im1ted to, traffic signals and street lighting.
~(per hour)
5(01(95-
4(30(96
E 1 ectr 1 c i an
$ 23.75
OVERTIME PAY: See ( B. H, P ) on OVERTIME'PAGE attached.
HOLIOA YS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
5V'ER'TIME:See ( 5, 6. 16, 25 ) on HOLIDAY PAGE attached.
Page 10
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
APPRENTICES, ( 1
1st 2nd 3rd
40% 50% 60%
year terms at the following Wage.
4th
70%
SUPPLEMENTAL BENEFITS:(per hour worked)
32 1/2%
of wage
plus $2.25
Listed supplements apply to ill classificattons ( X )Yes ( )No
4-25m
TELECOMMUNICATION WORKER - Votce, Data, Video
WAGES(per hour) S/01/94- OS/06/95- OS/04/96- 08/03/97
8/05/95 08/03/96 08/02/97 08/03/98
Field Tech *note*
Starting 6.94 7.15
After 6 mos S.06 S.05
12 mos 9.00 9.0S
1S mos 10.04 10.23 +3.5% +3.0%
24 mos 11. 21 11. 51 per hr. per hr.
30 mos 12.51 12.98
36 mos 13.96 14.61
42 mos 15.59 16.46
48 mos n.39 1S.54
54 mos 19.42 20.S9
60 mos 22.14 23.53
Tele. Tech. Assoc. 23.40 23.53 +.3.5% +3.5%
OVERTIME PAY: See (B,I.S) on OVERTIME PAGE attached.
HOLlOA YS ,
Paid See ( 5,6,7,11,12) on HOLIDAY PAGE attached.
Overtime: See ( 5,6,7.11,12) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
19.3% of wage
Listed supplements apply to !hh classifications (X)Yes ( )No.
NYNEX/1 . b
IRONWORKER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Structural. ..... .... .
Riggers............. .
Machinery Movers.....
" Erectors. . .
$ 25.50
25.50
25.50
25.50
Addit.
$0.75
per
hour
OVERTIME PAY: See ( 8, 81, 0, V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8 ) on HOLIDAY PAGE attached.
APPRENTICES: (
1st. 2nd.
$13.65 14.25
1/2 ) year
3rd.
14.85
terms at the
4th. 5th.
15.46 15.45
following
6th.
15.45
wage.
- --l
'New Yor1< State Department of Labor
----------------------------------Case Number----------------------------------
~PREVAILING RATE SCHEDULE
~
Page 11
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$ 28.78
21.43
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-40/361
IRONWORKER
WAGES(per hour)
7/01/95-
6/30/96
Reinforcing &
Metal Lathing.
$ 29.42
OVERTIME PAY: See ( C, 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAlO: See ( 1 )
OVERTIME: See (
on HOLIDAY PAGE attached.
5, 6, 8. 10, ii, 13 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1
1st 2nd
$14.00 $17.41
year terms at the following wage rates,
3rd 4th
$20.89 $24.37
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
$ 14.79
Apprentices
9.39
Listed supplements apply to ALL classifications ( X )Yes ()No. 8-46
IRONWORKER
~(per hour)
Ornamenta 1 . . . . . . . . . . .
Chain Link Fence.....
7/01/95-
12/31/95
$ 26.15
26.15
1/01/96
6/30/96
addit.
$0.50
OVERTIME PAY: See ( A, Di, E*, 0, V ) on OVERTIME PAGE attached.
*Double time after 7 hours on Saturday.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8 ) on HOLIDAY PAGE attached.
APPRENTICES: (1/2 **) year terms at the following percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th.
60% 65% 70% 80% 85%
**Appr. indentured after 7/01/93-1st
months.
6th.
95%
term is
4 months, 6th term 1s eight
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman and Apprs.
indentured prior to
7/01/93
$ 20.90
Page 12
PREVAILING RATE SCHEDULE
New York State Department of Labor
------------.---------------------Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
Apprs. indentured
after 7/01/93
1st term
2nd
3rd
4th
5th
6th
17.23
17.69
18.15
19.07
19.52
20.44
Listed supplements apply toALL classifications ( x )Yes (
)No.
8-580
LABORER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Building Laborer:
All Classifications...
$ 21.00
$ 0.50 additional
OVERTIME PAY: See ( A, E, Q
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
CiiiE'RTIME: See ( 5. 6. 10 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$13.73
$ 13.73
Listed supplements apply to ALL classifications ( x )Yes (
)No.
4-66
LABORER - HEAVY/HIGHWAY
Laborer(Heavy/Highway):
Group # 1: Asphalt Rakers and Formsetters.
Group # 2: Asphalt Shovelers and Tampers.
Group # 3: Basic Laborer, PQwer Tool. Trackmen, Landscape, Pipelayer,
Jackhammer and Concrete.
~(per hour)
6/01/95
5/31/96
Heavy/Highway
Laborer:
Group # 1.............
Group # 2.............
Group # 3.............
$ 23.00
22.47
20.72
OVERTIME PAY: See ( B, F, R, E4 ) on OVERTIME PAGE attached.
HOLlDA YS:
PAIO:See ( 5. 6, 16. 26 )* on HOLIDAY PAGE attached.
----- *2 hours pay for each day worked that week
OVERTIME: See ( 5. 6, 16. 26 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 9.97
Listed supplements apply to !hh classifications ( x )Yes (
)No
4 - 129B
i
.'
.
PREVAILING RATE SCHEDULE
.
Page 13
'New York State Department of Labor
----------------------------------Case Numbe~----~.----------------------------
9605127
SUFFOLK
19958
---------------------------------------------------------------
MASON - Building
WAGES(per hour)
7/01/95-
6/30/96
Building:
Bricklayer. .
$ .30.77
OVERTIME PAY; See ( A. E, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10 ) on HOLIDAY PAGE attached.
APPRENTICES:
( 750 hour) terms at the following
percentage of Journeyman's wage.
3rd 4th 5th (500 hrs)
70% 80% 90%
6th ( 500 hr.)
95%
1st 2nd
50% 60%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
$ 14.31
$ 12.76
Listed supplements apply to ALL classifications
lYe. ( X )No.
8-nydc
MASON
WAGES(per hour) 7/01/94-
6/30/95
Cement Mason.......... $ 27.99
7/01/95-
6/30/96
addit.
$1 . 36 per hr.
OVERTIME PAY: See ( C, O. V ) on OVERTIME PAGE attached.
HOLIOAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( S. 6, 8. 13, 25 ) an HOLIDAY PAGE attached.
APPRENTICES'
wage.
1st. 2nd.
50% 60%
1/2
year terms at the following percentage of Journeyman's
3rd.
70%
4th.
80%
5th.
90%
6th.
95%
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 13.47
Listed supplements apply to ALL classifications ( x. )Ves ( )No.
MASON - Bu;ldlna
~(per hour) 1/01/95- 7/01/95- 1/0'/96-
6/30/95 12/31/95 6/30/96
But 1 di ng:
Plasterer.. ....... .... $ 23.00 Additional Additional
$.50 per hr $.50 per hr
OVERTIME PAY: See ( A. O. V ) on OVERTIME PAGE attached.
8-780
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
S. 6. 11, 15. 25 ) on HOLIDAY PAGE attached.
Page 14
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
APPRENTICES:( 1 ) year terms at the following percentage of journeymanls wage.
1st term
2nd
3rd
40%
60%
80%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman........... $ 14.69
Apprentices......... .after 3 mos. of employment, same as journeyman.
Listed supplements apply to ALL classifications ( x )Yes
)NO.
8-202p
MASON-Bui ldina
WAGES (per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
Sui 1 di n9:
Mosaic &
Terrazzo Worker
Helper
$ 27.38
26.07
Additional
SOc per hr.
Additional
SOc per hr.
OVERTIME PAY: See ( C. Q
on OVERTIME PAGE attached.
HOLIQA YS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( S, 6. 8, 10, ii, 15, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 12.40
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-3
MASON - Bu1ldina
~(per hour)
4/27/92-
4/27/93
4/28/93-
4/27/94
Sui lding:
Tile Layer............
Additional
$2.00 per hr.
OVERTIME PAY: See ( A, 0 ) on OVERTIME PAGE attached.
$ 24.91
HOLIQAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10. 11. 15. 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st. 2nd.
45% 50%
1/2
year terms at the following percentage of Journeymanls
3rd.
55%
4th.
60%
5th.
70%
6th.
80%
SUPPLEMENTAL SENEFITS:(per hour worked)
$ 12.41
Listed supplements apply to ALL classifications ( x lYes (
)No.
8-52
1
,J ,JNew Yorl< State Department of Labor
----------------------------------Case Number----------------------------______
~PREVAILING RATE SCHEDULE
~
Page 15
9605127
SUFFOLK
19958
MASON - 8uildinq
-------------------------------------------------------------------------------
WAGES(per hour)
Bu i 1 ding:
Tile Layer Helper
& Finisher.. __...
5/03/93-
5/02/94
OVERTIME PAY: See ( A. 0 ) on OVERTIME PAGE attached.
$ 23.70
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 8. 10. 11, 15. 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 10.09
Listed supplements apply to Ahh classifications ( x )Yes (
~ - Pointer/Caulker/Cleaner
~(per hour)
Pointer. Cleaner,&
Caulker (Mason).....
)NO.
8-88
7/01/94-
6/30/96
7/01/96-
6/30/97
$ 23.18
COLA raise
OVERTIME PAY, See ( e, H
on OVERTIME PAGE attached.
HOLIDA YS,
PAID: See ( t
OVERTIME: See
APPRENTICES, (
1 at 2nd
$10,00 11.50
on HOLIDAY PAGE attached.
5. 6. 25. 26 ) on HOLIDAY PAGE attached.
year
3rd
13.00
terms at
4th
15.00
wage rates.
the following
5th
18.00
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Appr 1st year
Appr 2nd year
Appr 3rd year
Appr 4th year
Appr 5th year
$ 11,46
2.50
20% of $".46
40% of $11 _ 46
60% of $ 11 . 46
80% of $ 11 .46
MASON - Buildina
Listed supplements apply to ALL class1fications (X)Yes ( )No.
8-66w
~(per hour) 7/05/95-
'/04/96
OVERTIME PAY: See
Stone Setter.......... $ 31.96
on OVERTIME PAGE attached.
C, 0
HOLIDAYS,
PAID: See ( 18 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 8. 10 ) on HOLIDAY PAGE attached.
APPRENTICES, ( 1/2
wage.
1st. 2nd. 3rd.
50% 55% 60%
year terms at the following percentage of Journeyman's
4th.
65%
5th.
10%
6th.
80%
7th,
90%
8th.
95%
Page 16
New York State Department of Labor
__________________________________Case Number----------------------------------
PREVAILING RATE SCHEDULE
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
1st & 2nd yr Apprs.
All other Apprs
$ 17.60
$ 17.16
$ 17 .60
Listed supplements apply to ALL classifications ( x )Yss (
lNo.
8-84
IRONWORKER
~(per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
Oerrickman/Rigger... .
$ 28.59
addit.
$0.80
per hr.
addit.
$0.80
per hr.
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st. 2nd.
50% 60%
( 1/2
year terms at the follow1ng percentage of Journeyman's
3rd.
70%
4th.
80%
5th.
90%
6th.
90%
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 20.10
Listed supplements apply to ~ clasS1fications ( x )Yes (
lNo.
8-197
MASON-Buildina
~(per hour)
7/01/93-
12/31/93
1/01/94-
6/30/94
Building:
Marble- Sawyer. Rubber
& Polisher............$
Marble- Cleaner.......
14.37
add .85
per hr.
no add
per hr
no add
per hr
28.78
- Maintenance...
13.22
OVERTIME PAY: See (A,E,Q,V ) on OVERTIME PAGE attached.
PAID HOLIDAV: Journeymen except Cleaners and Maintenancemen receive
1/2 days pay for Labor Day. Cleaners. Maintenancemen and 1st three terms of
apprentices receive (5.6.11.15 ) on HOLIDAY PAGE attached. All others no pa1d
ho11days.
APPRENTICES: 1/2 1 year terms at the follow1ng percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th. 6th. 7th. 8th.
50% 54% 59% 63% 67% 72% 76% 80%
SUPPLEMENTAL BENEFITS:(per hour worked)
Sawyer/Rubber/Pollshar
Cleaner/Maintenance
Apprentices
$11.62
$ 3.50
$ 5.43 plus
wage % of $ 6.19
Listed supplements apply to Abb classifications ( x )Yes (
8-24
)No.
I
.
,
,lNew York State Department of Labor
----------------------------------Case Number-----------------------------_____
411tPREVAILING RATE SCHEDULE
4IIt
Page 17
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MASON - Buildinq
l'M.ill(per hour)
1/01/94-
6/30/94
Sui lding:
Marble Cutters &
Setters............ .
$ 28.64
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
HOLIDAYS;
PAID: Journeymen receive 4 hours pay on Labor Day.
Apprentices 1st three terms. See ( 5. 6. 8. 10, 15 ) on HOLIDAY PAGE
attached plus any day fol lowing a Thursday or Sunday Holiday. All
other Apprentices. See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10. 15 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1st. 2nd.
50% 55%
1/2 ) year terms at the following percentage of Journeyman'S
3rd.
65%
4th.
70%
5th. 6th.
80% 95%
SUPPLEMENTAL BENEFITS:(pr hour worked)
Journeyman
$ '3.55
Apprentices
$ 6.05 plus
wage % of
$ 7.50
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-4
MASON-Buildina
WAGES(per hour 7/01/93-
12/31/93
1/01/94-
6/30/94
Marble-Riggers,
Crane & Derrickman $ 24.82
Addit.
.70
per hr.
OVERTIME PAY: See ( C, C, V ) on OVERTIME PAGE attached.
PAID HOLIDAY: 1/2 Day for Labor Day.
SUPPLEMENTAL BENEFITS: (per hour worked)
$'9.47
Listed supplements apply to !hh classifications ( x )Yes (
)NO.
8-20
PAINTER
~(per hour)
4/01/94-
3/31/95
4/0'/95-
3/31/96
Brush, Paper Hanger. . . . $ 23.88
Structural Steel....... 31.46
Spray, Scaffold........ 26.35
Sandblasting.. ..... .... 26.35
Repa i nt/Renova t i on. . . . . 20.89*
-Additional $2.00 per hr. for Hanging Scaffold,
Roll 1ng Scaffold 20' and over.
Add1t.
$1.45
pee
hr.
Spray, Sandblasting, and
Page 18
PREVAILING RATE SCHEDULE
New York State Department of Labor
-_________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
OVERTIME PAY: See ( A, K ) on OVERTIME PAGE attached.
OVERTIME PAY-Repaint/Renovation: See ( 8 ) on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1
) year
1st
10.73
11.84
12.94
10.73
terms at
2nd
16.01
17.62
19.24
16.01
the following rates.
3rd
19.11
21.09
23.08
19.11
Brush
Scaff. /SB
Struc. Stl.
Rpt/Ren.
SUPPLEMENTAL BENEFITS: (per hour worked)
Rpt/Ren. Journeyman
All other Journeyman
Appr 1st year
Appr all other terms
$10.39
12.45
4.76
10.18
Listed supplements apply to ALL classifications (X)Yes ( )No.
4-1486
PLUMBER
~(per hour)
5/01/95-
10/31/95
11/01/95-
4/30/96
$ 32.00
5/01/96-
10/31/96
11/01/96-
4/30/97
P' umber. . . . . . . . . . . . . .
$ 31. 75
$ 32: 25
$ 32.50
OVERTIME PAY: See ( A, 0
on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
iiVE"ili'IME:See ( 5. 6, 15. 25 ) on HDLlDAY PAGE attached.
APPRENTICES: ( 1 ) year terms at the following percentages of journeyman's
wage
1st
40%
2nd
50%
3rd
65%
4th
70%
5th
75%
SUPPLEMENTAL BENEFITS; (per hour worked*)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
*Sunday and Holiday
$13.78
7.54
9.18
9.22
9.86
10.24
Benefits paid at
$14.13
7.94
9.56
9.56
10.19
10.55
Double Time
$14.28
8.34
9.90
9.90
10.51
10.86
rate.
$14.53
8.74
10.23
10.23
10.84
11.17
Listed supplements apply to !hb classifications ( X )Yes ( )No
4-200
STEAMFITTER
~(per hour)
6/28/95-
1/02/96
1/03/96-
6/30/96
Steam Fitter... .... . ..
Sprinkler Fitter......
$ 30.05
30.05
Additional
$0.50 per hr
to be allocated
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
j
.
.
,
'New York State Department of Labor
----------------------------------Case Number.---------------------------------
.
PREVAILING
RATE SCHEDULE
.
Page
19
9605127
SUFFOLK
19958
HOLIOAYS:
PAID: See
OVERTIME:
( 1 ) on HOLIDAY PAGE attached.
See ( 5. 6, 7. ii, 16 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1 ) year terms at the following percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th.
40% 50% 65% 80% 85%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman:
Apprentices:
$ 17.84
$ 0.34 plus
term % of
$ 17.50
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-638A
STEAMF ITTER
WAGES(per hour)
7/01/95-
6/30/96
Refrigeration, A/C. Oil Burner and Stoker Service and Installations. Limited on
Refrigeration to combined compressors up to five (5) horsepower and on A/C,
Heating and Air Cool ing to combined compressors up to ten (10) horsepower.
Steamfitter..... .....
$ 20.15
OVERTIME PAY:See ( B. E. 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6. 7, ii, 26 ) on HOLIDAY PAGE attached.
OVERTIME: If any of the above fall on Sat., code S applies (if worked).
APPRENTICES:
1st 6mo
$5.75
( 1 ) year terms at
2nd 6mo 2nd yr
$9.56 $11.59
the following wage.
3rd yr 4th yr
$13.58 $16.46
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
1st year
2nd year
3rd year
4th year
$ 7.46
6.75
6.88
7.04
7.25
Listed supplements apply to .ill classifications ( X )Yes ( )No.
8-6388
ROOFER
~(per hour) 4/01/93-
9/30/93
Roofer/Waterproofer......... $ 22.14
OVERTIME PAY-New Roof: See ( A. E, 0 ) on OVERTIME PAGE attached.
OVERTIME PAY-Reroof: See ( B. E. 0 ) on OVERTIME PAGE attached.
HOLIOA YS:
PAID: See ( 1
Q"iJE"'R'TIME: See
on HOLIDAY PAGE attached.
5. 6. 10. 13. 16 ) on HOLIDAY PAGE attached.
Page 20
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19956
-------------------------------------------------------------------------------
APPRENTICES;
wage.
1 st 2nd
50% 55%
1/2
year terms at the following percentage of journeyman's
3rd
60%
4th
65%
5th
70%
6th
75%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$14.58
wage% of
$14.58 +
$ 0.03
Listed supplements apply to ALL classifications ( X lYe. )No 4-154
SHEETMETAL WORKER
WAGES(per hour) 2/01/95- 8/01/95- 2/01/96-
7/31/95 1/31/96 7/31/96
Sheetmetal Worker. . . . $ 32.21 add it . $.60 addit. $.65
per hr to be per hr to be
a 11 ocated allocated
OVERTIME PAY; See
c, 0, V ) on OVERTIME PAGE attached.
HOLIDAYS;
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 7. 12 ) on HOLIDAY PAGE attached.
APPRENTICES;
1/2
year terms at the following wages.
1st.
9.67
2nd.
11.28
3rd.
12.88
4th.
14.49
5th.
16.11
6th.
17.69
7th.
19.33
8th.
22.55
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
Appr 6th term
Appr 7th term
Appr 8th term
$ 14.58
5.94
6.48
7.07
7.66
8.32
9.52
9.96
11.98
Listed supplements apply to !kh classifications ( X )Yes ( )NO.
8-28
WELDER
Welder
To be paid the rate of the mechanic performing the work.
I
.
,
.
,'New York State Department of Labor
----------------------------------Case Number-------------------------------___
. PREVAILING
RATE SCHEDULE
.
Page
21
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
TEAMSTER-Buildinq
Truck Driver(Building and Heavy/Highway):
GROUP 1: Chauffeur and Excavation.
GROUP 2: Euclid and Turnapull type trucks.
WAGES(per hour)
7/01/95-
6/30/96
Truck Driver (Building and
Group 1.. ...... .........
Group 2.................
Heavy/Highway) :
$ 23.235
23.795
OVERTIME PAY: See ( S. E. R
on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 5, 6. 7, 11. 12 )* on HOLIDAY PAGE attached.
D'V"E'RTIME:See ( 5, 6. 7. 11, 12 ) on HOLIDAY PAGE attached.
* must work two days in holiday week.
SUPPLEMENTAL BENEFITS:(per hour worked)
Group 1..................
Group 2.............._
Listed supplements apply to
$ 16.7625
16.8025
!bh classifications
( X )Ve. (
)No
4-282nsh
SHEETMETAL WORKER
~ (per hour)
11/01/94-
6/30/95
Sign Erector.........
$ 23.25
OVERTIME PAY: See
A, E. P. T ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6, 10. 11, 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10. 1,. 12. 16 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1st 2nd 3rd
35% 40% 45%
1/2 ) year terms at the following percentage of Journeyman's
4th
50%
5th
55%
6th
60%
7th
65%
8th
70%
9th
75%
10th
80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Appr 1st & 2nd yrs
$ 4.83 plus
$ 27.00 per
day plus
20% of wage
$.4.40 plus
2% of wage
$ 3.58 plus
$ 2.00 per
day plus
18% of wage
$ 3.58 plus
$ 4.00 per
day plus
20% of wage
$ 3.58 plus
$ 6.00 per
day plus
20% of wage
Appr 3rd yr
Appr 4th yr
Appr 5th yr
Listed supplements apply to !bh classifications ( X )Yes ( )No.
8-137
Page 22
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
PAINTER - Strioina Hiahwav
WAGES(per hour)
4/01/95-
3/31/96
4/01/96-
3/31/97
Painter (Striping-Highway etc.):
Striping-Machine Oper.
Helper........ .
Linerman............. .
$ 16.92
15.14
19.59
$ 17.57
15.79
20.09
OVERTIME PAY: See ( B. E. P. 5 ) on OVERTIME PAGE attached.
HOLIOA YS:
PAID: See ( 5, 6. 8. 10, 11. 12. 15. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10, 11. 12, 15, 16 ) on HOLIOAY PAGE
attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 0.50 plus
24% of
wage
Listed supplements apply to !hb classifications ( x }Yes (
ELECTRICIAN
)NO.
8-230
~(per hour) 4/02/95-
3/30/96
Tree Tr~mmer (Line Clearance Special 1st)
$ 17.13
OVERTIME: See ( 8, E, P, T ) on OVERTIME PAGE Attached.
HOLIDAYS;
PAID:See ( 5. 6. 8, 9, ii, 16 ) on HOLIDAY PAGE attached (Must Work Day
- Before)
OVERTIME: See ( 5, 6. 8. 9. 11, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 3.89
Listed supplements apply to all classifications ( x ) Yes (
) No. 4-1049
I
.
,
"
,New York State
----------------------------------Case
~PREVAILING RATE SCHEDULE
~
Page
23
Department of labor
Number----~-----------------------------
9605127
SUFFOLK
19958
SURVEY CREW - Bu11dinQ
WAGES:(per hour)
7/01/95-
6/30/96
Survey Rates-Building:
Party Chief.........
Instrument Man......
Rodman/Chainman.... _
$ 25.76
21.77
14.46
OVERTIME PAY: See ( A, E, 0 ) on OVERTIME PAGE attached.
HOLlOAYS,
PAID: See ( 5. 6. 7. 1,. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 7, 11. 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 14'-40*
* $11.00 of above amount paid at same rate as overtime.
Listed supplements apply to !hh classifications ( x )Ye5
)No.
8-15Db
Heavv/Hiahwav
SURVEY CREW
WAGES: (per hour)
7/01/95-
6/30/96
Survey Rates-Heavy/H1way:
Party Chief......... $ 25.<;15
Instrument Man......
21.49
Rodman/Chainman.... .
19.11
OVERTIME, See ( B. E. Q
on OVERTIME PAGE attached.
HOLIDAYS,
PAID: See ( 5, 6. 7, 11. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 7, 11. 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour 'worked)
$ 14.40*
*$11.00 of above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes
)No.
8-15D-N/S
Page 24
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
SURVEY CREW - Consultina Enatneer
CONSULTING ENGINEER SURVEY
Feasibil ity and prel iminary design surveying. line and grade surveying for
inspection or supervision of construction when performed under a consulting
engineer agreement.
WAGES:(per hour)
7/01/95-
6/30/96
7/01/96-
6/30/97
Survey Rates:
party Chief. ... .....$
Instrument Man......
Rodman/Chainman.....
21. 26
17.93
15.18
Addit.
$0.90
per hr.
OVERTIME PAY: See ( 8. E, 0 ) on OVERTIME PAGE attached.
HOLlOAYS:
PAID: See ( 5, 6. 7. 8, 11. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7. 8. 11. 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
'" $ 9.20
'" $6.80 of the above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-i5Dc
CORE DRILLING
~(per hour)
10/17/93-
10/16/94
Core Dri 11 in9:
Dr 111 er. . . . . . . . . . . . . . .
He 1 per _ . . . . . . . . .
$ 20.235
17.725
OVERTIME PAY: See ( B, E. P. S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID:
OVERTIME:
See ( 5. 6 ) on HOLIDAY PAGE attached.
See ( 5. 6 ) on HOLIOAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 6.19
Listed supplements apply to Ah1 classifications ( x )Yes (
)No.
8-1536
POWER EQUIPMENT OPERATOR - Heavv/H1ahwav
WAGES(per hour)
8/01/94-
7/31/95
Well Driller:
Driller........... .
Helper.... .
$ 21.45
19.20
OVERTIME PAY: See ( B. E. P. S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6, 10, 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 10. 12. 16 ) on HOLIDAY PAGE attached.
f
,v~iT".~. .
.
PREVAILING
RATE SCHEDULE
.
PaQe
25
,
,
,
'New York State Deoartment of Labor
----------------------------------Case Number.-~---~---------------------------
9605127
SUFFOLK
19958
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 6.55*plus
10% of straight
time rate
*$8.05 plus 10% of straight time rate for overtime hours.
Listed supplements apply to !bh classifications ( x )Yes ( )No.
4-138well
POWER EQUIPMENT OPERATOR - BuildinQ
BUILDING,
CLASS "A" :Asphal t Spreader, Backhoe Crawler, Boi ler, Boring Machine, Cherry
Picker (over 50 tons), Concrete pump, Crane, Derrick, Dragl in8, Dredge,
Gradall, Grader. Hoist, Loading Machine (10 ydS or more), Milling Machine. Pile
Driver, Power Winch-Stone Setting/Structural SteeT/Truck Mounted, Powerhouse,
Road Paver, Scoop-Carryall-Scraper in Tandem, Shovel, Sideboom Tractor, Stone
Spreader (Self Propelled), Tank Work, Tower Crane Engineer.
CLASS "B",
Backhoe, Boom Truck, Bulldozer, Boring MaChine/Auger, Cherrypicker,
Conveyor-Multi, Dinky Locomotive, Fork Lift, Hoist (2 Drum), Loading Machine &
Front Loader, Mulch Machine (Machine fed). Power Winches (All others not
included in CLASS A), Asphalt Roller, Hydraulic Pump with Boring Machine,
Scoop, Carryall, Scraper, Maint. Man on Tower Crane, TrenChing Machine, Vermeer
Cutter, Work Boat.
CLASS "C" ,
Curb Machine, Maintenance Engineer (Small Equip. & Well Point), Field Mechanic,
Milling Machine (Small), Pu!vi-M1xer, Pumps, Roller (Dirt), Vac-All,
Welding/Burning, Compressor (Structural Steel & 2 or more in Battery), Concrete
Finishing Machine, Concrete Spreader, Conveyor, Curing Machine, Fireman, Hoist
(1 Drum), Ridge Cutter, Striping MaChine, Welding Machine (Structural Steel &
Pile Work).
CLASS "0":
Compressor (Pile, Crane, Stone Setting), Concrete Breaker/Saw Cutter, Work Lift
(Walk Behind/Power Operated), Generator (Pile Work), Hydra Hammer, Hand
Operated Mechanical Compactors, Pin Puller, Portable Heater,
Power-Broom/Buggy/Gr-inders, Pumps-Single Action 1 to 3 inChes/Gypsum/Double
Action Diaphragm, Hand TrenChing Machine, Welding Machine.
Class " E ":
Batching Plant, Generator, Grinder, Mixer. Mulching Machine, 01ler, Pump
(Centrifugal up to 3 inches), Root Cutter, Stump Chipper, 011er on Tower- .Crane,
Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
~(per hour)
7/01/95-
5/31/96
Class " A "............... $
*Add $3.00 for Hazardous Waste
Class II B ". ....... .......
*Add $2.00 for Hazardous Waste
Class" C "...............
*Add $1.00 for Hazardous Waste
Class 0 ............
Class" E............
29.25*
Work
27.75*
Work
26.75*
Work
24.75
23.75
*Cranes
Boom length over
100 foot add
150
250
350
$ 0.50 per hour
$ 0.75
$ 1.00
$ 1.50
~.
Page 26
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
OVERTIME PAY: See ( D. 0 ) on OVERTIME PAGE attached.
HOLIOAYS:
PAID: See ( 5, 6. 8. 9, 10. 16 ) on HOLIDAY PAGE attached*
*must work day before & day after. or receive 2 hours per intermittent day
OVERTIME: See ( 5. 6, 8. 9. 10. 16 ) on HOLIDAY PAGE attached*
Apprentice Rate is $15.60 FOR 36 MONTH TERM
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 17.29*Note
*Note:OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to !bb classifications ( x )Yes
)No
4-138
POWER EQUIPMENT OPERATOR - Heavv/HiahW8v
HEAVY I HIGHWAY:
CLASS "A":Asphalt Spreader, Backhoe Crawler. Boiler, 80ring Machine, Cherry
Picker (over 50 tons), Concrete pump, Crane, Derrick, Dragline, Dredge,
Gradall. Grader, Hoist Loading Machine (10 yds or more), Mill ing Machine, Pile
Driver. Power WinCh-Stone Setting/Structural Steel/Truck Mounted, Powerhouse,
Road Paver, Scoop-Carryall-Scraper 1n Tandem, Shovel, S1deboom Tractor. Stone
Spreader (Self Propelled), Tank Work, Tower Crane Engineer.
CLASS "B": Backhoe, Boom TrUCk, Bulldozer,Boring Machine/Auger, Cherrypicker.
Conveyor-Multi. Dinky Locomotive, Fork Lift, Hoist (2 Drum), Loading Machine &
Front., Loader, Mu 1 ch Mach i ne (Mach i ne fed), Power Wi nchs (A 11 others not
included in CLASS A), Asphalt Roller. Hydraulic Pump with Boring Machine,
Scoop. Carryall, Scraper, Maint. Man on Tower Crane, Trenching Machine. Vermeer
Cutter, Work Boat.
CLASS "e": Curb Machine, Maintenance Engineer (Small Equip. & Well Point), d
Field Mechanic, Milling Machine (Small), Pulvi-Mixer, Pumps, Roller (Dirt).
Vac-All, Welding/Burning. Compressor (Structural Steel & 2 or more in Battery),
Concrete Finishing Machine, Concrete Spreader. Conveyor. Curing Machine.
Fireman, Hoist (i Drum). Ridge Cutter. Striping Machine. Welding Machine
(Structural Steel & Pile Work).
CLASS "0": Compressor (Pile, Crane. Stone Setting), Concrete Breaker/Saw
Cutter. Work Lift (Walk Behind, Power Operated), Generator (Pile Work), Hydra
Hammer. Hand Operated Mechanical Compactors. Pin Puller. Portable Heater,
Power-Broom/Buggy/Grinders, Pumps-Single Action 1 to 3 inches/Gypsum/Double
Action Diaphragm, Hand TrenChing Machine, Welding Machine.
!
,
'New Yor!,: State Department of Labor
----------------------------------Case Number----------------------------------
.
PREVAILING
RA TE SCHEDULE
.
Page
27
9605127
SUFFOLK
19958
Class" E ": Batching Plant, Generator, Grinder, Mixer. Mulching Machine.
Oiler, Pump (Centrifugal up to 3 inches), Root Cutter. Stump Chipper, Oiler on
Tower Crane, Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
Class
F
Lead Tee TV Crew.
Class
G
Wet Out Tee.
Class
H
Technician.
WAGES ( per hour )
7/01/95-
5/31/96
Class " A "......... $
~Add $3.00 for Hazardous Waste
C, ass " B ".............
*Add $2.00 for Hazardous Waste
Class" C ".............
*Add $1.00 for Hazardous Waste
Class 0 ....... _ . . . . .
Class E..... ........
Class F.... .... ,....
Class G ...........
Class H .............
"'Cranes Boom length over 100
150
250
350
30.05*
Work
28.05*
Work.
27.05*
Work.
25.05
24.05
26.70
26.20
26.20
foot add $
$
$
$
0.50
0.75
1.00
1. 50
per hour
OVERTIME PAY: See
O. 0 ) on OVERTIME PAGE attached.
HOLlOA YS:
PAID: See ( 5. 6. 8. 9, 10, 16 ) on HOLIDAY PAGE attached*
"'must work day before & day after,or receive 2 hrs per intermittent day
OVERTIME: See ( 5, 6. B. 9, 10, 16 ) on OVERTIME PAGE attached*
APPRENTICE RATE is $15.60 per hr for entire 36 month term
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 17.29* NOTE
"'Note: OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to !hk classifications ( x )Yes
lNo.
4-138
MARINE CONSTRUCTION
~,(per hour)
10/01/94-
9/30/95
10/01/95-
9/30/96
Hydraulic Dredge;
Class A:
Leverman. . . . . . . . . . . . .
Engineer, Derrick Op.
Chief mate on Dredge.
Class C:
Maint. Eng...........
Mate. . . .... ..........
Boat Captain.........
Class 0:
Deckhand. . . . . . . . . . . . .
Fireman. 0; 1 er. . . . . . .
Shareman. . . . . . . . .
$ 22.44
20.78
20.47
$ 23.35
21. 51
21.20
20.32
18.97
19.12
21.04
19.65
19.80
15.83
16.44
15.83
16.15
16.77
16.15
Page 28
New York State Department of Labor
----------------------------------Case Number----------------------------------
PREVAILING RATE SCHEDULE
Tug Boats:
Class A:
Tug Master... ... .....
Tug Chief Engineer...
Class C:
Tug Captain. ... ......
Tug Engineer... ......
Class D:
Tug Deckhand.........
Dipper and Clamshell Dredges:
Class A:
Operatbr............ .
Engineer............ .
Class C:
Ma1nt. Engineer.......
Mate.... ...... .......
Boat Master, Welder..
Boat Captain. ....... .
Class 0:
Oiler............... .
Deckhand. . . . . . . . . . . . .
9605127
SUFFOLK
1995B
20.00
19.49
20.71
20.19
19.12
19.12
19.80
19.80
16.03
16.36
22.83
21.22
23.76
21. 97
20.32
18.97
20.01
19.12
21.04
19.65
20.72
19.80
16.44
16.03
16.77
16.36
OVERTIME PAY: See
B, E, P, S ) on OVERTIME PAGE attached.
HOLIDAV:
PAID: See ( 5. 6, 10. 15 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10. 15 ) on HOLIDAY PAGE attached.
The fol lowing SUP~LEMENTAL BENEFITS apply to ALL classifications of the above
HVORAULIC, DIPPER, CLAMSHELL OREOGES and TUG BOATS.
All Class A
SU~PLEMENTAL BENEFITS:(per hour worked)
All Class C
All Class 0
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.06
plus
8% of
wage
$ 4.06
plus
8% of
wage
4-25a
I
,
New York State Department of Labor
----------------------------------Case Number---------------------_____________
. PREVAI LING
RATE SCHEDULE
.
Page
29
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MARINE CONSTRUCTION
WAGES(per hour)
'0/01/94-
9/30/95
10/01/95-
9/30/96
Dr; 11 Boat:
Class A:
E ng; near. . . . . . . . . .
Blaster.......... .
Driller.......... .
Class C:
Welder/Machinist. .
Class 0:
Oiler/Helper..... .
Deckhand. . . . . . . . . .
$ 21.58
21.81
21.59
21.42
19.27
15.15
$ 22.35
22.59
22.36
22.18
19.66
15.43
OVERTIME PAY: See
8, E. p. S
on OVERTIME PAGE attached.
HOLlOAY;
PAID: See ( 5, 6, 10. 15 ) on HOLIDAY PAGE attached.
~IME: See ( 5. 6, 10. 15 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
Class A $ 4.63 plus $ 4.63 plus
8% of wage 8% of wage
Class C $ 4.34 plus $ 4.34 plus
8% of wage 8% of wage
Class..D $ 4.06 plus $ 4.06 plus
8% of wage 8% of wage
Listed supplements apply to A.!"b classifications ( x )Yes ( )No. 4-25/3
.
.
STATE OF NEW YORK
DEPARTMENT OF LABOR
GOVERNOR W. AVERELL HARRIMAN
STATE OFFICE BUILDING CAMPUS
ALBANY. NEW YOR K 12240
08/09/96
EMPLOYERS INELIGIBLE TO BID ON OR BE A WARDED ANY PUBLIC WORK
---------------------------------------------------------------------------------------------------------------------
Under Article 8 of the NYS Labor Law, when two final determinations have been rendered against a
contractor, subcontractor and/or its successor within any consecutive six-year period determining
that such contractor, subcontractor and/or its successor has WILLFULLY failed to pay the prevailing
wage and/or supplements; or when one final determination involves the falsification of payroll
records or the kickback of wages and/or supplements, said contractor, subcontractor and/or its
successor shall be debarred and ineligible to submit a bid on or be awarded any public work
contract/sub-contract with the state, any municipal corporation or public body for a period of five
years from the date of debannent.
Contractor
Number
of
Determ's
Date of
first
Willful
Date of
last
Willful
Fiscal
Officer
(see Note) .
Barred
until
---------------------------------------------------------------------------------------------------------------------
Montour Metals, Inc.
116North Catherine St., Montour Falls, NY
(2) 9/28/90 . 09/24/91 DOL 09/24/96
Sloan Steel Erectors & Equip. Rental Inc.
1560 Harlem Road, Buffalo, NY 14206
(2) 10/18/89 02/19/92 DOL 02/19/97
Great Neck Electric CD., Inc.
245 East Shore Rd., Great Neck, NY 11023
(2) 12/31190 04/04/92 DOL 04/04/97
Global Oceanic Enterprises
POBox 99, Langhorne, PA 19047
(2) 03/29/90 09/15/92 DOL 09/15/97
G&C Construction Corp.
3706 12th Ave., Brooklyn, NY 11218
(3) 09/28/90 10/06/92 DOL 10/06/97
10/16/95 DOL 10/16/00
Nelson's Lamplighters, Inc.
1811 Castle Gardens Road, Vestal, NY 13850
(2) OS/29/87 10/30/92 DOL 10/30/97
Owners Management & Const. Corp.
14-08 Clintonville St., Whitestone, NY 11357
(2) 06/07/91 01/08/93 DOL 01108/98
LH 1 (4-86)
--
Rosenthal Contracting, Inc.
RD. I, Box 402, Owego, NY 13827
(2) 12/07/92 01/28/93 DOL 01/28/98
Melisz Building Impvt., Inc.
49 Crescent Place, Lackawanna, NY 14218
(2) 07/24/87 01/29/93 DOL 01/29/98
Atlantic Contracting Corp.
52-09 31st PI., Long Island City, NY 11101
(2) 11/23/92 02/08/93 DOL 02/08/98
J.F.B. Painting & Supply, Inc.
722 West Gray Street, Elmira, NY 14901
(2) 11/28/88 02/19/93 DOL 02/19/98
Easton Industries, Inc.
3100 7th Ave., Troy, NY 12180
(2) 10/26/92 04/08/93 DOL 04/08/98
Finger Lakes Painting & Decorating
150 Lenox Road, Geneva, NY 14456
(I) 06/28/93 DOL 06/28/98
Silver Steel Erectors
494 Ashland Ave., Buffalo, NY 14222
(2) 06/03/93 11/30/93 DOL 11/30/98
Environspan Safety Corp.
10 West 36th Street, New York, NY
(*) (*) (*) DOL 01/25/99
Ron Kenyon & Sons Excavating
16305 Holley Rd., Holley, NY 14470
(2) 12/09/90 01/27/94 DOL 01/27/99
Gorton Construction
POBox 606, Norwich, NY 13815
(2) 03/19/90 01/27/94 DOL 01/27/99
Perfect Power Corporation dba
Experience Electric Corp.
305-8 Knickerbocker Ave., Bohemia, NY 11716
(2) 04/11/94 04/11/94 DOL 04/11/99
:i-
.
.
T J S Masonry
32 Woodland Park, Rochester, NY 14610
(2) 05/05/94 05/05/94 DOL 05/05/99
Oliver Construction Engineering and Architectural Network
R.R. I, Box 466, Chazy, NY 12992
(2) 05/09/94 05/09/94 DOL 05/09/99
Smith Fence Industrial, Inc.
10165 Main Street, POBox 99, Clarence, NY 14031
(2) 07/23/93 05/09/94 DOL 05/09/99
North Country Installers, Inc.
and Alter ego The Locker Master, Inc.
Box 33, Main Street, West Pawlet, VT 05775
(2) 01/03/94 OS/26/94 DOL OS/26/99
VRD.Decorating, Inc.
2300 Buffalo Road, Rochester, NY 14624
(2) OS/26/94 OS/26/94 DOL OS/26/99
Grandview Painting Co., Inc.
2300 Buffalo Road, Rochester, NY 14624
(successor to VRD) DOL OS/26/99
Castle Electrical Contractors, Inc.
1210 Culver Road, Rochester, NY 14609
(2) 12/19/91 06/08/94 DOL 06/08/99
A & L Environmental Services, Inc.
1549 Fifth Avenue, Bayshore, NY 11706
(2) 12/03/93 06/22/94 DOL 06/22/99
BQE Contracting Corp.
24-38 49th Street, Astoria, NY 11103
(2) 08/10/94 08/10/94 NYC 08/10/99
Will C. Kirk dba Kirk Construction
POBox 9, Cleveland, NY 13042
(2) 03/06/89 08/23/94 DOL 08/23/99
John J. Billone Plumbing and Heating AKA
Billone Mechanical
195 Dewey Avenue, Rochester, NY 14608
(2) 09/01/94 DOL 09/01/99
--
Seneca Hawk, Inc.
9138 Southwestern Blvd., Angola, NY 14006
(2) 03123/93 09114/94 DOL 09/14/99
Baker Development & Construction Co., Inc.
1251 Electric Ave., Lackawanna, NY 14218
(21) 09/29/94 DOL 09/29/99
Leonard 1. Ogden, Inc.
795 Portland Ave., Rochester, NY 14621
(8) 10/05/94 DOL 10105/99
ABC Tree, Shrub & Landscape Services, Inc.
192 Witmer Road, North Tonawanda, NY 14120
(2) 11116/94 11116/94 DOL 11116/99
Mandy Electric, Inc.
14 Grand Canyon Lane, Tanglewood Hills, NY 11727
(1) 12/30/94 DOL 12/30/99
Pokerwinski Ceramic Tile
13. Juneberry Lane, Liverpool, NY 13090
(1) 12/28/95 01/26/95 DOL 01126/00
Dion R. DeFedericis dba
Applewood Construction Co.
860 Sherwood Court, Depew, NY 14043
(3) 02122/95 DOL 02/22/00
Genesis General Contracting Co., Inc.
866 82nd Street, Brooklyn, NY 11220
(2) 02/02/95 02/02/95 DOL 02/28/00
Dendis Construction, Inc.
1164 Route 96, Waterloo, NY 13165
(2) 11104/94 03/20/95 DOL 03/21/00
Christian Construction Corp.
420A E ll1th Street, New York, NY 10029
798 Lake Ave., Greenwich, CT 06830
(4) 03/27/95 DOL 03/27/00
Southwestern Environmental
676 Mountainview Drive, Lewiston, NY 14092
,
"
.
.
(2) 03/21/90 05/04/95 DOL 05/04/00
p & C Giampilis Contracting Co., Inc.
62-49 30th Ave., Woodside, NY 11377
(4) 05/05/95 DOL 05/05/00
J & A Roofing and Siding Co., Inc.
394 Hasbrouck Ave., Kingston, NY 12401
(2) 06/12/95 06/21/95 DOL 06/21/00
Spec "7" Management, Inc.
3857 Clover Street, Henrietta, NY 14467
(2) 09/01/94 06/09/95 DOL 06/09/00
Iason Building Construction Corp.
174 9th Street, Brooklyn, NY 11215
(2) 12/29/93 07/18/95 DOL-NYC 07/18/00
Dimen~ion 2 Associates or
Dimension 2 Assoc. Lawn Sprinklers
189 Commack Road, Commack, NY 11725
(2) 06/14/94 07/25/95 DOL 07/25/00
TIrree Diamond Mason, Inc.
POBox 485, Farmingville, NY 11738
(2) OS/26/94 10/13/95 DOL 10/13/00
P C & J Contracting Co., Inc.
33-46 55th Street, Woodside, NY 11377
(2) 10/31/95 10/31/95 NYC 10/31/00
Lawrence K. Woods Construction Co., Inc.
34-46 112th Street, Corona, NY 11368
(1) 11/14/95 NYC 11/14/00
ALl Electric Co., Inc.
717 Elk Street" Buffalo, NY 14210
(2) 10/03/95 10/03/95 DOL 12/04/00
Attack Asbestos, Inc.
516-2C Industrial Loop, Staten Island, NY 10309
(1) 12/05/95 NYC 12/05/00
Associates Environmental Services, Inc.
326 Freling Huysen Ave., Newark, NJ 07114
~
(1) 12/11/95 NYC 12/11/00
Shareef Enterprises, Inc.
230 Pratt Street, Buffalo, NY 14203
(1) 12/18/95 DOL 12/18/00
Black Diamond Fabricating Company
POBox 252
Niagara Falls, NY 14304
(2) 01/18/96 DOL 01/18/01
Jeanne Bentivegna dba
Impact Painting
120 Christian Ave., Rochester, NY 14615
(1) 01/24/96 DOL 01/24/01
OLCO Construction, Inc.
96 Morris Road, Schenectady, NY 12304
(1) 01/24/96 DOL 01/24/01
John M. Contro & Sons Plumbing and Heating
31 Clinton Street, Binghamton, NY 13905
(2) 12/20/95 02/06/96 DOL 02/06/01
Interphase Company, Ltd.
POBox 365, Marlboro, NJ 07746
(3) 04/20/94 05/19/95
02/09/96 DOL 02/09/01
Mega General Contracting Corp.
20-44 20th Street, Astoria, NY 11103
(1) 02/09/96 DOL 02/09/01
Allstate Specialty Services, Inc.
1087 Jackson Ave., Long Island City, NY 11101
(multiple violations) 02/26/96 NYC 02/26/01
Beatum & Cheatum Construction Corp.
POBox 1246, Buffalo, NY 14240
(multiple violations) 04/03/96 DOL 04/03/01
CBC Industries, Inc.
272-60 Grand Central Parkway, Floral Park, NY 11005 and
CMK Painting & Construction Co., Inc. N
600 Hillside Ave., New Hyde Park, NY 11040
(1) 04/15/96 DOL 04/15/01
t
.
.
Hunt Construction Corp.
60 Sackett Street, Brooklyn, NY 11231
(2) 04/23/96 04/23/96 NYC 04/23/0 I
Apex Contracting and Demolition
11-15 31st Drive, Long Island City, NY 11106
(2) 10/11/91 04/30/96 NYC 04/3 % I
Rocco Fischetti &" Sons Services
200 Hempstead Ave., West Hempstead, NY 11532
(6) 05/08/96 NYC 05/08/0 I
Dover Accessibility Products, Inc.
6266 Hurt Road, Horn Lake, MI 38637
(multiple violations) 06/03/96 DOL 06/03/0 I
DME Contracting, Inc.
Alk/a DME National Roofing Systems,
Alk/a DMENRS,
Alk/a DMENCC,
Alk/a DMECA,
Alk/a Titan, and
Peter Chardon, and
Darlene M. Edwards,
Alk/a Darlene E. Chardon, and
Mary Lydia Chardon
Alk/a Mary L. Restrepo
375 Verrazano Ave., Copiague, NY 11726
(3) 08/31/93 07/25/94 DOL
(violated debarment order) 06/06/96 DOL 06/06/0 I
4H Refrigeration & Air Conditioning
484 Sterling Place, Brooklyn, NY 11238
(I) 06/12/96 NYC 06/12/01
G.A. Contractors
139-31 Queens Boulevard, Jamaica, NY 11435
(I) 06/21/96 NYC 06/21/0 I
(2) 09/29/94 DOL 09/29/99
North Shore Construction Enterprises
464 New York A venue, Huntington, NY 11743
& 139-31 Queens Boulevard, Jamaica, NY 11435
(I) 06/21/96 NYC 06/21/0 I
DSR Asbestos Removal Company
89 Westbrook Avenue, Staten Island, NY 10303
(1) 06/28/96
NYC
Gerace Contracting Corp.
2427 E. 29th Street, Suite I-H, Brooklyn, NY 11235
(1) 07/22/96
DOL
"
06/28/01
07/22/01
Note: (*) Pursuant to a Stipulation dated January 14, 1994 and an Order and Determination dated
January 25, 1994, in lieu of a finding concerning the willfulness of any violations, the employer has
voluntarily agreed to preclude itself from bidding on or being awarded any public work for a
five-year period.
Note: Where the Fiscal Officer is denoted "NYC," the information has been provided by the New
York City Comptroller's Office, the agency issuing the determinations. Any questions regarding
these listings should be addressed directly to the Comptroller. The Bureau of Public Work of the
New York State Department of Labor will respond in regard to listings where the Fiscal Officer is
listed as "DOL."
I
STAlE OF NEl^' YORK
DEP.ARTMENl OF LABOR
.
*...,
,.. ...1
. .
Ii. U
~<-
.
BUREAU OF PUBLIC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY, NY 12240
REQUEST FOR WAGE AND SUPPLEMENT INFORMATION
ASREQurnED BY ARTICLES 8 AND 9 OF THE LABOR LAW
Submit this form for new schedules or for determination for additional occupations,
Provide all information Requested Below
o PUBLIC WORK DISTRICT OFFICE
SUBMITTED BY:
(CHECK ONE)
o CONTRACTING AGENCY
o ARCHITECT OR ENGINEERING FIRM
I DATE
A. PUBLIC WORK CONTRACT TO BE LET BY: (Enter Data Pertaining to Contracting Agency)
1. Name and complete address (number, street. CIty or town, zip code) 2. o N.Y. State Units 007City
001 DOT o OB Local School District
0020GS 009 Special Local District, I.e.,
003 OORMITORY AUTHORITY Fire, Sewer. Water District
004 STATE UNIVERSITY 010 Village
CONSTRUCTION FUND o l1Town
o OS MENTAL HYGIENE 012 County
FACiliTIES CORP. o 13 Other Non-N. Y. State
0060THER N.Y. STATE UNIT (Describe)
3. SEND REPLY TO (NAME AND ADDRESS): 4. SERVICE REQUIRED. Check appropriate box and provide project
information.
o New Schedule of Wages and Supplements.
I APPROXIMATE BID DATE I
n Additional Occupation and/or Redetermination
PRC NUMBER ISSUED PREVIOUSLY FOR I OFFICE USE ONLY
TELEPHONE: ( ) THIS PROJECT
B. PROJECT PARTICULARS
S. Project TITLE and/or description of work to be performed. 6. Location of Project:
Include contract identification number, if applicable Location on Site
Route NolStreet Address
Village or City
Town
County
7. Nature of Project - Check One B. OCCUPATION FOR PROJECT
0 1. New Building 0 Construction (Building, Heavy 0 Guards, Watchmen
0 2. Addition to Existing Structure HighwaylSewerlWater) 0 Janitors, porters, cleaners
0 3. Heavy and HighwayConstruction (New and Repair) 0 Tunnelling 0 Moving furniture and
0 4. New Sewer or Waterline 0 Residential equipment
0 S. Other New Construction (Explain) 0 Landscape Maintenance 0 Trash and refuse removal
0 6. Other Reconstruction. Maintenance. Repair or Alteration 0 Elevator maintenance 0 Window cleaners
R 7. Demolition 0 Exterminators, Fumigators 0 Other (Describe)
8. Buildino Service Contract
9. Name and Title of Requester
Signature
I I
j J
I I
j 1
OFFICE USE ONLY
Locality Designations
Locality Designations
PW-39 (10-94)
SEE OTHER SIDE FOR LAWS RELATING TO PUBLIC WORK CONTRACTS
STATE OF NEW YORK
DEPARTMENT OF LABOR
REQUIREMENTS OF ARTICLE 8 (Section 220-223)
ANP ARTICLE 9 (Sec#,on 230.239)
OF THE NEWYORK STATE LABOR LA W
PRE V AILING RATE SCHEDULE:
The Labor Law requires public work contractors and subcontractors to pay laborers, workers
or mechanics em~loyed in the performance of a public work contract not less than the
prevailing rate of wage and to provide supplements (fringe benefits) in accordance with the
prevailing practices in the locality where the work is performed.
The Department of Jurisdiction awarding a public work contract MUST obtain a prevailing
rate schedule from the Bureau of Public Work of the New York State Department of Labor
listing the hourly rates for the trades and occupations of the workers to be employed on the
public work project. This schedule mal be obtained by completing and forwarding the Request
for Wage and Supplement Information on the reverse side hereof. The prevailing rate
schedule MUST be mcluded in the specifications for the contract to be awarded and is deemed
part of the public work contract. Upon the signing of the contract, the Department of
Jurisdiction MUST advise the Bureau of Public Work on a form supplied by the Bureau as to
the name of the contractor to whom the contract was awarded, the date and the amount of the
contract.
A "Department of Jurisdiction" includes a state department agency, board or commission; a
county, city, town or village; a school district, board of education or board of cooperative
educational services; a sewer, water, fire, improvement and other district corporations, a
public benefit corporation; and a public authority awarding a public work contract.
WITHHOLDING OF PAYMENTS FROM CONTRACTORS:
When the Bureau of Public Work finds that a contractor or subcontractor on a public work
project failed to payor provide the requisite prevailing wages or supplements, the Bureau is
authorized by Sections 220-b and 235.2 of the Labor Law to so notify the financial officer of the
Department of Jurisdiction that awarded the public work contract. Such officer MUST then
withhold or cause to be withheld from any payment due the prime contractor on account of
such contract the amount indicated by the Bureau of Public Work as sufficient to satisfy the
unpaid wages and supplements, including interest and any civilfenalty that may be assessed
by the Commissioner of Labor. The withholding continues unti a final determination of the
underpayment by the Commissioner of Labor. or by the Court in the event a legal proceeding
for review of the Commissioner of Labor's determination is instituted.
The Department of Jurisdiction shall comply with an order of the Commissioner of Labor or of
the Court with respect to the release of the funds so withheld.
.
.
COMPLIANCE WITH THE LABOR LAW
AND OTHER DEPARTMENT OF LABOR REGULATIONS
A. STATE REGULATIONS:
1. The Contractor shall comply with the applicabie provisions of the "labor law" as amended.
of the State of New York. This Contract shall be void unless applicable sections of said labor
law are complied with.
2. Each and every provision of law and clause required by law to be part of this Contract shall
be deemed to be included herein and this Contract shall be read and enforced as though it
were included herein, and, if through mere mistake or otherwise any such provision is not
included, then upon the application of either party hereto, the Contract shall forthwith be
physically amended to make such inclusion.
Specifically, Section 220-E, of the labor law, as so amended, prohibits in contracts,
discrimination on account of race, creed, color, or national origin in employment of citizens
upon public works.
There may be deducted from the amount payable to the Contractor by the Owner under this
Contract a penalty of fIVe ($5.00) dollars for each person for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of said
paragraph, this Contract may be canceled or terminated by the Owner and all monies due
or to become due hereunder may be forfeited.
B. FEDERAL REGULATIONS:
1. CERTIFICATION OF NONSEGREGATED FACILITIES.
By the submission of this bid, the bidder, offeror, applicant, or subcontractor certifies that he
does not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he does not permit his employees to perform their services at any
location, under his control, where segregated facilities are maintained. He certifies further
that he will not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he will not permit his employees to perform their services at any
location, under this control, where segregated facilities are maintained. The bidder, offerer,
applicant, or subcontractor agrees that a breach of this certification is a violation of the Equal
Opportunity clause in his contract. As used in this certification, the term "segregated facilities"
means any waiting rooms, work areas, rest rooms and wash rooms, restaurants and other
eating. areas, time clocks, locker rooms and other storage or dressing areas, time clocks,
locker rooms and other storage or dressing areas, parking lots, drinking fountains, recreation
or entertainment areas, transportation, and housing facilities provided for employees which
are segregated by explicit directive or are in fact segregated on the basis of race, creed, color,
or national origin, because of habit, local custom, or otherwise. He further agrees that (except
where he has obtained identical certifications from proposed subcontractors for specific lime
periods) he will obtain identical certifications from proposed subcontractors prior to the award
of subcontracts exceeding $ 10,000 which are not exempt from the provisions of lhe Equal
Opportunity clause; that he will retain such certifications in his files; and that he will forward
the following notice to such proposed subcontractors (except where the proposed
subcontractors have submitted identical certifications for specific time periods):
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2. NOTICE TO PROSPECTIVE SUBCONTRACTORS OF REQUIREMENT
FOR CERTIFICATIONS OF NON SEGREGATED FACILITIES.
A certification of Nonsegregated Faciiities must be submitted prior to the award of a
subcontract exceeding $ 10,000 which is not exempt from the provisions of the Equal
Opportunity clause. The certification may be submitted either for each subcontract or for ail
subcontracts during a period (Le., quarterly, semiannuaily, or annuaily).
NOTE: The penalty for making false statements in offers is prescribed in
18 U.S.C. 1001.
"During the performance of this contract, the Contractor agrees as foilows:
(1) The contractor will not discriminate against any employee or applicant for employment
because of race, creed, color, or national origin. The contractor will take affirmative action
to ensure that applicants are employed, and that employees are treated during employment,
without regard to their race, creed, color, or national origin. Such action shail include, but not
be limited to, the foilowing: employment, upgrading, demotion or transfer; recruitment or
recruitment advertising; layoff or termination; rates of payor other forms of compensation;
and selection for training, including apprenticeship. The contractor agrees to post in
conspicuous places, available to employees and applicants for employment, notices to be
provided by the contracting officer setting forth the provisions of this nondiscrimination clause.
(2) The contractor will, in ail solicitations or advertisements for employees placed by or on behalf
of the contractor, state that ail qualified applicants will receive consideration for employment
without regard to race, creed, color, or national origin.
(3) The contractor will send to each labor union or representative of workers with which he has
a coilective bargaining agreement or other contract or understanding, a notice to be provided
by the agency contracting officer, advising the labor union or workers representative of the
contractor's commitments under Section 202 of Executive Order No. 11245 of September
24, 1965, and shail post copies of the notice in conspicuous places available to employees
and applicants for employment.
(4) The contractorwiil comply with ail provisions of Executive Order No. 11246 of September 24,
1965, and of the rules, and regulations, and relevant orders of the Secretary of labor.
(5) The contractor will fumish all information and reports required by Executive Order No. 11246
of September 24, 1965, and by the rules, regulations, and orders of the Secretary of labor,
or pursuant thereto, and will permit access to his books, records, and accounts by the
contracting agency and the Secretary of labor for the purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
.
(6) In the event of the contractor's noncompliance with the nondiscrimination clauses of this
contract or with any of such rules, regulations, or orders, this contract may be canceled,
terminated, or suspended in whole or in part and the contractor may be declared ineligible
for further Govemment contracts in accordance with procedures authorized in Executive
Order No. 11245 of September 24, 1965, and such other sanctions may be imposed and
remedies invoked as provided in Executive Order No. 11246 of September 24, 1965, or by
rule, regulation, or order of the Secretary of labor, or as otherwise provided by law.
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(7) The contractor will include the provisions of Paragraphs (1) through (7) in every subcontract
or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor
issued pursuant to Section 204 of Executive Order No. 11246 of September 24, 1965, so that
such provisions will be binding upon each subcontractor or vender. The contractor will take
such action with respect to any subcontract or purchase order as the contracting agency may
direct as a means of enforcing such provisions, including sanctions for noncompliance:
Provided, however, that in the event the contractor becomes involved in, or is threatened with,
litigation with a subcontractor or vendor as a result of such direction by the contracting
agency, the contractor may request the United Slates to enter into such litigation to protect
the interests of the United Slates.'
3. FEDERAL PROCUREMENT REGULATIONS
EQUAL OPPORTUNITY IN EMPLOYMENT
1-12.805.4 Reoorts and Other Reauired Information
(a) Requirements for prime contractors and subcontractors.
(1) Each agency shall require each prime contractor and each prime contractor and
subcontractor shall cause its subcontractors to file annually, on or before March 31,
complete and accurate reports on Standard Form 100 (EEO-1) promulgated jointly
by the Office of Federal Contract Compliance, the Equal Employment Opportunity
Commission, and Plans for Progress, or on such form as may hereafter be
promulgated in its place, if such prime contractor or subcontractor (I) is not exempt
from the provisions of this Sub-part 1-12.8 in accordance with 1-12.804; (i1) has 50
or more employees; (iii) is a prime contractor or first-tier subcontractor; and (iv) has
a contract, sub-<:ontract, or purchase order amounting to $ 50,000 or more, or serves
as a depository of Govemment funds in any amount, or is a financial institution which
is an issuing and paying agent for U.S. savings bonds and savings notes: Provided,
that any subcontractor below the first tier which performs construction work at the
site of construction shall be required, to file such a report if it meets the requirements
in subdivisions (I), (i1), and (iv) of this paragraph (a) (1).
(2) Each person required by subparagraph (1) of this paragraph to submit reports shall
file such a report with the contracting or administering agency within 30 days after
the award to him of a contract or subcontract, unless such person has submitted such
a report within 12 months preceding the date of the award. Subsequent reports shall
be submitted annually in accordance with subparagraph (1) of this paragraph, or at
such other intervals as the agency or the Director may require, The agency, with the
approval of the Director, may extend the time for filing any report.
(3)
The Director, the agency, or the applicant, on their own motions, may require a prime
contractor to keep employment or other records and to fumish in lhe form requested,
within reasonable limits, such information as the Director, agency, or the applicant
deems necessary for the administration of the Order.
.
(4) The failure to file timely, complete, and accurate reports, as required, constitutes
noncompliance with the prime contractor's or subcontractor's obligations under the
Equal Opportunity clause and is a ground for the imposition by the agency, the
Director, an applican~ prime contractor or subcontractor, of any sanction authorized
by the Order and the regulations in this sub-part. Any such failure shall be reported
in writing to the Director by the agency as soon as practicable after it occurs.
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1-12.805.4 Reoorts and Other Required Information
(b) Requirements for bidders or prospective contractors.
(1) Each agency shall require each bidder or prospective prime contractor and proposed
subcontractor, where appropriate, to state in the bid or at the outset of negotiations
for the contract whether it has participated in any previous contract or subcontract
subject to the Equal Opportunity clause; and, if so, whether it has filed with the Joint
Reporting Committee, the Director, an agency, or the former Presidenfs Committee
on Equal Employment Opportunity, all reports due under the applicable filing
requirements. The statement shall be in the form of a representation by the bidder
or offeror substantially as follows:
"The bidder (or offeror) represents that he ( ) has, ( ) has not, participated in a
previous contract or"subcontract subject to the Equal Opportunity clause herein, or
the clause originally contained in section 301 of Executive Order No. 10925, or the
clause contained in section 201 of Executive Order No. 11114; that he ( ) has, ( )
has not, filed all required compliance reports; and that representations indication
submission of required compliance reports, signed by proposed subcontractors will
be obtained prior to subcontract awards.' (The above representation need not be
submitted in connection with contracts or subcontracts which are exempt from the
clause. )
When a bidder or offeror fails to execute the representation, the omission shall be
considered a minor informality and the bidder or offeror shall be permitted to satisfy
the requirement prior to award.
(2) In any case in which a bidder or prospective prime contractor or proposed
subcontractor, which participated in a previous contract of subcontract subject to
Executive Orders No. 10925, 11114, or 11246, has not filed a report due under the
applicable filing requirements, no contract or subcontract shall be awarded, unless
such contractor submits a report covering the delinquent period or such other period
specified by the agency or the Director.
(3) A bidder or prospective prime contractor or proposed subcontractor shall be required
to submit such information as the agency or the Director requests prior to the award
of the contract or subcontract. When a determination has been made to award the
contract or subcontract to a specific contractor, such contractor shall be required,
prior to award, or after the award, or both, to fumish such other information as the
agency, the applicant, or the Director requests.
,
( C ) Use of reports.
Reports filed pursuant to this 1-12.805.4 shall be used only in connection with the
administration of the Order, the Civil Rights Act of 1964. or in furtherance of the purposes of
the Order and said Act. .
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( d) Acquisition of Report Forms.
Standard Form 100 is available in all GSA supply depots. Copies of the form may be
obtained from GSA through the contracting or administering agency. The stock number for
the form is as follows:
Standard
Form No.
Title
Stock Number
100
7540-926-2049
Equal employment opportunity
employer information report.
1-12.805.4 PROCUREMENT STANDARDS
.
A. All contracts for construction or repair shall include a prevision for compliance
with the Copeland "Anti-Kick Back" Act (18 U.S.C. 874) as supplemented in
Department of Labor Regulations (29 CFR, Part 3). This Act provides that
each Contractor shall be prohibited from inducing, by any means, any person
employed in the construction, completion, or repair of public work, to give up
any part of the compensation to which he is otherwise entitled. The Grantee
shall report all suspected or reported violations to the Grantor Agency.
B.
Where applicable, all Contracts awarded in excess of $ 2,000 for construction
contracts and in excess of $ 2,500 for other contracts which involve the
employment of mechanics or laborers shall include a provision for
compliance with Section 103 and 107 of the Contract Work Hours and Safety
Standards Act (40 U.S.C. 327-330) as supplemented by Department of Labor
Regulations (29 CFR, Part 5). Under Section 103 of the Act, each Contractor
shall be required to compute the wages of every mechanic and laborer on
the basis of a standard work day of l! hours and a standard work week of 40
hours. Work in excess of the standard work day or work week is permissible
provided that the worker is compensated at a rate of nolless than 1-1/2 times
the basic Rate of pay for all hours worked in excess 8 hours in any calendar
day or 40 hours in the work week. Section 107 of the act is applicable 10
construction work and provides that no laborer or mechanic shall be required
to work in surroundings or under working conditions which are unsanitary,
hazardous, ro dangerous to his health and safety as determined under
construction, safety, and heaith standards promulgated by the Secretary of
Labor. These requirements do not apply to the purchases of supplies or
materials or articles ordinarily available on the open market, or contracts for
transportation or transmission of intelligence.
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C. Each contract of an amount in excess of $ 2,500 awarded by a Grantee or
Subgrantee shall provide that the recipient will comply with applicable
regulations and standards of the Cost of Living Council in establishing wages
and prices. The provision shall advise the recipient that submission of a Bid
or offer or the submittal of an invoice or voucher for property. goods, or
services furnished under a contract or agreement with the Grantee shall
constitute a certification by him that amounts to be paid do not exceed
maximum allowable levels authorized by the Cost of Living Council
regulations or standards. Violations shall be reported to the Grantor Agency
and the local Internal Revenue Service field office.
D. Contracts and subgrants of amounts in excess of $ 100,000 shall contain
a provision which requires the recipient to agree to comply with all applicable
standards, orders, or regulations issued pursuant to the Clean Air Act of
1970. Violations shall be reported to the Grantor Agency and the Regional
Office of the Environmental Protection Agency.
E. Contracts shall contain such contractual provisions or conditions which will
allow for administrative, contractual, or legal remedies in instances where
contractors violate or breach contracts terms, and provide for such sanctions
and penalties as may be appropriate.
. F. All contracts, amounts for which are in excess of $ 2,500, shall contain
suitable provisions for termination by the grantee including the manner by
which it will be effected and the basis for settlement. In addition, such
contracts shall describe conditions under which the contract may be
terminated for default as well as conditions where the contract may be
terminated because of circumstances beyond the control of the contractor.
G. In all contracts for construction or facility improvement awarded in excess
of $ 100,000, grantees shall observe the bonding requirements provided in
Attachment B to this Circular.
H. All contracts and subgrants in excess of $ 10,000 shall include provisions
for compliance with Executive Order No. 11246, entitled, "Equal Employment
Opportunity", as supplemented in Department of Labor Regulations (41 CFR,
Part 60). Each contractor or subgrantee shall be required to have an
affirmative action plan which declares that it does not discriminate on the
basis of race, color, religion, creed, national origin. sex, and age and which
specifies goals and target dates to assure the implementation of that plan.
The grantee shall establish procedures to assure compliance with this
requirement by contractors or subgrantees and to assure that suspected or
reported violations are promptly investigated.
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COMPLIANCE WITH PROVISIONS OF THE LABOR LAW
Pursuant to Article 8 of the Labor Law, the contractor's attention is directed to the
following requirements:
1 . Section 220.2 which requires a stipulation that no laborer, workman or mechanic in the employ of the
contractor, subcontractor or other person doing or contracting to do the whole or a part of the work
contemplated by the contract shall be permitted or required to work more than eight hours in anyone
calendar day or more than five days in anyone week except in the emergencies set forth in the Labor
Law.
2. Section 220.3 which requires a provision that each laborer, workman or mechanic employed by the
contractor, subcontractor or other person about or upon such public work, shall be paid not less than
the prevailing rate or wages and shall be provided supplements not less than the prevailing
supplements as determined by the fiscal officer.
3. Section 220.3-a also requires that the contractor and every subcontractor on public works contracts
shall post in a prominent and accessible place on the site of the work a legible statement of all wage
rates and supplements as specified in the contract to be paid or provided, as the case may be, for
the various classes of mechanics, workingmen, or laborers employed on the work.
4. Section 220.3-e provides that apprentices will be permitted to work as such only when they are
registered, individually, under a bona fide program registered with the New York State Department
of Labor. The allowable ratio of apprentices to journeymen in any craft classification shall not be
greater than the ratio permitted to the contractor as to his work force on any job under the registered
program. Any employee listed on a payroll at an apprentice wage rate, who is not registered as
above, shall be paid the wage rate determined by the New York State Department of Labor for the
classification of work he actually performed. The contractor or subcontractor will be required to
furnish written evidence of the registration of his program and apprentices as well as of the
appropriate rations and wage rates, for the area of construction prior to using any apprentice on the
contract work.
5. Section 220-e which requires provisions by which the contractor with the State or municipality agrees:
(a) That in the hiring of employees for the performance of work under this contract or any
subcontract hereunder, no contractor, subcontractor, nor any person acting on behalf of such
contractor or subcontractor, shall by reason of race, creed, color or national origin
discriminate against any citizen of the State of New York who is qualified and available to
perform the work to which the employment relates:
(b) That no contractor, subcontractor, nor any person on his behalf shall, in any manner,
discriminate against or intimidate any employee hired for the performance of work under this
contract on account of race, creed, color or national origin, (Your attention is directed to the
provisions of the State law against Discriminalion which also prohibits discriminalion in
employment because of age);
( c ) That there may be deducted from the amount payable to the contractor by the State or
municipality under this contract a penalty of five dollars for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of the
contract:
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(d) That this contract may be canceled or terminated by the State or municipality, and all moneys
due or to become due hereunder may be forfeited, for a second or any subsequent violation
of the terms or conditions of this section of the contract.
6. The aforesaid provisions of Section 220-e which covers every contract for or on behalf of the State
or municipality for the manufacture, sale or distribution of materials, equipment or supplies shall be
limited to operations performed within the territorial limits of the State of New York.
7. Section 222 which requires that preference in employment shall be given to citizens of the State of
New York who have been residents for at least six consecutive months immediately prior to the
commencement of their employment; that persons other than citizens of the State of New York may
be employed when such citizens are not available; and that if the requirements of Section 222
conceming preference in employment to citizens of the State of New York are not complied with, the
contract shall be void.
8. Section 222-a which requires that if in the construction of the public work a harmful dust hazard is
created for which appliances or methods for the elimination of harmful dust have been approved by
the Board of Standard Appeals, such appliances or methods shall be installed and maintained and
effectively operated by the contractor; and that if the provisions of Section 222-a concerning harmful
dust hazards are not complied with, the contract shall be void.
OTHER REQUIREMENTS
Every State contracting agency, including Public authorities, must include in each contract paragraphs ( c)
through (g) of the Standard Slate Contract Clauses promulgated by the Govemor on September 12, 1963 and
amended November 14,1963.
Labor classifications not appearing on the accompanying schedule of wages can be used only with the
consent of the department of jurisdiction and then the rate to be paid will be given by the department of
jurisdiction after being advised by the New York State Department of Labor.
