HomeMy WebLinkAboutSalt/Sand Building-RejectedJUDITH T. TERRY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southo]d, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION WAS ADOPTED BY THE
SOUTHOLD TOWN BOARD AT A REGULAR MEETING HELD ON MARCH q, 1997:
RESOLVED that the Town Board of the Town of Southold hereby authorizes
the Town Clerk to advertise for bids for the construction of a salt/sand
storage building at the Southold Town Highway Department yard, Peconic,
New York.
Terry
Southold Town Clerk
March 5, 1997
RAYMOND L JACOBS
Commissioner
Public Works Department
Town of Southold
Peconic Lane
Peconic, N.Y. 11958
(5~) 765-3140
(5~8) 734-52.1_1.
F~ (5~) 765.-i750
RESOLUTION BY:
SECONDED BY:
Commissioner of Public Works Raymond L. Jacobs
requests permission to go to bid for the
construction o£ a salt/sand storage building
to be located at the Southold Town Highway
yard in Peconic.
VOTE OF THE TOWN BOARD
Supervisor Jean W. Cochran (yes) (No)
Councilman William O. Moore (Yes) (No)
Councilwoman Alice J. Hussie (Yes} (No}
Councilman Joseph L. Townsend, Jr. (Yea) (No)
Councilwoman Ruth O. Oliva (Yes) (No)
Justice Louise P. Evans (Yes) (No)
Dated:
Town Clerk, Town o~ Southold
$25.00 nonrefundable fee to
(includes postage)
,in bid specification,.
BID - SALT/SAND STORAGE BUILDING
BID OPENING: 11:00 A.M., Thursday, March 27, 1997.
3/18 1. Dillon Construction, 81 Carleton Ave., Central Islip, NY 11722 232-1236
3/18 2. Cannon Construction Company Inc., 23 Seabro Ave., N. Amityville NY 11701
842-4045 John Neiderauer
3/20
3. Construction Consultants/Ll, 125-A West Broadway, Port Jefferson, NY 11777
Joel Itzkowitz 474-4774
3/24 4. Gencon Construction Corp., 751-6 Koehler Ave., Ronkonkoma, NY 11779
Joseph Ainoris 516-366-1100 Fax-467-5439
3/24 5. Zem Associates, PO Box 69, Ronkonkoma, NY 11779 516 737-6411; 467-4421; 467-2087
JUDITH T. TERRY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
April 18, 1997
Joseph Ainoris
Gencon Construction Corporation
751-6 Koehler Avenue
Ronkonkoma, New York 11779
Dear Mr. Ainoris:
The Southold Town Board, at a regular meeting held on April 15,
1997, rejected all bids for the construction of a Salt/Sand Storage Building
at the Southold Town Highway Department, Peconic, N.Y.
Thank you for submitting your bid on the construction of this
building. Returned herewith is your 5% bid bond.
The Town Board is rebidding this building, and enclosed herewith is
a copy of the legal notice with regard to same.
Very truly yours,
Judith T. Terry
$outhold Town Clerk
Enclosures
OF CHITECTS
BOND#: 629778
03-25-97
Bid lion
KNOW Ak MEN BY THESE PRESENTS, ~t~Oencon Construction of N.Y.Cor~.
Box 176 Port Jefferson New York 11777
~ Pt[ndp:{, herMnafl~r ~l~ed ~o ~d~ffp:I, ~d Nobel InsuranceCom~anv.. .
2296 Henderson Mill Road Atlanta GA 30345
ac ~urely, herelndter ~=iled the Surety, :re held ~d ~mly bound unto
Twon of Southold ~{~ ~
~s Oblige*, hereb=fler c=l~od ~o Obllgee, M the sum of 5% of amount bid not to exceed
Six Thousand Two Hundred Fifty Dollars**********
~oII~ ~ 6,250.00
thes~ pmsen~
WH£REA$, Ih~ ?dnc~poJ Ires subm~lted a Md fer
Sand Salt Storage at Southold Highway Dept. Yard
Stephanie Moustakas
25th
BEL INSURANCE COMPAN
GENERAL POWER OF ATTORNEY
629778
KNOW ALL MEN BY THESE PRESENTS, That NOBEL INSURANCE COMPANY has made, constituted and appointed, and by
these presents does make, constitute and appoint
Thomas A. Petropole, Lawrence D. Dacchille, Stephanie Moustakas, or Andrew W. Poulos
its true and lawlill attorney-in-fact, for it and in its name, place, and stead to execute on behalf of the said Company, as surety, bonds,
undertakings and contracts of suretyship to be given to
ALL OBLIGEES
provided that no bond or undertaking or contract of suretyship executed under this authority shall exceed in amount the sum of
************Three million five hundred thousand dollars ($3,500,000)************
This Power of Attorney is granted and is signed and sealed by facsimile under and by the authority of the following Resolution
adopted by the Board of Directors of the Company on the 24th day of Augnst, 1995.
NOBEL iNSURANCE COMPANY
By
t: :.. SEAL .; 7
Emil B, Askew, Vice Pres/dent
STATE OF GEORGIA
COUNTY OF DEKALB
SS:
On this Ist day of October, 1995, before me personally came Emil B. Askew, to me known, who being by me duly sworn did depose
and say that he is a Vice President of NOBEL INSURANCE COMPANY, the corporation described in and which executed the above
instrument; that he knows the seal of the said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so
affixed by order of the Board of Directors of said corporation and that he signed his name thereto by like order.
CERTIFICATE
Lenora N. Cape
NOTARY PUBLIC
My Commission Expires August 3, 1998
I, the undersigned, an Assistant Secretary of NOBEL INSURANCE COMPANY, a Texas corporation, DO HEREBY CERTIFY that
the foregoing and attached Po~er of Attorney remains in full force and has not been revoked; and furthermore that the Resolution of the Board
of Directors, set forth in the said Power of Attorney, is now in force.
Signed and sealed at the ci~' of.Atlanta in the State of Georgia- Dated the
25th dayof [q~3. rch ,19 97.
Charles B. Cape, Assistant Secretary
Nobel Insuran,¢e Company
(Nobel Insurance Group)
8001 LBJ Freeway, Suite 300
Dallas, TX 75251-1301
Acirnitled Ass~tz
Statutory Statement as of December 31, 1995
C:a~h & short.lotto
Common StOCk
lnvmmenu In ~ll~
P~mlum b~mc~
R~l~su~ce fund~
Total ($tatcraon0 I.H 2.72,~416 Total
Li,,bilities, Surplus and Other Funds
STATE OF TE-XA~
COUNTY OF DALLAS
Douglas W. Caudlll, Secretary. bein8 duly sworn, deposes and says he is Secretary of Nobel
Insurance ComPany and lhal lhe fo~ing is a ~o and ~ncct ~tcmcnt of~e fin~eial ~nditlon of said
co~oration ~ of D~bcr 31, 1995.
Dou81~ ~. Caudill, Se~o~
Subscribed and sworn to before me
Ihls 2~th day of March, 1996
JUDITH T. TERRY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
April 18, 1997
Maria Smith, President
Zem Associates, Inc.
P.O. Box 69
Ronkonkoma, New York 11779
Dear Ms. Smith:
The Southold Town Board, at a regular meeting held on April 15,
1997, rejected all bids for the construction of a Salt/Sand Storage Building
at the Southold Town Highway Department, Peconic, N.Y.
Thank you for submitting your bid on the construction of this
building. Returned herewith is your 5% bid bond.
The Town Board is rebidding this building, and enclosed herewith is a
copy of the legal notice with regard to same.
Very truly yours,
Judith T. Terry
Southold Town Clerk
Enclosures
AIA ~ocument A3'IO
Bid Bond
~003683-T
KNOW ALL MEN BY THESE PRESENTS, thatwe
Zero Assccia'ces, Inc. P.O. Box 69, Ronkol~l~,"~k~-' ~'I~'~
as Principal, hereinafter called the Principal, and
Contractors Casu~ty & S~ety ~o., 1911 Ric~n~ A~-e
a corporation duly or~anized under the laws of the State of
as SureU, hereinafter called the 5ureW, are held and firmly bound unto
To~ of ~uthold
as Obligee, hereinafter called the Obligee, in the sum of 5% of a~t bid
Dollars (S 5% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, joindy and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
Construction of a Salt Sand Storage Facility
NOW, THEREFORE, if the Obii~ee shall accept the bid of Ihe Principal and the Principal shall enter into a Contract
with the Obligee ~n accordance with the terms of such bid, and ~ive such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the f~ithful performance of such C~ntract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and SWe such bond or bon~s, if the Princ~oal shall ~y to the Obli~ee ~he difference no~ to exceed the penalty
hef~f between the amount specifi~ in said bid and such ~arger amount for which the Obiisee may in good faith contract
with another par~ to ~erform the Work covered by said ~id. then this obiiBation sh~il be null and void, othe~ise to remain
in full force and effect.
Signed and sealed this 25th day of March 19 97
/ ~I /7/ ~,. ~ Zem Associates, Inc.
/
/, , , /// ~-- . . Contractors ~ualty & S~aty Co.
~eresa Burke - A~to~ey-in-Fac~
AIA OOCU/~ENT A310 · BIO BOHO. Al,*, 19 ' FEBRUARY 1970 ED · THE AMERICAN
~NSTITLJTE OF ARCHITECTS, ~73S N.Y. AVE., N.W.. WASHIN(]TON, O.C. 20(]06
S~ate of.
$$.
County of
On this day of 19
, before me personalty car
to me know
and known to me to be the individual described in and who executed the foregoing instrument.and acknowledged tome that he execut,
the same.
My commission expires Notary Pubiic
County of.
On this. day of
~ to be a member of the firm of
described in and who executed the foregoing instrument.
act and deed of said firm.
19 , before me personally can
to me known and known to n
and he thereupon acknowledged to me that he executed the same as and for t
E
My commission expires Notary Public
New York
State of }
Nassau ss.
Count,/of
On this 25th day of
Maria G. Smith
who being bY me duly sworn, did depose and say that he is the
Zem Associates Inc.
of
March 97
19
· before me personally car
, to me kllow
President
the corporation described in and which executed the above instrument: that he knows the seat of said corporation; that the seal affixed
said instrument is such corporate seat; that it was so affixed by order of the Board of 0~ectors of said corporation, and that he signed
name thereto by like order. DARYL HAMILTON
Notary Public, State of New Yz~k .~/.
My commission expires
................. ........... ....................
State of New York
Coun~ of N~sau
On this
25th day of March , 19.97
· before me personally car
Theresa Burke .to me known, who, being by me duty sworn, did depose and say th
~ ~ heisanattornev4n.fac~of Contractors Casualty& Surety Co
the corporation described in and which executed the within instrument; that he knows the corporate seal of said corporation; that the
affixed to the within instrument is such corporate seat, end that he signed the saidinstrument andaffixed the said seal as A~orney-in-F
by authoriw of ~he Board of Directors of said corporation and by au~oriw of ~is offi~under the Standing R~oludons thereof.
DAR~ HAMILTON / ~', ~ /
My commission exDires Qualified in
Commission ~res Peb. 28, I~' /~ot~ Public '
EO~ ~ ~3 " '
CONTRACTORS CASUALTY AND SURETY COMPANY
' .s,: .... New York
S;oc~s and Bon:s ............................................... s1.603,625
Cash and Bank Oe;os':s ..................................... 2!8,163
Premium Saiancas (u~:er 50 da;.~) ............................ 302.028
Accrued ~ntere~E ....................................... 3~.972
Other Asse~s 57 000
Tota! Assays ............................................ ~.212 798
L~ab~'!tles
Reserve for unearned orem;ums .................................. $ 572.6i8
~:.O00-
Claim reserve ............................................... ,~
0~,,=: ]iaoll,~:~s ..............................................
UmC~:-=: , ~,u-~,, .............................
S~r;!us ................................................... 22967%
,~: cy .... c~.~ S~: us ............................. :_.2~9.o,'0
Total L ........... r:~'-:' &~,~ ...... _,~s '*:4 2:2.,'98' '
Stare of New York
~U,.~y Ct Ri
[ ROBERT W. ~,I c: SR.. c~::~cent of uuN~,CLuRS C,'zSUALTY SNO SURe,'( COMPANY.
,,:.:~ c~..,,¢ ~na~ ~,,=com;~ny is a corporation duly organized, existing and
e~g~:~ in the ousiness of sur~sy Dy '/ir,ue of the taws of the S~:,: o~ New York,
has duly compi:ed wi:h :, t ;ha *~ '
; :qu;remencs of ~he laws of ;he S~a~e of New York
apcl~caDie ts t~e csmoany and !s duly cuaiified ;o ac: as sure:y under such laws:
~-- *~: foreccing is a full ;rue and correc; copy of '~- r,n;n~,cl
S~auemeu% o¢ said Company as 0¢ Oecemeeu 31, i995.
fN ',,,iTNESS NHE?E,SF. ,-' have sigred this s;a:emen~ at Sta~en Zsland, Ne,,,., York, this
twenty-fifth (2B~h) ~ay of Mar:n, -cc~-
1991
R~=.~ w. Adler, Sr., Presiden~
02891
Certified Copy
CONTRACTORS CASUALTY AND SURETY COMPANY
Home Office, Staten Island, New York
Bond No. ~)0 ~'~
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That CONTRACTORS CASUALTY AND SURETY COMPANY, a
corporation of the State of New York, has made, con~tuted and appointed and by these presents does make, consti-
tute and appoint AGNES V. MUI.2s--31 .I.~ THERESA BURKE and ROBERT E. ROTH ............................
of UNITED SEABOARD AGENCY, INC., BETHPAGE, NEW YORK
its mae and lawful Attorney-in-Fact, with full authority to make, execute and deliver on its behalf as surety, any and
all bonds, undertakings and other instruments of similar nature, without power of redelegation, as follows: Limited
to $1,250,000.00.
Such surety bonds, undertakings and insmunents for said purpose, when duly executed by the aforesaid Attorney-in-
Fact, shall be binding upon Contractors Casualty and Surety Company as fully and to the same extent as if signed by
the duly authorized officers of the Company and scaled with its corporate seal; and all the acts of said Attorney-in-
Fact, pursuant to the authority hereby given, are hereby ra~'ied and confirmed.
This appointment is made pursuant to the following By-Laws which were duly adopted by the Board of Directors of
Contractors Casualty and Surety Company on April 25, 1991 and are still in full force and effect:
ARTICLE XII, SECTION 5: "POLICIES, BONDS, RECOGNIZANCES, STIPULATIONS, CONSENTS OF
SURETY, UNDERWRITING UNDERTAKINGS AND INSTRUMENTS RELATING THERETO.
Insurance policies, bonds, recognizances, stipulations, consents of surety and underwriting undertakings of the
Corporation, and releases, agreements and other writings relating in any way thereto or to any claim or loss thereun-
der, shall be signed in the name of and on behalf of the Corporation:
(a) by the President or a Vice President; of (b) by any Attorney-in-Fact for the Corix~'ation appointed and
authorized by the President or a V~ce President to make such signature provided that any such delegation of power
be limited to routine matters; or (c) by such other officers or representatives as the Board of Directors may from time
to time detenmine. The seal of the Corporation shall, if appropriate, be affixed thereto by any such officer, Attorney-
in-Fact or representative."
IN WITNESS WHEREOF, CONTRACTORS CASUALTY AND SURETY COMPANY has caused these presents
to be signed and its corporate seal to be affixed by its authorized officer, This 6th day of
September .19 95 .
1991
CON'II~CTORS CASUALTY AND SURETY COMPANY
Robert W. Adler, Sr., President
~~~s 6~F RICHMOND '
day of Sentember . 19 95 , before me appeared the above named officer of Conwaetors Casualty
and Surety Company, to me personally known to be the individual and officer des~ibed herein, and acknowledged
that he execut~l the foregoing instrument and affixed the seal of the corporation thereto by authority of his ot~ce.
(Seal)
JOSEPH PERRY ME,F-, JR.
N~. 4~63~14
CERTIFICATE
I, the undersigned Secretary of CONTRACTORS CASUALTY AND SURETY COMPANY do hereby cer-
tify that the original Power of Attorney of which the foregoing is a full, true and eon'ect copy, is in full force and
effect on the date of this Certificate and I do further certify that the Vice-President who executed the said Power of
Attorney was one of the Officers authorized by the Board of Dh'ectors to appoint an at~rney-in-fact as provided in
Article X/I, Section 5, of the By-Laws of CONTRACTORS CASUALTY AND SURETY COMPANY.
This Power of Attomey and Certificate may be signed and sealed by facsimile under and by the authority of
the following resolution of the Board of Directors of CONTRACTORS CASUALTY AND SURETY COMPANY at
a meeting duly called on the 9th day of April, 1992.
"RESOLVED, That the signatures and attestations of such officers and the seal of the Company may be
affixed to any such Power of Attorney or to any certificate relating thereto by facsimile, and any such Power of
Attorney or certificate bearing such facsimile signature of facsimile seal shall be valid and binding on the Company
when so affixed with respect tc, any bond, undertaking, recognizance or other instrument of nlmilar natme, with like
effect as if such signature and such seal had been manually made and affixed."
IN W1TNESS WEREOF. I~ set ~
may hand and affixed the corporate seal of the Company to these pre-
sent this ? day of ,19
(Seal)
Helen H. Adler, Secretary
JUDITH T. TERRY
TO'~N CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
April 18, 1997
Joel Itzkowitz, President
Construction Consultants/LI
125 A West Broadway
Port Jefferson, New York 11777
Dear Mr. Itzkowitz:
The Southold Town Board, at a regular meeting held on April 15,
1997, rejected all bids for the construction of a Salt/Sand Storage Building
at the Southold Town Highway Department, Peconic, N.Y.
Thank you for submitting your bid on the construction of this
building. Returned herewith is your 5% bid bond.
The Town Board is rebidding this building, and enclosed herewith is a
copy of the legal notice with regard to same.
Very truly yours,
$outhold Town Clerk
Enclosures
AIA Document A3'10
Bid Bond
946978-96
KNOW ALL MEN BY THESE PRESENTS, thatwe Construction Consultants, LI, Inc.
125A Broadway, Port Jefferson, New York 11777
as Principal, hereinafter called the Principal, and International Fidelity Insurance Company
One Newark Center, Newark, New Jersey 07102
a corporation duly organized under the maws of the State of New Jersey
as Surety, hereinafter called the Surety, are held and firmly bound unto
Town of Southold
as Obligee, hereinafter called the Obligee, in the sum of 5% of amt bid
Dollars (5 5% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firm[y by
these presents.
WHEREAS, the Principal has submitted a bid for
Salt Storage Facility
NOW, THEREFOR[, if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract
with the Obiigee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for :he faithful performance ot such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obiigee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation shall be null and void, other'wise to remain
in full force and effect.
Signed and sealed this
21 day of March 19 97
(Witness)
(Wimess)
Construction Consultants, LI, Inc.
Joel/-I'~zkoWi t z (Title) President
I~ternational Fidelity In/s,~,rance Company
(~-~ ..~ ~ ~Surety). / ' \ (Seal)
Margar~ Loccisano, A~:orney-!n-Fact
AIA DOCUMENTA31O' BIO 8ONO * ^IA~. FEBRUARY 1970 ED · THE AMERtCAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE.. N.W., WASHINGTON. D, C. 2000~ '~
. County of
_~ ~ tO me kno;
E
CounW of
On this Cay of
~ to be a member of the firm of
_ ,19
am and deed of said firm.
State of
CountS' af
On this 21 day of March 19~.97 before me personally c
Joel
~'~ being bY me duly ~worn, did depose say that
wno
8nd
he
;s
the
u Ccnst~'~ction Ccnsu!~=-nc~, LZ Inc.
~ of
President
My commission ex~ires ~al~ in ~m,, n,u~ ~ /v~ ~/~~ ~
................... ~'~f'~.'~ .... ~ ...... ~2~:~% ...........
/
On this ?l 3ay of March , I9 97 . before me personally
~ Margaret Laccisanc
~ ~ intern, aticnal Fide!i~v ins. C~.
My commission expires
INTERNATIOI L FIDELITY INSURANCE cq/ PANY
ONE NEWARK CENTE~, 20th FLOOR. NEWARK, NEW JERSEX~8"7102-5207
STATEMENT OF ASSETS, LIABILITIES. SURPLUS AND OTHER FUNDS
AT JUNE 30. 1996
ASSETS
Bonds (Amortized Value) ................................... $46,588,43 l
Preferred Stock .......................................... 1.571,000
Common Stocks (Market Value) .............................. 4,130,829
Mortgage Loans on Real Estate .............................. 671,190
Real Estate .............................................. 619,197
Cash & Bank Deposits ..................................... 6,673,467
Short Term Investments .................................... 1,943,410
Unpaid Premiums & Assumed Balances ........................ 1,783,880
Reinsurance Recoverable on Loss Payments .................... 4,043,831
Electronic Data Processing Equipment ......................... 461,387
Interest & Dividends Due and Accrued ........................ 825,307
Funds Held in Escrow Accounts .............................. 20~580,037
Collateral Funds Held Under Contract ......................... (20,580,037)
Contract Balances Due and Unpaid ........................... 1,804,216
TOTAL ASSETS ............................. $7 I. 116,145
LIABILITIES. SURPLUS & OTHER FUNDS
Losses (Reported losses net as to reinsurance ceded and
incurred but not reported losses) ............................ $15,357,609
Loss Adjustments Expenses ................................. 5,721,462
Contingent Commissions & Other Similar Charges ............... 1.236,114
Other Expenses (Excluding taxes, licenses and fees) .............. 229,745
Taxes, Licenses & Fees (Excluding Federal Income Tax) ........... 607
Federal and Foreign Income Taxes Payable ..................... 1.009,167
Unearned Premiums ....................................... 15,176,783
Accounts Withheld by Company for Account of Others ............ 17 I,I 33
Liability for Unauthorized Reinsurance ........................ 277,616
Liability for Uncashed Checks ............................... 926
TOTAL LIABILITIES ......................... $39,181,162
Common Capital Stock .................................... $1.500,000
Gross Paid-in & Contributed Surplus .......................... 374,600
Unassigned Funds (Surplus) ................................. 30,060,383
Surplus as Regards Policyholders ........... 31,934,983
TOTAL LIABILITIES, SURPLUS & OTHER FUNDS
$71,116,145
I, Francis L. Mitterhoff. President of INTERNATIONAL FIDELITY INSURANCE COMPANY, certify that the
foregoing is a fair statement of Assets. Liabilities. Surplus and Other Funds of this Company, at the close of busi-
ness, June 30, 1996, as reflected by its books and records and as reported in its statement on file with the
Insurance Department of the State of New Jersey.
IN TESTIMONY WHEREOF, I have set my hand and affixed the
seal of the Company, this 9th day of August, 1996.
ENTERNATIONAL FIDELITY INSURANCE COMPANY
(20 )62a-7200 POWER OF ATTORNEY
INTERNATIONAL FIDELITY INSURANCE COMPANY
HOME OFFICE: ONE NEWARK CENTER, 20TH FLOOR
NEWARK, NEW JERSEY 07102-5207
FOR BID BONDIRIDEEICONSENTSIAFFIDAVITS,~/
KNOW ALL MEN BY THESE PRESENTS: That INTERNATIONAL FIDELITY INSURANCE COMPANY, a corporation
organized and existing under the laws of the Sta e of New Jersey and having its principal office in the City of Newark. New
Jersey. does hereby constitute and appoint
AGNES V. MULHALL, THERESA S. BURKE, DARYL HAMILTON, MARGARET LOCCISANO
BETHPAGE, NY.
its true and lawful attorney(s)-in-fact to execute, seal and deliver for and on its behalf as surety, any and all bonds and
undertakings, contracts of indemnity and other writings obligatory in the nature therof, which are or may be allowed, required or
permitted by law, statute, rule. regulation, contract or otherwise, and the execution of such instrument(s) in pursuance of these
presents, shall be as binding upon the said INTERNATIONAL. FiDELiTY INSURANCE COMPANY. as fully and amply, to all
intents and purposes, as if the same had been duly executed and acknowledged by its regularly elected officers at its principal
office
This Power of Attorney is execu ed, and may be cedified to and may be revoked, pursuant to and by authority of Article
3-Section 3. of the By-Laws adopted by the Board of Directors of INTERNATIONAL FIDELITY INSURANCE COMPANY at a
meeting called and held on the 7th day of February, 1974.