The contractor shall make such provision for disability benefits, workmen's compensation, unemployment
insurance, social security and safety code provisions as are required by law.
General Regulation No.1, as issued by the State Commission for Human Rights, requires that each contract
contains a stipulation that: "It is hereby agreed by and between the parties hereto that every contractor and
subcontractor engaged in the public work described in this contract shall post and maintain at each of his
establishments and at all places at which the public work described hereunder is being conducted, the Notice
of the State Commission for Human Rights indicating the substantive provisions of the Law Against
Discrimination, where complaints may be filed, and other pertinent information. Such Notice shall be posted
in easily accessible and well lighted places customarily frequented by employees and applicants for
, employment." The Notice may be obtained from the department having jurisdiction, or from the office of the
State Commission for Human Rights in the respective area.
You are requested to refer to the Bureau of Public Work all charges of discrimination in employment including
discrimination because of age, race, creed, color or national origin.
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NON-DISCRIMINATION CLAUSE
During the performance of this contract, the contractor agrees as follows:
a. The contractor will not discriminate against any employee or applicant for
employment because of race, creed, color, or national origin, and will rake
affirmative action to insure that they are afforded equal employment opportunities
without discrimination because of race, creed, color, or national origin. Such action
shall be taken with reference, but not limited to: recruitment, employment, job
assignment, promotion, upgrading, demotion, transfer, layoff or termination, rates
of payor other forms of compensation, and seiection for training or retraining,
including apprenticeship and on-the-job training.
b. The contractor will send to each labor union or representative of workers with which
ne has or is bound by a collective bargaining or other agreement or understanding,
a notice, to be provided by the Commission of Human Rights, advising such labor
union or representative of the Contractor's agreement under clauses "a." through
"h." hereinafter called "non-discrimination clauses", and requesting such labor union
or representative to agree in writing, whether in such collective bargaining or other
agreement or understanding or otherwise, that such labor union or representative
will not discriminate against any member or applicant for membership because of
race, creed, color, or national origin, and will rake affirmative action to insure that
they are afforded equal membership opportunities without discrimination because
of race, creed, color, or national origin. Such action shall be taken with reference,
but not be limited to: recruitment, employment, job assignment, promotion,
upgrading, demotion, transfer, layoff or termination, rates of pay, or other forms of
compensation, and selection for training or retraining including apprenticeship and
on-the-job training. Such notice shall be given by the Contractor, and such written
agreement shall be made by such labor union or representative, prior to the
commencement of performances of this contract. If su.ch a labor union or union
representative fails or refuses so to agree in writing, the Contractor shall promptly
notify the Commission for Human Rights of such failure or refusal.
c.
The Contractor will post and keep posted in conspicuous places, available to
employee and applicants for employment, notices to be provided by the Commission
for Human Rights setting forth the substance of the provision of clauses "a." and "b."
and such provisions of the State's Laws against discrimination as the Commission
for Human Rights shall determine.
.
d. The Contractor will state, in all solicitations or advertisements for employees placed
by or on behalf of the Contractor, that all qualified applicants will be afforded equal
employment opportunities without discrimination because of race, creed, color, or
national origin.
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e. The Contractor will comply with the prevision of Sections 291-229 of the Executive
Law and the Civil Rights Law, will furnish all information and reports deemed
necessary by the Commission for Human Rights under these non-discrimination
clauses as such sections of the Executive Law and will, permit access to his books,
records, and accounts by the Commission for Human Rights and Owner
representatives counsel for the purposes of investigation to ascertain compliance
with these non-discrimination clauses and such sections of the Executive Law and
Civil Rights Law.
f. This Contract may be forthwith canceled, terminated, or suspended in whole or in
part, by the contracting agency upon the basis of a finding made by the Commission
of Human Rights that the Contractor has not complied with these non-discrimination
clauses, and the Contractor may be declared ineligible for future contracts made by
or on behalf of the Owner/Contracting Agency until he satisfied the Commission for
Human Rights that he has established and is carrying out a program in conformity
with the provisions of these non-discrimination clauses. Such finding shall be made
by the Commission for Human Rights after conciliation efforts by the Commission
have failed to achieve compliance with these non-discrimination clauses and after
a verified complaint has been filed with the Commission, notice thereof has been
given to the Contractor and an opportunity has been afforded him to be heard
publicly before three members on the Commission. Such sanctions may be
imposed and remedies otherwise provided by law.
g. If this Contract is canceled or terminated under clause "f." , in addition to other rights
of the Owner provided in this contract upon its breach by the Contractor, the
Contractor will hold the Owner Harmless against any additional expenses or costs
incurred by the Owner in completing the work or in purchasing the services, material
equipment, or supplies contemplated by this contract, and the Owner may withhold
payments from the contractor in an amount sufficient for this purpose and recourse
may be had against the surety on the performance bond if necessary.
h.
The Contractor will include the provisions of clauses "a.", through "g." in every
subcontract or purchase order in such a manner that such provisions will be binding
upon each subcontractor or vendor as to operations to be performed within
jurisdictional local of the Project being contracted by the Owner. The Contractor will
take such action in enforcing such provisions of such subcontract or purchase as
the Owner/Contracting Agency may direct, including sanctions or remedies for non-
compliance. If the Contractor becomes involved in or is threatened with litigation
with a sub-contractor or vendor as a result of such direction by the Contraction
Agency/ Owner, the Contractor shall promptly so notify the Owner's representatives/
counsel, request him to intervene and protect the interests of the Owner
(Contracting Agency's jurisdictional area).
.
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GENERAL CONDITIONS
A. The contractor shall supply all labor, materials, equipment and services necessary
or required to complete the work. The contractor shall fully familiarize himself with
existing site conditions. The locations of all underground utilities shall be verified
prior to commencing work. Damage to existing utilities shall be repaired at the
contractors expense.
B. The contractor may store his materials and equipment on the work site but the Town
of Southold will not be responsible for damage or theft of same.
C. In the event that anything reasonable, necessary or proper for the complete
performance of the work to produce a first class finished job, has not been
described in these specifications clearly, through oversight or palpable error, the
contractor shall, notwithstanding, execute and provide all omitted works and things
as if they were severally described, without extra charge and to the satisfaction of
the Town's authorized representatives.
D. The contractor shall be responsible for all construction facilities and temporary
controls. These items would include all temporary electric, heat, telephone, water
and sanitary facilities. Barricades shall be provided around all hazardous areas
during construction and shall be maintained and lighted in accordance with all State
and Local Code requirements.
E. The contractor may submit substitutions for products specified herein, where such
substitutions are allowed. Requests for substitutions shall be submitted with
complete data necessary to substantiate compliance with the contract documents.
All substitutions shall be approved in writing prior to being ordered, fabricated or
incorporated into the work. No claims for additional costs related to substitutions
will be allowed.
F. The contractor is specifically advised that he shall be responsible for on-site safety
in regard to his area of work and shall indemnify and hold harmless the Town of
Southold and the Architect from any and all claims resulting from on-site accidents
or safety conditions.
. G. The contractor shall be responsible for cleaning all work related debris generated
during this project in a timely fashion. All dredge spoil & debris generated at this
site shall be deposited by the contractor at the Southold Town Collection Center at
NO COST.
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BULKHEAD RECONSTRUCTION & RESTORATION
PART 1 - GENERAL
1.01
1.02
RELATED DOCUMENTS:
A.
General provisions of the Contract, including General conditions and
Supplementary Conditions, apply to work in this section.
B.
Standard Site Plan, Typical Sections & Detail drawings attached.
DESCRIPTION OF WORK:
All new construction shall meet the minimum requirements of the Southold Town
Trustees and the New York State Dept. Of Environmental Conservation.
The work under this section shall consist of fumishing all labor, material, equipment
and appliances necessary or required to perform and complete all work including
but not limited to the following:
A). Excavation behind existing bulkheads.
1. All bulkhead areas requiring new sheathing shall be excavated to a
minimum depth of 2'-0" below existing mud line. Excavation shall be in such
a manner as to limit the amount of damage to the existing pavement. Anv
unneces..",nl damage to the existing pavement surface shall be replaced by
the contractor at no additional cost. ? l(
2. Existing bulkhead Structures shall~in in place. The contractor
shall verify the integrity of all existing iteing, :rie Rods & Dead Man Systems
during the excavation. The enginee all be notified of all items that
require replacement. Items replaced without written approval of the engineer
shall be deemed as not to have been replaced. Cost for replacement of all
items shall be a unit cost for each. Q.amaged items due to excavations shall
be replaced at the Contractors p'l(p"mse.
I
B). Installation of new Sheathing.
1. Provide new 2" x 10" x 14 Foot "T & G" Treated Wood Sheathing
over existing. All new sheathing shall be spiked to both top and bottom
whalers. (Approximate overall length - 265 Lineal Feet)
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1.03
1.04
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2. Provide new 2" x 10" "T & G" Treated Wood Sheathing over existing
sheathing at each side of existing Concrete Ramp. (Approximate overall
length - 65 Lineal Feet - Each Side) New sheathing shall be scribed to fit the
existing ramp. (Note: The Contractor shall remove all existing lag bolts in
existing sheathing after the bulkhead has been excavated.)
3. Provide y," diameter x 8" Galvanized Lag Bolts at new ramp
sheathing. New sheathing shall be securely anchored to existing whalers
with two (2) bolts at each Whaler. (Typical 4 bolts per board)
4. Provide new 6" x 6" Treated Wood whaler at toe of new sheathing
along existing concrete ramp. Anchor new whaler to all existing Pileing with
3/4" diameter galvanized bolts. (See drawing section detail sheet # 3)
C). Installation of new filter fabric.
1. Provide new Poly "X" Filter Fabric over all new bulkhead sheathing.
Fabric shall be continuous and extend from top of bulkhead to a minimum of
two (2') feet below the existing mud line. All splices shall have a minimum
overlap of two (2') feet.
D). Removal of Debris.
1. All debris and dredge spoil generated from the proposed construction
shall be removed by the contractor and deposited at the South old Town
Collection Center. There will be no charge for material deposited at the town
facility .
STANDARDS:
A.
All new construction shall comply with the following reference standards:
1). American Society of Civil Engineering Standard Practices.
CONTRACTOR QUALIFICATIONS:
A.
Contractor must show evidence of the following qualifications:
1). A minimum of five (5) years continuous experience in bulkhead
construction.
BULKHEAD RECONSTRUCTION & RESTORATION
Page 3
"
.
.
.
1.05 QUALITY ASSURANCE:
A The contractor shall be responsible for verifying all existing conditions and
limitations. The extent of clearing and the amount of required excavation shall be
verified by the contractor prior to submitting his bid.
B. The contractor shall be responsible for fully investigation the existing site
conditions and shall be responsible for verifying all dimensions and quantities.
1.06 DELIVERY STORAGE AND HANDLING:
A Delivery, storage and handling of equipment and bulkhead materials shall be
in accordance with industry standards.
1.07 JOB CONDITIONS:
A The park site shall remain open during construction. The contractor shall be
responsible for providing all necessary safeguards to ensure safe access.
B. Excavation and stockpiling of backfill material:
1). All stockpiling of excavation material shall be in an approved location
immediately adjacent to the construction area. All stockpiles shall be
protected with a continuous barrier of silt screen and hay bails to prevent
silt from entering tidal waters.
1). No backfilling shall be permitted in freezing weather.
END OF SPECIFICATIONS
BULKHEAD RECONSTRUCTION & RESTORATION
Page 4
f
~
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~ e
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t ~ 0---
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w
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(..) EXISTING
BULKHEAD
. TO REMAIN
GULL EXISTING
POND OECSn
I
I
.
EXISTING -.-/
FLOATING
DOCK
SITE PLAN
. .
SCALE: ~.. = 60.0'
,
NOTE: THIS SITE PLAN WAS TAKEN FROM A
SURVEY PREPARED BY RODERIC VAN TUYL, P.C.
MARCH 31, 1981
GARDNERS BAY
~ ORDINARY HIGH WATER MARK
'-'
BEACH c:.
-
r'. EXISTING UTIUTY POLE
(
LINE OF EXISTING PAVEMENT
EXISTING RESTROOM FACIUTI
EXISTING CONCR::. J J: RAMP
SE SECTION DETAIL
SHE:13 FOR WORK AT
EACH SIDE OF RAMP
EXISTING
BULKHEAD
TO REMAIN ----;
. . . .
'j N~ ~O~~>
105'
, ,
PARKING LOT
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M.L.IN.
BED ELEVATION
VARIES
.
.
12" DIA. x 24' LONG PRESSURE
TREATED PILING AT a'..o" O.C.
314" DIAMETER GALVANIZED THROUGH BOLT.
EXISTlNG 6 x 6 PRESSURE TREATED WHALER.
EXISTING GRADE
10" DIAMETER PRESSURE TREATED DEAD MEN.
CONTlNUOUS WITH a" DIAMETER BACKER PILING
AT a'..o" O.C.
"
3/4" DIAMETER x 20' LONG
GALVANIZED TlE RODS.
~I NEW 2 x 10 x 14' T&G PRESSURE
TREATED SHEATHING. TYPICAL
! INSTALL OVER EXISTING SHEATHING
I NEW FILTER FABRIC.
I EXTEND 2'..0" MINIMUM
I BELOW MUD LINE.
I I
NOTES:
ALL EXPOSED BOLT CONNECTIONS SHALL BE COUNTERSUNK.
ALL NEW BULKHEAD MATERIALS SUCH AS PILING, SHEATHING,
WHALERS AND DEAD MEN SHALL BE PRESSURE TREATED # 20
CREOSOTE OR TREATED TO REFUSAL.
THE CONTRACTOR SHALL BE RESPONSIBLE FOR THE PROPER
INSTALLATlON OF ALL BATTON STRIPS; GALVANIZED BOLTS,
NUTS & WASHERS; NAILS & OTHER MISCELANEOUS MATERIALS
NECESSARY TO ENSURE A COMPLETE & PROPER INSTALLATlON
, TYPICAL BULKHEAD SECTION
SCALE: 1/2" = 1'..0"
~ SOUTHOLD TOWN
01 lL ULJI ENGINEERING DEPARTMENT
PROPOSED:
BULKHEAD RESTORATION
KLIPP PARK
GREENPORT, NEW YORK
PECONIC LANE, PECONIC, NEW YORK 11958
SCALE:
AS NOTED
DATE:
719/96
SHe-: '2 of '3
DRAWING ~:
2
DRAWN: JAMES A. RJCHTER SCTM.: 1000. 4:l - 02 - 07
.... ,'''-
.
.
EXISTING PILING TO REMAIN.
EXISTING WHALERS & SHEATHING TO REMAIN.
EXISTING GRADE
EXCAVATION OF THIS
AREA AS REQUIRE7
\
NEW FILTER FABRIC
TO BE INSTAllED
BEHIND SHEATHING
NEW 2 x ~O TREATED SHEATHING WITH
1/2" DIAMETER x 8" LONG GALVANIZED LAGG
BOLTS: (2 EACH PER BOARD PER WHALER.)
,......0
..~ ~ ~
..~
PROVIDE NEW 3/4" GALVANIZED BOLTS AT EACH
EXISTING PILING. COUNTERSINK AT NEW WHALER
NEW 6 x 6 TREATED CONTINUOUS WHALER.
'-1.
."
I
t.;?-
e1iEMOVE EXISTING GALV.
GG OLTS FROM FACE OF
G SHEATHING PRIOR TO
INSTALLATION OF NEW WORK.
EXISTING CONCRETE RAMP
TO REMAIN. SCRIBE NEW
SHEATHING AS REQUIRED.
SECTION DETAIL
SCALE: 1/2" = 1'-0"
.
~) SOUTHOLD TOWN
. 0) lL JL:;dU ENGINEEBlNG DEPARTMENT
PROPOSED:
BULKHEAD RESTORATION
KLIPP PARK
GREENPORT, NEW YORK
PECONIC LANE, PECONIC, NEW YORK 11958
SCALE:
AS NOTED
DATE:
7/9/96
DRAWING #:
3
DRAWN: JAMES A. RlCHTEI'l SCTM #: 1000.43 . 02 . 07
SHEET 3 of 3
-- -
,..
.
.
PROPOSAL FORM
DATE:
fin/iii
, .
lev ~ ff"I!( [Jade
/2./ 3 ~ /~ I /.. Ifh~ P 0
C; }-(:-':I') fori N'1 l/ ?f'f
J. (!v~<~u /1 --t:-I/.,- / /
2", /lilt J' O<.J1I-ev
NAME OF BIDDER:
...,
() ~.:.
Ie: 7-
TO: SOUTH OLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEW YORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the Contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the Contract Documents (dated July 9,1996) including bidding
requirements, general and special conditions, specifications, contract documents, and
addenda, if any (Note: Acknowledgment of addenda and their dates must be included as
indicated on bottom page); and he proposed and agrees that if his proposal be accepted
he will contract to furnish all labor & materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
KLIPP PARK BULKHEAD RESTORATION AND/OR RECONSTRUCTION
MANHANSET AVENUE, GREEN PORT, NEW YORK 11944
in accordance with the Contract Documents and Addenda, if any, prepared by JAMES A.
. RICHTER, R.A., Southold Town Engineering Department, Peconic Lane, Peconic, New
York 11958, and complying with all the stipulations contained therein and will furnish the
. required Performance Bond; that he will start the work as directed by the Town, he will
accept, in full payment thereof as listed below:
BULKHEAD RECONSTRUCTION & RESTORATION
C - 1
~
.....
.
.
PROPOSAL FORM CONT.
FURNISH AND SUPPLY ALL LABOR AND MATERIALS FOR THE
RECONSTRUCTION AND RESTORATION OF TREATED TIMBER BULKHEADS
IN ACCORDANCE WITH THE CONTRACT DOCUMENTS. THE ABOVE
REFERENCED ACTIVITIES WILL BE COMPLETED FOR THE STIPULATED
"LUMP SUM" OF' I I (I / //
roRT" --rh~e.e --r~O" ~.,J el /'-r ~u/td1-~ e, h. ()J,t- d<J/{pJ
13/ 88/ :!-
(wri en in words)
(written in numbers)
unit prices for extras shall include the cost for materials and installation of same:
PILING - (12" DiA. X 24') TIE RODS - (3/4" Galv.) DEAD MEN & BACKER PILES
Ar;:;.c~~'YI_' rIA '/"li~r> }t:;< ),,,,,.J.,, (r:IX .ufr.. r:,,~r~/lo;( r fl., ./.I/ci-,
(writte~ woQ$ (] :!..: (ien 51~S) ;::. (wntten in WOrdsj' 4-5 D ~
(written in numbers) (written in numbers) (written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town after notice of the acceptance of said proposal shall have been
deposited in the mail addressed to him at the address given in the proposal, that he shall
be considered to have abandoned the contract and the sum represented by the certified
check accompanying this proposal shall be forfeited to the Town as liquidated damages;
otherwise the certified check shall be returned to the bidder within forty-five (45) days after
the date of the receiving bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
-J /}% ?:.-dtff
Signature of Bidder: 0/ <--- ,
Business Address: ILl S" ~ '-I ..:::: C'l'" 1: O. 13.. /, L
.
&:r......r~-j /0/ 7
~'-' iJI f- it J).. '- (
drilY-
'3 VII" h f
Telephone Numbei 57() If 77 - / t 5'1-
Date:
9'~z-h{
,
BULKHEAD RECONSTRUCTION & RESTORATION
C - 2
.'
I
/
/
-~-
.
.
.
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
II,...; .J'.I(.// J)(j<.{ g~ /..;... .
(Bidder)
Certifies that:
1.
listed con~tructipn tr.a as in the work under the
. c." .1/ /d....... I ..w c'" IS J i /Y'-I
.}.
; and.
2.
a.
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan
it will comply with the said County area within the scope of coverage of that
Plan, those trade beipg: Ie .n E I
C r lh (:jr ( })(J ((" ii, fI ^ rCVey vi rn"^'
.~I
; and/or,
b. as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area s bject these Bid Gonditions, ese trades being: ./
r el'o z a<.l:l' ',fp,. . 1':" ""- Iw"-
; and,
.
3. it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontrac,!9tiertification re~ir~these. ~onditions.
/~ ~J /.-(.vL/k Of..JJev
(Signature of Authorized Representative of Bidder)
BULKHEAD RECONSTRUCTION & RESTORATION
0-1
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t
,',:
i'
,
i:
,.
j:
,.
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FR01 : PanaS<:r1 i c FAX ~
.
Sep. I<l3 1995 Ell: Ellfl'l P3
A-GE HJ. :
OFFER OF SURETY
(l" 0 be Completed by Each Bidder)
BOND * GE-5795319
In the event the above pl'Oposai is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
Sig!'1ed
GULF INSURANCE CCMPANY
SURETY COMPANY
1/ew S~ ~jk .f)0,,1<.. 3v./ III? /~ /)"C~t/
(Bid..,) f? ~:;. /1''' I
ovpi:lt
CERTIFICATE OF SURETY to be signed by a duly authorized official, agent or attorney
of the Surety Company.
In the event that the above Proposal is accepted and the contract for the work is awarded
to said SOUTHOLD 'l'a'lN BOARD
(8Id<1~'tNSURANCE CC>>1APNY
will execute
the
(Sur....~.ny)
the Surety Bonds as herein before provided.
~,;.
Signed: ~~O~J\ \) ~Q ~
AulIloIOd 0llI0Ia. Agent. or -may DEBORAH BEL TCN , ATl'ORNEY -IN-FACT
Date: SEPTEMBER 12TH, 1996
IMPORTANT: THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN l.IEU OF 610 BOND, OR BID MAY BE REJECTED.
BULKHEAD RECONSTRUCTION & RESTORATION
E -1
.=-~.~'~.'_...~-~~.-.
-\;,-,'",'~..,~
.---.. .
-- ..... .",
'1<~'~:!io.;:".~:::t:'~""''''''''''
""".'.'l~""".~''''.l.J:l:;r-;,,,,..<~
.
.
""'l"'wr
1, II..
Ai\-1ER1CAN INSTITUTE OF ARCH1TECTS
"
AlA Doc:Jmel1C .A3iO
Bjd Bond
BOND * GE-5795319
KNOW ALL MEN BY THEe PRESEi'ITS. thac we NEW SUFFOLK OOCK BUILDING
1215 INLET LANE . rH~,.. In!ftf luU rram,::, md ~drm ~t' !~.1i Ti,ht :.1 ~nlMCSOrt
GREENPORT, NY 11944
4S Principal, herein.iter ailed the Prindp.l. and
5550 W. TOUHY AVENUE
SKOKIE, IL 60077
a c:Jrpor.ticn duly org.nized under the laws of the Slate at MISSOURI
as Surety, hereinafter oiled the Surety, are held .no firmly bound unto SOU'1'HHOLD TOWN BOARD
'!'OWN HALL - 5309 MAIN ROAD (He'e in'.rl fail name' .Jftd .MdrnI or 1"111 Iide oi C.......~I
GULF INSURANCE COMPANY
I"'~ ;,.,.,. ''''I ~1ftC' aft'4 ..dd,", ~ lepl 1.1l1t' 01 SWI1!'Il";
;.s Cbligee. hereinafter oiled the Obligee. in the sum 0/ THREE THOUSAND FIVE HUNDRED DOLLARS
AND 00/100 Coilars (53,500.00---),
fer the payrr.ent or wnio sum wen and truiy to be made. the said ?:'incpai .no the s.id SUret'l/, bind
::ursei"e!~ our ;,e:r.;, !XeC"Jtcrs, 3dminis:ratcrs, suc~scrs <ll1d assig~s, joindy and se":ler;iIy, firmlY bv
these :::resenc.
Wl.,E:tE.~.s. the ?rincp.i has submitted a. bid for
{Here inlet'l lu;1 iUn\C. ~. .na ciec:iollon oi ~rc,C'C1
3ULXHEAD RECCNSTRUCTION & aESTORATICN
XLI!'!? nc.,<
MAl'llHASSET AVENUE
GREENPORT, NY
NO'N, TrU:~~-;C:U. if me Cbli~ snlil K:::n the ::'id ,,1 the mnci~..j -1na the ~rinci'Pij shlil ent.r into ~ Canlnet
with 4"0 Cbji~ee in ~==J'I9"ce 'l'rIth me telmS of ,uen bid. md gi'Ye "'Ct bond 01 bones oiS ~y be ,peciiied in the- btdtUn~
or C",ntnc: COC'.zmenu wilh 3Dca and wirtCient :un:ty rot the taHhtui periormance Of sucn Canax: oind (or the ;Jrompt
p~au 01 !~t ;nd :naceriai famished in die ?l'05ccnlon Ifter,ea;. QI' in the ~t oi me (ailure 01 the Prinepa. to enter
.1Ie." CDntr.lc ;;nd p.e !IIc:. Ioand '" bonds. ;11lle mncj~ .niUI :>IV to till! Obll!..... .he difference no. to aaeO the _oj....
nereof betL.aw the a'ftOunt specified in said bid and 3Ucft J:ll'3er .lmounl for wnid\ me Oblisee may in Fed qith 1;Cntrxt
with ;nocher 'PIny !D pe,;orm the Worit covered by SOlid ~d. then this obligation shall be nuU :lnd 'WOid. otherwise to rem.lit1
;n /Uil 10= mci eif....
Signed and sealeo :ills
12TH
dilY 0;
SEPTEMBER
1996
NEW SUFFOLK DOCK BUILDING
(Wi"'....1
I
! BY:
(Prlm::i;:~J
(St>.uJ
muoJ
rI r1.w1ittJ; '2 ~tij,_ I
. ( (Wi"""'l {
GUL~SURANCE COMPANY
. ../'" (SUll!fY~! _, rs..n
BY: \\, ~ C k\1't.- \:X \\f-,.,
DEBORAH BELTCN mUd ATTORNEY-IN-FACT
AlA DOCtt. lfolT Anw. SID acNe. AlA.. F!al.JAay 1WQ CD . 1'lfE J\MERlCAN
lNSTITUTE os AJ.CifTtC'S. 17'..5 :'oI_~. AVE... K.W.. WASHINC7CH. o. C. .:aaJ5
,'L~':E: OF
NEW YOR: \ s:s.:
NEW YOR
.
.
~OmITY OF
On .L.;c:
12TH
'SEPTEMBER
1Q~ == me per.:a=lly =e
:0 me 1c:awn. wi1o, being by me duly ~
day "T'
DEBORAH BELTON
Lid ~ = say: t!:a~ he ~ ;~ NEW YORK
~ he is A::cc..'"7-in-Fae of t:e C:>r,l<1r.1ticn ..........."-:i in a:d ,wbicil. e:cec'.:t.e<1 the ,.....:..... bt..,,, "-~
,...,,~ he' k::.ows t::e se:U or said. C:>r;:o=ticn. that the seal ,.;;;....... :0 said. ~ is sue::. ~ seal;
. ~= it w=s sa -m-Pd ;>= to pcT<liI'e:' conie=!d. 0%1 him by a F<iw= of . CJ!!']' g:=ted to him. by said
::"r-,.or-..t::cn .~ t!:alo, he sig:ed. said.~i,as..w-"-"'Y-in-Fae . ",0== to sue
auQcri-7- .' PAUL KUSHNER "
Notary Public, 3!m~ of New York /'?~, -/ .#
No. 017389'355 fJU..,(--I"
Qualified In Nassau County DV '
i Commission Expires July 31, 19.1! . ~aTUT ~IJ
1--____, P"!-n-l'C!l'-u"S lNDrvmUAL ACl\:'iOWLEDGmlT
~_~--:' OF
s:s.:
:OT.J:NT"!' OF
ell ~t.,;<:, da.y C.;. 1Q_ ~ :e p~y c::::e
, to me !c:cwn ami Jc:awn to ==
to be the i-"':."Tidual. ci.~:-"-=ed. i::. aJ::ci. who ~..:.'ted. the to~ing ~~t, ax:.ci he aci=owier'-Pd to me that
, ' ,
~e ~..::~ t::.e ~"'e.
lfQ1"1RT r'U8t.! C
pgmc::r-u"S CO-C_U.~~ AQ;NOwu:DGMEN':
S'r_~~ OF
c=~ OF
(s:s.:
\
i
en -~;~
"';:".yo';'
~Q_ beion::e ;:~y =~
a :::.emi:e of:l:e ~ or
to me !c:cwn ana. 1c:.own t::) :e
,
he aci=cwiedr-s ~ he~.:.tI!!i ti:.e=e
to ce ::e ~ -;vi:.c is d.~.J:eC. :: =.e f~g i:cst:'"..::::en't:anci
a5=ci.:ar:l:e ac:ami ~ or tb.e sii<i ~e..~
.aTIIT ~U8Ll C
l'!UNC!l'-u"S COKPOLUE ACXNOWLEDGMEN'!
S'l':.~=:: OF
C01JN!"! OF
(s:s.:
,
On~""
,..;~,..,;.
iO_ beiore c:e y, .3iTy c::m:a
to me lc:cw1:. wi1o. bC1lJ by ==
duly swcr.:. dili ciepcse = say, tha1: he rSd.es ;~
d::= =.e 10:"";' the
C:>r;:or.mcn cie:='.i:eli On ami ....m=. e:cec'.:.tI!!i the ~ !=... '~-"'::U he ~ :!:a C:>x.......ta s.sl ci
said.'~ =:l:e Seal .0;;..... ~ said~is su= ~ Seal; that it '"" sa ",- -1 by-:e
of :e 3o=i or !l;.~ of said. ~ ami ~ he sisJ:eli m: =- ~ by like omc.
'IaUIT ~USL; t:
'Eli GULF INSURANCE IMPANY
KANSAS CITY, MISSOURI
POWER OF ATTOR"iEY
ORIGINALS OF TIllS POWER OF A TTOR:-;EY ARE PRl:-;TED ON BLLE
SAFETY PAPER WITH TEAL I:-;K. DULlCA TES SHALL HAVE THE
SAME FORCE AND EFFECT AS AN ORIGINAL ONLY WHE:-; ISSUED 1:-;
CONJUNCTION WITH THE ORIGINAL.
KNOWN ALL MEN BY THESE PRESENTS: Thai .he Gulf Insurance Com-
pany. a corporation duly organized under the laws of the Stale of \1issouri. having
its principal office in the city' of Irving. Texas. pursuant to the following resolutilm.
adopted by the Finance & Executive Committee of the Board of Directors of the said
Company on the 10th day of August. 1993. to wit:
"RESOLVED, that the President. Executive Vice Presidenlur any Senior Vii.:e
President of the Company shall have authority to make. execute and dc"liver a Power
of Attorney constituting as Auomey-in.Fa.:t. such persons. iirms. or corporations as
may be selected from time to time: and any -;uch .\uomey-inJact may be removed
and the authority granted him revoked by the President. or any E:\ecutive Vice
President. or any Senior Vice President. or by the Board of Directors or by the
Finance and Executive Committee of the Board of Directors.
RESOLVED, that nothing in this Power of Attorney shall be construed as a grant
of authority to the attomeyls)-in-fact to sign. ex.ecute, acknowledge. deliver llf other-
wise issue a policy or policies of insurance on behalf of Gulf Insurance Company.
RESOLVED. that the signature of the President. E.'(ecutive Vice President or
any Senior Vice President. and the Seal of the Company may be affixed to any such
Power of Attorney or any certificate relating thereto by tacsimile. and any such
powers so executed and certified by facsimile signature and facsimile seal shall be
valid and binding upon the Company in the future with respect to any bond and
documents relatine: to such bonds 10 which {hev are attached."
Gulf Insurance Company does hereby make. constitute and appoint
DEBORAH BELTON, STATE OF NEW YORK
.
~~~~ER GE 5795319
( PRINCIPAL;
I
NAME. ADDRESS
CITY, STATE. ZIP
NEW SUFFOLK DOCK BUILDING
1215 INLET LANE
GREENPORT, NY 11944
EFFECTIVE DATE
SEPTEMBER 12TH, 1996
CONTRACT AMOUNT
$ 70,000.00 EST.
BOND AMOUNT
$ 3,500.00 -
its true and lawful attorneylsHn-fact. with full power and authority hereby conferred in its name. place and stead. to sign. execute. acknowledge and deliver in its
behalf. as surety. :1Oy and ail bonds and undertakings of .;uretyship. and to bind Gulf Insurance Company thereby as fully and to the same extent as if any bonds,
undertakings and documents relating to such bonds and/Of undertakings were signed by the duly authorized officer of the Gulf Insurance Company and all the acts of
said attorney(s)-in~facl. pursuant to the authority herein given. are hereby ratiticd and confirmed.
The obligation of the Company shall not exceed one million (51.000.000.00) dollars.
IN WITNESS WHEREOI'\ the Gulf Insurance Company has caused these presents to be signed by any officer of the Company and its Corporate Seal to
be hereto affixed.
I
I
COUNTY OF NEW YORK I
On this 1st day of February. 1994 A.D., before me came Christopher E. Watson, known to me personally who being by me duly sworn, did depose and
say; thllt he resides in the County of Westchester, State of ~ew York: that he is the President of the Gulf Insurance Company, tbe corporation described in
and which exeCuted the above instrument: that he knows the seal of said corporation: that the seal affixed to the said instruments is such corporate seal; that
it W&'i so affixed by order of the Board of Directors of said corporation and that he signed his name, thereto by like order.
{. the undersigned. Senior Vice President Ilf the Gulf lnsurance Cumpany. a :\'lissouri Corporation. DO HEREBY CERTIFY that the foregoing and
attached POWER OF ATTOR:\EY remains in full :'orcl'. ~
.0~ANCE"
~'~~~ \
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STATE OF NEW YORK
5S
STATE OF ';EW YORK
'is
Cl)l;~TY OF 'lEW YORK
Signed and Sealed..t ,ht' i~::\ ()f '>eW\'nr!.;,.
GULF INSURANCE COMPA:-;Y
~ [ ;J/~
Christopher E. Watson
President
1~ 2-';r-
Ursula Kerrigan
No. 02 KE 5043950
Qualined in Sew York County
Comm. Expires May 15, 1m
I)all'd the
12TH
SEPTEMBER
.1996
day of
'v
~p,~
La"TCnCe P. Miniter
Senior Vice President
.~
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,
. .
RIBAR CONTRACTING INC.
.
RB
336 MAPLE AVENUE, WESTBURY, N. Y. 11590
TELEPHONE 516-333-6300
TELEFAX 516-333-6352
.
RB687
September 3, 1996
Town of Southold
53095 Main Road
Southhold, N.Y. 11971
Attention: Plan Sales
Re: Restoration/Reconstruction of Existing
Bulkhead, Greenport, N.Y.
Bid Date 9/12/96 - 11:00 A.M.
Subj: Bid Documents
Dear Ms. Warren:
Enclosed please find our check #3692 in the amount of $25.00 to
purchase the plans and specifications for the above referenced
project.
please forward the documents as soon as possible using our Federal
Express Account #1585-2559-3.
Thank you.
Very truly yours,
RIBAR CONTRACTING, INC.
Mildred K. Sheehan
~
SfP:i 1996
... D.i ~ 'Ill" iii
~tdf/uc/ ~ .LL~~,,-
Ene.
LusPlI :;z,t:,
CONTRACTORS
.
ENGINEERS
RUG-26-1996 22:37
P.01
.
.
~~~.
CITC fiLE NO 136574
IESTCAATIDM/RECDMITRUL1rION Of AM EXISTING BULKH~ ..
Greenpart, MY
co: SUffolk
KLipp park,Manh..set Avenue
OWIIR:TO'I01 of I_hold S3095 Ma;n Road Southold,NT 11971
516-765-1BOO
'.REPORTER mealimc.
~~f"" ~
C(,\'). .. \~tJ t?
{,~~~
STATlIS BIDS CLOSB SEPTEMN. 12 11:00 AM
P l 8 frOll OWnllr, po_' 125, """orefundlbl., Bid So<: 5"
bank draft, cer check gr b;d bond
IIDDERS
==<!lI!._~__~IIl~~~===!!I_==.=!!!.--=====._;;:;::=
TOTRL P.01
.
.
.
COUNTY OF SUFFOLK
STATE OF NEW YORK ss:
LEGAL NOTICE
NOTICE TO BIDDERS
Patricia C. Lollot, being duly sworn, says that
she is the Production Coordinator, of the TRA V-
ELER WATCHMAN, a public newspaper printed
at Southold, in Suffolk County; and that the no-
tice of which the annexed is a printed copy,
has been published in said Traveler Watchman
once each week for
/
... ... ........ ...... ....... ............. .......... .......... .... ........ weeks
-~-
successively, commencing on the ....2.7...........
day,~..................a~~":;:!~..,....... ,19/."{
..f..{.?.~~~~.:~~....(~.~4:~.........
NOTICE tS HEREBY
GIVEN, in accordance with the
provisions of Section 103 of the
General Municipal Law. that
sealed bids are sought and re-
quested for the restoration
and/or reconstruction of an
existing bulkhead located at
Klipp Park, Manhanset A v-
enue, Greenport, N.Y. Speci-
fications may be obtained at the
Office of the Town Clerk,
Town of South old, Town Hall.
53095 Main Road, Southold.
New York 11971, upon pay-
ment of a $25 non-refundable
fec, het\\.'cen the hours 01'8:00
A.M. and 4:00 PM.. Monday
through Friday. All bids must
be submitted in accordance
\\'ith the bid specifications.
The sealed bids. together
with a Non-Collusive Bid Ccr-
ti ficate and bank draft. certified
check. or bid bond in the
amount of 5%. will be received
by the Town Clerk, at the
Southold Town Hall. 53095
Main Road, Southold, New
York, until 11:00 A.M.,
Thursday, September 12,
1996, at which time they will
be opened and read aloud in
public. The Town Board ofthe
Town of South old reserves the
right to reject any and all bids
and waive any and all informal-
ity in any bid should it be
deemed in the best interest of
the Town of South old to do so.
All bids must be signed and
sealed in envelopes plainly
marked "Bid on Bulkhead
Reconstruction," and submit-
ted to the Office of the Town
Clerk. The bid price shall not
include any tax, federal, state,
or local from which the Town
of South old is exempt.
Dated, August21, 1996
Judith T. Terry
Southold Town Clerk
IX-8/29/96(78)
. ~'Y~
Sworn to before me thiS .........;?\............. day of
............................/:i.~~"C':..7............"..... ,19...'1.~
j
,.....,..,.......~~..(l...d:.~~"".
Notary l'ublic
BfI,RSAR'A it ~\:~ ~ ,'~f:DER
NOTARy ?UGUc. ~' 01 I\lLW YOt~
N'J. ,;;)~:-./;,lG
Qual;~if;d 11 ::~.;L!i\ CO!J!!.~ . /
Commission [xO,:2: rfJ3/f'i.6
.
.
STATE OF NEW YORK)
SS:
COUNTY OF SUFFOLK)
JUDITH T. TERRY, Town Clerk of the Town of Southold, New York,
being duly sworn, says that on the ~ day of August 1996,
she affixed a notice of which the annexed printed notice is a true copy,
in a proper and substantial manner, in a most public place in the Town
of Southold, Suffolk County, New York, to wit: Town Clerk's Bulletin
Board, Southold Town Hall, Main Road, Southold, New York 11971.
Legal Notice, Notice to Bidders, Bulkhead Reconstruction & Restoration,
Klipp Park, Greenport, N.Y.. bid opening: 11:00 A.M., Thursday,
September 12, 1996, Southold Town Clerk's Office.
~~~
f7 Judith T. Terry
Southold Town Clerk
Sworn to before me this
2~ day of August, 1996.
~/- ft. ~ ~~,...J
N tary Pu ic
UNDAJ. COOPER
NowIry Public. Slale of N.... Vorl<
No. 4822C.63. Suffolk COUnl\h-.
Tflrm !,::Y',)~r"'~ .,'-C. ",,'''',..1~ : ,t 7(",
JI
.
.
LEGAL NOTICE
NOTICE TO BIDDERS
NOTICE IS HEREBY GIVEN, in accordance with the provisions of
Section 103 of the General Municipal Law, that sealed bids are sought and
requested the restoration and/or reconstruction of an existing bulkhead
located at Klipp Park, Manhanset Avenue, Greenport, N.Y. Specifications
may be obtained at the Office of the Town Clerk, Town of Southold, Town
Hall, 53095 Main Road, Southold, New York 11971, upon payment of a
$25.00 non-refundable fee, between the hours of 8:00 A.M. and 4:00 P.M..
Monday through Friday. All bids must be submitted in accordance with
the bid specifications.
The sealed bids, together with a Non-Collusive Bid Certificate and
bank draft, certified check, or bid bond in the amount of 5%, will be
received by the Town Clerk, at the Southold Town Hall, 53095 Main Road,
Southold, New York, until 11:00 A.M., Thursday, September 12, 1996, at
which time they will be opened and read aloud in public. The Town Board
of the Town of Southold reserves the right to reject any and all bids and
waive any and all informality in any bid should it be deemed in the best
interest of the Town of Southold to do so.
All bids must be signed and sealed in envelopes plainly marked "Bid
on Bulkhead Reconstruction", and submitted to the Office of the Town
Clerk. The bid price shall not include any til)(, federal, state, or local,
from which the town of Southold is exempt.
Dated: August 21, 1996.
JUDITH T. TERRY
SOUTHOLD TOWN CLERK
*
*
*
PLEASE PUBLISH ON AUGUST 29, 1996, AND
AFFIDAVIT OF PUBLICATION TO JUDITH TERRY,
HALL, PO BOX 1179, SOUTHOLD, NY 11971.
FORWARD ONE (1)
TOWN CLERK, TOWN
Copies to the following:
The Traveler-Watchman
Town Board Members
Town Attorney
Supt. of Highways Jacobs
Executive Administrator McMahon
Dodge Reports
Brown's Letters
Burrelle's Information Services
Construction Data Corporation
Town Clerk's Bulletin Board
~2Ut~d :1-4 j4-<:~
J/~ \ _-5 q;
.
/~ .~
v/ L- A' -' /' //-
'''-_-:' ./ (. cL-- -T-C -lj C--
LEGAL NOTICE
NOTICE TO BIDDERS
II
I
NOTICE IS HEREBY GIVEN, in accordance with the provisions of
Section 103 of the General Municipal Law, that sealed bids are sought and
requested the restoration and/or reconstruction of an existing bulkhead
located at Klipp Park. Manhanset Avenue. Greenport. N.Y. Sp",cifications
may b", obtained at the Office of the Town Clerk, Town of Southold, Town
Hall, 53095 Main Road, Southold, New York 11971, upon payment of a
$25.00 non-refundable fee, between the hours of 8:00 A.M. and 4:00 P.M.,
Monday through Friday. All bids must be submitted in accordance with
the bid specifications.
The sealed bids, together with a Non-Collusive Bid Certificate and
bank draft, certified check, or bid bond in the amount of 5%, will be
received by the Town Clerk, at the Southold Town Hall, 53095 Main Road,
Southold, New York, until 11 :00 A.M.. Thursday. September 12. 1996, at
which time they will be opened and read aloud in public. The Town Board
of the Town of Southold reserves the right to reject any and all bids and
waive any and all informality in any bid should it be deemed in the best
interest of the Town of Southold to do so.
All bids must be signed and sealed in envelopes plainly marked "Bid
on Bulkhead Reconstruction", and submitted to the Office of the Town
Clerk. The bid price shall not include any. tAX, federal, state, or local,
from which the town of Southold is exempt.
Dated: August 21, 1996.
JUDITH T. TERRY
SOUTHOLD TOWN CLERK
*
*
*
PLEASE PUBLISH ON AUGUST 29. 1996, AND
AFFIDAVIT OF PUBLICATION TO JUDITH TERRY,
HALL. PO BOX 1179, SOUTHOLD, NY 11971.
FORWARD ONE (1)
TOWN CLERK, TOWN
Copies to the following:
I
!
I
I
I
I
The Traveler-Watchman
Town Board Members
Town Attorney
Supt. of Highways Jacobs
Executive Administrator McMahon
Dodge Reports
Brown's Letters
Burrelle's I nformation Services
Construction Data Corporation
Town Clerk's Bulletin Board
.
.
JUDITH T. TERRY
TOWN CLERK
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION WAS ADOPTED BY THE
SOUTHOLD TOWN BOARD AT A REGULAR MEETING HELD ON AUGUST 20, 1996:
RESOLVED that the Town Board of the Town of Southold hereby authorizes
and directs the Town Clerk to advertise for bids for Bulkhead
Reconstruction and Restoration at Klipp Park, Gull Pond Inlet, Manhanset
Avenue, Greenport, New York.
~,AJJ~~
~-T. Te~
Southold Town Clerk
August 21, 1996
.
.
.
.
.
PROJECT DESCRIPTION
BULKHEAD RECONSTRUCTION & RESTORATION:
KLIPP PARK, GREENPORT, TOWN OF SOUTHOLD, NEW YORK
THIS PROJECT INCLUDES NEW FILTER CLOTH AND NEW SHEATHING FOR THE
RECONSTRUCTION AND RESTORATION OF APPROXIMATELY 395 LINEAL FEET OF
EXISTING BULKHEAD.
GENERAL DESCRIPTION:
.
INSTALLATION OF APPROXIMATELY THREE HUNDRED NINETY FIVE (395')
FEET OF NEW BULKHEAD SHEATHING. TWO HUNDRED SIXTY FIVE (265')
FEET SHALL BE IN ACCORDANCE WITH THE TYPICAL BULKHEAD SECTION.
(SEE TYPICAL SECTION SHEET # 2). ONE HUNDRED THIRTY (130') FEET
SHALL BE AT EACH SIDE OF EXISTING CONCRETE RAMP. (SEE DETAIL
SHEET # 3).
EXCAVATE TO A DEPTH OF 2'-0" BELOW EXISTING MUD LINE BEHIND ALL
EXISTING BULKHEAD SECTIONS THAT REQUIRE NEW SHEATHING. ALL
EXCAVATED MATERIAL SHALL BE PLACED ON SITE WITH SILT FENCE AND
HAY BAILS AT THE PERIMETER TO PREVENT RUNOFF FROM ENTERING
TIDAL AREAS.
.
.
BULKHEAD AREAS REQUIRING WORK SHALL HAVE ONE LAYER OF FILTER
FABRIC INSTALLED BEHIND ALL NEW SHEATHING. INSTALLATION SHALL
BE CONTINUOUS WITH A MINIMUM OVERLAP OF 2'-0".
.
THE EXISTING BOAT RAMP SHALL REMAIN OPEN DURING THE COURSE OF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL NECESSARY
SAFEGUARDS TO ENSURE SAFE ACCESS.
.
THE TOWN OF SOUTHOLD SHALL NOT BE RESPONSIBLE FOR MATERIALS
AND EQUIPMENT LEFT ON SITE. PROPER FENCING AND BARRICADES
SHALL BE INSTALLED TO SEPARATE THE WORK SITE FROM THE GENERAL
PUBLIC.
REQUESTS FOR FURTHER INFORMATION AND ALL INQUIRIES SHOULD BE
ADDRESSED TO THE ENGINEERS OFFICE: S.T.E.D., PECONIC LANE, PECONIC,
NEW YORK 11958. ATTENTION - JAMES A. RICHTER - (516) 765 3070
The foregoing Project Description is provided for general information only. It is not
part on the Contract Documents. For the specific provisions and requirements of
this project, please refer to the full Specifications and Contract Drawings.
.
.
INDEX TO SPECIFICATIONS
PROJECT DESCRIPTION
BIDDING REQUIREMENTS
Invitation to bid
Instruction to Bidders
Proposal Form
N.Y.S. Affirmative Action Certification
AlA Bid Bond
Offer of Surety
A-1 through A-1
B-1 through B-2
C-1 through C-2
0-1 through 0-1
AlA Document # A31 0
E-1 through E-1
GENERAL CONDITIONS
AlA General Conditions
Supplementary General Conditions
AlA Performance Bond
General Release
Prevailing Wage Rates
Compliance with Labor Law &
other Dept. of Labor Regulations
Non-Discrimination Clause
AlA Document # A201
F-1 through F-2
AlA Document # A311
G-1 through G-1
H-1 through H-1
J-1 through J-8
K-1 through K-2
CONSTRUCTION SPECIFICA TrONS
General Conditions
Part 1 - General Specifications
Site Plan
.
Sections & Details
Page 1
Page 2 through 4
Drawing # 1
Drawing # 2 & 3
.
.
INVITATION TO BID
PROJECT: BULKHEAD RECONSTRUCTION & RESTORATION
KLIPP PARK, MANHANSET AVE., GREENPORT, NEW YORK
The Town Board of the Town of South old will receive bids for the restoration and/or
reconstruction of an existing bulkhead located at Klipp Park in accordance with the
Specifications prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958.
Bids will be received at the office of the Southold Town Clerk, Southold Town Hall, 53095
Main Road, Southold, New York 11971, until:
11:00AM
Thursdav
, September I? 1996.
All Specifications are provided herein.
A fee of twenty five dollars ($25.00), cash or check, made payable to the Town of Southold
will be required for one (1) copy of the Contract Documents. There are no refunds.
This invitation to bid is not an offer and shall in no way bind the Town of South old to award
a contract for performance of the project. Should the Town of South old decide to award
a contract, it shall be awarded to the lowest responsible bidder.
The Town of Southold reserves the right to waive any informalities, and to reject any or all
bids, and to retain bids for 45 days from the date of receipt. The CONTRACTOR MAY
NOT withdraw his bid during this period.
Bid security in the form of a certified check or bid bond in the amount of 5% will be required
of each bidder.
Performance bonds in the amount of 25% of the contract price shall be required of the
successful bidder.
Please advise if you intend to bid or not.
.
Dated: August 20 1996 BY ORDER OF THE SOUTHOLD TOWN BOARD
By: Judith T. Terry
Southold Town Clerk
BULKHEAD RECONSTRUCTION & RESTORATION
A -1
.
.
INSTRUCTIONS TO BIDDERS
A. PROPOSALS
Proposals must be made in strict accordance with the "Proposal Form" provided. The bidders shall
write in ink, both in words & numerals, the price for which he proposed: to furnish all materials, plant,
equipment, tools, shoring or bracing, scaffolds, or other facilities, & to perform all labor and services necessary
for the proper completion of the work in strict accordance with the plans and specifications, and subject at all
times to the approval of the Architect.
Proposals shall be addressed as indicated on Invitation for Bids and shall be delivered enclosed in
an opaque sealed envelope marked "Proposal" bearing title of work, and Bidders Name.
No proposal shall be considered which has not been received by the Southold Town Clerk prior to the
hour and date stated.
Each proposal must be signed in writing with the full name and address of bidder.
B. PROPOSAL GUARANTY
A proposal will not be accepted or considered unless accompanied by a guaranty in the form of a bid
bond or certified check in the amount of 5% of the total bid, payable to the Town of Southold.
As soon as the proposal prices have been compared, the Owner shall retum the bidders bond or the
certified checks accompanying such proposals as, in his judgement, would not likely be involved in making
the award. All other proposal quantities will be held until the contract and contract bond have been executed
after which they will be released or retumed to the respective bidders whose proposals they accompanied.
C. OMISSIONS AND DISCREPANCIES
Bidders should carefully examine the drawings and specifications, visit the site of work, and fully
inform themselves of all conditions and matters which can in any way affect the work or the cost thereof.
Should a bidder find discrepancies in or omissions from the drawings, specifications, or other documents or
should he be in doubt as to their meaning, he should at once notify the Architect who may issue a written
instruction to all bidders.
D. PUBLIC OPENING OF PROPOSALS
Proposals will be opened and read publicly at the time and place indicated in the Invitation for Bids.
Bidders, there authorized agents, and other interested parties are invited to be present.
E. AWARD OF CONTRACT
Award of contract will be made as soon as practical. a contract may be awarded to a responsible
bidder other than the lowest money bidder, if it is in the best interest of the Town. No bid may be withdrawn
after scheduled closing time for receipt of bids for a period of 45 days pending execution of a contract by
successful bidder. The competency and responsibility of the bidder and his sub-contractors will be considered
in making the award. The Town reserves the right to waive any technical error, to accept any bid, or to reject
any or all bids. The contract form will be a Standard form of Agreement between Owner and Contractor
(Stipulated Lump Sum).
The Town will either award the project or reject all proposals received within forty-five (45) days after
. the formal opening of proposals. The acceptance of a proposal will be a notice in writing signed by the Town
Clerk and no other act shall constitute the acceptance of a proposal.
The acceptance of a proposal shall bind the successful bidder to execute the contract and to deliver
separate performance and payment bonds made by a Surety Company, as stipulated herein. The amount
of the bonds shall not be less than twenty five percent ( 25 % ) of the contract price of the work.
BULKHEAD RECONSTRUCTION & RESTORATION
B-1
.
.
F. WITHDRAWALS OF PROPOSALS
Any bidder upon his or her authorized representative's written request presented not later than the
hour set for the opening thereof, will be given permission to withdraw his proposal. At the time of opening the
proposais, when such proposals are reached, it will be returned to him unread.
G. REJECTION OF PROPOSALS
The Town reserves the right to waive any technical error and to reject any and/or all proposals.
Without limiting the generality of the foregoing, any proposal which in incomplete, obscure, or irregular may
be rejected; any proposal accompanied by an insufficient or irregular certified check or bidder's bond bay be
rejected, any proposal having interlineation, erasure or corrections may be rejected. The Town also reserves
the right to reject any bid if an investigation of such bidder fails to satisfy the Town that such bidder is properly
qualified to carry out the obligations of the contract and to complete the work contemplated therein.
Conditional bids will not be accepted.
H. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town in person;
or if a firm or corporation, a duly authorized representative shall so appear, and execute six (6) copies of the
Contract and furnish satisfactory Performance and Payment Bond within ten (10) days after notice that the
Contract has been awarded to him. Failure to execute Contract shall constitute a breach of the agreement
effected by the acceptance of the Proposal.
The damages to the Town for such breach will include loss from interference with his construction
program and other items, the accurate amount of which it will be difficult or impossible to compute. The
amount of the certified check or bidder's bond accompanying the Proposal of such bidder shall be retained
by the Town, not as a penalty, but as liquidated damages for such breach. In the event any bidder whose
proposal shall be accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and thereupon, his proposal
and acceptance thereof shall be null and void, and the Town shall be entitled to liquidated damages as above
provided.
I. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated in the
notice to proceed which was given to him by the Town of Southold and shall complete the work within the
calendar day limit as set forth by him in his Proposal, but not more than sixty (60) working days.
BULKHEAD RECONSTRUCTION & RESTORATION
B-2
.
.
PROPOSAL FORM
DATE:
NAME OF BIDDER:
TO: SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEW YORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the Contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the Contract Documents (dated July 9, 1996) including bidding
requirements, general and special conditions, specifications, contract documents, and
addenda, if any (Note: Acknowledgment of addenda and their dates must be included as
indicated on bottom page); and he proposed and agrees that if his proposal be accepted
he will contract to furnish all labor & materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
KLIPP PARK BULKHEAD RESTORATION AND/OR RECONSTRUCTION
MANHANSET AVENUE, GREEN PORT, NEW YORK 11944
in accordance with the Contract Documents and Addenda, if any, prepared by JAMES A.
, RICHTER, RA, Southold Town Engineering Department, Peconic Lane, Peconic, New
York 11958, and complying with all the stipulations contained therein and will furnish the
required Performance Bond; that he will start the work as directed by the Town, he will
accept, in full payment thereof as listed below:
BULKHEAD RECONSTRUCTION & RESTORATION
C - 1
.
.
PROPOSAL FORM CONT.
FURNISH AND SUPPLY ALL LABOR AND MATERIALS FOR THE
RECONSTRUCTION AND RESTORATION OF TREATED TIMBER BULKHEADS
IN ACCORDANCE WITH THE CONTRACT DOCUMENTS. THE ABOVE
REFERENCED ACTIVITIES WILL BE COMPLETED FOR THE STIPULATED
"LUMP SUM" OF:
(written in words)
(written in numbers)
unit prices for extras shall include the cost for materials and installation of same:
PILING - (12" DiA. X 24') TIE RODS - (3/4" Galv.) DEAD MEN & BACKER PILES
EACH EACH PER LINEAR FOOT
(written in words)
(written in words)
(written in words)
(written in numbers)
(written in numbers)
(written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town after notice of the acceptance of said proposal shall have been
deposited in the mail addressed to him at the address given in the proposal, that he shall
be considered to have abandoned the contract and the sum represented by the certified
check accompanying this proposal shall be forfeited to the Town as Liquidated damages;
otherwise the certified check shall be returned to the bidder within forty-five (45) days after
the date of the receiving bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder:
Business Address:
.
Telephone Number:
Date:
BULKHEAD RECONSTRUCTION & RESTORATION
C - 2
.
.
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work under the
contract
; and,
2.
a.
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan
it will comply with the said County area within the scope of coverage of that
Plan, those trades being:
; and/or,
b. as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
; and,
.
3. it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontractor certification required by these Bid Conditions.
(Signature of Authorized Representative of Bidder)
BULKHEAD RECONSTRUCTION & RESTORATION
D - 1
.
THE AMERICAN INSTITUTE OF ARCHITECTS
.
I
AlA Document A310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS,
that we
(Here insert full n;lme and address or legal title of Contractor)
as Principal, hereinafter called the Principal, and
(Here insert full n;llme and address or legal title of Surety)
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
(Here insert full name and ;Iddress or legal title of Owner)
as Obligee, hereinafter called the Obligee, in the sum of
Dollars ($ l,
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
(Here insert full name, address and description of project)
NOW, THEREFORE, if the Obligee shall accept the bid of the Ptincipal and the Principal shall enter into a Contract
with the Obligee in accordance with the terms of such bid. and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the ~ent of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and sealed this
day of
19
(Witness)
{
(Title)
(Principal)
(Sea/)
(Witness)
{
(Tille)
(5u,ely)
(Seal)
AlA DOCUMENT Al10. BID BOND. AlA l8. FEBRUARY 1970 ED . THE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, D. C. 20006
1
WARNING: Unlicensed photocopying violates U.S. copyright laws and is subject to legal prosecution.
.
.
OFFER OF SURETY
(To be Completed by Each Bidder)
In the event the above Proposal is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
SURETY COMPANY
Signed
(Bidder)
CERTIFICATE OF SURETY to be signed by a duly authorized official, agent or attorney
of the Surety Company.
In the event that the above Proposal is accepted and the contract for the work is awarded
to said
(Bidders Name)
will execute
the
(Surely Company)
the Surety Bonds as herein before provided.
Signed:
Authorized Official. Agent, or Attorney
Date:
IMPORTANT: THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN LIEU OF BID BOND, OR BID MAY BE REJECTED.
BULKHEAD RECONSTRUCTION & RESTORATION
E - 1
.
.
TilE
AMERI.CAN
N S T
T UTE
o F
ARC H
TECTS
.,
AlA Document A201
General Conditions of the Contract
for Construction
THIS /)OOI,1/(:,'\'T flAS (,1/PORTANT LEGAl. CONSFQUENCES: COlVSUI,TAT/OI\'
w'rTH IIA ATTORNEY IS ENCC)(/RACI;'j) \\"fTH R!iSPr:CT TO ITS MonIFICAT/ON
1987 EDITION
TABLE OF ARTICLES
1. GENERAL PROVISIONS
8. TIME
2. OWNER
9 PAYMENTS AND COMPLETION
3. CONTRACTOR
10 PROTECTION OF PERSONS AND PROPERTY
4. ADMINISTRATION OF THE CONTRACT
11. INSURANCE AND BONDS
5. SUBCONTRACTORS
12. UNCOVERING AND CORRECTION OF WORK
6 CONSTRUCTION BI- OWNER OR BY
SEPARATE CONTRACTORS
15. MISCELLANEOUS PROVISIONS
/. CHANGES IN THE WORK
14. TERMINATION OR SUSPENSION OF THE
CONTRACT
Thi~ document 11;1,<; heen approvec! and endor~cd hy tht' A.<;soci:ncd General COlllr~clor,c; or America.
(:r1lwrigIH 1911, ItJl'i, [l)IR. !92C" 19~~. 19'i1. 1l)'iH, 19(11, 19(-.:'>. l':)(il. 196-, 197P. 1976.@19R"'7h\'The Americm in~tillllt'()f Arc!litec[<;, I-J,<;
New )"(Irk ,\\'l'IlIIt.', N.\'\" '. \\'a.~l1ill~I()n. {).C.. 2flfl(l(1 Hqm1llllClifJIl {If tIH.: lllaterial Ill'rein tlf <;\lho;(:lIltl:rl qmll:lli(lll (Jr il<; pnl\"l<;j<llls \,'jtllllUl I\-rille!\
pt:flni.<;.<;i(JIl {If t11t: ,\1/\ \-i(llale~ lhe nl,wri~hl j:I~'" of the {Inned Slalt"" ;lnd will be .<;uhjccr \(1 k::~:JI PT().<;ccutiolls
r:rn CAUTION: You should use an original AlA document which has this caution printed in red"
~ An original assures that changes will not be obscured as may occur when documents are reproduced.
AlA DOCUMENT A201 . f;!:NFRAI. {(lNP1THlN-" OF THF CONTRACT FOR CONST1HiCTHlN. I'tll;R,TEENTIl EJ)[TI()N
,\1,\1, . iD IOW:- TIll'. M,IEllII,\N INST!"!"1 'TF (11' AIH:!lfTF.(TS. 1-\<; N!:\'(.....( 1IH, A\"ENl 'E, ~\'I;' \'('/\:'ilIIN(;TtlN.I)( 2!HKlh
A201-1987
WARNING; Unlicen!"ed nl1nlnr.OPvinq violates U.S. coPvri~h' law!'; and is subject to leQAI prosecution.
.
9.(;.6, ()9~. 12.3
9R.2. 9.93, Y.IO.I. 9. 10..;
3.16.6.2.1.12.1
4.2..1. In
_~.2. 1 , :'1.2.2. _-\.:~ .2. ,; 12.H,.-\. 1 H. 4.2 J. 'L3.2.
4 :'1.9. A.5.1. III lA, In.2.S, 1?>.4.2. 13.7, 14.]
1.11..1_11
',_~F~,5.7"L),9.6,11.11),~
4.2.6, 9.R.2. 12.2.1. 1~. 'i
4.~.6. 4.3.R, 4.3.9. 8.:'.2
:'d.3. 4, 9.4. 9;
1.1.1
4.2.13.4.5.1
3.8
11.3.1.1
4.2.S. -.3.;,9.2,9.3.9.4.9.) 1,9.6.;',
9, IO.!. 9. ](1..~_ 9.]0.4. 11 13. J.L2,4
5.10.2, ,'i.l2<i IhrouJ.!11 3. I 2.R,;,.] R..1.
<1.2.7,9..1,.2. 11 .-,",.I.-j, 1:;....2, 1:'.'1
,j 14.4..1.2, '1.3.4, ,t.-'fA. 4.5.
R.,l. I. 10.! .2. 1\ <.;9. I] _,1.10
4.1
4.11
2.'1. 5.! 2.6. .+'2. <1.1.2. .i.).6.
.,. 1.2. -.2.1. ~,.:Hl, -.4. 9.2. 9.,1 1.
9.H.:\.9.IO,1.910..l,,12.1.12.2.1,
1,'1:;1. 1,,11.::;.2. H.2.2. l<i.2.'i
. ArchHl'CI l.irnil;JlI()I1S (Jr AUlhIJr;f\" ;l!H.llkspfll1sihili/\' .:...:. ..:.. ,;.12.H.
;,11.11 ,j 1,1.4.1.1. <i.2.2. -i.2."1, .1.2.6, .-i.2.-;-, '1,1.10, <i.l,12.
,'i,2.1.~. 'i.:~.2. ':;,2.1. -.1. 9'U. 9,(l'l. 'J,(l.(;
ArdlilCCI 's Addilioll;11 SCf\'itTS ;tnd EXpCll.SCS 2..i.9,R.2,
1\.".1 1 12.2.1. 12.2-i, 1;';,2, 15;..'" 1 'i.1.-i
Architect's Administration of the Contract 4.2. '1,5 (i.
,U,7, <i.,i. 9.4. 9';
.,.12,6,.0l,.12.R..1 lFU..~.2.-:-
;;.1. <\.2.6.12.1.2.12.2.1
I.;
,\,2,(;. -1,2.-. .d.ll. .1.2.12. .1.2.1;.
I I. \,.\ '1. i"i, (J.~. - 'l,(,. :.;H. HI.;, H.;.I.
I. tlH.2, Sl,'J.1. 10.1.2. U.O::;.2. 14.2.2, l'i..H
4.2.2. .L~.9. 'U.6. 9.4.2. 9R.2.
<).9.2. \), to.!. I.;')
-i.L6. 4.2./. <i.l.R, 4,5,-;-, 7.'i.l. 12.1, J ~.S.2
.i.2.1 [,'-i.2.12.4..~,7
4.2.2. 4.2.5. 4.~.6. Y.4.2.
9.'5.1, Y.IO.I, 15.-;
Arcl1iu:n 's Pro,Ct'l Represem:nive 4.2.10
l\rcllilecI 's Hd;llilll1ship wilh CfllHr;lClflr 1.1.2, ~.2.1. .1.2.2.
;."-.5.1',,1, .1.7,.;. 5,11. 5.12.A, ,1.12.11, 1.16. :UR. 4.2..;, 4.2.4,
,i.26. .1.2.12. ').2.6.2.2. 7:,-i. 9.A..:!. 11.~.7. 12.1. 15.'"
l\rclliH:Ct'S lkblioJ1shir with SUhCflnlraCIOrs I 1.2.4.2.). .:I.2.<i.
-1.2.6. Sl.6.5, t),6,..j. II ,.:J...-
fJ..:!.2. 9.-;.1.9.10. I
'1.2.2. 4,1.':;. ..j,2.~.1, 4.:~,6. 9.4.2. 9''i, 1.
C),H.2. 1.).9.2. 9,10,1, 1.:J..,'j
10.1
JR 1.!J.ln,2. 10.1 'i
6.1 1
Acceptance of Nonconforming Work
Acceptance of \X:ork 96.6.
Access to Work
Accidcm l'rc\'el1tion
At-ls;mt!()1l1issiol1s
..\tk\cml:1
Addiliflll;ll ens!. Claims for
Additifln:lf InspectitlOS dod Te.<;tio~.
Additional Tim~. CI;J.ims for.
ADMINISTRATION OF THE CONTRACT
Ad\TrtisellH:nl or Invit.Hion 10 Bid
Aesthetic Effect.
Allowances
AI1.ri.c;k Insur:mcc
Applications for Payment
9,H,.~.
2.'1. .1 ,.'1.,~. .~, 'i.
,\pprcl\'af~
Arbitration
Architect
Architect. Ddlnilinllof
ArchileCI. EXlcrl! of AUlhorilY
'-iii, '1.2. (1.-1.
~f,-i. ')". 9.G.~, Sl.H.2.
Arcl1it{'ct'~ Apprm';lls :2 "i. ,;. -;.1, .1.10.2.
Arcllilt.'Cl '" Authority 10 ReieCl Work
Architect's Ctlp\Ti~iu
Archilt'ct'" [kt'isifHlS.
j >',2. ,j. ){'. 'f
9.2. LJ..i. (J.'i
..\rchit~'Ct's Inspt't'lifl!1.S
Archilt:Cl'S IllslruCllflns
Archill;Cl'.s 11l1t'rprcl:ltillll.S
Architect's On-Sil(' Oh.<;t:f\':l!iOIlS
A rcllll t'Cl' s ]{<.:prt.sell t;ll if lIlS
,\rCillltTI'SSi/t' \'isil,S
i\sllt'Stll.S
AllllrllC\'S Ft't.'s
.-\t\,;lftl (lfScp:l1':ItcContraCls
Award of Subcontracts and Other Contracts for
Portions of the Work
Basic Definitions
l1idding Rt'quirC'lllt'!1IS
Boiler and Machinery Insurance
l'1flllds.ljt.'!1
Illlllds.l'crfl1rll\;1Ilt'c:I1lt!I';1\,llIClll
5.2
1.1
11..11
11,3.2
Y 10.1
..1,9.11.'1
I 1.1. I 1 -, <;,2.
- ; ,(),'l. 1.), Il),__~, I [
.
INDEX
Building Permit ,~, -;-.1
Capitalization 1 .4
Certificue of Suh.<u;lIltial Completion 9.H.2
Certificates for Payment 'i.2.5. .:1,2.9. 9.,;..~. 9.4,9.0::;,9.(,.1.
9,6,0,9.- 1. LJ.HJ. 9.10.1. 9.IO..~. 1;-1.-::'. H.1.1..1. 1"L2"j
CertifiC:Hes of lnspc('\ion. Te:.~tin~ or Appf(lv~1 ~. I 2.11. I.~.':;,'-i
CertifiC:Hes of In:;;ur:tnce 9.."1.2.9. J 0,2. I 1 1 ,.~
Change Orders 1.1.1. 2.'1. l. 3.A.2.4, 3.11. 4.2.,11, <-\..1, 'j,2..-\.
71,7.2,7.3.2, 8.3.t, Y.3,1.l. 910,:', 11 ,3.!.2.
11,:'.4. II ,.-\!J. 12,1.2
:".2.1
7.1
3.11,4.2.8.7, R3,J, 9.3.1.1. 10.1.3
'4.3.1
4.3,4.4,4.),6.2,5. R.."l.2,
9..~.1.2. 9.3..-\. 9.JOA. 10.14
Claims and Timely Assertion of Claims 4.5.6
Claims for Additional Cost. 4.3.6.4.3.7,4.3,9, G.l.1. 10J
Claims for Additional Time 43.6.4.3.8, 'U.9, HJ.2
Claims for Concealed or Unknown Conditions 4.3.6
ClaimsforD;lma~t:s. .:I..1R..i..~.9,6.1I,6.2.5.R:::'.2.Sl.':;.1.2, 10.1A
Cl:lims Suhfecl to Arhilr:llion. ,j:~.2. "iA.'L ,I.; 1
Cleaning Up 3.15, (I..;
Commencement of Statutory Limitation Period 13.7
c.orllmcnccmeTll oflhc \X'"ork. C()ndition~ Rd:ninR If) 2.1.2.
2.2.1. .Llo.t. :':'.2.2. .~7.1. .:1,.10.1, .;.Ilo.(). .U.-::'. ".2.1.
6.2.2. R.t.2, R.2.2. 9.2. 1 I 1 J, I I "Hi. 11..1. I
COll1mCllccnU.'llI of the Work. Ikfinilion of R. 1.2
C(lITlOlUl1ic;ttillll.S Facilil:t/in.'! C:(mt.,aCl
t\thninislr;l\il,n
Cmllplt.:liorl, COlldiliorls Ih:1;llirl~ 10
'-1.5.2.9.<1.2, l),R, 99
COMPLETION. PAYMENTS AND.
Change Orders. Definilion of
Changes.
CHANGES IN THE WORK
Claim, Definition of
Claims and Disputes
.:1.91. ,j.:>L =;.2.1
.-\,II.:U~.'i,.2.2.,i.2.').
1, 9.1 O. 11..~ 'S. 12..2..2, J'l.'" I
9
4.2,9, 4__~S2. H.l 1.1-1.1,3, H,2.j,
9A. 9.9.1.12.2.2.15,'"
Compli:mcew;thLaws 1.3,.1.6..1,7.3.15.-4.11.1Cl.2.lo.ll.l.
11..:l.. 1.11. 1.3.'S.1. 1.3.'S.2. [-16, 1<i.1.1. 1<i.2.1 ,3
(:fIllCC:I!t.d {If (inklll)wn <:<lrldilI1l11.c; '1..~.6
Cplldilions of Illc Conlr:lC! 1 1 I. I I -::' (I, I 1
Consent, Wrillell 1..1.1..~ 12.H,5.1'l.2,.i,1.2.
4..~.,4, ,~, ". 'S. 9.-'1.2. f).R.:!., 9.9.1. <) I (),2, <), IO.:'t.1 () 1,2. 1 n.l..~<
11..~.I, 11J.IA.II..~I[. I.,L 1.;.'1.2
CONSTRUCTION BY OWNER OR BY SEPARATE
CONTRACTORS
Con:;;lruclion Change Directive, Definition of.
Construction Change Directives J .1.1,4.2.8,7.
C(lIlslruetion Schedules, Contr;lCtor:s
Contingent Assignment of Subcontracts
Continuing Contract Performance
Contract, Definilion of
CONTRACT, TERMINATION OR
SUSPENSION OF THE
Ctll11plCfitll\. Subst:l1l1ia!
1.1.4.6
7,.~, r
1.7.3,9.3.1 1
3 10',61 ,,:l.
5.4
4.3.4
1.1.2
Contr:lCl Athnini.<:tr:Hion
Cnlllr:lCt A w;lrd and Execmion.
4..:I,7.'H.I.I.14
4.9.'4, <)"
.;.-.1.
11..H).ll.<1.1
1.1,1.2. -;-
.,;. 2.1.". o:,"~
1.1.\
<i.;-I,4.<I."i..3
<1.4.4.':;.2.-'1.
\2,.3,1.i.2.<1
9.1
'4.;6,41 H. 'l,.i,.i. -,2.)..~. I.'.
R.2.1.fUI.lJ."', 12.1 I
.1..~.) ,
Conditions Rel<1tin~ 10 .
,'UO. ';.2, 9.2, J1.1..-\,
Contract Documents, The
COlllr:ICI f)ocuments. Copie~ Furnisl1e(j :1nd List" of
Clllllr;lCt Documents. Definition {)f
Ctlntr:tcl Pcr!tlrlll;Jll<..:e !)urinl<" Arbitrmi(J!l
Contract Sum .~ ,R, 'i
0.1..-\, '7.2. -:-.5. 9.1, y,: li.3
Contract Sum, Definition of
(:<1111r:lCl Time
5.h. <1,.1.7,
I. 12.2.'i,
C:orllr:I(,:1 Timf.', Definition or
8.1.1
2 A201-1987
AlA DOCUMENT A201 a c;f.NERAI. CON'DlTJON'~ Of TIlE CONTRACT fnR CON'STRtlCTION 4 FOllRTEF.:N'Tll EDlTJON
^!A~ . ',C\ Jlll'J-::' THF. AMF.RICAN INST1TI'TF. OF ARCHITECTS. 17~'i NE\'(' YORI\ A\-'F.N'l IE. N.\X',. \'('AS1HN(;1"(>N. DC 2000t'
WARNING: Unlicensed phf'JIOcopying violAtes U.S. copyright laws And Is sub;ecl to Ie-gAl pro~ecution.
.
3
3.1,6.1.2
1.1.\
3.10,6.1.3
3.8.1.3.9,3.18,4.2.3.
10.,1, 1] 1.1. 14.2.1 1
11.1
CONTRACTOR
Contractor. Definition of
ContraClo(,c; !lid
Contractor's Construction Schedules
C(lntractor'~ Employee::- 3.:;.2,3.4.2.
4.2.6.8.1.2, 10.2.
Contractor's Liability Insurance
Contractor's Rebrion...hir with Separ:l.Ie Contractor."
and Owner's Forces 2.2.6.3.12.5,3.1-+.2.4.2.4,6. 12.2.5
COlllr:1CI<lr'_" Relalion:o;hip with Suhconlf:lctors 1.2.4.3.3.2,
3.1 R.I, 3.18.2. :;.2. 5.3. <;.4. 9.6.2. 11.3./. 11.3.8. 14.2.1.2
Contractor',., Relationship wilh the Architect 1.1.2,3.2. 1.3.2.2,
3.3.3. ,l,.'U, 3,~,3, 3.11. 3.12.A 3.16. 3.18. 4.2.3, 4.2.'1, 4.2.6,
4.2.12,5.2.6.2.2,7.;.4. 9.R.2. t l,.~.7, 12.1. l.~,'i
Contr:1Cl0fS Represcntations. 1.2.2. .1S 1. 5 12.:.6.2.2. R.l.I. :J..~.3
C(llltr:lCltlr'.~ Responsihility for Th(lSe
PerfonninlllheWork .~,.::',2.~.IA.4.2.::'.IO
COlltr;\Clor"s He\'icw ofCuntr:lct Document~ 1.2.2. 5.2, .~,- "~
Contr;Klor's Rilithlto Stop the Work 9.7
COlllracr()r'.~ Highllo Terlllin;llt' rhe Conlr:1Cl I"i.l
C(llllr:lctor'.~ SUhllliH:II.~ 5. Ill. 5, I I. 5. 12, 4.2.1. 'S .2.] . 'S .2.).
,.Hi. 9,2. 9..' I. 9.R.2. 9.9.1. 9.1fl.2.
9,IIU. 10.\.2. 114.2. I I 'i..::'
Cllntr:I("lor',,; Superintendellt 5,9. 10.1.6
<;lllllr;Ktclr's Surcrvisitlll and Ctlllstructi(ll1 l'nlCetlllft.S. 1.2.'1.
.-I,.-I,.~..i. ,j..! -1,. .4.2.2. 1-1.2..'. 10
11.1.1.7.11.21
1,2.2. 1.2-'i. ~.-l,I.
.', 10. ~,12.7. 6.1,5. ('.2.1
erlpit'!' rtlrni.~IH;tI clf Dr:l'l\'inp:s and Specifications I J. 2.2.'S. ...:11
Corre("(ion of Work 2.3. lA. <i.2.l. 9.R.2.
9,9.1. ]2.1.2, 12.2. 15.- I..~
e(IS1. Detlnitiollof 7.:'.6.14.3.-)
COS1.~ 2.4. 3.2.1 . ,~. '7.4. .~.R.2, 3. I <; ,2, 4.3.6. <i.5.1. 4.... .A.I. -).2.-;.
6.1.1. (,2..-;, fd. ~ .~.~.3, 7.5.6. ,..1.,,7. 9.-. 9R,2.9.IO.2. 11.;1.,.1.2,
11,.;,],.~.I].~A.11.3.9, 12.1.12.2.1.12.2..:i,12.2.".I.'.~.14
Cutting and Patching 3.14,6.2.fi
Damage 10 Construction or Owner or Separate Contf'.tctors 3.14.1.
n.2A. 9S1'i, ]0.2.1.2, ]0.2.5. Ifl.3. 11.1, 11.3. 12.2.5
[)am;l~e1(llheW"nrk :U<L2.99.l.IO.2.1.1.10.2.5.I(U.!1.3
DamaRCs, Claims for. .;.IR, 4..~.9, n.I.], G.2.5. H.;.l, 9.5.1.2. In.1 A
J)al1la~c~ for Delay. 6.1.1. B.3.J: 9.5.1.6.9.7
[):lle of Commencement of the \X!ork. Definilion of . R ] .2
/):ne (lfSubst;lnli:l1 C(Irnplt'tion, IJefinili()O Ilf _ R.] ..'
Day, Definition of. R.IA
Ikt'isiollS of Ihe Architect _ . 4.2.6. 4.2. '7, -I.2.1!, 4.2.12,4.2.13,
4..-\.2.4.5.6. -i.-i.!. -1.4.4. 4,'), (d. 7..'1.,.6. '7,.~.H. R.I.3. 8..~.1. 9.2.
QA. 9.'.1. 9.8.2. 9.9.1. ]0.1.2. !~'5.2. ]4.2.2. 1'i.2.4
Decisions to Withhold Certification 9.S, 9.7. ! -I, 1.1.3
Defecti\'e or Nonconforming \'(Iork. Accept:mce.
RejeCtion and Cllrrcction of 2..~, 2.4. .J." 5. 1. 4.2.1.
"1.2.6. Q.3.5. 9.5.2, 9.R.2. 9.9.1. 10.2.5. 12. 13.7 I.:~
Defective \'(Iork. Definilion of -,,'S.)
Definitions ].1,2.1.1. 3.1. .',).1. .~, 12.1. ;.12.2. ).12.-". 4, 1.1.
-I..~.I. '::;,1, 6.1.2, 7.2.1, 7.3.1. ~:~.(j. 8.1.9,1. 9.R,1
Delays and Extensions ot Time <i.j.l. -l..',R.I. 4..J.,,ti.2.
(1. I 1. 6.2..J.,. -.2.1, -:-'.1. ~.5.4. -..J.,'S. 7..~.H.
-.~9. R.I l. B.3, 10..'.!. 1,1.1.1.4
lk'ru1es 4 ] .4, '~.,', -i..:i. 4.':;, ()2'i. (\,.".'" ."H.05.1.2
Doculllent!' :m(1 S;lrnpks at lhe Site .1.,.11
l)r:'\Yings.!)dinililll1of 11.<;
I 'r:!\....in~s :uHI Specific:n;(Jlls. li.~t' :1I1t! OWllcrc;l1ip of 1.1 1. I ,i.
2.2. <::, ~. I I. <:: ,
DUl\' 10 Re\'ic:w COntr:ICl Doculllents :md Field CondilillllS ' 1
UfeCli\T D:lI(, lIf Insur:lIl(c R,2.2. 11.1.2
<;tHltr:1('tu:lll.i:lhilitv Insllr:lIlcc.
(;(Jllnlin;/l;llll :lIltl (;{lrrcl;llillll
.
Emergencies 'i.), -. 10.3
Emp]oyees. COlltr:lClOr',~ ~,:..2. 3.4.2, '.R, I. .~,9. ,J,.I H.].
3.18.2.4.2.3,4.2.6, .'1.1.2.10.2,10.3. 11.1.1. 1~.2.1 1
Equipment. Lahor, M<lteri~ls and 1.1 J. l.l.<1. .~<l. :~,'i I,
.~A,2. .1.]2.3, 3.12.7. 3.12.11, :'.I~. ),l-),l, 4.2,~,
6.2.1, 7,~.6, 9J.2. 9.:'1.3. ] 1..1. 12.2A, 14
Exectllion ;md Prowe~.~ of the Work 1.\.3. 1.2..1, .1.2, .~.4, I.
35.1.4.2.2.4.2..1,!j .~4, 4.,.1,,8, 0.2.2. - 1.~.
i..1.9, 8.2, 8.3, 9.'5. 9,9,1. 10.2. l-Ll. l'U
Execution, Correlation and Intent of the
Contract DOCllment.~ 1.2, .~.'" I
EXlcnsionsofThne 4J.I.4,i.R.7.2.1 .J,"8.~"'. ]0.5.1
F:iilureorPaymenthyContr:iC10T ~),'S,1,5.1.L2.1 )
F:lilurc of Payment hy Owner 4.1.,'. </,'7. 1'1.1 "~
F:ltllty 'IX'ork (See Defective or Nonconfonnin~ Work)
Final Completion and Final Payment -i.21. '1.2.<). '1..~.2.
4,.'1.,.'5.9.10.11.1.2,11.1.1,. 11:1.'i, 12.1,.1. \.~,:
Financi:ll Arr:mgcments, Owncr's. 2.2 1
Fire and Extcnded Cover;l~e Insur:1nce 11 J
GENERAL PROVISIONS
Governing Law
(~U:lr:lnl(.'t'.~ (Set: \X';lrraIllY anti \'x':lrr:lTllies)
J 1:II'~lHIOll~ M:lIt:ri;ll~ 10, I. 1ll..;.'1
IdemifiC:l1jon of ContraCI !)ocull1enls \ ,2 1
ldcnli(ic:lIillll ofStlhnllHr:KtOr.~ ;llltl Suppliers <; 2 I
Indemnification. U7,3.18, LJ.IO.2, Ill.l 'I. II ~.1.2. Il..~,-
Information and Services Required of the Owner. 2.1.2.2.2,
,j .-1,,'1. (1.1 ,~. (1.1"1. (1.2.{l. l),.L2. 0,(1, \, <),(\,'1. I'H..~. '),')2.
9.]11.5.10.1.4. 1l.2. 11.1,. l.i,",.1. !.~5,2
Injury or Damage to Person or Property 4.3.9
Inspection.<; 3J..~. ~..~.~. ."'- 1.4.2.2.
4.2.6. 'L2.9, 4.3,6, 9,4.2. 9.fU. 9.9.2, 0.10.1. I,~:;
In,Qr\1ction::; to Rklders I 1.1
Instruc{ionslOthcContraclor. .~,R 1.4.2.H.:;.2 1.~.12.1.1:~.:;.2
]nSllT:lllce 4.3.9.6.1.1, ',.".6.4, 9.1,1.lJ.H.2. }J.Y.I. 9.10.2. II
Insurance, Boller and Machinery 11,3.2
Insurance, Contractor's Liability ".1
Insurance, Effective Date of R.2.2, I 1.1,2
Insurance, Loss of Use II..".)
Insurance, Owner's Liability , 1.2
Insurance, Property ID.2.'i.11.3
Insurance. Slored Maletia]s 9,.-1.2. J 1..1.,.1.'1
1
13.1
INSURANCE AND BONDS
lnsur:ince Companies. Consent to Pani:ll Occupancy
lnsur:mce Comp::lnies. Scnlemenf wilh
[ment of the Corll~lt'l Documents
11
.9.9.1. ] I..J.,.II
11~. III
1.':"~' .~. I 2..j,
"U.n. "1.2.7. <1.2.12. 4.1.I,~. "'.1
Interest. 13.6
Interpretation. 1.2.'5.1.4.1.5,4,1 1.4.5.1. ').1. 61.2. RI.4
]l1Ierprct:uiomi. \'x:rillcn '1.2.] 1.4.2,! 2. .:i.."o.-
.I(linder ;met C{ln.~)lid:lli(m ()f Cl:lim.<; Require(! 4.:;.6
Judgment on Final Award 4-"-]. <is''l.], 4.5.7
Labor and Materials, Equipment 1 L). 1 J .6. 3.4, .".-).1. 5.H.2.
'" 12.2. .' l2.3. .~, 12. ~. .J,. 12.\ 1. .'t. 15. .1." 1 <;. l .
'1.2.,.6,2.1. ''''.6. ~U.2. 9..~..~. 12.2.'1. I.!
Lahor D;~nll{c,<; H.."'. l
L:J'\v.~ :md Regul:lI;on... I,.;. .'.6, 5,""'. .".1.". <i. I I. .i."'. 1.4,",,-
9.91. IOL2. 11.1. 11,.'. 1.'.1. I.,-i. 1.J.,.5.], 1.~.'S.2. I.H'
Liemi 2.1.2. -i..">.2. .:d'S 1. R.2.2.l)..-;J, 9,](1..!
Limitation on Consolidation or Joinder 4.5.5
1.illlil:lIiIJll::;. SI:llUIC!'llf
l.imil:IIlOllS of Auth(lrit\.
'~.2. 1.,. '1.':, -. 4.2. I n,
.:i, '" ..j.:. I 2.2.(" I~.-
"0.5.1. 'I 1.2, '1.':.1.
-).2.2. "1.2.4. 7,1. 11..~.I(l
AlA DOCUMENT A201 . GENERAL CONDITION"::: OF Tllf CONTRACT FOR c:nNSTRUCTION . FOlIR1TENTII EDITION
AIA"- . ,e) I'HC TIIF AMFRlCAN IN<;T1TI'TF OF AROIITF:CTS. I-~"i NEW' YORK A\'ENt'f.. N \''':- \'('ASllIN(;"!c lN, I){:, ~lMlll('
A201-1987 3
WA.RNING: Unlicensed photocopying violales U.S. cooyrlghf laws ..nd is subiect to legal prosecution.
.
J.imil:ll;OIlS of Li:lbi!il\ 23, :~,2_1. ;''1,1, _"l,.:.1, ."..IZ.R, ~. I 2.11.
3.17, ),lR~ 'L2,~ 4.2- 4.212. 6.2.2, 9.4.2. 96.'1. 9.10.4.
In.l.4, 10.2.':;, 11.1.2. 11.2.1, 11.~,7, [3.4,2. 13.5.2
l.imil:l1illll!' ofTimc, General 2.2.1. 2.2.4, ,~,1.1, ).7J.
_.l,H.2, ,:UO. :U25. _:US.I. "".Z.\. .j,2.-:'. 4.2.] I, ,j 5.2,
I 1.,.l" 4....\..i.:',(1, .j..-'llJ, 'iS4.2, 'i.2.t. 'i.2..1. <i.lA, -_,~A, jA,
.4...!.. l) 'i, l)_().2. llH, l) ,t), 9 10, \1.1 _.1. I I ,_~. I. I 1.,1.2, 1 1_,1. 'i,
Il.:r,(l. [.2.2.\, \2.2.2. U,'i, 15.7
1.illlil:11 illll~ (If Tillle, Spt"cific 2. \ .2. 2.2. t. 2.4. 3. 10. .1.11 ,
:U"i,l. 4.2.1. 'i.2.II, 4.3. 4.4. 4.5. 'iJ. S.4. '7J,;. 7.3.9, 8.2.
9.2,9:".1. 9.,1.3. 9.<1.1. 9.6.1. 9.:. 9.A.2, 9.10.2.11.1.3, 11..1.6,
IIJ.IO, 11.:'1.1 1,12.2.2,12.2.4. ]2.2.6. 15.7, I.j
loss of Use Insurance 11.3.3
,vl:llc:riaISl1pplier~ I..~,I,:' 12.1,4.2.4.4.2.n.5.2.1,
9_~,\. 9.:'1.1.2. 9?d, 9.4.2, 9.6.';. 9.IO_.f
IO.I.ln.2.,j
1.1 J. 1 J.(), 5,'\' .:'l.5, 1, j.H.2.
.:U2.11. .:'l.I). .:'l.l~.l. 4.2.7, n.2.l.
"';'.~_6, 9_.'1.2. 9..:1,,3. 12.2.4, 14
Means. ""ktllnd!';. Techniques, Sequences :md
ProCt:d\lre~ of Cnnslnictiolll,..^,.I, 'l .2..~. .Ll. 7. 9.4.2
Minor Changes in Ihe Work 1 1. I. 'i.2,R, "1..1-7, - 1.7.4
MISCELLANEOUS PROVISIONS 13
",1(Jdincllifln.~. Ikfinlli{1ll of 1.1 I
i\\odtriC:llin!ls III till' Contr:lCl 1 1.1 1 1.2. .l,."7..~, ,1.,.11,
,.1.1.2. .:i.l,l, 5.2__~..... B.:U. 9,:'
Mutual Responsibility. 6.2
Nonconforming Work. Acceptance of 12.3
Nl Jl!C()flfllrming \X"III'\.;. Rcjcctillll ;lnd C( lrrccti(11l (If 2..'1. I .
'i...I,"i. 90;,.2. 9.H.2, 12. 15_7.1..:'l
~.2, 1, ~.2.2. 5.... "1.,. .1.,.-_4. _1.,,9.:'.1 1..H,
4,5. "i.2.1, 'iJ. 5.4.1.1, H.2.2. 9.:i.1.
to 1.2. to.2/1. ) 1.1.,1. 11..'1, 12.2.2.
12.2_,1. 1,1.,,_'1. 1,1:;, l. 1_1,:;.2, l.:i
2..1.,.2.4. .1.,':J, 1., 12.R. .1.,.12.9. .1._1.
I, H.2.2. 9_,j 1. l).5.1. l)'"' 9.10,
12.2.2, \ 2.2..1. 13.3. I_~ 5.2, 14
1 ~:;. I, 13.'5.2
R.2.2
j\:!:llt'ri;lls.
,\-!;llt:rials.
Il:17,:lrdll\l.~
L:zhl 11', l~qtliplllt'nl :md
.1.,_lL2.'U2.,~,1.,I2.."7,
NOlice
2_.1.2,'i.
'\1.'i_.:iA.
9-.9.lll.
U2.9 ~_I-.
I).S.I, ().h I,
Notice, Written
.i,-i..i. .j ::;, 5.2.1, i,5. 5_4_1
10.1.2. ID.2.h. 11.1_3. 11 ,".
N{llice (If Teslin~ :lIltl1nsrCCli(>nf;
Notit:c lO Proceed
Notices, Permits, Fees and
(lhst'n':llions. An:hilect"!'; On.Site
2.2,.'1.3.7, ,".1.1. ':',.1 ().-i, 1ll..!.2
<i.2.2. '1.2.').
'i.:H1. 9.'1.2, 9.5.1.9.10.1. I.~_'i
1.2.2. .':'.2.2
9.6,6. 9.R.I, 9,9, 11.5.11
~.2.2. -i.2.9. 'l.':'.n
9.i.2, 9.H.2, 9,1).2, 9.10,J
,U,2.4,2.'i,'U.6.
\}'1.2, 95.1, (J.IO.I. I':',"i
2..~,.ll).'L.l,.-;-. '"',H.2.2.11,,~.9, 12.1.
12.2. 11.,,~.2. l,d.1
()hscn':lli(ln!';.C(l11lrm:tor's.
( kcup;mcy
()I1-SII(: Ill,~[ll"niflns h\" lhe Archilt'ct
{)ll.SiIC ()hsn\";lli(lrls ll\' lhe Arl'hill"Cl
()rdlT", W'ril1l'11
OWNER 2
< )\\"ller. Definition {If 2.1
Owner, Information and Services Required of the 2.1.2.
2.2. .j~,'i. ()_ 9.101.4.11.2. II,,', I,>' 5_1. l-i I 1.~. 1.L1_.1.,
()\\,Ill:r'sAwllorit\" ."~l.'i 1_~,..j.2..<),:;2.I.~,2.~,i.i_l,
- -".1 H_2.2. ()_~I. l.l,_~.2, 11.,il. 12.2.';. I,~ i,2. 1'1.2, l.i.~.1
()WlllT'S FiI1;l1lci;d C;IP:Illillt\' 2.2.1. l-i. J I,::;
Owner's Liability Insurance 11.2
(l\\'IllT-S l.(If;SI)fl:sc InSllr:I1lCl' J I.~.~
(_ )n'lle!S Hcla!ior\ship with Suhcomr:IClflrs I 1.2,
i,2.1.::;.i.I.l)().j
()\\"TlI.:r's l~i~111 10 Clrry (lut the \X'ork 2.4. 12.2,i. 142.2.2
Owner's Right to Clean Up
.
Owner's Right to F'ertorm Construction and to
Award Separate Contracts 6.1
Owner's Right to Stop the Work 2.3, '~.,::' -
Owner's Ri~hllO Sl1."pcnd the \Xiork 1<i.5
Ontncr"" Ri~ht to Tcrmill~He lhe Comran 1.1.2
Ownership and Use of Architect' 5 Drawings, Specifications
and Other Documents 111.1.3,2.2.5.::;,5
Partial Occupancy or Use l),(),().9.9, II_t II
Patching, Cutting and 3.14, C,.2.(l
Patents. Royalties and 3.17
Payment. Applications for -'i.2.'i. 9.2. 9,3. l)..~.
9.'5.1. 9.fU. 9 I(L!. 9.1tl,.l. 9,10,4. "'14.2,4
Payment. Certificates for . 4.2.';. 4.2.9, 9.,.l,..~. 9,4.9::;
9_tl,l. 9.(>.('. ().: 1.l),H._~.9_1O.1. \) IOJ, l~_'"'. l.i,I.I..~. 1-1.2!
Payment. Failure of. 4.5.:. \)S I ,.i.
9.7,9_10_2,14.1 1,.':',14.2.1,2
'+'2.1. .i.2.9. -I .~.2. ,1,1.,". 9, Ifl. 11 12.
I 1.15, I I._~.'i. 12.1." I
-:-.~,h,-I,
91(1.\ Il..~.t), 11.4
<i_':',.-.j.t)_."I.9_{;,
9.H,"I, ll_ ]CU, I-U;, l,i.2.,';
9, j'i
<;.:j.2, 9,i 1.1.,.
9./1.2.9.6,_1.,. (l.(')..i. II,,~,H, I,U,I..!.
10,1
--:-.1., 6,.j,
9!O,.1.,. 11 5,9_ 11,'1
Permits, Fees and Notices. 2.2.,':', 3.7, .1.,.1.~. ,_..1,.('-'" I D.L.!
PERSONS AND PROPERTY, PROTECTION OF 10
P()l\'clllorin;ucd Hiphenyl It), I
Product Data, Definition of. ~ 12.2
Product Data and Samples, Shop Drawings 5.11.3.12. .'\,2,-
Progress and Completion .-.i.l.2. -i."..i, 8.2
Progress Payments ,i.~"i. (H.
9.6, 9H_1." l) 10.,1.,. 11.,,(i, \.'i.2_,"
Project, Dl'!inition of the:. 1.1.4
Project Manual, [kfinilionoflhe 1.1.7
Project ~1:mu:ll" 2.2 ::;
Proiect Reprcscm:II1\'t's -i.2.ln
Property Insurance 111.2.5.11.3
PROTECTION OF PERSONS AND PROPERTY 10
Hegul:ltiom ;lnd I.:lWS 1,.1. .1.,,(1, .1.7. ).15. 4, 1.1. 1':;'';.
4.').7,10,2.2.11.1. 11.1. 1,"1.1, 15.4, 1.1.,.'i.I, 1~.I,.5.2. 1.1.,<1. I'l
RejcclionofWmk :1_5,\.4.2.6.12.2
lkh::ascs (If'X';li\'CfS ;lnd Lie:ns. 1),111,2
lkpre:"cm:llion" I 2.2,.>'_51._~_12.-.
6.2.2. H2.1. t)5.1. 94.2.. 9':;'1, l>.H.2 1).10.1
2,lt.U 1.1.,'>.
51 1. ::;,1.2. 15,2.1
4.4, ,L~
1.,1.,.2,
.-L2.1.,. b, I _i. ().2. III
lJ.9,I.lJ_111.2.9,ltU
1':l\'lllClll. Fin;11
Payment Bond, Pertormance Bond and
1':tynlt'1lls. PrrlRre!';.~
PAYMENTS AND COMPLETION
1':I\"lllClllS 1(1 SuI1CCH1tr:lClIH"
I'ell
!'Crf(lTlll:tIlCC B(lnd :lnd P:I\'lllent'!i\lllll
I{l'prt'."~'nl:llin's
-U.I. 4.2.1. '1.2_10.
Resolution of Claims and Disputes
IkspllllSihililY for Thost' l'c:rf(lrmin~ lhe \'V'ork
RC1;li1l:l~C 9,_~.J.t).6.2,9,H1.,.
Revie""; of Contract Documents and Field .
Conditions by Contractor 1.2.2.3.2. .'_"';'.1.,. ," 12_-
\{('\'it:n' (If C0T11r:lCIOr's Suhm;Il;11.<; hy
()Wll~r :md Art'hiltTI
'1, I (), I . 1.,. I (),2,1.,. I I. ~ 12
'1.2.-. '~,2.l). ::;,2.1, ",2_~. <),2. <.)s_2
Hn';r:t;., rlf Shelp l)r:twill~S. I'rot!ul"l [):1t;1
:lnd S:ltnllles h\' <:111l!I':lt'I(ll"
Rights and Remedies
.i.2.(i,.U6. ,j."'i
4 A201-1987
6.3
Royalties and Patents
1.,12_i
I I .2. 2 ,_~. 2_,~. \." I. .; I '; _2.
i,.", 6,1. (J", - 5_1. H,~_I. 9_';1 q-. 11l_2;
10_.7" 12.2.2. 12..2 .j. 13.4. Ii
3.17
AlA DOCUMENT A201 . (;ENERA1. CONDITIONS OF THE CONTRACT FOR G)NSTRI !CTION . !'O{1HTEENTH !-:lJITIOi\'
1\1/\'" ~ '~'I'.IH- TIIF AMFlllf:AN INSTIT!I,.!' r)f ARCIHT!'CTS_ I~~<; NEW YOllK A\-'FNllE. N\'('. \'(AS1H;-..IC"J"Oi"" 1) (' .?lllUlh
W^RNING' Unlic~ns~d photocopying vlol:u~s V.S copyright laws and Is suhi~ctlo l~gal prus~cutlon.
.
Rules and Nolices lor Arbitration
Safely of Persons Rnd Property
Safety Precautions and Programs
S:Hllpk~. Ddillilioll o(
Samples. Shop Drawings, Product Data and
Samples at the Site, Documents and
Schedule of Values
4.5.2
10.2
.i~.U. 1.2." 10.1
J., 12.,1,
; 11.3.12, 'U,"'
3.11
9.2. (J..'l.l
5 10
,<';dICdl,lc~. (:llIl.~lrllCli{lI1
"cP:lr:l1t" (:1 lllt r;IC1S ;ll1d (:C 1111 r:IC1! )r.~
1.1,1.\ H2,'iI'i,
-1,"..'i,(i, II ;,",12,1.2.12.2.<;
~,12. J
,'I II. 3.12, 'i.2,~
3.13, r;, I 1. (,.2.1
9fl2. 9.10.1,1..,<;
.U'i.'U.9.'l..'l.G,
(jcU. () 10 l. I.'.'i
'L~_(" 12.2! 1,\')
1.1.6
I I 1,1.1.6, 1 1 '7 1.2 .j, 1.,'1,1,.11
,~, 'i .j.2, ! 2, 2.Ci. I,J, i
2.~,.U -,tl7 III I 2. llH,l<i.1
(121,9',2. tn21.2. 11.,;,1 ,I 12.2<i
<:, :.1
5
1.2.'1. ";.2..J, 12.1,
.i2,J.,.'i\,:;.'i
Subcontractual Aeh'ltlons 5.3, .:; ,( <),.1.,.-1.1..9<1.2.
1)(,.1,,\)(, i. 11).21, 1117. 11..1."R I,i II I.L2.1,2.I.i.5.2
'-;lIhll1i1(;II" )~ .',,2.1, ,.I, 1 fl. ,,! 1. ~,I 2 ,i.2. - S ,2, I ">,2..1,.
- "(',11,2, l' ".1. I) H 2. '-' ') 1. ',l, Ill,.!., " lfl '. 111,1.2. ! 1 I,'
Subrogation, Waivers of (, I 1 11.1, <;, 11.3.7
Subst::mllal Com pIe lion 'U q i ',:; 1. 1'1, I I. H 1,.\.
R2.' 9.8, qq I 1211 122.2. 1.~,7
,<;lIh<:I:tT1li;r1 Cnmpklinn. ncrtnilion of l)H J
Sllh.<:ril\uillll "f Suhc{)nlr;\("lor~ 'i .2,,', <;.2.';
SllIJ<:\;lulinn o( Ihe ;\I(:l1il('("1 -i. 1...1,
S\lh<:lilulhm<: I,r ~1al~ri:1l~ " 'i. I
Sub'<:\lhCrlll1ra("lor. 1 )crtnition or -<;.1.2
:-llh.<:urfa('l: CClll(li\irm.<: <f....,(;
Successors and Assigns 13.2
Superintendent 3.9,11l..!.,(,
Supervision and Construction Procedures .2 .-:i. 3.3, .,.\.
i2". 'I' i (,.1,. 62.!. - 1 ," -,' i R2 fU.l. 10. IL. I,j
'I.j I..j 'i,.j. " .; 1 1..9, 1/1.!.. <) !1I .'. l,i.2.1
(),9, I ~,lO,2.~.Jn'
2.2.2. .1 1 H.""
Shop lJr:It'.'inlZ.<:. Ddinilinn I)r
Shop Drawings, Product Oala and Samples
Sile, Use 01
Sil('lll<:p('('linll~ 1.2.2,.)~
<;i\(' \'i<;il~, /\rchileC\ ',<:
,i,4.2.2.'UIJ.'i ....,6.
'1.2.2.
I} <;,1. 'I R2.
().i2.
,"pl..f'i:\lln~ptTtilll1<: :lml1'c<:ting
Speclficalions, Definition of the
Specifications, The
SI;lllltc<:rJfUlllil:lli,H1<:
SIPJlpill,-! lilt" \\":"rk
S"lI'cd 1\I:llcri:ll<:
.'-'t.hcolllr:l("lor, Definition Ilr
SUBCONTRACTORS
Sllhnllllr::lCl,,,.<:. 'J.;ork In
"(Ilnl
<;'IrC!1 r~lm<:e1H Ilf
Survey.<:
.
Suspension by the Owner for Convenience 14.3
,<';llspcrlsi1,n Ilf Ihe \X'I'l'k I. " . 'I i2. II I I ,i 1 i I,
St1o.;I'cn<:ion 01 "]ennill:11 lOll of ll1e <:1 Hltr:1CI 'I ~ -. .:; ,; I 1 1'1
Taxes 3.6, - ~ (,;
Termination by the Contractor 14.1
Termination by the Owner lor Cause ,,; 1.1.14.2
Te'rmin:tlion nflhr ^rchil~("l ,i. I ,
Tcrmin:llit1f1 oflhc (.Plllr:l("1(lr l'i.2.2
TERMINA TlON OR SUSPENSION OF THE CONTRACT 14
Tests and Inspections ~ ~':~, ,1.2(" 'Ut1.1.1 .i.!.. I '!.2 13.5
TIME 6
Time, Delays and Extensions of .j. Ut 7.2.1.8.3
Time Limit.<:,,SpeC'llk 2.1.1.2.~ 1,2'i,.' 10..",11,5,1",1
'i21. .L2.1 I. 'i', 'L4. Ij.'). <;"~' 'iA, 7,.~<;, 7~9, R.2. lJ,2. 11.'.1
q~.,. q ,Lt. ~.l.(;I, 9."7, 9R.2, 9.102, I I I."', ! I.' (l.11 .\ If I
I I ,.' J I, I 2.2,2. 11.2, ,j, I 2.2 h. I~ -. I i
-1,.'\.2.4.3.3, 'i H',.i ,\1,.i i. ,j"
I.) ,2. 0 ~ ~
Time Limits on Claims
Tille tn \'{'ork
UNCOVERING AND CORRECTION OF WORK
Uncovering of Work
(InlrHt'<:I.TIl (:tJl1fljlillll~
Ilnil l'ritT<:
\!.<:I:{)(I)'.lC\1llWlll<;
Use 01 Site
Values, Schedule of
WAiver 01 Claims: Final Payment
\~':liITl [If Cbilll<: by the Archilt'l."l
\'\ :li1Tr of Cl:1im<; hI' 1111' Cnnlr:tClor
W':lllTr o( (:laill1<: h\' 1 hl' O"'l1t'r
{1. 1 fl. ~ I! ~, I I ~ <;. I I
12
12.1
111,1
'i "('. ~ \ I In 1
"7.1,'; -,',I
2.!.'i,U.!- ">
3.13, I, I I. (,2
9.2," 5
4.3.5, ,I. ".1 q III
I'~ . i ,2
II 1 () ,i I I . ~ -. 1 ~. i, 2
i ,.:; ,1';.1
n '1 ~
i2
\X':lin:rnrl.ll.ll<:
\'{:1I\Tr<:"rSllhr"wui'1I1
Warranty :llld \'i':lfr:Hllk~
I,'
")112
I! ,'i II ~ -
3.5, ,i .~'I
122,.!. 1 ~ - I
.( q~.!
4.5.4
II;
'-I:>','i,)." u :'1'. "H 2. uql
\\c:lthcr !)da\'.~
When ArbitrAtion May Be Demanded
\'trlnk. Ddinilj(lnl,r
W:rill(.n(:,lIl<:('111
<i .:; .:;. U'2
\'I:',illl.:l1 Illlt'fl'H'l:Hi(lll<:
Wrlllen Nollce
'1 ~. ">.2 I. ". 'I
In.!,;
'1," I2.H. ,Ii 2. i! 2. 1 'I.
9H2. t]l}I. 01fl2, "Ill'. In I 2 Ill. 1 "
I I ~. I. I I ..~ 1 ,i, 1 1\ 1 1 1",2. I, ,i. 2-
i211i212.'1 ;-
'II.! H, ~ 12. 'I, ,j ". ,; ,j i
l.l<; 1.0- 'Jln 11'1!
12,2 ,i. 13.3, I>, -:"2. Ii
2.', ,qi.,-
Rll,ll.."'I,!1 122 1\~,.~I.i
2.~, 2,'1. ," .\.1,
<;'1.11. f12.2,q.11
111-'>.11.\.12,21.
\'(irillcn(h(in<:
5
AlA DOCUMENT A.201 . {:I'NFHAI {.( lNll!! II JN~ (lI' '1'111' (( lNTIl,\C'T rem (:( lNo.; 11"1(:'1 !/IN . I'llt'1l1 FYN"t!r !~"lTf( IN
.\1,\' . 'r' I"~- Till. !I",rtlrCAN 'N<;Tt II "1'1' Ill' A1H 11l'11'('.1.<: I-~~ Nr\'C ycml-; !I\'F,NIIE, N \'i \'i'1I<:1 tlNI;I' 'N. f' C 2""01'
AZU1-19B?
W^RNI~IG: llnllclm!':~rl pholocnpyinq viol;J1P.~ U.S, copyrighl 1;1""" "nrll~ ~uhi~cllo h'C;!1 pro<:.....ullnn
.
.
GENERAl, CONDITIONS OF THE CONTRACT FOil CONSTRUCTION
ARTICLE 1
GENERAL PROVISIONS
1.1 BASIC DEFINITIONS
1.1.1 THE CONTRACT DOCUMENTS
The CotHran n(JC11l11cnt~ con~i.<;1 of the Agreement hClwr:cn
()~vncr :l1ld COlllr:telor (ht"rein~f'er the ^ftreemenl), Condition."
(If the (:(lntr:lCl (GencT:lI. Sllpplcmcnl:lry ~mcl olhcr Condition.").
I )r:1\\'ings, Spc:cifiC:Hinlls, :ltklcnd:l I,<;SIII.:(1 prior 10 execution of
lilt' Clllllr:1Cl, (lther c1ocufllcnl.<; listed in {Ile Agreement :1I1d
r-,'lndiric:lIiolls issued ;Ifler execution of ill/: Conu:lct. ^ Modifi-
cHinn ie; (1) :l written :ltllcndment lO the COlllr:K! signed by
hoth p:lTfic:<i, (2) :1 Ch:lI1ge Order. L~) :l Omc;tnlCtio.... Ch:ll1gC'
Dircclivc Of (II) :l \\"rillC'll order (or:l minor ch;1I1ge in the \'(fork
i:-:s\red hy llle ArcllilcCI, lllll<:<;,<; spedOcllly cnUlller:llC(! ill lh<:
^Wt"l'lllcnt, rhe COll\r:1C{ {)OCl1l11Ctl!S do not indmk other
documents stich :IS hiddin~ req~lire1llen1.e; (~dverti,<;cTllent or
ir1\'il;lliol1 10 hid, In,''anxtiofls 10 nidder~. ,<;~mple (orms, the
(:orllr:1Clor',e; bid or !1onion,<; of ;lddcml;l rcl:l1ing to biddin~
rC(111in'mclll.e;)
1.1.2 THE .CONTRACT
'l'llC C{Hllr:1Cl [)(lCtllIWlll,<; f(lrIn lhe (.(llllr:lct f(lf C(lIl.e;lnlc!i()I1
The COl1tr:wt reprcscnt,<; lhe entire ;lnd inlcgr:lted ;lgTc(,ll1en!
lwl~Ten !he p:nIiC,e; hert'lO :111<1 ,<;uper,<;cdes prior r1('p.oli:11io!1'<;,
lCJlrC~('nl;lli()ll.e; 01 :Igrer:mcn!s, either written or or;!!. The Con-
tr:1C{ 1l1:IY he :llllCIH.lcd or I1lmlined only h'.:1 r,.,Iodilk:ltiol1, The
COl)tr:l(t Documcnl'<; ,<;11:111 nor he cpnsrrlled 10 (re~IC ~ (ootr:1(-
1\1:11 rel:lliol1ship o( :lllY kind (I I hctnTcn fllc Architcct ~nd C(ln-
lr:1C!(H, (2) IK'(\"\.Tcn Ihc Ch\'ner :tnd :1 ~tlhCfJl1tr:1C\(H lH Suh-
"llhnllltr:1Clor or C~) her ween :1l1Y persons or {'!lIi1ics PIller rh:1I1
!he ()\\'llcr :md Conlr:K1(lr, The Architec1 sl1:111. hflt\'('\'cr. he
cnli!lcd 10 pcrror1l1:1I1Ci'" :mcl (.'nforcemcnl or ohlig:llion.e; under
tlK' (:!llHr:l("1 il1tcndcci Irl f;lCilil:llt' pn({lflll:l11CC (lr !he
l\n:hill-CI'S dUlil','\
1.1.3 THE WORK
The !crlll P\'{,'nrl<" mC:1n.e; file cllllstruclinn ;ll1d .'icrvice~
requireu hy the Cnntr:Kt DIIOlllu:nt.'i, t\'l1c.'thcr cOlllplcled or
p:lni:llh- complelcd. :lnd includes all olllt.'r l:1hor. m:J1eri;lls.
equipment :llld scrvices pro\'idnl or 10 he pro\,ided hy lhe
< .(Jlllr:tetnr to (ulfill the C(lnlr:lcl(}r'~ ohlig:l1ioll'<; The \,.ork
rll:l" constilute rhe whole or :1 p:lrl of lhe Pl'fljcn.
1.1.4 THE PROJECT
The I'mice! i,<; lhe 10t:11 C0l15truction of <:\.hicll the \'V'ork per.
formed ullder rhe COlltr:lct ()nClIl1lcTlIS 1ll:'Y hc lhc \'Vholc flr:1
p:lfl :111<1 \\'hich m:I\' include c(ln~ln,ni()n lw the ()t\'ner or lw
. . .
"cpar:H{' ("(1l1Ir:1Clnrs
1_1.5 THE DRAWINGS
1'1lL' J)r:lwirlgs :11(.'lhc gr:lphic ;lnd pinllri:t1 p{JrIi(l11~ rlr rhe ell11-
tr:1Cl !)(wU1llcllL,\. whcr<:,,'er !(lCII('cl :lI1d WI1CIlC\.('r j,<;'<;lrcd,
"IHl\\'ing lht' (lc<;il~n. loCllil11l :rnd dimcnsion" I)f lhe \'{lork.
W.l1cr:lily incll,ding pbllS. c!t-\':1Iilll1S, SlTlillllS, c1CI:lils. e;<:lIt'tJ.
\llc~ :111(\ di:1grarllS
1.1.6 THE SPECIFICATIONS
)'11(' c.;pccificlrill!l.e; :1re lh:11 rl1rrirlll of r11(' <;rmlr:1Cr !)\IC\lll1Cll1,<;
('{lllsi,<;ring or lilt' <:\'ritlell rC'qllireIl1Clll.e; f{H 1l1:11('ri~I.e;, e~}1lifl.
mellI, e<lll,<;tnlclillll ,e;\,.e;tCIll,<;, st~1H1:1f(.I,<; :tlld Wf1I'kll1:111SI1il1 (In
111(" \~Iork. and perfOrlll:lllCe or rcJ;lted ~cf\'ice<;
1. 1. 7 THE PROJECT MANUAL
Thc "miec! M:l11u~1 i.e; the volume \lSI1:111" as.e;('lllh1ed (or the
\'{Iork which Il1:1Y include the hiddlll~ requirement.<;. ,<;;1111fllc
(orms, Conditions of tile Contr:KI :IOU ~r("cHk:1linn.e;
1.2 EXECUTION. CORRELATION AND INTENT
1.2.1 TllC C;nnlr:l(t [)rKtIIl1Cllt!'i !'ih~11 he signcel h,. Illc On-ner
:lnd Conlr:lClor :IS provided in Ihe AgreelllClH, 11 either thL'
Owner or Contr:\Clnr or holh do not sign all Ih<:, COI1Ir:tCI
Documel1ls, I,he Architect sh:lll identify such 1I1l.e;i~ned {)ocu-
mcnl5 \1pon request.
1.2.2 Execution o( the Contr~cr hy the ContraC1or i.", " replc-
scnt:llio/l 111:11 thc Corllra("lnr 11:1,<; visiled !he ,<;ite. become f:ul1il.
i:1f with 10(:11 condition.<; under which !he \'(:'nrk is 10 hl' per-
rormed ~nd correlated pcr.<;nn:11 ()bser'.~tiof1s ,,:ilh reqllire.
ments or the COTllr:1ct Documents
1.2.3 The inlent of rhe Contr:1ct DOCIIll1{"nt,e; i.e; t(1 indt1(k: :111
itcms nccC's,e;:lry for the proper cxecution :lnd completion of the-
\X:nrk hy the (;olllr:1Clflf The COlltr:lCl f)oClIIl1ClH,~ :If(' comple
111enl:1fY. :md wh:1l is lcqllircd hy OIlC sl1al1 he :1.e; hilldin~ :1S i(
rcqtlircd h,' :111: pcrfllrlll:l.Ilc(' hy Till; COIl!r:lctor .e;!1:IIl he
rC(!\lirnl (H1I~' trl!lle cx\('nl cnnsi~tclll with 11\(' C:{Hllr:1C1 !)llCll-
mcnl.': :llH.l rClson;lhly inrcr:lh1c from them :IS heing ncccs';:11 \
ro prodlln: rll(' inlended rC,e;ult,<;
1.2.4 C)r~:1I1i7:Hi()fl (J( tile' ~recirrC-lli{JI1s inTO dh.isirJ!l'<;, e;e(lilJtl<;
:md :Irtidc,<;. :lnd :lrr:m~cll1cnt of Dr;l\\"ill~s ,<;11;111 not c(llllrnll!lc
Contr:lCtor in (lividill~ rile \'(101'1-; alllonf2: Suhcrlfltr:lC!oLe; or ill
t,,<;t;lhli...hill~ tilt:" c"Xtelll o( \'(.'ork TO he perrormed hr :1.Il" rr:ltlL'
1.2.5 llllleS~ otherwl,<;e .e;T:uett in lhe- CrH1lr:K{ l)rl(:t11llcnls.
worde; ",'hich h;lvc wdl-known lcchnic:ll or COl1slrllcTion indl1.e;
try 11le:lIling" :lre uscd in the Contra(! [)oCllmen!.e; in :I(("ord-
:lncc with ,<;\1(11 recflgni7.etl rnC:1nillF:s
1.3 OWNERSHIP AND USE OF ARCHITECT'S
DRAWINGS. SPECIFICATIONS AND OTflER
DOCUMENTS
1.3.1 The Dr:m'in~s, Spccirk:lli(ll1~ :lIld IHller {hKlllIlClll.<.
prep:ncd ll\' Il1e Archilcct :1re in,<;tnIllK'nt~ of rhe MchiICCI'S
,",en' ice tl1roll~h <:\'l1ich fhe \'(!nrk to he excClllctl by the Con.
tr:l("lllf is dc,<;crihed. '1'11(' CrJl\lr:1Clrlr 1ll:1Y H:'l:lin 111H: {"fllHr:lCl
record set. Ncither the Contr;lctnf nor :111\' SUhClllllf:ICllll. Suh.
.e;llhnJl11raCl(lr {Jr rn:lleri;l1 or eql1ipmen1 .':t1!lpliel' ,<;h:lI1 {Jt;\'ll III
cl:1il1l :1 coprri~hl in lhe Dr:lwings, SpCcilicllions :1IHl Ptlln
dOCllllH.'llIS prcp:ln;'d lw Ill': ArchhecL ;!nd unl<:.e;s otlll'f\\'iq'
indicllcd the Archilecl .<:.1l;1I! he def:l11eet lhe :nlllHH o( rhcm ;lf1d
t\'ill r('tain :,11 crllllllllllll:l~., ,<;t:llllfOf\' :1rl{1 lHller rcs{'f\'('(1 ril!h,~
in :ldditiol1 ro che copniRht. ^II copies or them. C'xcepl rlle
Cl!lllr:ICI()r's rr:nlrd SCI. ,<;h:lll he rr'l\lrllcd (If sl,il:1hly :wClllll11nl
(or In rhe Archilect. 011 l(:qll(:.e;1. upon ("(llllpk'lioll o( till' W'nrk
rhe !)l:l\\'jngs, SpccinC:llifH1S ;1Il{1 nll,{'f ,111('\111WIllS prep:lrnl
h\' Ihe ^rdlircCl, :ll1d ("flpic.<; lhew(l( flHl1islH'{1 r(l (l1e (.(}lncrl
lrH, ;HC for os(' .e;okly ~!ilh rcspect 10 rilLe; Project They :11(" nol
{{1 he ll<:.('(\ h.... lhe Confr:1C!or In :111\' c.;,r1wnrltr;ICrPI, Sllh
e;llhcon1r:lC1or qr 11l:1rCl'ial pr equipmcfll <;upplk" 'l" rltllCl l'f"i
{Tts flf r(lT :l(Ir,lilifl!1S In this Prnjr:Cl OIll<:.irk Ihe Sf")PC I)f 11H'
6 A201-1987
AlA DOCUMENT ^201 . l:nWIII\I, C()NDITl(lr~S Of .1111' D IN n~^Cl 1'011 C' IN'; r Hllf' r If H~ . rl" P)> I t:n! I 'I "-1 '11" ,r;
AlA4 . 'i"1'lJ.l7 Tnt' ^~.lrJHr:,ANrNST1TlITFnr ,AI1CHl'l]'r'Ts, 1~\<;Nr.'~' YIH'~: ^\TNIlF. NW' \~'^<'llrtJl;!(l'~ I' r """~,
W"nNIN(;"lnLle"n~@d !"'hn/('lCnflyinO vlnl1'lt~s U.S. cnflVrlohl ,~w<; ~nd to: "lllhi"r:ll('lI"o:J~1 "m"~r.ollon
.
\\\l!1\ \\"illl11111 rhe spcdnc ~\'tillt'J) cnrlscrlF or lhe ()wncl' :l11d
Al'dlilCCl "j"lle (:(1111r:lClf1f, Sllhcrln(r:l(1()rS, Sllll..<:ul1C()Ilrf:l("ttlr:'.
:111(1 1l1:11cri:1J or equipment ,'iupplicr.c; :11(' gr:11l1C(\ ;J limircd
license 1(\ \1.<;(' ;111<1 f('product' :lpplic1hle ponions of lhe Draw.
ings. SpccillcHion.c: ;md olller documents prcp:lfec! hy the
Arctlilccr :tppropri;l!e 10 :llld {or 11.<;(' ill rh(" cXCC\ll;OIl of !heir
\Vork under lilt' C(lnfr:1Cf r )0('1I111('11IS. All copie.c: rn:ldc under
this license _,,1\:111 he:lr the S!;JIIlIOn' crJr'lni~hl notice. if :lIly,
SIHIWIl 1'0 the l)r:l\\:ings. SpCCiriClli(HlS :llld olher dc)c\ulJenrs
prcp:lred hI' the ArchilCCt. Suhm;Il:11 Of di<:lrihulioll In meet
orlki;d regllbtor\" feCju;IC!llelUS (ll' for olher pUlpOSC:C; in con.
!H.TlitJll '....itI1111is l'rr*Tl is 11(11 1(1 he (Clll_<;lrut'cl :1,<; plthfiCl(ioll
in dcrog:ltiol1 of lhe Archi(ec(-,<; coPyriRhl ()I' o(her reserved
ri~hl.<;
1.4 CAP IT AUZA TlON
1.4,1 T~rl11" Clpil;1Ii7,nJ in (hes(' (~cm~r:lI Cnll<.!ilirlfl<; include
ilJc)"e which :1re (I) ,<;ptTificllly (Idln('d, (2) (lIe li(k::,<; ()f 1111111-
Ix:rctl :1f1idc<; ;lilt! idcntified rden,"nce.'; 10 l':tr:1W:1pl1.<;, SlIhp:lr:l.
gr:tpl1<; ;IIH.! C1:Hl'K',<; in {he t1or:\llnenl rJT C""l lhe lillc:c; of other
doctllllel11~ published hy (h(' A1l1CriOll Instilule of ArchilCcts,
1,5 INTERPRETATION
1.5.1 111 the inlcrcS\ of hrcdry rhe (:nlllr:ICl l)oCUll1Cn{,<; [rc.
{jill'l11h' n11lir l1llltlifnng word<; .<;u<:11 :1,<; ":111" ;nH''':lIl(' :md :lfli.
dc.~ Sllch :1.<; "thc" and ':m,' hut lht' l':1et th:lI :ll1lodiner or ;111
:tnicle is ;lhscnl from one ,<it:llC!lIc:tU ;lIld :lppC:lr,c; in :lIlo1her IS
tllll intended 10 :Iffcl.:l lhe interprct:JliOIl of either st:I1ClTICTll,
ARTICLE 2
OWNER
2.1 DEFINITION
2.1,1 The C.h\"fl('r is lhc perscln or CllIilY idcllli/kd :1.<; ,"uelt in
Ihe ^!-!.rCCllll'IH :llld is rel<."rH~d In throu}.!ho\1! Ihe Contract
1)( lC\Itl1('llIS :lS if Sill~tll:lr in IHlInh("r_ The lCrlll "( ),,'ner" flH.::lI1!':
the ()wncr (ll (he ()~'Flt'r',,, :Hllhori".ed rcpl(.'~('nt:lIi"e
2.1.2 Tll(' (}WIlCf uplln rC:Isoll:lhlc wrillCIl rcql1t',o.;t ,<:h:11I furnish
1(1 Ill{' C:c)fllr:IClllr in \\'l'ilill~ infllrlll:llil)ll wllidl is IH.Tc,<;sary :lIH.I
I"CIC\':llll for Ihe C(Jll1r:lC'or In ('\':lI\I:llc. gh-c Illltin: of Dr
~'Ilff II'C(' 111t'('l1:lnic's lit'll I i~llls Such illrt lrI11;l1ic III sh:IH illellldt':1
{'oncel SI:r(('lIll'nl oj lilt" tCtllld lqo!:ll !illt' 10 (hI..' I,ropcny 011
\\'hil'h the P\'(lin:1 j,<: )cl(":l1ed, tlsu:llIy rderred III :1.<; the ,<;il<:, :1I1(i
lhl' Owner's II 11 en:<;( 1l1creill :11 the lime (If t'XI.Tlllillll or lhe
,^,!-!I'l.'l.'mem :lIld. wilhill n\'f:" <I:l"S :lfter :l1lY ch:ln,QC. illrOflll:nioll
of !':lIch ch;ttlllc ill lilk. rc('nrdt..'<I or 1II1wcoak'd,
2.2 INFORMATION AND SERVICES
REQUIRED OF THE OWNER
2,2,1 1"Iw (l\\-m:r sh:llI, :1l lhc reqlle.,>' or ,he c.onir:ll"ltlr, prior
In exe('lninll (If Ill<.' ^greemelll :Jnd promptly from lime lo lime
Iherc:tfll'l', f\lrn;sh HI (he" Confr:1("Ol' re:1.<;(lIl:lhle c\'iclt'llce lh:ll
f11l:lllCi:ll :Jrr:lIlgelll(.'llI" h:lve heell m:lde to fulfill the OW1H:r'!':
Ilhlig:nit)l1s under rile CrHllr:ln.(^'CJ1e' (1I,/('.o;s slIch 1'''(lsOIwhi('
c'I'lCI('If({' wen'I"I"/Iishf'rl OIl n'Cft/(>sl /11"'1/' 10 Ill(' eXf"CIIf1fJ/l (If
Ihe ;1,f!1'('('melll. Ow /H"(Js/wc!Tt'(' {'O"'I'Oc!'w U'ol/Id l1ul 17('
1'('11'III"f'rI/O e,ycellle III(-' AUr!>ClIlf'l1f IIr 10 (lln/1I1('II((' Ihr' Iriwl'_!
2.2.2 Till" (h-,'llI:r ..;11;111 furnish "urvcrs de_<;nihing pll\'sic:,j
Ch:1CtClcriSlic, IC!-!:lJ lilllit:llion<; :lnd UlililY Illclli(Jm for lllc"ilc
[If Ihe Ptnjen, ;1Ilt! :1 leg:l! <ll'...;cripHoll or Ille <;il(~
2.2.3 F,x("epl for perlnils :tnd fccs \,'hich :1T{' Ill(' I'cspollsihilil\'
(lllhc (,fHlIr:ln,lr l!l1der Ihe (,cllllr:lCt !),ICl1l1Wlll<;, llw ()\\'11('1
sh:dl "('(-111'(' ;11l(t f';"- Inr llCc/':.<;S;lf\' appHl\':lL<;, C:1.<;CllH.::llts, :I,<;SCS!':.
.
I11CIII,<; :lnd eh:u,{!c:; requitcd {or ("(In,<;tflICti(lll 11<:(: (11' (l('[_'IJ':"H\
nr IX"rtll:llWlll .<;(nl("!\!re,c; nf rflr prrm:111('lll I:kll1gC''' ill (":iSlil1~
(:wililics
2.2.4 Infol1l1:lIilll1 (H serv;u'.<; under llle ()1:\'l1cr-<; CllTlII()1 <;11:111
hI.:' rllrni_<;lwtl h\' lilt' (h\"lIcr ':\'ith n::1SIJll:1h!c 11rrl1111111l'."~<' I"
:I\'nit! <lel;l\- ill orderly f1f(\grc.",<; of lll(' \'('Ink
2.2.5 ! 11111.'.':<; (lrhcr~'isc pf(l\'idnl in rll(" (:111111:1('( 1)[ H'1l11H"1l1';
Ille Cnnlt:1Clnr will 1)(' furnished. ft{T (If eh:l1~t'.<;\1l1l (r lllic: (If
lh:lt\'illg<; :lIltJ Prnjcct ,..,1:11I11;11.":1<; :11(' W;l<;llll;thh- IlCII,:,"<;:lI\ 1-"1
CX('C111iOll or lilt' \'(io,k
2.2.6 TIle flIlTg{)ing :tre in :ltkJilillll tfl l)tlle! (111Iil'<; :llltl i'{',"J','1l
~ihifitit"~ of the OWllcr l'1ltllllcr:lletl herein :llldl";pr_Ti:T1h' Ihll~"
in i't'SP(TI tn !\rlicle () (COll.<;trllCliOlllw OWlwr ()f h\ ~I'Jl;lI:!lI'
COllll';lC'Or.<;), Anidc t) (l'aynlcoL" ;Inti C!lllll1lctinlll :mt! .'\l'1tclr:
I' (fnSlIr:lIllT :111d BIlIld.<;)
2.3 OWNER'S RIGHT TO STOP THE WORK
2.3.1 If rhe (:clI1lr:Ktflr f:lils Icl CflrreCl Wrlt'k whit'll is IHll ill
;KClatl:mce willllhc requirelllcfHS (If 11ll' (:lHllr:IC( [)tlC\llllt'11IS
;IS r('"quired hy P:U:lgr:tph 12,2 or rer~istelltly f:lite; to 'clrry (JU(
\'(/ork in :lccord:lllce witl1lhc Contr~ct DoCl III lClll.<; , lhe ()t\'t1cr,
hy wriltcll order signed rer."on:llly or hy :111 :lgelll spccHic;llh' <:'('
empowered h\' rhe Owner in wrilin~, 11l;IY ()f(.fl'r rhe CllIlfr:lc-
tor (0 ,,,top Il1e Work, or ;]nr portion thereof, lllltilthe (":1\IS(" for
,<;ucl1 order has heell diminmcd; hCHv("\.'er, Ihe r;s.!hl rlr Ihe
Owner In ,"lOP lhe Work shaH not ,!livc risc> 10;1 dury cHlllle p:1rl
or the Owncr to exercisc thi,c; ri~h! for the heneO( of rile Cnll'
(r:1Cl0r or :lllY othcr per.<;ol1 or ('nlh)'. exeepl (fl Ihe ("::\1("111
requircd hy Sllt'p;lr:l}.!r:lph (;, I,~,
2.4 OWNER'S RIGHT TO CARRY OUT THE WORK
2.4.1 ]f lht' COlltr:lClor dd:llrlt.<; or llcgl<'cL<; 10 ClIT\' 11\11 Iht"
\Xiork ill :ltTonl;lnn: with the Cnlllr:1Cr f)O("!II1l{'IlI." :lnd ":lils
wilhin :1 s('ven-d:l\' period :l(ler rcceipl of 'i\Tirll.::11 noticl.:: flntn
Ille ()Wllef lCl C/II1Hlll.::lHT :lnd C(Hllinuc ClnteC!i(ll\ [l(<:llt-ll
dd:nlll (11' lH'gltT! with diligellce :llld pnllllprIlC<;", lilt' (h\"ll('r
1lI:1~' :1111.'1" ,<;lIch ,";l"'('n.d;I\' pl.::rjod }.!ivc tj){' (:ollll:lC!tH :1 <;('C' lilt I
writ1<'1l lIotice 10 corren ."l1ell ddkiel1{'i('" ,,'i,hin ;1 ";(''.'llnt!
,<;('\'<:n-d:1\' [If:rilld If rhe COlHf;letOI' \\'irhin <;l1ch ,,('('fHl<! St"Tn-
cI;IY period :tftcr (('cd!,l of ,<;ncll second nolice f:ril." HI (-(llll
lllClltT :111(1 ("1111111111(' It I nlnn't :1I1Y (lclit'i('ll1"i(-';. rll(' (h\'!\('t
lIl:l\' withOlll pl't'judin' 1(1 oll1n rClllctlit"" Ihe ()\\'11('1 11I:t\
11:I\'t', C(lrrtT! sllch <kflc1cnC'ics III s\lch (";1,,(' ;111 :l]'fHI'lni:lIC
(:h:lnW: chdl"r <;11:111 he i<;slIed deduCting rf()1ll p:I\'Illt"IlIS 111('11 OJ
rhnClflt'T' dllt' 11le (;olllr;IClor Iht' COSI (If ("(lnI'Clil\~! such deli-
cicndt'~, including Cllllllx'ns:tlion for the Arcl1iltTt'!,: :lCldititJll:tf
,<;el"\';cc," and eXpl.;"lls("." 11l:lde nen."S,<;;lry hy ,,,"ell dcf:Ulh, nc!-!ItTt
or f:rilort'. Such ;lClion hy lhe.:: Owner :md ;lllllHlIll." Cl1:Il'.W't1 to
the COnlr:lCl(l1' :tn;" hoth suhject 10 prior :tppro\':i1 of lhe Arehi
leel If 11:t\'1l1('nl.<; thell Clf 1l1erc:lflcr title lhc (:cllltr:Ic1(lf :Irf: Illll
sufficicnt (0 ("OVCI ,";111."11 :1Il10unt,,,, the (:(lFllr:l(lrll shall p:'\' rhe
diffcrenn? I () I he ()WllCt
ARTICLE 3
CONTRACTOR
3.1 DEFINITION
3.1.1 The COlHr:lt'!lH j,<; rhe person or ('tlli{\- idctniril'd :1-" "lIell
ill Ill(' Agreclllt'1l1 :111d is n:fcnnl to Ihf'(lll~ll(Ju( (he (:!lIII1:1l'1
!)llt'lllTH'tlr." :1." ir "ill'~ll1:lr ill 11tllllhn 1"11(' 1{'Tlll "(:flllrr:lr.I'l!'
lIlC;lnS the (,llIllr:IClflr 01 the Clllllr:ltl(lr,~ :l\rlh(lIiJ,nl
rcpl'C,<:l'lll:ltiq::
AtA DOCUMENT ....,,,, . (;UJFllAI. CONlltTlONS OF 1 FIE DIN't !tACT FOil CONSTIl! I(T,nN . HlIII!TF.FNTl! F1HTlnN
\ lA' "F., I'lW 111/. ^~1I:.11)( AN IN"Tll1 111' OF AIH~llITFCT", 1 ~ ~<; NF.\'(' YOHK A\'I'.NI iF. N \'(' \'('A~lllNf:-1 ()N II r .10011(;
A201-1987
7
W^nNIN~.tl"Il~,.n!ll'!l'1 "h"lnr:nnvh'Q vlnl"'~!I u.s. corv,I~"llnw~ "".tl<; ""hll'r:ll('J I,.onl ".....~..r:I'llnn.
.
3.2 REVIEW OF CONTRACT DOCUMENTS AND
FIELD CONDITIDNS BY CONTRACTOR
3.2.1 rhc Cnnll:lC10J' ."klll crrcfully "!mh' ;1nd ("(lIllP;H{" lilt'
C:f)nlr:1Cl [)(lCll111Clll,<; wilh (';1Ch ()ther and will, inl'(11ll1;lliclIl
furnished \1," the Owner pur,c;U~lIH to :;;uhp:lrap.r:lph 22.2 :111<.1
<;11:111 ;1l (lllCT !l'[1()f{ lc) the Archjtect crtelfS. iIlClHlsistc:ncic<: (JI
(Hlli,,<;in1l.<; di"co\'(;rctl Tile Crllllr:tC!O! .<:1\:11111111 hI' Ibllk In the
()\\,llcr or Arcl1itcTl ftlr d:lI11agc rcsllhillg fronl errors, illt",.ltlsi<;.
(('JKit'" or flfllis.c:;ioIlS in the COI1lf';1CI l)ocumr-l1Is Ilnk':'i<: the.:
COlllr:l("1or tccfl~ni7.cd .<;\1(:11 error, illCllllSi.c;lcllCY O! (Jl1lis<;ioll
:1lll! klJ(H\'ingfy f:1ikd In report 11 to IlIe At<:hi1(:Tt. If lhe Clll1,
lr;I(10r performs :111\" CO!l.c;trnclio!1 :lClh-j,y knowing it il1\'olves
:1 t(,(()~!lizC't1 error, inconsistency or ollli.<;.<;joll in lhe' CorUr:Kt
[)OCIl!nCllIS wilhout .<;tlch nOlice 111 Ihe AfC"hilccL tile C0I11r:lC-
((Ir ;:;11;111 a.<;sUIllC :lppnlpri:l!e rc.<;pon.<;ihililY (m stIch per(or-
m:lll(C :md ;:;11:111 he;lr :m appfopri;ue amoullt of tile :lllrihul:Jhk
(osts ror corfcninn.
3_2_2 The C:(llltr:KlOr ~11;11l l:lke field me:l.~uremenlS :lnu \'crify
fidd cOlldilioll.<; ;md Sh:ll1 Glrdully <:llInp:lre "tlch ndd mC:l-
SIlrCtlH:nl.<; ;lIld ("olldill0llS :1I1c1 (llber inf(lfm:lIioll knotvn 10 rllc
<:lllltl':I(lllr with the COlltr;lCt 1)1)("I1IllC1HS hehlre Cll!l'llH.:nc1ng
:lc(i\'itics. Errors, ;Ilcollsi.<;lencies or orni.-;-siolls discovcrcd ;:;11:111
he reponed 10 lilt' Architect :It ollce
3_2.3 The COlltr:lctor .c;h:lll perform rile \'(.'ork in :lcTDn!:H1Ce
witll {lie Conlr;lCt [)oCll1l1ent.<; ;Ind ,<;Uhllli!(;II.<; :lppro\'cd pur-
SU;IIH 10 P;H:lgr;lph .7... 12.
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES
3.3.1 The Corur:lClor ,<;hall .<;upervise ;md direr! the \,\lork.
Il.<;ing tile Cor1tr;lclor',<; hC~1 ~kill :md ;tttcntion TIll' Conrr;rClOI
.<;1l:111 he sokh' respoll<;ihle for ;md h:lVt': CPl1Iroj ow'r ('oll.<;lruc-
till!) tl lC:l 11.<; , mcrlHld.<;, tcchniqt'cs, ,<;CqtICll(TS ;rnd pn)(Tlltrres
:111(1 fIll' CIJ(Hdin:Hin~;l11 pOnilJ!l,<; ()f IlK \'(/(nk under Ihe (:(111-
lr:lt'l. ullle,<;s COlllr:Kt Documents ,g;\"(' (Jlher .<;pecifk 111.<;ln1<:-
li(lll,<; concerning these m;lllcr<;.
3.3,2 The C[}lllr;l(tor shall he re~pon.c;ihJ<: In the (hvllt'r fm :ICt.<;
:Illtl omissions of (he Conlr:tclor"s employees, Sl1h(:olllr;lctllrs
:Intlthl'ir ;1!!erH~ ;1llc1 employees, :1I1d orht'r persoll.<; rcrfrJrl11ing
pI lrtilJ(lS (If lht' \'(/(lrk lllldl.:r:1 ("(1l11r:K! \,-jlh llle (:(llllr:'c!llr.
3.3.3 The C.ullfr:lCtor Sh:lll nol he relk"ed or ohlig:l\iOllS ro pl.:r-
f(!flll the \\'(Jrk in :l(C()rd:1T1ce will1 rhe C{llllr;ICI 1)CJ("tlllH:nts
either hy ;lCli\'ilies or chilies of the AfChilet'l in rile Architect's
:llJnlinislr:uioll of rhe Contr:I('I. Of' hr rC,<;IS, in.spt't"liollS or
:tpprnv:lls required or performcd hy pl.:rsolls olher rh:lIl lilt'
(:lllHr;IC!(Jr.
3.3.4 The Cpnlr:1ClOr ,<;h;ll1 he rcsplJl1,<;ihle fllr in.<;peclion (If 11or-
Ihllts of \'('flrk ;llrc;ldy performed lImlt:r tllis COlllr:lct !O deter-
Illille !h:1l ,Stich ponion,<; :Ire in proper conditio!1 10 recc;ve .'HI!)-
'icqut:!ll \'C()rk.
3.4 LABOR AND MATERIALS
3.4_1 1 'nlcss othcrwi.se pro\'ided in the CllIHr:ll-! Dllnllllcllls,
rill' (:lllllranllr ,<;11:111 pfllvide :Illd ll:IY f(lr 1;11)llf. nlatni:rls. t'qllip-
11WIlI. I<lflls. CllllSlru{"lillll t'quipllH.:nl :111(.1 1ll:1c!li!lcry, w:rll.:!,
Ill':II. Iltilitics. Ir:IIlSI,ort:llion, :1l1c1 (llh<:r fadlitit.s alld ~l'r\'icl"~
!lcec<;<;:ln' r'lr pnlpcr t:xt'c\llioll and cnlllplctillll (If lilt: \'('llr\.;,
whelher lenlpor:lry or permanenl :lIId \,'l1cl11l'l or lIOl illcnl"po-
1;11('(1 llr 1(1 I)l~ ill("()rpIJl':IIt:c1 ill rhl' \\!(Irk
3.4,2 The C{)I1lr:1C!(!r sl1:1I1 CIl(flrcc Slrkt discipline :lll(\ .I!(l{lc1
IllLler ;ll1Hlllg llll' (:(llHr:\Ct(lI".<; l"nlpl<'\'l,(,~ :111\1 (Ither pcrSllll.<;
C:llTI'ill,l! Olll rile C(lnlr:lC! The (:rJll\l:lf:UlI <;11:111 11tH permil
{,ll1ph J\'lllelll Ilf urllil per"lln.<; tll p('r.S(lll~ 11<11 .<;kilk(1 in I:l.<;ks
;t-,,"igl1t:l.1 tll Ilwll\
.