The President or any Vice President. Executive Vice President, Secretary or Assistant Secretary, shall have power and authority
(1) To appoint Attorneys-in-fact, and to authorized them to execute on behalf of the Company, and attach the Seal of the
Company thereto, bonds and undertakings, contracts of indemnity and other writings obligatory in the nature thereof and.
Further, this Power of Attorney is signed and sealed by facsimile pursuant to resolution of the Board of Directors of said
Company adopted at a meeting duly called and held on )ha 29th day of April 1982 of which the following is a true excerpt:
Now therefore the signatures of such officers and the seal of the Company may be affixed to any such power of attorney or any
certificate relating thereto by facsimile, and any such power of attorney or certificate bearing such facsimile signatures or
facsimile seal shall be valid and biding upon the Company in the future with respect to any bond or undertaking to which it is
attached
IN TEST MONY WHEREOF, INTERNATIONAL FIDELITY INSURANCE COMPANY has caused this
instrument to be signed and its corporate seal to be affixed by its authorized officer, this 1st day of May.
A.D. 1991.
iNTERNATIONAL FIDELITY iNSURANCE COMPANY
STATE OF NEW JERSEY
County of Essex
Executive Vice President
On this 1st day of May 1991: before me came tim individual who executed the preceding instrument, to me personally
known, and. being by me duly sworn, said thai he is Ihe therein described and authorized officer of the INTERNATIONAL
FIDELITY INSURANCE COMPANY; that the seal affixed to said instrument is the Corporate Seal of said Company: that the
said Corporate Seal and his signature were duly affixed by order of the Board of Directors of said Company.
IN TESTIMONY WHEREOF. I have hereunto set my hand and affixed my Official Seal,
at the City of Newark, New Jersey the day and year first above written.
A NOTARY PUBLIC OF NEW JERSEY
My Commission Expires Sept 8. 1998
CERTIFICATION
I, the undersigned officer of INTERNATIONAL FIDELITY INSURANCE COMPANY do hereby certify that I have
compared the foregoing copy of the Power of Afforney and affidavit, and the copy of the Section of the By-Laws of said
Company as set forth in said Power of Attorney, with the ORIGINALS ON PILE IN THE HOME OFFICE OF SAID
COMPANY. and that the same are correct transcripts thereof, and of the whole of the said originals, and that the said Power
of Attorney has not been revoked and is now in full force and effect
,N TESTIMONY WHEREOF, I Have hereunto set my hand thi~..~l day of ,~'~7...~
Assistant Secretary
JUDITH T. TEP~RY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
April 18, 1997
Dillon Construction
81 Carleton Avenue
Central Islip, New York 11722
Dear Sirs:
The Southold Town Board, at a regular meeting held on April 15,
1997, rejected all bids for the construction of a Salt/Sand Storage Building
at the Southold Town Highway Department, Peconic, N.Y.
Thank you for submitting your bid on the construction of this
building. Returned herewith is your 5% bid bond.
The Town Board is rebidding this building, and enclosed herewith is a
copy of the legal notice with regard to same.
Very truly yours,
Judith T. Terry
Southold Town Clerk
Enclosures
THE AMERICAN ISTITUTE OF ARCH ECTS
AIA Document A310
Bid Bond
~ I~.Tl~ ~ 11722 (Here insert full name and address or lega~ title of Contractor)
as Principal,here~er called the Principal and ~ ~ (~4PAN~
26600 'J'~:,~ ~
~Tl~')? ~ ~OO~ (Here insert fuLL name and address or regal title of Surety)
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and fJ-~mly bound unto
53~5 ~ ~. (Here inse~ fuLL name and address or iega{ title of Owner)
as 0bligee, hereinafter called the 0bligee, in the sum of
E~.:.:.:.. ~ ~0U~ AND 00/100-- ............ Dollars ($ 10,000.00---- )
for the ~yznent of %fnich sum well ~ t~qJly to be m~e, t/~e s~id Princi~ ~ the said Surety
bLnd oursel~s, our heirs, executors, adafu-~strators, successors
sera-rally, fiz~nly ~ these presents.
WHEREAS, the Principal has suk~itted a bid for C0~IS~ OF
(Here insert fu~t name, address and description of project)
N(~W~ ~r if the 0btigee sha~l accept the bid of the Principal and the Principa( shaLL enter into a Contract
with the 0b[igee in accordance ,ith the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the ~rompt
payment of Labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shah pay to the 0b[igee the difference not to exceed the penalty
hereof between the amount specified in said bid and such Larger amount for which the 0biigee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation sha[l be null and void, otherwise to remain
in furl force and effect.
Signed and sealed this 26~
day of ~ 19 97
(Witness)
(Witness)
(Principal) (Seal)
A/_A ~ A310 · BID Bf~%~) · A/J% @ · ~Jk~dAR~ 1970 ED · 'l~U~ AMERICAN
INSTITUTE OF ARC~±'£~CTS, 1735 N.Y. AVE., N.W., ~/A~iON, D.C. 20006
A~<NCW~EEGEME~T OF CONI~ACI~R, IF A CORPORATION
STATE OF N~.~ YORK )
) SS:
COUNTY OF )
On the day of in the year 19 ,
before be personally came
to me kncma~, who, being by me duly sworn, did depose and say that
he resides at
that he is the of
,the corporation described in and which
executed the above instrument; and that he signed his name thereto
by order of the Board of Directors of said corporation.
NOTARY pL~.TC OR CC~MISSIONER
STATE OF NEW YORK )
)
COUNTY OF NASSAU )
On the 26th day of March
me personally came T~OIS A.
in the year 19 97' before
to me known,
who, being by me duly sworn, did depose and say that he resides at
DIX HILLS, N~
he is the ~ IN FACT
the corporation described in and which executed the above
instrument; and that he signed bis name thereto by order of the
board of d~rectors of said corporation.
~UT.~NNE :4OLMAN v
N~tacf Public, S~at~, oi N,~'~V :ork~
Commission ~ires N,3y 31, 19~
BID ~C~D 4
State of
~ ~ ~ / ~ o~
personally appeared
to me known and known to me to be the person described in and who
executed the foregoing instrument and ackncwledged that he executed the
.~/~ // , 19 ~fbefore me
STp NSUR^NC ; CO34rA
GENEI~&L POWER OF ATTORNEY
No:SA 1450120
(Fotd unless numbered in red.)
KNOW ALL MEN BY THESE PRESENTS. that Star Insurance Company has made, constituted and appointed, and by these presents does
make, constitute and appoint
LOIS A. MCCORD OF WOODBURY, NEW YORK
its true and lawful attorney-in-fact, for it and in its name, place, and stead to execute on behalf of the said Company, as surety, bonds,
undertakings and contracts or suretyship to be given to
Applicable to Ail Obligees
provided that no bond or undertaking or conh-act of suretyship executed under this authroit2, shall exceed in amount the sum of
two million five hundred thousand ($2,500,000.00) dollars.
This Power of Attorney is granted and is signed and sealed by facsimile under and by the author ty of the tbllowing Resolution
adopted by he Board of Directors of the Company on the 7th day of January, 1993.
"R~SOLVED, that the Chairman of the Board, the Vice Chairman of the Board. the President. an Executive Vice President or a Senior
Vice President or a Vice President of the Company be. and that each or any of them is. authorized to execute Powers of Attorney qualifying the
attorney-in-fact named in the gix ¢n Power of &ttomey to execute in behalf of the Company bonds, undertakings and all contracts of suretyship;
and that an Assistant Vice President, a Secretary or an Assistant Secretary be, and that each or any of them hereby is, authorized to attest the
execution of any such Power of Attorney, and to attach thereto the seal of the Company.
FURTHER RESOL\ ED, that the signatures of sucb officers and the seal of the Company may be affixed to any such Power of
Attorney or to any certificate relating thereto 55 thcsimile, and an5 such Power pt' Attorney or certificate bearing such facsimile signatures or
l~csimil¢ seal shatl be valid and bthding upon the Company ;~hen so affixed and in the thture with respect to any bond, undertaking or contract of
suretyship to which it is attached '
IN WITNESS WHEREOF, STAR INSURANCE COMPANY has caused its official seal to be hereunto allixed, and these presents to
be signed by one of its Senior Vice Presidents and attested by one of its Assistant Vice Presidents this 13th day of March, [995
Attest: STAR INSURANCE COMPANY
STATE OF ,,,CH, AN '' '
COUNTY OF OAKLAND ~ " ~
On this 13th day of March. 1995. betbre me personally came Marc S. Willner. to me known, who being by me duly sworn, did depose
and say that he is a Senior Vice President of STAR INSURANCE COMPANY, the co~oration described in and which executed the above
instrument; that he knows the seal of the said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed
by order of the Board of Directors of said co~oration and that he signed his name thereto by like order.
CERTIFICATE
My Commission Expires:
L the undersigned, of STAR INSURANCE COMPANY. a Michigan corporation. DO HEREBY CERTIFY that the tbregoing and
attached Pox~er of Attorney remains in full three and has not been revoked; and furthermore that the Resolution of the Board of Directors. set
tbtth in the said Power of Attorney. is now in Ibrce.
SignedandsealedatthecityofSouthfieldintheStateofMichigan Datedthe 26~or March _, 199_ 7
~ary Jo Renaud. Assistant Secretary
6030-Mar.95 Page 1 of 1
JUDITH T. TEP~RY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION WAS ADOPTED BY THE
SOUTHOLD TOWN BOARD AT A REGULAR MEETING HELD ON APRIL 15, 1997:
RESOLVED that the Town Board of the Town of Southold hereby rejects all
bids for the construction of a Salt/Sand Storage Facility at the Southold
Town Highway Department, Peconic Lane, Peconic, N.Y.
Judith T. Terry
Southold Town Clerk
April 16, 1997
PROPOSALFORM
TO:
SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEWYORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the contract documents dated: JANUARARY 7, 1997, including
bidding requirements, contract, general and special conditions, specifications, contract
drawings, and addenda, if any (Note: acknowledgement of addenda and their dates must
be included as indicated on bottom page); that he has satisfied himself by personal
examination of the proposed work, and by such other means as he may have chosen, as
to the conditions and requirements of the work; and he proposed and agrees that if his
proposal be accepted he will contract to furnish all materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
TOWN HIGHWAY SALT SAND STORAGE FACILITY
PECONIC LANE, PECONIC, NEW YORK 11958
and all other work in. connection therewith, in accordance with the contract documents and
addenda, if any, prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958, and shall comply with all the
stipulations contained therein and will furnish the required Performance Bond; and that he
will start the work as directed by the Town, he will accept, in full payment thereof as listed
below:
SALT SAND STORAGE FACILITY
D-1
H. PLANT & EQUIPMENT
The bidder shall state in his bid that be has available or under his control, plant and
equipment of the character and in the amount required to complete the proposed work
within the specific time.
I. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town
in person; or if a firm or corporation, a duly authorized representative shall so appear, and
execute six (6) copies of the Contract and furnish satisfactory Performance and Payment
Bond within ten (10) days after notice that the Contract has been awarded to him. Failure
to execute Contract shall constitute a breach of the agreement effected by the acceptance
of the Proposal.
The damages to the Town for such breach will include loss from interference with his
construction program and other items, the accurate amount of which it will be difficult or
impossible to compute. The amount of the certified check or biddeCs bond accompanying
the Proposal of such bidder shall be retained by the Town, not as a penalty, but as
liquidated damages for such breach. In the event any bidder whose proposal shall be
accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and
thereupon, his proposal and acceptance thereof shall be null and void, and the Town shall
be entitled to liquidated damages as above provided.
J. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated
in the notice to proceed which was given to him by the Town of Southotd and shall
complete the work within the calendar day limit as set forth by him in his Proposal, but not
more than ninety (90) working days.
SALT SAND STORAGE FACILITY
B-3
FURNISH AND CONSTRUCT A ONE STORY POLE BARN FOR USE AS A SALT
SAND STORAGE FACILITY. THE SIZE OF THE FACILITY SHALL BE AS
INDICATED ON THE PLANS AND SHALL HAVE A WOOD TRUSS ROOF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL EXCAVATIONS &
BACKFILL MATERIAL AND SHALL FURNISH ALL LABOR & MATERIALS TO
CONSTRUCT THE PROJECT IN ACCORDANCE WI'fH THE CONTRACT
DOCUMENTS. THE ABOVE REFERENCED ACTIVITIES WILL BE COMPLETED
FOR THE STIPULATED "LUMP SUM" OF:
(written in words)
(written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town and shall fail to give the required security within the ten (10) days
after notice of the acceptance of said proposal, shall have been deposited in the mail
addressed to him at the address given in the proposal, that he shall be considered to have
abandoned the contract and the sum represented by the certified check accompanying this
proposal shall be forfeited to the Town as Liquidated damages; otherwise the certified
check shall be returned to the bidder within forty-five (45) days after the date of receiving
the bids,
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder: (~0~, (~. O~
Business Address:
Telephone Number:
Date:
SALT SAND STORAGE FACILITY
D-2
STATEMENT OF NON-COLLUSION
(To be completed by each Bidder)
In accordance with Section 103-d General Municipal Law, effective September 1, 1966, every bid or proposal
hereafter made to a political subdivision of the State of any public department, agency, or official thereof or
to a fore distdct or any agency or official thereof for work or sc~ vices performed or to be perfom, :,~' ;;oocis
sold or to be sold, shall contain the following statement subscribed to by the bidder and affirmed by such
bidder as true under the penalties of perjury; non-collusive bidding certification.
By submission of this bid, each bidder and each pemon signing on behalf of any bidder certifies, and
in the case of a joint bid, each par'b/thereto certifies as to its own organization, under penalty of
perjury, that to the best of knowledge and belief:
(1) The prices in this bid have been arrived at independently without collusion, consultation,
communication, or agreement, for the purpose of restricting competition, as to any matter
relating to such prices with any other bidder or any competitor.
(2) Unless otherwise required by law, the pdces which have been quoted in this bid have not
been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior
to opening, directly or indirectly, to any other bidder or to any competitor.
(3) No attempt has been made or will be made by the bidder to induce any other person,
partnership, or corporation to submit or not to submit a bid for the purpose of restricting
competition.
The person signing this bid or proposal cer[ifies that he has fully informed himself regarding the
accuracy of the statements contained in this certification, and under the statements contained in this
certification, and under the penalties of perjury, affirms the truth thereof, such penalties being
applicable to the bidder, as well as the person signing in its behalf.
C. That attached hereto (if a corporate bidder) is a certified copy of resolution authorizing the execution
of this certificate by the signature of this bid or proposal on behalf of the corporate bidder
RESOLUTION
(Name of Corporation)
authorized to sign and submit the bid or proposal of this corporation for the following Project:
Construction of a Salt Sand Storage Facility @ Southold Town Highway
Department. PeconicLane, Peconic, NewYork 11958
and to include in such bid or proposal the certificate as to non-collusion required by section one-hundred-three-d
(103-d) of the General Municipal Law as the act and deed of such corporation, and for any inaccuracies or mis-
statements in such certificate this corporate bidder shall be liable under the penalties of perjury.
The foregoing is true and correct
copy of the resolution adopted by
corporation at a meeting of the
Board of Directors, held on the
(SEAL OF THE CORPORATION)
Laws of New York, 1965
Ch. 751, Sec. 103-d, as amended I" ~ (Signatu}'~'
effective September 1, 1965
SALT SAND STORAGE FACILITY
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
{TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work underthe contract
; and,
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan it will comply with the said County area within
the scope of coverage of that Plan, those trades being:
; and/or,
as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
; and,
it will
administering ag~
subcontractor
obtain from each of its subcontractors and submit to the contracting or
ncy prier to the award of any subcontractor under this contract the
ificati~ requi~d by these Bid Conditions.
(Si! ~atur~e of AuthOrized Representative of Bidder)
SALT SAND STORAGE FACILITY
F-1
THE AMERICAN INSTITUTE OF ARCHITECTS
AIA Doc ume~ A310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS,
as Principal, hereinafter called the Principal, and
that we
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
as Obtigee, hereinafter called the Obligee, in the sum of
Dollars ($ ),
for the payment of which sum well and truly to be made, the said PrinciDal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
NOW, THERI~FORE, if the Oblisee shall accept the bid of the ~'incipal and the Principal shall enter into a Contract
with the Oblisee in accordance with the terms of such bid, and 8ive such bond or bonds as may be specified in the biddin8
or Contract Documents with 8:oo(I and sufficient surety for the faithful performance of such Contract and lOT the prompt
payment of labor and material furnished in the prosecution thereof, or in the ~vent of the failure of the Principal to enter
such Contract and 8ive such bond or bends, il the Principal shall pay to the Obli$~e the difference not to exceed the penalty
hereof between the amount specified in said bid and such larser amount for which the Oblisee may in good faith contract
with another party to perform the Work covered by said bid, then this obli$ation shall be null arid void, otherwise to remain
in full force and effecL
Signed and sealed this
day of 19
(Witness)
(PrincipalJ (Seal)
(Title)
(Surety) (Seal)
(Witness)
(Title)
AMEEIOkN INSTITUTE OF Cl-tlTECTS
BOND#: 629778
03-25-97
Bid Bond
KNOW ALL M~ BY THESE PRSENT$, m=t~nco~ Construction of N.Y.Corp.
Box 176 Por~ Jefferson New York 11777
~ ~,mfp=f. h~mfmmf~ ~[~d ~ ~dmdp=~, ~d Nobel Insurance om a
2296 Henderson Mill Road A~lanta GA 30345 ~ ~~'
:~ ~urety, hereinaIter ~Jlefl the Surety, =re held ~fl firmly baund unto
Obll;e.-, her=b~fter c:lled Sa Obli;¢~, ;m the ~ ~f 5z of amount bid not to exceed
Six Thousand Two Hundred Fifty Dollars**********
Oef[~ ~ 6,250.00
~un=lv~, our he/r~, ~to., ,dminhtml~n, ~ug~san and ~;ns. ~Olntly ~ s~emlly, fi~ly by
WHEREAS, th~ Prin~pg h~ submilted: bM far ~i ~ ~ ~ ~,~ a ~
Sa~d S~lc SCo~age ~ Sou~hol~ Elgh~a7 Dept.
Stephanie Moustakas
25th
~ Of March 19 97
Genco~ tst~cti~of N.Y. Corp,.
Nobell [nsura~e Companv~ , ,,
f ./~ n~' )
Tho~m A. Petrop~ (Attorney-in-Fact)
I I oBEL INSURANCE COMPANY
GENERAL POWER OF ATTORNEY
629778
KNOW ALL MEN BY THESE PRESENTS, That NOBEL INSURANCE COMPANY has made, constituted and appointed, and by
these presents does make, constitute and appoint
Thomas A. Petropole, Lawrence D. Dacchille, Stcphanie Moustakas, or Andrew W. Poulos
its true and lawful attorney-in-fact, for it and in its name, place, and stead to execute on behalf of thc said Company, as surety, bonds,
undertakings and contracts of suretyship ~ be given to
ALL OBLIGEES
provided that no bond or undertaking or contract of suretyship executed under this authority shall exceed in amount the sum of
************Three million five hundred thousand dollars ($3,500,000)************
This Power of Ar;omey is granted and is signed and sealed by fa~imile under and by the authority of the following Resolution
adopted by the Board of Directors of the Company on the 24th day of August, 1995.
William Osceola Gordon, Asmstant Vice President
i7 SFAL j ?
NOBEL INSURANCE COMPANY
By
Emil B. Askew, Vice P~sident
STATE OF GEORGIA
COUNTY OF DEKALB
SS:
On this 1st day of October, 1995, before me personally came Emil B. Askew, to me known, who being by me duly sworn did depose
and say that he is a Vice President of NOBEL INSURANCE COMPANY, the corporation described in and which executed the above
instrument; that he knows the seal of the said corporation; that the seal affixed to the said instrument is such corporate seal; that it wu so
affixed by order of the Board of Directors of said corporation and that he signed his name thereto by like order.
CERTIFICATE
Lenora N. Cape
NOTARY PUBLIC
My Commission Expires August 3, 1998
1, the undersigned, an Assistant Secreta~ of NOBEL INSURANCE COMPANY, a Texas corporation, DO HEREBY CERTIFY that
the foregoing and aiXacbed Power of Attorney remains in full force and ha not been revoked; and funbermore that the Resolution of the Board
of Directors, set forth in the said Power of Attorney, is now in force.
Signed and sealed at the city of Atlanta in the Slate of Georgim Dated the
25th d~ of March ,I9 97.
Charles B. Cape, Assistant Secretary.
Nobel Insuran. ce Company
(Nobel Insurnnee Group)
800I LB,I Freeway, Suite 300
Dulhs, TX 75251-130I
Admitted Ass~
Statutor/Statement as of December 31, 1995
Ouh & short, term inve~tmcna $
Bonds S2,1 g2,~2~
Common stock ~439,98~
Acc~ in~z 1
Inv~en~ In ~[l~ 1,069,197
Torsi (Statement) ,I 12.725~416 Total (Statement)
Liabilities, Surplus and Other Funds
~ & ~djUstme~ eXpelS $46,309,484
Ac¢ount~ p~ytble & ~ cxpc~ 2,994,929
U~d prmiu~ 2~,268,206
Re~s~ fu~ 573,899
Amounu ~ or ~ by comply 3,316,737
R~ ~ds 647,0~
To~ Poll~hoM~ Su~l~s 33.61~,16~.
112.725.416
STATE OF TEXAS
COUNTY OF DALLAS
Douglas W. Caudill, SccreU."y, being duly sworn, depose~ and says he is S~cretary of Nobel
Insurance Company and that the for~golng is a trua and correct statement of the financial condition of said
corporation as of December 31.1995.
Douglu ~, CaudilL $¢crctary
Subscribed and sworn to before me
this 2~th day of March, 1996
~ ~ t~ I
m~tmt,d~a
PROPOSALFORM
DATE:
March 27, 1997
NAME OF BIDDER:
ZEM ASSOCIATES, INC.
PO BOX 69, Ronkonkoma, New York 11779
TO:
SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEWYORK 11971
MEMBERS OFTHEBOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the contract documents dated: JANUARARY 7, 1997, including
bidding requirements, contract, general and special conditions, specifications, contract
drawings, and addenda, if any (Note: acknowledgement of addenda and their dates must
be included as indicated on bottoM page); that he has ,satisfied himself by personal
examination of the proposed work, and by such other means as he may have chosen, as
to the conditions and requirements of the work; and he proposed and agrees that if his
proposal be accepted he will contract to furnish all materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
TOWN HIGHWAY SALT SAND STORAGE FACILITY
PECONIC LANE, PECONIC, NEW YORK 11958
and all other work in connection therewith, in accordance with the contract documents and
addenda, if any, prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958, and ,shall comply with all the
stipulations contained therein and will furnish the required Performance Bond; and that he
will start the work as directed by the Town, he will accept, in full payment thereof as listed
below:
SALT SAND STORAGE FACILITY
D-1
FURNISH AND CONSTRUCT A ONE STORY POLE BARN FOR USE AS A SALT
SAND STORAGE FACILITY. THE SIZE OF THE FACILITY SHALL BE AS
INDICATED ON THE PLANS AND SHALL HAVE A WOOD TRUSS ROOF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL EXCAVATIONS &
BACKFILL MATERIAL AND SHALL FURNISH ALL LABOR & MATERIALS TO
CONSTRUCT THE PROJECT IN ACCORDANCE WITH THE CONTRACT
DOCUMENTS. THE ABOVE REFERENCED ACTIVITIES WILL BE COMPLETED
FOR THE STIPULATED "LUMP SUM" OF:
SEVENTY-TWO THOUSAND, SIX HUNDRED NINETY DOLLARS AND
NO CENTS
(wri~en .in words)
$72,690.0O
(wri~en in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town and shall fail to give the required security within the ten (10) days
after notice of the acceptance of said proposal, shall have been deposited in the mail
addressed to him at the address given in the proposal, that he shall be considered to have
abandoned the contract and the sum represented by the certified check accompanying this
proposal shall be forfeited to the Town as Liquidated damages; otherwise the certified
check shall be returned to the bidder within forty-five (45) days after the date of receiving
the bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder:
Business Address:
ZEM ASSOCIATES, INC
PO box 69
Ronkonkoma, NY 11779
Telephone Number:
Date: 3/26/97
(516) 467-4421
FAX (516) 467-2087
SALT SAND STORAGE FACILITY
D-2
STATEMENT OF NON-COLLUSION
(To be completed by each Bidder)
In accordance with Section 103-d GeneraJ Municipal Law, effective September 1, 1966, every bid or proposa~
hereafter made to a political subdivision of the State of any public depadment, agency, or official thereof or
to a fore distdct or any agency or official thereof for work or services performed or to be performed or goods
sold or to be sold, shall contain the following statement subscribed to by the bidder and affirmed by such
bidder as true under the penalties of perjury; non-collusive bidding certification.
By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and
in the case of a joint bid, each party thereto certifies as to its own organization, under penalty of
perjury, that to the best of knowledge and belief:
(1) The prices in this bid have been arrived at independently without collusion, consultation,
communication, or agreement, for the purpose of restricting competition, as to any matter
relating to such prices with any other bidder or any competitor.
(2)' Unless otherwise required by law, the prices which have been quoted in this bid have not
been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior
to opening, directly or indirectly, to any other bidder or to any competitor.
(3) No attempt has been made or will be made by the bidder to induce any other person,
partnership, or corporation to submit or not to submit a bid for the purpose of restricting
competition.
The person signing this bid or proposal certifies that he has fully informed himself regarding the
accuracy of the statements contained in this certification, and under the statements contained in this
certification, and under the penalties of perjury, affirms the truth thereof, such penalties being
applicable to the bidder, as well as the person signing in its behalf.
That attached hereto (if a corporate bidder) is a certified copy'of resolution authorizing the execution
of this certificate by the signature of this bid or proposal on behalf of the corporate bidder.
RESOLUTION
Resolved that Maria Smith, President - ZEM ASSOCIATES, INC.
(Name of Corporation)
authorized to sign and submit the bid or proposal of this corporation for the following Project:
be
Construction of a Salt Sand Storage Facility @ Southold Town Highway
Department. PeconicLane, Peconic, NewYork 11958
and to include in such bid or proposal the certificate as to non-collusion required by section one-hundred-three-d
(103-d) of the General Municipal Law as the act and deed of such corporation, and for any inaccuracies or mis-
statements in such certificate this corporate bidder shall be liable under the ~enalties of perjury.
The foregoing is true and correct
copy of the resolution adopted by
corporation at a meeting of the
Board of Directors, held on the
ZEM ASSOCIATES, INC.
27th day of March ,19 97
Laws of New York, lees
Ch. 751, Sec. 103-d, as amended (Signature)
effective September 1, 1965
SALT SAND STORAGE FACILITY
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
ZEM ASSOCIATES, INC.
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work underthe contract
LOCAL 138 - Operating Engineers
LOCAL 1298 - Laborers
; and,
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan it will comply with the said County area within
the scope of coverage of that Plan, those trades being:
Local 138/Local 1298
.;and/or,
as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for alt construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
Local 138/1298
; and,
it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontractor certification required by these Bid CondjtFons.
(Sign at~ ;e o~f ~°~,;ec~ Represent~t~e~ B~i~ ~er) SALT SAND STORAGE FACILITY
F-1
THE AMERICAN INSTITUTE OF ARCHITECTS
AIA Document A310
Bid Bond
~003683-T
KNOW ALL MEN BY THESE PRESENTS, thatwe
Zero Agscciat:es, Inc. P .O. Box 69,
RoI/kon~"r['~I y~/~.~a~,e,, or les,, ~.tle oi Contracm,I
as Principal, hereinafter called the Principal, and
Contractcrs Casualty & Surety ¢o., 1911 Ric,~aon~ A~'e S.I., :NY
a corporation duly organi,zed under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
Town of Southold
as Obligee, hereinafter called the Obligee, in the sum of 5% of ami bid
Dollars (55% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
Construction of a Salt Sand Storage Facility
NOW, THEREFORE, if the Obligee shall acce~t the bid of (he Principal and the Principal shall enter into a Contract
with the Obli~ee in accordance with the :eras of such bid, and give such bond or bonds as may be specified in the biddin8
or Contract Documents with good and sufficient sure~/ for the faithful performance of such Contract and for the prompt
payment of Iabor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and $ive such bond or bonds, if the Principal shall pay to the Obiigee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in 8ood faith contract
with another party to perform the Work covered by said bid. then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and sealed this 25th day of March 19 97
./;/- _ A ociet $, nc.
~ ,/ ~,-, ~ . //~C~//~ ~._~,~,~-~x~-/ ~ ~ /
~v~ / -~.' ,.' ~. '
Theresa Burke - A~to~ey-in-Fact
State of
ss.
County of
O~ this day of , 19 , before me personally c
to me koo.
and known to me to be the individual described in and who executed the foregoing instrument, and acknowledged to me that he execu
the same.
My commission expires
Notary Public
State of
County Of
SS.
On this day of.
19 , , before me personally Car
to me known and known to r-
~ to be a member of the firm of
described in and who executed the foregoing instrument, and he thereupon acknowledged to me that he executed the same as and for t
act and deed of said firm.
My commission expires
Notary Public
New York
State of }
Nassau ss.
County of .
On this , 25th day of. March 19 97
Maria G. Smith
· before me personaJly cam
--~ ~ who being by me duly sworn, did depose and say that
he
the
~ ~of gem Associates Inc.
President
the corporation described in and which executed the above instrument; that he knows the seal of said corporation; that the seal affixed t~
said instrument is such corporate seal; that it was so affixed by order of the Board of [~ectors of said corporation., and that he signed
name thereto bY like order, DARYL HAMILTON / ) , -~/
State of New' York
Nassau } ss.
County of
On ?:his
25th March
day of
97
, 19- , before me personally came
Theresa Burke to me known, who, being by me duly sworn, did depose and say that
heisanattorne¥-in-factof Contractors Casualty & Surety Co
the corporation described in and which executed the within instrument; that he knows the corporate seal of said corporation; that the seal
affixed to the within instrument is such corporate seal, and that he signed the saidinstrument andafflxed the said seal as Attorney-in-Fact
by authority of :he Roard of Directors of said corporation and by authority of this office_under the Standing Re~olutioos thereof.
DARYL HAMILTON / ~ ~ /
Notary Public, State of New York
My commission expires i,~m~al|fied irl ~k Courlty ~'~x'?
salon ~,xp*res Peb. 28, 1 ~ ~lot~r%, Public
F01~ # -7.3
CONTRACTORS CASUALTY AND SURETY COMPANY
Hc~m~ gfflce~ Staten Is!and. New York
Financial.~.~.,~..~<-:==~=~ - Oecember 3!. 199~
~£sets
S~oc~ and 8ones ~' ~03 ~
Cash and Bank Oe>~,s ~ ...................................... 2~8.Z63
Premium B~,~nc=_'~' ~ (under 60 Ca'.s). . .............................. 302.02B
Accrued [nteres: ............................................. 31.972
Other Asse~s ........................................ 57 000
Tote! ~ ~--- ~? 9~?.798
L~abiiities
Reserve for unearned premiums ................................... s ~72.6Z8
Claim reserve ............................................. 275.000-
Other liabilities ............................................. !35 5i0
To~a! Lia~'litles ....................................... s ~3 128
and Sur$iuS
Capital Paid-in ........................................
SurFius ....................................................... 229.670
To, al Lia~i~'~,,~=.. C~c~-::_, .._. & .~urpius ..................... ~s? 2!2.~c8
State of New Yori<
County of ×,chm~,,~
ss'
r ROBERT W. AOLER SR. o~=~':~r of CONTRACTORS CASUAL~ ANO SURET{ COMPANY,
do hereby certir~ tha~ ~he comcany is a corporation duly organized, existing and
engaged in the business of suresy Dy virtue of the laws of the S~ate c~ New ,orK,
~ Su:s. ~ New York
has duly complied ,with ail ~he fenuirements of the laws of'*~ ~' :
· :nc uu~y Qualified ~o ac~ as sur=~y under suc~ laws:
aooilca~ie co ~>= company ' '~ * ' ~-
and ~'-~,.=. ~=~,.. fcregcinc, is a rui~. ,:*ue and correct copy of Che F~nancial
Statement of saic Company a~ cf Oec:::,~=r 31. 1995
_~.en Island. NAN-: 'fork. this
s~a~e~l, en~
t:,~en~y-fi fth ~'~ '
~;, OT Marzh. i996.
1991
Roeert W. Adler. Sr.. Presiden~
0289].
Certified Copy
CONTRACTORS CASUALTY AND SURETY COMPANY
Home Office, Staten Island, New York
Bond No. O0
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That CONTRACTORS CASUALTY AND SURETY COMPANY, a
corporation of the State of New York, has made, constituted and appointed and by these presents does make, consti-
tute and appoint AGNES V. MULH31.1., THERESA BURKE and ROBERT E. ROTH ............................
of UNITED SEABOARD AGENCY, INC., BETHPAGE, NEW YORK
its true and lawful Attorney-in-Fact, with full authority to make, execute and deliver on its behalf as surety, any and
all bonds, undertakings and other insmm~ents of similar nature, without power of redelegation, as follows: Limited
to $1,250,000.00.
Such surety bonds, undertakings and insmmaents for said purpose, when duly executed by the aforesaid Attorney-in-
Fact, shall be binding upon Conwactors Casualty and Surety Company as fully and to the same extent as if signed by
the duly authorized officers of the Company and sealed with its corporate seal; and all the acts of said Attorney-in-
Fact, pursuant to the authority hereby given, are hereby ratified and conf'krmed.
This appointment is made pursuant to the following By-Laws which were duly adopted by the Board of Directors of
Conn"actors Casualty and Surety Company on April 25, 1991 and are still in full force and effect:
ARTICLE XII, SECTION 5: "POLICIES, BONDS, RECOGNIZANCES, STIPULATIONS, CONSENTS OF
SURETY, UNDERWRrrING UNDERTAKINGS AND INSTRUMENTS RELATING THERETO.
Insurance policies, bonds, recognizances, stipulations, consents of surety and underwriting undertakings of the
Corporation, and releases, agreements and other writings relating in any way thereto or to any claim or loss thereun-
der, shall be signed in the name of and on behalf of the Corporation:
(a) by the President or a Vice President; of (b) by any Attorney-in-Fact for the Corporation appointed and
authorized by the President or a Vice President to make such signature provided that any such delegation of power
be limited to routine matters; or (c) by such other officers or representatives as the Board of Directors may from time
to time determine. The seal of *.he Corporation shall, if appropriate, be affixed thereto by any such officer, Attorney-
in-Fact or representative."
IN WITNESS WHEREOF, CONTRAC'I~RS CASUALTY AND SURETY COMPANY has caused these presents
to be signed and its corporate seal to be affixed by its authorized officer, This 6th day of
~ 19 95.
1991
CONTRACTORS CASUALTY AND SURETY COMPANY
Robert W. Adler, Sr., President
STATE OF NEW YORK
COUNTY OF RICHMOND
SS.
On this ~_~h day of ~ 19 95 . before me appeared the above named officer of Conwactors Casualty
and Surety Company, to me pe~onally known to be the individual and officer described herein, and acknowledged
that he executed the foregoing inslxument and affixed the seal of the corporation the~to by authority of his office.
(Se~)
J~ PERRY MEE, JR.
N~. 4~.14
CERTIFICATE
I, thc undersigned Secretary of CO~CTORS CASUALTY AND SURETY COMPANY do hereby cer-
tify that the original Power of Attorney of which the foregoing is a full, true and correct copy, is in full force and
effect on the date of this Certificate and I do fm'ther certify that the Vice-President who executed the said Power of
Attorney was one of the Officers authorized by the Board of Directors to appoint an attorney-in-fact as provided in
Article XII, Section 5, of the By-Laws of CONTRACTORS CASUALTY AND SURETY COMPANY.
This Power of Attorney and Certificate may be signed and sealed by facsimile under and by the authority of
the following resolution of the Board of Directors of CONTRACTORS CASUALTY AND SURETY COMPANY at
a meeting duly called on the 9th day of April, 1992.
"RESOLVED, That the signatures and attestations of such officers and the seal of the Company may be
affixed to any such Power of Attorney or to any certificate relating thereto by facsimile, and any such Power of
Attorney or certificate bearing such facsimile signature of facsimile seal shall be valid and binding on the Company
when so affixed with respect to any bond, undertaking, recognizance or other insmmaent of ~imil~' natu~, with like
effect as if such signature and such seal had been manually made and affixed."
IN WITNESS WEREOF, I41ave hereunto set may hand~ and affixed the corporate seal of the Company to these pre-
sentthisJ dayof ~ ,19~:7
(Seal)
1991
Helen H. Adler, Secretm'y
PROPOSAL FORM
DATE: 3-27-97
NAME OE BIDDER: CONSTRU£TTF~N F;FiNRIII TANTq/I T
TO:
SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEWYORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the contract documents dated: JANUARARY 7, 1997, including
bidding requirements, contract, general and special conditions, specifications, contract
drawings, and addenda, if any (Note: acknowledgement of addenda and their dates must
be included as indicated on bottoM page); that he has satisfied himself by personal
examination of the proposed work, and by such other means as he may have chosen, as
to the conditions and requirements of the work; and he proposed and agrees that if his
proposal be accepted he will contract to furnish all materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
TOWN HIGHWAY SALT SAND STORAGE FACILITY
PECONIC LANE, PECONIC, NEWYORK 11958
and all other work in connection therewith, in accordance with the contract documents and
addenda, if any, prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958, and shall comply with all the
stipulations contained therein and will furnish the required Performance Bond; and that he
will start the work as directed by the Town, he will accept, in full payment thereof as listed
below:
SALT SAND STORAGE FACILITY
D-1
H. PLANT & EQUIPMENT
The bidder shall state in his bid that be has available or under his control, plant and
equipment of the character and in the amount required to complete the proposed work
within the specific time.
I. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town
in person; or if a firm or corporation, a duly authorized representative shall so appear, and
execute six (6) copies of the Contract and furnish satisfactory Performance and Payment
Bond within ten (10) days after notice that the Contract has been awarded to him. Failure
to execute Contract shall constitute a breach of the agreement effected by the acceptance
of the Proposal.
The damages to the Town for such breach will include loss from interference with his
construction program and other items, the accurate amount of which it will be difficult or
impossible to compute. The amount of the certified check or bidder's bond accompanying
the Proposal of such bidder shall be retained by the Town, not as a penalty, but as
liquidated damages for such breach. In the event any bidder whose proposal shall be
accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and
thereupon, his proposal and acceptance thereof shall be null and void, and the Town shall
be entitled to liquidated damages as above provided.
J. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated
in the notice to proceed which was given to him by the Town of Southold and shall
complete the work within the calendar day limit as set forth by him in his Proposal, but not
more than ninety (90) working days.
SALT SAND STORAGE FACILITY
B-3
FURNISH AND CONSTRUCTA ONE STORY POLE BARN FOR USE ASA SALT
SAND STORAGE FACILITY, THE SIZE OF THE FACILITY SHALL BE AS
INDICATED ON THE PLANS AND SHALL HAVE A WOOD TRUSS ROOF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL EXCAVATIONS &
BACKFILL MATERIAL AND SHALL FURNISH ALL LABOR & MATERIALS TO
CONSTRUCT THE PROJECT IN ACCORDANCE WITH THE CONTRACT
DOCUMENTS. THE ABOVE REFERENCED ACTIVITIES WILL BE COMPLETED
FOR THE STIPULATED "LUMP SUM" OF:
One hundred and eight thousand dnlla~s ............
(written in words)
$ 108,000.00
(written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town and shall fail to give the required security within the ten (10) days
after notice of the acceptance of said proposal, shall have been deposited in the mail
addressed to him at the address given in the proposal, that he shall be considered to have
abandoned the contract and the sum represented by the certified check accompanying this
proposal shall be forfeited to the Town as Liquidated damages; otherwise the certified
check shall be returned to the bidder within forty-five (45) days after the date of receiving
the bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder:
Business Address: (~"L~5 A West Broadway
Port Jefferson, NY 11777
Telephone Number:
Date: 3-27-97
(516) 474-4774
SALT SAND STORAGE FACILITY
D-2
STATEMENT OF NON-COLLUSION
(To be completed by each Bidder)
In accordance with Section 103<1 General Municipal Law, effective September 1, 1966, every bid or proposal
hereafter made to a political subdivision of the State of any public department, agency, or officiat thereof or
to a fore district or any agency or official thereof for work or services performed or to bc t:~L'don ~(d ~, ~oods
sold or to be sold, shall contain the following statement subscribed to by the bidder and affirmed by such
bidder as true under the penalties of perjury; non-collusive bidding certification.
By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and
in the case of a joint bid, each party thereto certifies as to its own organization, under penalty of
perjury, that to the best of knowledge and belief:
(1) The prices in this bid have been arrived at independently without collusion, consultation,
communication, or agreement, for the purpose of restricting competition, as to any matter
relating to such prices with any other bidder or any competitor.
(2) Unless othenNise required by law, the prices which have been quoted in this bid have not
been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder pnor
to opening, directly or indirectly, to any other bidder or to any competitor.
(3) No attempt has been made or will be made by the bidder to induce any other person.
partnership, or corporation to submit or not to submit a bid for the purpose of restricting
competition.
The person signing this bid or proposal certifies that he has fully informed himself regarding the
accuracy of the statements contained in this certification, and under the statements contained in this
certification, and under the penalties of perjury, affirms the truth thereof, such penalties being
applicable to the bidder, as well as the person signing in its behalf.
That attached hereto (if a corporate bidder) is a certified copy of resolution authorizing the execution
of this certificate by the signature of this bid or proposal on behalf of the corporate bidder.
RESOLUTION
Resolved that CONSTRUCTZON CONSULTANTS/L Z
be
(Name of Corporation)
authorized to sign and submit the bid or proposal of this corporation for the following Project:
Construction of a Salt Sand Storage Facility @ Southold Town Highway
Department. Peconic Lane, Peconic, New York 11958
and to include in such bid or proposal the certificate as to non-collusion required by section one-hundred-three-d
(103-d) of the General Municipal Law as the act and deed of such corporation, and for any inaccuracies or mis-
statements in such certificate this corporate bidder shall be liable under the penalties of perjury.
The foregoing is true and correct
copy of the resolution adopted by
corporation at a meeting of the "~/
Board of Directors, held on the
Cons~rucLion Consu]LanLs/Li
dayof ,/~'4¢/2(/~ , 1977
(SEAL OF THE CORPORATION)
Laws of New York, 1965
Ch. 751, Sec. 103-d, as amended
.~ .~ / (Signature)
effective September 1, 1965
SALT SAND STORAGE F
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
CONSTRUCTION CONSULTANT$/LI
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work underthe contract
AS REOUIREO
; and,
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan it will comply with the said County area within
the scope of coverage of that Plan, those trades being:
.; and/or,
as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
; and,
it will obtain from each of its subcontractors and submit to the contracting or
administering agency prior to the award of any subcontractor under this contract the
subcontractor certifi ion required by these Bid Condition__s.
atureof Authorized Representative of Bidder)
v' ! ~SALT SAND STORAGE FACILITY
F-1
THE AMERICAN INSTITUTE OF ARCHITECTS
A/A Document ,~310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS, thatwe
as Principal, hereinafter called the Principal, and
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
as Obligee, hereinafter called the Obligee, in the sum of
Dollars ($ ),
for th'e payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
NOW, THEREFORE, if the Oblisee shall accept the bid of the Principal and the Principal shall enter into a Contract
with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good arid sufficient surety for the faithlul performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution t~tereof, or in the pvent of the failure of the Principal ~o enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obtig~e the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another parly to perform the Work covered by said bid, then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and sealed this
day of 19
(Witness)
(Principal) (Seal)
(Title)
(Witness)
(Sure~) (Seal)
(Title)
AIA DOCUMENT A31B · BIO 8ONO · AIA ~ · FEBRUARY 1970 ED · TIlE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, O. C. 20006
AIA Document
Bid Bond
946978-96
KNOW ALL MEN BY THESE PRESENTS, thatwe Construction Consultants, LI, Inc.
125A Broadway, Port Jefferson, New York 11777
as Principal, hereinafter called the Principal, and International Fidelity Insurance Company
One Newark Center, Newark, New Jersey 07102
a corporation duly organized under the laws of the State of New Jersey
as Surety, hereinafter called the Surety, are held and firmly bound unto
Town of Southold
as Obli§ee, hereinafter called the Obligee, in the sum of 5% of amt bid
Dollars ($ 5% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
Salt Storage Facility
NOW, THEREFORE, if the Obligee shall accept the bid of the Principal and Ihe Principal shall enter ,nra a Contract
with the Oblisee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the biddin8
or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shaft pay to the Obligee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Oblisee may in good faith contract
with another party to perform the Work coveted by said bid, then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and seamed this
21 day of March 19 97
(Witness)
(Wi~ess)
Construction Consultants, LI, Inc,
~ (Principal.; (Seal)
doe~/~'~ t ~ ~President --
I~ternational Fidelity Insurance Comp~_nfy,,
Margar~ Loccisano, Attorney-In-Fact
AIA DOCUMENT A310 . BiO BONO , AIA ~ . FEBRUARY 1970 ED · THE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W.. WASHINGTON. O. C. 20006
SS.
tO me knc
State of
Coun~ of
On this.
day of ,
~ to be a member of the firm of
described in and who executed the foregomg mszrument and he thereuoon acknowledged to me that he executed the same as and for
a~ and deed of said firm,
My commission expires
New Ycrk
State of
Nassau
C~unw of
ss.
On ,'his 21 day of. March 19 97 , before me personally c
Joe! I~zkcwi~z
to me
who being by me du~¥ sworn, did depose and say mat
the
Ccns~_--ccticn Ccnsu!~an~, 5Z Inc.
of
On mis ?l day of March , 19 97 before me ~ersonally c
Margaret Lcccis~'~o tO me known, who, ~ing Oy me duly sworn, did depose and say
attorney-in-fact of. Zn~e~aticna! Fide!iCy Zns. Ca.
the corporation described in cna which executed ~e within instrument; that he knows the corporate seal of said corporation; that
affixed to the within instrument issuch corporate seal, an~ that he signeQ the saidinstrument andaffixed ~e~aid seal as Attorney-~n
bv aut~onw o~ the ~oar~ of Oirec.ors' of said corooradon and bY au~oriw of =his office under ~he S(an3i~ ~esoiutions thereof.
C; STM '..'~ '~"" Cl,,-'p~ ~a~ P'aOlic
INTERNATIO I,L FIDELITY INSURANCE C IPANY
ONE NEWARK CENTER, 20th FLOOR, NEWARK, NEW JERSEY 07102-5207
STATEMENT OF ASSETS, LIABILITIES, SURPLUS AND OTHER FUNDS
AT JUNE 30, 1996
ASSETS
Bonds (Amortized Value) ................................... $46,588,431
Preferred Stock .......................................... 1,571,000
Common Stocks (Market Value) .............................. 4,130,829
Mortgage Loans on Real Estate .............................. 671,190
Real Estate .............................................. 619,197
Cash & Bank Deposits ..................................... 6,673,467
Short Term Investments .................................... 1,943,410
Unpaid Premiums & Assumed Balances ........................ 1,783,880
Reinsurance Recoverable on Loss Payments .................... 4,04-3,831
Electronic Data Processing Equipment ......................... 461,387
Interest & Dividends Due and Accrued ........................ 825,307
Funds Held in Escrow Accounts .............................. 20,580,037
Collateral Funds Held Under Contract ......................... (20,580,037)
Contract Balances Due and Unpaid ........................... 1,804,216
TOTAL ASSETS ............................. $71,116,145
LIABILITIES, SURPLUS & OTHER FUNDS
Losses (Reported losses net as to reinsurance ceded and
incurred but not reported losses) ............................ $15,357,609
Loss Adjustments Expenses ................................. 5,721,462
Contingent Commissions & Other Similar Charges ............... 1,236,114
Other Expenses (Excluding taxes, licenses and fees) .............. 229,745
Taxes, Licenses & Fees (Excluding Federal Income Tax) ........... 607
Federal and Foreign Income Taxes Payable ..................... 1,009,167
Unearned Premiums ....................................... 15,176,783
Accounts Withheld by Company for Account of Others ............ 171,133
Liability for Unauthorized Reinsurance ........................ 277,616
Liability for Uncashed Checks ............................... 926
TOTAL LIABILITIES ......................... $39,181,162
Common Capital Stock .................................... $1,500,000
Gross Paid-in & Contributed Surplus .......................... 374,600
Unassigned Funds (Surplus) ................................. 30,060,383
Surplus as Regards Policyholders ........... 31,934,983
TOTAL LIABILITIkS, SURPLUS & OTHER FUNDS
$71,116,145
I. Francis L. Mitterhoff, President of INTERNATIONAL FIDELITY INSURANCE COMPANY, certify that the
foregoing is a fair statement of Assets, Liabilities. Surplus and Other Funds of this Company, at the close of busi-
ness, June 30, 1996, as reflected by its books and records and as reported in its statement on file with the
Insurance Department of the State of New Jersey.