3.5 WARRANTY
3.5.1 The Cnrllr:1CI(Jr ",.';nr:1flL<; In tile (l""Il(T:llHII\ll!Jil("C: 111:11
1ll:11Cri;lls ;md (:fJt1ipmenl fUflli"lwt! 11lHkr ll1e (.Il1l1l;ICi will }"'-
or J..!'lnd qll;tlil\' :11Ic111e\\' llllle,,;<; orllt.'r",'i,,(' required or l'crlllil
lcd hy ll1e Cnrllr:lCl [)OC\lln("Il1.<;, 111m tlw W".Hk <;\'ill 11(" rIel
from dck>:!" Ilor illhnelll ill rhe qU:llilr rnlllirn.! 01 pcr11lillt't1
:llld Ih:ll rhe ""{,rk \\'iI! ('llllffJrm \vi!h rll(' rcrplircrl1('IlI" {If IIH
Ctllllr:ICl I)onllllclll<; \'{lurk !lot cflnfnrll1il!l! III Ihese r("{!lli!"
mell l.<; , inchl(ling ,<;llh<;liltlli(lll,<; n(ll pHlpef'ly :11'1'!(1I"1'() :1!1(1
:1I1I111Iri71.:(I. ll1:r\' 1)(' ClJtl<;i(\(-rt'd dt'fc("\i\'c Tll(' (:r'1111:lClllt."
w:ln:lIl1y (':'<("I\1dc<; rellledy (or d:lll1:lgC (II <kfccl cll,<;("d \1\
:Ihus(:', IlHl(lifiCTtiflll<; 11(11 e:,<cC\lrcd 1)\' tile Cllll1r;lClIH, ill1!Hll!WT
(Ir ill.<;llnicit'nr 11lain1cl1:1l1U:, impl(lper Ill1n;llilHl, {ll 11'11111:11
we:n :H,d rt::rr ullcln r1Ofl11:11 us:tge, rr required 11\" Il1e ^rchilCct,
lhe COlltractor .<;11:111 !ul't1ish s:Hisf':1Cljln' c\'idc!ln: :1," rflllw kind
:HlcI ql1:1lhy flf 1ll;llcri:r1" :lnd cqllipmcnl
3.6 TAXES
3.6.1 The Cnlllr;lctor .<;11:111 r;'y ,<;:llc~, conSlll1Jer, 1I<;t: ;l1ld~~irnil:ll
l:lxe,<; for !h~ \X,'ork or pPrtion~ lhereof I'fln-idee! hy Ihe Cnn-
rt:tC\( lr l...tlich :11"(' It'g;IlIy cn;l("lnl ~"'H'll hid~ :11(' Ind\"nl (11
llCgOlj:lliol1.<; Cl'llduded, wllClhcr or !lO! \.t't dlcnin: or lW'll:h
schedllk'cI ro go into efrcn
3.7 PERMITS. FEES AND NOTICES
3.7.1 llnlt...s.<; ()Ihcrwisc l)f(n'idecl in tilt, C(llllr;tCl [)(IUI1llt'111-"
Ihc COlllr;tC1nr ,<;!l:,1I -"ccure :md P;IY fill' tilt' hundin~ pCllllil :llHI
lllhn permil.<; :111(,1 Wl\TrJl11WIH:I] f('c~, li("en~c:.s :111(1 irl.<;ptTlill/l<;
IllTcs<;;lry fill plllpcr c:,<('cnlioH :lnd COlllplctilltl llf IIV' \\;'1111-:
which :IIT ctISlfll1l;lrih' sccurccl :If!ef exccution 111 (he (:1 JIll 1':1('1
;llld ""hich ;Irc ll"g;llty required Whell hid-" :IH.' f('tTin'd 'If neW'
li:ltil)ll,<; CtlllchHlccl
3.7_2 The C(1lllr:lC1flr sh:lil cOll1ply w;,h ;Jlltl give 110li( f'"
J'equired IH' l:t'\"~, flf(lin:UlCes, ruk,<;, fcgnbtilll1.s :111(\ l:ndll!
ord("t"~ of l'lIhlic aUlhorities ht:;lring on perforrn:1I1U' Df lhe
\X/()rk
3.7.3 It i~ nOI tile Contr:lctor's respoll,sihilil\' !ll :1.<;cert;!il1 111:1I
tile C.Olltr:lCl Df WUlnC'lllS :1f(~ in :llTnrd:llln~ ",'ith :lppliC:lhlc
l:l\.\1S, ,<;I:1l\HCS, ordin:lllc~s, hllildin~ codes. :rntl rllk.<; ;1l1d wglli:1
I io1l.<; , Howcver, ir rile COlllr;tctor oh~crvcs Ih:t1 portion" of lhe
<;(IIl1r;K' 1)(){'Illlle-nlS :lfe;ll \';tri:lIKe tl1(~rl'l'.'itll, rill' C:lllltr:!C!Il(
,<;h:lll promptly notify lIlt" Architecl :mc! (h\'llcr in wriling, :Illtl
nCCCS'i:lry ch:lIlgc<; .<;I1:tll he ;Kcompli<;l1ed In' :tppropn;l1c
Mlldificni()ll
3.7.4 rf rhl' Conlr;lClor perronns \Vork kno""ing iT to hl' ("on-
rr;trr lol:m'.<;, ,__I:l\lIll'S, or(lill<lllcc~, htlildill~ codes, ;md rl.lk<; :md
rqwl:lljoll,<; ",'illHltll ."lIch notice 10 lhe ArehileCl :1Ilc! OWller,
thf" Contr;I("10r .<;11;111 ;t<;.<;lIIllC full respollsihili!\' for .such \'('ork
;1Ilt! Sh:ll1 hClr rhe :Illriblll:thl(' (O~r.<;
3.8 ALLOWANCES
3.8.1 Tht' Conlr;lC:lnr sl1:111 indueit' In the Cllntr;ICl SlIlI1 :111
;lllo\\':1I1CCS St:llt'cI in lhe C0l11r;lCr f)(I("UI11Cll!.<;. Ite11ls ("(1\'('I('d
In' :llIo\\':llln-"~ .-;-h:IU he supplied for <;lIcl1 :l!lI(ltlnl~ :!nd h\' snch
Iwr.sons or l.nl illl's :rs I hc ()\\'llt'r Ill:,y dircc!. hill I he (:lllllf:ICl( 11
.sh:11I rUll he required ,n t'mpl()r per.sons or ('nrhi('.s :Ig:linsl
whidl rile- (:(llllr;Kt()r 111:II<cs rC:l~(lIl:lhlt' (Ihjcctillll
3.8.2 {lll!t..'{S orherwisc providnl in lh~ Clllllr:llT 1){l("lllllt'IlIS
.1 rn:lInial.<; ;1I1d nr\liprlH:nr uncler :11) :111( ,\\':11\("(' S11:111 l'c
,<;('lcnnll"llll1pth' h~- ,hc OWll('r to :n-(li(l ((('1:1\' in I It I'
\X'orl.:;
.2 :r11rl\\':lnce~ <;11:111 CCl\Tr the nlst II) lilt' (,lllllr:lt!lll III
l1l:lI('ri:ll.s :1llt! eqtliprnClll dl::'!i\'("f('l! ;11 rhe silt' ;llll! ;rll
rnplirnl r:I;>;I'S. 1('-"" :11)plicl1)1(' lr:ll!c tli<<Ullfl1t.":
6 A201-1967
AlA DOCUMENT A201 . t ;nJl'11 AI CO~,l)ll)( INS nr I III' n IN 1"11,\('']" !'( ,II ( I'N<; 1111 '(' n()N . I (II 'HI rrrnr I rr 'f 11111:
,\lA' . ," l'ljC lllr ^MFHH.AN IN<;Tl"!"! 'TF. ()r~IIII1tTH'T". l-t~ Nrw' Yf Ill!, ,\\"FNIIF N \~ '\.\";l!II'-Jf:'1 ('1"\- ! II !""""
WARNING: Unlic..n-ged pholoeOf'ylng vloll,tes U.S_ copvrighl !l,W!l lIInd Is subj~cllo Il"QAt pm!';f"cuHon.
.
.3 CorHr;1Clor's CO,"!.<; for \1l1lo;ltling ;tlld l1:tndling :11 (he
."lle. bhor, illc;I:t1l:tlioll (n<:I.<;, overhead. profit ;\11<.1
olhel' cxpen.<;('s corucmpl:llcd for .<a:llcd aJ]ow;tncc
:lI1Hll1JlI.<: ,..hall be included in (he (:olllr:1<:1 Sum ;Inti
llO! in the :lllo....~..:1Tlcc.<;:
.4 whcTlt'\'cr co,<;!.<; :11'(: Illorl' Ih;11l or le<:<: rh:1l1 :1110\\':111('<,:,<;,
(he Cfll1lr:l("1 Sum <;11:111 h(: ;lCtiu,<;lcd :wcnrdingly hy
Cl1:1I1gC Order The :1lI1Pl1lll of lhe Ch:mw.' (lrclcr ,<;1,:111
fenCe! r r) 1 he difference ht't \'\:ecn ;ICI":ll ("l1<;1<; :Ill<j the
:IIl(J<;\':lIl(T.<; under C!:I1I.<;e .",H2.2 :111<.1 (2) Cil:lllgC.c; in
Ctlllfr;1Clor',c; ('0,<;1.<: under r:!:lllSC ,", H.2_:~
3.9 SUPERINTENDENT
3.9.1 The CorHr;fctor c;h:lll emplor a competent superinten-
den! :lIld Il<:'C{'S";1rv ~.<;.<:i.c;l:lnlS who c;h:1I1 he in ;lIlencl:mcc :11 the
Pmjecl site dming perr()rlll~nce of lhe Work. The ~t1pcrillten.
denl .<;h;llI rcprc,<;cfll the Contr~clor, ;1ml cornfll\lnic~ti(ln.<; given
to lhe superintendent .0;11;111 be::l.<; hinding ::1.<; if ~i"cn 10 the Con.
tr~Cl(lr. Il11porl~nl cOlTlrntlnic~lion,<; .<;11;111 be ronfirrned in writ.
ing_ Other COl'illllunicttion,<; .<;Il:lit he .<;imil;1r1y nmfirmed on
\\'rill(:ll feque.<;r in e~cll (;l.<;e.
3.10 CONTRACTOR'S CONSTRUCTION SCHEDULES
3.10.1 rh(" Cflntr:1C1or, promplly :lfter heing :l\y:udcd lhe Con-
Ir:ln, sh:tlt prepafe :md ,<;\lhrnit fOf IIle O\\"Ill'r's :lnd Afchilec"s
illforlll:r!iClI1:1 C(lntf~C!(lr',<; ('(lIl<;rn,cliflrl.<;dledulc (or rhe \'(/ork.
rl1e ,<;chetlule sl1;11I no! exceed lime limi\.<; cmrellt under the
(:C llllr;Kt ! )()Cl1111cnt,<;. .<;11:111 he 1'('\';,<;(:d;tt :lppropri;lll' intcn'"I.<;:i.<;
rcquired. hy lite condition.<; (l( the \'('ork :rl1<1 Pnljt.cf. ,<;11:111 b<:
rcl:llnllo Ille enrire Projecl 1(1 lill' c..:lt'IH fequired hy the' (:011-
tr:ll"l IJllctllllClllS, :1l1d sl1:111 [Ho\'id(' for c..:pnlitio\ls ;lIld pr:lcti,
c:lllk e:'(t'('ll1illll (l( llll' \'(i(lfk
3_10.2 The C:rllllr:IClor ~hall prep:1H'lIlld kecp r-mrcnl. (clr lilt'
Arc:hilt'C\'S :rp!lfO\':11. ;1 ,';Cl1cdllk o( suhmitt:ll.<; ,,,hich i,<; ("oordi,
Jl:rretl \\'illltll(' (,llt)lr:lCrf)f-S ("(lll<;trtlc1iflll schcduk' :Intl ;11I(l\\'S
Ille Arcl1itt'Cl rcr<;(lll:lhle rimc tfl r('\'i(''\\' .<;\Ihnlitlals
3.10.3 The Cl1llrr:Klor shall con(flrm III the llln<;l Il't'e'u
sdlCtlulcs
3.11 DOCUMENTS AND SAMPLES AT THE SITE
3.11.1 The COlllr;lCtor sh~lIl11:lilll:ljll :11 rhe c;ile for lht' Owner
flllt' rt'Cflrd CI)PY {If tile [)r:l",'ings. St'cciFiCIIIClllS. :ltk1end;J.
Clt:tngc Orders ;md other ModiFic:tlioll'<;. ill good order ancl
In:rrkctl Cltrlt"lllh' to recofd Ch:lllge,'i aJld c;c1cctioJls rn;~de during
clln.";lrUCliflll. :llld in addilioll :lpprovct! Shop Drawing.'i. Prod-
on 1):11:1, S:lTl1ple',<; :Illd simil:1r required ,<;Uhlllilt;II.'i" Thcc;c ,<;h:lJl
he :r\':lil:rhlc 10 lilt' Afchitect :ll1d sl1:111 he delivered IOlhc Archi-
tect for ,<;lIhlllift~I\() the Owner upon complelioll (lr the Work.
3.12 SHOP DRAWINGS. PRODUCT DATA AND SAMPLES
3.12.1 SIlO!, ))r:l\\'illgs :!n' dl:l\\'ing'i. di:lgl:lnl.'';, 'icllnhlk;s :l1ld
(Hhcr d:rl:l speci:dh' pl"t'p:lred [nr lht' \'(:ork h~' the COnlr:tClOr (ll
:1 SuhCOlllr:IC10f, Suh-_<;uht'otl\r:1Clor, 1l1:Jllllf:ICrtll'cr. supplier or
diSlributflr III illU.'itr:llt' sOllle ppnioll of IIle.: \':ork.
3.12.2 Product D:ll:l :He.: i1hl<:lr:l1io\1s. .<;t;Iml;lrt! <;chnllllt'~, per-
1'11111:111('(' cll:rrt.c:, ill_<;trtlUiclIl<;, hnlclllll"t"<;. c1i:lgr:lI11s :Illd otller
illll lOll:l1illl1 fllrlli<:hct! hy till' (:(llllr:,("I(lr III ilhl.<;lr:tl(' 111;II('fi;ll.<;
fli' npliplllt'11l hlr <;(1I1IC j1(lr!lfll1 (I( tilt' \'"(Irk
3.12.3 S:1Ill!1Ic<; :If(' pln-.c:ical ex:rlllples n'hich ilIu,<:tr:Hc
fll:llcri:1L.., (.'qllilHlll'llt (If t\'flrklll:mshi" :Illcl cst:lhlic;h <;I:mcl:trtl.<;
11\' \\'lticl1 till' \\:011.,; \\"ill hI: il1d,W:d
3.12.4 "hclp !)r:m'illll", I'roflllC! !):ll:l, S:I111pII.'S ;Ind .c:i1l1ibr <;\lh.
Illirl;lb :11"(" IHII (:(1I11r;1('1 1)(l(-\lllll.'lllS "l"ll{' pi III I! 1<;(" III ltw;r<;uh.
lllill;ll is 1(1 dCIlHln..;\r;lll.' fOf Ih(lst' IlorHnll<: or Ihe "-nrk (Of
.
which <;\lhlllilt:llc; ;11(' reqllin'tl tlte t\":1\ llll' (,['Jllr;l("I(\I 11fllJlll<;('S
III COnll1r1l1 t(l 1IIe inrorlll:llioll ).!il'en ;Ifl(\ llle (\(-<:ign conn'pl
exprc.<;<;ed ill llle Cnlllr:ln J)1l("Il11teTll,<; Ilc.'\'i~'I"\" hI' rh~' l\r("\1ill'("I
i.<; c;ll1lj(Tt 10 lllc lilllil~li(lll.c: llf Sllhp:lr:IW:1pll ,i.2 -
3.12.5 Tl1(' (:(mtr:1("f{lr c;h:11l rc\'it't\'. ;111Ilfll\'(' :11](( <;llhlllit I(IIIH'
Arr:llilec! Shill' !)r:l\\'illgc;, I'rcKhtn l.l:II:I, C;:1I11[1k.c: ;111(1 <;irllil;1l
,<;\Ihrnitt:ll.<; reql1ire'(J hy the COlltl:ICI I)Il!.tllll('IIl,o;, \\'ilh rc:t.<;llll
:thlc prornprTlr:,<;,<; :llld in such <;eqllC'fl((' :t<; rll c;ltlse no dcl:1\- ill
the \'\:.'nrk or in rhe ~cli\.itie.<; of tile ()wner fl{ (If ,C;el':II;lle (011'
If:lCl(lr_<; -"uhmiuals lll:tde by {he Corllr:lnof which :Irc 11ll!
reqUIred by lhe CPlltr;let \)onllll('IlI<; 111~IY he rerurned \\'ilho\lr
:l(ljon
3.12.6 The Contr:l("lor sh:-zll perform 11(1 ponioll (If the WOfl..:
rnll,irinR ,<;\ltHllio:ll :md fe,'iet\. (l( Shcll' l)r;l\...illg,<;, I'n,{hl( 1
J );11:1. S:Il11plcs or .<;illlil:lr SUhlllill:ll.<; ul1ril\lI(" respectivc ~;Uhllljl-
t:l! h:t!'i heell :lppro\:nl hy the Architect. SlIcll W'ork .C;h:ll1 he ill
arC(}f(I:lrll'C ,,'jlll :Ippnl\'etl s\lhlllil{:II.<;
3.12.7 fly :lppn)\'ing and ,<;llhl1lillin~ Shop J)r:l\\'in~c;, ProdtlCl
1):lt:t, S:lI11pkc; :llltl.<;il1lil:lr ,<;tlh1l\jlt:tl~: lhe C!llllr:lI:t'_lr rcplc"clll<;
111:11 IIII.' Contractor 11:1'<; determined :llld verified In:llcri:lh, rkkl
JnC:l~llf('nlt'nrs ~nd nettl cnn.<;lruc!ion criteria rcl:rlt'd lhereto, or
"ill tic, ~;Cl. :IlH,t 11:1<; ellt'ckcd :1IHI ((llll'dill:unl Ille in!(nlll:lliflll
C(llll:lillCd willlin sllch ~\Ihlllirt:ll.o.; wIth III(' rcqllilt'll1l'llr~ III llll.'
Work :md o( the (:onrr:lct Documen!.<;
3.12,8 The Corllr:lCror ::-hal! nol he relkn:d o( r('.<;pnll::-ihilil~
(Ill dc,'i:lIiflll'<; (IOIll l'equirelllcIll.<; of llle (:(11111':1('1 J l(lClIIll('nt';
Iw rile Archirect"::- :tppro\.:tl of Sllll]) l)r:l'\\'ing,<;. PlCldlll"l 1):11:1.
,r,;:lmpkc:: llr silllilar ,<:rlhlllill:II" 11ll1c::-.<; Il1e (~(lIHr:lnlll 11:1"
<;p{'dlk:1H~' informed lhe ArchiltTr ill wlitillj.! 01 S(wlt c1ni;!tif11l
:rl the Hlllc or .<;l11Jfllill:lf :lntl the An:hitn:l In<; giq'!1 "'rillt'll
;11'pl"Il\':rllcI1I1e ,'ilwdfic devi:llitltl TIle (:tllltr:1Clflr<;ll:dl rHlr lw
rctievnt flf rC~I'(ln~ihililY (ClI" ernlrs 1H' (Illli~sillll<; ill Sill II'I )1':1\\
ltlg,<;, PI"IltllKt 1):11:1, S:llllplt',<; (lr ,o;imil:ll sulmlill:lls In rill' Aldl;'
fl:ct',C; :lppnl\':lllhcT(.'{lr
3.12.9 The CCllllr:H'l(lr Sh;lll direct c;!,nifie :ltlCllIil!lI. ill wliling
or on t('<;llhlllittnl Slu II' 1 )r:tt\"ings, I'roduct ! ):ll:I. S:mlpk.<: fll
<;illlil:tr ,<;uhmi!!:IIc::, ro rcv;siOIl'<; nnwI' 111:111 Ihll~(.' I'Cq\l{"<;!nl hI
Ihe Archilect 011 pn>\';oll,<; <:Uhlllill:llc;
3.12.10 Inflll"!n:ltic Illal ~Uhlllil!:JI" ul'1111 \\'Ilicll IIH' ..\rchirl'!'t j,"
npt c<IwC!ed In take rcs"ollshT :Inioll tl1:l\ h(.' .C;() itlelllifktl ill
Ill(" (:l)lltl:l(.t j)(lCllInclll,<;
3.12.11 W/hcll prort',<;,<;ion:II certifierfioll of pcr!{lflll:lIlCt' nllf'ri:t
of rn:lIcri:lls, ,<;y~It'Ill.<; or equipment i~ rt'quirn\ h~' the Contr:lct
J){lUlIllCI1IS, tilt' Arcl1ilen ,<;11:111 he.: CIl\ilk',! 1(1 rel\' llpllll tilt'
;ICnlr;)t'Y :Hld COJllplctcIlC.<;.<; or .<;\lcl1 Cllcul:lIlrlll<; :lI1d (":!"tin-
CUifJn<;
3.13 USE OF SITE
3.13,1 TIle UlIltr:ICI(lf ,<;11;111 ((lnl1nc ()pcr:Hilll1S :1l tll{' Sil(' Il'
arc:ls pnlllittnt by 1:1"', ()rdin:ll1cC's, permils ;lI1tl II\(' r,:tllllr;1f'r
[)oClJllwnl.<; :lI1d sh:lll not II11H:':t<:OIl:lhlr cnnllllhcr tl1c';ilc \':illl
1ll:"eri;t1~ or cqttipmcllt
3.14 CUTTING AND PATCIHNG
3.14_1 The (:fJnrr:l("t{lr ,<;11:111 he respflllsilllr fIll' Cllllill't, fillirll!
or p:llching requifedlO ClllnplC'lc lhe \"<'-ork lH 1(1 lll:lk(' It': p;lrt,"
fir IOW'lller prnpelh'
3.14.2 TIlt' Cllfllr:l(tfl! :;h:1111)(11 d:llll:lge,n CIHbrlf.!t'r :ll"lt'lj"fl
01 tilt' \'('ork Ill' (ulh' or p;loi:tlly completed nltlC;lflKtiotl or rllt'
()\\"Iltr III _<;tv:rr:ltc C(llltr:1(I{lr!' hy ("\Illillf~, [1:l1l.llitl!t 'If ('II1('!'
\\'i_<;{' :lllCfinl! <;H("I'. Cllll':Iructinll. or 11\' t':'<(":I\";llion Th,: (.[lnH:lf
ror .<;11:111 rHll cut or olhcrwi!'it' ;l!tef c;uch C(lIIC;lrllclinll hI" 111,.-
AI^ DOCUMENT ^'Ol . (;rNrlfAI ('()Nrlt"l!(IN" (lIlliI' l.flN1H,\CT !'f\ll (llN<;llll'(Tl'l,..,' r'll'1I1Fr~nlt rlll'lr'lN
\1,,' . 'I'!fl-Illr,\r-..lrllrf '~:rr"<;II!I'Trrlr,!"IH'llllr( I';, 1-'~,NnX'l'I'ln;,\\'1~lI'l'._N\\: W',\';lI1NC;lrlN,ll/ !f~'lI"
A201-1987
9
W^nfJr~JG: Unlir.pn"...1i ph""...r.nflViflQ vi...l~lp" U.S_ !:("Il'lv';o"l ,_" tlnli ,,, "uh'l"~f 10 Il!Qnll'l,"",,.elllinn
.
(hvner e)f :IS('P:lf;1l(' C(}l1lr;l~I(H except with .....ritTell CllllSClll ()(
lhe (h\'l1~r :m(l of such ser:u:llc Cnl1lr:lClcH: ."lleh ('!lllsen! ..11:111
110l he UIlrC:IS0I1:1hlr withl1eld. The Contractor ...h:lIIIlO( llllrC:l-
.<;()ll;lhl\' 't\'i!llhokl fr'om the Owner Of;t scp;tr;IIC (nnlr:WI0f the
C(llllr;l~tors COllscrH to cllftin~ or Olhcrwisc ;lhcrill~ tho:.' \'\'nrk.
3.15 CLEANING UP
3.15.1 rile COt1tf:lCtor shall kt"cr tllc prcllIi.<:e,<; ;llld surround.
in~ :lre:\ (rc(" (ro1l1 :1ccumllt~lion of W;I,<;I(: 1ll:1leri:1L" Dr ruhbish
Cltl.'wcI h~' oper:1Ilol1s tlllch:r thc COlllr:lCL AI completion or rhe
"<-'Ink the COlltr:lClnT .<;11:111 remove from :l1ld :1hol1\ tllC' Project
t\';\."I(' m;llcrinls, mhhish, rhe COf1lT:J(lor"" l(lols, COIl,<;lr1.lcriol1
equipment. l1l:lchinery :lI1d .c;urpJw; 111:11eri:lJ.<;.
3.15.2 If the C;Onlt;lC\(lf f;lils to c1e~tIl up ~,<; pro\'ided in the
COlllr~lCt f)(l(Hllll'IlIS, the Owner Ill;l" do <;0 and tl1(: cO...t
rhereof .<;h~ill he charged 10 the Clllltr~e..-\()r
3.16 ACCESS TO WORK
3,16.1 TIH: C:onlr:lct()r :;11~f1 provide the Ot\.'ller :md Architect
;lccess to the \'(,'ork in prcp:1ration ~nd progress wllerever
InClled
3.17 ROYALTIES ANO PATENTS
3,17,1 The Clll1tr;1('"lor ,<;h:111 P;IY :111 n1pliies :1ntl license fees.
The COnlr:1Clor 511:111 defend 51.1ilS Of c1;1ims for infrin~emenl of
p:llelll rig:hts ;md .<;h:1I1 hold the Owner :1nd Architect h:trlllJes,<;
frol11 loss on :lCC()\lIlI thercof. hUI :;h:111 nol he respon.c;illlc for
snch defense or lo,<;s t\'I1t'fl ;l p:trticul:lr ch:,<;i~ll, plOces<; or prod.
tlct of:1 P;lrliClIl:lr ll1~lIH1r:lCturcr or m:lIluf:lClHrcr.<; is required by
lhe C:olllr:lCt !)(lClrtlWllt:,>. l'hlwr':Ver, if the C!lIl1raClor 11:1,<; rC:1'
SOil fo hdiC"'C' tilat 1he required de,..iJ;l:n, proccs.<; or prndu('l is:lll
infringemenr or:1 P:l\t'IH, the C:ontr:lClnr ,<;11:111 he rec;poll,"ihk for
such lo<;s lIllle,<;s .<;l.Ich inroTfl1:ttion i,e; prompt I" rurllie;hed to Ille
Architect
3.18 INOEMNIFICATION
3.18,1 T!l the rtlllc~1 eXlent per/llillcd h~' I:IW, tilt" (:(lnlr:lCltlr
~h:,tl indelllllif\' :In(! hold h~rl11le.<;,e; the (hvller, ArchitcCl, Arch;-
tect',~ cOIl..ultalH.'i, :llld ~J!erHs :lntl rmplo,'ct'.'i of ;IllY or thelll
from :llld :Jf!~lin.c;t cl:lims, d::lITlagc5, los,'i{,s ;md expcn,<;{'.'i, inc1ud-
itlj~ hut no! lilllill'tllO :Iltorn('y,c;' fel'S, ;1Ti~ing Ollt or or resllllillg
trlHl' pcrfOflll:lnCC of 1 lie ""ork, pro\'idetlll1:1t .<;11('11 (1;liI11, d:lI11.
:t~C, lo.<;s or cxrell.<;(, is ;Il1rihtlt:lhk 10 hodily iniun', <;ickness.
diSC:1.e;(" or dC:llh, or to injury t(l or destructioll o( l:mp.ihle pror-
nr,' (other rh:lt] the \'(fork ir.<;df) indllding 10.<;.<; of \1<;(' rcsulting
tl1ndrolll, hut (lt1I~' ro rhe cxlCIlI C:lusct! in t\'l1olr: or in P:lrI hy
ncgliW:llt ;lC1.<: or OI11i.e;sjoll,<; of the COlltr:lCtor, ;1 Stlhcflntr:lctor,
;mYOlle directh' or indirectly employed hy them or :lIlyone for
whose :I("IS fhey rn:lY he li:lhle, rq,t:lTdles,<; or t\.'hrther or nOI
sllch (bim, d:un:lge, l(1s.<; or ('xpcn.<;(" is (;111,"("<.1 in p::lT1 h~';I p:lny'
inc..kmnifinl hercullder Such ohliJ;l::l1inll .'ih:11I nol he (on.e;lrucd
1(> IH,.'g:tlC, :Ihrklgc, or H.'(mce oIlier ri~hls 01' {lhli~:lIiot]s nf
itulctlltlily whi('h t\'ould olherwise ('xis! :1<; In:l p:1Tlr or pcr,e;Ofl
dcsnihcd ill tl1is 1':lr:l~r:tph." 1H
3,18.2 In cl:lims ;t~:liIlSI ;lilY 'per,<;oll or entily indC'lllllinetl
lJllc1cr tllis P:1faW:1ph 5.1R. hY:ln empltlyee of tile (;tllllr:l('t(}f, ~
Sllhconrr:lclor, :TIl\'(lI1(' direct'" or inelirecll~' cmployeell1\' them
or ;lIlnm(' for whnse :lcls They m~y he Ii:thle, the illelem!1ifiCI-
fillll IJhli/!;llillll tmdcr this P;lr:l~r:lpl1 ,~, 1 A .e;ll:111 1l(11 ht, limilet1 hr
:1 lirllTI:"illll (Ill :11ll(Hllll (Ir type (If tl;Ull:lges, CfHl'P('Il.<;:llh111 III
IWlwfilS 1):I~':111k hy (II' rl'r tIle (:llllrr:l("tllr Ilr :1 Sllh((llltr:l("ltlr
\111(1('1' workers" or worklllC'fl.e; ("Ol1lpCIle;:lIioll :W\.<; <Ii.<;:lhiliT}'
I'ellefi! :1Ct,e; III (II her cIll1'1Il\"CC hCllcfil :leiS.
3,18.3 The llhlil!:nill/l.e; or the COlllr:l("1lll' TInder lhie; f':lr:lgr:Jph
~.II-l.<;I1:"1 l10t e:-:I('1l(11(l th('1i:1hilit\, or Ill{' Architect, lhc Archi.
.
t\'("t's cllne;uh:lIlts, :llld :1'-!Ctll.e; :11\(1 clllplo\"(.'('s or :tn~' 01 Ilwlll
;Hisill~ Oltt or (I) the: p1cp;lr;ni(111 or :lppm\":ll or m:lps, dt:t\\'ill.{~<:,
()f,il1il)t1S. repIH1.<;. ,"IIT\TY,<;, Ch:lIl~(" ()nlers, de~;ip,t1.e; Of ~f'tTinCI
nons, or (2) the RivinR or or the r:1ilme lO Rive ditcr-til){)~ 'H
in.<;In.lcti()t1s 11,. the Ar('hitect. the Archil('('t.s Ctlt1.<;ttlt:l1lts. :111',1
:l~ellls :1ntl ~mplo\"ces or :ln~' of them pr<1\'idrcl StICh giving III
f:lilllre 10 ~h'r is tll(' prim:try C;lllse or the injun' or cl:1m:1W'
ARTICLE 4
ADMINISTRATION OF THE CONTRACT
4.1 ARCHITECT
4.1.1 The Archilect is !he rer.e;{Hll;nvfulfy licC'nsed t(1 pt;1Clicc
archilecTure or ;111 elHil)' 1;lt\.(I.II1)' rr:lcticin~ archilecture ide/).
tHied :I.e; ,e;\lch in lh~ Agrt'cll1cm :md is rcfcm,:d tn throughout
!he C:ontr:1Cl Doculnell15 :t.<; if singul~r ill numher, Thc term
"Archile<:l' mC:1n,e; thl: Architect or the Architect'.<; :nllhori7.ed
represctl1;nivc
4.1'.2 Dlllie.c;, re.<;pnnsihililic,'i :md limit;ltions of :ltl1horil~' or (he
Architen ;t'i set fonh in th(" Cnnlr~ct DOClln1elll~ shall not h('
resrriCletl. modifkd or extended without t\'rillell COl1.<;Cllt flf the
Owner, COlltr:lClOr :ll1d Architect. Consent ,<;11:111 nOI he t1me:1-
SCHl:lbly withheld.
4,1.3 ]n C:I.<;(' or terlllin:llion of ernplovlllcnt or 111(" Archilect
the O~,:n("r ,'>11::1.11 :1ppOir1t ;In :lrchileC! :l~:lin.<;t W]IOIll lhe Clln
tr:lClor t11:lkc.e; no rC:lson:!hle ohjectioll :lIld whos(" ."t:1tll.<; under
the COlllr:lcl I )OnllllCIlIS Sh;lll he that or th(' formCT :m-:hilc('l
4.1.4 ! )iSplllCS :1rising tinder Sllhp:1r:l~r:lpl1,<; 'i.1.2 :ttHl '1.1 .'l,
sl1all he ~tlhicct to :lrhilr:Jlion.
4.2 ARCHITECT'S ADMINISTRATION
OF THE CONTRACT
4.2.1 The ArchilcCI will provide :1dfl1il1i.~lr::rlion or the COlllr:1Cl
:1." dt',<;crihcd ill t!Jt' Contrnct DOCUl11CllIs. :Itlt! 1;\'ill hc tl1('
Owner's repre,<;clll:nive (I) durinR cOIl.<;tnICllflll. (2) until fin:ll
p:Q'!llCllt i~ due :l1ld (,'l,) with the Owner's C(1l1nlrrcncc. Imlll
timc 10 tinlc dtlrin~ Ihc correction period c1e,<;crihed ill P:lr:l'
gr:lplt 12.2 The Atd,it('('! will :lttvise :llltl ('(HISlll! with the
()Wll('f, Th{' Archilc'("1 willl1:l\'c :llltl1(1ritr 10 :ICT flll!wh:,lf (It the
()~'ner onh' 1(l fhe C:'(lcn! rnn'ided in tilt' C(1lltr:l('! I)OCtltll('lll.<;.
\Inll'.<;,e; (1then\-'j,<;c tll(l(tirktl hy wriften in<;tnllnent in :lc('(lrclaIKC
,\'illl ollwr pr(1\'i<;ioll,O: of tht' Cot]tr:lCt
4.2.2 Thc Archilcct will "1.e;il the ,e;ite :11 inlet\':lls :tpprnpri:llc l(l
file sf;l~e or construcliollto h("C'olllt" RCfler:llh' f:lInili:lr ,,-'illl tilt"
rl'Ogre,<;s :lnti qtl:llity of tile complcted Wr'ork :llld to determine'
in gencr;11 if Ihe \'(:fJrk is hein~ perrormcd in :1 Ill:ln\ler indiCtl
ill~ IIl:l! rhe \'(Iurk, whell cOfllrleted, ~'m he in :lCCflttl:ltlCC will1
the..' Clllllr:l("t DOClltl1elllS Ilow("ver. th(' Ar("hit~Tt will nll! Ill'
required t(1 m~ke exh:lllsli\'(~ or conlimlou.<; ot].::::ile insp(T1i(1n<;
{n check qtl:11ilY or Qll:Jllli!" or the \'(Inrk. (In Ill... h:l,e;i.<; of Oil
,~j1c ohscr\':ui(1Il" :1,e; :111 :ncllile:cl, the Archilccl will k(,c)1 Ille
O"vncr informed of prn~rc.e;s of the \'Vorl.:. :11H!I:\'i1l '..'nde:n'!H t(l
Jlll;lrd the Owner :I~:1ill,e;1 (Ierects :lnd <leficil';'llcies ;11 the \'(:IHk.
4.2.3 The Architect t\'i11 not h:l\'(" controi (H'Cr or ch:lf"~c of :1I1cf
tvill lHlt I,c re<;poll,<;ihlc f()f ('(lnO:;lnlClion [11(':ln.'; rll(',ll,,(ls.
Icdllliqlle~, .,>('q\Wll("(..S 11f pn){"'('(hrrcs. nf rflf ,<;:11"('-". fHf.'Clllli,Hlc;
:lrHI IHllgr:lIllS ill ('(llIlWni!1I1 with l11e \\'(lrl.:. .~ill(T lll{':-;c :11('
stlklr the (:'lntl:1I.'!llr,~ rCSI)IIll...ihilily ;1,e; pnlvilk'tl in f':lr:I.W:lf)!l
.-;,..:1, Tile ArclliTCC! will 1101 he- responsihl~ rrlT tilt" (:(IlHl':I('llll.~
r:tihu-r:" t(l C:1rr~' OIl! the \'(-'ork in ;1("rnrd:lIlc,:, I:\'ith tll~' (."llll:1I"'
1\I)('lItl1("lll<; TIH' ,i\rdlil('("l willlll11 h:l\'(' 01!lrrfll (\\TI"f (h;1I1~'-'
lJr ;lIld will nfll h" rcslHm,<;ihie hlT ;lctS (IT ')rlli<:~i'HI.~ (ll Ill(' {:(ll)
10
A201-19S7
AlA DOCUMENT A201 . ':r:NFH,\!. U.ll"lltTHlN<; {II' 'lltf- U'NIHM:I HlR C'lNS.tlnlr'l'ltlN . !r1I'pn:nn tl Flllll' If,'
AlA ~ . r/', !<"'~1 t II' M"FllICAN IN"Tllf ~'lT (11 ""If:l Itl H "I <;, 1 - ',~, NF\'C ~f lllf; ^ ~TNt '1: N \\. \~,~ q I Ir,J( ;11 'r,' I" '''''''',
WAnNING: U"lle~n<;~d nhotncnnv;no vltlIJlIp.!; U.S. conyrlqI111,ltw<; l'IF1rllo: <lllbi",~' 1",1"01>1 I"r"o:....."U,,"
.
(r:\ClOr. Sllhc()ntr~n()rs, or their ;I~enl.<; elf elllpl(lyee~. or of ;lny
other persoll.<; performing port1tms of ,he Work
4.2.4 Communications Facflltating Contract Administra-
tion. Except ~s Oll1er~\'is(' provided in the Contract Documents
Of wilen direct COlT1llluniCllion,c; h~v(' heen .,>\wci:llly ~ulh()-
ri7.nl, the (h\'IH:r :111<1 CorHr;lctof .0:;11:111 cndC:IVO( 10 communi.
C::llC lhroll,gh the Architect. C()1l1ll11Ill;c;llio!ls hr :lIld tvilh the
Architect',", C(l!1SUh;JIHS <;h;111 he lhHllIgh the Architcct. C:()llllllll-
nic:uiOI1."i hy :lTld with SuhCOlltr;lClOr,c; :mcl m:Hcr;:11 suppliers
.<;h:tll he thrnUHh the COflU:IClor. COlnl1nlllic:J\iollS hv :md ~'1(l1
<:;('p:lr:1I(' (ontr::ICtor,c; sh;tl1 he through the Owner.
4.2.5 B:1.'icU on the Architcct".'i ohserv:lIioll.<i :Inti ('\':t!ll:lliol1s of
the COtllr:lClor's Appliotions for P~~'lllent, lh('" Architect ",'"ill
revicl.'\." ;lll(1 (.t"r1ify the ;1t11ounIS due Iht" C(JllIr:tClor :md will
i':;~l1e Ccniric;1te,<:; for P;1ymenl in ,<:;ttch :lnlClunl,<:;
4.2.6 The Archilect will 11:1\'e :nllllOrity to H~j{'("l \'(Iork which
doc::; nOl conform to lhe Conll;lCt Documenls, \'{lheIH:\'cr lhe
Architect ('on,<:;ider,<:; il l1t:ce,<:;,<:;:trr or :1(I\.j,<:;;1/)le for implemcllI;1.
lion of the intenl of the Comr:tcl \)ocumelHs, the Archilect will
h:I\'(' ;1ulhoril)' to require ;1ddilion:tl inspeclion or tc,<:;tinR of the
\X:ork in K(()f(j:mce 'tvitll Subp:tr;lgr;1ph.s 1~,5,2 :md 13,5,3.
\\'Il('ther or not ,<:;uch \'(lork i.s r;1hric:lIcd. ;nsl;llled or complcted,
Il(ll;\"(:\'er, neither thi,<:; :t\1thority of tlie Ardlilect nor:t tlt:ci.<:;iUll
rn:lde in gO(ld f:lith either to excrci.<;(' ()f nor to exercise ,~lICh
:lurIHlriq' ,..;11:111 give.: rise 10:1 duty or n:sponsihilil)' of lilt: An:l1i-
leel IOlhc COlllr:lC!or, Suhcontr:H,:Ior,,:;, Ill:-Heri:t! :tnd eql1ipmt'TH
supplier,<;, rheir :1!!Cll!S or emplovees, or olher person,<:; perforrn-
ing portion,,:; of the Work
-4.2.7 Tile ArcllileC! l.'\,iIf review :1Il(! appnwe or 1:1ke other
appropri~le ;1("'li0I1 upon the COnlr:1C!Or's .'illhrnitl;Jl~ ,o:;uch :1'<;
Sllop J)r:I~'iIlRS, Product D:1t~ ;1n<l S;1l1lple,<;, hut only for thl:'
limited purpo,<;(' of checking f(lr nmform:tllCt' wilh inforl1l:llion
given :llld the de,,:;i~n concepl c:-;pre,<;scd in lhe COl1tr:lCt Docu-
mCIl!.<:;. The Architcct's :1C\icHl will 1'(' 1:lk("n will1 ,':;Hell rC;I.':;()l)-
;llllc prorllprne,<;s ;1.<; tn C;lllSC !Hl del;l\' ill tile \'(/ork or in the
;tcti"itlcs of tIle Owner, Corltr:!ClOr (lr ,':;('p:lglle conlr:lctnrs,
while all(lwing suHiciclll lime ill the Architect's profe,<;,<:;iot1al
judgl11enlto permit :lclCqll:IIC r(~vic't\', Review nfsllCh ,<:;Uhlllitt::lls
i<: not Clllldl1cted for Ihe pllrpo,<;e of dctcrmining the :Kntr:1CY
:md C01llpklCnes,<:; of otl1cr dct:lil.<; such ;1S dimension,,:; :1l1c1
tju;!ntities, or for '<;UhSt:lI1li:lIing imaructions for in.c;l:1l1:ltion or
perforll1:lIlct" of equipment or system,<;, ;111 of which rem:lin the
re,<;pon,<;ihiliq' or the COl1lr:1Clor :1.<; required by fhe Contr:ICl
[)oCllmcnt,<;, The Architects revic't\. of Ihe COIHr:lctor',<:; suhmit-
t:lls ,<;h~lI not relicve the COlllractor o( Iht' ohli~;Hiom; UluJcr
1':lr:l~r:IJ1h,<:; ,~.~. 3,) :ltld ,:I" I 2. The Architect's revi(~",' ,<;h:1l1nol
cOll,<;titllte :11111(0\';11 of ,':;;1felY prec:mtioll,<:; or. t1llle,<:;~ otherwise
spedric;t1ly ,<:;I:l!cd hr file Archilcct, of ;my c(ln~tTllCli()n l11e:1I1,<;,
llIClh(){ls, Icchlli(I\lCS, seqllelKcs (,r p((l("Cdllrcs, 'l'lle Arcllitccl'S
;lflPrcl\":ll of ;1 specific ilem ,<;11:111 1101 indiC:lle :lppro\.;11 of :1l1
;I,<;<;l..'mhly of which lhc ;lem i~ a component
4,2.8 The Architec\ wilt prep:lrc Ch:1I1foR' Order,<; :lI1d Con,<;trllC'
t ion Ch:1l1!2:e Direclh'cs, :1l1c! m:q~ :1II1h(lrize minor ch:Jllgc.s in
lhl' \\/orl\ ;IS pfll\'idnl in P:!r:I!2:r:lph {,4
4.2,9 Tllc Architect will ('onduct ill:<:;pCCliol1," 10 dClermine tile
d;1t(' or <I:1ICS (If SUhSI:lI11i:ll Complelioll ;Jnd Ille d:lIe of rit1:lI
((lIT1\lklioll, ,,"ill r("("(~;vc :lilt! for'i\':ml 10 l/lC O;\,l1et for tile
()".ller's rc\';(''t'" :lllc! renlnls ~'rirt('n \\':lrr:111tic~ ;lIld rel:lted
dOC\llllt'llt,<:: rc(]uirf:d Iw {hc CrlTllr:\Cl ;lIld asscmhled hy the
Cfllltr;1Clor, :lIld will L':;.':;\lc;I rill;ll Ceniric:llc for I';1Ylllent upon
c(Hllpli:Jtlce \\'ilh rhe rC(ltlirelllents (If the (:(lIllr:lC! ])llcuIlK'm,<:;
4.2.10 If I Ill' (h\'l1er :lIld ^rchitcct :l~lCC, lhe ^r('!lileC! ".ill pro-
\'idc "Ile [H Illon' proj{Tl repre'WT1I:lIhTS 1(1 :ls,<:;I:<:;1 in C:Hryil1g
.
Olll thl:" Arcllit('ct's responsihilities ;It the site The (llIlie:",
rc,<:;p{ltlsihililit"s :md lilllil:llicll1s of ;HtlIHlrit\' ()f ,<;uch fH(lj(Tt
rerre.<:enl;1t;vc,<: ,<;11:111 he:1-" ,<:;("! f(lrrh in:11l e'Xllillil III h{' i!lC(lrpfl
r;1lee! in the Conlr;Jct l)pculllelHs
4.2,11 The Arcl1itcc! will interpret ;ltl(1 (\{'cidl: tll:1t1ns (Ptlc('1'Il
in~~ pCrfflflTl:lllC(' lilHlc! :1tld rcqtlircrllCll1,<; (If the (:<Hllr:l('I
! )nCUI1l("IH-" on wrirWl1 requc,<;t of eill1n the ()'t\'ller or r.:Olllr;\C
IClr TIH. Archirc-n.,':; rC,<;p(lll.<:,e tfl ,<:;\ICI1 r('rltlCsl~ "'ill he 111;1(1<-
willl rC:I.<;ol1:'lhle pfOmpltlCS-" ;md within :l1l\' lime lirnil.<; :Igl('nl
\lprlll. If tlO :IWCe-111t'flt is m:l{le ("(HHTrtling Ilw tinl(' 't\'itllill
which itlterpret;ltiOtl-" reqllired of tlte' Arcl1ilc.'n <;h:111 lw fut
ni.,:;hed in compli:lllcC with Illis P;lr;JW:1pl1 4,2. !llen (Iel:t\' S11:1H
nOl he recngni7,nlon :tccnUlll of f:1ilure h~' tilt' ^r,hilecl tn rllf'
llisl1 sHch inlerprc-r:lli()n,<:; unlil 1<; d:1\'s :lfler written T('C]\WSt ;,<;
lll;1de for them
4.2_12 Inlnprel:lIiom :lml dn:;sions of the Arcl1irc{"! will hI'
consistenl with tile illlclll (l( :1I1d rel<-;on:lhly inkr:lhlf' IHlll1 rll('
Cmllr:Jcl /)nCUn1('IlI.<; :1Il(t 'to..i11 he in writin~ or ;11 the ronll 'll
dr;1winR<;, When tll:Jkinj;{ stlcll inlerpret:tt;olls :lnd dt'c1sioll':;, rlle
Archile<:l will endc:tvor 10 ,<:;ecure r:tithful performance In' hoth
Owner :tnd Cunlr:1CIOr, will not sl1(1~' p:Hti:lliry ro dll1cr :111<.1
will nor he' li:il1le ft)f restlll.<; of 1lHcrprCI:lIipll.<; 01 (kdsioll<: <:;(l
rendered in gnod f:1ith,
-4.2.13 The Architcct's decision." on rlla1tt:rs rc!;n'"$! 1(1 :rc-slI n:1ic
dkcl ~.ilI he On:11 if ("(lOsislenr with the illlt:nt ('~prc<::~('d in the
Crllllr:lct {)()Cument,<;
4.3 CLAIMS AND DISPUTES
4.3.1 Definition. A C1:dm i,<; ;1 delTl;llld or :J,<:;ser!iol1 h~' nil(' (I(
the p:lnics se('kin?" ;1'<:; ;1 1l1;111er of ri~I1t, :tdiusllllcnl or illlerpr('-
t;uiO!l of C:Olltr:J(1 tenl1~, p;'yment of money. extension of til1le
or otl1er retief ~'ith re~pect r(1 the r('rrn~ of the C0I11r:KI The
terlll "CI:lim" :11,<;0 indl1de~ olher di,.;pule,<; :llld m:lller.<; ill (]11('<;
lion bet ween Ill(' (hvl1cr :tnd COI1IT:Ic\or ;lrising ! IUI or 11r fcl:u.
in~ to lhe COlllr:JCt Cl:ltmS mU.<il be made Ily written nolice
The re,<;pon,<:ihility to .<illb:<:;l:m!i~te Claim,<; .<illall re.<;t with lhe
r";1rt~. nmkin!2: rll(" t ];1im,
-4.3,2 Decision of Archllect. CI:lin1s,illdlldill~ 11l(l,<;e alleging
:1Il error or oml,<;,<;ioll hy th(' Architect, ,<:;11:111 be rdt:rrt'cl initi:ll1y
10 the Architect for ;1ction :J.<i provided in P:lr:lgr:lph -j"l ^ dtTi.
,<:;ion by tile Architect. a,<; provided in Subp;1r:IW:1ph 'I.'iii, ,,:;h:11I
be required ;I,<;:t condition precedellt 10 :Jrhitr;1li(l1l or liti!t:ttioll
of ;1 Claim hetween the COlltractor :tnd Owner :1,<:; to :111 .<illCI1
m:mcrs :Irising prior 10 tIle c1:J{e nn:JII"r.lymenl is dlle, rcg:lrdlc,<;,.;
()f (') whether such m:lllers rcl:tte l(l e:-;e(ul;()ll :111(1 i")((lgn:,<;~ (If
the Work or (2) llle ext('1l1 to 't\'hich the \v'ork h:1.<; heen COil)'
plcled The dcci.o;ion by rhc Archilecl in resf1011s(' ro :1 Cl:Jim
.<ih:JilllClI he:l conditioll prcccdClll 10 :lfhitr:llioll or lilip::llillT1 in
till' c\'eI11 (I) lhe p(lsilion of ^rc!lilecl is \':1(";1111, (2) rhe AlclJilcn
has tlfll rcceivcd evidence or h:t,<; f:Jilcd ro render :1 t1eci,.;ion
~'ilhin ;Iweed time limits, (~) lilt' Architcct 11;1,<:; f;tiled 10 1:lkc
:lCl;on required undn Subr:Jr:tgr;1ph >4,'1.', within ,:I,{1 d:lYS ;Iflcr
th{" C:l:IiIH i~ made, (It) 41 d:1rs 11:lv~ p:lsset! ;1fler lhe C1ailll h:ls
been referret! 10 tile ^r("hitcel or (C;) ll1e Cl:lill1 rd:1t('~ tn ;1
fll(::chanic's li<:n,
-4.3.3 Time limits on Claims. Claims hy either 11:lrl\' 1ll\ISt Ill,:
m:KIc wirllin 21 t!:1\',<; :lfrcr occurrence 0' the C\Ttn ~i\'ing ri~;e 1(1
,,:;uell C:l:rim fl!" 't'I'itl1in 2 I (1:1\',<:; :Iftcr rhe <.:l:1im:ltlr firsl rccflgt1izc.<:
rile condition ~h'il1g rise 10 1l1e Cl:1illl, ~\'Ilicll('ver i<: 1;11('1 C1:1;Ill~
tlltlSI hc llI:!t!c: hy writtell 1lotice An :lddirifltl:tI 0:li111 ll1:tdc
:tltn Ihe initi:IJ Cbim 11:1.<; heen ;mplnllf:ntctl h\ Ch:lIl,l!e ()ltln
l;\'il! not he cnl)<;ickled IlIllc,,:;,<; slll"llllitH:d in :1 1;!1wh' m;l1H1('(
A201-1987
11
AlA DOCUMENT A201 . C:FNF11At I (lNrltTt(IN<; (ll' Ttll' (:flNtl1,\r:T I'Cl~ r'(lN~Tfltl(.ll()N. !")lIlnF.nn11 f'!ltl'tflN
\ t.~ ~ .'" I "~r 11 tf" \ ~lrnH ,\N IN'.; I 11'1 'TF ( 11' "tlCIlt'l Fe'! ,; I"~" NF\~. y( lR""'FN1IL I,~ \'i' , \~',\ q ItNf :!( lr-.:. !l ( !IIIKI(,
WARNING: IJntle..ni"l"d pholoeopv;nl] v;ol:.les U.!;. copVrlQl111:.wo; :.nrl;!'l <l;lIhj..el 10 I..Q~1 flrO!':t'Cllllnn
.
4.3.4 Continuing Contract Perlormance. P('ndin~ nll:l1 n:~o-
lilt ion of:'l Cbim including ;trhilr:lti(1l1. 1111le.<:s (ltllc!"\,:jc:c :1~r('('c1
ill wrjljl1~ the COl1lr:'l("lor .<:;11;111 proceed dili~('rlll\' 'l;\'ilh fwrf'of'
1l\;mn' o( rhe (:Ol1lr:lct ;111(1 the ()\\,Iln sh:dl ("olllinll(' tll llI:'lke
p:1ymcnLC: in :lCCClrd:lll("e with llle Contract !)nOllll(:lllc:
4.3.5 Waiver of Claims: Final Payment. The m:lkillR. of nn:ll
p:lymCll( ,<:;11:111 cnn.c:;titllt~ ;l 1:\';1ivr:r of C:l:lim.~ hy fhe O<:\'I1(.:r
except tho..,,,:" :tri'\illg from-
.1 liens. Cl:tirns. .<;ecmhy interests or ('11("[1111hr:1I1((,',<; :lri,<;;-
in,g Oul ll( the COnlr::lcr :tnd \!IlSCllled:
.2 (:lilure of {he \'(lurk In cnrnply with the rcquirel1lcllLC:;
or the COlltr;lct !)OCUIl1CIlt.<;; Of
.3 terms of sp(''Ci::lJ "":1rr:1l11ics required hy Ihe CflIllr;lCl
D()CU!llelllc:;
4.3.6 Claims lor Concealed or Unknown Conditions. If nln-
clilion.'> :lre enC(HlIllered :11 rhe .,>ile which :lrt' (I) .<;lIh.c;urf':lCt' (Ir
oll1crwi.sc cllnn:aled phy.<;iGll condiliofl!' which differ m:llcri.
:lIly from lhosc incliclIcd in the Contr:rCl ()onllTlCIll,<; or (2)
11l1knll~:n pll\'~iGlI conditions o(:m ullu'<;lI~ll1:lIllre. ~....hich di(-
fer rn:l1cri:dly (rnmlho!'e' nrdil1;lrily (ound 10 exist ~nd ~ellC'r~lIy
reco)1l1i7.ecl ;I,'> inherent in con,'>lruction :lcti"iries o( the
cl1:u:l('tcr pfovided for in lh{" Cnnlr:l('t lJoClm1t'1l1,<;. tl1("11 nOlin:
h\. IlIe oh,,>crvin~ party ,<::/}:lH h{" ,Q:iven III tll(' olher p:lrly
promptly hefore condition!' :lre cli<::lurhed :lnd in no ('venl l:lIer
111:111l.1 (l~y,<; ;lner fir."I obser":mce o( the conditions, The Archi-
len will prnmptly irn-c.<;lig:llc .<;lIell ("on(!ititllls :m<l, if they differ
Ill:neri:llh- :lIld cmse :m itH.:rc:l.<;t' or dcucl.<;c in rhe CO/lIr:lctOr"S
("(1St (Jf. (lr-lime fequired (or, peff(Hlll~llCe of :lIlY part of the
\X;(lIk, will rC("(llllmend:lll nJuir:lhk :rdjllslllIl.tll lnlhc (:(1I111:rc1
SlIlll or Conlr:lCl Timc, or hOlh. If lht' Architect de-Icrmincs tl1:1I
the conditions :ll the sile are not l1l;Heri~lly different from 1110,<;(,
indicllecl in the COlllr~c( [")oClunents ;1nd th;11 no ch;1ngc in the
Inll1.'i of the COlltr:IC! i." ;ltslified. the Architecl .<;11:111 ."(1 notify
lhc {)wnc.:r :111(1 C(ll1lr;lCl{lr in \\'riI1l1g. SI:llillg (hc re:1."(Hl,<::.
U:lilllS hy eilher P:lrlY in opP(lsition to _<;IICh clelerlllin:llitlll
Illusr he 1ll:Ic.le ~'ilhin 21 d:l~'s ;Iller the ArchittTI 11:ls gin~n
I)olice:' of the decision, If lhe Owner :111d (:lllltr:lCtor (":l1111ot
:1gt'ce 011 :111 mljllStrllt"1l1 in the (Plllr:!ct SUIll or C()nlr:lCI Timc,
lhe :rtljuSllnClll .<;11:1111)(' rderred to !he Architect lor in;tial <It'ler-
min:l1ion, .'iuhjecr 10 further pro("eedin~.<; purStr:1Jl1 In P:lr:lgr:lph
ri.'!
4.3.7 Claims lor Additional Cost. If the COl1tr:lCtor t'\.:ishes to
1l1:1kc Cl:1irn for:1I1 incrc:l.<::c llllhe COl1lr:lct -"litH, written nOlice
:1.<; prm'ided herein .<;h;111 he gh'en hefore procecdinJ{ to eXeC\lle
lhe \X;ork. Prior notic{" is not rcq\lired (or CI:lilll,"i rel:1ting 10 ;In
cl1ler~cncy el1r.1:111~erin~ life or rropCrI \' ;Iri.<;lng \1ncle~ P:If;1.
gr:lph Ill.). I( rhc COlllr:lclor hclk'\,c.'i addilioll:I' ('ost i.c;
in\'ol\'ed for re:l.'>ons illcllluin~ hUI no! Jil11iled 10 (I) :t wri{tt'n
i!1\(:rprcl:Hroll (rOIll the ArchileCt. (2):m order by lite Owner to
SlOP the \,\'ork ~.hcre lhe COl11r:lctor ~V;I.<; nor :ll f:mlt, (.:'1):t wrir.
len order filr:l minor ("h;lIl~e in the \Xiork i.<;s\lecl In' lhe i\rehi.
Icet. (<i) (:rilun: of p:trrncl1l hv lhe O""ncr. (<:;) lcrlllin.:lIillll olllle
Corllr:r("1 h~. the Owner, (6) O"'ner's sn<:pen.<:ion or (7) olher
f(.::t."(1I1:1hle gnulIlds, C:l:lilll."hallllc filed in :lCC(lflbnce willi lIlt'
P[(l("ct!l1rC cst:lhlished herein.
4.3.8 Claims lor Additional Time
4_3.8.1 I( thc COfllr:lCtor ~.i.<;lll':'<; 10 make C!;lim (or;1I1 Incre;1.<;c
In Ihe CClntr:lCl Tilne. t\.TittellIHllin: :l.<; rro\"idecl herein .<;half he
giq:n Tllc Contr:1Clor,<; Cl:lilll shall inclllde:1tl t',<;lim:lle of ("o."t
:It)t! of IHlIh:rhk efkn of dd:ry rln pI ogres." Ilf the \'\;nrk In tile
C;L"(. ,1(:1 Cfllllillllinp: dcl:r\" (Jllh. (,ne {:Iailll I." Ilc'("es_<;;lr\"
4.3.8.2 II :1t!n'r<;e we:lIher c(llldi(i(lll.<; :1f(' 1l1e h:1Si.<; (or ;1 Cbilfl
111r ;ltldil iOll:11 lillK.<;\lch (:1:1in1 sh:lll Iv: dflcwnenled hy (1:11:1
.
Sllh.<;t:lIlti:llillf.!. Ill:11 Wc;111wr COIHliliollS \\"('f': :tl>n(1I111:11 {pr Ill!
PCli11(1 III tilll(' :1ll(1 ("(H1I(ll){lt h:I\T Iwen 1(.:r<;rlll;1111,- :111Ii(;11:llr.[1
and 111:11 \\'c:llhcr ("{11l(lill(lIlS Il:ld :111 :1(1\'("1<;(" ('f1eel (1I1 Ifl"
scllnhlk'd constf\lCtit1Jl
4.3.9 Injury or Damage 10 Person or Property. Ir "jIlin fl:lrI\
to the COlltr:lct<;ll(fers in;llr)' or d:lIll:lgc 10 pcr<;on (11 [11f)I'f'rr,
h('(;1l1s(' 0(:t11 :ICl Of olllis<::inn of the nlller p:lrr\', o( ;lfl\' (l( the
orher p:Hty'<; emplo:.oces or :lgcnrs, Of or nrhcrs (or \\.11os(' :1("(<;
;,uch P:lrly is Iq~:llh' li:lhk, t\'rilten Dorin: of .<;Dch illjllf"i' 01
d:lIn;lgC, "".hether or not in.<;ured, ,<;h~1! he ~i\'en 10 the otlln
p:lny within:1 fc~.<;{)n:lhle lime nOl cx('("edil1~ 21 (b~'.<; :lfleT fir,<;1
ohser":mce, The nOlice sh:II[ rrodde sufficienr <!r:t:lilln cll:d1!c
the olher p:my 10 il1\'esli~:lI~ tlie lll:lller If;l (:l:ril1l fr,r :ldrli.
tioll:!1 ('OSI or lime rcl:11cd 10 this C1:1illl is to he :l'><;cned il sll:1I1
be fik'd :IS pro\'ided ill Sl1hp~r:lgr:lrhs 'i., ~ (}f "~I ."R.
4.4 RESOLUTION OF CLAIMS AND DISPUTES
4.4.1 The ArchileCt will re"ie~\' C1:Iims :llld 1:lkt' 1111('! lr I1Hlf(' llf
I Ill' following rrc1illlin:lry :lctiOl1,<; within ten (by,s of n:(.'dpt n(:1
Cl:1iIll: (I) r~:ql1e,<;1 :ludilion:ll s\lpponing d:H:I fn1m the el:1im:mt.
(2) suhmil :l schedule to the p:lftic,<; indiCHing when the Archi-
lcel c:<pecI<:: {n r;Ike :1clion, (:1) rejet'! tilt" Claim in whole Of' ill
P:lrI, .c;I:llln~ felSOllS (or r(:j('c!ion, (-1) fccr1llHHentl :rPI'ftl\.;!1 nr
llle C1:1;1ll hy tht.' other p:Hlr or ('5) srW.W'SI :1 cOllll'rpl1li.'>f' The
Arch;lect 111:1\. ~I.<;(), hill i.<; nol ohli~:ttetll{l, notif\" the .sure!\. if
~n\". of the l1:lt\1re :1l1d :HlHl\11l1 of the C:l:1illl
4.4.2 If:l Cl:lilll h:l~ h('t~ll resolved, the ArchiKCf \\.ift I'lcp:lfe! H
(lhl:lin :tppHlpri:lte c1{ICl1ll1t'nt~li{)n
4.4.3 If :1 L1:lilll h:1.S 1101 heen rcsolvcd, lhe p:rrt\. 111:rldng rlw
C!:tilll sll:lll. within 1('11 d:l)'~ :1f\c'r Ihe Archilects pH:lilllill:lr~
rC.<;f'on,<;c. t:lke onc or more- o( the f{lll(l~'ing :1Clj(lns: (11,Sllhl1\;1
:Iddi!inn:ll SlIpporlillg d:ll;l reqlles1<:d hy 111(' AIClliw("!. (2)
Ill'ltlify lht' inili:ll Cbil1l (II" (.\) tHlIify the ArCf1ill'Ct tll:!! Ihe inili;ll
c:bim .Sl:llHL<;
4.4.4 If:I 0:lll11h:1S nol heen Il'!,(ll"cd :1f!r:r \flll.<;ider:lIiol1 of lilt
rorq.!oing :lnd of further ('"idencC' f'n.:selllcd In' ll1e p:lrtie<; or
feque<::I('cl hy the ArchitC'ct, the ArchilC"ct ~-iII11(ltir!" lhe p:lr1k';
in \\.ri1inp. lh:l! thl' Archilect's deci."ion '.vill he Ill:lcl/" \\.il!lin
SC\'ell (by_<;, which cleci~i()1l .<::h:1I1 he fin:l! :111(/ hincling on the
p:lrlicS hllr suhjecl In :trhilr:nioll. Upon ~:<Jlir:llinll of .<;uch time
[ll'ri(lrJ, the Ard,it!'(.t t\.-.m render t() the p:1flie<:: rhe l\r("lliteCl..~
wrillell c1ec1.<;ioll rd:lth't" III the CI:llrn, including ;lll\. ch:lngc ill
lilt' Contr:lct Sum or COlllr:ICl Time or holh If !hcre is:l .<;Ul':l~
:md there :lPpCUS In he:1 po.<;,<;ihility 0(:1 Contr;J("lor.,~ dd:rult,
lhe Arcbitect rn;ly, hl1l is not ohli~:ltecl to, norify the .'i\lr('1'. :lIlcl
rcqlles1 rll(' snret(<:: :l.<;.'ii.sl:lIlCC in resol\'illJ,! the nmlnl\'('rs,.
4,5 ARBITRATION
4.5.1 Controversies and Claims Subject to Arbitration.^"\
contf(lVers\" (If Cl:1im :u;sing (1111 of or r('!:ltn.ll(l IIIC {~(ll1tl':lCt.
or Ilw hre:lC"h (her('o(, _<;h:11I he ,<;c!lled h\' :1rhi1rmion in :1('((11-
dallce wilh the C(Jl1s1rn("lion Induslry Arhilr:lt;oll Huk~<; of II\{"
AIlI('riClll Arhitr:lIi(JIl A.<::S()("i:llhlll. :11)(1 ill{l~ll1Cllt IIp('rl tIlt'
;t\\":lfd rendered hy tilt, :lrhilr:Hor or :lrhitr:11flr.,> 11l:1\ he ('r1l('rnl
in :111\' cnun Il:lvin~ ;\lri.<;c1iC1ioll rhereof. (':<n:pt C(lllln'\.no.;i(''''
or Cl:1ims rel:llin~ rn :H'.<;lhetic erfcCl :1I1d e:<cept (11(1"(' w:rilTd :r<;
pnwickcl ((lr in .SIII'p;WI12r:1ph 'i_."',) ~t1C11 ("('nlnl\'nsies ('r
(:l~jlllS tlplll1 .....hich the Archilt'CI h:I<:: gh'l'll rHlIi("(' :111(1 rend(Tnl
;1 clccisioll :1~ pr(1\.iclnl in ~(lhp:rf:tgr:lph 'i_,j,ish:1fllH.: ';111110"("11('
:lrl)ilr:llirll1 tlP("l ~'rjrrf.'!l ~!cI1l:IIl(1 (If dtlln ll;ll"l\ '\lllill:lli{>IJ
111:r\' he ("(ll1l111('IH."cd 1.'..IIl'11 -i<; d:l\.s h:I\,[: 11:r""l'(1 :111('1 :r (:hilll
11as l1l'Cll relr:rw(l rl' 111(' AI'c11ilc('t :1.<; IH(l\'i(lt't1;n 1';II;lgl:II,ll cj ~
:111<1 !In decL'>IOIl 11:1.<; lwr:n rendered
12
A201-19B7
J\t^ DOCUMENT ^'201 . r:FNF.llr\l. rrl."':; llTI( 1N~ ('I' Till' , (iN r HV-'J Jrlll (_( lti."llIl" -.1 Hlf': . I'" '11! IT!..jr rl n 'I I If )]'.:
"I'" . ". ")fl- nrF ,\~lF1!I(-..\1'-: rNs.IIT1-T!' 111 1\llf .1111 H- I ~ I ~ Ie; rir'~ ,! 1Hf; "\TNl '1"., r~ \I" W'Y'I II'!,: I < '''!, I" '(""",
WAnNIHr" 1J"tl~.."<:.d f'h(tlnr:opyinq viol:ll..~ U_S_ COr'lyriohl t:lw!': ~nrl;" "uhf"!':1 tn 1"(Jall"'m~"r:(fUn"
.
4.5.2 Rules and Notices for Arbitration. C1:lirn~ hC1Wf:'1'1l the
OWller :llltl COl1tr;lCtor not rc.<;olvcd under P:tT:1gr;tph 'i.1j shall.
if suhject to :uhitr:ltlon under Sllhr:lr:l~r:lrh 'i.S.l. he decided
Iw :lr!litr:H;on in :lccor<.!;lllcc ,vith rhe Con,<:lructiO!1 Industry
Arhjlr;1\ion Rule.,; of fhe AmcriclIl Arhitr:llion A.c;.<:.o('i:lljon cur-
rently in cfre-n, unless the p:lrticc; fl11ll\1:1lly :l~rcC' f)lherwLc;c.
Notice of dcm:lIld for :trhilr-:1tinn .<;11:111 he O\cd ill writing ~\,j[h
the other r:1rly to the ^wecmclH het't\'ccn the O~.tlcr and Con-
lr:1ClOr :lIld with tile- Americ:m Arhilr:H;on As.<ioci:llion. :mo :1
copy ,<;11:111 be filed \"\'ilh the ArchileCl.
4.5.3 Contract Perlormance During Arbilratlon. fJurin~ arhi.
Ir:lIion proceedings. the Owner :md Conlr::rctor sll:1IJ comply
t...:ith Suhpar:1gr:1ph 4_.~.<i
4.5.4 When Arbitration May Be Demanded. Den1dnu f()r :'Irl)i,
Ir:Hion of :my Cb.irn Ol:'!Y not he rn:uje urllil the c:'Idler of (I) tile
d;IIC on ~....hich Ihe Architect h~:o: rendered :J fin:'!1 written deci,
"jon on the Cl:1im. (2) lhe tenth d:lY ;Jfler the p:trIic:o: h:lvc pre,
.'-c1l1et! C','idcncc In the ArchiTC'CI or h:lvc heen ~i"cn rC;1~oll:lhJc
opportunity to do .~o, if the Architect h;1~ rwt rendered :l final
written deci:o:inn In' tll:ll d:lte, or L~) :lny of tilt' five events
descrihed in Sllllp:tr;1gr;tph ,j .,\.2
4.5.4,1 \'X'hcn ;! wrifle!l ded"ion of the Architect ~t:lIes th:l! (11
lhe deei,";on i~ fill;ll hut ,"l1h;ect tn ;ubilr:uion :md (2):1 dcm~nd
(or :lrhi!r:llioll of :1 (];li1ll covered hy sllch dcci~i()n mO."1 he
11l:1dc ~\'itllin .1,0 fl:1r.~ :lfler the dale Oil which tile p:lrl" Tllaking
the dcm;llld recch.e:c: lhe nll:ll wriOen (k:cl~i()n, then f:lillln:: to
de1ll:ln(t':lrhilr:llion within ~:Iid ~O d:,,':<:' perine! ~h:lll resuh in
the Architect ',<; dcci.<;ioll henHning fin:ll :md hindin~ upon the
()wller :md Cml(f:lCtor If tile Architecl relldcr:c: ;1 dcci.<;ioll :lf1t'r
:lThitr:uion pro("eed;ll~c; [,:1"<'" heen inili:lInl, ,<;uch dccic;ion 01:1Y
he cntt'red :IS ("videllce, htH sl1:111110t ."l1pcrsede :trhitr:ll1lJll pro-
Cl_Tding:<: ulllcs.<; Ihe decision i:<: ;l(..'n:pl:lhlt.: 10 :111 p:lnic:<:
((l1lcerned
4.5.4.2 A dClll;Jll(t for :lrhitr;nion .<;11:111 be m:l<!e ~villiin the time
limil.<; specified ill ~l1hp;Jr:l~r;lpll:<: ,1.5 I ;lIld ,1.').4 :md C:\;lu~e
Ii ')il. I :1<; :lpplicthk, :Inti in olher Cl.<;C<; wilhin :l re:1.<;onable
lime :lflcr tilt" Cl:1im 11:1.<; arisen. :lI1d in no ('venl ."h:lll il he Jll~tk
:lftcr Ill(" c!:tle tVllt'll in<;litlllilln (lflq!:11 {lr (.'qUil:lhlc pr()cel.'dlng~
h:t"ed on ,<;\,1("11 Cl:lim tvollld he h:lrred Iw lhe :lppIiClhh." ,<;I:llUle
of lilllif:1tion,<; :1<; delermined pllr,<;u:mt {O P:lr:l~r:lph 1.:t..7
4.5,5 limitation on ConsoUdaUon or Joinder. No :lTbilr:llion
:Iri.<;ing [Jul of or rcl;lling to !ht' C:ontr:lrt !)o(tl1n~'nt.<; <;h:lll
include, hy con:<:olid:1t;on or joinder or in :lilY olher m:1Ilner,
the Architect, the Archilect'.<; employee:c: or cOllsu!l;lnl,<;, excerl
hy n'rlttcn cOll.<;enl cOnf:lining .<;pecific reference to tile A~rec'
mt'lll :lnd .<;igned Il\" the Archilt'C't, O~"'ner, Conlr:lClor :lnd ;InY
\lllter per.<;OF1 or emil)" .<;{)II~ht to hc joined No :lrhilr:Hion !'i11:111
include. hy c(ln,<;olid::ltion (if joinder or in :lny olher m:lIl11er.
p;lflie~ ofhtT th;m lhe Owner, COl1lr:Klor, ;l ~cpm:ll(" cnlllr;lC,
1m :\.<; c1e~crihC'd in Anicle cl :mc! other rerson:<: .<;UhSI:Il11i:llly
ill\"fllq:d In :1 ("01111110n questioll of f:1("1 or l:t"" whose prcs<:ncc
i,<; rt.ql1ircd if (OTllpl<:lt: rdief 1.<; 10 he :lCC(lrdcd in arhitr:uiol1. No
pcr!'i()ll or entity otller th~llthe O""ller, Contr;lctor or :l,<;ep:lr:Hc
("ontr:lclor :I," d!..'..crihcd ;n Article h :<:11:111 he inclmted :1,<;:111 ori~-
in:ll third p:lrf~' or ;lddilion;lllhirc! p:1r1" IO:ln :lrhilr:llioll who:<:c
inler!..'.'_l or rc.<;rqn:<:ihililY i.<; in.<;I1h.<;t:tnti:ll. COIl."ellt In :lrhilr:lIiOll
ill\'(lh'illg :lll :H.lditiol1:11 person (lr emilY ~h:11I not {"{m,<;lit\llc
con.<;cnt to arhilr:lli(1rl of:l di:<:ptlle not c1c<;crihedlherein or wilh
:1 person or emil\" 1101 ll:ltlle(1 flf de,<;crihed therein. The forc,
goin~ :tgrcelllenl to :trhitr:l\c :md other :IJlreeI1H'Il/.<: In :trhHr;l\c
\Yi!h:lll :ldditioll:l1 rer,<;(1n or cnlity duly Ulll.<;cllICclIO In' p:lnies
Il' Ihe Agreelllent sh:lll he .<;j1(Tillc:tlly Cllfnrce:lhk.' under :1ppli.
c:tlllc I:l\y in ;.Ill\, ("{)tlr! h:l\.ing jllri:<:dicli(l\) IhcrcrJf
.
4.5.6 Claims and Timely Assertion of Claims. A 1':lny \Y!l(l
file." ::l notice of dem:md for :lrhitr:lli(111 must ;l:<:.<;crl in lite
de1l1:lIld:l1l CI:li1lls then klHlwn to lll:lt P:lfly 1)1l whit'll :lrI,ilr:l.
lion is rwrrllioe(\ \(l he dCIll:mded \'(lhcll:l P:lfly f:til.~ to inclllde
:1 (:I:lilll Ihroul>!lll)t'~r~ight, ill;J(lveflCllfJ' 'lr ('xCl1.<;:thk. 11qtlcn,
or tt'hl'n:l Cl:tilll h:1," lll;1tun::d or hecn ;1Cquirnl .<;uhSl'q\lClllh,
lhc ;trhitr:lIOr or :lrhilr:llOr~ I11::lY perlll1! amendmC1l1
4.5.7 Judgment on Final Award, Tile :l\Y:lrd rcmlernl h,. The
:lrbilr::llor or :1rhilr;1tor:<: ~1l:111 be fin:l!. ;lnd iudgmelll Ill:'" he
entered UpOIl il in :lccord:tnce wilh :1pptiC:lhlc I:m' in :1l1y cnun
h:lving jurisdiction thereof.