IN TESTIMONY WHEREOF, I have set my hand and affixed the
seal of the Company. this 9th day of August, 1996.
LNTERNATIONAL FII)ELITY INSURANCE COMPANY
(20 )624-7200 POWER OF ATTORNEY
INTERNATIONAL FIDELITY INSURANCE COMPANY
HOME OFFICE: ONE NEWARK CENTER, 20TH FLOOR NEWARK, NEW JERSEY 07102-5207
FOR BID BONDIRIDERICONSENTSIAFFIDAVITS
KNOW ALL MEN BY THESE PRESENTS: That INTERNA]-IONAL FiDELiTY INSURANCE COMPANY, a corporation
organized and existing under the laws of the State of New Jersey, and having its principal office in the City of Newark, New
Jersey, does hereby constitute and appoint
AGNES V. MULHALL, THERESA S. BURKE, DARYL HAMILTON, MARGARET LOCCISANO
BETHPAGE, NY.
its true and lawful attorney(si-in-fact to execute, seal and deliver for and on its behalf as surety, any and all bonds and
undertakings, contracts of indemnity and other writings obligatory in Ihe nature theref, which are or may be allowed, required or
permitted by law, statute, rule. regulation, contract or otherwise, and the execution of such instrument(s) in pursuance of these
presents, shall be as binding upon the said INTERNATIONAL FIDELITY INSURANCE COMPANY, as fully and amply, to all
intents and purposes, as if the same had been duly executed and acknowledged by its regularly elected officers at its principal
office
This Power of Attorney is executed, and may be certified to and may be revoked, pursuant to and by authority of Article
3-Section 3, of the By-Laws adopted by the Board o! Directors of INTERNATIONAL FIDELITY INSURANCE COMPANY at a
meeting called and held on the 7th day of February, 1974
The President or any Vice President. Executive Vice President, Secretary or Assistant Secretary, shatl have power and authority
(1) To appoint Attorneys-in-fact and to authorized them to execute on behalf of the Company. and attach the Seal of the
Company thereto, bonds and undertakings, contracts of iodemnity and other writings obligatory in the nature thereof and,
(2) To remove, at any time, any such Attorney-in-fact and revoke the authority given
Further, this Power of Attorney is signed and sealed by facsimile pursuant to resolution of the Board of Directors of said
Company adopted at a meeting duly called and held on the 29th day ef April, 1982 of which the following is a true excerpt:
Now therefore the signatures of such officers and the seal of the Company may be affixed to any such power of attorney or any
certificate relating thereto by facsimile, and any such power of attorney or certificate bearing such facsimile signatures or
facsimile sea[ shall be valid and biding upon the Company in the future with respect to any bond or undertaking to which it is
attached
IN TESTIMONY WHEREOF, iNTERNATIONAL FIDELITY INSURANCE COMPANY has caused this
instrument to be signed and its corporate seal to be affixed by its authorized officer, this 1st day of May,
A.D. 1991.
INTERNATIONAL FIDELITY INSURANCE COMPANY
STATE OF NEW JERSEY
County et Essex
Executive Vice President
On this 1st day of May 1991: before me came the individual who executed the preceding instrument, to me personalty
known, and. being by me duly sworn, said that he is the therein described and authorized officer of the INTERNATIONAL
FIDELITY iNSURANCE COMPANY; that lhe seal affixed to said instrument is the Corporate Seal of said Company: that the
said Corporate Seal and his signature were duly affixed by order of the Board of Directors of said Company
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed my Official Seal,
at the City of Newark. New Jersey the day and year first above written.
A NOTARY PUBLIC OF NEW JERSEY
My CommissIo~ Expires Sept. 8. 1998
CERTIFICATION
I, the undersigned officer of INTERNATIONAL FIDELITY INSURANCE COMPANY do hereby certify that ~ have
compared the foregoing copy of the Power of Attorney and affidavit, and the copy of the Section of the By-Laws of said
Company as set forth in said Power of Attorney, with the ORIGINALS ON FILE iN THE HOME OFFICE OF SAID
COMPANY, and that the same are correct transcripts thereof, and of the whole of the said originals, and that the said Power
of Attorney has not been revoked and is now in full force and effect,
IN TESTIMONY WHEREOF, I Havehereuntosetmyhandthi~,~/ dayof~'~f~ 1~.~
Assistant Secretary
PROPOSALFORM
DATE:
3/27/1997
NAME OF BIDDER: Dillon Construction
81 Carleton Ave Central Islip, N.Y. 11722
TO:
SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEWYORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the contract documents dated: JANUARARY 7', 1997, including
bidding requirements, contract, general and special conditions, specifications, contract
drawings, and addenda, if any (Note: acknowledgement of addenda and their dates must
be included as indicated on bottoM page); that he has satisfied himself by personal
examination of the proposed work, and by such other means as he may have chosen, as
to the conditions and requirements of the work; and he proposed and agrees that if his
proposal be accepted he will contract to furnish all materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
TOWN HIGHWAY SALT SAND STORAGE FACILITY
PECONIC LANE, PECONIC, NEWYORK 11958
and all other work in connection therewith, in accordance with the contract documents and
addenda, if any, prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958, and shall comply with all the
stipulations contained therein and will fumish the required Performance Bond; and that he
will start the work as directed by the Town, he will accept, in full payment thereof as listed
below:
SALT SAND STORAGE FACILITY
D-1
FURNISH AND CONSTRUCT A ONE STORY POLE BARN FOR USE AS A SALT
SAND STORAGE FACILITY. THE SIZE OF THE FACILITY SHALL BE AS
INDICATED ON THE PLANS AND SHALL HAVE A WOOD TRUSS ROOF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL EXCAVATIONS &
BACKFILL MATERIAL AND SHALL FURNISH ALL LABOR & MATERIALS TO
CONSTRUCT THE PROJECT IN ACCORDANCE WITH THE CONTRACT
DOCUMENTS. THE ABOVE REFERENCED ACTIVITIES WILL BE COMPLETED
FOR THE STIPULATED "LUMP SUM" OF:
Onehundred Eightyeight thousand six hundred sixty five dollars
(written in words)
$188¢665.00
(written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town and shall fail to give the required security within the ten (10) days
after notice of the acceptance of said proposal, shall have been deposited in the mail
addressed to him at the address given in the proposal, that he shall be considered to have
abandoned the contract and the sum represented by the certified check accompanying this
proposal shall be forfeited to the Town as Liquidated damages; otherwise the certified
check shall be returned to the bidder within forty-five (45) days after the date of receiving
the bids.
Signature of Bidder:
Business Address:
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
,~~e "~'-~ Dillon Construction
Central Islip, N.Y. 11722
Telephone Number:
Date: 3/26/1997
Ph 516 232 1236 Fx 516 232 1260
SALT SAND STORAGE FACILITY
D-2
STATEMENT OF NON-COLLUSION
(To be completed by each Bidder)
In accordance with Section 103-d General Municipal Law, effective September 1, 1966, every bid or proposal
hereafter made to a political subdivision of the State of any public department, agency, or official thereof or
to a fore distdct or any agency or official thereof for work or services performed or to be performed or goods
sold or to be sold, shall contain the following statement subscribed to by the bidder and affirmed by such
bidder as true under the penalties of perjury;, non-collusive bidding certification.
By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and
in the case of a joint bid, each party thereto certifies as to its own organization, under penalty of
perjury, that to the best of knowledge and belief:
(1) The pdces in this bid have been ardved at independently without collusion, consultation,
communication, or agreement, for the purpose of restricting competition, as to any matter
relating to such pdces with any other bidder or any competitor.
(2) Unless otherwise required by law, the pdces which have been quoted in this bid have not
been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder pdor
to opening, directly or indirectly, to any other bidder or to any competitor.
(3) No attempt has been made or will be made by the bidder to induce any other person,
partnership, or corporation to submit or not to submit a bid for the purpose of restricting
competition.
The person signing this bid or proposal certifies that he has fully informed himself regarding the
accuracy of the statements contained in this certification, and under the statements contained in this
certification, and under the penalties of perjury, affirms the truth thereof, such penalties being
applicable to the bidder, as well as the person signing in its behalf.
That attached hereto (if a corporate bidder) is a certified copy of resolution authorizing the execution
of this certificate by the signature of this bid or proposal on behalf of the corporate bidder.
RESOLUTION
Resolved that
Dillon Construction
be
(Name of Coq~oraflon)
authorized to sign and submit the bid or proposal of this corporation for the following Project:
Construction of a Salt Sand Storage Facility @ Southold Town Highway
Department. PeconicLane. Peconic, New York 11958
and to include in such bid or proposal the certificate as to non-collusion required by section one-hundred-three-d
(103-d) of the General Municipal Law as the act and deed of such corporation, and for any inaccuracies or mis-
statements in such certificate this corporate bidder shall be liable under the penalties of perjury.
The foregoing is true and correct
copy of the resolution adopted by
corporation at a meeting of the
Board of Directors, held on the
day of ,19__
George Agagnina Dba Dillon Construction
Laws of New Yor~, 1965 ~-' --
Ch. 751, Sec. 103-d, as amended
effective September 1, 1965
SALT SAND STORAG
E-1
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this Invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
Dillon Construction
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work underthe contract
; and,
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan it will comply with the said County area within
the scope of coverage of that Plan, those trades being:
; and/or,
as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man-
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
;and,
it will obtain from each of its subcontractors and submit to the contracting or
administering agency pdor to the award of any subcontractor under this contract the
subcontractor certi~these Bid Conditions.
SALT SAND STORAGE FACILITY
F-1
THE AMERiCAN STITUTE OF ARCH ECTS
AIA Document
Bid Bond
(~))ll~JkL I-~.?P, )~ 117~ (Here insert full name and address or legal title of Contractor)
as Prip~ipal,hereinafter called the Principal and b'~R ~ ~
26600 ~J%P~ R~%P
~TI~ ~ 4803~ (Here insert furl name and address or Legal tltte of Surety)
a corporation duly organized u~--er the laws of the State of MI~a~q~
as Surety, hereinafter called the Surety, are held and firmly bound unto
53095 ~ ~. (Here insert full name and address or legal title of Owner)
SOUTl~n, IiX
as Obligee, hereinafter called the Obligee, in the sum of 5% (~ '~ ~ BID NO~ ~0
I~,:.:.:,, T~N ~ aND 00/lO0- ................ Dollars ($ 10,O00.O0---- )
for the palanent of ~Ynich u ~11 and truly to be ~e, the said Principal and the said Surety
bind c~rsel~s, our heirs, executors, admir~strators, successors ~ assigns, jointly and
severally, fJ_~n~ly by these presents.
N(~W~ ~]~J~qlCl~q~ if the Ob[lgee shah accept the bid of the Principal and the Principa[ shah enter into a Contract
with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bon4 or bonds, if the Principal shall pay to the Obligee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation shah be null and void, othen~ise to remain
in full force and effect.
Signed and sealed this 26TH
day of )~q~CE 19 97
(Witness)
(Witness)
(Principal) (Seal)
/~/LOIS ~. E C(~D (Title)A~aorney-in-fac~
/
A/A ~ A310 · BID BCEqD · ALt @ · ~'.:~dARY 1970 ED · '1~.: ~ICAN
IN~'r±'mtffE OF ARL~I'I'~S, 1735 N.Y. AVE., N.W., WAS~INGION, D.C. 20006
ACK~C~I~EDGEME~T OF CONTRACTOR, IF A CORPORATION
STATE OF N~ YORK )
)
CO~TY OF )
On the day of in the year 19 ,
before be personally ca~m
to me known, who, being by me duly sworn, did depose and say that
he resides at
that he is the of
,the corporation described in and which
executed the above instrument; and that he signed his ~ thereto
by order of the Board of Directors of s~id corporation.
NOTARY PUBLIC OR CC~4ISSIONER
OF D~:,'.~ kS
Sn~TE OFN~YORK )
) SS:
COUNTY OF ~ )
On the 26th day of March
me persoD~l ]y came LOIS A. MCCu~
in the year 19 97' before
to ~ known,
who, being by m~ duly sworn, did depose and say that he resides at
he is the ~ I~ FACT
of b~z~R ~ ~
the corporation described in and which executed the above
instrmTent; and that he signed his ~ thereto by order of the
board of directors of said corporation.
SU~.~'~HNE 9rOI. MAN v
Notary Public, Str~te o~ NIfw ,ork~
~Om ~31 ~ ~-- ~
Qualified ~n ~ ~oo~W ~
Commission ~pires M3y 31, 1~
~PUBLIC OR CC~ISSIONER
BID ~C~O 4
State of
personally appeared
to me known a~ known to me to be the person described in and who
executed the foregoing instrument and~ackncwledged that he executed the
STAR SURANCE COMPAN'
GENERAL POWER OF ATTORNEY
No.: SA 1450120
(Void unless numbered in red.)
I~NOW ALL MEN BY THESE PRESENTS, that Star Insurance Company has made, constituted and appointed, and by these presents does
make, constitute and appoint
LOIS A. MCCORD OF WOODBURY, NEW YORK
its true and lawful ar~omey-in-fact, tbr it and in its name, place, and stead to execute on behalf of the said Company, as surety, bonds,
undertakings and contracts or suretyship to be given to
Applicable to All Obligees
provided that no bond or undertaking or contract of suretyship executed under this authroity shall exceed in amount thc sum of
two million five hundred thousand ($2,500,000.00) dollars.
This Power of Attorney is granted and is signed and scaled by facsimile under and by the authority of the tbllowing Resolution
adopted by the Board of Directors of the Company on the 7th day of January, 1993.
"RESOLVED, that the Chairman of the Board, the Vice Chairman of the Board, thc President. an Executive Vice President or a Senior
Vice President or a Vice President of the Company be, and that each or any of them is, authorized to execute Powers of Attorney qualifying the
attorney-in-faat named in the given Power of Attorney to execute in behalf of the Company bonds, undertakings and all contra~ts of suretyship;
and that an Assistant Vice President, a Secretary or an Assistant Secretary be, and that each or any of them hereby is, authorized to attest the
execution of any such Power of Attomey, and to attach thereto the seal of the Company.
FURTHER RESOLVED, that the signatures of such officers and the seal of the Company may be affixed to any such Power of
Attorney or to any certificate relating thereto by facsimile, and any such Power of Attorney or certificate bearing such facsimile signatures or
t~csimile seal shall be valid and binding upon the Company when so affixed and in the future with respect to any bond, undertaking or contract or'
suretyship to which it is attached."
IN WITNESS WHEREOF, STAR INSURANCE COMPANY has caused its official seal to be hereunto affixed, and these presents to
be signed b5 one of its Senior Vice Presidents and attested by one of its Assistant Vice Presidents this 13th day of March, 1995
Attest: STAR INSURANCE COMPANY
COUNT5 OF OAKLAND }
On this 13th day of March, 1995, before me personally came Marc S. Willner, to me known, who being by me duly sworn, did depose
and say that he is a Senior Vice President of STAR INSURANCE COMPANY, the corporation described in and which executed the above
instrument: that he knows the seal of the said corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed
by order of the Board of Directors of said corporation and that he signed his name thereto by like order.
CERTIFICATE
My Commission Expires:
I. the undersigned, of STAR INSURANCE COMPANY, a Michigan corporation, DO HEREBY CERTIFY that the tbregoing and
attached Power of Attorney remains in tull three and has not been revoked; and furthermore that the Resolution of the Board of Directors. set
tbrth in the said Power of Attorney, is now in three.
SignedanflsealedatthecityofSouthfieldintheStateofMichigan. Datedthe 26&l;lof March ,199__ 7
Mary 1o Renaud, Assistant Secreta~.
6030-Mar. 95 Page 1 of 1
l 7,~,Z'¢,. ia_7 : 7,'-: 3.017
..~,. ,?7=
N¢)TI('E TO BIDDERS
NO'VICE Iq HEREBY GIVEN, in
Sectio~ :03 cf Iht General Municipal
reques ed Io~ furn:shing all of the la-
bor, materials ant! equipment for the
constn;cfion of a Sah/Sand Storage
Facility at the So~thold Town High-
way D:parlmen, Peconic Lane,
Peconic New York. Specifications
may be obtained at the Office of the
Town Clerk, Town of Southold, Town
Hall, 53095 Main Road, Southold,
New 5brk 11971, upon payment of a
Non-Collusive Bid Certificate and bid
seculity hi the tBrm of a certified
check or Bid Bond in the amount of
5% of the Base Bid will be received by
the Town Clerk, at the Southold Town
Hall, 53095 Mum Road, Soulhold,
New York, until 11:00 A.M.,
Thursday, March 27, 1997, al which
time they will be opened and read
aloud in public. Fhe Town Board of
the Town of Southold reserves ~he
right to reject an and all bids and to
waive any and all informality in any
bid should it be deemed in the best
interest of the Town of Southold to do
All bids must be signed and sealed
in envelopes plainly marked "Bid on
Salt/Sand Facility", and submitted lo
the Office of the Fown Clerk. The bid
price shall not include any tax, feder-
al, state, or local, from which thc
Town of Southold is exempt.
Dated: March 4, t997.
JUD1TH T TERRY
SOUTHOLD TOWN CLERK
889" 1TM 13
STATE OF NEW YORK)
) SS:
~_~_~_~J~ of Mattttuck, in
said County, being duly sworn, says that he/she
is Principal Clerk of THE SUFFOLK TIMES, a
Weekly Newspaper, published at Mattituck, in
the Town of Southold, County of Suffolk and
State of New York, and that the Notice of which
the annexed is a printed copy, has been regular-
ly published in said Newspaper once each week
__ weeks su~.essiyely, 0pmmencing on
for I
the ~day of ~19~.
Principal Clerk
Sworn to before me this
'?7__
STATE OF NEW YORK)
SS:
COUNTY OF SUFFOLK)
JUDITH T. TERRY, Town Clerk of the Town of Southold, New York,
being duly sworn, says that on the 10th day of March 1997,
she affixed a notice of which the annexed printed notice is a true copy,
in a proper and substantial manner, in a most public place in the Town
of Southold, Suffolk County, New York, to wit: Town Clerk's Bulletin
Board, Southold Town Hall, Main Road, Southold, New York 11971.
Legal Notice, Notice to Bidders, Salt/Sand Storage Building for Highway
Department, bid opening: 11:00 A.M., Thursday, March 27, 1997, Southold
Town Clerk's Office.
Sworn to before me this
10th day of March 1997.
Terry
Southold Town Clerk
LEGAL NOTICE
NOTICE TO BIDDERS
NOTICE IS HEREBY GIVEN, in accordance with the provisions of
Section 103 of the General Municipal Law, that sealed bids are sought and
requested for furnishing all of the labor, materials and equipment for the
construction of a Salt/Sand Storage Facility at the Southold Town Highway
Department, Peconic Lane, Peconic, New York. Specifications may be
obtained at the Office of the Town Clerk, Town of Southold, Town Hall,
53095 Main Road, Southold, New York 11971, upon payment of a $25.00
nonrefundabie fee, made payable to the Southold Town Clerk.
The sealed bids, together with a Non-Collusive Bid Certificate and
bid security in the form of a certified check or Bid Bond in th e amount
of 5% of the Base Bid will be received by the Town Clerk, at the Southold
Town Hall, 53095 Main Road, Southold, New York, until 11:00 A.M.,
Thursday, March 27, 1997, at which time they will be opened and read
aloud in public. The Town Board of the Town of Southold reserves the
right to reject any and all bids and to waive any and ali informality in any
bid should it be deemed in the best interest of the Town of Southold to
do so.
All bids must be signed and sealed in envelopes plainly marked "Bid
on Salt/Sand Facility", and submitted to the Office of the Town Clerk. The
bid price shall not include any
the Town of Southold is exempt.
Dated: March 4, 1997.
tax, federal, state, or local, from which
JUDITH T. TERRY
SOUTHOLD TOWN CLERK
PLEASE PUBLISH ON MARCH 13, 1997, AND FORWARD ONE (1) AFFIDAVIT
OF PUBLICATION TO JUDITH TERRY, TOWN CLERK, TOWN HALL, PO
BOX 1179, SOUTHOLD, NY 11971.
Copies to the following:
The Suffolk Times
Town Board Members
Town Attorney
Superintendent of Highways Jacobs
Town Clerk's Bulletin Board
INVITATION
TO BIDDERS:
CONSTRUCTION
OF A
SALT SAND
STORAGE FACILITY
SOUTHOLD TOWN
HIGHWAY DEPARTMENT
PECONIC LANE
PECONIC, NEW YORK 11958
JANUARY 7, 1997
ENGINEERING DEPARTMENT
INDEX TO SPECIFICATIONS:
BIDDING REQUIREMENTS
Invitation to Bid
Instructions to Bidders
Index to Drawings
Proposal Form
Statement of Non~Collusion
N.Y.S. Affirmative Action Certification
AIA Bid Bond
Offer of Surety
GENERAL CONDITIONS
A- 1 through A- 1
B - 1 through B - 3
C-lthroughC-1
D- 1 through D- 2
E - 1 through E- 2
F- 1 through F - 1
AIA Document #A310
G - 1 through G - 1
AIA General Conditions
Supplementary General Conditions
AIA Performance Bond
Maintenance Bond
General Release
Prevailing Wage Rates
Non-Discrimination Clause
Compliance with the Labor Law &
Other Dept. of Labor Regulations
DIVISION ONE - GENERAL REQUIREMENTS
Summary of Work
Applicable codes
Construction Facilities & Temporary Controls
Substitutions
DIVISION Two - SITE WORK
Site Preparation
Earthwork
DIVISION THREE - CONCRETE
AIA Document # A201
H - 1 through H - 2
AIA Document # A311
J - 1 through J - 2
K-lthroughK-1
L - 1 through L - xxxx
M - 1 through M - 2
N - 1 through N -8
1010- 1 through 1010 - 1
1080- 1 through 1080- 1
1500- 1 through 1500- 1
1600- 1 through 1600- 2
2100- 1 through 2100- 1
2200 - 1 through 2200 - 3
Concrete Work
DIVISION SIX - WOOD AND PLASTIC
Rough Carpentry
3000- 1 through 3000 -1
6100- 1 through 6100 - 2
DIVISION SEVEN - THERMAL & MOISTURE PROTECTION
Asphalt Roofing 7500 - 1 through 7500 - 1
DIVISION NINE - FINISHES
Painting
9900 - 1 through 9900 - 2
SALT SAND STORAGE FACILITY
INDEX TO DRAWINGS: ('SEE ATTACHED)
T- 1 TITLE SHEET
SP - 1 SITE PLAN
A- 1 FOUNDATION
A- 2 WALL SECTIONS
A- 3 DETAILS
A- 4 ELEVATIONS &
ROOF PLAN
DETAILS
SALT SAND STOI::~,GE FACILITY
INVITATION TO BID
PROJECT: SALT SAND STORAGE FACILITY - SOUTHOLD TOWN HIGHWAY DEPT.
PECONIC LANE, PECONIC, NEWYORK 11958
The Town Board of the Town of Southold will receive bids for furnishing all of the labor,
materials and equipment as specified for the construction of the Salt Sand Storage Facility
located at the Southold Town Highway Department on Peconic Lane, in accordance with
the Drawings & Specifications prepared by James A. Richter, R.A., Southold Town
Engineering Department, Peconic Lane, Peconic, New York.