ARTICLE 5
SUBCONTRACTORS
5.1 DEFINITIONS
5.1,1 A Sulx:ontr;1Ctor i:c: :1 per!'ion or elHil\' \\'ho 11:I'S:1 direct
cnnlr:lct wilh the COmr:lClOr 10 perform :l poniCln (If Ill(' W'llrk
:l1 the ."ile. The lerm "Suhcontractor" ;:c: rekncd 10 Ihrllu~hflllt
the COl1lr;JCl nnCUl1lelH~ :'1.<; if .<;ing\llar in numher :l11d nlC:ln.~ :1
S"hCOlllr:lctnr or :m :1l11hori7.ed repn::,,;crlt:ltin: (If lit" Sttlwrlll.
n:Klor. The term "Suhcontr;IClor'. d(l('~ nOl include:l .<;ep:lr:llc
cuntr:lClor or :<:\lhcontr:lctor~ of ;J .<;ep:lr:llc (ontr:IClllr
5.1.2 A S\lh.<;lIhcontr:l("\or i~ :l pcr.<:f\l1 or ('!llil\" \\'ho 11:1"; :1
direct or indirect ("onlr:1ct wilh a Sllhcfllltr:ICl(lr Il) perform :\
p(lrlinn of Ihe \'(i(lrk:1l the .<;ite. The term "SOI).<;III'("fllllr:1CI(ll'
i:c: referred III thfllllgh{)lll the Clmlr:lCf 1)(l("1I111('nlS :I~ if .<;inglll:tr
ill llurnbt'r :lnd llIC:lI1:C: ;1 SUh-,Qlhnll1tr:1C1(l1 O! :111 :llllhfJril.nl
rcprescnl:lli1.'c of the Sllh,.<;llhclllllrm:l<lr
5.2 AWARD OF SUBCONTRACTS AND OTHER
CONTRACTS FOR PORTIONS OF THE WORK
5.2.1 1IIlIc~:<: f)th('r""i~t' ,"{:l!cd ill the COllfl;lcl I )llnll1l("Il!~ (H
tile hiddil1R r("CjltireIllCnl.<;. lhe C(llllr;JClllt _ ;l~ :<:flOIl :1,<; 11I:W-
ticahle ;1ftcr :lw:1rd of the COn!r:1CI, ~h:lll furni:c:h ill writing III
the Owner IIHOll~h lhe Architect the n:1tlle~ ,,( pt'f<;(lll~ or ('llli,
tic:<: Ondudinft those 'tvhn :lIC 10 fllrni."h m:lteri:ll.c: or equipmellt
f:lhriGlled to :1 speci:11 de.<;igll) proposed 1m C:lch principal 11' l[
tion of Il1e Work. The Archilecl t'.'i11 rrolllplly reply 10 tlte (:01\
lr:lC!or in tt'ritin~ st:1lill~ whether or !lOI th~' ()~:tlf:'r or lhe
Arcllilect, :tfter dlle inn:'stiR:1lioll. h:l." fe:l:C:IJ!l:thk ()!ljecli'lIl 1(1
:my :<:Udl propo.<;ed pt'f~()n or ctHily F:lilurc of the (h\'IWl or
Arcl1itC"C110 rcply promptly .<;h:III con~liHl\e llo1icc 01110 rC;1....{I".
:Ih!c ohjection.
5.2.2 The Crl1Hr:lctor ,<;11:111 nOI ({llllr:lCt with :1 prof'nscd pel-
."011 or enlit\, 10 ",.IHlIll the On.ncr (lr Architect h:l<: I1l:Hk ((":1,
S(III:lhk :1I1d linwty r,I'ic:clillll Tllc (,flll\r:Klll\ sl1:111 11(11 tIt'
rt'quired 1(1 CllIltr:lCI n'ilh :1ll~'OlW 10 n'ltol1l Ill(' (,rl!llr:IC1c1l 1,:1."
Ill:Hte re:l~r)ll:tllk' '1Iljecti<lll,
5.2.3 If Ihe (lwllCT (H ArchiteCt lI:!s rC:;IS(lll:lhlc ohif"C1ilIII 11';1
per~(Jtl or cluilY propn"ed by the COIHr:lcllll, the (:rllllr:IClfll
.",11:111 propo.<;t: :1I1(lll1cr to WllOllllhc ()'l;\'Iwr (H ArchilCC1 11:1:<: 1111
re:l.<;oll:lhle ohjeclion. The Contr:lCf Sum ~h:lH Iw iTlne:ls{'d 'II'
dCCTc:l.<;cd hy Ihe difference in C(l~I (l('cl.<;illllnl h, ."neb dl:l11gC
:llld :n1 ::tppr(lpri:IlC (:h:,np:e Order .<;11:111 he i~."llnl. ) I' I\\""{'\TI". rHl
incrc:t~c in lilt" Cnnlr:\Ct SllIn sh:11I he allowed ror<;llch ch;mgc
\Inlc~<; lilt' (:r 11l1f:IC1nr 1I:l~ :ICICd flrfllllfl,l~ :111(1 n....<;p,lllsi\ch ill
,<;lllullininr Il:llllt'.. :1.<: requirnl
5,2.4 "'11(' (:'lIllr;l('!'lr Sh;IIlIHll ch:1I1~C;1 ,"I!h("'lllr;I(llH. J'('J"'H1
Ilr entity PH'\'j'lu<;h' <;elected if lllr: (hYIl('T 'H AIl'/1ileC! Ilnk('<;
1l;':1.<:;{lll:II,k' (JlliC{'liIJl) 1'1 "llell CI1:l11W:
AlA DOCUMENT A.201 . I;FNrllAI. (.(INI1ITH IN" (If TIll'. <:' lNlllM: r I'( \1t ((F,r; I III 'I:.t ''IN. F(lllllTFFN III F.tln !rlN
.\1,,' . '~'I'''~-'llll ^,\lrnll','N1N"lT!II1Tnr^IH".!1tt!Tr~ I-V;NF\'l::Y(Jlll\^\TNITr-.'\'l: \'l:^"llnl':llll'.:.!l(' lOOPf,
A201-19S7 13
W^nNI~jG; Unl;r::("n~,.f1l1ho''''''''nylng vIOI;\lr.s u.s. cnpv""'" I"",!!, ~m! I!' 'l'llhjf"r:l In Ir.C:tt pm!'1f"ClIllo-'
.
5.3 SUBCONTRACTUAL RELA TlONS
5.3.1 I\r :lpprol1ri:llc :l!!rCelllClH, ,\'rlu('11 where lq!:111y required
(pr qlitli",', lhe COl1lr:lctor sh;tll require (,:1el1 SuhCOlllr:1Cl0l", to
Ihe extent (If the \"(.'nrk 10 he perforl11cd hy lhe ~\lh((mlr:lc'(Jr.
10 he hound to rl1(' Cnnlr:\C!or ht- 1("'1111.<; of the ContraCT \)oet!-
llIl'l 11.<; , :tnd 10 :l's.'Hlll1C I(lW;lrd the COIl(r:Klof all the ohliJZ:1tioll.<i
:1I1d re<;pon<;ihililie<; which the Contf;1("!or, 11\" these POc\!-
ments, :r,<;,<;umes (ow;1rd the O,,;ner ;md Architect. E:1ch <;\lhcOIl-
tr:lct ;1j:!fe(':mcm ,<;11:111 pre.<;("f1.'e :md pnH{'("( fhe ri~llI.<; or lile
Owner :lnd Archilect under tile (Olllr;lCI Documents with
r('''pcel to the \"(.'ork 10 he rer(ofmed hr the Sulxonlr:1ctor ,<;()
tlla! '<;llhC()ntr;1clin~ thereof <;'I.'ill not prejudice such righl.<;, :tnd
sh:111 alfo,,' \(l ttlC Sllhcontr:lctor. IIlllc~~ .';pccific:lfl\' pnwidecl
(Jthcrwi~c in (he ,~llhe(Jnlr:1ct :lgrecllJent, the hCIlCnl of :111
right..;;, relllc(lic~ :mt! redrc~.<; :1~:lin,~1 lhe Contr:1Clor th:u tile
Conlr;lclOr, hy the COntr:lCI Documents, I1:1S :1g;lin,<;1 the
Owner, \'(/here :Iprropri:lte, the C(lfltr:eelor ,<;h:ell require e:\Ch
Suhcontr:eclor lO enler into ,<;imil;u :l~recmen1.<; with SlIh-<;lIh-
COlllr:lCtor,<; The C(1fllr:lctor 511:111 l1l:lke :W:lil:lhle to e:lch pro-
po<;cd SuhCOnTr:1Clor, rrior to the execution of Ihe ,~uhCOnlr:lCI
;I~rcem{"nt, copie.<: or the Contr-:lCI DocurneOl.<: 10 \'\'hich tilt:'
SUh{:onlr:\Ctor \..'ill ht" hound, :1I1d, upon ~""ril1en reqllc.<:t of the
Suhconlr:lClor, idelHif~. 10 the Suhcolltr::lClOr term... ;Ind coneli-
litH1<; of tile proposed <;uhcontr;1ct ;Igrcemenl \'\'Ilich 1n:1\' he :It
\'ari;tncc witll the C{lIltr:lC( DllCUmelll.<;, Suhcontr:lcttlf.<: sl1:e11
similarly 1l1:lkc copk:.<: o( :lpplic;lhle portion.<; o( such dm:ulllefHs
:l\.ail:lhle 10 their re,"ipenive propn,e;eel Suh-suheontr;lclor.<:
5.4 CONTINGENT ASSIGNMENT OF SUBCONTRACTS
5.4.1 E:lcl1 subconlr:lCl :l~reemcnr ((lr a portioll of rile \''Giork is
:1ssigllcc1 hy the Contr':lClOr to the Owner rrovicleci th:ll:
.1 :t~.<;i~nllH':Il! Le; crrcctive onl~' ;'ICIer lermin:tti{lll of lhe
Contr:tct hy rhe Owner for ClIl,<;C pur,<:u:lIlt to P:tr,I-
~r;lph ! 'i.2 :lilt! ollly for 1110.<;(' stlhcontract :t~"~(,1llt'nt.<;
which lilt (lwller :Iccqlle; lw IHllifyin~ tht' Sull(:()Il-
tr:lClor in wrilill~: :111c1
,2 :t~.<;ignrn("llt i.<; ,~llhiect to the- rrior ri~lll,<; of the .<;mel)',
if :1I1\", ()hli~:lletl under hOIle! rel;uinp. to rhe Conlr:l!,:1.
5.4.2 If the \"(lork h:l.e; heen ,~tl.<;pentlt'(1 for mor{' tl1:ll1 ;'10 clay~,
the Sllhconrr:IClor',e; (()tnpens:uion sl1:111 he eC!llit:lhly :tdhl."lcd.
ARTICLE 6
CONSTRUCTION BY OWNER
OR BY SEPARATE CONTRACTORS
6.1 OWNER'S RIGHT TO PERFORM CONSTRUCTION
AND TO AWARD SEPARATE CONTRACTS
6.1_1 Tile (h'\'ncr re,e;l:'rVe~ rhe ri~l1t 10 perform ("{m.<:lnlctioo or
<ll'<:r:uiotl,"i rd:llcd 10 rhe ProjeCT .....ith !he Owner.<; o~vn (orces,
;mc1lo :IW:lrd<;t'p:u-:lIe COlllr:KI.<; ill Cflllt1ecrioll with orlier por-
tinll." (Jf tl1(' Project !II' nllwr COIl,<;lruclioll or opC'r:lIilll1,<; Oil tile
sile under COl1ditione; p( the COfltr:1CI klenticll or ,<;uh,c:;t:lI'li:el1\'
simil:1r r{1 the<;c indudin!Z lhose portioll." rc!:ne(l 1(1 insur:mc~
and \"\":li\'('1" o( ,<;llhrog:Jtioll. If [he Cfllltr:tCfor ("bitlis thaI dd:1\.
or :tddililln:11 ("o,"ir Lc:; illvolved h('cm<:c of ~;lI("h :\{'tiol1 h~' Ihe
()Wlln, ll1e (:lllltr:lclllr<:h:llllll:lkc <:ucl1 Cl:lil11 :1.<; ptp\'idnl e1<;('-
where ill Ih(' COl1rl:ICl [)n("tullelll.<;
6.1,2 \'i"hCll ,':cp:n:llC' cOlltr:lCt.<: :1Te :1.....;lIdcd for different por-
tions of III(' Pr()!cC! <1r (Jrllel C()ll.<;lrlH\;(ln fll' npcr:llinns Oil the
Silt' Ill(" ICI'tI1 'C()lltr:I(:I(Jr" in rhe CI,nlr:lC1 J)n("1lmcn(<; in e:I('!l
C:IS(' <;1I:11! rne:tn the (:(,mraC!IH \\'Ill' f':H_'C"lIH;,c; c;l{"h ,~('J1:lr:lle'
()\\'t)cr-( .(llllt:1C!()1 i\l!I(Tlllt'TlI
.
6_1.3 Tile Ot':ncr sh:lfl f1T(n"id(' for coor(\in:Hi(Jl1 or the :lC1h'i.
ties of the (h\'ner",c:; (It\-n rorces :mc1 of e:lC11 "ie-p:lr:ltf:' ("I'llrr:1nOl
1:"ilh Ille \'(fork (If Ill(' (,rHllr:lCrqr, will) ,e;h:ll! ("()(lf1("r;ttt' t\'illl
1 h{'111 , The C()llrr~nor ,c;hal1 ~l:lr1icip~le ~\'ilh nlher ,~ef1:lr:l1C ("fll)
tr:1('lot,e; :111(\ the ("hvtlr'r in reviewing their con<;trllclioll _~rh('d
ule.~ \'-'hen direC1cd In do so The COlllr~("!()t ,.;h:11I IH:Jk(. :ltl\
revi.e;ion.<: ro thl:' COllstrU('tion ~ch('(I\1k :1ntl COfHr:1Ct SUlll
deemed Ilcn:::;'<::lT\- :lf1er ~ joint rt';'\'il:"w :1llt! nlllt\l~1 :IRri"'cnWnl
Th(' um,"itnrClio{l .<;clICc1ulc_<; .<;11:111 the'n cOllsti\U1e 111,:, _<;cllccllllc,e;
to he used In" the- Contr:lctor, ~ef1:1r:lle conlr:lC!nf,c; :lntl rhe
Owner until suhsequcntly revi~ecJ
6.1.4 Unle,<;~ otherwise f1rn"id{"c! in 111(' Cfllllr:l{"( DonunCl1ts.
whe:1l the OWller perform.e; COllstructiOIl or opcr:lI;OIlS rc!:Jlcd
ro rhe I'rojecl t".'ith Ihe ()~'Ilcr"_c:; own force,"i, rh1;' Owner .<:h:1J11K'
deemed ((l be suhjecl t(1 the .<i:1me nbliEWI;ons :lncllO !l;lV!':' Ille
"i:llne right.e; which :1prly 10 the COlltr~Clor under the Comli-
lion~ of the Contr:1cl. incltIClin~, witl10tll excluding (l(!lcrs,
lllo,<;l:' ,<;t~led in Anicle ,'I, tl1i,<; Article nand Article,<; 1 n. r I
:lnd 12.
6.2 MUTUAL RESPONSIBILITY
6.2.1 Tht:' C011lr:lCtor ,<;h:lJl :lfforcl rhe Owner :tnd .<;ep:1r:lle cnn.
Ir:lCtor,<; re':lsot1:lhll:' opflorttlnilr for introductiOll :lIld storage of
their ll1~terial!' :md equipment :end rerforrmmcc of their :Jcl;\.i-
rit's :1I1d ."iI1:e1l connect :lIld c()orc!in:lle rhe COlltr:ICIOr"s COil-
,<:tructicm :mcl oper:ltion,<; with their."i:l~ requirl:'c! h~ tile- COlltract
()oClrlncnl!'
6.2.2 If p:1rl o( tile Contr:lclor',C:; \X/ork depend.e; (or pmJlCt
ex('clIlion or rc~ult.<: upon com;trl1ctiOll or oper:lljolls h~- Ill('
Owner or :l ."iep;lr:lle cnntr:IClOr, the COlltr:lClOr .<;11:111. prior rn
proceeding \\litl1 th:lt portioll of the Work, promplly report In
Ihe ArchilcC't :lpparenl di~crep:1I1cje.<: or ctdcrts in such other
CIlllstfuclil)11 111:11 wCluld render it un.<:uil:lhlt ((Jr sud1 pn1pel
CXCCW;OI1 :md rc,<;\III."i F:lilure of tile Contraclor ,<;(l tn rqlllrt
."iI1:111 COI1."litlltC :m :ld,not"..led~lllcnt tll:ll the Ot\-t1er',<; or ,~('fl:l-
f;1le nH1lr:lctl)rS' ("f)l1lpletcclllr p:1rti:aII~. Cf1nlple({~t1 ([1!1,<;1T\1('1i(!Il
t"i nt :lnd proper to receive the Contr:lctor"s Work, cxccpt ;IS to
defects nOI Ihen rC:I.<;on:lh1r discover:lhic
6.2.3 Co.<;ts CIlI."cd hy d{.'1:1)''<: or t,y improperh' limed :lnh'itic.<:
or ddeclive construcrion .<;hall he horne hy the p:m~' rc::::ponsi.
ble therdor.
6.2.4 The Ollllr:IC1ot Sll:lll promptly re1llcdy d:lfll:l~<: \\'I()I1~-
fully r:all.<:nl 11" the Cnl1lr:1Clor to completcd or r:miaU\' (OI1l-
rletcd ("onSIT11ction or to property of tilt' (hVller or SCP:H:IIC
(olllr:1t"lor,<; ;1.<; pffwidcc! ill Suhp:n:lgr:lpl1 10,2';
6.2.5 C1:lilll:::: :\Ild oll1er disputes :end 1l1:1l1cr,<; in question
hCl\'-'('Ctl the (:1l11lr:lclOr :lnd :lSep~f:Hc contr:lctor sl1:111 he ,<;\Ih-
;ect 10 Ihe provisions of P:lr:1gr:lph " ?1 provided Ill(' ~('J1:lr:llt'
corllr:rClllr 11:1S recipHlcl1 (lhfip.:llilltl-':;
6.2.6 TI1~ Owner :l1ld c:I(,:1l ,c;ep:lT:ltl:' contr:JcrOT ~1I:111 h:J\'C the
~:Hne re,"pon.c;ihilitie.<; for Cllllin~ :1m! p:llching :I~ :Ire de.<;nihnl
for the Cnlllr:1C!or in P:I1:agr:lph ~.I tl
6.3 OWNER'S RIGHT TO CLEAN UP
6.3.1 Jf :I cli.~rllte ;lri<;e.<; :lmoll~ Ihe Contr:lClllf, ,<;ep:1t:IH' ((lll.
lr:1ClOrs :lI1d the Owm'l :IS 10 lhe respllll."iihilit~. IIfHIt"r rhcir
respective (fll1(r:ICI!'i ftH l11:1int:lining the ,m:mi<;ce; :\n(i ::::llTPHH1tl.
jll~ :1f(':I free from W:ISlc lTlat("rbls :md rtlhhi,c;l1 ;IS (!('-'scrihnl ill
P:1r:lgr:lph 'I 1<;. th(' Ownct 1ll:l\' ck:1tl up ;ItHI :lllnC:ll(' tIlt' (',,<;r
;rnHH"~ rl1(l<:(' i'('S!)IHl<:il)!c :1<: Ill{' Ardlilt:C1 <!t'lcnlliIW<: 1(1))(' jll<:1
14
A201-1987
AI^ DOCUMENT A201 . (:rNI'ITAI (:C)NfJIT1()N.<: (If" TlIF njf:TI1,\(-l' H'1l (',f)N<;'J!1I_":lI()r.; . rlll:!n t~FNTJt n'lllf H,
AI,\' . .', l'Hl-I rlr A.\tF1UCAN tNSTll'l'TF. or AlTl:lll'1rr--' S, I -I'; rJF\\ \ "In: ^\Tr..l II". r-.: \\' 1\.\,:lnr.'(:I' 'r-: l' ( ""'f",
W^nNI~JG: ll"lie"""..fi f1hnl(>(':oflvinq viClI~I..~ U.S, cOflydQh'l::Iw" Illlrt r.. "\Ihi,.~lln '''0::11 prn....eulloll.
.
ARTICLE 7
CHANGES IN THE WORK
7.1 CHANGES
7.1.1 CI1:lIl~e.o; in the \"(/ork r1l:1\" he ~cc()lllrli~h('d ;lfln e:<('clI-
linn of lhe C.:!llltr;ICL :l11d witlHl1l1 in\':llid;ninp. tile COllrr:ln, by
Ch:lngc Orcin. C(l!l:strucliOIl Cll;ln~{' Direnivc or order for ;J
minor ch;rn~(' ill the \'ill/Tk. .<;lIhiccr to tilt' lill1il:lllOll... Sl:lled in
this Arrick "7 :lnd d.<i{'~\'her{' ill the C:onlr:ICl Doc-lImen/::;.
7.1.2 ^ (:h:1I1ge Order .<ih~/I he h:l.<;ed Oll(lIl agreefllent all)(ln~
the O\\'ller, C(lIltr:1Clor :111<1 Architect; :1 CO!1,<;lrtlClion Change
Din.:ni\'c require.'i :lwcCmerll b~' the Chvllcr :111(1 Architect dnd
111:1~' Of rn:1)' not hI.: :lgrc:cd to Iw 111(" COlllr:IClor; :111 order ror:J
1111110f change in rh(' \'(.'ork 111;1\" he issu{.'d h~' lite Arcllitcl'l
alnllc
7.1.3 CI1:rngt's in the \'V'ork ,<;11:ill hl' pnforlllecl llll<!er ;lppll-
clhlc pnl\'i,e;iorl<; or lht' C(lIlIT~<:l [)Ocumellte;, ::tlld the COlltrac-
tor .e;h:111 proceed promptly, nnles.c; otherwise provided in the
Change Order, COll,e;rruction CI1;IIl~e DireCtive or order (or ;1
lllinClr ch;ltl~e in Ihe "Cork.
7.1,4 If \lJlir prices :lre ,e;t:lled in the COl1lr;1cr [)ocumenl,e; or
suhsequclllly ;Igreed IIpOll, ;1I1d ir qU:1I1tilie,e; nrigin;tlly con.
t~mpl;lI("tl ;lre ~() ch;mRec/ in ;1 propne;ed Ch:ltl~e Order or Con.
S1rl.c[illll (:h:1I1~e l)ireClive lh;l! :.pplicllilm ()f ,<;\1('11 Ullil l)ricc~
III (!Uarllitk:s Ill' \'\:(Jrk pnlp(}Sctl will CHr."..... SUI).C;I:II11i:lf il1cquity
III rhe Owner or COlllr;lclor, llle appliclhle unit prin~.$ sh:lll he
{'quilahly ;ldjus[cd,
7.2 CHANGE ORDERS
7,2.1 1\ Change ()rd{:r i,e; ;1 \nillcn inS[fllllll'1l1 prep:,rcd h~' the
Alcflill.Tl :lnd signed hy the ()'''!In. (:orllr;rclor and ArchiteCl,
,<.;l:rlin.~ Ihcir :lgrn:l1lell[ upon ;111 or the (ol/owing.
.1 a ch:lllge in the \'Cork:
.2 thc :1I110Ul1r or Ih(" :ltljusllllcnr in [Il(' COn[r:lCl SUIll, if
:lll~'; :111d
.3 the cxtt.'llt l)f [11(" :ldjustllH..'1l1 in llle Cnnlr;ICl Til1l(;, ir
:1'n.
7.2.2 J\lclhod,e; \1.<;ed in dcterllljnill~ ;ld;wamenl.<; 10 the COl1lr:lCI
S\ln\ Ill:')' indHtle Iho."{' lisled in Suhp:lr:lgraph 7,_~.:~.
7.3 CONSTRUCTION CHANGE DIRECTIVES
7,3.1 ^ CflllSlnll.'liotl C:hall~e Directivl' j,<; :1 wrillcfl order pre-
p:ln:d hy llle Archil('ct :lnd .c;i~llcd h\' the Owner :lntl Archilt"Cl,
direcling a ch:lI1ge in the \X:ork :md ,<;t;lIing:l ~roposed ";Isj~ for
ad;W.Illlcnl, i( :ln~', in Ill(' COlHr:IC[ Sum or COlllr:lcr Time, or
1)(1111. Thl' ()Wtlt'f m:ly hy CIlIl.e;lructi(lll Ch:1l1~t' Dircctive,
wilhfltll in\-:rlid;ning [he C:olllr;ICI, order cll:lll~e~ in [he- \'Xo-orl-;
Wilhin lilt' geller:l! '';COpt' of Ihe COlllr:lt'r cOIl.c;i,<;ting o( :nldi-
rions. d('iCtiflll.<; or or her revj,<;in!ls. 1111.' COlllr:ICl Slim :1Il(1 Con.
Iract Time heing :ldjtl.'~led :lCt'flrt!ingh'
7.3.2 A Construction Cll:ulge Uirec!i\ll' ~h:tll he used in lhc
ah.<;enn: of 101:11 :lgreement Oil the It'Trl1!'> o( ;1 Ch;ulge Order.
7.3_3 Ir the CnllslruClillll Ch:mgc I>in'c'h'l.' prn\'idc,<: (or :1Il
;ld;llslnK'nl [0 fhe COlllr:T('[ SlIlll, Ihe ~diIlSlllll:llt ."hall he h:l.<;etl
l)fl (lilt' {)r tIll' fflllf1\\'ing lllcrll(lt!s:
,1 Jllllru;II :ICCcpt:1Ilce 0(:1 lump "UIll prClpl.'rly itemized
:Hlt! ~upponed h~' .<:ur(kil'll[ <:llh,<:I;lIl1i:llillg d:ll:1 III per-
Ill;l (T:lll1:lIiflll:
,2 Ullil Ilrin',", <::l:lfnl ill Ill(' (:cllllr;'C! I )(JCll1llClH.<:: III suh.
<.:nlll('1111\. agrr:nl \111(111
.
,3 ell<:r 10 he de!cr1l1irwt! ill :1 III;lIHl('( aj!l!Td 111'1111 hI
Ill{' p:Hlic.<; :llld a IlIlllllal". ;lCccpt:lhk fixed III fwr('t'!ll
:lgC fee: or
A ::IS provided in SUhp:H:lgr;rflh - ,1 6
7,3.4 Upon r('cdpt or :t C:ons[lllC!iol1 Ch:1Tl~{" Dirccrivc. rhc
COlllr:lctor ...hall promplly rroccec! wirh rile ch:mgc in tlle
\'{"ork involvcd ;llld :ldvi~e the Architect or tht' Contr:rC!()r',<:
:lwe('menl (11' di,c;:I~recmen! t\'ilh the Illelho(!, i( ;In\'. jlr()\'idc(1
in th(' Con,c;frUCI;on CI1:111ge DireCl;vc ror delCflllillillg lh(' pm
posed :ldillstrncnr in rhe COlllr;tcr SUIll or CIlIlrr:1C! Time.
7.3.5 ^ COllstnIC!ion Ch:lI1!2:e Oirective ,e;i.lZnl.'(llJ~. !he (:(11111':1{'-
tor illdiC:ll('s the :lweemcnl or the COlllr::lClor [herctvirh, inc/ud,
jn.~ adjuslment in Contr:lcr Sum :ll)d Conlracl Time or the
method ror (k'.crmillinp. Ihem. Such :1~reellll'lll .<;h:11I hI.' cflee
liv(' illlllle(li:lldr :llld sh:lll he rccorded a~ :1 Change Ordcr.
7.3,6 If lhe COnlr:IClf}r doe,<: nOlle,e;pol1d prolllptly nr dis;lgr('(~.<:
wilh the Ill('thod for :ldjU,e;tlllclH in lilt' CPllIr:KI StUll, lhe
Illethod :lIld fhe :1d;U,c;lrnclll ,e;hall he dClermined h\' the Archi.
lec[ Oil Ihe ha.<ii,e; of rC:lsoll:1hle <::'xpendiIUrc.e; :md ~\'in.'!~ or
th()~e pt'r(orrning tht, \X'ork :utrihul:1hlc 1(1 Ihe ch:l1lge. includ-
ing, in C:lse o( an incrC:lse in the COlllr:lCt SUIll, ;1 n::1.c;ol1:thle
;lllow:lI1C(' (or (lverile:ld :lnd profit. In .<:tlch (";1.<;(:', :lrld :r1so under
Cl:lllse "7"L~,". Ihe CPfllr:1C[Of ,<:11;111 keep :lll<l present. ill ,<:ueh
[orm :1,<; the Architect rn:.y pre,<:nihe, ;lll ifemi7,l.'l.1 :ICC(lUlllillg
Inw.ther t'\'ilh :lpprnpri:lt('<:llPPllrl'llJ! d:rr:1, l1nl('~~ nrll('rwi,,{
jll(l\'idnl illlh<.: COlli 1':1('1 1)lInmlellt~, ("(I<;'S for rht' Illlrl'()"('<: III
lhi~ ,o..;uhp:lr:lgr:lf1h "7;\,(, .<;h;II] h(' Iimilcd In rhe fflllot\'illg'
.1 costs n( bhor, including sod:rf<:I.TlIriry. old :Il-W ;lIId
1Illcmplo\'IllCfll in.<::\lr:lIln:. frillgc hCildil.<; n'(luirn! I,~
:lgn'ellwlll or ('lISIOIll. :lntl t\'(llk{'r~. or \\'orknwll <;
<lltllpcnS;Il;(1I1 iI1SIIt:IIl{'t':
,2 CO.C;I."i '1r rn;ll<.:ri:l!s, <;llpplic<:: allt! cqUiPflll'll!. illCllld-
ing ('osl flf Ir:lIlsf1(lrt:lIillll, \\'herhn illClJrI1(lI":UI'tl {I(
('(JIl.'>\IIll{'t!:
.3 relllal eosl." o( 'n:Khin('IY :lIld equipmt'llt. cxcltl.<;i\'{' of
h:lnd .oolc;. t\'hethcr rcnfed h011l 1h(' COllrr;l{'tOl' III
olhers:
.4 eOSls o( premium<:: (or:lll hond<: :lIJd in<;llr:tl1Cc. plTlllil
kcs, :11111 <;:Ik'.". u.<:e or <;imH:n laxes rd:lIcd 1(1 !II('
Work; :lnd
.5 ;ldditilln:ll cos!.r::: of .<:llper\'i,<;ioll :1Ilt! field orrin' pl'rSf\I1-
Ill.'l directly :ll1rih\1l;rhle lo'lhe eh:lIlgc.
7.3.7 Pending final delermin:II;oll o( CO.<:1 In lhe ()W11CI",
:1ll1011111.<: 1101 ill dic;rute m:IY ht' illcluded in l\ppli(,:UIOll.<: for
P:lYlllelll Tht' :1I110Ullt or ern!ir to he :lllll\\Td hy lht' COlllr:rl..
ror 10 Ihe OWller ror a deleTion or ch;lIlgt' t\'hich rC,e;nlt,e; ill :r !leI
dccn.::1."c in lilt.' COlllr:lC! Sum ,<:11:,11 he :lCltl:l! Ilcr ('nq :J~ CllIl-
finned hr tilt' Arr!lifeCI. \'(/hen hOlh :rddilitln,<: :lIld nnli!~
('ovcl'inR rd:lll'd \X/ork or Sl1h,e;lirurilln." :11(' illvolvcd ill ;1
ch:lIlge, Ihe ;lllow:mcc (or Il\Trhead alld profir Sh:lJl hl~ rij.!wt'r1
Illl [Ile h:r.'iis IJfll('l il1oc:,sc, i(;rnr, witll r{'specr III rh:ll ctJ:rl1J!C
7.3.8 If rhe OWllcr :tnd C(ll1tr;wlor dll IHII :II-!I'l't' I\'ith rhe
:ldiu,<;tIlWIlI in COlllr:l('{ Time' or tht' method ror tk'l('rminill~ ir.
lilt, :,djl1:<:IIlWl1t or Ihe mcthod :;11:1111)(' rc:fcl'led In rill.' Archi!eCt
(In ck'lcr'lli'l:ltiflfl
7,3.9 \X'hCll lilt, Ot\-ner :tnd Cnnlr:1<:!or ;rJ!ln' with rhl.' tlt'l!'!
Illin;ttioll 1lI;ldc h~' lilt' Architt'CI ('(lllcernillf! rhe :ldjtlSIIllCIlI<: in
lht' COlltr:wr SUIll :lIld Ctl1l1r:wr Til!le, lJr lIltwn\io;c rc;lch ;rnr(T
lllelll llpon lhc adjl1SIl11('nIS,e;lwh :1J!!r('IllCIH<:h:rll hi' dfnli\',
illllllnli:lIdy :IlHI sh:tll lw rr-('t'f{ll:t! 1,\' prq':lr:lli("l ;llHI (''.;('( 11
rion Ilf:lIl :Ipprllpri:lle Change ()nin
AlA DOCUMENT A201 . r:FNEllAl. C.11N1HTlf1N:; 0'- TIll' r(JNTlIAcr f'llll U1N.<:TrU'(:TlrlN. f'(11111TFFNTlll'llfTlI1N
Ilr,\' . 'Clt'HrTI,1 '\~rl'lll(:^~'IN"lrn'IFIIF^"(:II1Tf'("r'~, 1~\<::NFWYfJllI\I\\'F.NI'r' NW \'(',\';llrNI;rr,f-,,' Ill: 2''''1'',
A201-1987 15
W^n"'ING~ UnlleE'lrl!1(>d phOlncl)!"'Y1no viol"t..!,: u.s. copyrighl htw!I ~nrll!l !Iu"!..cltn I"~A' PI'O'l..eutlnn
.
7.4 MINOR CHANGES IN THE WORK
7.4.1 Tho:.: t\rchilcc: vvill h:1VC :lUtllnriry 10 orde~ minor ch~l11~es
in tfH.: \'C()rK nOl in\"ol"ing :HJju:wlle:H in the Conrr:Kt .-;Uln or
~xlcnsi()n of the (,mlr:.JCt Time :md nor jl1c>n~iSlen{ t,...1th tile
Inten! r)( lhl' C(JIlII":Ict f)(KUmeIllS Such ch;lnge.e;<;l1all he
drCCiCd Iw ~vrint.:ll order :md sh:11I he 11inding nil the Ownt:f
:Jnu Cull1r:IClor The Contr:lCIOr sl1~lI carry OUI such wriuen
{lrdcrs nn)Illf1t1,"
ARTICLE B
TIME
8.1 DEFlNITIONS
8.1.1 Unies.<; otherwise provided. Cuntrac:, Time Lc; the period
of tjme, includjn~ ;llHllorized :ldjU::Hmcnt5. allotted in the Con-
[r.le! Documents for Suhst:mtial Completion or the Work.
8.1.2 The c.tlle of commencement of the "l;'ork 15 (he d;lIc
eSl:111lished in the .'\gre~ment. The d;ne Sl1dJl not he pwnponed
h,' L1le failure lO :lCl of the ComrdCtor or of rcr~on.<i or emities
ior whom (11C Conti-Ioor i~ responsihle.
8.1.3 The- dalc tlf SUhSI:lnti:li Compieti()l1 i~ (he d:Hc ccrtified
iw lht' Architect in :lccord;tl1ce with P:lr;tjlr.lrh Sl_H.
8.1,4 The Icml 'd:l(' :l~ u:-ied in lhe CtllUr:u,:l J)11C\Ulle1\l~ ,..11:111
lllC:lll c:licndar day unk.:ss oll1(.;n\.'i~c sp(:cilk:aliy <.lcfil1cl..I.
8.2 PROGRESS AND COMPLETION
8.2.1 'i'iIIlC liTllilS slalcd in the Ctllllr:lI..:t 1)(lClIlllC!ll.'i :lre llf tile
cssenc~ of tht' Contract. By cxcnuillg tile: r\1lfct'mclll the Con.
lr:l{-lil!' UHlliltllS 111:1\ IIH.: (:(llHr:lct Tillle is;; rea.'i(In:lhlc pCrill(1
fIll' !)erf(Jrt11illj.:. tilt.: \'(/()fk.
8.2.2 Tile CtH11raC1or Sh:lll nOI knm....ingly. l"X(l'pl hy agree.
ment or in.<;(rtIction of the Owner in ,:vrillng, pn:ll1:uun.:h' COIll'
menu,: nper:l1iflnS Oil Ill(" SilC Ill' dsc\\'hcn: prior III lllc dT<:nive
d:lle of in:-iur:UKt: required hy Anidt: I I 10 he illrm!ihcd h\' the
C()ntr:lclOr. The datc of commencemellt of rile \,",'ork Sll;tll not
he dl:lI1g<:li by tile c;tT(;Cli....e U:lI(; of 'itH..:11 ill.'iur:nu..:t.;, l ;nk-~s the
d:lll: of ("omI1H:nCClllCl1t is c!il:lhli.shed hy :1 ilClIi(..'<.: 1(1 p!"()(Tl"d
~;~Tll In' Ihe ()\\,I1<:r Illc (:(llltr:I("l1 II' ,__11:111 III l(il~' lhe C h\'lltT ill
wriling lUll le:-;.'i 111:111 Ilvc d:i\'s (II' IllIn'!" :lgH.:nl pt.'riot! IlefcJf(:
l:ornmem.:ing tIle \'(:(jrk: to pCrlnil the limely lilin~ of m()ng.:.\gc~.
Illccl1:tnic's liclls ;lnd (aller sccurity interl:.st~,
8.2.3 Tllt.. COl1lr:lctm sl1:111 pron:eLi expedi(i()t.I~ly 't"\'irI1 ;Jde.
q\l:Ill: force:,> and .sh;lil :lchicvc Su/)st:Il1(j;l1 Completion ,virhin
Ille COlllr:1ct Time.
8.3 DELAYS AND EXTENSIONS OF TIME
8.3.1 If llle COlHr;IClor i~ del:lyetl:1l am' time in rro~re:<i~ of tile
\'(.' llfK hy :111 :lct or ne)J:iect of tilt' (h....ner or :\rcllilect. or of :111
I...."lllplnvt:t.: of dIller, or 0(;1 sep:tr:lIc COlllf:lt't(lf (:l1lpIOYL'd lw
It)e (l\\"nCf. Of Iw ch:Ul~es ordered in the \\':ork. or Iw J;lhor
di.'iptHcs. I1re. unll,c;U:11 dcl:IY in dclj\'(:ries. un:l\'oid:thlc GI!it1;lltre:-
(11' Illiler ("::usc.; he\'(llld tIlt: C:IJll1r:ICI(lr.s Clllll('(lj. ()I' hy dc.:l:iy
:nltlillrized hy rilt: ()\\"l1er pt:nding :lrhilr;llifll1, (lr fly lllht.'r
~.::l\t:-;<-'s t\'llich the Archilecl delt.:nnlllc:-; 111:1\' :u~tih' dci:lY. 111cll
Il1c (. 11111':1t.., Tinll: shall he ~~telHit..d h\' Lh:lll~e Onkr for sw.:i1
r-L"::'illll;!illc lime :~,~ llle ,.\rchilec: J1l:1\' delenl1ine.
8.3.2 Cbilll.<; rei:1l11ll.: ]0 lime sl1;llJ he Ill;ltk: in :lccnrd:lllCC with
:1!lIJlit ::nie nni\-iSlf Ins, Jf !)::ragr:11l11 -' ~
8.3,3 i'lll~ !);lr:1I..:r:11l11 " '- d(){"~ nIl] :~n.:,:.:iu<k' r('('l\"~T: (l( d:llll
:1.:'-'> ">f 'It"i:l\' in' ''':~lill':- i1:1n\' untie: rll!1I.:!' '1!(\\'~<;1(1l1." {l[' ill(:
1I1li:H..:: :)IIUll11l:llIS
o
ARTICLE 9
PAYMENTS AND COMPLETION
9.1 CONTRACT SUM
9.1.1 Tile Cll1tr:lC .'iulll i.<; SI:H<:U in the Agreement :111d. inclutl,
in~ :1uChorized Jtliu~tmt:nLs. Ls tile tot:d ;tll1ount r;l\':lhic h\. the:
Owncr (0 the Contl'actor for rerformmKc (Jf the Work under
the Contract l)oGlO1cnt.c;.
9.2 SCHEDULE OF VALUES
9.2.1 Oefore il1e I1rsl Application for P~yment, the CO!1tr;l("tor
,c;11:l1l slIhmit [() the Architect d .schedule of v;llue~ alloc:1tetl t(J
\'arious p(Jnion~ of tht: \'G'ork. rrcp:lred in such form :lod SlIp-
rorted by slIch d;u:l 10 ,c;uh~tdn(i:ue iL'i :lCcur:lCY a,s tile Arc!1iteG
m:IY require, This schedule. unlcs.'i objected!O hy [Ile ArchitcCt.
sh:tll he used ;J!> :1 h:L"is for feviewill~ the Contr:lclors Applic\-
I ions fOf P:lymem,
9.3 APPUCATlONS FOR PAYMENT
9.3.1 At 1~:lSI ten tlm's hciore thr: d:lte established for e:tch
progres.<; paymem, the Com..tctor sh;lil suhmit 10 rhe Architect
:Ul ilemized I\ppiic:uion for P~ymenr for oper:ni(ln~ completcd
in :lc:cord:lncc: ,<:\"illl the .<;chedtllc: of \':lltle.c;. Such :Jpplicl!ion
sh;11I he 11(JI:lrizl:d, ir rt"quireu, :lnd supporled hy such d:ll:l
c;ulls':mli;t(in~ the COlltr:1Ctor.s righl to p:lymC111 :l!> tile < )wncr
or :\rchilec:! may fl"l[UiH:.'iueh a.c; ("Ol1i<:." of requisitions frnlll
SUhCOllU:IC!Or.'i ant! Ill:ltL'ri:ll sllPplit..rs, :lI1d rdlecting ret:lill:1gc
if provided (or elscwhen.. in {he CO!'Hr:1ct !)oCUll1eIHS
9.3.1.1 Such :lpplicllillll:-i 11I:ly include rt'qtle:-ts Ii" p:lylllL'111 (Jll
;It"L"oIl1l1 of (:h:lll~C.'i in the Work wl1ich 11:1\'(: hel'1l pr(J!1L'rj"
:ltltIUlr1i'.cd hy C:on.'ilrtt("\ilJll Ch:1I1gl' Dircnin..:s hUl nil! yet
illdud<:<l in Cl1;lllge Ordefs
9.3.1.2 SII("h :lppliCHipll.<; 111:1)' nol incltltle I'cquc:-t.'i rllr p:!y'
rllL'l1I {If ;1I11(1l1l1t~ tllc: <:{l!1Ir.K!(lr d(}t.s Illl( inlcnt! ICl p:IY 1(1 ;1
:"':'(11)('1 111Ir:tClCJr (Jr 111;llt:ri;li supplicr h<"~;llIS<.: (If a disllllle (II' {Jljit:r
rCISllll.
9.3.2 I ink's.'i ottlcrwi~c prcn'idcd in the COlHr:l('! I )O("tl1llL':1[S.
p:ln11Cl1l." shall he m:ldc: nn ;ICCOt.lll( of m:llcri;tls antI eqllipllll"111
ddh"l'red :ll1d "uil;lhl\' slorL.t1:lt the _c;ile for <.;tlh.'icqlll"nl ill('IJr-
fltlr:llioll ill tilt, \X'r/t'k. If :Ippro"l"(l ill :1l!\':1Il("l' in- 11ll" ()wnl"f".
p:lY111t:1l1 ll1:ty silllii:trl\" h<..: 1ll:lde for rlI:lleri:ds :tnd eqllipllll'lH
sllitahl\' Slorl"d off Iht' silC: :11 :\ loc:1tiol1 :1~n:~t111p(Jn ill \\Til1llg.
P:tYIllL'l1\ for rll:ltt'ri:lis and equipment stored Oil or off the SilL"
Sh:lll Ill' ccllldili..lnL'U upon cCll11plim1ct' l1y thc ClllHr:t(.'wf wilh
rro(.'etlurt.-:> .':;:nisf:lcto~' [0 the Owner !n e~t:lhH."h the (hvm.:r'<;
title to such m;llcri:tl,s :lm.l equipmcm or Clll1cfwise protect [he
Owner's il1lcresl. and _<;11:111 includc :lpplit.':thie il1~ur:llln:,
,"Inr:lgt' :!nd tr:lI1spon:lIioll 10 rile sile for such 1l1:lIeri:ll.... :ll1d
r:quipl11CllI stored off Ihe .c;ite,
9.3.3 The Contr:lt:lOr W:lrr;tl1l:<; th:l1 title to :111 Work cDverl:d i)y
an r\ppiic:uiol1 for P:/\'lTlt'lll 'tvill p:Lc;.c; 10 till' Owner l1olalL"r tll;lIl
llle lime of p:lymcnt. The Ctllltr:lClOr further W:lr1':lIl1.<; th:1I
U!1(In ,..tlhl1liftai rJf :ltl l\ppliCllillll 1(11' I):l\'melll :111 W/tlrk IlJl'
'."\'hidl <:crtif'iclles rIll' )1:1\'llle11l h:lve heen pn.:VilIUsl\' i!i.'ill('tl
;111(.1 n:I\'n1<::nr.<; rcccivcd ["rolll ll1e Owncr..hall. 10 IhL' he:-l of the
Comr:ICltJr's knowiedgc. inform:lliorl :lI1d heiief. he (rLT :md
de:lr of lit..ns. C!:IlIllS. ...ccurity illll:rcs[~ Of '..:ll("t1111hr:Il1L'L"." in
f:l\-'Clf of thl.: C HHr:W!(J!'. SUhClll1lr:lClors. Il1:Hefl:ti --uppiiLTS. 'lr
()jllL'r per~(H1s \)1' ':l1luies l11:rkill~:1 claim by rC:lStJ1l 1)( il:(\"llll..!
pnl\"idt:d !:lhof. m:ilen:Ii." ;lll<.! cqlJipmenr n.'l;ltlll~ III Ihe \,\, lrk
9.4 CERTIF1CA TES FOR PAYMENT
9.4.1 The :\r<:tliIL"("i \'.'ii!. ';\'Ililin "e','en r.i::\'.~ :lflC~ ~C'__(.:lllt li ,IIC
(,illllr;lCl{lf.~ ,\I'lliic;llllJ11 :(lr !';I':lnent ...:ttnt:: !.__.'iIIC 'r ,ill"
16
A201-19S7
AlA iJOCUMENT ,\201 . ';ENER.,\i. ':r1:-':1)ITH1'.:~ 11' -:']1,' , ",",,'1('\( ';(~fl "rl'I"T!l1-r:-:-V1~ . .'1 '1 'W' i F'.:1"f! 1':)1,11,',
\:..\' . ":Tlllo<-';'\lF \',IF;<I('.,\t"rN<;T:TI:~';:"lF \;U:!r:T' "':-, ';F'" 01\10; \\;':-';1'1' '~',\ \\"~'11'-.;",.:""'" "
.'Jt\.n"UNG Uniicensen Cn010CODVtnOJtot;ues U,S. =oovrll~nt tInY'! "'''d io:; 'llloiec: to I~Cal OmS~ClJIlO~
.
(h\'l1ef :1 C.cnificHC for P:rnl1Cl1l. \\"i,il :1 ("Opy ~(l {he Clll11r:1C
lor. f()r~l1ci1 :lIl1ClU111 ;t.<i tile :\rchirec! dc!t:rmillcs is propcrh"
due. (l( norif," lht' Contr:K:tor :md Owner in ""rilinp: of rhe
.\rchilecl.s rC:1SCl!1S f(l( witlliHli(iing n.'niricnicJll III Whllic (If In
i':lfl :1." pnlvitll'tI in Sllhp:lr:1.l.!!":q)il <l,'i, J
9.4.2 The issuance Of:l Ccnific:Hc ((l( P:lyrnenr will crm.c;(intte;1
rcpre:sell1:11ion 'r1y the :\rctlilcct to rhe O~'\.'ncr. l1:I.scd 011 the
i\rchiIect"s (In.c;er.:llion::;;1( Ihe SHe :1I1U lI'le data compri.sing the
Apriicl(jnn for P:1\'mem. that rhl:" \'V'ork ha's rro~ressed to tl1e
!1oil1l illdiC:Hed ;mu th:IL 10 lhe he!'t of tile Arcl,jl(,~ct" s knowl-
eugc. information and beiieL quality of tile Work is in ;ICCor-
d:1I1u: willl the Contract Dncul1lent.c;. nlC foregOing repre.'icnw'
\iOIl.<i ;trC 'iuhjeCt ({) an eV:llu:Hioll of the Work for conforrmlOC:c
',villlthe Cumr:tct Documentc; tl!)Oll Suhst,lI1ti:t1 Completion. l{)
I'csui[s of subscqucnt test'i and insf'cctioos, to minor de','i:tlions
I-rom the Contract Ducl.lmem~ correctable prlur 10 completlon
;lOd to ~pecitjc qu:zlificHions expresscd by the Architect. The
i,<;SU:1I1CC of ::l Certificlte for Paymem 'tvm further comnilUEC :1
rcpresem;:ttioll th:1r the Comr::Ictor is emilled to ~vmem in the
amount certified. However, the issu:tnce of:l C~fIific:He for P:1V-
l11ClH will Ilot he ;\ rcprcscnt:Hion then the !\n:l1itcct h:i.<i (I)
Illau<.: (.;Xil:IU.<ilivt" or cuminuol!." Oil-sit<: inspcr.:tions to cheCk thc
qU:llilY or (lll:lntity of the \'(;ork. (21 reviewed constnle:tiOll
11H..':II1S. Illctll{)t!S. techniqucs. SCUlIelK"e.'i llr procedures. (.l,,)
rc\'iewed copies of rctluishi<Jn." recejvl::d fn1Tn SUbCtl1llractt1rS
and rn:llcri:ll suppliers ;md (jlhe d;lta requested by the Owne:-
to ,~ubsl:1nU:1te tile Coml.lc!ors Li~l1[ to pavment or (.q) m:loe
c..:x:unin:Hion lO :l<;<:CJ1;lin how ur for wh:u purpose the Comrac-
lor h:l<;'llseLl 111011(.'\' pn:viousl\. paid on :ICCotHlt ofllle CUl1lr:lCl
SUIll.
9.5 DECISIONS TO WITHHOLD CERTIFICATION
9_5.1 TIle ArelluccI may tlecide not to certify p:I~'1llcm ant!
m:l\' 1:Vilhholtl:l C:crtilicllC for P:lymenl in whole: or in P:lrt..l(l
lIlt.. I::Xlent rC:l.<;on:lhly ncceS.';;If\. (() prolect 1/1e O't\'ncr. if in the
:\rcl1iICCI'S (Jpillf(lO the rcpre.'it:n[:ui(m:; tel tl1(:: O"t\'llcr n::quirc.'d
hy Suhp:lr:llZr:lph 9.,Ll cannot he made. If [Ile Archilt:c: is
ull;lble 10 certify p:lymcnt in the ;1l110Unt of rhc Applic:nion. the
An.:!lill..:n ,viii l10liFy thc COfl(r::Clm and Owner:\.'i provided in
~l1hp:lr:n~r:lJ)l1 '.) "1,1 rf the C:onrr.ll.lor :1I1(t Archilel.:T C:lIl1l01
:ign.'e on ;1 ITV1.'iCti :UIlOl!Ill. IlK' I\rcllilect "':ill promptly I."Sue:l
CC'nificltc lor [J:lymcnr ror 1I1C al1luun( for whicl1llle Arcilitc;ct
i." :Ihlc.' 10 make such ret1rc:.<;ent:llions 10 Ihe ()'t\,'ncr. The Archi-
11..'0 111:1\' ;li~() del..'lt1<: not 10 (crlffy p:I\'me1l1 or. hCG1tI:-it.: of
'''UhsCqllCllli\" discovered ('\'ic!t'llCl..: or ::;uh:-iequcnt ohscr.;tlions.
m:l\' nullify llle whole or :1 p:lft of a Ccnificuc for P:lymcm
prl..'\'1(lusl\" ~.'i:<;lled. to SUdl eXI('fll ;l"i m:IY he llCCC.....";Il-:. in llle
'\rt.:!liICC"t'S opinloll 10 nroreCt fhe Ownr-r fmmlnss beC:lusc 0(:
.1 (k.:leclivc \'(tnrk not r<::!'lH:din!:
.2 third part\" cl:lims filed or n:ason;lhk l'\'ldcnce imiiC:ll-
ill\.; prni"):lhle l1ling of SUl.,"ll ct:lim.'i:
.oJ f:riiure or till' Contr:H.:;or (0 rn:lke p~\"rnent.c; prop-
:....rh. to SuhContraClur5 ')r for i:lhor. rn:lIen;lis '.lr
~'(nl1pmc:H
.4 rt::l~(JI1:lhlc ,'vilicnct: :-il:H [ht: \'\:llrk cannot be COIll-
),ielCd itw-tIH.. llllp:ri(i ~1;li:1Il(c (If I he: (:,lnlr;lC:l .'\llIn:
.5 d:1Il1:lgC tfl the: ()\"\"ne; ,:lr ;lll{lliK'r C!lIl1r;I('l(lr:
.6 1'c..:::SOll:lhie :,:\'ide:l1C(.' {!l:11 rile \X'nrk wiit !lOI he ("(1In-
piCIl.'d wjlt,in the C(J!\{r:::.:: 'iilllc..:. :mtl Ih:u the unp:litl
!l:ti;ll1u: ':\.'Ollki !lOr:l:': ;KK'OU:lle It I C( U'cr :lctU;l! ! 1f
ii(ltTltl:1U:',: :..i;lm:lg<.:" r(~f :!1c :lIllKip:lIni dd:r\": 1r
.7 :'('~'<'1qe:H :;l1\lII"(':n
It!; tile W.(lf..:ll ;lCC'l!(::lll("C
A201-1987
17
'XTlll :Il( . HlfClC: ! \(\(cllT1t.'!lT."
.
9.5.2 \X.hen rile ;lhn\'l:: re:lson.<; for \V1l11hoJcling ceniflc:uion :If'l'
rcmoved. cenificuiu!1 \\'ill h(,' made for ;lmr.1urH~ 11r::'.'illl1~h'
'.\'itll11eiti.
9.6 PROGRESS PAYMENTS
9.6.1 :\fter lhe Archil,:<..:t h:i~ issuc..:t! :1 c;~rtincltc for !1;IVl1Il..'l1t. '
tile Owner Sll;tll m:lkc p:ryrnem in tile m:mnc.:r :ll1d within the
time rrm'ided in thc Comr:lCt Ooci,JInent.'i. and .'ih:Jlt S(1 !loUfy
lhe Archirect.
9.6.2 Tile CoO(r:tctOr sh:J1I prompdy p:lV :::1<."11 SUiKOI11r:lCtor.
upon receipl of p:lymem from the Owncr. Olll of the ;lInoum
paid to [he Contractor on :lccount of such Su!Jcomr:lctor'.'i por-
tion of the Work. the: ~rnount 10 which 5:lid 'suhnll1tr:letor is
entilled. re:l1ecting percentage.s :lCtu:JlIy rC!:lined from p:l~'mcnt.<;
to the Comr;tcmr on account of .c:uch Su!Jconrr:lCtof.c; portion
of the \~.ork. The Contr;tctor .'ih:;>l!. by approrri:lte agreement
wilh oeM Subcontractor. require each Subcomr:lctor to m;lke
payments to Suh-suocomrnctors in similar m:1nner.
9.6.3 The Architect will, on request, furnish to :l St'lbC0l1tr:1C.
lor. if rr:;.cticable: iniorm:nion regarding percentages of com,
r1ctiol1 or aJl10unrs ::rpplied for hy the Comr:lctor :lnd ;lction
t;lkcn :Ilc..:n.'on hy (he Architcct ;lI1d Owner 011 :ICC(J{l1l1 of por-
lions or the Work done by ,<;uch Suhconrr:lCtor.
9.6.4 Neither tile; Owner nor Architect 'ill;llIll:lVe :1Il ohHg:nion
to p~y or to see to the p<lymcm of money to J Subcomr:lClOr
except :1S m:ly otherwi.~e be required by i;nv
9.6.5 P:1'\'nlcnt [0 rn;ueri:1lsuppliers .'i1l:1!! be tre:Hcu in :l1ll:lflm:r
sirnil::f to rh:u provided in SuI1p:Jragr:1phs 96.2. 9.<1.:- ;Ifltl t),(l,.i.
9.6.6 r\ Cenific:1tc for P:lymem. :1 pro~n::s."i rayment. or p:mi:ll
or entire use or occup:1ncy of the Project hy rile Owner .'ihall
not n111.<;iiltHC ;Icccpt;mce of \'(;ork llot in :l(cor(!:l.l1Cl' willlltK
Cr.)l1tr:lC! DelCtllnent."i.
9.; FAILURE OF ~AYMENT
9.7.1 !f [he ArcllilCXt doe.'i nO{ issue:l Certificate for P:1vmelH.
throt1~h no faull of the ConrrJctOr. within seven d:tvs after
n:Cl::;pl of the Conlr:lCtor".'i Applic:niotl for P:l~'ment. qr if rile
Owner dues nOI r:i~' the Conrr:tClor \v;thin .'ieVen d;IY.'i ;Iftc:r rhl..'
d:11e es(:1biished in rhe Contr:lct [)oewncnI.<:. the ;1l1l0111H o::r-
(ified tw the AfChitcct or :lw:mJcd by ;lrbltr.Hioll. Illt:1l tile COIl-
[r:lCtof rll:1". llrOIl scven :lddi[ional d:IY,< writlen !lolio:: to [he
Owner :::nd ArcIlitect. ,<;1011 rhe Work until p:lymCl11 of tilt"
:\1l11llllll owing 11:1." i)Cl'n rcceived. The C:lfllr:rn Timt' Sh:lll he
extended appropri;lIety :md the CUflIr:1C1 SUlll sl1;11l hc
incrC:l."iec.l hy !he :Imount of the COntr::lctor' 'i re:lsOll:ihlc: CO.'iIS of
.'illUl-(\own. tld:ty :lnu Sl;lrt-Up. Wilich sh:lll hc :It'compli.'ihcd as
rmvided in Article -::-_
9.8 SUBSTANTIAL COMPLETION
9.8.1 :-\uhS{;lmi:tl COlllpletion i.'i [hc SI:I~R' in tile progrcss ()f till'
\"('ork <;\.hell rllt' \""ork or de.'ii~n:1(ed poniOll th<:reof is ~uffi-
ci('"nlh. ':'omplelc 111 :Iccorcl:lnc:: <;\'itl1 lhe COl1lr:!CI Docllmcnt."
so the ()wncr (':Ill occupy or ulili7.e tIle Work for it<; intc..:nclerj
u.<;("
9.8.2 \'\'hcn the COlltr:lcwr c()ll.sidcr~ ,11:lf :Ill' \Vork. or :1 por.
lion lhcrl'o( whie:l' ;ilC 01,.vncr :lgrc~s to :ll...'ccpr ,"<..::par.lll'i\'. I~
<;UhSt:l/1li:llly cnllll1iCI(,'. tll~ COlltr:KlOr shall pn:p;lf(;: :lI1d"ubJllII
ro rile :\rr.:ililcr..:l :1 cornprei,c..:n;<;l\.c ii."it of i{elll.' 10 he l'(Jlllpk'lni
(lr ~'()rrec'l'(l. The Cnntr:1CTOf _"h:lit pron.'c..:d i1((l1llolh. 1(1 ('(Ull-
DICIt.' ::l1d (orren ilems on the ii."!. F;liiurC!t) illcit1dc:m ilcm (Ill
~uch ;i."; d()l'~ nor :1Hcr tilt' res!1o!lsihiiir\' of :hc C(llllr:K~(1r 1(1
;::")lllnit...~ ;l!i \'Cnrk ;n :JC('C1rd:tnc,? ,',..irl' ~llc '.:: llltr:K, [)\ l(U-
'nl.nt" :1tl!1 n.:C~~:{1t (l( tll<: (:mrr::Clflr ''; ii."l. :Ill' .'\rchill'Cl 1:\'itt
'11::..1..' ;or', :nsnCC:1HHl II) '.Jt"It..'rnHI1c..: ';\,:i1C:llt:f :ill' \X'(Jrk "r dl',i~
AlA DOCUMENT 4.201 . ';i':>:I';.('\I, '-:'\"HltTl()N.~ nF ~Il;::' ",'''n~"c-:' ;o(l~' (~~STRI" if:" "n!;RTf.:::~T1! ~j)lTl(1",
I"~ ""llfO,\II';'!' ,"il:'\'''~-' "F..I>!'II-n:......~ -'~.,:F':;..('11;.:\'.-.,.'I'.-...\ 'i'\.';il!:-.rf;';'f'~;'" "('i'(,
'1VARNrNG: .Jnlicen<:ea rmOlOCOovlno VIOlat~s U.S. :ODvTl0Ml t::l~ ;'Irln is sur:Il'!!';~ to I"!]::ll ::m,s@C:Jltnn
.
ll;lI{"d portion thereof j.. .<;utlsl:lIlli;llIr complete II lilt"
Architect'" inspection cl;sclo.c;t::.<; :mr item, whClllCl 01 not
inclmk:d on rile Conlr.1CIOr"s list, which is !lot in ~ccprd;lllCC
t....;rh 1 he requirelllents of the Contr:Kl f)ocuT11ents, the C(lIHCI("
lor "kIlL 11C(Of(: ;s<;u:1l1ce of the Cr':rlifk:Ilc of Suhs(:lllti;J1 C!>m-
pIn inn, ((HllpICIC Of COrlCct ,<;llCI1 item UpOll llotinCUiOll h~' the
Architect The ConTr:lCtor .<;h~1I then ,<;uhrnit :t (equest (or
another in,<;pecti{Jll hy Ill(' Architect 10 determine SlIh<;l:lTlti;11
Completion. \'{fhcn llle \'{,'ork or dc.<;ign:lInl portion thereof is
suh<;r:lIlli:lIly complete, IIH''' Architect 'n'HI prcp;lr<:' :l CCrtil1GHC
of SUIlSI:lI1ti;t1 Completion t\'!lich ,<;11:111 e~:it;1hlj.<;h tl1(' <.1:11(' of Suh-
,<:;t:lIlli:ll Completion. sh;lll ~'<;I:1hH,<;h re.c;pol1:"ihililie:" of the
Owner :md CCJIltr;lClOr for sccurity, Cl\;lilllcn:lI1ce, hen. I1lilitie~,
d;lIll:q,~t' 10 tile \'{lmk :llld insl1r:lI1ce, ;Jnd ~h:lll fix the tilllC
within which the COlltr:K1or sl1:111 rini,<;h :111 ilC:'lll.<; on Ih(" li:C:l
:ICC(1Il1p:11lyill~ the CcnHiC:llc, '\Xl:1rr:1nl;c:c: required by Ihe Con-
tr:1Cl 1){lUl11H.:nl." sh:1I1 n1ll11l1CIKe {Ill the d:lIe {)f Suhsl:mli:11
Completion of lilt' Work or dcsign:l!cd portion tlu,:rcof unless
flllwrwist' pnl\'irlt'd ill Ihe Ccrtific;lIc (If Stlh.sl:lllti:ll CC)lI1plc.
licll1 'rile (:crlifi<::ltc of Stlh...t:1llti;11 (:()Inpleti()I1 ,..h:111 he .sllh-
millcd to lIlt' O~\'llcr :md Conn:lctor for their <:vrillen ~c('ep-
1:1IlCC (If rc_"poll.sihililie:c: :l.<;.<;igllct! to them in .<;uch CertiriC:1le
9.8.3 IIp"n<';l.Ihsl:IIHi:lI Cfll1lplclioll of tile \'('en!;: or dt',<;i~n:lled
portioll thercof ;1IIt! UpOIl :lpplic:1tioll by lllc COrHractor and
ccrtifio!iOIl hy Ihe Arcl1ilcct. the Owner sh:11I11l:1kc p:1ymcTlt,
l<:flecting :ldjustlll{'l1I in rct:lin:IW':, if :lI1Y. for sIKh \X'ork or pOl"
t,nll Illereof :IS pro\'jdcu in Ille Cnlllr:lCI !)oCII1nCllIS
9.9 PARTIAL OCCUPANCY OR USE
9.9,1 The O't\'llcr 1ll:1)' occupy or LIse ;lilY compleled or 11:11'-
ti:tlly complcted portion of 1l1e \'(Iork ::II :1I1Y .<;I:IW' ~'l1cn ."ueh
I'onion ;:<: dcsign:lled In' SCP:Ir:IIC :lgn.-'('I1lCrll \vilh lhe Clllllr:l('-
toi'. provided such (lccup:mcy or use L<: consenled to Iw the
in."IH<:1 :1.0:; required IlIHkr Suhp:lr:1Ar:1pI1 II ,_~.II :1l1d :nlll1orii'.cd
h\' puhlic ;ltlthllritit'_<; h;J\'in~ juri.<;dioinn over Ihe \'(.'or\c Such
P:lr\f:I' o("CUp:lIK\' or ll....C Ill:l)' Cl)ll1l1l('llC!':' whether or lUll Il1e
p<lr1i(Hl f,<; Sllh.<;I:lllli:1I1" nlmplcle, prrwkled tlw (hvllcr :11lc1
(:(1I1rr:IC{(lr 11:1\'(' acn.'pll'(1 in wriling tile re_<;p(1l1.<;ihililit:s
;Issigned t(l c:1C1l of IhcTll ror [l;1\,IlICnts, rct:1in:lge H :1IlY, secu-
rity. 1ll:lilllcn:tn("(', hell, utilities, d:lnl:lge In the \v'ork :1nd in.<;ur.
:IllCC, ;md h;lve :lgrced in writing ClllH'crning lhe period for ('or-
re(linn of the \'{:nrk ;lnd COlllmcnccment of w;'lIr:111lics
rCtllliretl b,' llle C!lnlr;Kt [)rKllments, \'{'Ilen ttlC (;llI1tr;lCl(Jr
Cllll.<;idcr,<;:1 p(lrlir)ll suhst:lIlti:llh' compkle. tht" C:onlr:1("h.)( ,..11:111
prcp:lrc :tnd .<;uhmit :1 1i~t to the Arcl1Hcct :1,<; prodded under
Sl1hp:1r;l~r:lph 9.R.2, Consent of lhe COlllr:lctor to p:lr1i~1 O<.TU'
p:lIlcy or u...e ,..h:"lll no! he unre:1.<;(1Il:lhly wil hhdd The ,..t:1~(' or
Ihe proWe.ss of the Work sl1:1I1 he determincd hy ~'ritlell :1gree-
meTlI hel'''een fhe Owner :md Contractor or, if no :Ifolrecmcnl i...
re:lcl1ed, hy d('ci~i(1n of tll(, Architect.
9,9.2 ]mfllcdj:ll~h' rrior 10 ."lIcl1 p:1rti:l1 oCCUP:IlKy or t1...c, the
()n'ner, Contr:1C!or :1nd ArchitCCI<;h:lI] ;oirlll~. ino:;pecI lhe :11'(::1
10 he (l(Tl.lpit'd or [1onion of the Work 10 he used in order In
t1<:lcl"lnim' :lntl record the condition of the \'(:nrk
9.9.3 llrllt'ss l)tJ1l.'rwi.<o;(' :lgrecd Ilpllrl, p:lni:l] ()CCUI):1l1('y rll 11.'1('
or;1 portion or portion." or rhe \'Xo'ork sh:tllllot ('cJIlstinlle :lCCCp.
l:zncl' of \'('or" nol ('(lmplying wilh the rcqllin:mcll!.<; or 111('
(.lIIHr:Kt f)(lClIllIellls
9.10 FINAL COMPLETION AND FINAL PAYMENT
9.10.1 \ Ipon rect"'ipl flf ~\'rillcn Ilolin: !11:1I the \'(;{lrk i<: re;1dy
Iflr I1n:11 in<;pcclilln :l1ld :lccepl:1flCe :111<1 Il,)CHl 1('(Tipt ()f:l fin:\]
t\pplic:lIlcll1 for 1':l\'llwnt. the ArchilCCI will 11rfllllpllr m:lkc
.
snch in.<;pl'clinn :mcJ, 't\'I1t"lllhc: ArchitcC! finds lh(' \X'or\.; :1CCC'pl.
;1hle llnd~r tIle (;(II1lr:lC! I)oOll11el1l.<; :lm! Ihe (:(11111:1(1 fldl\' ,WI
rormed. the Archil("Cl will prompt!" i.<:.""e :1 nll:ll CertHk:w' for
l':l\'IllCTlI st:1ting th:l! !O the h('~t of tile ArcllflC('t',~ knln\'lcdgc
il1form;ll;nll :md helief. and on 11lf' h:1_<;i~ of the Arr'h;l('cr-~
(\h.<;cr\':lIiOl1s :1ntl inspeClions, the W(llk 11:1S h'xn c!lllll'ktnl ill
;!Ccord:tllG' ,,\'itll terllls :tnd conditions of tile: COfltr:1C1 {)or:\!
menl,<; ;md that the- cntir(" h:II::Il1c(' found In he dne the (:( 1I11r:1(,
tOI :Illd nolnl in .<;::tiel nll:ll Cenifk:lle j,,, dm: :lIld p;IY:lhle, TIll'
Archilc:Tt's fin:11 Ccnilic;11(' for P:lymcnl <;\'i!I ('Pllslilllle;t fllrlhn
reprc.sclll:llit)lllh:11 comlili(IJ1S lisled in SuI1p:lr:l!!r;II)11 9 II).'; :1."
precedent 10 the COnlr:lClnr'S hein~ entilled to nmf p:1\'!llcnl
h:lVe heen rulfilled.
9.10.2 N('ilhcr fin:ll p:1YlllCllt nor :lIly f("1ll:lining rct:linnl
p('rCeJlI:l~t' .<:h:1I1 hccome dl1c until thc C0l1tr:1("10r<;uhlllil.<: 111
lilt: An'hilecl (I) :111 :!flhl:1\'it tll:ll p:"l'yroll.<;, l~jll." fllr Ill:ll('(i;11.<: ;lr1(1
equipment, ;lIld olher indchtcdm........ cnnllcclt:d \\'itl1lhc \\'(111\
for which the Owner or the Owner's 11rnpeny ll1;!!hl he
r('~poll.<;ihl(' or encumhered (Ie...~ :tmounl." <;\'illlllcld 1H" O""llCr!
11:I\'e ho~n p:tid or othc"....';se s:1ti,c;fied, (2) :l ct"rlifk:1tC" ('vidcnc:.
ing th:11 imllf;lnce rcqllir('(l hy the Cnntr:lCl 1)0("1l1neI11," 1(1
rcm:Jin in force :l(ler nn:11 p:1~'fllenl is currcllrh' in dfeC! and n'iIl
lIO! Iw cmn:lkd or :ll1owl'd 10 expire uutil :11 le:1.<;l :1,() (bl's
pricJI l;\'rinen Ilolice lI;!s hcen ~i\'cn to the ()\\'ner, (.~):1 ",rinell
~t:"e11len! th;1t fhe (:cmtr~Clor kno<;\'." or IlO suh<;t;nHi:11 reL<:O!1
lh;lt th(" in.sm:loce will not he rellcw:1bk tn Cll\'(:r the period
r('quircd hy Ih(' CrHHr:lC! I)I)CUlllents, (ill ((lIl,<;enr qf ,"I!H'!\', if
:my, In fin:11 p:1yment :rlld ('il. if required In- the ()'t\.Il('I'. other
d:lI:1 e.sl:1hli.shing p:1ymclll or S:lli,c;f;1C!llll1 of nhli1Z:11inm. such :IS
l'n'cipl.", rdc:lsc<; ;lnd ~\':Iiv('r~ of Iiells, ('1:liIllS, SCClIrtt\' ill1('w.<:I<;
or enculllhr:"lllCCS :1ri.sill~ flut of lh(' Cfllllr:1CI. to the eXH'1l1 :lnd
in such forlll ;IS l1l:lr he d('_<;ign:Iled h~' lhe ()",ner 1I:r Suh{'I1!1'
tr:ICHH rr:fu~e_<; 10 rtlrni,<;h :1 rclc:I.<;(" or .....:Ii\"n requirnl 11\ lhl'
OWllcr, Ihe Cnl1l1':Kl"r 1l1:IY fllrni~h ;1 hnllr! S:lti,,,r:Klor\' 1(1 the
()wn('( (0 indcmnify tht' Owncr ;1~;li1l.<;t sncb 1it'1I, lr ,~\1ch Iiell
fell1:1ins l111.":lli.<;ficd :lflcr p:I~.mell!.<; ;Ire m:ldl'. lhe Cfllllr:lctOl
."]):111 rdund to the Owncr :111 IHllllt"\. tl1:1I !Ill: Own!'r 11\:1\' hl'
('(Impelled III P:1Y in dis(:h:lIging .<:(1('11 !ir:ll. itlchltling ;r11 1'0"1':
and l'e:l.<;on:lhle a!1orn('\'s' lees
9,10.3 If. :lher Suhst:Ulli:rl Completion (If Ihe \\;qrk. fin;ll COIll'
[11('lion thcreof is 1ll:1leri:ally delayed tl1ffl\l~11 no f:l1111 of 111('
COnlr:I('lor or h\' is.sIl:1IKC of Ch:lIlp;(" Order." :lffcC'ling fill:!!
complelion, ;1nd fhe Ar('hilect .<;0 (Onnnm, the Owner Sh:lll
upon :lppliC:Ilion h\' the c.ontr:l('!or :tnt! certificllinll h" the
Ardlilt"ct. :1net ",'Hhml1 lcnnin:lting the COlltr:ICl. Ill:lkc P:l\'IlWllt
of the 11:11;1I1cc (h,'': for th::ll portion of the Work fully (ornplt'ted
;tnd :1(,ccpH:d. If the rt'l1\::ljl1in~ h:1l:1nc~ for Work no. rully ((Jill,
plelnl or correC1t'd is less 111:t11 rel:lin:lge stiplll;lled in llle C.OI).
Ir:lc! f)OCllllll'11I~, :lnd ir honds 11:I\'e het'n fllrni."r,cd, tile wrirWI1
nm~enl III S\lrCI\' f() p;1Ylllenl (If Il1e h:II:1Il("(' duc ((II tll:11 Jlll'.
lion of the \'{inrk rl1l1~' completed :1nd :HTCplt:d SI1:111 he sl1hlllit
t(.(I h" the Corlfr:lC!or 10 the Architect prior 10 c"('r1ifiC:lIinll of
.""ch p:IYlllent. ~tlch p:lymcnt ."h:1I1 he 1ll:1{!e under InlllS :tncl
comliliclIls grH'l'rnillg nll:11 1):1Yllle'fH, excepl 111:1l il ,~Il:rll 11(11
rOIl.<;liltue:1 ~\":li...t'r of cl:lilll~ The lll:Jkill~ nf rin:ll P:I\"I)l('1\1 Sh;lll
('nn.<;tilllle:l 't\'ai\'er or cl:1illls lH" the ()'t\'llcr ;1<; flHl\'iclcd in .'\111
1':ll';lgr;lllh'I.,".'i
9.10.4 Accepl:mcc of fill:11 payment In. Ille Cnntr:1Clfl!, :1'111'
Ctllllr:'C!{H (H 1ll:1l('ri:l1 .<;\!f1plier _,,11;111 ("(l!l<;lil,n(" :1 .....:li\'("I (II
CI:lilllS 11\' ill:rl p:lvec cxn:pl .hosl' pr('\'ifll1<;h' 1lI:1(lf.' in <;\'Iilillg
;md idcmilkd hy tll:1l P:I\'('(" :1.<: ull"e1!lrd :11 rhe lil11(' o( fin:r1
Appliclli(lll ffH 1':I\'TlIf'nl, Such ~\":li"C1''' SII;I11 1)(" ill ;l(I!lili(111 1('
llll,' <;\,:lin'r (Icsnih('(! in Sllhp:lr:lgr:lpll ,j .~.<;
18
A201-1987
AlA DOCUMENT ^'Ol. <:I'NI'IlAI. (:t)NI1lTltIN\ (11 IIII' (llNTHA(:1 FfJll (f'NSTllIlr:'1'IC1Q. l"I"!IITNIIII'.IJlll'H,
.-\IA 4, . P, 1'.IH-; II If' A',IFlJlI :,\N Ir~STlT! ITF r 11' ^ lIel In I.! I <;, I":' Ie, NF\V' \ I 110: ^\FN' If:. N \V . \\.~ "IIIr-.<r; t, I~, I' ,"" "I!.
W^R'JING~ IJntlr.pn!'ilpd I"h010COl'lVinQ vl(llnl"'~ U.S. copvriohll"w~ ;mri I" .mhlp!':1 In Ipont pmc;,.r.llll('ln
.
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10.1 SAFETY PRECAUTIONS AND PROGRAMS
10.1.1 The C(IlHr:lClOr sl1:llJ he f(",~poll<;ihk' li)r inili:lting. tn:1II1-
t:lIlllng ;md slIlxrvi<;ing ;111 ,<;;t[eIY preclIT1inn.'i :lIltl progr;tm:'i II)
C01H1CC1iOIl wilh tile pcrrorm:mcc of the Contr:lCl
10.1.2 In lhe ('veil! tile COlllr:1C!n!" t,'I1CClllnlcrs 011 the sile
111:lIeri;lI n::1S{lIl:lhly helieved In he ;'l,c;I1C.c;IOS Of polychlorin:lIccI
biphenyl (PCB) \.dlicl1 11;1.<; not heen rendered 11:Ifl11lc<;5. the
COlltr;IClor sh;lIl irnllletJi;Jlely ,<;top \'{lprk in the :trca :1f(ected
;Inl! report the condition to the Owner :Illd Archilect in writing.
rhe Work in lhe :lffccled ;1rC~ ,<;11:111 not there;tftcr 11(' resumed
C:\CCpl lw tniTlen :Igrcemcllt of lhe Owner ;lnd Contr:IC!Or if in
(;ICt the m:llcri:lr i,'i :1shestos Of polychlorinated hiphenyl (PCB)
:Ind l1a.<; nOl he{"n rendered h:lnllle.<;.<; The \'{'ork in the :Ifrected
:n(.';1 .<;h:ll1 he n."sulll("u in the :1hsellce l If ;1~I"}(.",<;to,<; or polychlori-
11:IH,:d biphenyl (PCIH, or R'hen il h:l~ heen rendered l1:1rTn!cs,'i,
In' wrillell :1g:reement of lhe Owner :lIld COlllr:lClor, or In
:lcc(Jrd:ll1ce with fin:11 cklerlllin:tlioll hy the Arclli'e('l Oil ,\"hicl1
:lrhilr:lliol1 11:1.<; IlO! been dCIll:lmled, or by :lrhitr:lIion IIllder
Articlt' ,j
10.1.3 The CtllHr:IClor sl1:111 nil1 he requin:d pl1r.<;u:rrH to Article
~ In f1cl"fnnn \"\'i1hour COIlSClH :lllY \'('ork rd:lling to :lshc,<;tos or
rllll~.t'Jlll Iril):11etl hil)llCll~'f (PCBl.
10.1.4 T(lll1(' fulk'st CXlent pcnniued hy 1:1\\", lhe ()wller ,<;11:111
indcmnify :md hold 1t:1flllh:s.<; lilt: Con'r:lCtor, Mchilf:CI, Archi-
teel.<; cllnsull:mt.<; :md :1~(,'nl'<; and employee,<; of :U1y or tllem
11011\ :Illd :lg:tin.<;t cl:lim,<;, d:1ll1:I,~e,<;, losscs :tnd ex:pCIl.'H':S. inclml.
in,! hut no' limited 10 :lItOrTlCVS' fees, :Iri,'iillg out of or resulting
frolll pnfol1n:tllc(' of rhe W,'(frk ill the affecred :m.::1 if in (:ICI tile
1l1:lIui:l1 i." :l~hc~lf)" or pOI~Th'llrin:unl hiplwllrl (PCB) and 11:1,'>
Illll hCCll n:ntkwd 11:lrtlllcs,<;. pnl\'ilk:d 111:11 ,'-;\lcll cbilll, d:llll:lgc.,
In<;<; or t'XpCllSC j,<:; :HlI"ihUI:lhk tll hodily in;urr, sickness. disc:l.<;e
llf tlCIIIl. 01 to itl;l1r~' !o 01 d('slnwlillll of t:m,!ihk propl..'ny
{(Jrher tl1:1I1 Ihe \X:nrk il<;('H) including Ips,<; of use resulting
llll'rdnltll, hilt ordy 1ft III(" cOt'lIr c:t1I';cd in ",hIlI(' llf in p:lrl hy
nQrliW:llt :lCI.<; or {ltl1issions of rill' ()\\'Ilcr, :lIl~'(llK dirccll~' or
imlilccrly C1llplmTd hy tilt' ()\\'t1l..'r or :1IlYOI1C (or whose :Iel,<;
lht' ()wl1n rl1:IY he li;lhlc, rq.!.:lrdll'~;s of \\'llcltH.'r nr not slIdl
claim. d:lI11:lgC, loss or e:<pctlsl" is l';IH.'wd ill pan hy :r p:ll"iy
ilHknlllilkd 11crnltlcler. SUd1llhli~:HiI11l Sh;llllHlt Ix: Ul1l::;lrllCcI
III rll:g:Ilt:, :lhdd.lC, {Ir reduce {Jlller rigll!." {ll Ilhlig:ui(lll,<; tlr
illdctl111ity wllich \\'(lukl olherwise e:<ist :t,<; 10:1 p:my (lr per::;on
desnihnl ill Ihi." SUhp:H:I~r;lph 10.1 A.
10.2
SAFETY OF PERSONS AND PROPERTY
10,2_1 The Cotltr:lcltlr Sh:lll 1:lkC' rCI."oll:lhlc precnuiolls for
s:IfCI\' of. :Illcl sl1:111 prodck r<-':1.<;oll:lhle prnll'rtioll 10 pre\'ent
d:!lll:lj.!e. inlun- (lr !llSS 10:
.1 Clllphl\TC.<; Oil the \,\.'ork :mtl olher person." who tll;l~'
hc :lfkCl(.'{1 thereh\';
.2 lilt' Work :llld tll:llcri:ll" :1I1(] equipmelll 10 h{' locorpo-
r:1Inl then:in, whether in Slor;lJ!e (Ill or off rile ,<;ile,
under Clfe, cll."'(l~h' or (lllllrol of rlw Crlntr:wrnr or
lhl' (:lllltr:IC!(lr's ~I1IlC(mll;I{.t{H,<; l1f S\lh-.<:;uhnJfllr:IC-
1(11.<;; :lllt!
.3 OIlier properlY :11 lllc silC' Of :ll!i:IU'llt rherelll, SlIch :tS
In:cs, shnlh<; 1:I,,'ns, \\':llk..;, p:I\'CIlH:llfS, 1l1:llh'\":lY,<;,
<:Inlc.lllr("<; :lt1(1 lllilific<; 11111 (k'sil!Il:tt(.(f fllf renlfl\':IJ. rell)-
C-;l1i(lI1 (ll" rCpb('Cl1Wlll ill !IIC ["111IfS(' clf ('I)llstnl("lil)11.
.
10.2.2 The Clllltr:l("lm .<;f1:1J1 gi\'C ll{lli('c<; :md (:'Hlll)h \\'i111
:lppliC:lhk bws. orclill:mces, rules, rq~t1I:l1iolls :lnu l:ndlll ordr:T-';
of i""llh1ic :I\1thorities !1e:1ring on ,<:;:1fet~ nf pec<;olls or J)f(111CI'l\ or
their rll'o'~'Uinl1 frolll d:ull:lge, inillr\' or loss
10.2.3 'j'he <:IJ11Ir;rClllf SI1:111 erect :lIlc! Jl\:lilll:lin, :t<; rnplirnl11\
cxisrill~ (ol1di!iol1s :md perforlTl;;lnce of the Cr)1ltr:l("( 1(':IS(}Il-
:Ihlc .<;;Jkgll;lrds [I)r s:lfelY :lnd pr(ll("("tillll. jnclll(lill~~ P'1':liI1g
(l:lIlger ,<;igns ;mtl (llher <;\';;Irnjn~.s :lg:liIlS! h:17.:lrds. f1l11l1111Ig:uillg
-":lfer~' rq~\lI:lliollS :lI1d llolifyinR O\VIH,'rs :mc! users of :ldj:IlCIlI
,<;ilcS :1I1d u!i1ities
10.2.4 \'\'I1(."n u,<:;(':' l11 Sl()r:l~e ()f exrlllsives {If (lIhcr 11:IZ:1I1.hltls
m:lleri:ll.<; or equipll1clll or unu::;u;ll methods >Ire tlc(eS,<;;lf\' ftlr
CXCCul10n of the \\:.'ork, rht: Contr:tctor sl1:]1I exerc1.<;e Ulmn<;l
(;m.' ;lnd Clrr)' on such :lcth'iti("~ under supervision of prnJ1crl~'
(lu:1Iirie(! per.<;llnncl.
10,2.5 The COlltr;Je'or .<;h:lll prol1lr'-I'y r~flledy d:llll:l,gC :md I()~~
(other ltl;11l d:llll:lgf' or los... insured under property in.<;l1r:tIlCl'
rcqtlirec! hr the COlltr:lct f)ocumenls) 10 prnpert\. referred III in
C:1:IO.<;c.<: I tl.2.1.2 :md to,2,1..~ c;111Sed in whole or in p;ltt h~- the
COlllr:lClor, :1 Sllhcotllf:lC\Or, :J Suh-suhcolllr:K'or, or :l!l\'Il11C
direnly or in(Jirectly C'1ll[lloyed by ;lll)' of 'hem, Ilr hy :lll\'(l!l('
for \\rl1o.<;(:' :1("1.<; llley tll;IY he li:lhle :lnd for which the Cnntr:1Clnr
is rc.splln.<;ihlc under C:l:1u-"C'.<: 10,2.1.2 :lnd 10.2.1..1, excepr
d:llll:lgC' (11 loss :lttrihttt:rlllc 10 :1et." or 011l1.".<;ioI1S 01 the (h\'IH..'r
or ","chitCCI or :lnyone directly or indlreclly employed hr
eilher or Ihem, or hy :lt1\"(Hle for n-ho.<:;c aC!s eilhcr of them 1ll:1Y
he 1i:llllc. all(1 tlot :Hltihlll;Jt)le 10 lhe f:mlt or ncgll,gcfKt' of rllt'
LOntr:lcror Till.: forq~()iIlR ohli"wlions of the Conlr:1Clor ;HI: ill
:ldditioll III the ClllHr:1Ctor',<; ohlig:lIiotl.<; under l':n:lgr:lpl1 .1, I H
10.2.6 The COlltr:lC!or .<;11:,11 desi~ll;lt(,:J r<"spoll~ihr(" Illelllhcr of
the COlltr:lCtnr'.<; org;1ni7,;ltion :ulhe ,<;ile who,<:;e dtll\' ,<;11;111 he rile
pn:\TIl11011 of :Kcidctlt.<; 1'hi.<; pcr,<;Otl ,<;11:1111)(' the COlltr:lclnr'<;
"llpcrilllCn(k'nl \llllc.<;~ llrllcrwise (Ic.o.;igll:l'nl 11\' rl1(' {:lllllr:lctllr
ill Wlilil1/.! IllttH.' {)"'IHT :llltl Art'llilcct
10.2.7 The COtlll:KttJt "h:11I1101 IO:ld Ot pertuil :lllY I):lrt nr 111('
constrllClioll or sil{' 10 he In;lt!cd so :1,<; III encl:llll!(T ilS s:II('I\'
10.3 EMERGENCIES
10_3.1 In:lll t~1llerg(,lH"r :rffecr ing ~:Ilel Y l)f persol1s ill 1)1'( 11 WI r\',
Ihe Cnntr:lClor ,<;11:111 :1C1,;.]1 tile COlltr:lCIOr',<; disUClioll, In I'll.',
\'('nr tllrc;tlcnnl (1:11ll;I1-!C, injure' flt' If)S~. Addili(1l1;11 ('{llnpC!l<;;1
HOllor ('XICI1.<;io!l (II lilliI.' cl:lilllcd hr the (.(llHr:IClol tIll :ICCll\ltll
of:rn crnnJ.!cllcy<;h;l1l 11(" determined :1<; pm\'ided ill P:Ir:1gr:lpl1
.i ,\ :111(1 Arlidc 7
ARTICLE 11
INSURANCE AND BONDS
11,1 CONTRACTOR'S LIABILITY INSURANCE
11.1,1 The' Cntltr:l(,-Ior sh:11I purch:I.';c !mlll :ltld m;IInr;litl ill ;1
cotllp:ltl\" or cOlllp:mics 1:l\vfllll\" :nHhorizcd 1(1 do hll.<:;inec;<; ill
rhe ruri:<::dinion ill whkh Il1e I'r(ljt>n is located .<;uch ill."Ul:tflCt' ;IS
,,'ill proteCt lhe C(1Il1r:lClor from c1:1itl1~ .'Wl rorth helow \\'I1ieh
11l:IY :1l'i."L' (lUI nf or n.'sull fro11l 1111.' COllrr:Klllr's Ilper:llillll,<;
11Ildcr lhe Cllll1Clf"l :111d ["or 'i'..l1ich Ihe COIHr:ll"lor r1l:!~. he Iq!:i1l1
li:lhle, wl1ether such {)p~'r;lIi(ll1<; he' lw the (:ollllaeHlI or In. :1
SUhi'Olllra("tOt or 11\' :myoll(' directly or illdirecth' cmplilycd hI
;111\' of Ihell1, III h\. :11l\'(ltlC fClr ,,'11IlSC :Ins :IIlY tll thCll1 111:1\' he
li;IIlIt'.
.1 cl:titlls l1IHler <:,,,prkns' III \\'1111.:111('11'<; C()1111'(,1l~;;lIjllll.
di.<;:Il>ilil:. lwndit :11lcl olller ~ill1ibl cmplon_T !lend;! ;l{'t.~
~\"llich :Ire :lppliClhk.' III rhe W:IHk III he pCrfflltllcr!:
AlA DOCUMENT 1\201 . r;r:.NrTt...I r:ONf>tTIONS <)It Tltr U)NT'~^r:T FOIl CON.<;Tl/1'ClI()N. !"I)lllnf:r:NTlr F:PtlHH!
,\1'" "~Ilqfl~ Illl "~IFIlII.^NIN"n!lrlFf1f:AfH:frn1'(..t<; l-\';NF\l'Y()lll,^\.t'I'r1IF~"'W' \l'A<;fl1NI:'tr'N II' !'Wllfl,
A201-19R7
19
W^qr-II~Ir.: Unll~..."..pct phOI("'~orv;nQ vlnl~tes u.s. r::nnyriahllnw.. :omt f.. ..otll"<":11(.. lpol'l' pmc;"-::lIllnn
.
.2 ebill!.<; ((II d:1111:1gCS 1)('(":111<;e (If hfltJih- irliur;:, OCCllP:l-
,ion:ll sicknc:s,c; Of t1iSC:ISC. or dC:-JIl1 of the Contr:wtnr's
crnp!(wecs:
.3 c!:lims (or cl:Hn:ll.!e.s hcc:lIl.<;c nf h(1dily injury. .sickllCss
Il!' dist.::tst'. Of dC:llh or :1I1Y rCf.<;fltl (llher 11l:111 the Con-
Ir:lCIIH'S clllplrJyecs:
.4 claims for d:nn:1W's insured hy lIslI:,1 person:ll inior~'
Ii:rhili!\- ("(lvcr:lgc which ;m: ."t\<;!;linctl (I) by :1 persoll
:1:>:1 n:''lllll}(:11l ()r(Cll.'W dircnl\- (IT il1tlin.:Clly n:I:ltcd to
elllployment ofo:;uch person In' lilt' COlllr:IClor, (1'r (2)
lw ;I1Hllher person:
.5 cl:ril11" for cl:llll:1I.!t'.S, other th:1Il 10 Il1e \'(iork itself,
hecIllsc or injury 1(1 Of dCSlfllClioll of lan~ihlc prop-
erl\'. includillF!, loss of liSt..' resulting tllcn..:(rom:
.6 cl:1il11s for d:lm;l~H~<; heGl\I.se of h{ldily injury, dc;tlh of
~ person or property d:lln~~e ~ri~in~ out (l( (H\'ner-
_<;hip, m:linten:II1CC or WK' o( ;1 mowr vehide; ~nd
.7 clainls ill\'tllvill~ etUllr:KT1I:ll li:thilily in.<;llr:l1lt'C appli-
Gllllc to the ComraclOf's oh[i~:lliom: under P:Ir:lgf:tph
~.I H
11,1,2 The insurallce rl.:q\lircd hy Sllhp:lf:l~r;lph 1 1.1.1 ,<;h;11I he
wlillt:lI ror not les.<; th:m limilS o( li;lhility spt'ci(k'd in thl.: Con-
11":ICl 1)onl1llcllts or rcq\lircd hy 1:1,-", t..llkht'vt'r covcr:lgt' is
gtt':ller. C{l\'t'r:lges, Whl.:lher 1;vritlen (111 :111 flCCllrrt'nct' or
claillls'll1;ldt' 11:1,Sls, Sh;11J h(' 1lI;lilll:tined without il\lcrruption
(roll' dale or commenccment o( the \\.'ork until d:ne o( fimll
p:l\'lIlent :lnd tcrmin;lIinn of :my ("(l\.er:l~C required to be Ill:tin.
t;lillCd arter rin:ll payment
11.1.3 Ccnilicllt's (l( \n<;ur:lI1n.' :I(ccpt:lhlc to the Owner sl1:l11
he filed with the Owner prior 10 commcrKemcnt o( tile '''''ork.
These Ccrtif'ic;lIe.<; ~nd the ;nsm:mce policies required hy Ihi.<;
Par:l~r:lph I I" 1 .'l1t:11l cont:lin ~ pr(lv;,S;on 11l:11 cO\ler:l~es
a((orded under the policies will not he Clncelled or :-allowed 10
cxpire until:ll 1t::1SI ."'0 d:IYs" prior wrillcn nOlicc h:l~ been given
ICl tilt' Owner I( :my o( the r()regoin~ insur:HKf." ("o\'er:l~('~ :lre
rcquire(1 10 remain in (orce :lfter fin:11 p;tnnenl :md ~r(' re:ISOI1:
;,hly :l\.'~iblllc. ~n :lddition:t1 ccnifiGllc cvidencing. CO!1tiIlU:ttioll
or ."tle!) c{)\'er;l~e ,<;hall he :::uhmillcd with the- fin:ll Application
fl)1" I'~YFHcnt ;1." required \1\' ~lIhr:tr:lgr;!pl1 9_10.2. Inform:Hitll1
cOIlt:erning reduclion pr covcr:1~e .<;11:111 he rmnishetl hy tllc
(:(llHr:1CI(,r with rc:t:"clI1:thlc promplncs.<; in :In:ord:IIl('(' will1lllc
(;{)lllr:I('I()f.~ illform:tlil)ll :lnd helief.
11.2 OWNER'S LIABILITY INSURANCE
11.2.1 .l"he Ut\,'lcr ,<;11:111 lw resp(1I1:::il1lt' 1(lr pllrdl:lsinJ.1, :lml
1ll:1int:lilling the Owner'.<; IISII:11 Ii;lhilily ill,<;'1r:IIKC. Oplion:llly,
(Ill' OWller 111:1Y purch:lsc :llld rn:1illl:lin other ill.'iur:lIlt't' (()I ."If.
protlTtioll :t~;lill.'lt c1:lim,<; \'\.'hich m:l)" :Iri:::e from opcr.lIiol1s
under tilt: ClI,lIr:Kt. The COlllr:lclor sl1:1I1 llnf he re:::pon:::iblc
Illr pllreI1:1sil)g :"ltll1l:1i11t:lil1il'l! flli.<: (lPlitJll:11 ()wllc'r..<; li:lhilil~.
illSlll:lI1Ct' 11l1lt.'SS .'lpc.:cifk:1Ily rt.'qllirnl by Ihe (;lllur:\C(
1)(J(t'1l1Cllt.'l.
11.3 PROPERTY INSURANCE
11.3.1 llnk~s (I(henvi.se pro....ided. the Owncr ,<;11:111 purchase
:llld 1ll:lil1l:1in, in :1 comp:1I1Y Of comp:1I1it's l:twrully :luthori7.cd
tll do hu.<;int:~~ in the jur;~tlk'lion in <;\-hich the Project is
!OCltCtl. pfllpt'lIy ill~lIr:l1ln..' in lilt' :Ull(lWH o( Ihe illi!i;ll Con.
lr:I("1 Strlll :1." \yell :1." .<;:\Ib<;eqW:llt lll(\dilicllifln~ IherelO (or tIle
("Illirt" ".flrk :11 Ihe sill' Oil ;1 r('pbn.:I1lt'1lI ((1<;1 h:1.<;i~ wilholtl vol.
lIlll:ll\' dnhlnihit,s ,~uch plllpen\. it1<;:tlr:llln..' ~I1:1n Iw lll:lill'
t:lilln\. IlIlles." ()111('f\yist' pnl\'idnl "in tilt' C0I111:lt'! I )lInl1ncnt~
'11 IlTlltT\\"i,"l" :,~,("{:tI ill wrilirl~ In. :1I111t'r<;:(J11<;: :1I1t! ctl(i,ie~ \\'h\l
.It',' hl'llcriri:Tli{'~ lJr oqlrh ill<;\'CI1KC. lllllil fin:1111:'Ytllt'1l111:1<;: heell
111;ldc :1" IJlll\'idcd in l':lf:l~l :tph t) 1(\ nf untillll1 Iwr"'tlll or cTllin.
.
{l!IH'f 111:11' tll(' (\\\llC1" )1:1<;: ;1l1 illSII!:lhk ill!(.Tr".;1 itl tIll' Il!lll'(-r!\
leqllired hy Ihi<;: !':n:lgr:qll1 11 ,,'l, (oil(' ("(\\"['1('(1. \\'ili(..l1n"t i"
elrlier Thi~ in.<;tlr;l1KC' c;l1:IH illC'lu<lc illln~q<: p[ tl1(' r H\.llCl 1\1'
(',ontr:IClllT, StlllC(llltr:lc!(lr.<; ;1IH\ Stlh''''III'( ('"tl:1("tllt~ III Ill'.
\,.'olk
11.3.1,1 I'rop!'fIY il1.<;\tr:11l((' .<;11:111 he (Ill :111 ;,IITi"k 1)1,lin I( l! III
:md slt;111 illsure :Ig~itl'<;{ the Jltril.<; of fin: :111(\ ("xlt'l1dn\ ctl\"('r:lf!l."
:l11d plw."iclllos.<; nr d:l1l\:'~c including, n'ill1(llll tllq1licllil11l 01
("(1\"(;'r:ll1.(', llldt. v:1fl(l:tli<;'I', 111:llicilllt<; tl,i<;r-Ilid. C1111:lll<;l", I:,j<;(
w{lrk. tem!"(lr:llY hl,il(lil'~.'" ~Tld (!chris If:IlHIV;11 iIH.lll:lillj!
(!ClIlllll!;{1I1 Ilcosi(lIw{ll)y Ctl((lI(TllH.'lll (If :l!lY :11'llli<-:1I1k' 1c!-!:11
rnltllrenlt:nts, :mt! _,,11:111 {'(l"l.:r re:tSlln:,hlc (.(Itl1P{'IIS:llil\11 f(H
I\rchilect'." _"'er\'i("(.'~ :In<l CXpCIl~C_" requiled :l~ :1 rC:,l1lt 1 If ~lIdl
jtl~ul"ed los~ C:OVC1:II1.C (or other peril." _",11:,11 no( 1'(' r('qllin:<\
ul\l(':::s othefwise plO\"idcd in Ih~ COrllr:l("\ ])0("\1111('11(,<;
11.3.1.2 I( the ()wner cl()cs not iruend t{1 Il\lfcl1:1<;e"ucll prr1!'.
crt,. in~ur:tnce Icquired Iw the COllltact ;Itld n"irlt :111 or the
C(l\'cr:l~cs in tl1(' :lll1o\lnl described :lh(Jvc. llle (lWIH'l .',Il;tll .<;(l
;n(ofm Ihe \.ontr:ICI(H ;n writing rrior tn c(lnll11ellcr:nK'nl or
the Work. The COTlIr:lClOr m:IY (hen effect ins\u:mrc which ~..-ill
prOlect tile interest,c; o( tile Contr:lCIOr. Sullcontr:lCtllrS :uld ,c;uh.
.'Hlhcotltr:Kto\'.<; in the \'(r'ork, :-and hy :lrlPTopri:lIc Clt:1I1gC Order
lilt' <:(lst I!lCf{'O( .,,11:111 he r."h:lrRed 1(l the Owner. If rlV' C(Jllfr:I{"-
lor is d:llll:ll1.n! hy the f:lilurc or nq!lccl of 1111.' (h\'ll(T t('l 1'111
cl1ase 01 tl,:,illl:lln inslIr:IIlt"t' :1,<; tlt:~cr;hcd :II)(J\'(.... wil1HHrt so
Illlli(yil1~ tile COlltr:\("foT, lhen the 01;\'11t" _<;11:111 !If..':tr ;,11 rt';I"on
ahle COSI,<; properly ;lllrihll1:thlc thercto
11.3.1.3 If (he ptlJpt'r1Y in,<;ur:mcc requiles 1l1inill'\1I11 dnhl(.ti-
hle,<; ;tnd sucl1 dedllctihles ;Ire idenlifled in the Clltllr~ct I)(lClI.
Illelll.... Ihe Col1lr:lctor sh:lll P:lY costs not (fI\'('r(~d hecHI.<;(, nr
such dcductiblc.<;. If llle Ownc'f or in.<;t\rcr incrt::lsc." tile n:quin:d
minimum deductihle.<; :1ho\'(' the :ITllount.o;."o kkntHkd or ir the
Owner e1ecls 10 purch:l!;~ ,hi~ inSllr:ltlCC t...ith \'OIUIl(:ln" dCflt,("-
rihlt' :-aOlOllllts, Ih~ Ut\'ncr .<;hall he r(':::ponsihlc (or P:1YIlH:n( or
the ;tddition:11 costs not covered beCl\ISC or surh it1crl'~~nl or
...olllnt:!ry deductible,"i I( dcduct;hlc~ :1TC not idcnlifinl ill the
C(lIltr:Kt I)()(lllllcnls. 11le Owner ,<;11:111 P:l\. (I)SI.<; J)\J! ("(1\'r:rt.tI
hec:1I1~(' o( deductible.'l.
11.3.1.4 Ilnle.'s~ (JIller\\'i~c prrlVk1t:d in tll(' (:flll!T:IC! l)f)C\I'
men!.<;, tllis properly inc;ur;tIlCC sh:,1l cover jlllrtif In.<; o( !ltc' \X'ork
.<;,ored o(f the silt" :Ihcr tvrint'lI ;IPPI"(1\':11 or (he Owner :It Ill<'
\.:I!tlC est:lhli<;l1cd ill tht' :lpprcl\':II, ami :11.<;(1111)rlifltlS ()( lIlt' \'(:rlll,
III tr:lnsit
11.3.2 Boller and Machinery Insurance. TIH: r h\.lWl sh;,lI
pnl"cl1:1:::e :lIld tlI;litl(:lin hoilt:r :antl l1l:lf.:!lillt'n. IllS\Il:lIlP:
rnlllhc(1 lw lilt' (.fl1llf:lCl IXl{"tllllents fll hy \:tn. whicll"I':lI1
sPCl"ilit.:llh' Cl1\Ti' Sill'll itlSlIIt'd {Ihicets thllil'g ill<;I;llblill1l :111(1
ulltil nmll :lCCepl:tnCC hy the Owner: lhis in.<;Ul;IIlCt. sl1:111 illcllltlt'
illIC1T.';tS o( tilt' Owner, \.ontr:l('IOf. Sl1hC{ll1tr:1CT()r~ :1Ilt! Suh-
.,,"hnllltr:lctll1<; ill Ill(' \Xlllrk. :111(1 lhc (1\\.'1('1 ;1t1t! (:(1I1I1:'CI(11
,<;Il:111 hl' n:lIl1f.'(1 in,slI'eds
11.3.3 Loss of U~e Insurance. The ()I:\'I1t'f. :11 Ihc On-llUS
optioll, tll:lY plIfch:,-"e :111(1 mainl:lin Sl1ch ill.<;ttl:1Iln. :I~; \\"ill
inSllrc llle ()1;\'ncr ;rg:lin,<;l 10."-" or use of lilt' (h"\"IH.'r.~ prllllCrl\
dtlC' If) fire or (1tl1er !l;17.;,rd.<;, h(l\'\.('vcl' clI'~ed The (1\\'11('1
w:livt:'s all ri~"dH,<; of ;\("Iion :lg:lin,<;t llle COlltr:lclor fur Ins." of 11<;('
(JI the ()wner'~ ptflpCTly, including nlll,<;C(ruellti;III()s,'W~ (I lie if I
filt. fll (l(ller 11:1'/.:lr(l-" 11(J\VC\'er C:'II<;C{1
11.3.4 If tlH' C(l1l1r:lClOr rcqtlc<;:t:'> ill writi'l~ 111:lt iI1Sl11:1nn' Ir 1I
ri~k~ (Hllcr tll:II1II1('<;(: tk-"crihcd herein (lI" [(H (1,llC' "'11'."("i:11 )1:'7.
:lltl." he incl1lded in the propcrty ill,<;llr:llH(' l'llfic,". thc (In"nCl
"tl~lI. ir rflssihle, il1Clll(lc .<;lIdl inSllr:tnCc. :U1(llllC ("11<;:t tlKl!'!]!
sl1all he cll:HW-'(\ !() (1lt' C()nrr:1Clflr Il\" :lPpn11'li:ltc (:Jl:lllj!t"
( hdcr
20
A201-1987
AlA DOCUMENT 4201. (;FNFIlAL r:(lN,)rTI(lN" (IF I!IF (:(lNTt!M:T Hl1l (J1NSTllT1f:TI(lN' !(ll.!\ll-TNf(t l.lltTlr,ro-..
^I..\~' """'"'I-'ll1rA~'F!1If:^NIN,<;TITl1Tr:rlr,\llC'lIIT("T'<; T-\"NFW'Y{ltO<^I'FNI\F_r~\\ \X,\';lrn~(:t'l:o.' 1'1 'r,,,,,,,
WARNING: UnliCl!!'n!""d l"hOlC'lt:C'lpyinq vl()I~Ir.s U.S" ~nr,."riQh' t~W!; ~nd 1<: <:llhil"CI to ".~~t pmq~ClJjinn.
.
11.3.5 If (hrrit1~ tile Projcct COll,<;lructi{Hl J)eriotl the ()"'ncr
insures propertics. rC:l1 or persnn:ll or hoth. :ldjf)ining n( :ldj:l-
(t'1l1 (n ll1e site hr property in-"nr~Hl(T IUHler poficic.<; .<:;c'P;!CUC
frtllll (hose in.c;uring Il1e Project, Of if :l(ter fin:!1 P:l\'IllCtU prop-
erly illsm:mce Ls 10 he pHl\'ic.k.t1 Oil Ih~ completed !'roicct
tllrollgh :1 policy or policies other th:11l ,hose iIlS\lfill~ the Proj-
ect (!tHing (he Cllll<;lruclion reriod. lh(" (1wller ,<;l1all \\':11\"<: :llJ
ri.~l1r" in :lccortl:lIH.T ~';itll rhl? tcrms of Suhp:n:lp,r:lph 11_.~,_7 for
d:llll:lgC.C; clllset! hr lift' or othcl' perils co\'("red hv tlli:" .<;Cp:U:llt'
prnpCTl\' jn<;\lr;tIln: All .<;cp:lr:lIC polick's .-"11:111 provide this
\\":lI\Tr of slIh,og:llioll by f.:nt!(lrSC1llCT11 or olhnwi~;t:.
11.3.6 lk(ore ;"Ill C'xpo::;ure to !(l.ss 1ll:IY occur, the Ch\'ncr ,C;h;llJ
rile witl1 tile COlltr~Clor :t copy o( c~ch policy 111:11 indmlr.:s
irl.<:ur:lllce coVcr;I~C~ required by this P:Jr:lf2:r~pll II,.). beh
p(1Hc,' sh~ll cont~in ~11 gener;illy :'lpplic~hle conditions, defini-
lions. c;'{c!l1.<:iflIlS :lnd endorsemcnl,c; rcl:lIed 10 thi,<: Project. Eaell
policy sl1:111 COIlI:1in :I provision tll;!! Ille polic" will nOl be
ClllCdled (lr :\lIcl\ved 10 cxpire unlil ~l k::ISI :\0 d:IY,c;' prior ""ril-
H:n notice 11:1,'; heen gh'en 10 tile COlltr:lc!or.
11.3.7 Waivers of Subrogation, The Owner :lIld COlllr:lClor
W:1i\T :rll rip:ht.<; ~g:lin.<;t (I) e:tell (){Iler :md :11l\' fl( rheir ,<:uhcon-
rr:lClor,<:, .c;uh-<:l1hconlr:Ktor,<;, :1gent.<; :1I1d e'lllplfl\'{"es, c:lch o( the
other, :lnd (2) the Archilect. Architt.c(s cOIl,<:uh:lIHS, ,c;cp:lr:lte
("lll1tr:lClor.<: descrihed in ^rlide eJ, H ;lilY. :lIld :111" o( their '<:l1b.
("IJI1tr:lCl0r.c;. s"h-suIKollfr:lC{or,<;. :Igellls and cmployees, (or
d:lIn;J~t:.<: c1Used hy Ore or (llber perils 10 Ihc eX(('1ll CO\'t:red by
prnpcrt\' insurance Oh\:lillcd pur,c;u:llll 10 this 1':lr:l~r:lph I 1.5 or
<Hiler propeny in."ur;lll("e :lppliclhk tn tile \'{iork. c;'{(:cp' ."llch
rigl1l." :IS they h:tvc to proc("t'ds of _"lIch in.<;ur:1Ilct' held h~- Ihe
Ownt:! :lS nduci:lfY. The O<:\'ncr or Contractor, :1'<: :Jppropri:lIt::,
sl1:111 r-cquirc o( rh(' Archit('ct. Architect'c; ("(ln~tll1:lIll.<;, .c;ep:1r:nc
conlr:rctor." de,scrihed in Article 6, i( :lny, ;llltl tl1(' slIhcnnlr.lC-
10rs. .<:ub-.,,"h("()I1lr:lC1ors, ;l~ents :tlld cmplo\"'.'es of :IIl\' o( them.
hy :lppfllpri;llt' :lwet'lllefll,<;, wrillell where 1c~:lIlr required for
\":1JidilY. .c;imil;lr w:liver5 e:lch ill (~"()r of other p:nfie,,, ellllln.
cr;lled herein The policies .c;I1;11I provide StIch w:lh'ers o( sllbro-
g:llinn hy cndof.<:cment or othcrt\.i."c_ A ,;,':river (If .<:uhr(l~:Hiol1
,,11:111 he erreni'T :IS 1f);1 person Dr cluil)' even lhough th:u per-
Slm <If entily t\'llUld ()fllerwi."c 11:":e:t (Iuly clf indclllllificlIion,
Ctlntr:1CU1:I! or oIIH.:r't\'i,c;e, did not p:ly lhe in.<:ur:lll((' prc:miun1
directly or indircnl)'. :lIld .....he-Iher or nOI the person Dr ctllity
h:ld :Tn insur:1hJe inlere.<;l in the prop(,"rty cl:lln:lgcd
11.3.8 A lo,c;.<i in,c;med under Owner'.c; properly il1,C;llr:1r~CC .<;h~J1
he :ldjll.<;Icd hy the Owner :1,<; fidud:1ry :Inti Illade p':fphle to lhe
OWller :\s Odtlcj:lr)' (or tile insureds, :IS their interests rn:1Y
:Ippe:lr, sub;ect to requirementc; o( :lny :tppliC:lhle mong:t~ce
cl:ltL"t' :1nd Cl( Suhp;lr~gr~lph Il..~_ )11, The <:lmtr:lCt<lf ,C;I':111 r:ry
Sut){"orHr:1Clor<; their iUSI sllme.<: of ill.<;ur:lIKe proce'Cd.<; received
),\' llle COlllr:lClor, :mtl by :lprropri:lIl" :1gret"!1l<."nlS, written
where Icg;tllv requircd (or v:llidity. .,,11:111 require SlIhcol1tr:1Ctor,c;
III J11:lke p:I\'IIlCnl." In lheir S\lh-SlIhc()lltr:lcl(Jr~ in .c;imil;lr
Ill:lllller
11.3_9 If n:quirc:d in t\'ritill~ hy :1 p~lIIr in intcre.<:l, the Owner
:l~ fidllci;lry .<;hall, upon occurrCllce o( :11) insured lw,<;. ~i\'c
hond (l1r proper perform:lIlce of Ill{" (h"llcr's duties The COSt
(If required hl 1I1d<: ::;11:111 he ch:lr~L'd ;lg:1in.<;t proceeds received ,IS
[i<.!uci:ln- Till' {Jwner sl1:111 deposil in :1 sep:lr:1le :l('COl,llll pro-
C':eds<;1l flTCi\'('tl. which rhe (l"'llcr .<;11:111 dis!rihlllt' ill :Iccor-
1!:I1lCC with such ;lgrCClllcnr ;1.<; 111(" p:II'lie." in inlen"."r 111:1," ft':ICll,
nr in :lCcorf!:1ncl:' 't\'ith ;In :lfhitr:1tion :l't\':lrtl ill 1:\"l1kl1 cast' Ihe
j11r1("('(hlff.' sl1:II1 he :1'; plflvide<! in l':n:lgr:lph 'I <; If :lfll'r <;lIcll
I, IS~ 11<' Iltll('fc;pe"i:ll :If!I't't'!lll'11I i,<: 1l1:HIc, rt'l'!:I<'CfllCfll lJf CI:II11-
:I\!nl pIOpCr1\' "h:lIl Iw ('(l\'L'J"nl h,. appropri:ll(' (:h:1I1He ()rder
.
11.3.10 The ()"'lln :1,<: fiduci:lf\' sll:zll 11:1\"(' 11('\\1'T tn :uljllq :11,,1
c;CI t Ie ;1 I(l_"<; ,vir 11 ill"Ilf("r::; IlnleSS ('11(' 11f tIlt' 11:1 rT i'.":, ;(1 ill!<'1 '.'~r
c;klll ohj('ct in wriling t\'i!hin five d:1\'.<; ;1fH'r (1ITIII'I('1H",' llf Ir'<;~
tll lilt' n\\"Il('r's C;'o:r'r("1<;{' of Ihis POt\'(T il ',!lch (J1Jj('rli'1I1 l,,~'
1ll:1dc, :lrhilr:llClI~ ,<;11:111I1c chos<'1l :IS [lnll'i{kcl in l':n:tgr;I!'hi .;
Thr Own('r :1." fkluci:rn' ,,,11:111. intl1:l! (":1<:C. Ill:tkc s('llktlWlll \,ilh
inSUltT" in :1('(,"(1I(l:Il1cr_' with tlin'n;rlllS (,f sllch :1I11i!1:11<1(.<; 11
lli.c;trih"lillll (,I itlSltr:II1,t' prtlcecd,<: h\. :trl,ilr:llillll is IC(!l,ilnl,
the :1rl1ilr:l1llrs will din.'Ct such distrih\llinn
11.3.11 l';n!i;11 < )(,("llp:1tlCY or l1SC ill :l{"(1 Hd:ttl("(. wilh ":I1;I~!t:ll'll
9l) Sh:lll IlO! comllH:nct' untit tile in:<;ur:mcc ('(lmp:lll\ (II" ("Olll-
p:lIlic.<i providing property in,<;ur:HlCe h:I\'(' (-(1Il_9:'TllCd to ,~ll('h
fl:mi:ll (}(:nlp:lllC~- or 11,<;( hy endorsem('nl nr (1!hert\'i~c The
(lWIl('l" :me! tl1f' Cll!llr:lct()r ,<;h:11I t:1ke rC:l"<1Il:1hle ,<:1('11." If' <lhl:tit1
COII."elll of lhe ;tl<;llr:lllC(' CDlllp:lll\- (If (()tl1ll:111ics :11lrf sll:I!!,
'\\'iIIUl\l1 mutu:ll ~"ril1f.'!l consent. t:lkc no ;lniol1 with rt'<;pt't't In
P:llti:ll OCCllP:lflC" or IIse tl1:n would C:lIIS{' clllcell:uifJll, bp,<;(' nt
l'edun ion o( insur:UlCC
11.4 PERFORMANCE BOND AND PAYMENT BOND
11.4.1 Tht." OWller ,<;11:111 h;lV(" the ri~ht 1(1 rnluire rill: (:lHltr:\(.-
lor ICl (tlrnish h<mds C(lVcrjo~ f~illt(ul pcr(Clrm:lll("(' <If ttll' (:rm.
tract ~nd r;l\'lllell! of ohli~:lli()ns :Jrisillg thereWltlcr :IS c;rijltl-
knee! in bitldin~ rcquiremcnl.<; or .<iPCt-if1cllly required in Ill("
COlltr:lCt DoC!nllellls 011 Ihe c1:nc of cXtTurioll nt rhe Cr)lllf":IC1
11.4.2 Upon rhe lequ('~rof:lIl\' persotl or ('Ill in' :lppC:llillg 10
he:1 pnlt'nli;zl hcncrici:ll"Y ofhollds ('o'-crillg p:tVtm:nl or ohlil!:1
li<ll'-" ari.<:ing \1t1(!('r lilt' <:rlll'r:1C!. tlH,' (:IHltr:lf-lflr ,,,J1all 1111llllPII\
furnish:1 cop" (ll lhe hlllld.~ or ,c;h:11I permil:l ('OJ'\' If' he tll:llk"
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12.1 UNCOVERING OF WORK
12.1.1 If ~ portioll of Ihe \'\;iork is ("1lI"l'n::d (nlllr:tf\' (ll Ille
,\rchilt:'("I's request or 10 requirctllenL<: spccifk:dh C'f!lJ','s<;efl ill
the (:lllltr:Kt 1){lC\lItl('llI,<;. it 111l'-"t. if r('(Jlliretf in wriling h, tl1("
Archilt'ct. he uIll,:o\'ercd (or the ^1'Chilt'Cl'.<; OhSt'IT:lIilll1 :111(1 h("
rcp1:ln:d ~I the Cnllfr:lctor'.<; e:xpen.<;e \YillHl\lt c11:lIlgC ill Illl'
COll!r:ICl Time
12.1.2 If:t portion Ilr the \'Fork lw.c; ht'l'll CO\'CI,-'(l which 111("
^rdll1eCI 11:1<; fl(1! ,C;!,tTinCllh- requl'sled 1(\ ohse1'\'t' priot tf) it.<;
hcinp: ("O\'t'I"('(1. the Architect rll:IY requt'st 1(1 set' ,<;11("h \'Cllrk :lIld
it _<:h:11I he \1I1("(l\'t'H:d hy' Ille Conrr:I("I(l! I( stich \X-or" i" ill
:1("(or<l:1o('(' o;\'ith ihe COlllr;lC! Docu!llents, ("os!.<: of UtlCO\"("f-
iog ;Jnd repl:lcenwnl _,,11:111. h~' :lpprrlpri:llt' (:h:1tlg(' ()nl{'f. 1)('
dt:lrged 10 rile O'vner If such \'{fork 1.<; not in :t("Cfllt!:lIKC ,villi
Ihe Cnntr:t("1 1)0C\1l11enl,<:. lhe Cnnlr:l(,.tor sl1:111 1":1\' ,C;llCh co,.;:rs
unlt's.<; the conditiOIl 1:'..:t~ clllsed h~' ,hc ()"-llcr or :1 ."cp:lr:lI("
("Olllr:lC!or ill which ('venl the Owner ,<:11:111 he respl Hl,,,ihll' f,)f
p:lymenl o( ,<;ucll Co.c;!.c;.
12.2 CORRECTION OF WORK
12.2.1 The (:lllllr:I("l(/f .<:11;111 prompr'" p'Hel"! \'\o-{Irk reie('''''')
hy lhl' Archilect (Ir (:Iiling III Oltl(fJrtl1 lfl tile 1nll1irenll'lll." 'If
Ille (:ol1lr:1(_:t 1)11C\llllt"lHS. ,,'hcfl1t'r Ilh~n\n! 1ll'(<ll"c 01 :lIll'l
Suhsl:rrui:d <:Olllplt'lil)f1 :l11d 1.\'he\hcf llr t)<ll [:thriC;l1t'ft. ill"1:r!!q]
Ill' cOIllf1ktnl TIlt" Conlf:Klcu ,C;h:ltl hC:lr Cll"'"" llf C<llll'llit(~!
<;l1cll rejecled \'Cork, including :tddi!ion:l! !('_"tin~ :llld ill.<;[1< r
lillll," :lnct nHllpl'll_";tlioTl fllr Ihe ^rcl1itc("l<; <:{"!"I'in:s 71l1t!
CX:pCllSC.<; T11:ltk' Tln't'-"~:tr\' thC'lchy
12_2.2 If ,,'irl1in (Jill' ~T:lr :Ifrcr rile d:w- (If SII!l<;\:Hl1i:i1 (:11ll11,!r-
';Iltll" lilt' \'<'Ink IH 11,:sill.Jl:llct! I"lrri'ltl lhl.'!C('r. < H :lflCl Illl.: 1.I;il{
^I^ DOCUMENT ^201 . f:FNFllAI (.rlNtIlTlllN<; (ll" TIll" f:(lNTIl....(:-1 F(lI': (:llN"1111Il~'1!()N. n'l:t~lEnJTlI "'llTlON
,\10\ 4 . "! 1'.IJCt 111 ":'lI'lllf ,\1'1 IN_<:'!111 ''1'1- r 11' A!1f:lltTH:r<;. 17 Ie; IJl'\'\:' \'(llll\. ,\\TNI 'F.. N \\ \l-....,<;I tiN'; 1 (IN. 1\ r: lllfl{l"
A201-1987
21
W^nNtNG: IInllr."n'lt>l"! Ilhnlnr.Oflvinq vlot:1tt>'lLJ.S. coPVriqhllrlW'l :<Inl"!I'l "'''hi~r.' 10 1"9"1 pm"',"cullnn.
.
(or (Ol11l11ctKcIlH:nl or \....~rr:lIlnc.<; ~,<:r:lhli.<:h('d undf'r ::>ub-
p~lf;lgr~ph 99.1, or hy lerm~ of;1I1 :lpplic:lhle ,c:red;!! w:ur:ll1ly
requirecl hy the COntr;1Cl J)oCtlmerll~. ;my (l( rhe \X1ork i~ found
In h\": nor in ;lccord:l.nce with the reqtlirenl(:~n1s of the COnfr:lct
[)ocuments, the COnlr:lC1or ,c;h:111 cor reef it promptly ::Ifter
receipt of wr;ncn n()lin~ from the (hvncr to cl(l 'if) unless the
(),\:ner 11;1,<; previously Riven tilt': CCll1tT:lCl(Jr :l written :lcc'-:p.
l;mc(" or such condition Tl1is period of olle YC:U .C;h:lll he
cXlemlel) with rc."pecl to ponions of \'('ork fir.'::! performed ;lfler
SuhSf;mti:l1 Completion by the period of time between Suhst-;!n-
1i:11 Cpl1lplclioll :loel the :lell!';!! rerforl11:lllce or (he \'(;ork. Thi.<:
ohlip.alion under 11* Stlhp;lr:l~r:lrh ] 2.2.2 sh:lJl survive ;'lCCCp-
t;mce o( the \'V'ork under llle Contr:1Cl ;md lermin~rion of lhe
Contr:1CI. The Owner sh:tll gh'e .<;ucl1 notice Jlromptlr After dis-
covery of the concllliol1.
12.2.3 The C01llrActor ~Il:lll (elll(We from thc .c;itc portions or
lhe \'(iork whidl ;m: nOI in :tccorcl;lIlce with the requiremcllt.<;
Dr tilt' Contr;lct Documents :l11c1 :lre neilher corrected hy lhe
COlllr:lctor nor :Kcepted hy the Owner.
12.2.4 I( Ihe Contr:1ctor fAil.o; 10 corn~c! nonconforming Work
within :t re:1.<;(m:1hle lime, tile Owner nl:lY ('orreCl it in :1Ccor-
d:1llce with r';lr:l~r:1ph 2.1, If the Contr:1ctor t!oc:':<; not pron:ecl
with correction of .c;uch nonconformimz. \'(Iork wilhin :.l rC:l.<;on-
al1le lime fixed hy writlen notice from ltH" Archilect, the Owner
rl1:I~' removc it :md sTore the .c;:lh':1hle /ll:1Tcri:lI.c: or equipment :It
the Contractors expen.c:e. If the Contr:1ctor doe.c; not p;", ("0'<;(.<;
of <;llch remoY:11 ;lIld ,<;tor:lW..- within lell d:1Y<; :1fter ~...ril1en
!lotice. the Owner mAY uron len :tddition:ll d:1\'.";' written
nolicc sell .";\I(h 1l1:11eri:ll.c: :tnd equipmelll ~l :luction or:lI priv:1tc
.<;:1le :Illd .<;11:111 :lCCOtllll for Ihe proceedo:: thereor, :tfler ded\1('til1~
C{l~1.<; :111<1 d:lIn:l~C.c; 11\:11 ,<;hnuld h:1\'C' heen home h~' !he Con-
tr:ICllH, including cornpell.'>:uion for tllc Architecl '.<; services ,111([
expen.c;e,<; m:lde flcce.c;.";:1f)' therein' Ir .'::;uch rroceed.<: or <;:1le do
no! CDV!?r ("o.o::t.c; ~\'hi("h tile C:ol1tr:tctor .<;hould h:1\'c home. the
Conlr:l('t Sum shall he n:duccd I1\" the deficiency Ir r:1YIlll"IlIS
then or there:lfter dut' the Conlr:Ktor :1(e nOl ,<:uflkiem 10 ("{wer
.<:\lcl1 ;1l1101l11l. lhe COl1tr:I("lor .<:11:111 Jl:lY The difft-rence to the
()wller
12,2.5 The Contractor ,<;/1:111 hC:1r the COSl o( c(lrrectil1~
dC"llO\"l'd or d:ulI:t!-ted Cfll1<;(rl1ntoll. whether compleled or
p:trti;ll1y nllllpkte(l, Ilf 111C ()wller In scp:lr;I\C {'(lIl\r:Kt(lr,<:
cl\1."cd hy \he Contr;iClorc; correctiol] or rCIlHl\'al o( \\Iork
,,'l1ich i.'i not in :1ccoro:lIlce- 't",:ilh the requirell1(,lll.'i o( the \.011-
!r:IC! J)O("\1Il1CIlI.";
12.2.6 Nothil1~ cOIl!:1lned in thi.'i P:lr:l~r:1ph 12.2 .c:h:llll.;c nm-
str\lcd In c.'ll:1hli.<;h :1 period or Iirnil:nion with re.<;peCI to other
ohlig:1tion,<: 't',:hich the C:Olltr;tCtor mighl h;1\'e lInder Ihe Con.
Ir:Kt !)OClllllCI11.c;. E,<;tahli,'ihmellt of Ihe lime ["Jeriod of one \'C:1f
as dcscrihnl ill ."luhp:lf:lgr:Jph 12.2.2 rd:ltf.'-" 0111\' tn lh(: ,<;pccifk
ohlig;lIioll of llle COlllr:1ClOr 10 corrcct the \'(Iork, ;1Ilc! 11:1:<; no
rcl:ttioll"hip to :~lC time within ~\-'hich fhe obli~:1'ioll 10 comfJly
with the Contr:lct l)onllllcnt:<; 01:1" he- "OU~hl 10 he enforced,
l10r tll the time ,,'ithin ~\'Ilich rrocecdjll~,<; ll1~r he COll1T11cncetl
10 ("<:I:1hli:<;h lilt. COl1tr:lctor" Ibhllity wirh re.<;peet to Ihe Con-
lI:t('1()r." ()hli~:llioll.<; other th~n srecjfjc:1II~' to correct lhc \'hlrk.
12,3 ACCEPTANCE OF NONCONFORMING WORK
12.3.1 If lh(' OWller prefers tn :1('CCpt \'"ork ~vhich i" 11(11 in
:lCcortl:mcc ",ith the requiremellls of the Contr:K! J)oclIlllerH!'.
th(' ()\\"!ler 1ll;1\- do so ill.<;It'~d or rcqllirin~ il.c; n-'IlUl\.:t! ;111(.1 eor-
t('("liOIl, in wl1irll else: the COlHr:1Ct SUIll will he red\1ced ;lS
:tPIHClIH;:ttt' :l11(1 e<!uil;lhk:,. Such :ldill."tlllclll<;l1al! hc efrl'ct('d
\\'hcl!lCf or !l(11 f"ill:ll p:l)"I11('l1t 11:1" h('cn rn:tdc
.
ARTICLE 13
MISCELLANEOUS PROVISIONS
13.1 GOVERNING LAW
13,1.1 TI1C COlllr::lCl .'ih:llJ he gfJVcrnecl h)' the !:l",' rlr Ill(" [11:1('('
whcre Iht, Proiect 1.C; l(lc~ted
13.2 SUCCESSORS AND ASSIGNS
13,2,1 The Owner :1m! r:nntr:1c!or res["Jccth'dr hilld lhetll.
."dvcc;, their p:1r\ncrs, SUCCC,'i."or.O::, :l,<;.<;ign,o:: :1ml leg:ll rcprc.<;Cl1t:l.
livcs III thc othcr P;lrfY hereto ;lr1d tn f1:Jr\fl('r.~, Sltc("('-"~or,<:.
:1.<;.'iign<; :1nd te~:11 repre,'icflt:-Jtive.c; of ~l1ch other fmrry ill rc~pe("t
ro co\'en:lnl.";, ::lweerncnts :111(-' ohli!Z:1rion" (,[lIll:1ined in lh~ COil.
Ir:1CI {)oCUlllcnt.o::. NeUher r:1rry In th~ (;(ltllr:lct .,,;h:l11 :1_o::,,,i~n 111(':
Crllllr:lCt :1S :t t...ho!e without written con.";cnl of the other If
eilhcl partr :1l1Clllrt.'i 10 make .'Iud1 :1n :1.<;,<:;gntllelll wirllfll1t ~1tch
crlnSelll, lh:lt p:1ny ~h:11l n('vcnhelc~,<; r('I11:lin Iq~:"lr rc~p(lI1."il)k
for :111 ohli~:llinm under lhc COlltr:lCl
13.3 WRITTEN NOTICE
13.3,1 Written llotice .,,;h:lll he deemed 10 11:1\'(" h(:"cn dlll\'
served if ddivered in pcr.<;otl to lhe imlividu:11 or :1 lllr'11lher of
lhe firm or cnlity or to:111 officer o( Ihe corrOr:1r;Oll for which it
"":1.<; inlended. or if delivered :It nr .<;eOl I1\" rq~i,o::t('r('d or c'('rlified
Ill:Til 10 fhc 1:1.<;1 h\l,<;ine,<:s :lddrc.'i" ktlllWn 10 lhe p:trl" giving
lll)ti("{'
13.4 RIGHTS ANO REMEOIES
13.4,1 O\lli('.c: ::lnd ohlig:1lion,<; il11po.<;('(,\ hy rhe Cot1fr:1C; DIICll'
rncllt.<; :md right."; :lIld H~Ill('tli('.<; ;1\':lil:lhle ther(,lIIHk:r ,<;11:111 he in
;Iddit;on to :lnd not :llimil;ttlon (If dutir.:'". ohlig:lIion.c;. rights :md
rcmedic.<; otllerwi.o::c irnro."ed ur :1\'ail:lhle hy 1;1';\'
13.4.2 N(l :lCti()tl (l( (;lilll((' t(l :1n ll~. the ()<.\Tl('l'. :\rchil('C1 III
C(lntr:lClOr <;11;111 Cllll.";tiltllC':1 \":liver Of:l right Il( (llII\' :lffl!tr.kd
thclll under th(~ COIlIr:lC!. no!" ,<;/1;111 c;(tch :ICtiOtl or f;lil\lrf' III ;1('1
Cflll."tiltIlC :lppnl\':llllf (lr :lc<!tlie.<;ccl1cC in :1 hrC:lch tlwTeltIHk'I.
except :1,<; rn:1Y he .<;pecificllh' ::tweed in wriling
13.5 TESTS ANO INSPECTIONS
13.5.1 rCSI,<;, in.<;flcction.c; :lIld :lppnl\';II" or port inn" of till'
WIHk required hy lhe C(lIltr:1CI r)()nmlC'!lI~ (H h~' l:t\\.,<;. llnti.
n;ltlcc.c:, nIle.";, rcgul:llioll.<: or order,<; of puhlic :1tlthoritics h:l\'illg
illl"i.<;(\ictioll ,<;I1all he rmlde ;1{ :tn :lppropri:nc limC'_ Ulllc.c:" olhcl-
wi.<;c pro\';d('d, the Colllr:1C1or ,<;11;111 m:tkl.' ;lrr:ltlgCll1('nl~ rill'
Sudl le.<;t~. illSpcctiorlS ;Hlet ;lppro\':1ls \\'ilh;lIl independent ll'~l.
ing l:lhor:ltory or emitf :lCccpt:thlc I() thl';' O\\'ner. or "'ith the
:lpprllpri;llc j1\lhlic :ltlrl1(lrity, :Hl~l .0::11:111 hetr :111 rcl:llcd ellSl" of
le,<;ls, ill."plTlhm.<; :ltl{! :11)PI"("';lI.<;. The (:lJlltr;lClll!" .<;l1all gin' llH'
l\rchillT! lilllc1y notice of when ;llld where tcsts :llld in~;pcc"
tioll.'> :Ire 10 he tll;I(1C ~o the Architect tll:ly (lh~cr\'c .c:llcl1 1'1'(1((.'
dUIl'<: The ()",'ner sl1;11l hc;n CO."I.<: o( !(~."ts. ill.<;j1cniol1<; Ilt
;IPPf{1\':II.<; ~\'hj("h do nol hl'nH11C' wqttir1'11lClllS Ul1lit :tfll'f bid,<;
:tlT rc("dvl'd or n~~oli:Hi(ln~ ("ollChtded
13.5_2 If lhe :\rchit(,\"l, O"'ncr or pulllie :1l11ho,-ilir.'.<; h;l\'ing
illri.<;dinion dctcrl1llllC tll:lt pllrtinn,<: of tIle \'\;'nrk requi1c :1c1c1;
li(Jtl:l1 lC~lill~_ i11Sp~Cli(1I1 or :lpprc1\':11 tHlI inctrHJed litHiC!" Slth
p:lr:tgr:tl1h I_~. ';,1. lh(' Archit(,cl ,,'ill, tlp(m wrill('11 :tlttlll )!-i7:11ir1!1
fnl1ll Ill(' (h\'ncr, in~tf\l("r tile C(lrltr:IClflr t(l Ill:tk(' ;1t'r:ltlg('tllCl11~
rlH SUdl :lddirilll1:l1 Ic-',tinp.. inspeCtiot1 nr :1ppr(),';r11l\':m I.'lltil\
:1C,epl:1hlc If' Ihe ()<.\'ner. :111(\ the ('.(llltr;tCl(1r <;h:ll1 l1i,'(' rill)!'h
l)(lticr' In tll(' Architect of ",-hell :l11(1 ""1)('1'(' tCSI" :tnd it1<;I"-'-lil '11."
;11'(" 10 he 1\1;1<1(" <;0 Ih<; i\rchill'('l 111;1:- oh<;("I\'(' s1Iell IlI'o('nlltl'c';
22
A201-19S7
AlA DOCUMENT A201 . (;F~JF.R,\1. C.ON\)ITtcJNS rJr ntF r()NTRAcr F1)1l (:ONSTlll 'r: rJr'N . r'('1 'flTtT"rn t r:!)I I II 'I,
At"" . q, tq~- Tltf' ..\MfIlIC"N tN,<;T1TI:TF. or AtlC1H1 rCTs, I 7~<; NfW ynl!K ,\\TNllF._ '" \\" 1t'\"lltNr: II Jr-.; I'r '1I11""
W^RNt~I(l: OnIlCI""'f"d ph.."",r.o"Vinq vlnIRIl?!; U.S. r.n!"lvriahl tRW"l nnr1 i", <:lIhi..ct t('l l"aRI prO"Il"CIIIIM)
.
TIle Ut\'ncr shall hem StICh costs except as provided in Sub-
p:lfagr:lph 15.5..1
13.5.3 If such procedures for testing, inspection or <lpprova!
tInder Subp:uagraphs 13.5.1 and 13.5.2 reveal failure of the
p(Jni()Il.<; of the \Xfork to comply with requiremem~ estahlistlcd
by tile Contr:tG Documents, the Contractor shall be:lf all coStS
ll1:llfe nccess3ry by such failure including those of repe<lled
!lrocl'dures and compensation for the Arcllitcct"s services and
expenses
13.5.4 Ikquircd certificates of testing, inspectioll or appro\':11
shall. unless otherwise required by the Comracl OO(:Ul11cnts, he
."ccurnl by the Contractor and promptly delivered to the
Architect
13.5.5 If the Arcllitect is 10 observe tests, inspection'i or
;lpproV:tls required by the Contract Documents. the Architect
will do so promptly ;lI1d, where practicable, al the normal pl;lce
of lesling.
13.5.6 Te~ts or inspections conducted pursu:mt 10 the Con-
tr:lct Documen[s shall be made promptly to :lvoid unre'dSonahle
dd:lY in the Work.
13.6 INTEREST
13.6.1 Payments due ancl unpaid under {he Conrract Docu.
ment.<; shall he:.tr intereSl from the c!;He p:lymen! is clue al sllch
r;tll' ;L<; [11e panies Tn:.t)' agree upon in writin~ or, in the :lhsence
tl1ereof. :If the leg;ll r:lte prev:lilin~ from time [() lime:lI the pl;tee
where tile Prolect is locued.
13.7 COMMENCEMENT OF STATUTORY
LIMITATION PERIOD
13.7.1 As between the Owner and Contraclor'
.1 Before Substantial Completion. As t() acts (lr f:lilures
!(J ;lCl occurring prior 10 the rde...:'nl d:lIl' of Suhstan.
tial Completion, :lny applicahle st:llllll' of limitations
sh:tll (:ommcm."{" 10 run :md any aJlL~ed C;llL<;e of :KtiOI1
shall he deemed to have accrued in ;tIlY ;md :111 events
nO( 1:lIer Ih:tn such d;lte of SubSt;ll1ti:l1 COlllplelion;
.2 Between Substantial Completion and Final Certlf~
cate for Payment. As to :lcts or t:lilurcs to :lct O(,TtIr-
ring suhsequent to the re!e\.:tnl d;He of Suhsl<Jmi:l1
Complelion and prior to issU;lnce of the fin;tl CenHi-
c:ae for PaYl11cl1l, :Iny ;tp!1licable .c;w'llne of limit3tions
shall commence w run and any ;tJle~ed cause of
actioll shall be deemed to h;n'c accrued in any :lnd :all
events nOl I:tter [11;111 the d:lle of issuance of tl1e fin:ll
Ccrtifk::HC for Payment; and
.3 After Final Certificate for Payment. As to ac\.<; or
f:lilures to :lCt occurring after the re1ev;111l d:ue of issu.
al1ce of the lin;tl Certificate for P:lymcm, :1I1~' appli-
GJhle stalute of limi[:Hiol1s .<;h:111 commence 10 run and
;lny alleged C:luse of ;lCliol1 sl1;111 be deemed to have
;JCCfllCd in any :tnd :111 evenls not I:ncr rh:lIl the (hlle of
;IIlY :l<:t O( f:lilure to ;Ict hy the Contr:K'(Or pur.c;u;tnl lo
;1l1\' \\';lrr:lI1ly provided Ulllkr Par:tgr:lph .~,:;. tilt: date
(If ;111Y c()rrccti(ll1 ()f tile \Xi()I'k ()f failure I( I C(lrrcct IhL'
\'(;ork hy the COnlr;lCtor under P:lr:l~r:!ph 12..2, or the
l!;J!C or :l<:tu:1I ('0l11111issioll of ;1Il\- olher ae! or f:lilllrc
III perf(lrt1l ;lllY dUly or ohlig:llio!l h~' lht' C(Jlllr:lctor
lll' ()\\'l1er. whichever ()CCllrs 1:'SI.
.
ARTICLE 14
TERMINATION OR SUSPENSION
OF THE CONTRACT
14.1 TERMINATION BY THE CONTRACTOR
14.1.1 The Contractor ma}' terminate the Contr:Ict if the "X"ork
is stopped for a period of 30 days through no act or faull of the
Contractor or a Subcontractor, SUD-subcontractor or their
agents or employees or any other per.<;on;<; performing rortiollS
of the Work under contrdct with the Contr:J.ctor, for ;tny of ,he
following reasons:
.1 issuance of an order of a coun or other public author-
ity having jurisdiction;
.2 an act of government, such as a declar.ltion ofnation:!l
emergency, m;tking material un:lvailable;
.3 because the Architect has not issued a Certificate for
Paymcl1t and has not notified the ContractOr of the
reason for withholding certification as provided in
Subpar:Igfdph 9.4.1, or bec;mse the Owner _has n01
made payment on a Certificate for Payment. wirhin
the time st:lted in the Contf:lct Documents;
.4 if repc::lted suspensions, delays or interruptions by the
Owner ;tS described in Paragraph 14.j constitute in
the ;tggregate more than Ion percent of the tot:ll nUIll-
her of days scheduled for completion, or 120 days in
any ;,65.d:.ty period, whichever is less: or
.5 the Owner has failed to furnish to the Contractor
promptly, upon tl1e COnlr.lclOr's request, reason:lblc
evidence as required by SulJp:lr:l~r"rh 2.1.1_
14.1.2 If one of the above reasons ~Xj5tS, the Contractor 111;lr.
upon seven additional days' written notice ro (he Owner ;tnc1
Architect. termin::ne the Contract and recover from the O'~mer
(layment for Work executed and for proven loss with respect
'0 l11<1teri:lls, equipmem, (0015, and constmction equipment
;ll1d l11:lchincry, including rC;ls(m:tble overhe:ld, profit and
damages.
14.1.3 If the \X,'ork is stopped for :1 period of hO d:1Y~ 111roU!-!.1I
no act or f:lult of the COntr;lClOr or a SubCOnrr:lC!Or or their
agents or employees or any other persons performing portions
of the Work under COl1(ract \;\'jtl1 !t1C ContraClor hecallse the
Owner ha<; p<.'rsiSlt'ntly f:liled to fulfill the Ov.'m:r's ohli~:lIi()llS
under the C(llllr:KI l)O<:lllllL'11lS \.vith respect to lll:11lers impor-
t;lnt to the f)fogress of tll(" \"lork. tIle ConrraClOr llJ:lY, upon
seven addition;11 day,'; v,,'ritten nOlice (0 the Owner and lhe
Architect. termimlle tile CO!1[ract :md recover fmlll the Owner
as pnlvided in Suhpar:lgrapll 14.1.2.
14.2 TERMINATION BY THE OWNER FOR CAUSE
14.2.1 The Owner m:l)' [crl1ll11;ltc the COllfr:lct if tll<.:
C;cmrract(,r:
.1 persislently or repe~tedly refuses or fails to supply
enough properly .c;killed workers or proper m:n<.:ri:lls:
.2 f;lils 10 make p:lymem to SuhCOrlrr:1Ctors for lll;lleri:rls
or J:lhor in accoru;mce with the respective agf(:elll~nts
hetween the Contr.1clor :ll1d the Subcontr:tcfors:
.3 persistently di...rq~:mj,<; I:lws, ordin:llln.'s, or rules, rc/!-
tll;uino", or orders of :l puhlic :IlHhorilY h:I\'lng iuri.,,-
diction: or
.4 ()(h<.:rwis<." is ~tlilty ()f suhst;lIlti:l1 brc.ch cll;r pnn'isiclll
of lhe (;onrr:KI Documenls.
14.2.2 \'(111en all~' (lrtll(.' :lh(lVe re:1S(1I1S exist.lhe ()wnl'l llJ)'ll1
c~nin<,':ui()l1 hy the Arc!lilcCt that sllfficiel11 cause L'xist." III ill,~.
A.IA DOCUMENT A20' . (tENf.RAt, C{)Nt)IT!{)NS OF TIlE {:{lNTI{A{:T I'()N (:()NST~II(:TI()N. f'(>11InEENTII r.:I)ITl()N
.\1'\" . LO:' 1')~' Till' AMERICAN INSTlTI1Tf. ()f AIH:I11TECT'i, I"~" NF.\'(- YOIIK AVENlrE. N\'('.. \'('ASltIN(;T()f',:, [) ( 2r10l1<',
A201-1987
23
WARNING: Unlicensed photocopying violates U.S. copyrighllaws and Is subject to legal prosecution.
.
lify ~\lC)l :lCripll. lIlay ~..ilh()ll! prejudice to :lIlr (lll1r:r riglHs or
rern('di('~ (If the (lwner and:lflCr ~i"ill~ the COlltr:lc!fl! :lIld the
C()rllr;lnor'~~l1rcry, if any. ."e"ell (bv< written lloliec. Icnll;.