Bids will be received at the office of the Southold Town Clerk, Southold Town Hall. 53095
Main Road, Southold, New York 11971, until 11:00 AM, Thursday, ~'~.~Z' ¢2 ~ 1997.
(
All specifications are provided herein: drawings to be attached.
A fee of twenty-five dollars ($25.00), cash or check, made payable to the Town of Southold
will be required for one (1) copy of the Contract Documents. There are no refunds.
This invitation to bid is not an offer and shall in no way bind the Town of Southold to award
a contract for performance of the project. Should the Town of Southold decide to award
a contract, it shall be awarded to the lowest responsible bidder.
The Town of Southold reserves the right to waive any informalities, and to reject any or all
bids, and to retain bids for 45 days from the date of receipt. The CONTRACTOR SHALL
NOT withdraw his bid during this period.
Bid Security in the form of a certified check or Bid Bond in the amount of 5% of the Base
Bid will be required of each bidder.
Performance and Payment Bonds in the amount of 100% of the Contract Price will be
required of the successful bidder.
Please advise if you intend to bid or not.
Dated:?~-~.~-/1997 BY ORDER OF THE SOUTHOLD
TOWN
BOARD
By:
Judith T. Terry
Southold Town Clerk
SALT SAND STORAGE FACILITY
A-1
INSTRUCTIONS TO BIDDERS
A. PROPOSALS
Proposals must be made in strict accordance with the "Proposal Form" provided. The
bidders shall write in ink, both in words & numerals, the price for which he proposed: to
furnish all materials, plant, equipment, tools, shoring or bracing, scaffolds, or other
facilities, & to perform all labor and services necessary for the proper completion of the
work in strict accordance with the plans and specifications, and subject at all times to the
approval of the Architect.
Each proposal must be signed in writing with the full name and address of bidder.
Proposals shall be addressed as indicated on Invitation for Bids and shall be delivered
enclosed in an opaque sealed envelope marked "Proposal" bearing title of work, and
Bidders Name.
No proposal shall be considered which has not been received by the Southold Town Clerk
prior to the hour and date stated.
B. PROPOSAL GUARANTY
A proposal will not be accepted or considered unless accompanied by a guaranty in the
form of a bid bond or certified check in the amount of 5% of the total bid, payable to the
Town of Southold.
As soon as the proposal prices have been compared, the Owner shall return the bidder's
bond or the certified checks accompanying such proposals as, in his judgement, would not
likely be involved in making the award. All other proposal quantities will be held until the
contract and contract bond have been executed after which they will be released or
returned to the respective bidders whose proposals they accompanied.
C. OMISSIONS AND DISCREPANCIES
Bidders should carefully examine the drawings and specifications, visit the site of work, and
fully inform themselves of all conditions and matters which can in any way affect the work
or the cost thereof. Should a bidder find discrepancies in or omissions from the drawings,
specifications, or other documents or should he be in doubt as to their meaning, he should
at once notify the Architect who may issue a written instruction to all bidders.
SALT SAND STORAGE FACILITY
B-1
D, PUBLIC OPENING OF PROPOSALS
Proposals will be opened and read publicly at the time and place indicated in the Invitation
for Bids. Bidders, there authorized agents, and other interested parties are invited to be
present.
E. AWARD OF CONTRACT
Award of contract will be made as soon as practical, a contract may be awarded to a
responsible bidder other than the lowest money bidder, if it is in the best interest of the
Town. No bid may be withdrawn after scheduled closing time for receipt of bids for a
period of 45 days pending execution of a contract by successful bidder. The competency
and responsibility of the bidder and his sub-contractors will be considered in making the
award. The Town reserves the right to waive any technical error, to accept any bid, or to
reject any or all bids. The contract form will be the current edition of AIA Document A101
"Standard form of Agreement between Owner and Contractor (Stipulated Sum)".
The Town will either award the project or reject all proposals received within forty-five (45)
days after the formal opening of proposals. The acceptance of a proposal will be a notice
in writing signed by the Town Clerk and no other act shall constitute the acceptance of a
proposal.
The acceptance of a proposal shall bind the successful bidder to execute the contract and
to deliver separate performance and payment bonds made by a Surety Company, as
stipulated herein. The amount of the bonds shall not be less than one hundred percent
(100%) of the contract price of the work.
F. WITHDRAWALS OF PROPOSALS
Any bidder upon his or her authorized representative's written request presented not later
than the hour set for the opening thereof, will be given permission to withdraw his proposal.
At the time of opening the proposals, when such proposals are reached, it will be returned
to him unread.
G. REJECTION OF PROPOSALS
The Town reserves the right to waive any technical error and to reject any and/or all
proposals. Without limiting the generality of the foregoing, any proposal which in
incomplete, obscure, or irregular may be rejected; any proposal accompanied by an
insufficient or irregular certified check or bidder's bond bay be rejected, any proposal
having interlineation, erasure or corrections may be rejected.
SALT SAND STORAGE FACILITY
B-2
H. PLANT & EQUIPMENT
The bidder shall state in his bid that be has available or under his control, plant and
equipment of the character and in the amount required to complete the proposed work
within the specific time.
I. TIME FOR EXECUTION OF CONTRACT
Any bidder whose proposal shall be accepted will be required to appear before the Town
in person; or if a firm or corporation, a duly authorized representative shall so appear, and
execute six (6) copies of the Contract and furnish satisfactory Performance and Payment
Bond within ten (10) days after notice that the Contract has been awarded to him. Failure
to execute Contract shall constitute a breach of the agreement effected by the acceptance
of the Proposal.
The damages to the Town for such breach will include loss from interference with his
construction program and other items, the accurate amount of which it will be difficult or
impossible to compute. The amount of the certified check or bidder's bond accompanying
the Proposal of such bidder shall be retained by the Town, not as a penalty, but as
liquidated damages for such breach. In the event any bidder whose proposal shall be
accepted shall fail or refuse to execute the Contract as herein before provided, the Town
may, at there option, determine that such bidder has abandoned the Contract, and
thereupon, his proposal and acceptance thereof shall be null and void, and the Town shall
be entitled to liquidated damages as above provided.
J. TIME LIMIT TO COMMENCE AND COMPLETE WORK
The contractor shall commence work within ten (10) calendar days after the date stipulated
in the notice to proceed which was given to him by the Town of Southold and shall
complete the work within the calendar day limit as set forth by him in his Proposal, but not
more than ninety (90) working days.
SALT SAND STORAGE FACILITY
B-3
PROPOSALFORM
DATE:
NAME OF BIDDER:
TO:
SOUTHOLD TOWN BOARD
TOWN HALL - 53095 MAIN ROAD
SOUTHOLD, NEWYORK 11971
MEMBERS OF THE BOARD:
The undersigned as bidder, declares that the only persons, company, or parties interested
in this proposal as principals are named below; that this proposal is made without any
connection, directly or indirectly with any other bidder for the same work; that it is in all
respects fair and without collusion or fraud, and that no person acting for or employed by
the aforementioned owner is or will be interested directly or indirectly, in the performance
of the contract, or the supplies relating to it, or in any portion of the profit thereof; that he
has carefully examined the contract documents dated: JANUARARY 7, 1997, including
bidding requirements, contract, general and special conditions, specifications, contract
drawings, and addenda, if any (Note: acknowledgement of addenda and their dates must
be included as indicated on bottoM page); that he has satisfied himself by personal
examination of the proposed work, and by such other means as he may have chosen, as
to the conditions and requirements of the work; and he proposed and agrees that if his
proposal be accepted he will contract to furnish all materials not provided by the Town (See
Specifications) and to perform all the work required to construct, perform and complete the
work at:
TOWN HIGHWAY SALT SAND STORAGE FACILITY
PECONIC LANE, PECONIC, NEWYORK 11958
and all other work in connection therewith, in accordance with the contract documents and
addenda, if any, prepared by James A. Richter, R.A., Southold Town Engineering
Department, Peconic Lane, Peconic, New York 11958, and shall comply with all the
stipulations contained therein and will furnish the required Performance Bond; and that he
will start the work as directed by the Town, he will accept, in full payment thereof as listed
below:
SALT SAND STORAGE FACILITY
FURNISH AND CONSTRUCTA ONE STORY POLE BARN FOR USE ASA SALT
SAND STORAGE FACILITY. THE SIZE OF THE FACILITY SHALL BE AS
INDICATED ON THE PLANS AND SHALL HAVE A WOOD TRUSS ROOF
CONSTRUCTION. THE CONTRACTOR SHALL PROVIDE ALL EXCAVATIONS &
BACKFILL MATERIAL AND SHALL FURNISH ALL LABOR & MATERIALS TO
CONSTRUCT THE PROJECT IN ACCORDANCE WITH THE CONTRACT
DOCUMENTS. THE ABOVE REFERENCED ACTIVITIES WILL BE COMPLETED
FOR THE STIPULATED "LUMP SUM" OF:
(written in words)
(written in numbers)
And he further agrees that if this proposal shall be accepted by the Town and that if he
shall refuse, fail or neglect to enter into a Contract pursuant to such proposal and to the
requirements of the Town and shall fail to give the required security within the ten (10) days
after notice of the acceptance of said proposal, shall have been deposited in the mail
addressed to him at the address given in the proposal, that he shall be considered to have
abandoned the contract and the sum represented by the certified check accompanying this
proposal shall be forfeited to the Town as Liquidated damages; otherwise the certified
check shall be returned to the bidder within forty-five (45) days after the date of receiving
the bids.
We the undersigned, further agree that this proposal is a formal bid and shall remain in
effect for a period of forty-five (45) days, the Town will accept or reject this proposal or by
mutual agreement may extend this time period.
Signature of Bidder:
Business Address:
Telephone Number:
Date:
SALT SAND STORAGE FACILITY
D-2
STATEMENT OF NON-COLLUSION
(To be completed by each Bidder)
In accordance with Section 103-d General Municipal Law, effective September 1, 1966, every bid or proposal
hereafter made to a political subdivision of the State of any public department, agency, or official thereof or
to a fore distdct or any agency or official thereof for work or service'.', p(.~rformc, d or to be p~rfc, r~od or 9oods
sold or to be sold, shall contain the following statement subscribed to by the bidder and affirmed by such
bidder as true under the penalties of perjury; non-collusive bidding certification.
By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and
in the case of a joint bid, each party thereto certifies as [o its own organization, under penalty of
perjury, that to the best of knowledge and belief:
(1) The prices in this bid have been arrived at independently without collusion, consultation,
communication, or agreement, for the purpose of restricting competition, as to any matter
relating to such prices with any other bidder or any competitor.
(2) Unless otherwise required by law, the prices which have been quoted in this bid have not
been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior
to opening, directly or indirectly, to any other bidder or to any competitor
(3) No attempt has been made or will be made by the bidder to induce any other person.
partnership, or corporation to submit or not to submit a bid for the purpose of restricting
competition.
The person signing this bid or proposal certifies that he has fully informed himself regarding the
accuracy of the statements contained in this certification, and under the statements contained in this
certification, and under the penalties of perjury, affirms the truth thereof, such penalties being
applicable to the bidder, as well as the person signing in its behalf.
That attached hereto (if a corporate bidder) is a certified copy of resolution authorizing the execution
of this certificate by the signature of this bid or proposal on behalf of the corporate bidder.
RESOLUTION
Resolved that
be
(Name of Corporation)
authorized to sign and submit the bid or proposal of this corporation for the following Project:
Construction of a Salt Sand Storage Facility @ Southold Town Highway
Department. Peconic Lane, Peconic, NewYork 11958
and.to include in such bid or proposal the certificate as to non--collusion required by section one-hundred-three-d
(103-d) of the General Municipal Law as the act and deed of such corporation, and for any inaccuracies or mis-
statements in such certificate this corporate bidder shall be liable under the penalties of perjury.
The foregoing is true and correct
copy of the resolution adopted by
corporation at a meeting of the
Board of Directors, held on the
day of ,19 __
(SEAL OF THE CORPORATION)
Laws of New York, 1969
Ch, 751, Sec. 103-d, as amended
effective September 1, 1965
SALT SAND STORAGE FACILITY
(Signature)
E-1
NEW YORK STATE AFFIRMATIVE ACTION CERTIFICATION
(TO BE COMPLETED BY EACH BIDDER)
Bidder's Certifications:
A bidder will not be eligible for award of a contract under this invitation for Bids unless such
bidder has submitted as a part of its bid the following certification, which will be deemed
a part of the resulting contract:
BIDDER'S CERTIFICATION
(Bidder)
Certifies that:
1. it intends to use the following listed construction trades in the work underthe contract
; and,
as to those trades set forth in the preceding paragraph one hereof for which
it is eligible under Part 1 of these Bid Conditions for participation in the
Nassau-Suffolk County Plan it will comply with the said County area within
the scope of coverage of that Plan, those trades being:
; and/or,
as to those trades for which it is required by these Bid Conditions to comply
with Part II of these Bid Conditions, it adopts the minimum minority man4
power utilization goals and the specific affirmative action steps contained in
said Part II, for all construction work (both state and non-state) in the afore-
mentioned area subject to these Bid Conditions, these trades being:
; and,
it will obtain from each of its subcontractors and submit to the contracting or
administering agency pdor to the award of any subcontractor under this contract the
subcontractor certification required by these Bid Conditions.
(Signature of Authorized Representative of Bidder)
SALT SAND STORAGE FACILITY
F-1
THE AMERICAN INSTITUTE OF ARCHITECTS
.,',t~, Documet~t A31~
Bid Bond
KNOW ALL MEN BY THESE PRESENTS, thatwe
as Principal, hereinafter called the Principal, and
a corporation duly organized under the laws of the State of
as Surety, hereinafter called the Surety, are held and firmly bound unto
as Obligee, hereinafter called the Obligee, in the sum of
Dollars (S ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for
NOW, THEREFORE, if the Oblige~ shall accept the bid of the Principal and the Principal shall enter into a Contract
with the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding
or Contract Oocuments with 8ood and sufficient surety for the faithful performance el su~:h Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the ~vent el the failure of the Principal to enter
such Contract and 8ire such bond or bonds, if the Principal shall pay to the Obli$~e the difference not to exceed the penalty
hereof be~veen the amount specified in said bid and such larger amount for which the Obli~,ee may in 8ood faith contract
with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and sealed this
day of 19
(WitnessJ
fPrinclpalJ (Seal)
(Tide)
(5urety) (Sea/)
(Title)
(Witness)
AIA DOCUMENT A31e · BIO BONO · AIA ~ · FEBRUARY 1970 ED · THE AMERICAN
INSTITUTE OF ARCHITECTS, 173S N.Y. AVE., N.W., WASHINGTON, O.C. 2000~
OFFER OF SURETY
(To be completed by Each Bidder)
In the event the above proposal is accepted and the undersigned is awarded the Contract
for the work, the undersigned offers as surety for faithful performance, bond and/or bonds
to protect labor and material men, the following surety:
SURETY COMPANY
Signed:
(Bidder)
CERTIFICATE OF SURETY to be signed by a duly authorized official, agent or attorney
of the Surety Company.
tn the event that the above Proposal is accepted and the contract for the work is awarded
to said the
(Bidder's Name) (Surety Company)
will execute the Surety Bonds as herein-before provided.
Signed:
Authorized Official, Agent or Attorney
Date:
IMPORTANT:
THIS PAGE MUST BE FILLED OUT WHEN CERTIFIED CHECK IS
SUBMITTED IN LIEU OF BID BOND, OR BID MAY BE REJECTED.
SALT SAND STORAGE FACILITY
G-1
T H E A M E R I C N I N S T I T U T E O F :~ R C H ~ T E C 7
AIA Document A201
General Conditions of the Contract
for Construction
THIS DOCUMENT HAS LtlPORTA.VT LEGAL CONSEQUE.¥CES: CO,x. TLZ TATIO.\'
1987 EDITION
TABLE OF ARTICLES
1. GENERAL PROVISIONS
2. OWNER
3. CONTRACTOR
4. ADMINISTRATION OF THE CONTIL~CT
5. SUBCONTtL. kCTORS
6. CONSTRUCTION BY OWNER OR BY
SEPARATE CONTIL~CTORS
7. CHANGES IN THE WORK
8. TIME
9. PAYMENTS .~ND COMPLETION
10. PROTECTION OF PERSONS .~ND PROPERTY
1 I.INSUR.kNCE .MND BONDS
12. UNCOVERING .~ND CORRECTION OF WORK
13. MISCELL.kNEOUS PROVISIONS
14. TERMINATION OR SUSPENSION OF THE
CONTRACT
This document h~ been approved and endorsed by the :~ssocmted General Contractors of Am¢rica.
A201-1987 1
INDEX
Acceptance of Nonconforming Work ....... 9.6.6.9.9.3, 12.3
Acceptance of Work ......... 9.6.6, 9.8.2.9.9.3, 9. lO. i, 9103
Access to Work .................. '~.16, 6.2.i, 12.I
Accident Prevention 4.2.3. 10
Acts mad Omissions . 3.2.I,3.2.2,3.3.2.3.I2.8.3.18,4.2.3,4.3.2.
Agditional Cost. Claims for ....... 4.3.6, 4.3.7, 4.3.9, 6. L1.10.3
Additional Inspections mad Testing ..... 4.2.6.9.8.2. 12.2.1, 13.5
Additional Time. Claims for .......... 4.3.6, 4.3.8, 4.3.9, 8.3.2
ADMINISTRATION OF THE OON~CT .... 3.3.3.4,9.4.95
Aesthetic Effect 4.2:13, 4.5.1
Allowances 3.8
All-risk Insurance 11.3 I. I
Applications for Payment :. 4.2.5, 7.3.7, 92.9.3, 9.-~. 95,1.9.6.3,
Approvals . . 2.,~.3.33,3.5,3.10.2,3.12,4througi~312.8,3.i8.3,
Arbitration -+.1 ~. 4.3.2. 4.3.4. ~.4.4.4,5,
Architect 4,1
Architect. Definition of 4.1.1
Arcfiitect. Extent of Authority 2.4.312.6. -~.2, 4.3.2.4.3.6,
Architec,'. Limitations of Authority m~d Responsibility 35.3, 3.12.8.
Architect s Additional Services and Expenses 2.4.98.2.
Architect's Administration of the Contract 4.2, 4.36,
9.92. 910. I. I35
9.8.2, 9.92, 9. I0 I. 135
Award of SuDcontracts and Other Contracts for
Portions of the Work 5,2
Basic Definitions 1.1
Bidding Requirements t 1.I. 1.1.7.52.1. tl.~l
Boiler and Machinery Insurance 11.3.2
Bonds, Lien 9102
Bonds, Performance and Payment 73o-L 9 I0.3, I [ .39, t l ~
2 A201-1987
CONTRACTOR ..... 3
Conzr=c~or, Definition of 3.1, 6.
Contractor's Construction Schedules 3.10,6.! ~
Contrac[or's Employees .... 3.3.2, 3.4.2, 38. l, 3.9, 3i8.
Contractor's Liability Insurance 11.1
and Owner's Forces .... 2.2.6.312.5.3 1~.2.4.2.4. o I22.5
6.1.1.62.3,63.-333,-3o.-3-.9- 98.2.9.10.2.[i.5.1.2.
Cutting and Patching 3,14, 6.2.0
Damages for De~ay 0.1.1.8.33.9516.97
Decisions to Withhold Certification 9.5, 9- [ ~ i I 5
Delays and Extensions of Time *.5 1. ~.3 8 1. ~ 5 8.2.
insurance. Soilet and Mac~ine~ 11.3.2
INSURANCE AND BONDS ) ~
A201-1987 3
Limitations of Liability . 2.3, 3.2.1,3.51, 3.73, 3.12.8, 3.12.1 I,
Limitations ot Time. General 2.2. I. 2.2.4.3.2.1.3.73,
Limitations of Time. Specific ...... 2.12.2.2.1.2.~. 3.10. 3.11.
LOss of Use Insurance 11.3.3
931, 9312. 93.3, 9..+.2. 9.65.9.10-~
Mutual Responsibility 6.2
Nonconforming Work, Acceptance of 12.3
Owner's Right to Perform Construction and to
Award Separate Contracts 6.1
Owners Right to Stop the Wod( 2.3, ~.3.7
Owner's Right to Suspend the Work t43
Owners Paght to Terminate the Contract ........ 14.2
Ownership and Use of Architect's Orawings, Specifications
and Other Documents 1. I. 1,1,3, 2.2.5, 5.5
Partial Occupency or Use 9.6.6.9.9, ti31I
Patching, Culling and 3.14, 6.2.0
Patents, Royalties and 3,17
Payment, Applications for 42.5.92.9.3, 9 ~.
Peymect. Certlflcalea for .~.2.5.4.2.% 93.3.9.4.. 95.
Psyment, Failure ot 4.3.7, 95.1.3.
Payment. Final 4.2.i.4.2.9.4.32.435,910.1I 1.2.
Payment Bond, Performance Bond and 7 3.6~,
Payments. Progress 4.3.~. 93, 90.
PAYMENTS AND COMPLETION 9,
Payments to Subcontractors 5~.2.951.3,
90.2. 96.3 90,~. 1138. 14.2.12
Performance Bond and Payment Bond - 36.4.
Permits, Fees and Notices 2.2.3.3.7, 3 l 3, -.3.6.~, 10.22
PERSONS AND PROPERTY, PROTECTION OF 10
Potychlorin~ted Biphenyl I O. 1
Product Data and Samples, Shop Drawings 3 1 i, 3.12, 4.2.-
P~ogrese and Completion 42.2. ~.5~, 8.2
Progress Paymenta 434.93,
4 A201-1987
Suspension by the Owner for Convenience 14.3
Termination by the Contractor 14.1
Termination by the Owner for Cause 5 ~ [ 14.2
TERMINATION OR SUSPENSION OF THE CONTRACT 1~
TIME 8
UNCOVERING AND CORRECTION OF WORK 12
A201-1987 5
GENERAL CONDITIONS OF THE CONTRACT FOR CONSTRUCTION
ARTICLE 1
GENERAL PROVISIONS
1.1 BASIC OEF~NITIONS
1.1.1 THE CONTRACT DOCUMENTS
The Contract Documents consist of the Agreement between
Owner and Contractor (hereinafter the Agreement), Conditions
of the Contract (General. Supplementary and other Conditions).
Drawings, Specifications. addenda issued prior to execution of
the Contract, other documents I~ted in the Agreement and
Modifications ~ssued :fflet execution of the Contract. A Modifi-
cation is (1) a written amendment to the Contract signed by
both parties, (2) a Change Order, (3) a Construction Change
Directive or (q-) a written order for a minor change in the Work
issued by the .~-chitect. Unless specifically enumerated m the
Agreement. the Contract Documents do not include other
documents such as bidding requirements (advertisement or
invtration to bid, Instructions to Bidders, sample forms, thc
Contractor's bid or pomons of addenda relating to bidding
requirements).
1.1.2 THE CONTRACT
The Contract Documents tbrm flue Contract for Constmction.
The Contract represents the entire and integrated agreement
between the parties hereto and supersedes prior negotiations.
representations or agreements, either written or oral. The Con-
tract may be amended or modified only by a Modification. The
Contract Documents shall not be construed to create a contrac-
tual relationship of any kind ( 1 ) betwveen the Architect and Con-
tractor. (2) between the Owner and a Subcontractor or Sub-
subcontractor or 13) between any persons or entities other than
the Owner and Contractor. The .~chitect shall, however, be
entitled to performance and enforcement of obligations under
the Contract intended to facilitate performance of the
Architect's duties.
1.1.3 THE WORK
The term "Work' means the construction and services
required by the Contract Documents, whether completed or
partially completed. ,'md includes all other Iabor, materials.
eqmpmeot and services provided or to be provided by the
Contractor to fulfill the Contractors obligations. The Work
may constitute the '3,'hole or a part of the Project.
1.1.4 THE PROJECT
The Proiect ~ the total construction of which the Work per-
Formed under the Contract Documents may be the whole or a
part and which may include construction by the Owner or by
separate contractors.
1.1.5 THE DRAWINGS
merit, construction systems, standards and workmanship for
the Work, and performance of rct:~t-d ~crvices.
1.1.7 THE PROJECT MANUAL
The Proiect Manual is the volume usually ~ssembied for the
Work which may include the bidding requirements, sample
forms, Conditions of the Contract and Specifications.
1.2 E~(ECUTION, CORRELATION AND INTENT
1.2.1 The Contract Documents shall be signed by the Owner
and Contractor as provided in tine Agreement. If either the
Owner or Contractor or both do not sign all the Contract
Documents, the Architect shall identify such unsigned Docu-
ments upon request.
1.2.2 Execution of the Contract by the Contractor is a repre-
sentation char the Contractor has ,,'isited the site, become famil-
iar with local conditions under which the Work is to be per-
formed and correlated personal observations with require-
ments of the Contract Documents.
1.27 The inceot of the Contract Documents is co include all
items necessary for the proper execution and completion of the
Work by the Contractor. The Contract Do~ments are comple-
mentary, and what is required by one shy be as binding as if
required by all: performance by the Contractor shall be
required only to the extent consistent with the Contract Docu-
mencs and m-~onably inferable from them as being necessary.
to produce the intended results.
1.2.4 Organization of the Specifications into divisions, secnons
and articles, and arrangement of Drawings shall not control the
Contractor in dividing the Work among Subcontractors or in
estabilshthg the extent of Work to be performed by any trade.
1.2.5 Unless otherwise stated in the Contract Documents.
words which have well-known technical or construction indus-
try, memumgs are used in the Contract Documents in accord-
ance with such recognized meanings.
1.3 OWNERSHIP AND USE OF ARCHITECT'S
DRAWINGS, SPECIFICATIONS AND OTHER
DOCUMENTS
1.3.1 The Drawings, Specifications and other documents
prepared by the Architect are instruments of the Architect's
service through which tine Work to be executed by the Con-
tractor is described. The Contractor may retain one contract
record set. Neither the Contractor nor any Subcontractor. Sub-
subcontractor or materml or equipment supplier shall own or
claim a copytight in the Drawings, Specifications and other
documents prepared by the .~'chitect. and unless otherwise
indicated the Architect shall be deemed the author of them and
wrll ret:un all common law. statutoO' and other reserved rights.
tn addition to the copyright. All copies of them. except the
Contractor's record set. shall be returned or suitably accounted
ti.)r to the Architect, on request, upon completion of the Work.
The Drawings, Specifications and other documents prepared
by the Architect. :md copies thereof furnished to the Contrac-
tor. are for use Solely with respect to this Proiect. They are not
to be u,sed by the Contractor or any Subcontractor. Sub-
subcontractor or material or equipment supplier on other prol-
ecrs or for additions to this Proiect outside the scope of the
6 A201-1987
Work without the specific written consent of the Owner and
Architect. The Contractor, Sul0contmctors, Sub-subcontractors
and material or equipment suppliers are granted a Limited
license to use and reproduce applicable por[inus of the Draw-
ings, Specifications and other doctunents prepared by the
Architect appropriate to and for use Ln the execution of their
Work under the Contract Documents. ,~Jl cop~es made under
this Iicense shall bear the statutory copyright notice, if any,
shown on the Drawing5, Specifications and other documents
prepared by thc Architect. Submittal or dismbution to meet
official regulatory requirements or for other purposes in con-
nection with this Project i5 not to be construed as publication
in derogation of the Architect's copynght or other reserved
rights.
1.4 CAPITALIZATION
1.4.1 Ten'ns capitalized in thc~e General Condkions include
those which are (I) specificalD defined, (21 the cities of num-
bered m:cicie_~ ~nd identified ret~:rcncc~ to Pm"~graphs, Subpara-
graphs and Clauses in the document or (3) the dries of other
documents published by the Arnerican institute of &rchitects.
1.5 INTEI=IPRETATION
1.5.1 In the ~nterest of Brevity the Contract Documents fre-
quently omit modifying words such as "all" and ~any" and arti-
cles such as "the" and "an," but the fact that a modifier or an
article is absent from one statement and appem's in another is
not intended to affect the interrelation of either statement.
ARTICLE 2
OWNER
2.1 DEFINITION
2.1.1 The Owner is the pers(m or cnnty idencified as such in
the Agreement and is referred ~o ihroughout the Contract
Documents ~ if singular in number. The ierm "Owner" means
the Owner or the Owner's authorized representanve.
2.1.2 Thc Owner upon reasonable written request shall furnish
[o the Contractor m writing information '~'thch is necessary and
relevant 1bt the Contractor :o ev'zluate, g~ve nonce of or
enforce mechanic's lien rights. Such informarinn =hall include a
correct statement of the record legal title to [he property on
which the Project is located, usually referred to ~ the site. and
the Owner's interest therein at the m-ne of execution of the
Agreement and, within five days a~er any change, intbrmarion
of such change in title, recorded or unrecorded.
2.2 iNFORMATION AND SERVICES
REQUIRED OF THE OWNER
2.2.1 The Owner shall, at the request of the Contrac:or, prior
to execution of the Agreement and promptly from twne to twne
there'after, furnmh to the Contractor reasonable evidence that
financial arrangements have been made to fultfil the Owner s
obliganons under the ComracL [Note: Otless sutJ2 rea~'onahie
et'ideate wure j}~rnished on requext prior to the execuoon o/
2.2.2 Tine Owner shall furnish sur~'¢ys describthg physical
2.2.3 Except for pen-nits and fees which are the responsthilitv
ments and charges required for construction, use or occupancy
of permanent structures or for permanent changes in ex~snng
faczlines.
2.2.4 Information or services under the Owner's control shall
be furnished by the Owner with reasonable promptness ~o
avoid delay in orderly progress of the Work.
the Contractor will be furnished, free of charge, such copies of
2.2.6 The foregoing are in addition to other duties and respon-
sibilities of the Owner enumerated herein and especially those
in respect to Article 6 (Construction by Owner or By Separate
Contracmts), Article 9 (Payments and Completion) and Article
~ I (Insurance and Bonds).
2.3 OWNER'S RIGHT TO STOP THE WORK
2.3.1 If the Contractor finis to correct Work which is not in
accordance with the requirements of the Contract Documents
a.s required by P:zragmph 12.2 or persistently Dais to carry out
Work in accordance with the Contract Documents, the Owner.
by written order signed personally or by an agent specifically so
empowered by the Owner ~n writing, may order the Contrac-
tor to stop the Work. or any portion thereot, untd the cause for
such order has been eliminated; however, the right of the
Owner to stop the Work shall not g~ve rise to a duty on the part
of the Owner to exercise this right for the benefit of the Con-
tractor or any other person or enmy, except :o the extent
required by Subparagraph 6.1.3.
2.4 OWNER'S RIGHT TO CARRY OUT THE WORK
2.4.1 if the Contractor dethults or neglects to carry out the
Work in accordance with the Contract Documents and falls
default or neglect with diligence and prompmess, the Owner
may after such seven-day period g~ve [he Contractor a second
seven-day period, if thc Contractor within ~uch second aeven-
day period after recmpt of such second notice fails to corn-
Change Order shall be issued deducting from payments then or
c~enc~es, including c{hmpensanon for the Architect s additional
services and expenses m:zde necessary by such detault, neglect
or Dalure. Such action by the Owner and amounts charged to
ARTICLE 3
CONTRACTOR
3.1 DEFINITION
A201-1987 7
3.2 REVIEW OF CONTRAC~ DOCUMENTS AND
FIELD CONDITIONS BY CONTRACTOR
3.2.1 The Contractor shall ~lrefuJly study and compare the
Contract Documents with ~'ch other and with information
furnished by the Owner pursuant to Subparagraph 2.2.2 and
shall at once report to the Architect errors, incoflststencies or
omissions discovered. The Cootractor shall not be liable to the
Owner or )aThitect for damage resulting from errors, inconsis-
tencies or omissions in the Contract Documents unless the
Contractor recognized such error, inconsistency or omission
and knowkngly faded to report it to thc Mchitect. If the Con-
tractor performs any construction activity knowing it involves
a recognized error, inconststency or omkssion in the Contract
Documents without such notice to the Architect, the Contrac-
tor shaft assume appropriate responsibility for such perfor-
mance and shall bear an appropriate amount of the attributable
costs tbr correction.
3.'&2 The Contractor shall take field measurements and verify
field conditions and shad carefully compare such field mea-
surements and conditions and other infi)rmation known to the
Contractor with thc Contract Documents be~tk)re commencing
activities, Errors, inconsistent;es or omissions discnvered shall
be reported to the Architect at once.
3,2,3 The Contractor shall perform ~he Work in accordance
with the Commct Documents and submittals approved put
suant to Paragraph 3.12.
3.3 SUPERVISION AND CONSTRUCTION PROCEDURES
3.3.1 The Contractor shall supervise and direct the Work.
using the Contractors best skill and attention. The Contractor
shall be solely responsibIe for and have control over construe-
and lk)r coordinating all portions of the Work under the Con-
nons concerning these matters.
WARRANTY
3,5,1 The Contractor warrants to the Owner and Architect that
materials and equipment 0arntshed under the Contract v-Ltl be
of good quality and new unless otherwise required or permit-
md by the Contract Documents, that the Work will be free
from deli:ets not inherent in the quality required or permitted,
and that the Work will conform with the requirements of the
Contract Documents. Work not conforming ~o these require-
ments, including substitutions not properly approved and
authorized, may be considered defecrive. The Contractor's
warranty excludes remedy for damage or defect caused by
abuse, modifications not executed by the Contractor, improper
or insufficient maintenance, improper operation, or normal
wear and tear under normal usage. If required by the Architect.
the Contractor shall I~rnish satisfactory evidence as to the kind
and quality of materials and equipment.
3.6 TAXES
3.6.1 The Contractor shall pay sales, consumer, use and similar
taxes for the Work or portions thereof provided by the Con- .
tractor which are legally enacted when bids are recmved or
negotianons concluded, whether or not yet effecnve or merely
scheduled to go into effect.
3.7 PERMITS, FEE~ AND NOTICES
3.7.1 Unless othe~qse provided in [h~ Contract Documents,
the Contractor shall secure and pay for the building permit and
other permits and governmen£al fees. Iicenses and inspections
necessary for proper execut:on and completkm of the Work
which are customarily secured after execution of the Contract
and whicPl are legally required when bids are received or nego-
tiations concluded.
3.7.2, The Contractor shall comply with and ewe notices
required by laws. ordinances, rules, rcgulatitms and lawful
orders of public authorities bearing on pertbrmance of thc
Work.
3.7.3 [c is not the Contractor's responsibility to ascertain that
the Contract Documents are in actor 'dance with applicable
laws. statutes, ordinmqces, building codes, and rules and regula-
tions. However. if the Contractor observes that portions of the
shall prompdy notit},' the Architect and Owner in writing, and
necessary changes shall be accomplished by appropriate
Sh ~dification.
3,7.4 If the Contractor performs Work knowing it to be con-
the Contractor shall assume full responsibility for such Work
and shall bear the attributable costs.
3.8 ALLOWANCES
3.8.1 The Contractor shall include in the Contract Sum all
by allowances shall be supplied fi)r such amounts and fly such
.1 materials and equipment under an alk>wance shall bt:
selected prompdy by the Owner to aw>id delay in the
materials and equipment delivered at the site and all
required taxes, less applicable trade discoums:
8 A201-1987
the Contract Sum shall be adjusted accordingh'
3.12.5 The Conrmc:or sh2J] review approve and submit [o [he
Architect Shop gr2~-LrlgS, Produc: D212. Sampi~ and 5lfrdJ2r
A201-lg87 9
not be tmreasormbiy withheld. The Contractor shall not unrea-
sonably withhdid from the Owner or a separate contractor the
3.15 CLEANING UP
3.15.1 The Contractor shall keep the premises and surround-
ing area free from accumulation of waste materials or rubbish
caused by operations under the Contract. At completion of the
Work the Contractor shall remove from and about the Project
equipment, machinery and surplus materials.
3.15.2 If the Contractor f"mls to clean up as provided in the
thereof shaft be charged to the Contractor.
3.16 ACCESS TO WORK
3.16.1 The Contractor shall provide the Owner and Architect
3.17 ROYALTIES AND PATENTS
3.17.1 The Contractor shall pay all royalties a. nd license fees.
The Contractor shall defend suits or claUns for infringement of
patent rights and shall hold the Owner and Architect hanmless
son to believe that the required design, process or product is an
~nfringement of a patent, the Contractor shall be responsible for
such loss unless such information is promptly flarnished to the
3.18 INDEMNIFICATION
3.18.1 To the fiallest extent permitted by law. the Contractor
shall indemnifT and hold harmless the Owner, Architect,
feet's consultants, and agents and employees of any of them
from and against clan'ns, damages. Iosses and expenses, includ-
ing but not limited to attorneys' fees, arising out of or resulting
from performance of the Work. provided that such claun, dam-
age. loss or expense is attributable to bodily inlury, sickness,
disease or death, or to injury to or destruction of tangible prop-
erty (other than the Work itseifl including loss of use resulting
anyone directly or indirectly employed by them or anyone for
whose acts they may be liable, regardless of whether or not
such clmm. damage, loss or expense is caused in part by a party
indemnified hereunder. Such obligation shall not be construed
to neg,.re, abridge, or reduce other rights or obligatinns of
indemnity which would otherwise exist a.s to a party or person
described in this Paragraph 318.
3.18.2 [n clmms agmnst any person or enuty indemnitied
under this Paragraph 318 by an employee of the Contractor. a
or anyone for whose acts they may be liable, the indemnifica-
tion obligation under this Paragraph 3.18 shall not be limited by
benefi~ payable by or tbr thc Contractor or a Subcontractor
3.18.3 The obligations of the Contractor under this Paragraph
318 shall not extend to the lianility of the Mchitect. the
tect's consultants, and agents and employees of any of them
arising out of(l) the prepa~uon or approval of maps, drawings,
opiraons, reports, surveys. Chmlgc Otclcrs, design,s or specifica-
tions, or (2) the giving of or the failure to give directions or
instmcnons by the Architect. the Architect's consultants, md
agents and employees of any of them provided such giving or
failure to give is the primary, cause of the unjury or damage.
ARTICLE 4
ADMINISTRATION OF THE CONTRACT
4.1 ARCHITECT
4.1.1 The Architect is the person law~ily licensed to practice
architecture or an entity law~ily practicing architecture iden-
tified as such in the Agreement and is referred to throughout
the Contract Documents as if singular in number. The term
"Architect" means the Architect or the Architect's authorized
representanve.
4.1.2 Duties, responsibilities and limitations of authority of the
Architect as set forth in the Contract Documents shall not be
restricted, modified or extended without written consent of the
Owner, Contractor and 3.rchirect. Consent shaft not be unrea-
sonably withheld.
4.1.3 In case of termination of employment of the Architect,
the Owner shall appoint an architect against whom the Con-
tractor makes no reasonable objection and whose status under
the Contract Documents shaJl be that of the former architect.
4.1.4 Disputes arising under Subparagraphs 4. I.2 and 4.1.3
shall be subiect to arbitration.
4.2 ARCHITECT'S ADMINISTRATION
OF THE CONTRACT
4.2.1 The Architect will provide administration of the Contract
as described in the Contract Documents. and will be the
Owner's representative (1) during constrx~ction, (2) until Final
payment is due and (3) with the Owner's concurrence, from
tn'ne to time during the correct,on period described in prom-
graph 12.2. The Architect will advise and consult with the
Owner. The Architect will have authority to act on beh~f of the
Owner only to the extent provided in the Contract Documents,
unless otherwise modified by written instrument in accordance
with other provisions of the Contract.
4.~.2 The Architect will visit the site at intervals appropriate to
the stage of construction to become generally Familiar with the
progress and quality of the completed Wo~ and to determine
in general if the Work is being performed in a manner indicat-
ing that the Work. when completed, will be in accordmqce with
the Contract Documents. However, the .krchitect will not be
required to make ex.haustive or continuous on-site inspections
to check quality or quannty of the Work. On the basis of on-
site observations as an architect, the Arcfiitect v-ill keep the
Owner informed of progress of the Work. and will endeavor to
guard the Owner agmnst defects and deficiencies in the WorR.
~.2.3 The Architect will not have control over or charge of and
will not be responsible for construct/on means, methods,
techniques, sequences or procedures, or for safety precauuons
and programs tn connection with the Work. since these are
solely the Contractor's responsibility as provided in paragraph
33. The ,M-chitect will not Be responsible for the Contractor's
failure to carry out the Work in accordance with the Contract
Documents. The .M-chitect will not have control over or charge
of and will not be responsible for acts or omissions of the Con-
10 A201-1987
tractor, Subcontractors, or their agents or employees, or of any
other persons pefformmg portions of the Work.
4.2.4 Communications Facilitating Contract Administra-
tion. Except as otherwise provided in the Contract Documents
or when direct communicauons have been specially autho-
r=ed, the Owner and Contractor shall endeavor to communi-
cate through the Architect. Commumcadons by and with the
Architect's consultants shall be through the Architect. Commu-
dications by and with Subcontractors and material suppliers
shall be through the Contractor. Communicathqns by and with
separate contractors shall be through the Owner.
4.2.5 Based on the .axchitecr's observations and evaluations of
the Contractor's Applications for payment, the Architect
review and certify the amounts due the Contractor and will
issue Certificates for Payment in such amounts.
4.2.8 The .architect will have authority to re;ect Work which
does not conform to the Contact Documents. Whenever the
,M-chitect considers it necessary or advisable for implements-
don of the intent of the Contract Documents, the .M'chitect will
have authority to require additional inspection or tesung of the
Work m accordance with Subparagraphs 13.5.2 and 13.5 3,
whether or not such Work is fabricated, installed or completed.
However, neither this authority or' the Archi/eta nor a decision
made in good faith either to exercxse or not [o exercise such
authority shall give ."~e to a duty or responsthility of the Archi-
tect to the Contractor. Subcontractors, material and eqmpment
suppliers, their agents or employees, or other persons perform-
mg pomons of the Work.
4.2.7 Tfie Architect will review and approve or take other
appropriate action upon the Contractors submittals such ms
Shop Drawings, Product Data and Samples. But only li0r the
limited purpose of checking for con£ormance with information
given and the design concept expressed in the Contract Docu-
ments. The .architect's acaon will be taken with such reason-
able promptness as to cause no delay hq the Work or in the
while allowing sufficient tune in the Arcfutect's professional
judgment to permit adequate review Review of such submittals
is not conducted for the purpose of determining the accuracy
and completeness of other der:uts such as dimensions and
quantities, or tbr substantiating instructions for installation or
performance of equipment or systems, ail of which remain the
responsibility of the Contractor = required by the Contract
Documents. The Architects review of the Contractors submit
tats shall not relieve the Contractor of the obligations under
Paragraphs 3.3, 3.5 and 3.12. The Architect's review shall not
constitute approval of safety precautions or. unless otherwise
specifically stated by the Architect. of any construction mc. ms.
metbod, s. techniques, sequences or procedures. The Architect s
approval of a specific item shall not indicate approval ot an
assembly of which the item is a component.
4.2.8 The Architect *,'iii prepare Change Orders and Construc-
tion Change Directives, and ma}' authorize minor changes m
the Work as provided in Paragraph - 4.
4.2.9 The Architect will conduct inspections [o determine the
date or dates of Suhstamial Completion and the date of final
completion, will receive and forward to the Owner for the
documents required By the Contract and assembled By the
Contractor. and will issue a final Certificate for ?ayment upon
compliance with the requirements of the Contract Documents
4.2.10 If the Owner and Architect agree, the Architect will pro-
out the Arcthtect's responsibilitms at the site. The duties,
responsibilities and limitations of authority of such prolect
representatives shall he as set forth in an exhibit to be incorpo-
rated hq the Contract Documents.
4.2.11 The Architect will interpret and decide matters coacem-
lng performance under and reqmrements of the Contract
with reasonable prompmess and withm any tune lknits agreed
upon. If no agreement is made concemmg the uae within
which interpretauons required of the Architect shall be Mr-
nished hq compliance with this Paragraph 4.2, then deny shall
made for them.
4.2.12 Interpretations and decisions of the Architect will be
consistent with the intent or' and reasonably inferable from the
Contract Documents and will be in writing or in the form o1
drawthgs. When making such interpretations and decmions, the
Architect will endeavor to secure faithful performance by Both
Owner and Contractor, will not show partiality to either and
will not be liable for results of interpretations or decisions so
rendered a~ good faith.
4.2.13 The Architect's decisions on matters relating to aesthetic
effect will be final it' consistent with the intent expressed in the
Contract Documents
4.3 CLAIMS AND DISPUTES
4.3.1 Definition. A Claim is a demand or assertion by one o£
thc parties seeking, as a matter of right, adjustment or interpre
lotion of Contract te.,wns, payment of money, extension of tune
or other relief with respect ID the ret-ms of the Contract The
term 'Claim' also includes other disputes and matters in ques-
tion between the Owner and Contractor arising out of or relat-
mg to the Contract. Clowns must be made by written not~ce.
The responsibility to substantiate Claims shall rest with the
party making the Claim.
4.3.2 D~:ision of Amhite, ct. Claims. including those alleging
an error or omission By the Mchitecr. shall be referred ininally
to the Architect for action as provided in Paragraph 4.4. A deci-
stoa by the Architect. a.s provided in Subparagraph 4.4.~. shall
be required a.s a condition precedent to arb~trauon or litigation
of a C1am between the Contractor and Owner as rD ail such
matters arising prior to the date final payment is due, regardless
of(l) whether such matters relate to execution and progress ot
the Work or (2) the extent to which the Work has been com-
pleted. The decision by the Architect in response to a ClaLm
shall not Be a condition precedent ~o arbitration or litiganon in
the event (1) the position of Architect is vacant. (2} the Architect
has m)t received evidence or has failed rD render a decision
within agreed Iime limits. (3l the Architect has failed to rake
actkm required under Subparagraph 4.4.~ within 3t) days ~fter
the Claim is made. {4l *5 days have passed after the Claim has
been referred to the Architect or (5) the Claim relates co a
mechanic s lien.
4.3.3 Time Limits on Claims. Claims bv either party must be
made within 21 days after occurrence of thc event giving rise [o
such Clam or within 21 days after the claimant thst recognizes
after the ininal Claim has been implemented by Change Order
A201-1987 11
4.3.4 Continuing Contract Perfo/Tnance. Pending final reso-
lution of a Claim including arbitration, unless otherwise agreed
in wnung the Contractor shall proceed diligently with perfor-
mance of the Contract and the Owner shall continue to make
payments in accordance with the Contract Documents.
4.3.5 Waiver of Claims: Final Payment. The making of final
payment shall constitute a waiver of Clmms by the Owner
except those arming from:
.1 liens, Claims. security interests or encumbrances aaa-
lng out of the Contract and unsettled:
.2 failure of the Work to comply with the requirements
of the Contract Documents; or
.3 terms of special warranties required by the Contract
Documents.
4.3.6 Claims for Concealed or Unknown Conditions. If con-
ditions are encountered at the site which are ti) subsurface or
otherwise concealed physical conditions which differ marsh*
ally from those indicated in the Contract Documents or {2)
unknown physical conditions of an unusual nature, which dii~
fee materially from those ordinarily found to exist and generally
recognized as inherent in construction activities of the
character provided for in the Contract Documents, then notice
by the observing party shall be given to the other parq:
promptly before conditions are disturbed and in no event later
than 2 1 days after first observance of the conditions. The.Archi-
tect wdl promptly investigate such conditions and. if they differ
materially and cause an increase or decreese in the Contractor's
rust of, or time required for. performance of any part of the
Work. will recommend an equitable ad}ustment in the Contract
Sum or Contract Th-ne, or both. If the Architect determines that
the conditions at the site are not matenaily different from those
indicated in the Contract Documents and that no change in the
terms ct the Contract is justified, the Architect shall so notil~,-
the Owner and Contractor in wnnng, stating the reasons.