1l:11e ClllflloYJIlCll1 of the COnlranor ;l1lcl m:l\',<;uhjcc..:t to :lI1y
prior rights of rhe surery:
.1 l;lke possession of the ...ire ;ll1d of all 1Tl;'1leri:1!.<;, equip-
ment. (ools. ;llld construnion e-qu;pmcrH and rn:lChin.
err thereon owned hy tile C()lllr:lclol':
.2 :JCCl':'pl ;l.<;,<;ignmenl of <:uhcorlrra(ts purSU;lIl! to P;lt::!-
gr:lph 'i, 4; ;lI1d
.3 finish the \'X/orl< tJY whaTever rC:l.'i(J!lahle rnclhoclthe
Owner m:1Y deem expedient
14.2.3 \'(llIen !tw Owner terl1lin;ues the C0I11r;lC! for one of the
re;I.'>(Hl.<i sl;lled in SUhr;lfawarh 1 'i.2. J, the Ctlfllr::lctO! .'dwllIHH
he entitled IP receive ftll"lher p;JylTlelll ulltil lhe Work is
finished.
14.2.4 J( the unp:lirl b;JI:1I1ce o( the' COnlr;lCl Slim exceeds costs
()( finishing the Work, including cOlllpcns:nioll for the Archi-
It'CI'S servjcc~ :Jnd expenses 111;l(k nece.c;s:lr~' Iherehy, such
l':XCC~.c; .<;11:111 he p:lid 10 the Contr:tctor. If s\lch cO."t" exceed Ihe
lInp:lid h:lI:ll1ce, lilt' CO!1lr:tctnr ,0:;11:111 pay lhe difference 10 the
.
()wller. The :tIl10111H to he paid 10 the C(JIlll:l("1pr (H ()\'.'!\t't, :1.':
the (;I."C Ill:l\' he. sb:dl hI." certified hy the ArchilcCI. Uf~()ll ;lPl1Ii.
cllion. ;Inti this (1hli~;lli(}n (or p;lymeTl( ,<;11:111 ,<;1tr\'i\'~ lennin:"!
tiOTl of the COFllr:lct
14.3 SUSPENSION BY THE OWNER
FOR CONveNIENCe
14.3.1 The Owner m:lr, ".iI110\11 (';:!u.se. orcler Il1e COlltr;l(l(lI' in
wrilin~ 10 suspend, dd:l\' or inlerrupt tile \"(.'Ol\': in whnk or in
p:lrI for such period of liflle :IS the OWller 1ll:1\, detr"rminc
14.3.2 An :1djll.<;t1l1C!1l .<;11:111 he Illade (or illcn::I~e~ in the co.<;1 of
PCI'((lrlll;1nU' o( tile C.01Hf:1CI. including profll PIl the innC:I."ct!
cost or p.-.:rfotlll:mcc. C1U::;CU by .<;u~rension. ck!:IY or illlcrrllp'
lion No ;ldju,c;trnent Sh:lll he lllade to Ihe extent.
.1 111:1t per(orm:lllcc- i.". ~.:t." or would !l:gT heen ,<;0 S1I.<;
pcmlct!. dcl:tye(1 or internlpled hy :tn(llhcr Clll.<;(' fllJ
wl1irll the Conlr;lClor is re.<>po!l.<;ihle: (ll
.2 Ih:11 ;1Il equitahle :ldjmtllwlll i,c; rll:ldc or denied under
:Ulother rro\'i,c;ion of Ihis COlllr:lct
14.3.3 Adj\1."llllCIH,c; made in the co.'>, or perforll1:11lce 111:1\' 11:1\'('
;! 111llltt:llly :lgrcr-d Oxcd or rercent:tge fee
24
A201-1987
AlA DOCUMENT A201 . f;l'.NFll^J. (:(lNI llTI(lrJ" 1)1' T"F (( IN !'IIM:T HlIl ('( 1N" Illl ((-r I' Ir, . 1'){ 'H1TFr.! III 1'111 I II 11':
,"^'" . 'f' I t)fI- 'J III' ,'''1''111( :^N IN"TrTI !TE (IF ^ 11(:1 111'1'('1 S. I !~~ NF\~' Y( 111" ^\Tr-JIIF.. N \~ W ,\q IlNI :'1' )roJ. 11' -'Ill "I'"
W^RNING: llnll~..n!l,.rl P"O,"~"",vlno vloIA'E'!': U.S. conyrighl I",w!l ~Ilrl i<; !Ill/hl..r:II... J~Q",1 fH"....culirm.
3/87
.
.
SUPPLEMENTARY GENERAL CONDITIONS
The following supplements modify, change, delete from or add to the "General Conditions
of the Contract for Construction", A.IA Document A 201-1987 Edition. Where any Article
of the General Conditions is modified or any paragraph, subparagraph or clause thereof
is modified or deleted by these supplements, the unaltered provisions of that Article,
paragraph, subparagraph, or clause shall remain in effect.
ARTICLE 1 through ARTICLE 10
No Change
ARTICLE 11 - INSURANCE AND BONDS
11.1
Contractor's Liability Insurance.
11.1.1
In the first line following the "maintain", insert the words, "in a company
or companies licensed to do business in the state in which the project
is located."
111.1
ADD:
.7
Liability insurance shall include all major divisions of coverage
and be on a comprehensive basis including:
(1) Premises - Operations
(2) Independent Contractors Protective.
(3) Products and Completed Operations.
(4) Contractual-including specified provision for the
Contractor's obligations under Paragraph 4.18.
(5) Owned, non-owned, and hired motor vehicles.
(6) Broad form coverage for property damage.
11.1.2
ADD: ... The Contractor shall furnish insurance with the following
minimum limits:
.1 Workers' Compensation
a. Slate and Federal: Statutory
b. Employer's Liability $ 100,000.
BULKHEAD RECONSTRUCTION & RESTORATION
F - 1
.
.
.2 Comprehensive General Liability (Including Premises -
Operations; Independent Contractor's Protective; Products and
Completed Operations; Broad form Property Damage):
a. Bodily Injury: $ 1,000,000 Each Occurrence $ 1,000,000
Aggregate, Products and Completed Operations.
b. Property Damage: $ 250,000 Each Occurrence
$ 250,000 Aggregate
c. Products and Completed Operations Insurance shall be
maintained for a minimum period of one year after final
payment and contractor shall continue to provide
evidence of such coverage to the Town on an annual
basis during the Aforementioned period.
d. Property Damage Liability Insurance shall include
Coverage for the following hazards: C (collapse), U
(underground).
e. Contractual Liability (Hold Harmless Coverage):
f. Personal Injury, with Employment Exclusion deleted:
$ 1,000,000 Aggregate.
.3 Comprehensive Automobile Liability (owned, non-owned, hired):
a. Bodily Injury: $ 1,000,000 Each Person
$ 1,000,000 Each Accident
b. Property Damage: $ 250,000 Each Occurrence
ARTICLE 12 through ARTICLE 14
,
No Changes
END OF SECTION:
BULKHEAD RECONSTRUCTION & RESTORATION
F-2
.
.
THE AMERICAN INSTITUTE or ARCHITECTS
I~-.
,
AlA Document AJ11
Performance Bond
KNOW ALL MEN BY THESE PRESENTS: that
III..,.. ;,....., 'ull ";1m" and ",tf..." '" l~lI!.t ,j!l~ or 1':,,,,,,...,...,,)
.:IS Principal, herejnaft~r called Contractor, and,
ill..." inll!"! lull mom.. ;Inri .drlr..~, or l"'l!.f ..,... ..../ '''''''yl
as Surety, hereinafter called Surety, are held and firmly bound unto
fI~..,,!, 'nU'f! f..ll .um.. and arin...., 'H 1"11.1 Ii".. of O.....n...,
as Obligee, hereinafter called Owner, in the amount of
Dollars ($
I,
for the payment whereof Contractor and Surety bind themselves, their heirs, e:'<ecutors, administrators,
successors and assigns, jointly and severally, firmly by these presents.
WHEREAS,
Contractor has by written agreement d<lled
IH..,.. ;n\(,'" jlll! ",1mt'. Hid,"!'" .1n,1 rll'1<:dp"on <:'If fl'oil"(tl
19
, entered into a contract with Owner for
in accordance with Drawings and Specifications prepared by
III..... .""." r,,11 ".m.. and .rlrl."" n..J"lt~r lid.. "I A,d,it.-nt
which contract IS by reference nlrl:de <1 prHt hereof, ~nd 15 hereinafter r~ferred 10 -15 Ihe COr1fr,H:f.
AI" OOCUMfNT A]ll . rfRf(ll<:'..I".'H~F RnNO "NI) 1.,\AOR ,\NO ",,, TfRIAI. r'\YI\\FNT 130!'o:f1 ' AlA 'l!l
lfRRl);\RY \").-0 ED . rHF ,\,\.-IrRI(' \'ll/>,;<;rrn}TF (H I\RCHITFcrs 1.-1,'-; y ,\VI N \V. W"'.;lI'~.lcrf)N 0 C. loom;
1
W^n,.IlNG: U.,Ur.el1"lpd !"hl'tlnl"nrvi"Q vlnl:!lp"l u.s. co!"yrlQht ,,._ rlndl!! !;IIbl,.r.lln ,,.qAI pm"lp.l':lIl1nn
.
PERFORMANCE
BONf
NOW, THEREFORE, THE CONDITION OF THIS OBliGATION is such thaI. if ContractQr Sh.ll1 promptly and faithfully pprform
said Contr,:)ct, then this obligation shall be null and void; otherwise it shall r~m,lin in full force and effect.
The Surety hereby waives notice of any alteration or
extension of lime made by the Owner
Whenever Contractor shall be. and declared by Owner
to be in default under the Contract, the Owner having
performed Owner's obligations thereunder, the Surety
may promptly remedy the default. or shall promptly
1) Complete' the Contract in accordance with its terms
and conditions, or
2) Obrain a bid or bids for completing the Contract in
accordance with Its terms and conditions. and upon de-
termination by Surety of the lowest responsible bidder,
or, if the Owner elects, upon determination by the
Owner and the Surety jointly of the lowest responsible
bidder, arrange for a conlract between such bidder and
Owner, and make available as Work progresses (even
though there should be a default or a succession of
Signed and sealed this
day of
defaults under the contract or contr<lcte; of com pie lion
arranged under Ihle; parJgraphl sufficient funds tn P<~Y the
cost of complefion less the b,ll.lnce of the contract price,
bul not e:o(ceedin~, indlldin~ (Jlher emts and d.lm,l~e5
for which the SUrely may be liable hereunder. the amount
set forth in rhe flr<;1 paragrJph hereof The term "balance
of the contract price," il$ u'Sed in this paragraph, shall
mean the total amount pay,)hle by Owner 10 ContraClor
under the Contract and Jny Jmendments thereto. less
the amount properly paid by Owner 10 Contractor.
Any suit under rhie; bond must be in<;tiluled beiore
the expiration of two (21 years from the date on which
final payment under the Contract falls due.
No right of action shall accrue 'on this bond to or (or
rhe use of any per,;on or corporation other than the
Owner named herein or Ihe heirs. executors, admlnis-
tralors or successors of the Owner.
19
I 1 ("I/H.',I.I/) ISNlf
(Wilnf....~'
,ri,/('/
[ rSf/wrr) (S('.,h
(Wi,of'.'.')
r7Jlfd
AlA DOCUMENT A31t . pur OR MANCE BONO AND LABOR AND MATERIAL PAYMENT SOND . AlA @
rfRKVARY I'H(I ED . THE AMERICAN INSTITUTE OF M~CHITEC1~, 17)5 N.Y. AVE., N.W., WASHINGTON. O. C. 21.)l)M
2
WARNING: Unll~p.nsed photocopying viota'es U.S. copyright laws ,md t"J subject to rp.qal prosp.cullon.
.
.
THE AMERICAN INSTITUTE OF ARCHITECTS
AlA Document A311
Labor and Material Payment Bond
THIS BOND IS ISSUED SIMULTANEOUSLY WITH PERFOR"-tANCE BONO IN fAvOR OF THE
OWNER CONDITIONED ON THE FULL AND fAITHFUL PERFORM,\NCe OF THE CONTRACT
KNOW ALL MEN BY THESE PRESENTS: thai
(H~rc ;n~c" (vII n....me 'nd ~ddrc\S 01 I(',pl litl(' or Cnnlt~(lOfl
as Principal, hereinafter called Principal, and,
(Here in\,HI lull name Jnd ~dd,cu ", 1!!I;JI title of Surety!
as Surety, hereinafter called Surely, are held and firmly bound unto
(H"rll in\en full name ,1nd .,ridff'~\ Of legal '"le 0/ Ownert
as Obligee, hereinafter called Owner, for the use and benefit of c1aimanfs as hereinbelow defined, in the
amount of
(He,e ,n"HI , sum equal (0 'II '.aU onc-lnU of Ihe ("....Uael ptictl
Dollars 1$
),
for the payment whereof Principal and Surety bind themselves, their heirs, executors, administrators,
successors and assigns, jointly and severally, firmly by these presents.
WHEREAS,
Principal has by written agreement dated
(HE'rl' in~ert full name, addr'!5S and descriplion ()f proj'!c'!
19
, entered into a contract with Owner for
in accordance with Drawings and Specifications prepared by
:H,.fe '''lcn filII "~me ~nd .dd.1.'1S rfi !~,!:.I till'! oi ,\.("il~o::ll
which contract is by reference made a part hereof, and is hereinafter referred to as the Contract.
AlA DOCUMENT ,\311 . r~RFORM^NCE RQND AND tABOR AND MATERIAt PAy.....tENT BONO . ~!^ @
FEBRUARY 1970 EO.. THE AMERICAN INSTITUTE OF\RCHlTECTS. Ins N.Y. AV~.. NW, WASHINGTON. 0 C 20006
3
WARNING: Unlicensed photocopying violllltes U.S. copyright laws ~nd Is subject to If!qal prosecution.
lAB~ AND
PAYM~
MA TERIAl
BOND
NOW, THEREfORE. THE CONDITION Of THIS OBI teA nON is such Ihat. jf Principal shall promptly make payment 10 all
claimants as hereinafter defined. (or all labor and matcridf u~ed or rea<;onably required (or U5e in the performance of the
Contract, then this obligatJon ..hedl be void. otherwise it shall remain in full force dnd effect, subject, however, to the fol.
Jawing condilions:
1. A claimant is defined as one having a direct con-
trJct with the Principal or with a Subcontractor of the
Principal for labor, material, or both, used or reasonably
required for use in the performance of the Contract.
labor and material being con<;lrued to incfude that pan of
waler, gas, power, light, heat. oil, gasoline, telephone
service or renlal of equipment directly applicable to the
Conlract.
2. The above named Principal and Surely hereby
joinlly and severally agree with the Owner lhat every
daimant as herein defined, who has no! been paid in
full before the expiralion of a period of ninety (90)
days afler the dale on which the last of such daim<ln(s
work or Labor wa$ done Or performed, or materials were
furnished by such claimanr, may sue on this bond for
the use of such claimant. pro'jecure the suit to rinal
judgment for such 'jum or $ums as may be justly due
daimant. and have execution thereon. The Owner shall
not be liable for the paymenl of any cosls or e:"Cpenses
of any such suit.
3. No suil or actIon shall be commenced hereunder
by any claimant:
a) Unless clalmanl, olher than one having a direct
contract with the Principal, shall have given written
no lice to any Iwo of the following; Ihe Principal, the
Owner, or the Surety above named, within ninety (90)
days afler such claiman! did or performed the last of
the work or labor, or furnished the last of the materials
for which said claim is made, staling wilh substantIal
Signed and sealed this
day of
accur<:lCY the amount claimed and the name of the parly
to whom the malerials were furnished, or for whom
the work or labor was done or performed. Such nOlice
shall be served by mailing Ihe same by registered mail
or certified mail, pOSlJge prepaid, in an envelope ad-
dressed 10 the Principal. Owner or Surety, at any place
where an office is regularly maintained for the trans-
action of business, or served in any manner in which
legal process may be served in the Slate in which the
aforesaid project is located. save that such service need
not be made bv a public officer
b) After the expiration of one (1) year following the
date on which Principal ceased Work on said Contract,
it being undersfood, however, that if any limitation em-
bodied in this bond is prohibited by any law conrrolling
the construction hereof such limitation shall be deemed
to be amended so as 10 be equal to the minimum period
of limitafion permitled by such law.
cl Other than in J slate court of competent jurisdiction
in and for the Counlv or olher political subdivi$ion of
the slate in which the Project, or any part thereof. is
situated. or in the United Slales Oi..lrict Court for the
district in which the Project, or any part thereof. is sit~
uated. and not elsewhere.
4. The amount of this bond shall be reduced bv and
to the extent of any paymenl or payments made in good
failh hereunder, inclu~jve of the payment by Surety of
mechanics' liens which may be filed of record ;q~Jinst
said improvemenl, whether or not claim for the amount
of such lien be presented under and against this bond.
19
I (PrincipiJ/) ISl!'~ll
fWi'n{'~(J
(Tillp)
f (SUff"'}'J !~(,Jll
(W,tn("\\/
'rit/!')
AlA OOCUMfNT AJl1 . r'fJHORMANG BONO ^NO lAROW: !\NO MA TERIAl r^YMENT AOND . AlA @
f~BIW^"IY 197n ED . THE AMERI(^N !NSTITUTE or ,'RUHHCT<;. 171'; NY, AVe N_W W^SHtNCTON. D C. :lOOOf,
4
WARNING: Unlicensed pholocopyrnq violates U.S. copyright IAW!I and is subject to legal proseeutlon.
.
.
GENERAL RELEASE
(To be submitted with requisition for Final Payment)
KNOWN ALL MEN BY THESE PRESENTS, that
(Contractor)
for and in consideration of the sum of
lawful money of the United States of America, to it in hand paid
by:
(Owner/Contracting Agency)
and its successors and assigns and administrators, of and from any and all manner of
action and actions, cause and causes of aCtion, suits, debts, dues, sum and sums of
money, accounts, reckonings, bonds, bills, specialties, covenants, contracts, controversies,
agreements, promises, variances, trespasses, damages, judgments, patents, extents,
executions, claims and demands whatsoever in law and equity, which against the said
(Owner/Contracting Agency)
, and
JAMES A. RICHTER, R.A., now have or which heirs, executors, or administrators hereafter
can, shall, or may have, for upon or by reason of any matter, cause or thing whatsoever,
from the beginning of the world to the day of the date of these presents rising out of the
construction, in accordance with the contract entered into
between parties hereto, dated:
supplements thereto.
, 19 _ and any admittance or
IN WITNESS WHEREOF, the undersigned corporation has caused this
agreement to be signed by its
affixed and duly attested by
and its corporate seal to be hereto
its
this
day of
, 19
Attest:
Principal:
BULKHEAD RECONSTRUCTION & RESTORATION
G -1
.
.
PREVAILING WAGE RATES
ATTACHMENT
WAGE DETERMINATION
for
BULKHEAD RECONSTRUCTION & RESTORATION
at
KLIPP PARK
MANHANSET AVENUE
TOWN OF SOUTHOLD
GREEN PORT, NEW YORK 11944
NOTE:
NEW YOUR STATE DEPARTMENT OF LABOR RATES APPLY TO
THIS PROJECT. CONTACT THE N. Y. STATE DEPARTMENT OF
LABOR FOR THE CURRENT PREVAILING RATE SCHEDULE.
BULKHEAD RECONSTRUCTION & RESTORATION
H -1
NEW~K STATE DEPARTMENT OF LABOR
BUREAU OF PUBLIC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY, NY 12240
.
Schedule Type - COMPLETE
1995B
Date OS/13/96
Refer to:
PREVAILING RATE CASE NO.
T/D SDUTHDLD
PRC 9605127 SUFFOLK COUNTY
01
JAMES MCMAHON
TOWN HALL. PO BOX 1179
Location and Type of Project
PROJECT 10 #: NONE
REPAIR KLIPP PARK
BULKHEAD. SOUTHOLD
SOUTHOLD
NY
11971
In response to your request. enclosed are schedules of the prevail ing
hOurly wage rates and the prevail ing hourly supplements for the above project.
together with copies of the Notice of Contract Let (PW-16) for your use. The
schedules must be annexed to and form a part of the specifications for this
project when 1tis advertised for bids. These schedules have been prepared and
forwarded in accordance with Section 220 of the Labor Law. which provides that
it shall be the duty of the fiscal officer to ascertain and determine the
schedules of supplements to be provided and wages to be paid to workers.
laborers and mechanics employed on public work projects. and to file such
schedules with the Department having jurisdiction.
The attached rates are based on the latest information available to the
Department of labor, Bureau of Publ ic Work. Care should be taken to review the
rates for obvious errors. It is the responsib1l ity of the PUbliC Work
contractor to use the proper rate. Any corrections should be brought to the
Department's attention immediately.
This schedule is applicable only from July 1, 1995 through June 30. 1996.
unless otherwise noted. If your project goes beyond the period covered by this
determination. a new determination should be requested when this schedule
expires.
Note: A 19S3 AMENDMENT TD SECTIDN 220 OF THE LASOR LAW REQUIRES THE
PRESERVATIDN DF DRIGINAL OR TRANSCRIPTS DF PAYROLL RECDRDS FDR THREE YEARS FRDM
THE DATE DF COMPLETION OF THE WORK IN THE AWARDED CONTRACT.
Very truly yours.
CHET RYSEDORPH
DIRECTDR
NOTICE TD CONTRACTING AGENCIES:
upon cancellation or completion of this project. enter the necessary
information and return this page to the ALBANY OFFICE of the Bureau at the
address 1 isted below:
PROJECT HAS SEEN:
Date Completed
Date Cancelled
Date postponed
Unt i 1
Signature
Title
Contracting
Agency
For additional information. contact the following District Offices:
St.Off.Bldg.#12Campus Albany,NY 12240
155 Main St. W. Rochester.NY 14614
175 Fulton Ave. .Hempstead NY 11550
207 Genesee St. Utica. NY 13501
65 Court St. Buffalo.NY14202
30 Wall St. Binghamton.NY13901
333E.washingtonSt.Syracuse13292
30 GlennSt. ,White PlainsNY10603
PW-200 (4-95)
docm: letter1a
411PNTRACT REQUIREMENTS
.
Each publ ic work contract to which the State, a publ ic benefit
corporation, a municipal corporation or a commission appointed pursuant to law
is a party and which may involve the employment of laborers, workers or
mechanics, shall comply with the requirements of Article 8 (Sections 220-223)
of the New York State Labor Law:
1. No laborer, worker or mechanic in the employ of the contractor,
subcontractor or other person doing or contracting to do the
whole or a part of the work contemplated by the contract
shall be permitted or required to work more than eight hours
in anyone calendar day or more than five days in anyone
week except in the extraordinary emergencies set forth in
the Labor Law or where a dispensation is granted by the
Commissioner of Labor.
2. Each laborer, worker or mechanic employed by the contractor
or subcontractor shall be paid not less than the prevail ing
rate of wages as indicated on a the wage schedule provided
by the Department, Bureau of Public Work. The prevail ing
rate of wage shall be annually determined no later than
thirty days prior to July 1st of each year. The prevail ing
rate of wage for the period commencing July fist of such
year through June thirtieth, inclusive of the following
year shall be the rate of wage set forth in collective
bargaining agreements for the same period, including those
increases for such period which are directly ascertainable
from such collective bargaining agreements.
(See Sections 220.3, 220.5)
3. It shall be the duty of the department of jurisdiction to
file with the fiscal officer, the classification of workers
mechanics and laborers to be employed on a pub1 ic work
project, together with a statement of the work to be performed
by each classification. (See Section 220.3-a)
4. The contractor and every subcontractor shall post in
a prominent and accessible place at the work site a
s~atement of all wage rates and supplements to be paid or
provided for the various classes of mechanics, workers or
laborers. (See Section 220.3-a)
5. No employee shall be deemed to be an apprentice unless
individually registered with the New York State Department
of Labor. The allowable ratio of apprentices to journey-
level workers in any craft classification shall not be
greater than the ratio permitted to the contractor as to
its work force on any job under the registered program.-
Any employee who is not registered as above. shall be paid
or provided the prevailing wage and supplement rate for the
j,ourney level classification of work actually performed.
The contractor or subcontractor will be required to furnish
written evidence of registration of its program and apprentices
as well as of the appropriate ratios and wage and supplement
rates for the area of construction. prior to using any
apprentices on the contract work. (See Section 220.3-e)
6. (a) No contractor, subcontractor, nor:' any person act 1 ng
on its behalf, shall by reason of race, creed, color.
disability, sex or national origin discriminate against
any citizen of the State of New York who is qual ified
and available to perform the work to which the employment
relates. (See Section 220-e(a))
(b) No contractor. subcontractor, nor any person acting on its
behalf. shall in any manner, discriminate against or
intimidate any employee on account of race, creed, color,
disabi1 ity, sex or national origin. (See Section 220-e(b))
Note: The Human Rights Law also prohibits discrimination
in employment because of age. marital status or rel igion.
(c) There may be deducted from the amount payable to the
contractor under the contract a penalty of fifty dollars
for each calendar day during which such person was
discriminated against or intimidated in violation of the
provisions of the contract. (Section 220-e(c))
(d) The contrac~ ,!lay be cancelled or terminated by th'b State
or municipal ity, and all moneys due or to become due
thereunder may be forfeited, for a second or anysubsequent
violation of the terms or conditions of the
antidiscrimination sections of the contract. (See Section
220-e(d))
7. (a) A 11 contractors or the i I" subcontractors sha 11 prev i de to
their subcontractors a copy of the prevail ing wage rate
schedule specified in the public work contract as well as
any subsequently issued schedules. A failure to provide
these schedules by a contractor or subcontractor 1s a
violation of Article 8 or the Labor Law. (See Section
220-e(d))
(b) All subcontractors engaged by a public improvement
contractor or its subcontractor, upon receipt of the
original schedule and any subsequently issued schedules.
shall provide to such contractor a verified statement
attesting that the subcontractor has received the wage
schedule and will payor provide the appl icable rate
of wages and supplements specified therein. (See
Section 220-a)
PW-3 (4-95).
ATTENTION.LL CONTRACTORS AND SUBCONTRACTORS.
ENGAGED ON P Ie WORK PROJECTS IN NEW YORK STATE
INTRODUCTION: Below are the major provisions of the Labor Law covering workers
on publ ic work projects.
HOURS: A laborer, worker or mechanic is permitted to work on a public work
project no more than eight hours a day and no more than five days in a week.
except in case of extraordinary emergency such as a fire, flood or danger to
1 if a or property. You may apply to the Bureau of Publ ic Work for a
dispensation permitting workers to work additional hours or days per week on a
particular public work project.
WAGES AND SUPPLEMENTS: The wages and supplements to be paid and provided for
laborers, workers and mechanics employed on a public work project shall be not
less than those listed in the current prevail ing rate schedule for the locality
where the work is performed. If a prevailing rate schedule for the project has
not been provided to the prime contractor by the department of jurisdiction
(i .e.. the governmental entity awarding the publ ic work contract), or to a
subcontractor by the prime contractor, the applicable schedule must be obtained
from the Department of Jurisdiction, who must make written appl ication to the
Bureau of Public Work, Labor Department, Building No. 12, State Office Building
Campus, Albany, New York 12240.
The prime contractor is responsible for any underpayments of prevail ing
wages or supplements by its subcontractors.
PAYROLL RECORDS: Every contractor and subcontractor must keep originalS or
transcripts of payroll records, showing for each person employed on publ ic
work, the following:
i. Name 2. Address and phone number 3. Social Securtity Number, 4.
Occupational classification in which worked, 5. Hourly wage rate paid 6.
Supplements provided 7. Daily and weekly number of hours worked in each
classification 8. Deductions made 9. Actual wages paid. When payroll records
are r.equested by the Commissioner each payroll record must be affirmed as true
under the penalties of perjury which means a notorized signature to that
effect. Such records must be kept on the site of the work when the contractor
or subcontractor does not maintain a regular place of business in New York
State and the amount of the contract exceeds $25,000 All other contractors and
subcontractors must within 5 days after a request produce at the work s1te the
oroginal payrollS or transcripts.
The original payrolls or transcripts must be preserved for three years from the
date of completion of the project.
POSTING: The current prevail ing rate schedule must be posted in a prominent
and accessible place on the site of the public work project.
APPRENTICES; Employees cannot be paid apprentice rates if they are not
individually registered under a program or agreement registered with the
Commissioner of Labor. The contractor or subcontractor will be required to
furnish written evidence of the registration of its program and apprentices and
of the appropriate ratio. The allowable ratio of apprentices to journeymen in
any craft classification can be no greater than the ratio permitted to the
contractor or subcontractor as to its work force on any jOb under the
registered program. An employee 1 isted on a payroll as an apprentice, who is
not registered as above, must be paid the prevailing journeyman's wage rate for
that classification of work.
WITHHOLDING OF PAYMENTS: When a complaint is filed with the Commissioner of
Labor alleging the failure of a contractor or subcontractor to payor provide
the prevailing wages or supplements, or when the Commissioner of Labor believes
that unpaid wages or supplements may be due, payments on the publ ic work
contract may be withheld from the prime contractor in a sufficient amount to
satisfy the alleged unpaid wages and supplements, including interest and civil
penalty, pending a final determination.
INTEREST AND PENALTIES: If an underpayment of wages or supplements is found,
interest must be added at the rate then in effect prescribed by the
Superintendent of Banks pursuant to section 14-a of the banking law per annum
from the date of underpayment to the date of the new payment, and may also
include the imposition of a civil penalty not to exceed 25% of the amount due.
DEBARMENT: When final determinations have been made against a contractor or
subcontractor in two instances within a Six-year pe~iOd determining that it
Willfully failed to payor provide the prevail in9 rate of wages or supplements,
such contractor or subcontractor will be inel igible to bid on or be awarded a
publ ic work contract for a period of five years from the second final
determination.
NOTICE TO CONTRACTORS (Co~,lnued)
CRIMINAL SANCTIONS: Willful violations of the Prevail ing Wage Law (Article 8
of the Labor Law) constitute a misdemeanor punishable by fine or imprisonment,
or both.
DISCRIMINATION: No employee or appl icant for employment may be discriminated
against on account of age, race, creed, color, national origin, sex, disabil ity
or marital status. Every employer subject to the New York State Human Rights
Law must conspicuously post at its offices, places of employment or employment
training centers, notices furnished by the State Division of Human Rights.
POSTING OF OTHER NOTICES: Every employer providing worker's compensation
insurance and disabil ity benefits must post in 'a conspicuous place notices of
such coverage 1n a form prescribed by the Workers' Compensation Board.
Employers I iable for contributions under the Unemployment Insurance Law must
conspicuously post notices furnished by the State Department of Labor.
PW 19 (4-95)
docm:
letter2b
1
NOTICE
OF. PREVAILING WAGE RATE PUBLICATIONS.
APPLICABLE TO ALL COUNTIES
(*) AS NOTEO ON PREVAILING RATE SCHEOULES PAGES.
The annual determination of the prevail ing rates of wages and supplements
for workers employed on publ ic work projects throughout the state will be
publ ished on May 31st of each year. These new rates will be in effect July 1st
thru June 30th. This new determination will supersede the original schedule or
any prior issued annual determination.
It is the responsibil ity of the contracting agency or its agents to
provide all prevail ing rate schedules to contractors immediately upon receipt.
An rate chan e from a reviousl issued determination becomes effective Jul
1st re ardless of whether the new determination has been received b the
contractor.
When you review the schedule for a particular occupation, your attention
should be directed to the dates above the column of rates. These are the dates
that additional adjustments become effective.
PW-202 (4795)
doem: 1 etterd
.
.
VERIFYING THE REGISTRATION APPRENTICES
Certain State and Federal Laws require that apprentices must be individually
registered as such in order to be paid apprenticeship rates on Publ ic Work.
The New York Labor Department is the official registration agency for
apprentices in New York State. No other Federal or State Agency or office
registers apprentices in New York State.
Each year the apprentice training central office in Albany receives hundreds of
requests from Federal and State Agencies, Contractors, and other interested
parties requesting verification of individual apprentice registrations.
The following information is provided in order to clarify New York State
procedures.
All registered apprentices in New York State are individually registered by
name. address, social security number, starting date of training, and other
related data.
This information is computerized and is available ONLY through the Albany
Apprentice Training Central Office.
Persons wiShing to verify the apprentice registration of any individual should
write to the Senior Employment Consultant, New York State Department of Labor,
Job Service and Training Division, Building i2, Room 223. State Office Building
Campu.s. Albany. New York. 12240.
A 1 1 i nqu i r; es MUST i nc 1 ude name and soc i a 1 secur 1 ty number and wi 11 be answered
in writing. The response will indicate whether or not the individual is
registered, and if so, wi11 provide other pertinent information regarding the
registration.
The only conclusive proof of individual apprentice registration is written
verification from the Albany Apprentice Training Central Office. Neither
Federal nor State Apprentice Training Offices outside Albany can provide
conclusive registration information.
It should be noted that the existence of a registered apprenticeship program is
not conclusive proof that any individual is registered in that program.
Furthermore, the existence or possession of
or copies of state forms are not conclusive
indiv1dual as an apprentice.
wa 11 et cards. i dent i f i cat i on cards
proof of the registration of any
PW-203 (4-95)
docm: 1 etter2e
.
.
a"~
'," . l'
, i
I"' II
~ .
. ,
NEW YORK STATE DEPT. OF LABOR
Bureau of Public Work
State Office Building Campus
Albany, NY 12240
Schedule Type
TIO SOUTHOLD
COMPLETE 19958
Date OB/13/96
Prevailing Rate Case No.
JAMES MCMAHON
TOWN HALL, PO BOX 1179
SQUTHOLD
NY 11971
9605127
PROJECT 10 #: NONE
REPAIR KLIPP PARK
BULKHEAD. SOUTHOLD
01
SUFFOLK COUNTY
AGY. OF JURIS. : TOWN
NAT. OF PROJECT: OTHER RECON,MAINT,REPAIR,ALT
Copies of the wage and supplement schedule for the Public Work project identified above are enclosed herewith.
Sec.220.3a of the Labor Law requires that certain information be furnished to the Commissioner of Labor.
Accordingly, you MUST complete ONE of these requests for EACH prime contract let immediately upon
notifying a successful bidder for this Public Work project. PhotocoPY as many blank forms as required to
supply one for each contractor.
Return this request to the address given above
o Project CANCELLED. POSTPONED or assigned to agency's own employees. If reactivated. new rates and
supplements will be requested.
o CONTRACT AWARDED: (check one and indicate date of first legal
o Letter of Intent
instrument which bound
o Resolution
agency to contract.)
o Contract Signed
Work to be done by this prime contractor:
Type of Contract: CHECK APPLICABLE TYPE
8(01) General Construction 8 (02) Heating/Ventilation
(04) Plumbing (05) Other
o (03) Electrical
Contractor Information: ALL INFORMA nON MUST BE SUPPLIED
Federal Employer Identification Number:
Name:
Address:
State:
Approximate Starting Date:
Zip:
City:
Amount of Contract
Approximate Completion Date: / /
Estimated Date Entire Project Will be Completed:
/
/
CONTRACTS NOT YET AWARDED
Type of Contract
8(01) General Construction
(04) Plumbing
Signature
(Check all applicable contract types)
8(02) Heating/Ventilation
(05) Other
0(03) Electrical
Date
pW.1611-91)
.
PREVAILING RATE SCHEDULE
.
Page
New Yor~. State Department of Labor
----------------------------------Case Number------------------------__________
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
INSTRUCTIONS
PREVAILING RATE SCHEDULE INFORMATION
The information 1 isted below is provided to assist you in the
interpretation of particular requirements. for each classification of worker.
contained in the attached Schedule of Prevailing Rates.
HOLIDAYS
~
Paid Hal idays are days for which an 81 iglble employee receives a regular day's
pay, but is not required to perform work.
Note: If an employee works ona day listed as a paid holiday, this remuneration
is in addition to payment of the required prevailing rate for the work actually
performed.
OVERTIME
Overtime hol iday pay is the premium pay that is required for work
performed on spec if i ad ho 1 i days. It is on J y requ i red where the emp 1 oyee
actual ly performs work on such hol idays. The appl icable hol 1days are 1 isted
under HOLIDAYS: OVERTIME. The required rate of pay for these covered hol idays
can be found in the OVERTIME PAY section llstings for each classification.
Supplemental Benefits
~articular attention should be given to the supplemental benefit
requirements. Although in most cases the payment or provision of supplements
is for each hour worked. some classifications require the payment or provision
of supplements for each hour paid (this may include paid holidays on which no
work is performed) and/or may require supplements to be paid or provided at a
premium rate for premium hours worked.
Effective Dates
When you review the schedule for a particular trade or occupation, your
attention should be directed to the dates above the column(s) of rates. These
are the dates that any adjustments become effective. However. if the last date
1 isted in a particular occupation is prior to June 30 of the current year, the
rate 1 isted for that time period is valid until the new annual determination
takes effect on July i of that year. All contractors and subcontractors are
required to pay the current prevail ing rates of wages and supplements and, if
the department of jurisdiction does not provide a copy of the current annual
determination on or before July 1, you should contact the Bureau of Publ ic Work
for the correct information.
Workers Comoensation
In accordance with Section 142 of the State Finance Law. the contractor
shall maintain coverage under the life of the contract for the benefit of such
employees as required by the provisions of the New York State Workers
Compensation Law.
-Contractor to be awarded contract must provide proof of Workers'
Compensation coverage prior to being allowed to begin work.
-The pol icy of insurance must be issued by a company authorized to provide
Workers' compensation coverage in this state.
-Proof of coverage must be on form C-105.2 (certificate of wokers'
compensation insurance) and must name this agency as a cert1fifcate
holder.
-If New York State coverage is added to an existing out of state pol icy, it
can only be added to a pol icy of a company authorized to write workers'
compensation coverage in this state, and the coverage must be 1 isted
under item 3A of the information page.
Page 2
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
-The contract must maintain proof that subcontractors doing work covered
under this contract secure and maintain a workers' compensation pol icy
for all employees working in New York State.
If you have any questions concerning the attached schedule or would 1 ike
additional information, please contact the BUREAU of PUBLIC WORK at (518)
457-5589 or write to the NEW YORK STATE DEPARTMENT of LABOR, BUREAU of PUBLIC
WORK, BUILDING 12, STATE OFFICE BUILDING CAMPUS, ALBANY, NEW YORK 12240.
(7/01/93 )
OVERTIME
Fol lowing is an explanation of the code{s) 1 isted in the OVERTIME section of
each classification contained in the attached schedule.
Additional requirements may also be listed in the OVERTIME section.
A ) Time and one half of
AA )Time and one half of
B ) Time and one half of
B1) Time and one half of
and the 1st. 8 hours
additional hours.
( C ) Double the hourly rate after 7 hours per day.
( C1) Double the hourly rate after 1 and one half hours per day.
( 0 ) Double the hourly rate after 8 hours per day.
( 01) Double the hourly rate after 9 hours per day.
( E ) Time and one half of the hourly rate on Saturday.
( E1) Time and one half 1st 4 hours on Saturday double the hourly rate
all additional Saturday hours.
( E2) Saturday may be used 8S a make-up day at straight time when a day
is lost durina that week due to inclement weather.
( E3) Between Nov. 1st and March 3rd Saturday may be used as a make~up day
at straight time when a day is lost dur1na that weekdue to inclement
weather, provided a given employee has worked between 16 and 32 hours
that week.
E4) Saturday and Sunday may be used as a make-up day at straight time
when a day is lost durina that week due to inc-lement weather
Time and one half of the hourly rate on Saturday and Sunday.
Time and one half of the hourly rate on Saturday and Hol idays.
Time and one half of the hourly rate on Saturday, Sunday and Holidays.
Time and one half of the hourly rate on Sunday.
Time and one half of the hourly rate on Sunday and Hol idays.
Time and one half of the hourly rate on Hol idays.
Double the hourly rate on Saturday.
Oouble the hourly rate on Saturday and Sunday.
Double the hourly rate on Saturday and Holidays.
Double the hourly rate on Saturday. Sunday and Holidays.
Double the hourly rate on Sunday.
Double the hourly rate on Sunday and Hal idays.
Double the hourly rate on Hal idays.
Two and one half times the hourly rate for Hal idays, tf worked.
Triple the hourly rate for Hal idays. if worked.
Four times the hourly rate for Hol idays. if worked.
Incluing benefits at SAME PREMIUM as shown for overtime.
Time and one half for benefit on all overtime hours.
BENEFITS are PER HOUR WORKED, for each hour worked, unless otherwise
noted
the hourly rate after 7
the hourly rate after 1
the hourly rate after 8
the hourly rate for the
on Saturday. Double the
hours per day.
and one half hours per day.
hours per day.
9th. & 10th. hours Week days
hourly rate for all
(
( F
( G
( H
( I
( J
( K
( L
( M
( N
( 0
( P
( Q
( R
( S
( T
( U
( V
( W )
1:!QlL
~PREVAILING RATE
SCHEDULE
~
Page
3
New York State Department of Labor
----------------------------------Case Number--------------------______________
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
HOLIDAYS
Following is an explanation of the cade(s) 1 isted in the HOLIDAY section of
each classification contained in the attached schedule. The Hal idays as 1 isted
below are to be paid at the wage rates at which the employee is normally
classified.
( 1) None.
( 2) Labor Day.
e 3) Memorial Day and Labor Day.
e 4) Memorial Day and July 4th.
( 5) Memorial Day, July 4th and Labor Day.
e 6) New Years Day, Thanksgiving Day and Christmas Day.
e 7) Lincoln's Birthday, Washington's Birthday and Veterans Day.
( 8) Good Friday.
( 9) Lincoln's Birthday.
( 10 ) Washington'S Birthday.
( 11 ) Columbus Day.
( 12 ) Election Day.
( 13 ) Presidential Election Day.
e 14 ) 1/2 Day on Presidential Election Day.
e 15 ) Veteran's Day.
( 16 ) Day after Thanksgiving Day.
( 17 ) July 4th.
e 18 ) 1/2 Day before Christmas Day.
( 19 ) 1/2 Day before New Years Day.
( 20 ) Thanksgiving Day.
( 21 ) New Years Day.
,( 22.-l Christmas Day.
( 23 ) Day before Christmas.
( 24 ) Day before New Years Day.
( 25 ) Presidents Day.
( 26 ) Martin Luther King, Jr. Day.
(7/01/91)
Page 4
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
---------------------------------------------------------~---------------------
ASBESTOS WORKER
~(per hour) 7/01/95- 1/01/96-
12/31/95 6/30/96
Asbestos Worker....... $ 29.27 addit.
$0.75
WAGES (per hour)
8/01/94- 8/01/95-
7/31/95 12/31/95
rem./abatement only... $ 19.75 $ 20.25
OVERTIME: See ( C. O. T*. V ) on OVERTIME PAGE attached.
overtime code T* appl ies to Labor Day only if worked.
OVERTIME: rem./abatement: See ( B. E. J ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5. 6. 7. 11. 16 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1
rates.
1st 2nd 3rd
50% 60% 70%
year terms at the fol lowing percentage of Journeyman's
4th
80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
$ 17.75
Same % as
wages of
$ 17.75
Journeyman
rem & abatement
$ 6.41
Listed supplements apply to !hb classifications ( x )Yes (
)No.
8-12
BOILERMAKER
~(per hour)
9/01/94-
8/31/95
9/01/95-
8/31/96
Boi 1 ermaker. . . . . . . . . . . $
30.33
31.35
OVERTIME PAY: See ( C, 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAID:See ( 8, 16. 23. 24 ) on HOLIDAY PAGE attached.
OVERTIME:See ( 4, 6. 7. 11. 12 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage
1 st 2nd
60% 65%
1/2
year terms at the following percentage of journeyman's
3rd
70%
4th
75%
5th
80%
6th
85%
7th
90%
8th
95%
SUPPLEMENTAL BENEFITS:(per hour worked)
$3.40
plus 47%
of Wage
Rate
$3.40
plus 47%
of Wage
Rate
Listed supplements apply to ALL classificat10ns ( X )Yes (
)No.
4-5
.
PREVAILING RATE SCHEDULE
.
Page 5
New Yor~ State Department of Labor
----------------------------------Case Number--------------------______________
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Su; lding:
Millwright.......... .$
21.71
$ 28.53
OVERTIME PAY: See ( S, E2, F, R ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18. '9 ) on HOLICAY PAGE attached.
OVERTIME: See ( 5. 6. 8, 10, 11, 13 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
55% 65%
1 ) year terms at the fal lowing percentage of Journeyman's wage.
3rd. 4th.
75% 95%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman $ 19.23 $ 19.45
Appr 1st term 12.32 12.57
Appr 2nd term 13.50 13.75
Appr 3rd term 15.26 15.51
Appr 4th term 17.02 17.27
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-740
CARPENTER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Carpet/Resilient
Floor Coverer
$ 27.98
$ 28.49
OVERTIME PAY: See ( 8. E. E2, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, 19 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 10. 11, 13, 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st. 2nd.
40% 50%
1 ) year terms at the fol lowing percentage of Journeyman's wage.
3rd. 4th.
65% 80%
SUPPLEMENTAL BENEFITS:(per hour worked) - See below.
8-2287
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Piledriver........... $ 27.98
Dockbu i 1 der. . . . _ . . . . . 27.98
$ 28.49
28.49
OVERTIME PAY: See ( B. E, E2. 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See
OVERTIME: See
1 ) on HOLIDAY PAGE attached.
5,6, 10, ii, 13 )- on HOLIDAY PAGE attached.
Page 6
New York State Department of Labor
__________________________________Case Number----------------------------------
PREVAILING RATE SCHEDULE
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
APPRENTI CES , ( 1
1st. 2nd.
40% 50%
) year
3rd.
65%
terms at the fol lowing percentage of Journeyman's wage.
4th.
80%
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8-1456
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Marine Construction:
Marine Diver..........$
Tender... .
34.05
25.56
$ 34.69
26.01
OVERTIME PAY: See ( B, E, E2. Q ) on OVERTIME PAGE attached.
HOLIDAYS,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 10, ii, 13 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked) - See below.
8-1456/0
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Timberman
$ 25.69
$ 26.15
OVERTIME: See ( B, E, E2, Q ) on OVERTIME PAGE attached.
HOLIDA YS ,
PAlO, See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 10, 11, 13 ) on HOLIDAY PAGE attached.
APPRENTICES,
year terms at the following percentage of Journeyman's wage.
1st. 2nd. 3rd. 4th.
40% 50% 65% 80%
SUPPLEMENTAL BENEFITS: (per hour worked) - See below.
8-1536h
CARPENTER
The following Supplemental Benefits apply to the preceding Carpenter categories
and/or occupational titles unless otherwise noted.
. SUPPLEMENTAL BENEFITs:(per hour worked)
Journeyman:
Apprentices:
$ 17.05
11.72
$ 17.55
11.96
Listed supplements applY- to ALL classifications ( x )Yes (
)No.
8-nyc/supp
CARPENTER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Bu i 1 di ng:
Carpenter. . . . . . . . .
Heavy/Highway:
Carpenter........ .
$ 27.74
$ 0.98 additional
$ 27.79
$ 0.98 additional
New York State Department of Labor
----------------------------------Case Number-------------_____________________
. PREVAILING RATE SCHEDULE
.
Page 7
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
OVERTIME PAY: See ( A, E, 0 ) on HOLIDAY PAGE attached.
HOLIDAYS:
PAID:See ( 1 ) on HOLIDAY PAGE attached.
OV"E"RTIME: See ( 5, 6, 10, 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
1 s t 2nd
40% 55%
( 1 )
3rd
65%
year terms
4th
80%
at the following percentage of journeyman's wage.
SUPPLEMENTAL 8ENEFITS:(per hour worked)
$16.44
$16.44
Listed supplements apply to !hh classifications ( X )Yes ( )No.
4-SUF
ELEVATOR
~ (per hour)
7/01/95-
6/30/96
Elevator Constructor...
Helper....... .
$ 31.31
23.48
Modern. & service..
27.33
" He 1 per 20. 50
OVERTIME PAY:CONSTR. See ( C, M, T ) on OVERTIME PAGE attached.
OVERTIME PAY:MODERN./SERV. See ( B, F, S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 7, 11, 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7. 11, 16) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
Construction
MOdern./Service
$ 9.52
$ 9.37
Listed supplements apply to Ahb claSSifications ( X )Yes ()No. 8-1
GLAZIER
~(per hour)
7/01/95-
6/30/96
Glazier..... .... .....
$ 25.10
OVERTIME PAY: See ( C. 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 16, 25 ) on HOLIDAY PAGE attached.
APPRENTICES:
1st 2nd
35% 45%
( 1 )
3rd
60%
year terms at the following percentage of uourneyman's wage.
4th
80%
Page 8
New York State Department of Labor
__________________________________Case Number----------------------------------
PREVAILING RATE SCHEDULE
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
$ 16.27
8.98
10.32
11.20
12.31
Listed supplements apply to ~ classifications ( x )Yes (
)No.
8-1087
ELECTRICIAN
Electrician.......... ..
Fire Alarm.............
Audio/Sound........ ....
$ 30.35
30.35
30.35
$ 31.35
31. 35
31.35
5/01/97-
4/30/98
$ 32.35
32.35
32.35
~(per hour)
5/01/95-
4/30/96
5/01/96-
4/30/97
OVERTIME PAY: See Following Note* plus ( B*. 0 ) on OVERTIME PAGE attached.
Note*: 9th. 10th. & 11th hours of weekdays to be paid at 1 1/2 times straight
time rate.
All additional weekday hours double time.
HOLIDAYS:
PAID: See ( 1 on HOLIOA Y PAGE attached.
OVERTIME: See 5. 6. 16, 25 ) on HOLIDAY PAGE attached.
Apprentices: ( I year terms at the following percentage of journeyman's wage.
1st 2nd 3rd 4th 5th , 6th
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others per hour)
5/01/95- 11/01/96- 11/01/97-
10/31/96 10/31/97 4/30/98
Journeyman 43.5% + 43 . 5% + 43.5% +
$4.30 $4.55 $4.83
App 1st yr 33% + 33% + 33% +
$4.30 $4.55 $4.83
App 2nd yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 3rd yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 4th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 5th yr 43 . 5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
App 6th yr 43.5% + 43.5% + 43.5% +
$4.30 $4.55 $4.83
4-25
Security Alarm Technician:
7/01/91-
6/30/92
Journeyman: $ 15.00
OVERTIME PAY: See ( B, 5 on OVERTIME PAGE Attached
HOLIDAYS:
PAID: See ( 5, 6, 10 ) on HOLIDAY PAGE attached
OVERTIME: See ( 5. 6. 10 ) on HOLIDAY PAGE attached
SUPPLEMENTAL BENEFITS: ( per hour worked
17 . 1/2% + $ .10
4-25
.
PREVAILING RATE SCHEDULE
.
Page 9
New Yor~ State Department of Labor
----------------------------------Case Number~---------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
ELECTRICIAN
WAGES(per hour)
5/01/95-
4/30/96
5/01/96-
4/30/97
5/01/97-
4/30/98
Lineman. _ . . . . . . . . . . . . . .
Techn i c i an. . . . . . . . _ . . . .
Heavy Equip. Oper......
Truck Driver.... . . .. .. .
Groundman. . . . . . . . . . . . . .
$ 30.35
30.35
30.35
30.35
30.35
$ 31. 35
31.35
31.35
31.35
31. 35
$ 32.35
32.35
32.35
32.35
32.35
OVERTIME PAY; See Following Note* plus ( B*.O. V ) on OVERTIME PAGE attached.
Note*: 9th, 10th & 11th hours of wk weekdays to be paid at 1 1/2 times straight
time rate
HOLIOA YS ,
PAIO:See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See 5. 6. 16. 25 ) on HOLIDAY PAGE attached.
APPRENTICES, 1 ) year terms at the following percentage of journeyman's wage.
1st. 2nd. 3rd. 4th. 5th. 6th.
30% 35% 40% 50% 60% 70%
SUPPLEMENTAL BENEFITS: (percents based on gross wages-others per hour)
5/01/95- 11 /0 1 /96- 11/01/97-
10/31/96 10/31/97 4/30/98
JOURNEYMAN 43.5%+ 43. 5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 1st yr 33%+ 33%+ 33%+
$4.30 $4.55 $4.83
APP. 2nd yr 43.5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 3rd yr 43.5%+ 43. 5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 4th yr 43.5%+ 43.5%+ 43.5%
$4.30 $4.55 $4.83
APP. 5th yr 43-. 5%+ 43.5%+ 43.5%+
$4.30 $4.55 $4.83
APP. 6th yr 43.5%+ 43. 5%+ 43.5%+
$4.30 $4.55 $4.83
Listed supplements apply to ALL classifications (X)Yes ( )No.
4-251ine
ELECTRICIAN
Applicable to electrical maintenance of existing electrical systems including,
but not 1 imited to. traffic signals and street 1 ighting.
WAGES(per hour)
5/01/95-
4/30/96
Electrician
$ 23.75
OVERTIME PAY: See ( S, H. P ) on OVERTIME .PAGE attached.
HOLIOA YS ,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME:See ( 5. 6. 16. 25 ) on HOLIDAY PAGE attached.
Page 10
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
APPRENTICES: ( 1
1 st 2nd 3rd
40% 50% 60%
year terms at the following Wage.
4th
70%
SUPPLEMENTAL BENEFITS:(per hour worked)
32 1/2%
of wage
plus $2.25
Listed supplements apply to ALL classifications ( X )Yes ( )No
4-25m
TELECOMMUNICATION WORKER - Voice, Data, Video
WAGES (per hour) B/01/94- OB/06/95- 08/04/96- 08/03/97
8/05/95 OB/03/96 08/02/97 OB/03/98
Field Tech *note*
Starting 6.94 7.15
After 6 mos B.06 8.05
12 mos 9.00 9.0B
1B mos 10.04 10.23 +3.5% +3.0%
24 mos 11. 21 11.51 per hr. per hr.
30 mos 12.51 12.98
36 mos 13.96 14.61
42 mos 15.59 16.46
48 mos 17.39 1B.54
54 mos 19.42 20.B9
60 mos 22.14 23.53
Tele. Tech. Assoc. 23.40 23.53 +.3.5% +3.5%
OVERTIME PAY: See (B.I,S) on OVERTIME PAGE attached.
HOLIDAYS:
Paid See ( 5.6.7,11,12) on HOLIDAY PAGE attached.
Overtime: See ( 5.6,7,11,12) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
19.3% of 'Nage
Listed supplements apply to ALL classifications (X)Yes ( )No.
NYNEX/1.b
IRONWORKER
Structural. . . . . . . . . . .
Riggers. . . . . . . . _ . . . . -
Machinery Movers.....
II Erectors. . .
7/01/95-
12(31/95
$ 25.50
25.50
25.50
25.50
1(01/96-
6/30(96
~(per hour)
Add it.
$0.75
per
hour
OVERTIME PAY: See ( B, 81, Q, V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 18, i9 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. B ) on HOLIDAY PAGE attached.
APPRENTICES: (
ist. 2nd.
$13.65 14.25
1/2 ) year
3rd.
i4.85
terms at the
4th. 5th.
15.45 15.45
following wage.
6th.
i5.45
.PREVAILING
RATE SCHEDULE
.
Page
11
New Yor~ State Department of Labor
----------------------------------Case Number--------------------------------__
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$ 28.78
21.43
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-40/361
IRONWORKER
WAGES(per hour)
7/01/95-
6/30/96
Reinforcing &
Metal Lathing...
$ 29.42
OVERTIME PAY: See
C. 0
on OVERTIME PAGE attached.
HOLIDAYS:
PA IO, See ( 1 )
OVERTIME, See (
on HOLIDAY PAGE attached.
5.6.8.10.11,13) on HOLIDAY PAGE attached.
APPRENTICES, ( 1
1st 2nd
$14.00 $17.41
year terms at the following wage rates.
3rd 4th
$20.89 $24.37
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
$ 14.79
Apprentices
9.39
Listed supplements apply to ALL classifications ( X )Yes ()No. 8-46
IRONWORKER
WAGES(per hour)
7/01/95-
12/31/95
1/01/96
6/30/96
Ornamental. . . . . . . . . . .
Chain Link Fence.....
$ 26.15
26.15
addit.
$0.50
OVERTIME PAY: See ( A, 01, E*. O. V ) on OVERTIME PAGE attached.
*Oouble time after 7 hours on Saturday.
HOLIDAYS,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8 ) on HOLIDAY PAGE attached.
APPRENTICES: (1/2 **) year terms at the fol lowing percentage of Journeyman's
wage.
1st.. 2nd. 3rd. 4th. 5th.
60% 65% 70% 80% 85%
**Appr. indentured after 7/01/93-1st
months.
6th.
95%
term is
4 months, 6th term is eight
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman and Apprs.
indentured prior to
7/01/93
$ 20.90
Page 12
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
Apprs. indentured
after 7/01/93
1st term
2nd
3rd
4th
5th
6th
17.23
17.69
18.15
19.07
19.52
20.44
Listed supplements apply toALL classifications ( x )Yes (
)No.
8-580
LABORER
~(per hour)
7/01/95-
12/31/95
1/01/96-
6/30/96
Building Laborer:
All Classifications...
. $ 21.00
$ 0.50 additional
OVERTIME PAY' See ( A, E, Q
on OVERTIME PAGE attached.
HOLIDAYS,
PAID: See ( 1 ) on HOLIDAY PAGE attached.
D'V'E'R'TIto1E: See ( 5. 6. 10 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$13.73
$ 13.73
Listed supplements apply to ALL classifications ( x )Yes (
)No.
4-66
LABORER - HEAVY/HIGHWAY
Laborer(Heavy/Highway):
Group II 1: Asphalt Rakers and Formsetters.
Group II 2: Asphalt Shovelers and Tampers.
Group # 3: Basic Laborer, Power Tool, Trackmen, Landscape. Pipelayer,
Jackhammer and Concrete.
~(per hour)
6/01/95
5/31/96
Heavy/Highway
Laborer:
Group II 1.............
Group 1/ 2.............
Group II 3. _ . . . . . . . . . . .
$ 23.00
22.47
20.72
OVERTIME PAY: See ( B. F. R. E4 ) on OVERTIME PAGE attached.
HOLlOA YS:
PAIO:See ( 5. 6. 16. 26 )* on HOLIDAY PAGE attached.
----- *2 hours pay for each day worked that week
OVERTIME: See ( 5. 6. 16. 26 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 9.97
Listed supplements apply to Abb classifications ( x )Yes (
)No
4-1298
.
PREVAILING RATE SCHEDULE
.
Page 13
New York State Department of Labor
----------------------------------Case Number--.-..----------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MASON - Sui lding
WAGES(per hour)
7/01/95-
6/30/96
Sui lding:
Bricklayer........... .
$ 30.77
OVERTIME PAY: See ( A. E. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10 ) on HOLIDAY PAGE attached.
APPRENTICES:
( 750 hour) terms at the following
percentage of Journeyman's wage.
3rd 4th 5th (500 hrs)
70% 80% 90%
6th (500 hrs)
95%
1 s t 2nd
50% 60%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Apprentices
$ 14.31
$ 12.76
Listed supplements apply to ALL classifications
lYe. ( X )NO.
8-nydc
MASON
Cement Mason.......... $ 27.99
7/01/95-
6/30/96
addit.
$1.36 per hr.
WAGES(per hour) 7/01/94-
6/30/95
OVERTIME PAY: See ( C, O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st. 2nd.
50% 60%
1/2
year terms at the following percentage of Journeymanis
3rd.
70%
4th.
80%
5th.
90%
6th.
95%
SUPPLEMENTAL BENEFITS, (per hour worked)
$ 13.47
Listed supplements apply to ill classifications ( x )Yes ( )No.
MASON - Sui ldinQ
WAGES(per hour) 1/01/95- 7/01/95- 1/01/96-
6/30/95 12/31/95 6/30/96
Sui lding:
Plasterer..... ........ $ 23.00 Additional Additional
$.50 per hr $.50 per hr
8-780
OVERTIME PAY: See ( A, O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6. 11, is, 25 ) on HOLIDAY PAGE attached.
Page 14
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
APPRENTICES:( 1 ) year terms at the following percentage of journeyman's wage.
1st term
2nd
3rd
40%
60%
80%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman. . . . . . . . . . . $ 14.69
Apprentices......... .after 3 mos. of employment, same as journeyman.
Listed supplements apply to ALL classifications ( x )Yes
)NO.
8-202p
MASON-Bui ld1na
WAGES (per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
Bui ldi ng:
Mosaic &
Terrazzo Worker
Helper
$ 27.38
26.07
Additional
SOc per hr.
Additional
50c per hr.
OVERTIME PAY: See ( C. 0
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8, 10, 11. 15, 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 12.40
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-3
MASON - Buildina
WAGES(per hour)
4/27/92-
4/27/93
4/28/93-
4/27/94
Bui lding:
Tile Layer........ ....
Additional
$2.00 per hr.
OVERTIME PAY: See ( A, 0 ) on OVERTIME PAGE attached.
$ 24.91
HOLIOAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10, 11, 15, 16 ) on HOLIDAY PAGE attached.
APPRENTICES:
wage.
1st. 2nd.
45% 50%
1/2
year terms at the following percentage of Journeyman's
3rd.
55%
4th.
60%
5th.
70%
6th.
80%
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 12.41
Listed supplements apply to ALL classifications ( x )Yes (
)No.
8-52
~PREVAILING RATE SCHEDULE
~
Page 15
New York State Department of Labor
----------------------------------Case Number-------------------------------___
9605127
SUFFOLK
t9958
MASON - Buildinq
-------------------------------------------------------------------------------
WAGES(per hour)
Bui lding:
Tile Layer Helper
& Finisher.......
5/03/93-
S/02/94
OVERTIME PAY: See ( A, 0 ) on OVERTIME PAGE attached.
$ 23.70
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10, 11, 15. 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 10.09
Listed supplements apply to ~ classifications ( x )Yes (
MASON - Pointer/Caulker/Cleaner
WAGES(per hour)
Pointer, Cleaner,&
Caulker (Mason).....
)No.
8-88
7/01/94-
6/30/96
7/01/96-
6/30/97
$ 23.18
COLA ra i se
.QVERT-IME PAY: See ( 8. H
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
APPRENTICES: (
1 at 2nd
$10.00 11.50
on OVERTIME PAGE attached.
on HOLIDAY PAGE attached.
5, 6. 25. 26 ) on HOLIDAY PAGE attached.
year
3rd
13.00
terms at
4th
15.00
wage rates.
the following
5th
18.00
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Appr 1st year
Appr 2nd year
Appr 3rd year
Appr 4th year
Appr 5th year
$ 11.46
2.50
20% of $ 11. 46
40% of $11.46
60% of $ 11. 46
80% of $ 11 . 46
MASON - Buildina
Listed supplements apply to ALL classifications (X)Yes ( )No.
8-SSw
~(per hour) 7/05/95-
1/04/96
Stone Setter.......... $ 31.96
on OVERTIME PAGE attached.
OVERTIME PAY: See
C. D
HOLIDAYS:
PAID: See ( 18 ) on HOLIDAY PAGE attached.
OVERTIME: See ( S. 6, 8. 10 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1/2
wage.
1st. 2nd. 3rd.
50% 55% 60%
year terms at the following percentage of Journeyman's
4th.
65%
5th.
70%
6th.
80%
7th.
90%
8th.
95%
Page 16
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
1st & 2nd yr Apprs.
All other Apprs
$ 17.60
$ 17.16
$ 17.60
Listed supplements apply to !hh classifications ( x )Yes (
)No.
8-84
IRONWORKER
~(per hour)
1/01/95-
6/30/95
7/01/95-
12/31/95
1/01/96-
6/30/96
Derrickman/Rigger... .
$ 28.59
addit.
$0.80
per hr.
addit.
$0.80
per hr.
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
HOLIOAYS;
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 8. 10 ) on HOLIDAY PAGE attached.
APPRENTICES;
wage.
1st. 2nd.
50% 60%
( 1/2
year terms at the following percentage of Journeyman's
3rd.
70%
4th.
80%
5th.
90%
6th.
90%
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 20. 10
Listed supplements apply to !hb classifications ( x )Yes (
)No.
8-197
MASON-Buildina
WAGES(per hour)
7/01/93-
12/31/93
1/01/94-
6/30/94
Bu i 1 di ng:
Marble- Sawyer. Rubber
& Po 1 i sher. . . . . . . . . . . . $
Ma ; ntenance. . .
13.22
add .85
per hr.
no add
per hr
no add
per hr
28.78
Marble- Cleaner.......
14.37
OVERTIME PAY: See (A.E.Q,V ) on OVERTIME PAGE attached.
PAID HOLIDAY: Journeymen except Cleaners and Maintenancemen receive
1/2 days pay for Labor Day. Cleaners. Maintenancemen and 1st three terms of
apprentices receive (5.6.11.15 ) on HOLIDAY PAGE attached. All others no paid
hol idays.
APPRENTICES; 1/2 ) year terms at the following percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th. 6th. 7th. 8th.
50% 54% 59% 63% 67% 72% 76% 80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Sawyer/Rubber/Polisher
Cleaner/Maintenance
Apprentices
$11. 62
$ 3.50
$ 5.43 plus
wage % of $ 6.19
Listed supplements apply to ALL classifications ( x )Yes ( )NO.
8-24
New York State Department of Labor
----------------------------------Case Number---------------------_____________
"'PREVAILING RATE SCHEDULE
...
Page 17
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MASON - Buildina
~(per hour)
1/01/94-
6/30/94
Sui lding:
Marble Cutters &
Setters.......... .
$ 28.64
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: Journeymen receive 4 hours pay on Labor Day.
Apprentices 1st three terms. See ( 5. 6, 8, 10, 15 ) on HOLIDAY PAGE
attached plus any day following a Thursday or Sunday Hal iday. All
other Apprentices, See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 8, 10. 15 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1st. 2nd.
50% 55%
1/2 ) year terms at the following percentage of JourneymanIs
3r-d.
65%
4th.
70%
5th. 6th.
80% 95%
SUPPLEMENTAL BENEFITS:(pr- hour- worked)
Journeyman
$ 13.55
Apprentices
$ 6.05 plus
wage % of
$ 7.50
Listed supplements apply to ~ classifications ( x )Yes (
)No.
8-4
MASON-Bui ldina
~(per hour
7/01/93-
12/31/93
1/01/94-
6/30/94
Marble-Rigger-s,
Crane & Derrickman
$ 24.82
Addit.
.70
per hr-.
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
PAID HOLIDAY: 1/2 Day for Labor Day.
SUPPLEMENTAL BENEFITS:(per hour worked)
$19.47
Listed supplements apply to ~ classifications ( x )Yes (
)No.
8-20
PAINTER
WAGES(per hour)
4/01/94-
3/31/95
4/01/95-
3/31/96
Brush, Paper Hanger.... $ 23. 8S
Structural Steel....... 31.46
Spray. Scaffold........ 26.35
Sandb 1 ast i ng. . . . . . . . . . . 26.35
Repaint/Renovation..... 20.89*
*Additional $2.00 per hr. for Hanging Scaffold.
Rolling Scaffold 20' and over.
Addit.
$1.45
per
hr.
Spray. Sandblasting. and
PREVAILING RATE SCHEDULE
Page 18
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
- - - - - - - - - -- --- -- - - -- - ---- - -- - --- -- - - - - -- - - -- -- - - - - - - - - ---- - - - - - - - - - - - - - - - -- - - --
OVERTIME PAY: See ( A, K ) on OVERTIME PAGE attached.
OVERTIME PAY-Reoaint/Renovation: See ( B ) on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6 ) on HOLIDAY PAGE attached.
APPRENTICES; ( 1
) year
1st
10.73
11.84
12.94
10.73
terms at
2nd
16.01
17.62
19.24
16.01
Brush
Scaff./SB
Struc.Stl.
Rpt/Ren.
the following
3rd
19.11
21.09
23.08
19.11
rates.
SUPPLEMENTAL BENEFITS: (per hour worked)
Rpt/Ren. Journeyman
All other Journeyman
Appr 1st year
Appr all other terms
$10.39
12.45
4.76
10.18
PLUMBER
Listed supplements apply to !hb classifications (x)Yes ( )No.
4-1486
~(per hour)
5/01/95-
10/31/95
Plumber............. .
$ 31. 75
on OVERTIME PAGE attached.
$ 32.00
$ 32.25
$ 32.50
OVERTIME PAY; See ( A, 0
11/01/95-
4/30/96
5/01/96-
10/31/96
11/01/96-
4/30/97
HOLIOAY;
PAID: See ( 1 ) on HOLIDAY PAGE attached.
Q"\iE'R"TIME:See ( 5, 6. 15. 25 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1 ) year terms at the following percentages of journeyman's
wage
1st
40%
2nd
50%
3rd
65%
4th
70%
5th
75%
SUPPLEMENTAL BENEFITS: (per hour worked*)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
*Sunday and Hal iday
$13.78
7.54
9.18
9.22
9.86
10.24
Benefits paid
$ 14.13
7.94
9.56
9.56
10.19
10.55
at Double Time
$14.28
8.34
9.90
9.90
10.51
10.86
rate.
$14.53
8.74
10.23
10.23
10.84
11.17
STEAMF ITTER
Listed supplements apply to ALL classifications ( X )Yes ( )No
4-200
WAGES(per hour)
6/28/95-
1/02/96
$ 30.05
30.06
Steam Fitter........ -.
Sprinkler Fitter.
1/03/96-
6/30/96
Additional
$0.50 per hr
to be allocated
OVERTIME PAY: See ( C. O. V ) on OVERTIME PAGE attached.
~PREVAILING RATE SCHEDULE
~
Page 19
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
HOLIDAYS:
PAID: See
OVERTIME:
( 1 ) on HOLIDAY PAGE attached.
See ( 5. 6. 7, 11. 16 ) on HOLIDAY PAGE attached.
APPRENTICES: ( 1 ) year terms at the following percentage of Journeyman's
wage.
1st. 2nd. 3rd. 4th. 5th.
40% 50% 65% 80% 85%
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman:
Apprentices:
$ 17.84
$ 0.34 plus
term % of
$ 17.50
Listed supplements apply to ALL classifications ( X )Yes ( )No.
8-638A
STEAMF ITTER
WAGES(per hour)
7/01/95-
6/30/96
Refrigeration. A/C. Oil Burner and Stoker Service and Installations. Limited on
Refrigeration to combined compressors up to five (5) horsepower and on A/C.
Heating and Air Cool ing to combined compressors up to ten (10) horsepower.
Steamfitter....... .
$ 20.15
OVERTIME PAY:See ( 8. E. Q
on OVERTIME PAGE attached.
HOLIOAYS:
PAID: See ( 5, 6. 7, 11. 26 ) on HOLIDAY PAGE attached.
OVERTIME: If any of the above fall on Sat.. code S applies (if worked).
APPRENTICES:
1st 6ma
$5.75
( 1 ) year terms at
2nd Sma 2nd yr
$9.56 $ 11. 59
the following wage.
3rd yr 4th yr
$13.58 $16.46
SUPPLEMENTAL 8ENEFITS:(per hour worked)
Journeyman
Apprentices
1st year
2nd year
3rd year
4th year
$ 7.46
6.75
6.88
7.04
7.25
Listed supplements apply to !h1 classifications ( X )Yes ( )No.
ROOFER
8-6388
~(per hour) 4/01/93-
9/30/93
Roofer/Waterproofer.. . . ..... $ 22.14
OVERTIME PAY-New Roof: See ( A. E, 0 ) on OVERTIME PAGE attached.
OVERTIME PAY-Reroof: See ( 8. E. Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1
OVERTIME: See
on HOLIDAY PAGE attached.
5, 6, 10, 13, 16 ) on HOLIDAY PAGE attached.
Page 20
PREVAILING RATE SCHEDULE
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
1995B
APPRENTICES: 1/2 year terms at the following percentage of journeyman's
wage.
1st 2nd 3rd 4th 5th 6th
50% 55% 60% 65% 70% 75%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Apprentices
$14.58
wage% of
$14.58 +
$ 0.03
Listed supplements apply to ALL classifications ( X )Yes )No
SHEETMETAL WORKER
WAGES (per hour) 2/01/95- 8/01/95- 2/01/96-
7/31/95 1/31/96 7/31/96
Sheetmetal Worker... . $ 32.21 addit. $.60 add1t. $.65
per hr to be per hr to be
allocated allocated
4-154
OVERTIME PAY: See
c. O. V ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 1 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6, 7, i2 ) on HOLIDAY PAGE attached.
APPRENTICES,
1/2
year terms at the following wages.
1st.
9.67
2nd.
11.28
3rd.
12.88
4th.
14.49
5th.
16.11
6th.
17.69
7th.
19.33
8th.