Claims by either party in opposition to such determination
mu~t be made within 21 days after the .Architect has g:ven
nouce of the decision. If the Owner and Contractor cannot
agree on an ad}ustment in the Contract Sum or Contract Time.
the adiustment shall be referred to the Architect for initial deter-
ruination, subject to further proceedings pursuant to Paragraph
4.3.? Claims for Additional Coal [f the Contractor wishes to
make Claim i'br an increase in the Contract Sum. whiten notice
as provided herein shall be given bell)re proceeding to execute
the Work. Prior notice is not required for Claims relating to an
emergency endangering lit~ or property arising under Para-
graph I{).3. If the Contractor believes addfuonai cost ts
involved fur reasons including but not limited to (1) a written
mterpretaaon from the Architect. (2) an order by the Owner to
stop the Work where the Contractor w~ not at fault. (3) a writ-
reit order for a minor change in the Work issued by the Archi-
tect. (4) thllure of payment By the Owner. (5) termmamm of the
Contract by the Owner. (6) Owner's suspension or (7) other
reasonable grounds. Claim shall be tiled in accordance with the
procedure established herein.
4.3.8 Claims for Additional Time
4.3.8.1 If the Contractor wishes to make Claim for an incre:~.,e
in the Contract Time. written notice as provided herein shall be
given. The Contracu)r's Clmm snail include an estimate of cost
and of probable effect of delay nn progress of the Work. In the
c~e of a continuing delay only one Claim :s necessary
4.3.8.2 If adverse weather conditions are the basis fur a Claim
for addit:onai time. such Claim shall be documented by data
subsmntalting that weather conditions were abnormal for the
period of tune and could not have been reasonably anticipated,
and that wea~er conditions had an adverse effect on the
scheduled construction.
4.3.9 Injury or Damage to Person or Property. If either party
to the Contract suffers ]nlury or damage to person or property
because of an act or omission of tile other party, of any of the
other party's employees or agents, or of others for whose acts
such party is legally liable, written notice of such injury, or
drainage, whether or not insured, shall be given to the other
party within a reasonable time not exceeding 21 days after first
observance. The notice shall provide sufficient detail to enable
the other party to investigate the matter, if a Claim for addi-
tional cost or time related to this Claim is to be asserted, it shall
be Fried as provided in Subparagraphs 4.3.7 or ~.3.8.
4.4 RESOLUTION OF CLAIMS AND DISPUTES
4.4.1 The .Architect will review Clmms and take ()ne or more nf
the following preliminary actions within ten days of receipt of a
Claim: ti) request additional suppornng data/Tom the claimant.
(2) submit a schedule to the parties inculcating when the Archi-
tect expects ID cake action. [3) reject the Claim in whole or in
part, stating rea.sons for rejection. (4) recommend approval of
the Claim by the other parW or (5) suggest a compromise. The
Architect may also, but is not obligated to. notify the surety, if
any, of the nature and amount of the Claim.
4.4.2 Ifa Clawn has been resolved, the Architect wril prepare or
4.4.3 If a CIaim has not been resolved, the party making the
Claim shall, within ten days after the Architect's preliminary
response, cake one or more t)f the folk)wing actions: (1) submit
additional supporting data requested by the Architect. (2~
modll~' the initial Claim or (3) notify the Architect that the initial
Claim st:mOs.
4.4.4 If a Clmm has not been resolved atler consideration of the
foregoing and of further evidence presented by the parues or
requested by the Architect. the Architect will notify the parties
in writing that the Architect's decision will be made within
seven days. which decision shall he final and binding on the
4.5.1 Controversies and Claims Subject to Arbitration. Any
12 A201-1987
4,5.2 Rules and Notices for Arbitration, Cl;~u:ns betwee~ the
Owner and Contractor not resolved under Paragraph *.4 shall,
if subiect to arbitration under Subparagraph -L5 1, be decided
by arbitration in accordance with the Construction Industry
Arbitration Rules of the American ,M-bitration .kssoc~tiofl cur-
rently in effect, unless the parties mutu~ly agree utherwkse
Notice of demand for azbitration shall be filed in wntthg with
the other part), to the Agreement between the Owner and Con-
tractor and with the 3anerican Arbitration .&ssociation, and
copy shall be f'fled with the Architect,
4.$.3 Contract Performance During Affiitmfion. During athl-
tratinn proceedings, the Owner :md Contractor 5hall comply
with Subparagraph
4.5.4 When Adaitratlon May Be Demanded. Demand for arbi-
tration of any Claim may not be made until the earlier of(l) the
date on which the Architect has rendered a final written deci-
sion on the Claim, (2) the tenth da)- alter the parties have pre
seated e'odence to the Architect or have been given reasonable
opportum£y to do so. if the .M-chitect has not rendered a final
written decisinn by that date, or {3) ma5' of the five events
described in Subparagraph 4.32.
4,$.4.1 When a whiten decision or the Architect states [hat i i)
the decision is final bur subiect to arbitration and 12) a demand
for arbitration of a Claim covered by such decksion must bc
made within 30 days after the date on which the party making
the demand receives the final written decision, then fmlure to
demand arbitration within said 30 days' period shall result tn
the Architects decision becoming final and binding upon the
Owner and Contractor. If the Architect renders a decxsion after
arbitratinn prnceeding.s have been initiated, such decision ma~
4,5.4.2 A demand tbr arbitration shall be made within the
limits specified in Subparagraphs *.5.I and 4.54 and Clause
~.54.~ as applicable, and in other cases within a reasonaNe
tune after the Claim has arisen, and in no event shall it be made
alter the date when institution of legal or equitable proceedings
based on such Claim would be barred by the appticab< statute
of limitations 0.s determined pursuant to Paragraph 13-
4.$.5 I..imilation on ¢oneolidation or Ooindet. No arbitramm
arising out of or relating to the Contract Documents shall
include, by consolidation or ioinder or in an?' other m:umer.
the Architect, the Architects employees or consultants, except
by written consent containing specific reference ~{) the Agree-
ment and signed by the Arcbitect. Owner. Comractor and anv
other person or entity sought to be joined. Nil arbitration shall
include, by consoiidanon or iomder or in an?' other manner.
parties other than the Owner. Contractor. a separate ctmtrac-
rjr as described in Article 6 and other persons substantially
involved in a cnmmon question of tact or law whose presence
is required if complete relief is [o be accorded in arbitration. No
person or entity other than the Owner. Contractor or a
contractor as described in Article 6 shall be included as an orig-
inal third part':' or additional third party m an arbitration wht;se
ro the Agreement shall De specifically entorceable under appii-
4,5.6 Claims and Timely Assertion of Claims, A part)' who
files a noace of demand for arbitration must ~sert tn the
demand all Claims ;hen known to that party on which arbitra-
tion is permitted to be demanded. When a party fails rd include
a Clawn through oversight, inadvertence or excusable neglect.
or when a Claim has matured or been acquired subsequently
the arbitrator or arbitrators may permit amendment.
4.5.7 Judgment on Final Awald. 'thc aw:ad tc~ucrcd by the
arbitrator or arbitrators shall be final, and iudgment may be
entered upon it in accordance with applicable law in any court
having jurisdiction thereof.
ARTICLE 5
SUBCONTRACTORS
5.1 DEFINITIONS
at the site. The term "Subcontractor' is referred rd throoghout
porrinn of the Work at the site. The term 'Sub-subcontractor'
is referred to thrnughout the Contract Documents as if singular
CONTRACTS FOR PORTIONS OF THE WORK
ricable after award of the Contract. shall ~drnish tn wrmng to
tabrlcated to a special designl proposed ~or each principal pot-
A201-1987 13
5.3 SUBCONTRACTUAL RELATIONS
5,3.1 By appropriate agreement, wmten where legally required
for validity, the Contractor shall require each Subcontractor, to
the extent of the Work to be performed by the Subcontractor,
to be hound to the Contractor by terms of the Contract Docu-
ments, and to assume toward the Contractor all the obligations
and responsibilities which the Contractor, by these Docu-
ments, assumes toward the Owner :md Architect. Each subcon-
tract agreement shall preserve and protect the rights of the
Owner and Architect under the Contract Documents with
respect to the Work to be performed by the Subcontractor so
that subcontracting thereof will not preiudice such rights, and
shall allow to the Subcontractor, unless specifically provided
otherwise in the subcontract agreement, the benefit of ail
rights, remedies and redress agmnst the Contractor that the
Contractor, by the Contract Do~ments, has agmnst the
Owner. Where appropriate, the Contractor shall require each
Subcontractor to enter into similar agreements with Sub-sub-
contractors. The Contractor shall make available to each pro-
posed Subcontractor, prior to the execution of the subcontract
agreement, copies of the Contract Documents to which the
Subcontractor will be bound, and, upon written request of thc
Subcontractor, identify, to the Subcontractor terms and condi-
tions of the proposed subcontract agreement which may be at
variance with the Contract Documents. Subcontractors shall
similarly make copies of applicable portions of such documents
available to their respective proposed Suh-subcommctors.
6.4 CONTINGENT ASSIGNMENT OF SUBCONTRACTS
5.4.1 Each subcontract agreement for a portion of thc Work is
assigned by the Contractor to the Owner provided that:
.1 assignment Is effective only after termxnation of the
Contract by {he Owner for cause pursuant to Para-
graph 1,~.2 and only tbr those subcontract agreements
which the Owner accepts hy notifying the Subcon-
tractor in writing; :md
.2 assignment is subiect to the prior rights of the surety,
if any, obligated under bond relating to the Contract.
5.4.2 if the Work has been suspended for more than 30 days.
the Subconrractor's compensation shall be equitably adiusted.
ARTICLE 6
CONSTRUCTION BY OWNER
Off BY SEPARATE CONTRACTORS
6.1 OWNER'S RIGHT TO PERFORM CONSTRUCTION
AND TO AWARD SEPARATE CONTRACTS
6.1.1 The Owner reserves the right to perform construction or
operations related ~o the Project v, ith the Owner's own forces.
and ~o award separate contracts in connectkm with other por
tions of the Proiect or other construction or operations on the
site under Conditions of the Contract identical or substantially
similar to these including those pomons related to insurance
and waiver of subrogation. If thc Contractor c'laims that delay
or additional cost is involved because of such action by the
Owner. the Contractor shall make such Claim as provided else
where in the Contract Documents.
6.1.2 When separate contracts are awarded for different por-
tions of the Pro)ret or other constructkm or operations on the
site. the term "Contractor" in the Contract INx:uments ~n each
c~e shall mean the Contractor who executes each separate
Owner-Contractor Agreement.
6.1.3 The Owner shall provide for coordination of the activi-
ties of the Owner's own forces and of each separate contractor
with the Work of the Contractor, who shall cooperate with
them. The Contractor shall participate with other separate con-
tractors and the Owner in reviewing then- construction sched-
ules when directed to do so. The Contractor shall make any
revLsiom to the construction schedule :md Contract Sum
deemed necessary, ~'ter a joint review and mutual agreement.
The construction schedules shall then constitute the schedules
to he used by the Contractor, separate contractors and the
Owner until subsequently revised.
6.1.4 Unless othe~vis¢ provided in the Contract Documents,
when the Owner performs construcnon or operations related
to the Project with the Owner's own forces, the Owner shall be
deemed to be subject to the same obligations and to have the
same rights which apply to the Contractor under the Condi-
tions of the Contract, including, without excluding others.
those stated in Article 3, this Article 6 and Articles I0, Il
and 12.
6.2 MUTUAL RESPONSIBILITY
6.2.1 The Contractor shall afford the Owner and separate con-
tractors reasonable opportunity for introduction and storage of
their materials and eqmpment :md performance of then' activi-
ties and shall connect and coordinate the Contractor's con-
strucdon and operations with theirs as required by the Contract
Documents.
6.2.2 [f part of the Contractor's Work depends for proper
execution or results upon construction or operations by the
Owner or a separate contractor, the Contractor shall, prior to
proceeding with that portion of the Work, promptly report to
thc Architect apparent discrepancies or defects in such other
construction that would render it unsuitable for such proper
execuuon and results. Fakure of the Contractor so to repor~
shak constitute an acknowledgment that the Owner's or sepa-
rate contractors' completed or partially completed construction
is fit and proper to receive the Contractor's Work. except :ts to
defects not then reasonably discoverable.
6.2.11 Costs caused by deLays or by improperly timed activities
or defective construction shall be borne by the party responst-
blt therefor.
6.2.4 The Contractor shall promptly remedy damage wrong-
fully caused by the Contractor to completed or partially com-
pleted construction or to prope,qy of the Owner or separate
contractors a~ provided in Subparagraph 10.2.5.
6.2.5 Clawns and other disputes and matters in question
between the Contractor and a separate contractor shall be sub-
lect to the provisions of Paragraph 4.3 provided the separate
contractor has reciprocal obligations
smme responsibilities for cutting :md patching as are described
6.3 OWNER'S RIGHT TO CLEAN UP
6,3.1 If a dispute arises among the Contractor. separate con-
tractors :md the Owner as to Iht responsibility under their
respective contracts for mmntaming the premises and surround-
ing area free from waste materials and rubbish ss described in
Paragraph 3. [ 5, the Owner may clean up and allocate the cost
among those responsible as the Architect determines io he just.
14 A201-1987
ARTICLE 7
CHANGES IN THE WORK
7.1 CHANGES
7.1.1 Changes in the Work re.ay be accomplished a~er execu~
7.1.2 A Change Order shall be b~ed upon agreement among
minor change in the Work may be issued by the Mchitect
7,1.3 Changes in the Work shall be performed under appli-
subsequently agreed upon, and if quantities originally con-
[empiated ace so changed in a proposed Change Order or Con-
equitably adjusted.
7.2 CHANGE ORDERS
.2 the amount of the adjustment in the Comract Sum. if
any; and
Sum may include those listed in Subparagraph -.3.3,
pared by the Architect and signed by the Owner and Architect.
adjustment to the Contract Sum. thc adiustmcnt shall be based
.1 mutual acceptance of a lump sum propedy itemized
and supported by sufficient ~uhstantiating data to per
sequendy agreed upon:
.3 cost to be determined in a manner agreed upon by
the parties and a mutually acceptable fLxed or percent-
age fee: or
.4. as provided in Suhparagraph 7.36.
7.3.4, Upon receipt of a Constmctinn Change Directive, the
Contractor shall promptly proceed with the change ua the
Work involved and adv~.c the Architcc~ of fi'm Contr:tcror'$
agreement or disagreement with the method, if any, provided
in the Construction Change Directive for determining the pro-
posed adjustment in the Contract Sum or Contract Time.
7.3.$ A Construcnon Change Direcnve signed by the Contrac
toe indicates the agreement of the Contractor therewith, includ-
ing adjustment in Contract Sum and Contract Time or the
method for determining them. Such agreement shall be effcc
live immediately and shall be recorded as a Change Order
1.3.8 [f the Contractor does not respond promptly or disagrees
with the method for adjustment in the Contract Sum, thc
method and the adjustment shall be determined by the .~rchi
tect ton the basis of reasonable expenditures and savings oi
those pertbrming the Work attributable to the change, includ-
ing, in case of an increase m the Contract Sum. a reasonable
allowance Iht overhead and profit. In such case. and also under
Clause - 3.3.3, the Contractor shall keep and present, in such
form as the ,~-chitect may prescribe, an itemized accounting
together with approprmte supporting data. Unless otherwise
provided in the Contract Documents. costs for the purposes ot
thks Subparagraph -3.6 shall be limited to the following:
.1 costs of labor, including social security, old age and
unemployment insurance, fringe henetits required
agreement or custom, and workers' or workmen's
ct~mpensat:on insurance;
.2 costs of materials, supplies and equipment, includ
inn cost of transportauon, whether incorpotated or
.3 rental costs of machinery and equipment, exclusive of
.4 custs of premiums for all bond~ and insurance, perm,t
Work: and
.5 additional costs ofsupeP,~s~on and field office person-
ncl directly attributable to the change
7.3.7 Pending final determinanon of cost [o the Owner.
amounts not in dispute may be included in Applications ~or
Payment. Thc ;u-nount of credit to be allowed by the Contrac
toe to the Owner for a deletion or change which results in a net
firmed by the ArchitecL When both a~ditions and cee<irs
ch~ge, the allowance for overhead and profit shall be figured
7.3.8 [f thc Owner and Contractor do not agree with the
adjustment in Contract Time or the method for determining ~[.
A201-1987 15
7.4 MINOR CHANGES IN THE WORK
7.4.1 The Archi£ect will have authority to order minor changes
orders promptly.
ARTICLE 8
TIME
8.1 DEFINITIONS
8.1.1 Unless otherwise provided. Contract Time it the period
of tLme. ~cluding authorized adfustments, allotted in the Con-
tract Documents fi}r Substantial Completion of thc Work,
8.1.2 The ~te off commencement of the Work is the
~srablishcd in rh~ Agreem~m. The ~te sh~l no~ b~ postponed
R)r whom the Contractor is responsible.
8.1.3 Thc date of 5ubsmmali Completion is thc ~tc cemfi~d
by tbe Architect in accordance with Paragraph 9.8.
8.1.4 The term "day" ~ used in the Contract Documcms ~h~l
m~ c~¢n~r ~y unless othe~me specifically
8.2 PROGRESS AND COMPL~ION
8.2.1 Time limits stated in the Commcr Documents are of thc
R)r petE>truing thc Work.
8.2.2 The Contractor sh~l nor knowtn~y ¢xccp[ by agree
menr or instruction of thc Owner in writ/nv, premarurdy ct;m-
dam of in~umnce required by Article l I to Dc ~rnished by th~
b~ ch~gcd by the effective date of such insurance. Unless rim
ARTICLE 9
PAYMENTS AND COMPLETION
9.1 CONTRACT SUM
9.1.1 The Contract Sum is stated in the Agreement and. incluc-
lng authorized ad}ustments, is the total amount payable by
Owner to the Contractor tbr pcrlbtmance ~?~' ~Jle Work uncle.-'
the Contract Documents.
9.2 SCHEDULE OF VALUES
9.2.1 Before thc first Application for Payment, the Contractor
shall submit to the Arctlitect a schedule of values allocated to
various poP:ions of the Work. prepared in such form and
ported by such data to substantiate its accuracy ~ the &,-chitee:
may require. This schedule, unless objected to by the .&rchitec:.
shall be used as a basis for revtewing the Contractor's Applica-
9.3 APPI.ICATIONS FOR PAYMENT
9.3.1 At le~t ten days before thc date established for
progress payment, the Contractor shall submit to the Architect
an itemized Application R)r Payment for operamms completed
in accordance with the schedule of values. Such application
shall be notarized, if required, mad supporter1 by such data
aubstantiating the Contractor's right tn payment .ts ibc Owner
Subcontractors and materml suppliers, and reflecting remmage
if provided fi)r elsewhere in the Contract Documems,
9.3.1.1 S~ch applications ma}' include requests for payment on
account o( changes :n the Work which have heen properly
authorized by Construction Change Directives but not yet
included in Change Orders.
9.3.1.2 Sucrt applications may not include ~equests Ear pay-
16 A201-1987
Owner a Certificate for Payment, with a copy to the Contrac-
tor, for such amount ~ the .M'chitect determines is properly
due. or notify the Contractor and Owner in Wrlting of the
Architect's reasons for withholding cemfication in whole or in
par~ as provided in Subparagraph 95.1
9.4.2 The issuance of a Certificate tbr Payment will constitute a
representation by the Architect to the Owner. based on the
.Architect's observations at the site and the data comprising the
Application tbr Payment, that the Work has progressed to the
point indicateo and that, to the best of the Architect's knowl-
edge. information and belief, quality of the Work m in accor-
dance with the Contract Documents. The foregoing representa-
tions are subiect to an evaluation of the Work for conformance
with the Contract Documents upon Substannal Completion, to
results of subsequent tests and inspections, to minor deviations
from the Commct Documents correctable prior to completion
and to specific qualifications expressed by the .~rchitect. Thc
issuance of a Cemficatc for Payment will further constitute a
representation that the Contractor ~s entitled to payment in cbc
amount certified. However, the issuance of a Certificate for Pay-
meat will not be a representation that [he :~rchitect has
made e.xhausnve or connnuous on-site inspections to check the
quality or quantity of the Work, (2) reviewed construction
means, methods, techniques, sequences or procedures.
reviewed copies of reqmsitions recewed from Subcontrac=ors
and material suppliers and other data requested by the Owner
to substantiate the Contractors right to payment or (4} made
examination to ascertain how or for what purpose the Contrac-
tor has used money previously paid on account of the Comract
Sum.
9.5 DECk, IONS TO WITHHOLD CERTIFICATION
9.5.1 The Architect may decide not to certifT payment and
may withhold a Certificate for Payment in *,,hole t~r in part. :o
Architect s opinion the representations m thc Owner required
by Subparagraph 9.~.2 cannot be made. If thc Architect is
unable co certify payment in the amount of the Application, thc
Architect will notil5' the Contractor and Owner ~ provided in
Subparagraph 9.~.I ff the Contractor and .~chitect cannot
agree on a revised amount, the Architect will promptly issue a
.2 third party claims filed or reasonable evinence indicat-
ing probable filing of such claims:
equipment:
9.5.2 When the above reasons for withholding certification are
removed, certification will be made for amounts previously
withheld.
9.9 PROGRESS PAYMENT~
9.6.1 After the .Architect hms issued a Certificate lbr Pa':ment,
the Owner shall make paymem in the re;tuner and wit fun the
9.6.2 The Contractor shall promptly pay each Subcontractor,
lion of the Work. ~e amount to which smd Subcontractor is
of the Work. The Contractor shall, by appropriate agreement
9.6.$ The Architect will. on request, furnish ro a Subcontrac
pletion or amounts applied for by the Contractor and action
9.6.4 Neither the Owner nor Architect shall have an obligation
9.6.6 Payment Io material suppliers shall be treated in a manner
sLmfiar ro rhar provided in Subparagraphs 9.62.9 (5.~ and 9.0-
9.6.6 A Certificate for Payment, a progress payment, or partial
or ennre use or occupancy of the Proiect by the Owner shall
9,7 FAILURE OF PAYMENT
9,7.1 [f the Architect does not issue a Certificate ~br Payment.
through no fault of the Contractor, within seven days after
receipt of the Contractor s Application tbr Payment, or if the
date established in the Contract Documents the amount cer-
titled by the Architect or awarded by arbitration, then the Con
Owner and Architect. stop the Work until payment of thc
amount owing has been received. The Contract Time shall be
extended appropriately and thc Contract Sum shall bc
shut-down, delay and start-up, which shall be accomplished a.s
provided in Article -
9,6 sur~STANTIAL COMPLETION
9,6.1 Substantial Completion is the stage in the progress or
Work when the Work or designated portion thereof is suffi-
ciently complete in accordance with the Contract Documents
9.8.2 When the Contractor considers that thc Work. or a
substantially complete, thc Contractor shall prepare and submit
A201-1987 17
hated portion thereof is substanually complete. If the
Architect's inspection discloses any item, whether or not
included on the Contractor's list, which is not in accordance
with the requirements of the Contract Documents. the Contrac-
tor shall, before issuance of the Certificate of Substantial Com-
pletion, complete or correct such item upon notification by the
Architect. The Contractor shall then submit a request for
another inspection by the Architect to determine Substantml
Completion. When the Work or designated portion thereof is
substantially complete, the Architect will prepare a Certificate
of Substantial Completion which shall establish the date of Sub-
stantial Completion. shall establish responsibilities of the
Owner and Contractor for securiw, maintenance, heat, udiities.
damage to the Work and insurance, and shall fix the time
within which the Contractor shall finish all items on the list
accompanying the Certificate. Warranties required by the Con-
tract Documents shall commence on the date of Substantial
Completion of the Work or designated portion thereof unless
otherwise provided in the Certificate of Substantial Com~ple-
tion. The Certificate of Substantial Completion shall be sub-
mitted to the Owner and Contractor for their wHrten accep-
tance of responsibilities assigned to them in such Certificate.
9.97l Upon Substantial Completion of the Work or designated
portion thereof and upon application by the Contractor and
certification by the Architect. the Owner shall mare payment,
reflecting adjustment th retainage, if any, for such Work or por-
tion thereof as provided in the Contract Documents.