22.55
SUPPLEMENTAL BENEFITS:(per hour worked)
Journeyman
Appr 1st term
Appr 2nd term
Appr 3rd term
Appr 4th term
Appr 5th term
Appr 6th term
Appr 7th term
Appr 8th term
$ 14.58
5.94
6.48
7.07
7.66
8.32
9.52
9.96
11.98
Listed supplements apply to ALL classifications ( X )Yes ()No. 8-28
WELDER
Welder
To be paid the rate of the mechanic performing the work.
. PREVAILING RATE SCHEDULE
.
Page 21
New York State Department of Labor
----------------------------------Case Number--------------------------________
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
TEAMSTER-Buildina
Truck Driver(Building and Heavy/Highway):
GROUP 1: Chauffeur and Excavation.
GROUP 2: Euel id and Turnapull type trucks.
WAGES(per hour)
7/01/95-
6/30/96
Truck Driver (Building and
Group 1.................
Group 2.................
Heavy/Highway) :
$ 23.235
23.795
OVERTIME PAY: See
8, E, R
on OVERTIME PAGE attached.
HOLIOAY:
PAID: See ( 5. 6, 7, 11. 12 )* on HOLIDAY PAGE attached.
'6'V"ER'TIME:See ( 5. 6. 7, ii, 12 ) on HOLIDAY PAGE attached.
* must work two days in hol iday week.
SUPPLEMENTAL BENEFITS:(per hour worked)
Group 1..................
Group 2...............
Listed supplements apply to
$ 16.7625
16.8025
ALL classifications
( X lYes (
)NO
4-282nsh
SHEETMETAL WORKER
~ (per hour)
11/01/94-
6/30/95
Sign Erector.........
$ 23.25
OVERTIME PAY: See ( A, E. P, T ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6. 10. 11, 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10. 11. 12, 16 ) on HOLIDAY PAGE attached.
APPRENTICES: (
wage.
1 st 2nd 3rd
35% 40% 45%
1/2 ) year terms at the following percentage of Journeymanis
4th
50%
5th
55%
6th
60%
7th
65%
8th
70%
9th
75%
10th
80%
SUPPLEMENTAL BENEFITS: (per hour worked)
Journeyman
Appr 1st & 2nd yrs
$ 4.83 plus
$ 27.00 per
day plus
20% of wage
$ 4.40 plus
2% of wage
$ 3.58 plus
$ 2.00 per
day plus
18% of wage
$ 3.58 plus
$ 4.00 per
day plus
20% of wage
$ 3.58 plus
$ 6.00 per
day plus
20% of wage
Appr 3rd yr
Appr 4th yr
Appr 5th yr
Listed supplements apply to ~ classifications ( X )Yes ( )No.
8-137
Page 22
New York State Department of Labor
__________________________________Case Number----------------------------------
PREVAILING RATE SCHEDULE
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
PAINTER - Strioina Hiahwav
~(per hour)
4/01/95-
3/31/96
4/01/96-
3/31/97
Painter (Striping-Highway etc.):
Striping-Machine Oper.
Helper........ .
L i nerman. . _ . . . . . . . . . . .
$ 16.92
15.14
19.59
$ 17.57
15.79
20.09
OVERTIME PAY: See ( B, E, P, S
on OVERTIME PAGE attached.
HOLlOAYS:
PAID: See ( 5. 6. 8, 10. 11, 12, 15, 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 8, 10, 11, 12, 15, 16 ) on HOLlOAY PAGE
attached.
SUPPLEMENTAL 8ENEFITS:(per hour worked)
$ 0.50 plus
24% of
wage
Listed supplements apply to !b1 classifications ( x )Yes (
ELECTRICIAN
)No.
8-230
Tree Trjmmer (Line
4/02/95-
3/30/96
Clearance Special ist)
~(per hour)
$ 17.13
OVERTIME: See ( 8, E. P. T ) on OVERTIME PAGE Attached.
HOLlOAYS:
PAID:See ( 5. 6, 8. 9. 11. 16 ) on HOLIDAY PAGE attached (Must Work Day
- Before)
OVERTIME: See ( 5. 6. 8. g, 11. 16 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 3.89
Listed supplements apply to all classifications ( x ) Yes (
) No. 4-1049
~PREVAILING RATE
SCHEDULE
.
Page
23
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
SURVEY CREW - Buildinq
WAGES: (per hour)
7/01/95-
6/30/96
Survey Rates-Building:
Party Chief........
Instrument Man......
Rodman/Chainman,.. .
$ 25.76
21.77
14.46
OVERTIME PAY: See ( A, E. 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6, 7, ii, 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 7. 11. 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 14.40*
* $11.00 of above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes
)No.
8-150b
SURVEY CREW
Heavv/Hiahwav
WAGES: (per hour)
7/01/95-
6/30/96
Survey Rates-Heavy/H1way:
Party Chief. _ _...... $ 25.95
Instrument Man......
21.49
Rodman/Chainman. . ...
19.11
OVERTIME: See ( 8, E, Q
on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6, 7, 11, 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5, 6, 7, 11, 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour-worked)
$ 14.40*
*$11.00 of above amount paid at same rate as overtime.
Listed supplements apply to ALL classifications ( x )Yes
)No.
8-15D-N/S
Page 24
PREVAILING RATE SCHEDULE
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
1995B
-------------------------------------------------------------------------------
SURVEY CREW - Consultina Enaineer
CONSULTING ENGINEER SURVEY
Feasibil ity and prel im1nary design surveying. line and grade surveying for
inspection or supervision of construction when performed under a consulting
engineer agreement.
WAGES: (per hour)
7/01/95-
6/30/96
7/01/96-
6/30/97
Survey Rates:
Party Chief.........$
Instrument Man......
Radman/Chainman. .. . .
21.26
17.93
15.18
Addit.
$0.90
per hr.
OVERTIME PAY: See ( 8, E, Q ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5. 6, 7. 8. 11. 12 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 7, 8. 11. 12 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
. $ 9.20
* $6.80 of the above amount paid at same rate as overtime.
Listed supplements apply to ~ classifications ( x )Yes (
)NO.
8-150c
CORE ORILLlNG
~(per hour)
10/17/93-
10/16/94
Core Dr ill i ng:
Driller.... .... .......
He 1 per. . . . . . . . . .
$ 20.235
17.725
OVERTIME PAY: See ( B. E. P, S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID:
OVERTIME:
See ( 5. 6 ) on HOLIDAY PAGE attached.
See ( 5. 6 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
$ 6.19
Listed supplements apply to !bh classifications ( x )Yes (
)No.
8-1536
POWER EQUIPMENT QPERATQR
WAGES(per hour)
Heavv/H1 ahwav
8/01/94-
7/31/95
Well Driller:
Driller........... .
Helper.... .
$ 21.45
19.20
OVERTIME PAY: See ( B. E. P, S ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6. 10, 12. 16 ) on HOLIDAY PAGE attached.
OVERTIME: See ( 5. 6. 10. 12. 16 ) on HOLIDAY PAGE attached.
.
PREVAILING RATE SCHEDULE
.
Paqe 25
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK 19958
SUPPLEMENTAL BENEFITS;(per hour worked)
$ 6.55*plus
10% of straight
time rate
*$8.05 plus 10% of straight time rate for overtime hours.
Listed supplements apply to ALL classifications ( x )Yes ( )No.
4-138well
POWER EQUIPMENT OPERATOR - BuildinQ
BUILDING:
CLASS "A":Asphalt Spreader, Backhoe Crawler, Boiler, Boring Machine. Cherry
Picker (over 50 tons), Concrete pump, Crane. Derrick. Dragl ine. Dredge.
Gradall, Grader, Hoist, Loading Machine (10 yds or more), Milling Machine, Pile
Driver, Power Winch-Stone Setting/Structural Steel/Truck Mounted, Powerhouse,
Road Paver, Scoop-Carryall-Scraper in Tandem, Shovel, Sideboom Tractor, Stone
Spreader (Self Propelled), Tank Work, Tower Crane Engineer.
CLASS "8":
Backhoe, 800m Truck, Bulldozer, Boring Machine/Auger, Cherrypicker,
Conveyor-Multi, Dinky Locomotive. Fork Lift, Hoist (2 Drum), Loading Machine &
Front Loader, Mulch Machine (Machine fed), Power Winches (All others not
included in CLASS A), Asphalt Roller, Hydraul ic Pump with Boring Machine,
Scoop, Carryall, Scraper, Maint. Man on Tower Crane. Trenching Machine, Vermeer
Cutter, Work Boat.
CLASS roc II :
Curb Machine. Maintenance Engineer (Small Equip_ & Well Point), Field Mechanic,
Milling Machine (Small), Pulvi-Mixer, Pumps, Roller (Dirt), Vac-All,
Welding/Burning, Compressor (Structural Steel & 2 or more in Battery), Concrete
Finishing Machine, Concrete Spreader, Conveyor, Curing Machine, Fireman, Hoist
(1 Drum), Ridge Cutter, Striping MaChine, Welding Machine (Structural Steel &
Pile Work).
CLASS "0":
Compressor (Pile, Crane, Stone Setting), Concrete Breaker/Saw Cutter, Work Lift
(Walk Behind/Power Operated), Generator (Pile Work), Hydra Hammer, Hand
Operated Mechanical Compactors, Pin Puller, Portable Heater,
Power-Broom/Buggy/Grinders. Pumps-Single Action i to 3 inches/Gypsum/Double
Action Diaphragm, Hand Trenching Machine, Welding Machine,
Class Il E ":
Batching Plant, Generator, Grinder, Mixer, Mulching Machine, Oiler, Pump
(Centrifugal up to 3 inches), Root Cutter, Stump Chipper, Oiler on Tower Crane,
Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
WAGES(per hour)
7/0'/95-
5/31/96
Class " A "............... $
*Add $3.00 for Hazardous Waste
Class" B "...............
*Add $2.00 for Hazardous Waste
Class" C ".........
*Add $i.OO for Hazardous Waste
Class 0 ...............
Class "E ..... . .......
29.25*
Work
27.75*
Work
26.75*
Work
24.75
23.75
"Cranes
Boom length over
100 foot add
150
250
350
$ 0.50
$ 0.75
$ 1.00
$ 1.50
per hour
"
Page 26
PREVAILING RATE SCHEDUL.E
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
OVERTIME PAY: See ( D, 0 ) on OVERTIME PAGE attached.
HOLIDAYS:
PAID: See ( 5, 6. 8, 9, 10, 16 ) on HOLIDAY PAGE attached*
*must work day before & day after, or receive 2 hours per intermittent day
OVERTIME: See ( 5, 6. 8, 9, 10, 16 ) on HOLIDAY PAGE attached*
Apprentice Rate is $15.60 FOR 36 MONTH TERM
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 17. 29*Note
*Note:OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to ALL classifications ( x )Yes
)No
4-138
POWER EQUIPMENT OPERATOR - Heavv/Hiohwav
HEAVY I HIGHWAY:
CLASS "A":Asphalt Spreader. Backhoe Crawler, Boiler, Boring Machine, Cherry
Picker (over 50 tons), Concrete pump, Crane, Derrick. Dragline. Dredge,
Gradall, Grader. Hoist Loading Machine (10 ydS or more). Milling Machine. Pile
Driver, Power Winch-Stone Setting/Structural Steel/Truck Mounted, Powerhouse,
Road Paver. Scoop-Carryall-Scraper in Tandem. Shovel, Sideboom Tractor, Stone
Spreader (Self Propel led), Tank Work, Tower Crane Engineer.
CLASS "B": Backhoe, Boom Truck, Bulldozer. Boring Machine/Auger, Cherrypicker.
Conveyor-Multi, Dinky Locomotive. Fork Lift, Hoist (2 Drum), Loading Machine &
Front"\' Loader , Mulch Mach.ine (Machine fed). Power Winchs (All others not
included in CLASS A), Asphalt Roller. Hydraulic Pump with Boring Machine,
ScooP. Carryall, Scraper, Maint. Man on Tower Crane. Trenching Machine, Vermeer
Cutter, Work Boat.
CLASS "C": Curb Machine. Maintenance Engineer (Small Equip. & Well Point), d
Field Mechanic, Milling Machine (Small), Pulvi-Mixer. Pumps. Roller (Dirt).
Vac-All, Welding/Burning. Compressor (Structural Steel & 2 or more in Battery).
Concrete Finishing Machine. Concrete Spreader, Conveyor, Curing Machine,
Fireman, Hoist (1 Drum), Ridge Cutter. Striping Machine. Welding Machine
(Structural Steel & Pile Work).
CLASS "0": Compressor (Pile, Crane, Stone Setting), Concrete Breaker/Saw
Cutter, Work Lift (Walk Behind, Power Operated), Generator (Pile Work). Hydra
Hammer, Hand Operated Mechanical Compactors, Pin Puller, Portable Heater.
Power-Broom/Buggy/Grinders. Pumps-Single Action 1 to 3 inChes/Gypsum/Double
Action Diaphragm. Hand Trenching Machine, Welding Machine.
.
PREVAILING RATE SCHEDULE
.
Page 27
New York State Department of Labor
----------------------------------Case Number----------------------------------
9605127
SUFFOLK
19958
Class" E ": Batching Plant. Generator, Grinder, Mixer, Mulching Machine,
Di 1ar, Pump (Centrifugal up to 3 inChes). Root Cutter, Stump Chipper, 0; 1ar on
Tower Crane, Track Tamper, Tractor, Vibrator, Deckhand on Work Boat.
Class
F
Lead Tee TV Crew.
Class
G
Wet Out Tee.
Class
H
Technician.
WAGES ( per hour )
7/01/95-
5/31/96
Class II A"............... $
*Add $3.00 for Hazardous Waste
Class" B ".............
*Add $2.00 for Hazardous Waste
Class" C ".............
*Add $1.00 for Hazardous Waste
Class 0 . . _....
Class E ...... .......
Class F .... .........
Class G .. ...........
Class H .............
*Cranes Boom length over 100
150
250
350
30.06*
Work
28.05*
Work.
27.05*
Work.
25.05
24.05
26.70
26.20
26.20
foot add $
$
$
$
0.50 per hour
0.75
1.00
1.50
OVERTIME PAY: See
D. 0 ) on OVERTIME PAGE attached.
HOLIOAYS,
~ See ( 5. 6. 8, 9. 10, 16 ) on HOLIDAY PAGE attached*
*must work day before & day after,or receive 2 hrs per intermittent day
OVERTIME: See ( 5, 6, 8. 9. 10, 16 ) on OVERTIME PAGE attached*
APPRENTICE RATE is $15.60 per hr for entire 36 month term
SUPPLEMENTAL BENEFITS:(per hour worked)
$ 17.29* NOTE
*Note: OVERTIME JOURNEYMAN $13.95 -- APPRENTICE $3.35
Listed supplements apply to ALL classifications ( x )Yes
)No.
4-138
MARINE CONSTRUCTION
WAGES(per hour)
10/01/94-
9/30/95
10/01/95-
9/30/96
Hydraul ic Dredge:
Class A:
Leverman. . . . . . . . . . . . .
Engineer, Derrick Op.
Chief mate on Dredge.
Class C:
Maint. Eng...........
Mate. . ... . . . . . ... _.. .
Boat Captain.........
Class 0:
Deckhand. . . . . . . . . . . . .
Fireman, Oiler.......
Shareman. . . . . . . . . . . . _
$ 22.44
20.78
20.47
$ 23.35
21. 5 1
21.20
20.32
18.97
19.12
21.04
19.65
19.80
15.83
16.44
15.83
16.15
16.77
16.15
Page 28
New York State Department of Labor
----------------------------------Case Number----------------------------------
PREVAILING RATE SCHEDULE
Tug Boats:
Class A:
Tug Master.....
Tug Chief Engineer...
Class C:
Tug Captain. ..... . . . .
Tug Eng i neer. .
Class 0:
Tug Deckhand..
Dipper and Clamshell Dredges:
Class A;
Operator............ .
E ng i neer _ . . . . . . . . . . . .
Class C:
Maint. Engineer.. _....
Mate................ .
Boat Master, Welder,.
Boat Capta in. . . . . . . . .
Class D:
Oi ler.. . . .. . ...... . . .
Deckhand. . . . . . . _ . . . . .
9605127
SUFFOLK
19958
20.00
19.49
20.71
20.19
19.12
19.12
19.80
19.80
16.03
16.36
22.83 23.76
21.22 21.97
20.32 21.04
18.97 19.65
.20.01 20.72
19.12 19.80
16.44 16.77
16.03 16.36
OVERTIME PAY: See ( S, E. P, S ) on OVERTIME PAGE attached.
HOLIDAY:
PAID: See ( S. 6, 10. 1S ) on HOLIDAY PAGE attached.
O\lERTIME: See ( 5. 6. 10. 15 ) on HOLIDAY PAGE attached.
The following SUPPLEMENTAL BENEFITS apply to ALL classifications of the above
HYDRAULIC. DIPPER, CLAMSHELL DREDGES and TUG BOATS.
All Class A
SUPPLEMENTAL BENEFITS:(per hour worked)
All Class C
All Class 0
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.63
plus
8% of
wage
$ 4.34
plus
8% of
wage
$ 4.06
plus
8% of
wage
$ 4.06
plus
8% of
wage
4-25a
.
PREVAILING RATE SCHEDULE
.
Page 29
New York State Department of Labor
__________________________________Case Number----------------------------------
9605127
SUFFOLK
19958
-------------------------------------------------------------------------------
MARINE CONSTRUCTION
WAGES(per hour)
10/01/94-
9/30/95
10/01/95-
9/30/96
Dr i 1 1 80a t :
Class A:
Eng i neer. . . . .
Blaster... .... ....
Dr; 11 er. . . ... . .. . .
Class C:
Welder/Machinist. .
Class 0:
Oiler/Helper.. ....
Deckhand......... .
$ 21.58
21.81
21.59
21. 42
19.27
15.15
$ 22.35
22.59
22.36
22.18
19.66
15.43
OVERTIME PAY: See
8, E, P, S
on OVERTIME PAGE attached.
HOLJOAY:
PAID: See ( 5. 6. 10, 15 ) on HOLIDAY PAGE attached.
'6V'E'R'TIME: See ( 5. 6. 10, 15 ) on HOLIDAY PAGE attached.
SUPPLEMENTAL BENEFITS: (per hour worked)
Class A $ 4.63 plus $ 4.63 plus
8% of wage 8% of wage
Class C $ 4.34 plus $ 4.34 plus
8% of wage 8% of wage
Class.D $ 4.06 plus $ 4.06 plus
8% of wage 8% of wage
Listed supplements apply to ~ classifications ( x )Yes ( )No. 4-25/3
.
.
STATE OF NEW YORK
DEPARTMENT OF LABOR
GOVERNOR W. AVERELL HARRIMAN
STATE OFFICE BUILDING CAMPUS
ALBANY, NEW YORK 12240
08/09/96
EMPLOYERS INELIGIBLE TO BID ON OR BE A WARDED ANY PUBLIC WORK
w_____________________________________________________---------------------------------------------------------------
Under Article 8 of the NYS Labor Law, when two final determinations have been rendered against a
contractor, subcontractor and/or its successor within any consecutive six-year period determining
that such contractor, subcontractor and/or its successor has WILLFULLY failed to pay the prevailing
wage and/or supplements; or when one final determination involves the falsification of payroll
records or the kickback of wages and/or supplements, said contractor, subcontractor and/or its
successor shall be debarred and ineligible to submit a bid on or be awarded any public work
contract/sub-contract with the state, any municipal corporation or public body for a period of five
years from the date of debarment.
Contractor
Number
of
Determ's
Date of
first
Willful
Date of
last
Willful
Fiscal
Officer
(see Note) .
Barred
until
Montour Metals, Inc.
116-North Catherine St., Montour Falls, NY
(2) 9/28/90 09/24/91 DOL 09/24/96
Sloan Steel Erectors & Equip. Rental Inc.
1560 Harlem Road, Buffalo, NY 14206
(2) 10/18/89 02/19/92 DOL 02/19/97
Great Neck Electric Co., Inc.
245 East Shore Rd., Great Neck, NY 11023
(2) 1213 1/90 04/04/92 DOL 04/04/97
Global Oceanic Enterprises
POBox 99, Langhorne, PA 19047
(2) 03/29/90 09/15/92 DOL 09/15/97
G&C Construction Corp.
3706 12th Ave., Brooklyn, NY 11218
(3) 09/28/90 10/06/92 DOL 10/06/97
10/16/95 DOL 10/16/00
Nelson's Lamplighters, Inc.
1811 Castle Gardens Road, Vestal, NY 13850
(2) OS/29/87 I 0/30/92 DOL 10/30/97
Owners Management & Const. Corp.
14-08 Clintonville St., Wbitestone, NY 11357
(2) 06/07/91 01/08/93 DOL o 1!08/98
LH 1 14-861
Rosenthal Contracting, Inc.
R.D. 1, Box 402, Owego, NY 13827
(2) 12/07/92 01/28/93 DOL 01/28/98
Melisz Building Impvt., Inc.
49 Crescent Place, Lackawanna, NY 14218
(2) 07/24/87 01/29/93 DOL 01/29/98
Atlantic Contracting Corp.
52-09 31st PI., Long Island City, NY 11101
(2) 11/23/9.2 02/08/93 DOL 02/08/98
J.F.B. Painting & Supply, Inc.
722 West Gray Street, Elmira, NY 14901
(2) 11/28/88 02/19/93 DOL 02/19/98
Easton Industries, Inc.
3100 7th Ave., Troy, NY 12180
(2) 10/26/92 04/08/93 DOL 04/08/98
Finger Lakes Painting & Decorating
150 Lenox Road, Geneva, NY 14456
(I) 06/28/93 DOL 06/28/98
Silver Steel Erectors
494 Ashland Ave., Buffalo, NY 14222
(2) 06/03/93 11/30/93 DOL 11/30/98
Environspan Safety Corp.
10 West 36th Street, New York, NY
(*) (*) (*) DOL 01/25/99
Ron Kenyon & Sons Excavating
16305 Holley Rd., Holley, NY 14470
(2) 12/09/90 01/27/94 DOL 01/27/99
Gorton ConstrUction
POBox 606, Norwich, NY 13815
(2) 03/19/90 01/27/94 DOL 01/27/99
Perfect Power Corporation dba
Experience Electric Corp.
305-8 Knickerbocker Ave., Bohemia, NY 11716
(2) 04/11/94 04/11/94 DOL 04/11/99
.
.
T J S Masonry
32 Woodland Park, Rochester, NY 14610
(2) 05/05/94 05/05/94 DOL 05/05/99
Oliver Construction Engineering and Architectural Network
R.R. I, Box 466, Chazy, NY 12992
(2) 05/09/94 05/09/94 DOL 05/09/99
Smith Fence Industrial, Inc.
10165 Main Street, POBox 99, Clarence, NY 14031
(2) 07/23/93 05/09/94 DOL 05/09/99
North Country Installers, Inc.
and Alter ego The Locker Master, Inc.
Box 33, Main Street, West Pawlet, VT 05775
(2) 01/03/94 OS/26/94 DOL OS/26/99
VRD.Decorating, Inc.
2300 Buffalo Road, Rochester, NY 14624
(2) OS/26/94 OS/26/94 DOL OS/26/99
Grandview Painting Co., Inc.
2300 Buffalo Road, Rochester, NY 14624
(successor to VRD) DOL OS/26/99
Castle Electrical Contractors, Inc.
1210 Culver Road, Rochester, NY 14609
(2) 12/19/91 06/08/94 DOL 06/08/99
A & L Environmental Services, Inc.
1549 Fifth Avenue, Bayshore, NY 11706
(2) 12/03/93 06/22/94 DOL 06/22/99
BQE Contracting Corp.
24-38 49th Street, Astoria, NY 11103
(2) 08/ I 0/94 08/10/94 NYC 08/10/99
Will C. Kirk dba Kirk Construction
POBox 9, Cleveland, NY 13042
(2) 03/06/89 08/23/94 DOL 08/23/99
John J. Billone Plumbing and Heating AKA
Billone Mechanical
195 Dewey Avenue, Rochester, NY 14608
(2) 09/01/94 DOL 09/01/99
Seneca Hawk, Inc.
9138 Southwestern Blvd., Angola, NY 14006
(2) 03/23/93 09/14/94 DOL 09/14/99
Baker Development & Construction Co., Inc.
1251 Electric Ave., Lackawanna, NY 14218
(21) 09/29/94 DOL 09/29/99
Leonard L. Ogden, Inc.
795 Portland Ave., Rochester, NY 14621
(8) 10/05/94 DOL 10/05/99
ABC Tree, Shrub & Landscape Services, Inc.
192 Witmer Road, North Tonawanda, NY 14120
(2) 11/16/94 11116/94 DOL 11116/99
Mandy Electric, Inc.
14 Grand Canyon Lane, Tanglewood Hills, NY 11727
(I) 12/30/94 DOL 12/30/99
Pokerwinski Ceramic Tile
13 Juneberry Lane, Liverpool, NY 13090
(I) 12/28/95 01126/95 DOL 01126/00
Dion R. DeFedericis dba
Applewood Construction Co.
860 Sherwood Court, Depew, NY 14043
(3) 02/22/95 DOL 02/22/00
Genesis General Contracting Co., Inc.
866 82nd Street, Brooklyn, NY 11220
(2) 02/02/95 02/02/95 DOL 02/28/00
Dendis Construction, Inc.
1164 Route 96, Waterloo, NY 13165
(2) 11104/94 03/20/95 DOL 03/21100
Christian Construction Corp.
420A E Illth Street, New York, NY 10029
798 Lake Ave., Greenwich, CT 06830
(4) 03/27/95 DOL 03/27/00
Southwestern Environmental
676 Mountainview Drive, Lewiston, NY 14092
.
.
(2) 03/21/90 05/04/95 DOL 05/04/00
P & C Giampilis Ccntracting Cc., Inc.
62-49 30th Ave., Wccdside, NY 11377
(4) 05/05/95 DOL 05/05/00
J & A Rccfmg and Siding Cc., Inc.
394 Hasbrcuck Ave., Kingstcn, NY 12401
(2) 06/12/95 06/21/95 DOL 06/21/00
Spec "7" Management, Inc.
3857 Clcver Street, Henrietta, NY 14467
(2) 09/01/94 06/09/95 DOL 06/09/00
Iascn Building Ccnstructicn Ccrp.
174 9th Street, Brccklyn, NY 11215
(2) 12/29/93 07/18/95 DOL-NYC 07/18/00
Dimension 2 Asscciates cr
Dimensicn 2 Assoc. Lawn Sprinklers
189 Ccmmack Rcad, Ccmmack, NY 11725
(2) 06/14/94 07/25/95 DOL 07/25/00
Three Diamond Mascn, Inc.
P 0 Bcx 485, Farmingville, NY 11738
(2) OS/26/94 10/13/95 DOL 10/13/00
P C & J Ccntracting Cc., Inc.
33-46 55th Street, Wccdside, NY 11377
(2) 10/31/95 10/31/95 NYC 10/31/00
Lawrence K. Wccds Ccnstructicn Cc., Inc.
34-46 I 12th Street, Ccrona, NY 11368
(I) 11114/95 NYC 11114/00
AU Electric Ca., Inc.
717 Elk Street" BuffalO', NY 14210
(2) 10/03/95 10/03/95 DOL 12/04/00
Attack Asbestcs, Inc.
516-2C Industrial Lccp, Staten Island, NY 10309
(I) 12/05/95 NYC 12/05/00
Asscciates Envircnmental Services, Inc.
326 Freling Huysen Ave., Newark, NJ 07114
(I) 12/11/95 NYC 12/11/00
Shareef Enterprises, Inc.
230 Pratt Street, Buffalo, NY 14203
(1) 12/18/95 DOL 12/18/00
Black Diamond Fabricating Company
POBox 252
Niagara Falls, NY 14304
(2) 01/18/96 DOL 01/18/01
Jeanne Bentivegna dba
Impact Painting
120 Christian Ave., Rochester, NY 14615
(I) 01/24/96 DOL 01/24/01
OLCO Construction, Inc.
96 Morris Road, Schenectady, NY 12304
(1) 01/24/96 DOL 01/24/0 1
John M. Contro & Sons Plumbing and Heating
31 Clinton Street, Binghamton, NY 13905
(2) 12/20/95 02106/96 DOL 02/06/01
Interphase Company, Ltd.
POBox 365, Marlboro, NJ 07746
(3) 04120/94 05/19/95
02109/96 DOL 02/09/01
Mega General Contracting Corp.
20-44 20th Street, Astoria, NY 11103
(I) 02/09/96 DOL 02/09/01
Allstate Specialty Services, Inc.
1087 Jackson Ave., Long Island City, NY 11101
(multiple violations) 02/26/96 NYC 02/26/0 I
Beatum & Cheatum Construction Corp.
POBox 1246, Buffalo, NY 14240
(multiple violations) 04/03/96 DOL 04/03/0 I
CBC Industries, Inc.
272-60 Grand Central Parkway, Floral Park, NY 11005 and
CMK Painting & Construction Co., Inc. N
600 Hillside Ave., New Hyde Park, NY 11040
(I) 04/15/96 DOL 04/15/01
.
.
Hunt Construction Corp.
60 Sackett Street, Brooklyn, NY 11231
(2) 04/23/96 04/23/96 NYC 04/23/0 I
Apex Contracting and Demolition
11-15 31st Drive, Long Island City, NY 11106
(2) 10/11191 04/30/96 NYC 04/30/01
Rocco Fischetti &' Sons Services
200 Hempstead Ave., West Hempstead, NY 11532
(6) 05/08/96 NYC 05/08/0 I
Dover Accessibility Products, Inc.
6266 Hurt Road, Horn Lake, MI 38637
(multiple violations) 06/03/96 DOL 06/03/01
DME Contracting, Inc.
AIkIa DME National Roofing Systems,
AIkIa DMENRS,
AIkIa DMENCC,
AIkIa DMECA,
AIkIa Titan, and
Peter Chardon, and
Darlene M. Edwards,
AIkIa Darlene E. Chardon, and
Mary Lydia Chardon
AIkIa Mary 1. Restrepo
375 Verrazano Ave., Copiague, NY 11726
(3) 08/31193 07/25/94 DOL
(violated debarment order) 06/06/96 DOL 06/06/01
4H Refrigeration & Air Conditioning
484 Sterling Place, Brooklyn, NY 11238
(I) 06/12/96 NYC 06/12/01
G.A. Contractors
139-31 Queens Boulevard, Jamaica, NY 11435
(1) 06/21/96 NYC 06/21101
(2) 09/29/94 DOL 09/29/99
North Shore Construction Enterprises
464 New York A venue, Huntington, NY 11743
& 139-31 Queens Boulevard, Jamaica, NY 11435
(1) 06/21196 NYC 06/21/01
DSR Asbestos Removal Company
89 Westbrook Avenue, Staten Island, NY 10303
(1 ) 06/28/96
NYC
Gerace Contracting Corp.
2427 E. 29th Street, Suite I-H, Brooklyn, NY 11235
(I) 07/22/96
DOL
06/28/01
07/22/01
Note: (*) Pursuant to a Stipulation dated January 14, 1994 and an Order and Determination dated
January 25, 1994, in lieu of a finding concerning the willfulness of any violations, the employer has
voluntarily agreed to preclude itself from bidding on or being awarded any public work for a
five-year period.
Note: Where the Fiscal Officer is denoted "NYC," the information has been provided by the New
York City Comptroller's Office, the agency issuing the determinations. Any questions regarding
these listings should be addressed directly to the Comptroller. The Bureau of Public Work of the
New YQrk State Department of Labor will respond in regard to listings where the Fiscal Officer is
listed as "DOL."
STATE OF NEW YORK
DEPARTMENT OF LABOR
.
.
BUREAU OF PUBliC WORK
STATE OFFICE BUILDING CAMPUS
ALBANY. NY 12240
REQUEST FOR WAGE AND SUPPLEMENT INFORMATION
AS REQUIRED BY ARTICLES 8 AND 9 OF THE LABOR LAW
Submit this form for new schedules or for determination for additional occupations.
Provide all information Requested Below
o PUBLIC WORK DISTRlCT OFFICE
SUBMITTED BY:
(CHECK ONE)
o CONTRACTING AGENCY
o ARCHITECT OR ENGINEERlNG FIRM
I DATE
A. PUBLIC WORK CONTRACT TO BE LET BY: (Enter Data Pertaining to Contracting Agency)
1. Name and complete address (number, street, city or town. zip code) 2. o N.Y. State Units 007 City
001 DOT 008 Local School District
0020GS 009 Special Local District. i.e"
003 DORMITORY AUTHORITY Fire. Sewer, Water District
004 STATE UNIVERSITY o TO Village
CONSTRUCTION FUND o 11 Town
005 MENTAL HYGIENE 0'2 County
FACILITIES CORP. 013 Other Non-N.Y. State
0060THER N.Y. STATE UNIT (Describe)
3. SEND REPLY TO (NAME AND ADDRESS): 4. SERVICE REQUIRED. Check appropriate box and provide project
information.
o New Schedule of Wages and Supplements.
I APPROXIMATE BID DATE I
n Additional Occupation and/or Redetermination
PRC NUMBER ISSUED PREVIOUSLY FOR , OFFICE USE ONLY
TELEPHONE: ( ) THIS PROJECT
B. PROJECT PARTICULARS
5. Project TITLE and/or description of work to be performed. 6. Location of Project:
Include contract identification number, if applicable Location on Site
Route NolStreet Address
Village or City
Town
County
7. Nature of Project. Check One B. OCCUPATION FOR PROJECT
0 1. New Building 0 Construction (Building. Heavy 0 Guards, Watchmen
0 2. Addition to Existing Structure HighwaylSewerIWater) 0 Janitors. porters, cleaners
0 3. Heavy and Highway Construction (New and Repair) 0 Tunnelling 0 Moving furniture and
0 4. New Sewer or Waterline 0 Residential equipment
0 S. Other New Construction (Explain) 0 Landscape Maintenance 0 Trash and refuse removal
0 6. Other Reconstruction, Maintenance. Repair or Alteration 0 Elevator maintenance 0 Window cleaners
~ 7. Demolition 0 Exterminators, Fumigators 0 Other (Describe)
8. Buildino Service Contract
9. Name and Title of Requester
Signature
I I
I I
I I
I I
OFFICE USE ONLY
Locality Designations
Locality Designations
PW-39 <10-94)
SEE OTHER SIDE FOR LAWS RELATING TO PUBLIC WORK CONTRACTS
STATE OF NEW YORK
DEPARTMENT OF LABOR
REQUIREMENTS OF ARTICLE 8 (Section 220-223)
AND ARTICLE 9 (Section 230.239)
OFTHE NEW YORK STATE LABOR LAW
PRE V AILING RATE SCHEDULE:
The Labor Law requires public work contractors and subcontractors to pay laborers, workers
or mechanics employed in the performance of a public work contract not less than the
prevailing rate of wage and to provide supplements (fringe benefits) in accordance with the
prevailing practices in the locahty where the work is performed.
The Department of Jurisdiction awarding a public work contract MUST obtain a prevailing
rate schedule from the Bureau of Public Work of the New York State Department of Labor
listing the hourly rates for the trades and occupations of the workers to be employed on the
public work project. This schedule may be obtained by completing and forwarding the Request
for Wage and Supplement Information on the reverse side hereof. The prevailing rate
schedule MUST be lncluded in the specifications for the contract to be awarded and is deemed
part of the public work contract. Upon tile signing of the contract, the Department of
Jurisdiction MUST advise the Bureau of Public Work on a form supplied by the Bureau as to
the name of the contractor to whom the contract was awarded, the date and the amount of the
contract.
A "Department of Jurisdiction" includes a state department agency, board or commission; a
county, city, town or village; a school district, board of education or board of cooperative
educational services; a sewer, water, fire, improvement and other district corporations, a
public benefit corporation; and a public authority awarding a public work contract.
WITHHOLDING OF PAYMENTS FROM CONTRACTORS:
When the Bureau of Public Work finds that a contractor or subcontractor on a public work
project failed to payor provide the requisite prevailing wages or supplements, the Bureau is
authorized by Sections 220-b and 235.2 of the Labor Law to so notify the financial officer of the
Department of Jurisdiction that awarded the public work contract. Such officer MUST then
withhold or cause to be withheld from any payment due the prime contractor on account of
such contract the amount indicated by the Bureau of Public Work as sufficient to satisfy the
unpaid wages and supplements, including interest and any civil penalty that may be assessed
by the Commissioner of Labor. The withholding continues until a final determination of the
underpayment by the Commissioner of Labor or by the Court in the event a legal proceeding
for review of the Commissioner of Labor's determination is instituted.
The Department of Jurisdiction shall comply with an order of the Commissioner of Labor or of
the Court with respect to the release of the funds so withheld.
.
.
COMPLIANCE WITH THE LABOR LAW
AND OTHER DEPARTMENT OF LABOR REGULATIONS
A. STATE REGULATIONS:
1. The Contractor shall comply with the applicable provisions of the "labor law" as amended,
of the State of New York. This Contract shall be void unless applicable sections of said labor
law are complied with.
2. Each and every provision of law and ciause required by law to be part of this Contract shall
be deemed to be included herein and this Contract shall be read and enforced as though it
were included herein, and, if through mere mistake or otherwise any such provision is not
included, then upon the application of either party hereto. the Contract shall forthwith be
physically amended to make such inclusion.
Specifically, Section 220-E, of the Labor law, as so amended, prohibits in contracts,
discrimination on account of race, creed, color, or national origin in employment of citizens
upon public works.
There may be deducted from the amount payable to the Contractor by the Owner under this
Contract a penalty of fIVe ($5.00) dollars for each person for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of said
paragraph, this Contract may be canceled or terminated by the Owner and all monies due
or to become due hereunder may be forfeited.
B. FEDERAL REGULATIONS:
1. CERTIFICATION OF NONSEGREGATED FACILITIES.
By the submission of this bid, the bidder, offeror, applicant, or subcontractor certifies that he
does not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he does not permit his employees to perform their services at any
location, under his control, where segregated facilities are maintained. He certifies further
that he will not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he will not permit his employees to perform their services at any
location, under this control, where segregated facilities are maintained. The bidder, offerer,
applicant, or subcontractor agrees that a breach of this certification is a violation of the Equal
Opportunity clause in his contract As used in this certification, the term 'segregated facilities"
means any wailing rooms, work areas, rest rooms and wash rooms, restaurants and other
eating areas, time clocks, locker rooms and other storage or dressing areas, time clocks,
locker rooms and other storage or dressing areas, parking lots, drinking fountains, recreation
or entertainment areas, transportation, and housing facilities provided for employees which
are segregated by explicit directive or are in fact segregated on the basis of race, creed, color,
or national origin, because of habit, local custom, or otherwise. He further agrees that (except
where he has obtained identical certifications from proposed subcontractors for specific time
periods) he will obtain identical certifications from proposed subcontractors prior to the award
of subcontracts exceeding $ 10,000 which are not exempt from the provisions of the Equal
Opportunity clause; that he will retain such certifications in his files; and that he will forward
the following notice to such proposed subcontractors (except where the proposed
subcontractors have submitted identical certifications for specific time periods):
BULKHEAD RECONSTRUCTION & RESTORATION
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.
.
2. NOTICE TO PROSPECTIVE SUBCONTRACTORS OF REQUIREMENT
FOR CERTIFICATIONS OF NON SEGREGATED FACILITIES.
A certification of Nonsegregated Facilities must be submitted prior to the award of a
subcontract exceeding $ 10,000 which is not exempt from the provisions of the Equal
Opportunity clause. The certification may be submitted either for each subcontract or for all
subcontracts during a period (I.e., quarterly, semiannually, or annually).
NOTE: The penalty for making false statements in offers is prescribed in
18 V.S.C. 1001.
"During the performance of this contract, the Contractor agrees as follows:
(1) The contractor will not discriminate against any employee or applicant for employment
because of race, creed, color, or national origin. The contractor will take affirmative action
to ensure that applicants are employed, and that employees are treated during employment,
without regard to their race, creed, color, or national origin. Such action shall include, but not
be limited to, the following: employment, upgrading, demotion or transfer; recruitment or
recruitment advertising; layoff or termination; rates of payor other forms of compensation;
and selection for training, including apprenticeship. The contractor agrees to post in
conspicuous places, available to employees and applicants for employment, notices to be
provided by the contracting officer setting forth the provisions of this nondiscrimination clause.
(2) The contractor will, in all solicitations or advertisements for employees placed by or on behalf
of the contractor, state that all qualified applicants will receive consideration for employment
without regard to race, creed, color, or national origin.
(3) The contractor will send to each labor union or representative of workers with which he has
a collective bargaining agreement or other contract or understanding, a notice to be provided
by the agency contracting officer, advising the labor union or workers representative of the
contractor's commitments under Section 202 of Executive Order No. 11245 of September
24, 1965, and shall post copies of the notice in conspicuous places available to employees
and applicants for employment.
(4) The contractor will comply with all provisions of Executive Order No. 11246 of September 24,
1965, and of the rules, and regulations, and relevant orders of the Secretary of Labor.
(5) The contractor will fumish all information and reports required by Executive Order No. 11246
of September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor,
or pursuant thereto, and will permit access to his books, records, and accounts by the
contracting agency and the Secretary of Labor for the purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
<
(6) In the event of the contractor's noncompliance with the nondiscrimination clauses of this
contract or with any of such rules, regulations, or orders, this contract may be canceled,
terminated, or suspended in whole or in part and the contractor may be declared ineligible
for further Govemment contracts in accordance with procedures authorized in Executive
Order No. 11245 of September 24, 1965, and such other sanctions may be imposed and
remedies invoked as provided in Executive Order No. 11246 of September 24, 1965, or by
rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law.
BULKHEAD RECONSTRUCTION & RESTORATION
J-2
.
.
(7) The contractor will include the provisions of Paragraphs (1) through (7) in every subcontract
or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor
issued pursuant to Section 204 of Executive Order No. 11246 of September 24, 1965, so that
such provisions will be binding upon each subcontractor or vender. The contractor will take
such action with respect to any subcontract or purchase order as the contracting agency may
direct as a means of enforcing such provisions, including sanctions for noncompliance:
Provided, however, that in the event the contractor becomes involved in, or is threatened with,
litigation with a subcontractor or vendor as a result of such direction by the contracting
agency, the contractor may request the United States to enter into such litigation to protect
the interests of the United States."
3. FEDERAL PROCUREMENT REGULATIONS
EQUAL OPPORTUNITY IN EMPLOYMENT
1-12.805.4 Reoorts and Other Required Information
(a) Requirements for prime contractors and subcontractors.
(1) Each agency shall require each prime contractor and each prime contractor and
subcontractor shall cause its subcontractors to file annually, on or before March 31,
complete and accurate reports on Standard Form 100 (EEO-1) promulgated jointly
by the Office of Federal Contract Compliance, the Equal Employment Opportunity
Commission, and Plans for Progress, or on such form as may hereafter be
promulgated in its place, if such prime contractor or subcontractor (I) is not exempt
from the provisions of this Sub-part 1-12.8 in accordance with 1-12.804; (ii) has 50
or more employees; (Iii) is a prime contractor or first-tier subcontractor; and (iv) has
a contract, sub-contract, or purchase order amounting to $ 50,000 or more, or serves
as a depository of Govemment funds in any amount, or is a financial institution which
is an issuing and paying agent for U.S. savings bonds and savings notes: Provided.
that any subcontractor below the first tier which performs construction work at the
site of construction shall be required, to file such a report if it meets the requirements
in subdivisions (I), (ii), and (iv) of this paragraph (a) (1).
(2) Each person required by subparagraph (1) of this paragraph to submit reports shall
file such a report with the contracting or administering agency within 30 days after
the award to him of a contract or subcontract, unless such person has submitted such
a report within 12 months preceding the date of the award. Subsequent reports shall
be submitted annually in accordance with subparagraph (1) of this paragraph, or at
such other intervals as the agency or the Director may require, The agency, with the
approval of the Director, may extend the time for filing any report.
(3) The Director, the agency, or the applicant, on their own motions, may require a prime
contractor to keep employment or other records and to furnish in the form requested,
within reasonable limits, such information as the Director, agency, or the applicant
deems necessary for the administration of the Order.
(4) The failure to file timely, complete, and accurate reports, as required, constitutes
noncompliance with the prime contractor's or subcontractor's obligations under the
Equal Opportunity ciause and is a ground for the imposition by the agency, the
Director, an applicant, prime contractor or sUbcontracior, of any sanction authorized
by the Order and the regulations in this sub-part. Any such failure shall be reported
in writing to the Director by the agency as soon as practicable after it occurs.
BULKHEAD RECONSTRUCTION & RESTORATION
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.
.
1-12.805.4 Reoorts and Other Required Information
(b) Requirements for bidders or prospective contractors.
(1 ) Each agency shall require each bidder or prospective prime contractor and proposed
subcontractor, where appropriate, to state in the bid or at the outset of negotiations
for the contract whether it has participated in any previous contract or subcontract
subject to the Equal Opportunity clause; and, if so, whether it has filed with the Joint
Reporting Committee, the Director, an agency, or the former President's Committee
on Equal Employment Opportunity, all reports due under the applicable filing
requirements. The statement shall be in the form of a representation by the bidder
or offeror substantially as follows:
"The bidder (or offeror) represents that he ( ) has, ( ) has not, participated in a
previous contract or subcontract subject to the Equal Opportunity clause herein, or
the clause originally contained in section 301 of Executive Order No. 10925, or the
clause contained in section 201 of Executive Order No. 11114; that he ( ) has, ( )
has not, filed all required compliance reports; and that representations indication
submission of required compliance reports, signed by proposed subcontractors will
be obtained prior to subcontract awards." (The above representation need not be
submitted in connection with contracts or subcontracts which are exempt from the
clause. )
When a bidder or offeror fails to execute the representation, the omission shall be
considered a minor informality and the bidder or offeror shall be permitted to satisfy
the requirement prior to award.
(2) In any case in which a bidder or prospective prime contractor or proposed
subcontractor, which participated in a previous contract of subcontract subject to
Executive Orders No. 10925, 11114, or 11246, has not filed a report due under the
applicable filing requirements, no contract or subcontract shall be awarded, uniess
such contractor submits a report covering the delinquent period or such other period
specified by the agency or the Director.
(3) A bidder or prospective prime contractor or proposed subcontractor shall be required
to submit such information as the agency or the Director requests prior to the award
of the contract or subcontract. When a determination has been made to award the
contract or subcontract to a specific contractor, such contractor shall be required,
prior to award, or after the award, or both, to furnish such other information as the
agency, the applicant, or the Director requests.
( c ) Use of reports.
Reports filed pursuant to this 1-12.805.4 shall be used only in connection with the
administration of the Order, the Civil Rights Act of 1964, or in furtherance of the purposes of
the Order and said Act.
BULKHEAD RECONSTRUCTION & RESTORATION
J-4
.
.
( d) Acquisition of Report Forms.
Standard Form 100 is available in all GSA supply depots. Copies of the form may be
obtained from GSA through the contracting or administering agency. The stock number for
the form is as follows:
Standard
Form No.
Title
Stock Number
100
7540-926-2049
Equal employment opportunity
employer information report.
1-12.805.4 PROCUREMENT STANDARDS
,
A. All contracts for construction or repair shall include a prevision for compliance
with the Copeland "Anti-Kick Back" Act (18 U.S.C. 874) as supplemented in
Department of Labor Regulations (29 CFR, Part 3). This Act provides that
each Contractor shall be prohibited from inducing, by any means, any person
empioyed in the construction, completion, or repair of public work, to give up
any part of the compensation to which he is otherwise entitled. The Grantee
shall report all suspected or reported violations to the Grantor Agency,
B.
Where applicable, all Contracts awarded in excess of $ 2,000 for construction
contracts and in excess of $ 2,500 for other contracts which involve the
employment of mechanics or laborers shall include a provision for
compliance with Section 103 and 107 ofthe Contract Work Hours and Safety
Standards Act (40 U.S.C. 327-330) as supplemented by Department of Labor
Regulations (29 CFR, Part 5). Under Section 103 of the Act, each Contractor
shall be required to compute the wages of every mechanic and laborer on
the basis of a standard work day of II hours and a standard work week of 40
hours. Work in excess of the standard work day or work week is permissible
provided that the worker is compensated at a rate of not less than 1-112 times
the basic Rate of pay for all hours worked in excess 8 hours in any calendar
day or 40 hours in the work week. Section 107 of the act is applicable to
construction work and provides that no laborer or mechanic shall be required
to work in surroundings or under working conditions which are unsanitary,
hazardous, ro dangerous to his health and safety as determined under
construction, safety, and health standards promulgated by the Secretary of
Labor. These requirements do not apply to the purchases of supplies or
materials or articles ordinarily available on the open market, or contracts for
transportation or transmission of intelligence.
BULKHEAD RECONSTRUCTION & RESTORATION
J-5
. .
C. Each contract of an amount in excess of $ 2,500 awarded by a Grantee or
Subgrantee shall provide that the recipient will comply with applicable
regulations and standards of the Cost of Living Council in establishing wages
and prices. The provision shall advise the recipient that submission of a Bid
or offer or the submittal of an invoice or voucher for property, goods, or
services furnished under a contract or agreement with the Grantee shall
constitute a certification by him that amounts to be paid do not exceed
maximum allowable levels authorized by the Cost of Living Council
regulations or standards. Vioiations shall be reported to the Grantor Agency
and the local Internal Revenue Service field office.
D. Contracts and subgrants of amounts in excess of $ 100,000 shall contain
a provision which requires the recipient to agree to comply with all applicable
standards, orders, or regulations issued pursuant to the Clean Air Act of
1970. Violations shall be reported to the Grantor Agency and the Regional
Office of the Environmental Protection Agency.
E. Contracts shall contain such contractual provisions or conditions which will
allow for administrative, contractual, or legal remedies in instances where
contractors violate or breach contracts terms, and provide for such sanctions
and penalties as may be appropriate.
F. All contracts, amounts for which are in excess of $ 2,500, shall contain
suitable provisions for termination by the grantee including the manner by
which it will be effected and the basis for settlement. In addition, such
contracts shall describe conditions under which the contract may be
terminated for default as well as conditions where the contract may be
tenninated because of circumstances beyond the control of the contractor.
G. In all contracts for construction or facility improvement awarded in excess
of $ 100,000, grantees shall observe the bonding requirements provided in
Attachment B to this Circular.
H.
All contracts and subgrants in excess of $ 10,000 shall include provisions
for compliance with Executive Order No. 11246, entitled, "Equal Employment
Opportunity", as supplemented in Department of Labor Regulations (41 CFR,
Part 60). Each contractor or subgrantee shall be required to have an
affinnative action plan which declares that it does not discriminate on the
basis of race, color, religion, creed, national origin, sex, and age and which
specifies goals and target dates to assure the implementation of that plan.
The grantee shall establish procedures to assure compliance with this
requirement by contractors or subgranlees and to assure that suspected or
reported violations are promptly investigated.
.
BULKHEAD RECONSTRUCTION & RESTORATION
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COMPLIANCE WITH PROVISIONS OF THE LABOR LAW
Pursuant to Article 8 of the labor law, the contractor's attention is directed to the
following requirements:
1. Section 220.2 which requires a stipulation that no laborer, workman or mechanic in the employ of the
contractor, subcontractor or other person doing or contracting to do the whole or a part of the work
contemplated by the contract shall be permitted or required to work more than eight hours in anyone
calendar day or more than five days in anyone week except in the emergencies set forth in the labor
law.
2, Section 220.3 which requires a provision that each laborer, workman or mechanic employed by the
contractor, subcontractor or other person about or upon such public work, shall be paid not less than
the prevailing rate or wages and shall be provided supplements not less than the prevailing
supplements as determined by the fiscal officer.
3. Section 220.3-a also requires that the contractor and every subcontractor on public works contracts
shall post in a prominent and accessible place on the site of the work a legible statement of all wage
rates and supplements as specified in the contract to be paid or provided, as the case may be, for
the various classes of mechanics, workingmen, or laborers employed on the work.
4. Section 220.3-e provides that apprentices will be permitted to work as such only when they are
registered, individually, under a bona fide program registered with the New York State Department
of labor. The allowable ratio of apprentices to journeymen in any craft classification shall not be
greater than the ratio permitted to the contractor as to his work force on any job under the registered
program. Any employee listed on a payroll at an apprentice wage rate, who is not registered as
above, shall be paid the wage rate determined by the New York State Department of labor for the
classification of work he actually performed, The contractor or subcontractor will be required to
furnish wrillen evidence of the registration of his program and apprentices as well as of the
appropriate rations and wage rates, for the area of construction prior to using any apprentice on the
contract work.
5. Section 220-e which requires provisions by which the contractor with the State or municipality agrees:
(a) That in the hiring of employees for the performance of work under this contract or any
subcontract hereunder, no contractor, subcontractor, nor any person acting on behalf of such
contractor or subcontractor, shall by reason of race, creed, color or nationai origin
discriminate against any citizen of the State of New York who is qualified and available to
perform the work to which the employment relates:
(b) That no contractor, subcontractor, nor any person on his behalf shall, in any manner,
discriminate against or intimidate any employee hired for the performance of work under this
contract on account of race, creed, color or national origin. (Your allention is directed to the
provisions of the State law against Discrimination which also prohibits discrimination in
employment because of age);
( C ) That there may be deducted from the amount payable to the contractor by the State or
municipality under this contract a penally of five dollars for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of the
contract;
BULKHEAD RECONSTRUCTION & RESTORATION
J-7
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(d) That this contract may be canceled or tenminated by the Slate or municipality, and all moneys
due or to become due hereunder may be forfeited, for a second or any subsequent violation
of the terms or conditions of this section of lhe contract.
6. The aforesaid provisions of Section 220-e which covers every contract for or on behalf of the State
or municipality for the manufacture, sale or distribution of materials, equipment or supplies shall be
limited to operations performed within the territorial limits of the State of New York.
7. Section 222 which requires that preference in employment shall be given to citizens of the State of
New York who have been residents for at least six consecutive months immediately prior to lhe
commencement of their employment, that persons other than citizens of the State of New York may
be employed when such citizens are not available; and that if lhe requirements of Section 222
concerning preference in employment to citizens of the Slate of New York are not complied with, the
contract shall be void.
8. Section 222-a which requires that if in the construction of the public work a harmful dust hazard is
created for which appliances or methods for the elimination of harmful dust have been approved by
the Board of Standard Appeals, such appliances or methods shall be installed and maintained and
effectively operated by the contractor; and that if the provisions of Section 222-a concerning harmful
dust hazards are not complied with, lhe contract shall be void.
OTHER REQUIREMENTS
Every State contracting agency, including Public authorities, must include in each contract paragraphs ( c)
through (g) of the Standard State Contract Clauses promulgated by the Governor on September 12, 1963 and
amended November 14,1963.
labor classifications not appearing on the accompanying schedule of wages can be used only with the
consent of the department of jurisdiction and then the rate to be paid will be given by the department of
jurisdiction after being advised by the New York State Department of labor.
The contractor shall make such provision for disability benefits, workmen's compensation, unemployment
insurance, social security and safety code provisions as are required by law.
General Regulation No.1, as issued by the Slate Commission for Human Rights, requires that each contract
contains a stipulation that: "It is hereby agreed by and between the parties hereto that every contractor and
subcontractor engaged in the public work described in this contract shall post and maintain at each of his
establishments and at all places at which the public work described hereunder is being conducted, the Notice
of the State Commission for Human Rights indicating the substantive provisions of the law Against
Discrimination, where complaints may be filed, and other pertinent information. Such Notice shall be posted
in easily accessible and well lighted places customarily frequented by employees and applicants for
. employment." The Notice may be obtained from the department having jurisdiction, or from the office of the
State Commission for Human Rights in the respective area.
You are requested to refer to the Bureau of Public Work all charges of discrimination in employment including
discrimination because of age, race, creed, color or national origin.
BULKHEAD RECONSTRUCTION & RESTORATION
J-8
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NON-DISCRIMINATION CLAUSE
During the performance of this contract, the contractor agrees as follows:
a. The contractor will not discriminate against any employee or applicant for
employment because of race, creed, color, or national origin, and will rake
affirmative action to insure that they are afforded equal employment opportunities
without discrimination because of race, creed, color, or national origin. Such action
shall be taken with reference, but not limited to: recruitment, employment, job
assignment, promotion, upgrading, demotion, transfer, layoff or termination, rates
of payor other forms of compensation, and selection for training or retraining,
including apprenticeship and on-the-job training.
b. The contractor will send to each labor union or representative of workers with which
ne has or is bound by a collective bargaining or other agreement or understanding,
a notice, to be provided by the Commission of Human Rights, advising such labor
union or representative of the Contractor's agreement under clauses "a." through
"h." hereinafter called "non-discrimination clauses", and requesting such labor union
or representative to agree in writing, whether in such collective bargaining or other
agreement or understanding or otherwise, that such labor union or representative
will not discriminate against any member or applicant for membership because of
race, creed, color, or national origin, and will rake affirmative action to insure that
they are afforded equal membership opportunities without discrimination because
of race, creed, color, or national origin. Such action shall be taken with reference,
but not be limited to: recruitment, employment, job assignment, promotion,
upgrading, demotion, transfer, layoff or termination, rates of pay, or other forms of
compensation, and selection for training or retraining including apprenticeship and
on-the-job training. Such notice shall be given by the Contractor, and such written
agreement shall be made by such labor union or representative, prior to the
commencement of performances of this contract. If such a labor union or union
representative fails or refuses so to agree in writing, the Contractor shall promptly
notify the Commission for Human Rights of such failure or refusal.
c.
The Contractor will post and keep posted in conspicuous places, available to
employee and applicants for employment, notices to be provided by the Commission
for Human Rights setting forth the substance of the provision of clauses "a." and "b."
and such provisions of the State's Laws against discrimination as the Commission
for Human Rights shall determine.
.
d. The Contractor will state, in all solicitations or advertisements for employees placed
by or on behalf of the Contractor, that all qualified applicants will be afforded equal
employment opportunities without discrimination because of race, creed, color, or
national origin.
BULKHEAD RECONSTRUCTION & RESTORATION
K - 1
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e. The Contractor will comply with the prevision of Sections 291-229 of the Executive
Law and the Civil Rights Law, will furnish all information and reports deemed
necessary by the Commission for Human Rights under these non-discrimination
clauses as such sections of the Executive Law and will, permit access to his books,
records, and accounts by the Commission for Human Rights and Owner
representatives counsel for the purposes of investigation to ascertain compliance
with these non-discrimination clauses and such sections of the Executive Law and
Civil Rights Law.
f. This Contract may be forthwith canceled, terminated, or suspended in whole or in
part, by the contracting agency upon the basis of a finding made by the Commission
of Human Rights that the Contractor has not complied with these non-discrimination
clauses, and the Contractor may be declared ineligible for future contracts made by
or on behalf of the Owner/Contracting Agency until he satisfied the Commission for
Human Rights that he has established and is carrying out a program in conformity
with the provisions of these non-discrimination clauses. Such finding shall be made
by the Commission for Human Rights after conciliation efforts by the Commission
have failed to achieve compliance with these non-discrimination clauses and after
a verified complaint has been filed with the Commission, notice thereof has been
given to the Contractor and an opportunity has been afforded him to be heard
publicly before three members on the Commission. Such sanctions may be
imposed and remedies otherwise provided by law.
g. If this Contract is canceled or terminated under clause "f." , in addition to other rights
of the Owner provided in this contract upon its breach by the Contractor, the
Contractor will hold the Owner Harmless against any additional expenses or costs
incurred by the Owner in completing the work or in purchasing the services, material
equipment, or supplies contemplated by this contract, and the Owner may withhold
payments from the contractor in an amount sufficient for this purpose and recourse
may be had against the surety on the performance bond if necessary.
h. The Contractor will include the provisions of clauses "a.", through "g." in every
subcontract or purchase order in such a manner that such provisions will be binding
upon each subcontractor or vendor as to operations to be performed within
jurisdictional local of the Project being contracted by the Owner. The Contractor will
take such action in enforcing such provisions of such subcontract or purchase as
the Owner/Contracting Agency may direct, including sanctions or remedies for non-
compliance. If the Contractor becomes involved in or is threatened with litigation
with a sub-contractor or vendor as a result of such direction by the Contraction
Agency/ Owner, the Contractor shall promptly so notify the Owner's representatives/
counsel, request him to intervene and protect the interests of the Owner
(Contracting Agency's jurisdictional area).
BULKHEAD RECONSTRUCTION & RESTORATION
K-2
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GENERAL CONDITIONS
A. The contractor shall supply all labor, materials, equipment and services necessary
or required to complete the work, The contractor shall fully familiarize himself with
existing site conditions. The locations of all underground utilities shall be verified
prior to commencing work. Damage to existing utilities shall be repaired at the
contractors expense.
B. The contractor may store his materials and equipment on the work site but the Town
of Southold will not be responsible for damage or theft of same.
C. In the event that anything reasonable, necessary or proper for the complete
performance of the work to produce a first class finished job, has not been
described in these specifications clearly, through oversight or palpable error, the
contractor shall, notwithstanding, execute and provide all omitted works and things
as if they were severally described, without extra charge and to the satisfaction of
the Town's authorized representatives.
D. The contractor shall be responsible for all construction facilities and temporary
controls. These items would include all temporary electric, heat, telephone, water
and sanitary facilities. Barricades shall be provided around all hazardous areas
during construction and shall be maintained and lighted in accordance with all State
and Local Code requirements.
E. The contractor may submit substitutions for products specified herein, where such
substitutions are allowed. Requests for substitutions shall be submitted with
complete data necessary to substantiate compliance with the contract documents.
All substitutions shall be approved in writing prior to being ordered, fabricated or
incorporated into the work. No claims for additional costs related to substitutions
will be allowed.
F. The contractor is specifically advised that he shall be responsible for on-site safety
in regard to his area of work and shall indemnify and hold harmless the Town of
South old and the Architect from any and all claims resulting from on-site accidents
or safety conditions.
. G. The contractor shall be responsible for cleaning all work related debris generated
during this project in a timely fashion. All dredge spoil & debris generated at this
site shall be deposited by the contractor at the Southold Town Collection Center at
NO COST.
BULKHEAD RECONSTRUCTION & RESTORATION
Page 1
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BULKHEAD RECONSTRUCTION & RESTORATION
PART 1 - GENERAL
1.01
1.02
RELATED DOCUMENTS:
A.
General provisions of the Contract. including General conditions and
Supplementary Conditions. apply to work in this section.
B.
Standard Site Plan. Typical Sections & Detail drawings attached.
DESCRIPTION OF WORK:
All new construction shall meet the minimum requirements of the Southold Town
Trustees and the New York State Dept. Of Environmental Conservation.
The work under this section shall consist of furnishing all labor. material. equipment
and appliances necessary or required to perform and complete all work including
but not limited to the following:
A). Excavation behind existing bulkheads.
1. All bulkhead areas requiring new sheathing shall be excavated to a
minimum depth of 2'-0" below existing mud line. Excavation shall be in such
a manner as to limit the amount of damage to the existing pavement. Any
unnecessary damage to the existing pavement surface shall be replaced by
the contractor at no additional cost.
2. Existing bulkhead Structures shall remain in place. The contractor
shall verify the integrity of all existing Pileing. Tie Rods & Dead Man Systems
during the excavation. The engineer shall be notified of all items that
require replacement. Items replaced without written approval of the engineer
shall be deemed as not to have been repJaced. Cost for replacement of all
items shall be a unit cost for each. Damaged items due to excavations shall
be replaced at the Contractors expense.
B). Installation of new Sheathing.
1. Provide new 2" x 10" x 14 Foot "T & G" Treated Wood Sheathing
over existing. All new sheathing shall be spiked to both top and bottom
whalers. (Approximate overall length - 265 lineal Feet)
BULKHEAD RECONSTRUCTION & RESTORATION
Page 2
.
,
1.03
1.04
.
.
2. Provide new 2" x 10" "T & G" Treated Wood Sheathing over existing
sheathing at each side of existing Concrete Ramp. (Approximate overall
length - 65 Lineal Feet - Each Side) New sheathing shall be scribed to fit the
existing ramp. (Note: The Contractor shall remove all existing lag bolts in
existing sheathing after the bulkhead has been excavated.)
3. Provide Y:z" diameter x 8" Galvanized Lag Bolts at new ramp
sheathing. New sheathing shall be securely anchored to existing whalers
with two (2) bolts at each Whaler. (Typical 4 bolts per board)
4. Provide new 6" x 6" Treated Wood whaler at toe of new sheathing
along existing concrete ramp. Anchor new whaler to all existing Pileing with
3/4" diameter galvanized bolts. (See drawing section detail sheet # 3)
C). Installation of new filter fabric.
1. Provide new Poly "X" Filter Fabric over all new bulkhead sheathing.
Fabric shall be continuous and extend from top of bulkhead to a minimum of
two (2') feet below the existing mud line. All splices shall have a minimum
overlap of two (2') feet.
D). Removal of Debris.
1. All debris and dredge spoil generated from the proposed construction
shall be removed by the contractor and deposited at the Southold Town
Collection Center. There will be no charge for material deposited at the town
facility.
STANDARDS:
A.
All new construction shall comply with the following reference standards:
1). American Society of Civil Engineering Standard Practices.
CONTRACTOR QUALIFICATIONS:
A.
Contractor must show evidence of the following qualifications:
1). A minimum of five (5) years continuous experience in bulkhead
construction.
BULKHEAD RECONSTRUCTION & RESTORATION
Page 3
.
.
1.05 QUALITY ASSURANCE:
A. The contractor shall be responsible for verifying all existing conditions and
limitations. The extent of clearing and the amount of required excavation shall be
verified by the contractor prior to submitting his bid.
B. The contractor shall be responsible for fully investigation the existing site
conditions and shall be responsible for verifying all dimensions and quantities.
1.06 DELIVERY STORAGE AND HANDLING:
A. Delivery, storage and handling of equipment and bulkhead materials shall be
in accordance with industry standards.
1.07 JOB CONDITIONS:
A. The park site shall remain open during construction. The contractor shall be
responsible for providing all necessary safeguards to ensure safe access.
B. Excavation and stockpiling of backfill material:
1). All stockpiling of excavation material shall be in an approved location
immediately adjacent to the construction area. All stockpiles shall be
protected with a continuous barrier of silt screen and hay bails to prevent
silt from entering tidal waters.
1). No backfilling shall be permitted in freezing weather.
END OF SPECIFICATIONS
BULKHEAD RECONSTRUCTION & RESTORATION
Page 4
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oS'. / ~ "-- ~EATHING (TYPICAL FOR 255' .1_)
SITE PLAN ~ ';,,;.'!oo~~:~
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FLOATING
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NOTE: THIS SITE PLAN WAS TAKEN FROM A
SURVEY PR:PARED BY RODERIC VAN TUYL, P.C.
MARCH 31, 1981
-
LINE OF EXISTING PAVEMENT
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VARIES
.
.
12" DIA. x 24' LONG PRESSURE
TREATED PILING AT 8'.0" O.C.
3/4" DIAMETER GALVANIZED THROUGH BOLT.
EXISTING 6 x 6 PRESSURE TREATED WHALER.
EXISTING GRADE
10" DIAMETER PRESSURE TREATED DEAD MEN -
CONTINUOUS WITH 8" DIAMETER BACKER PILING
AT 8'.0" O.C.
I
1 ~ I
I L 3/4" DIAMETER x 20' LONG ~
GALVANIZED TIE RODS. ~ I
' l NEW 2 x 10 x 14' T&G PRESSURE I
1 \ TREATED SHEATHING. TYPICAL ! I
! ~NSTALL OVER EXISTING SHEATHING II
I NEW FILTER FABRIC. ! i
I EXTEND 2'.0" MINIMUM : :
I BELOW MUD LINE. I i
,I J
NOTES:
i
I I
U
ALL EXPOSED BOLT CONNECTIONS SHALL BE COUNTERSUNK.
ALL NEW BULKHEAD MATERIALS SUCH AS PILING, SHEATHING,
WHALERS AND DEAD MEN SHALL BE PRESSURE TREATED #- 20
CREOSOTE OR TREATED TO REFUSAL.
THE CONTRACTOR SHALL BE RESPONSIBLE FOR THE PROPER
INSTALLATION OF ALL BATTON STRIPS; GALVANIZED BOLTS,
NUTS & WASHERS; NAlLS & OTHER MISCELANEOUS MATERIALS
NECESSARY TO ENSURE A COMPLETE & PROPER INSTALLATION
,TYPICAL BULKHEAD SECTION
SCALE: 1/2" = 1'.0"
~ SOUTHOLD TOWN
01 JL U0 &IIfGlNEERJNG DEP.utTMENT
PROPOSED:
BULKHEAD RESTORATION
KLIPP PARK
GREENPORT, NEW YORK
SCALE:
AS NOTED
DRAWING #:
PECONIC LANE. PECONIC. NEW YORK 11958
2
DATE:
DRAWN: JAMES A. i<lCHTER SCTM #: '000 _ 43 _ 02.07
7/9/96
SHE-: 2 at 3
.
EXISTING GRADE
EXCAVATION OF THIS
AR"ASr"'7
NEW FILTER FABRIC I
TO BE INSTALLED ;
BEHIND SHEATHING
I
I
~.
.~
I
.
.
EXlSTING PILlNG TO REMAIN.
EXISTING WHALERS & SHEATHING TO REMAIN.
NEW 2 x 10 TREATED SHEATHING WITH
1/2" DIAMETER x 8" LONG GALVANIZED LAGG
BOLTS: (2 EACH PER BOARD PER WHALER.)
PROVIDE NEW 3/4" GALVANIZED BOLTS AT EACH
EXISTING P1LlNG. COUNTERSINK AT NEW WHALER
NEW 5 x 5 TREATED CONTINUOUS WHALER.
~
EXISTING CONCRETE RAMP
TO REMAIN. SCRIBE NEW
SHEATHING AS REQUIRED.
NOTE: REMOVE EXISTING GAlV.
LAGG BOLTS FROM FACE OF
EXISTING SHEATHING PRIOR TO
INSTALLATION OF NEW WORK.
SECTION DETAIL
SCALE: 1/2" = 1'.<J"
~ SOUTHOLD TOWN
. u JiJUU ENGINEERING DEPARTMENT
PROPOSED:
BULKHEAD RESTORATION
KLIPP PARK
GREENPORT, NEW YORK
SCALE:
AS NOTED
DRAWING #:
3
PECONIC LANE, PECONIC, NEW YORK 11958
DRAWN: JAMES A. RICHTER scm #: 1000 .43 _ 02 .07
DATE:
7/9/96
SHEET 3 of 3
,j ,
.
RAYMOND L JACOBS
Commissioner
.
.
.
Public Works Department
Town of Southold
Peconic Lane
Peconic, N,Y, 11958
RESOLUTIO.N BY:
SECONDED BY:
Commissioner of Public Works Raymond L. Jacobs
requests permission to go to bid for the
reconstruction and restoration of the bulkhead
at Klipp Park, Manhanset Avenue, Greenport,
New York.
VOTE OF THE TOWN BOARD
Supervisor Jean W. Cochran
Councilman William D. Moore
Councilwoman Alice J. Hussie
Councilman Joseph L. Townsend, Jr.
Councilwoman Ruth D. Oliva
Justice Louisa P. Evans
Dated:
(yes) (No)
(Yes) (No)
(Yes) (No)
(Yes) (No)
(Yes) (No)
(Yes) (No)
(516) 765-3140
(516) 734-5211
FAX (516) 75S-1750
1-1t
Town Clerk, Town of Southold
.
.
.
.
INVITATION TO BID
PROJECT: BULKHEAD RECONSTRUCTION & RESTORATION
KLIPP PARK, MANHANSET AVE., GREENPORT, NEW YORK
The Town Board of the Town of Southold will receive bids for the restoration and/or
reconstruction of an existing bulkhead located at Klipp Park in accordance with the
Specifications prepared by James A. Richter, R.A., South old Town Engineering
Department, Peconic Lane, Peconic, New York 11958.
Bids will be received at the office of the South old Town Clerk, Southold Town Hall, 53095
Main Road, Southold, New York 11971, until:
11'00 AM , Thursday
, Seotember 12. 1996.
All Specifications are provided herein.
A fee of twenty five dollars ($25.00), cash or check, made payable to the Town of Southold
will be required for one (1) copy of the Contract Documents. There are no refunds.
This invitation to bid is not an offer and shall in no way bind the Town of Southold to award
a contract for performance of the project. Should the Town of Southold decide to award
a contract, it shall be awarded to the lowest responsible bidder.
The Town of Southold reserves the right to waive any informalities, and to reject any or all
bids, and to retain bids for 45 days from the date of receipt. The CONTRACTOR MAY
NOT withdraw his bid during this period.
Bid security in the form of a certified check or bid bond in the amount of 5% will be required
of each bidder.
Performance bonds in the amount of 25% of the contract price shall be required of the
successful bidder.
Please advise if you intend to bid or not.
.
Dated: Auqust 20. 1996 BY ORDER OF THE SOUTHOLD TOWN BOARD
By: Judith T. Terry
Southold Town Clerk
BULKHEAD RECONSTRUCTION & RESTORATION
A -1