9.9 PARTIAL OCCUPANCY OR USE
9.9.1 The Owner may occupy or use any completed or par-
tiaily completed portion of the Work at any stage when such
portion is designated by separate agreement with the Contrac-
tor, provided such occupancy or use is consented to by the
insurer as required under Subparagraph 11.3.1 l and authorized
by public authorities having jurisdiction over the Work. Such
partial occupancy or use may commence whether or not the
portion ~5 substantially complete, provided the Owner and
Contractor have accepted in wdting the responsibilities
assigned to each of them for payments, remmage if any, secu-
rity, mmmenance, hear, udiities, damage to the Work and insur-
ance, and have agreed in writing concerning the period for cot-
prepare and submit a list to the Architect as provided under
Subparagraph 9.8.2. Consent of the Contractor to partial occu-
pancy or use shall not be unreasonably withheld. The stage of
the progress of the Work shall be determined by written agree-
9.9.2 immediately prior to such partial occupancy or use, the
Owner. Contractor and Architect shall jointly inspect the area
to be occupied or portion of the Work to be used in order to
determine and record the conditinn of the Work.
9.9.'1 Unless other'wtse agreed upon. partial occupancy or use
of a poruon or portions of the Work shall not constitute accep-
tance of Work not complying with the requirements of the
Contract Documents.
9.10 FINAL COMPLETION AND F~NAL PAYMENT
9.10.1 Updn receipt of written notice that the Work is ready
for final inspection and acceptance and upon receipt of a final
Application for Payment. the Architect will promptly mare
such inspection and, when the Architect finds the Work accept-
able under the Contract Documents and the Contract f~lly per-
formed, the Architect will promptly issue a Final Cemficate for
Payment stating that to the best of the Architect's knowledge,
information and belle£ and on the basis of the Architect's
observations and inspections, the Work has been completed ~n
accordance with terms and conditions of the Contract Docu-
ments and that the entire balance found to be due the Contrac-
tor and noted in said Final Certificate ks due m~d payable. The
Architect's ~ Certificate for Payment will constitute a fiarther
representation that conditions listed in Subparagraph 9. i0.2 as
precedent to the Contractor's Being entitled to final payment
have been f'dlfllled.
9.10.2 Neither final payment nor any remaining retained
percentage shall Become due until the Contractor submits to
the .M'chitect (1) an affidavit that payrolls, bills for materials and
equipment, and other indebtedness connected with the Work
for which the Owner or the Owner's property might be
responsible or encumbered (less amounts withheld by Owner}
have been paid or otherwise satisfied, (2) a certificate evidenc-
ing that insurance required By the Contract Documents to
remmn in force a~er final payment is currently in effect and will
not be cancelled or allowed to expire until at least 30 days'
prior written notice has been g~ven to the Owner, (3) a written
statement that the Contractor knows of no substantial rea. son
that the insurm~ce will not be renewable to cover the period
required by the Contract Documents. (4) consent of surety, if
any, to final payment and (5), if required by the Owner, other
data establishing payment or satisfaction of obligations, such a.s
receipts, releases and waivers of lieus, claims, security interests
or encumbrances arising out of the Contract, to the extent mad
in such form as may be designated by the Owner. Ifa Subcon-
tractor refuses to Mmish a release or wmver required by the
Owner. the Contractor may Mmish a bond satisfactory to the
Owner to indemdify the Owner against such lien. {f such lien
remains unsatisiled after payments are made, the Contractor
shall refund to the Owner all money that the Owner may be
compelled to pay in discharging such lien, including all costs
:md reasonable attorneys' fees.
9.10.:3 IL after Substantial Completion of the Work. final com-
pletion thereof is materially delayed through no radii of the
Contractor or by issuance of Change Orders affecting Final
completion, and the Architect so confirms, the Owner shall,
upon application by the Contractor and certiHcation by the
Architect, and without terminating the Contract, make payment
of the Balance due for that portion of the Work f~lly completed
and accepted. If the remaining balance for Work not tidily com-
pleted or corrected is less than retalnage stipulated in the Con-
tract Documents, and if bonds have been furnished, the written
consent of surety to payment of the balance due for that por-
tion of the Work ~ully completed and accepted shall be submit-
ted by the Contractor to the Architect prior to certification of
such payment. Such payment shall be made under terms and
condinons governing final payment, except that it shall not
constitute a wa;ver of c 'lmms. The mai<inn of final payment shall
paragraph 4.3.5.
9.10.4 Acceptance of final payment by the Contractor. a Sub-
contractor or material supplier shall constitute a waiver ot
drams by that payee except those previously made in writing
and idenufied By that payee as unsettled at the time of final
Application for Payment. Such wmvers shall be in addition to
the waiver described in Sulpparagraph 4,3.5.
18 A201-1987
ARTICLE 10
PROTECTION OF PERSONS AND PROPERTY
10.1 SAPEr¥ PRECAUTIONS AND PROGRAMS
10.1.1 The Contractor shall be responsible for ininating, mmn-
taming and supervising all safety precautions and programs in
connection with the performance of the Contract.
10.1.2 In the event the Contractor encounters on the site
marerral reasonably believed to be asbestos or polychtorinated
biphenyl (PCB) which bas not been rendered harmless, the
Contractor shall immediately stop Work in the area affected
and report the condition to the Owner and Architect in writing.
The Work in the affected area shall not thereafter be resumed
except by written agreement of the Owner and Contractor if in
fact the material is asbestos or pdiychlonnated biphenyl (PCB/
and has not been rendered harmless. The Work in the affected
area shall be resumed in the absence of asbestos or polychlori-
dated biphenyl (PCB), or when it has been rendered harmless.
by written agreement of the Owner and Contractor. or in
accordance with final determination by the Architect on which
arbitratkm has not been demanded, or by arbitration under
Article 4.
10.1,3 The Contractor shall flor be required pursuant to Article
7 to pertbrm without consent any Work relating to asbestos or
pdiychinrinated biphenyl (PCB).
10.1.4 To the fullest extent permitted by law. the Owner shall
indemnify and hold harmless the Contractor. Architect. Archi-
rect's consultants and agents and empinyees of any of them
from and agmnst claims, damages, losses and expenses, includ-
ing but not limited to attorneys' fees, arising ()ut of or resulting
from performance of the Work in the affected area if in fact [he
material is asbestos or polychlorinated bipheny{ (PCB) and has
not been rendered harmless, provided that such claim, damage,
loss or expense is attributable to bodily iniury, sickness, disease
or death, or to inlury to or destruction of tangible property
{other than the Work itse!/) including loss of use resulting
therefrom, but only to the extent caused in whole or in part by
indirectly employed by the Owner or anyone for whose acts
ihe Owner may be liable, regardless of whether or not such
claim, damage, loss or expense is caused in part by a party
indemnified hereunder. Such obligation shall not be construed
to negate, abridge, or reduce other dghts or obligations of
described in this Subparagraph I0 1..~.
10.2 SAFETY OF PERSONS AND PROPERTY
10.2.1 The Contractor shall take rea.sonable precaunons tbr
safety of, and shall provide re-asonable protecuon to prevent
damage, inlury or loss to:
.1 employees on the Work and other persons who may
be affected thereby;
.2 the Work and materials and eqmpment to be incorpo-
rated therein, whether in storage on or off the site,
.3 other proper~y at the site or adjacent thereto, such ~
10.2.2 The Contractor shaft give notices and comply with
applicable laws. ordinances, rules, regulations and lawful orde~
of public atuborliies bearing on safety of persons or property or
their protection from damage, injury or loss.
10.2.3 The Contractor shall erect and maintain, as required by
e.xJsting conditions and pertk, rmance of the Contract, reason-
able safeguards for safely and protection, including posting
qualified personnel.
10,12,$ The Contractor shall promptly remedy damage and koss
Clauses 10.2.i.2 and 10.2.1.3 caused in whole or in part by the
directly or indirectly employed by any of them, or by anyone
is responsible under Clauses 10.2.1.2 and II).2.13, except
10.2,6 The Contractor shall designate a responsible member or
10.3 EMERGENCIES
of an emergency shall be determined ~ provided in Paragraph
q.3 and Article 7.
ARTICLE 11
INSURANCE AND BONDS
11.1 CONTRACTOR'S LIABILITY INSURANCI~
11.1.1 Thc Contractor sh~I purchase from and mmntmn m a
the jurisdiction in which the Project is located such insurance as
w,II protect the Contractor from claims set forth below which
under thc Contract and for which the Contractor may be legally
liable, whether such operations be by the Contractor or by a
Subcontractor or by anyone directly or tndirecdy employed by
liable:
disaDflliy benefit and other similar employee benefit acts
w~ch are applicable rd mc Work rd De performed:
A201-1987 19
.2 clauns for dnmages because of bodily inlury, occupa-
tional sickness or disease, or death of the Contractors
employees:
.,3 claims for damages because of bodily inlury, sickness
or disease, or death of any person other them the Con-
tractor's employees:
.4 claims tbr dranages insured by u~ual personal iniurv.
liability coverage which are sustmned {l) by a person
as a result of an offense directly or indirectly related to
employment of such person by the ContracTor. or 12)
.$ cD. ims for dm-nages, other than to the Work itself.
because of inlury to or destruction of mngthle prop-
erty, including loss of use resulting theret¥om;
.8 claWns for damages became of bodily injury, death of
318.
11.1.') The insurance required by Subparagraph I l. 1.1 shxll Be
v,,-ritmn tbr not less than limits of liability specified in the Con-
11.1.,3 Certificates of Insurance acceptable to the Owner sh"Al
for Payment as required by Subparagraph 910.2. [nfom~anun
Comractor s information and belief.
11.2 OWNER'S LIABILITY INSURANCE
11.2.1 The Owner shall be responsible t'or purchasing and
maintaining the Owner's u~ual liability insurance. Option~y.
R)r purchasing and malntalmng thks optional Owners Iiahflity
11.3 PROPERTY INSURANCE
11.3.1 L'nlcss otherwise provided, the Owner shall purcha.sc
other them the Owner has :m insurable interest in the property
required by thLS P~agraph 11.3 to be covered, whichever is
Work.
11.3.1.1 Prope.~y insurance shall be on an all-risk policy form
and shall insure agmnst the perils of Cu'e and extended coverage
coverage, theft, ',-and.~.lism. malicious mischief, collapse, false-
demolition occ:.sioned by enforcement of any applicable legal
11.,3.1.2 [f the Owner docs not intend to purchase such prop-
11.3.1.3 If the properry insurance requires mimmum deducti-
20 A201-1987
11.3.5 If dunng the Project construction period the Owner
insures properties, real or personal or both, adiothing or adia-
cent to the site by property insurance under policies separate
from those ~nsuring the Proiect, or if after final payment prop-
erty insurance is to be provided on the completed Proiect
through a policy or policies other than those insuring the Proi-
ecl during the construction period, the Owner sbml waive ail
rights in accordance with the terms of Subparagraph 1 13.7 for
damages caused by fire or other perils covered by this separate
property insurance. All separate policies shall provide this
waiver of subrogation by endorsement or otherwise.
11,3.6 Before an exposure to loss may occur, the Owner shall
fide with the Contractor a copy of each policy that includes
insurance coverages required by this Paragraph i 1.3. Each
policy shall conram all generally applicable conditions, defini-
tions, exclusions and endorsements related to this Project. Each
policy shall contain a provision that the policy w~ll not be
cancelled or allowed to expire until at [e-&st 30 days' prior writ-
ten notice has been given to the Contractor.
11.3.7 Waiv®rs of Subrogation. The Owner and Contractor
wave ail rights agmnst Ct) each other and any of their subcon-
tractors, sub-subcontractors, agents and employees, each of the
other, and (2) the Architect, Architect's consulta.qts, separate
contractors described in Article 6, if any, and any of their sub-
contractors, sub-subcontractors, agents and employees, tbr
damages caused by fire or other perils to the extent covered by
property insurance obtained pursuant to this Paragraph 11.3 or
other property insurance applicable to the Work. except such
rights as they have to proceeds of such insurance held by the
Owner as fiduciary The Owner or Contractor, as appropnate.
shall require of the Architect. Architect's consultants, separate
contractors described in ?~rticle 6. if any, and the subcontrac
tots, sub-subcontractors, agents and employees of any of them.
by appropriate agreements, written where legally required thc
validity, similar waivers each in lhvor of other parties enum-
erated herein. The policies shall provide such waivers of suPro-
gatioo by endorsement or otherwise. A waiver of subroganon
shall be effective as to a person or entity even though that per-
son or entity would otherwise have a duty of indemnification.
contractual or otherwise, did not pay the msurance premium
directly or indirectly, and whether or not thc person or enntv
had an insurable interest in the property damaged.
11.3.8 3. loss insured under Owner's property insurance shall
be adjusted by thc Owner as fiduciary and made payable to the
Owner as fiduciary for the insureds, as their interests may
appear, subject to requirements of any applicable mortgagee
clause and of Subparagraph [ [.3.10. The Contractor shall pay
Subcontractors their just shares of insurance proceed.s received
by the Contractor, and by appropdate agreements, written
where legally required for validity, shall require Subcontractors
to make payments to their Sub-subcontractors in similar
11.3.9 If required in writing by a party in interest, the Owner
:is fiduciary shall, upon occurrence of an insured loss, give
bond tbr proper performance of the Owner's duties. The cost
of required bonds shall be charged agmnst proceeds received as
fiduciary. The Owner shall deposit in a separate account pro-
reeds so received, which the Owner shall distrthute in decor
dance with such :igreement as the parties in interest may reach,
or ~tt accordance with an arbitration award in which Case the
procedure shall be as provided in Paragraph 4.5 If after such
loss no other special agreement is made. replacement of dam-
aged property shall be covered by appropr:ate Change Order
11.3.10 The Owner as fiduciary shall have power to ~.dju~t and
settle a loss with insurers unless one of the parties ~n ~nterest
shall object in wrltmg widiin five d~ys a~ter occurrence of loss
to the Owners exercise of this power: ff such objection be
made, arbitrators shall be chosen as provided in Paragraph
The Owner as fiduciary shall, in that case. make settlement with
insurers in accordance with directions of such arbitrators, if
11.3.'tl Partial occupancy or use in accordance with paragrapi~
Owner and the Contractor shall take reasonable steps to obtain
consent of the insurance company or companies and shnll.
11,4 PERFORMANCE BONO AND PAYMENT BOND
11.4,1 The Owner shall have the hght :o require the Content
tot to furnish bonds covenng faithful performance of the Con-
idled in bidding teqmrements or spe~fic~y required in the
11.4.2 Upon the request of any person or cnnty appeanng
be a potential beneficiary of bonds coveang payment of obliga-
tions ansmg under the Contract, the Contractor shall promptly
furnksh a copy of thc bonds or shall pe,.~m, it a copy to be made
ARTICLE 12
UNCOVERING AND CORRECTION OF WORK
12.1 UNCOVERING OF WORK
12.1,1 If a poruon of thc Work ~s covered contraT to the
Arcfutect's request or to requirements specifically expressed in
the Contract Documents, it must. if required in wntmg by the
12,1,2 If a pornon of the Work bus bcmcn covered which the
A201-1987 21
for commencement of warrfinties established under Sub-
paragraph 9.9.1, or by terms of an applicable special r, eatran~
required by the Contract Docuraents, any of the Work is found
to he not in accordance with the requirements of the Contract
Documents. the Contractor shaft correct it promptly after
receipt of written notice from the Owner to do so unless the
Owner has previously given the Contractor a written accep-
tance of such condition. This period of one year shaft be
extended with respect to portions of Work first performed after
Substantial Completion by the period of time between Suhstan-
tml Completion and the actual performance of the Work. This
obligation under this Subparagraph 12.2.2 shall survive accep-
tmace of the Work under the Contract and termination of the
Contract. The Owner shaii give such notice promptly a~ter eLis-
cover),, of the condition.
12.2.3 The Contractor shall remove from the site portions of
the Work which ate not in accordance with the requirements
of the Contract Documents and are neither corrected by the
Contractor nor accepted by the Owner.
12.2.4 If the Contractor fails to correct nonconforming Work
within a reasonable time, the Owner may correct it Lq accor-
dance with Pm'agraph 2.4. If the Contractor does not proceed
with correction of such nonconforming Work within a re'ason-
able tlroe fixed by written notice from the Architect, the Owner
may remove it and store the salvable materw, ls or eqmpmem at
the Contractor's expense. If the Commctor does not pay costs
of such removal and storage within ten days after written
notice, the Owner may upon ten additional days' written
notice se{l such materials and equipment st auction or at pnvate
sale mad shall account for the proceeds thereoL after deducting
costs and drainages that should have been borne by the Con-
tractor, including compensation for the .~'chitect's services and
expenses made necessary thereby. £f such proceeds of sale do
not cover costs which the Contractor should have borne, the
Contract Sum shall be reduced by the deficiency. If payments
then or there'.filer due the Contractor are not sufficient to cover
such amount, the Contractor shall pay the difference to the
Owner.
12.2,5 The Contractor shall bear the cost of correcting
destroyed or damaged construction, whether completed or
partially completed, of the Owner or separate contractors
caused by the Contractor's correcnon or removal of Work
which is not in accordance with the requirements of the Con-
12.2.6 Nothing contained in this Paragraph 12.2 shall be con-
stmed to establish a period of limitation with respect to other
obligations which the Contractor might have under the Con-
tract Documents. Establishment of the time pehod of one ye-ar
as described in Subparagraph 12.2.2 relates only to the specific
obligation of the Contractor to correct the Work. and has no
relationship to t.~e Omc within which the obiiganon to comply
with the Contract Documents may be sought to he enforced.
nor to the time within which proceedings may be commenced
to establish the Contractor's liability with respect to the Con-
tractor's obligations other than specifically to correct the Work.
12.3 ACCEPTANCE OF NONCONFORMING WORK
12.3.1 If the Owner prefers to accept Work which is not in
accordance with the requirements Of the Contract Documents,
the Owner may do so instead of requiring its removal and cor-
rection, in which case the Contract Sum will be reduced as
approprmte and equitable. Such adjustment shall be effected
whether or not final payment has been made.
ARTICLE 13
MISCELLANEOUS PROVISIONS
13.1 GOVERNING !-AW
13.1.1 The Contract shall be governed by the law of the ptace
where the Prelect is located.
13.2 SUCCESSORS AND ASSIGNS
13.2.1 The Owner and Contractor respec-aveiy bind them-
selves, their partners, successors, assigns and legal representa-
tives to the other party hereto and to pacmers, successors.
assigns and legal representatives of such other PatU' in respect
to covenants, agreements and obligations contsmed in the Con-
tract Documents. Neither party to the Contract shall assign the
Contract as a whole without Whiten consent of the other. If
either party attempts to mare such an assignment without such
consent, that party shall nevertheless remain legally responsible
fi}r ali obligations under the Contract.
13.3 WRITTEN NOTICE
13.3.1 Wrinen nonce shall be deemed to have been duly
served if delivered in person to the Lqdividual or a member of
the firm or entity or to an officer of the corporation for w'hic~l it
was intended, or if delivered at or sent by registered or certified
mail to the last business address known to the party giving
notice.
13.4.1 Duties and obligations imposed by the Contract Docu-
ments and nghts and remedies available thereunder shaft be in
addition to and not a limitation of duties, obligations, rights and
remedies otherwise Lmposed or available by ~aw.
13.4.2 No action or failure to act by the Oxt.~er..~rchitect or
Contractor shall constitute a waiver of anght or duty afforded
them under the Contract. nor shall such action or ?~Liure to act
constitute approval of or acquiescence in a breach thereunder.
except as may be specifically agreed in writing.
13.5 TESTS AND INSPECTIONS
13.5.1 Tests. inspections and approvals of portions of the
Work required by the Contract Documents or by laws. ordi-
nances, rules, regulations or orders of public authorities having
jurisdiction shall be made at an appropriate re'ne. Unless other-
wise provided, the Contractor shall make arrangements for
such tests, inspections and approvals with an independent test-
ing laboratory or entity acceptable to the Owner. or with the
appropnate public authority, and shall bear ail related costs of
tests, inspections and approvals. The Contractor shall give the
Architect timely notice of when and where tests and inspec-
approvals which do not become requiremem5 until after bids
13.5.2 If the Architect. Owner or public authorines having
jurisdiction determine that poruons of the \V, lrk require addi-
tional testing, inspection or approval not inc*.uded under Sub-
paragraph 13.5.1. the Architect will. upon win:eh authorization
fl)r such additional testing, inspection or approval by an entity
acceptable to the Owner. and the Contractor shall give timely
22 A201-1987
The Owner sha~ bear such costs except as provided in Sul~-
paragraph 15.5.5.
13.5.3 [f such procedures for testing, mspecuon or approval
under Subparagraphs 13.5.I and 13.5.2 reveal fa.flum of tile
portions of the Work to comply with requirements estab[ished
by the Contract Documents, the Contractor shall bear all costs
made necessary by such failure including those of repeated
procedures and compensation for the Architect's services and
expenses.
13.5.4 Required certificates of testing, inspection or approv~
shall, unless otherwise required by the Contract Documents, be
secured by the Contractor and prompdy delivered to the
Architect.
13.5.S If the Architect ~s to obse~e tests, mspectmns or
approvals required by the Contract Documents. the Architect
will do so promptly and, where practicable, at the normal place
of testing.
13,5,6 Tests or inspections conducted pursuant to the Con-
tract Documents shall be made promptly to avoid unre0.sonabte
delay in the Work.
13.6 INTEREST
13.$.1 Payments due and unpmd under the Contract Docu-
ments shall bern: interest from the dam payment ~s due at such
rate as thc parties may agree upon ~n writing or. ~n the absence
thereof, at the legal rate prevading from time ro time at the place
where the Project is [ocated..
13.7 COMMENCEMENT OF STATUTORY
LIMITATION PERIOD
13.7.1 ,~s between the Owner and Contractor:
.1 Before Substantial Completion..~ to acts or fmlures
to act occurring prior [o the relevant date of Substan-
tial Completion. any applicable statute of limi£arinns
,2 Between Substantial Completion and Final Certifi-
ART1CLE 14
TERMINATION OR SUSPENSION
OF THE CONTRACT
14.1 TERMINATION BY THE CONTRACTOR
14.1.1 The Contractor may terminate me Contract if the ~'ork
ity having jurisdiction:
Payment and h=5 not notifie~ me Contractor of ne
Subparagraph 9-~.1, or Bemuse the Owner has not
.4 if repeated suspensior~, deiays or inte:-rupuons by the
Owner ~ described in Para_m-apb i4.3 constitute in
any 365-day period, whichever ~s iess; or
evidence as required by Subparagraph 2.2.1
damages.
Owner h~ persistently foaled ro ~lfill an~ Owners obligantms
as provided in Subparagraph 14.1.2.
.1 persL~tently or repeatedly re~cs or fails ct) suppiv
A201-1987 23
tlfv. such action, may without prejudice to any other rights or
remedies of the Owner and after giving the Contractor and the
Contractor's surety, if any, seven days' wthten notice, termi-
nate employment of the Contractor and may, subject to any
prior rights of the surety:
.1 take possession of the site :md of ali materials, equip-
ment, tools, and con.smaction equipment and machin-
erT thereon owned by the Contractor;
.2 accept assignment of subcommcts pursuant to Para-
graph 5.4; and
.a Finish the Work by whatever reasonable method the
Owner may deem expedient.
14.2.3 When the Owner terminates the Contract for one of the
rea.sons stated in Subparagraph 14.2.1, the Contractor sha~ not
be entitled to receive further payment until the Work is
finished.
14.2.4 if the unpaid balance of the Contract Sum exceed~ costs
of Finishing the Work, including compensation for the Archi-
tect's services and expenses made necessary thereby, such
excess shall be prod to the Contractor. If such costs exceed the
unpaid balance, the Contractor shall pay the difference to the
Owner. The amount to be prod to the Contractor or Owner, as
the case may be, shall be certified by the Arcfiitec:, upon appli-
cation, and this obligation for payment shall sutwlve termina-
tion of the Contract.
14.3 SUSPENSION BY THE OWNER
FOR CONVENIENCE
14.3.1 The Owner may, without cause, order the Contractor in
part for such period of time as the Owner may determine.
14.3.2 ,am. adjustment shall be made for increases in the cost of
performance of the Contract. including profit on the increased
pended, delayed or interrupted by mother cause tbr
..2 that an equitable adjustment is made or denied under
14.3.3 Adjustments made in the cost of performance may have
a mutually agreed fixed or percentage fee.
24 A201-1987
SUPPLEMENTARY GENERAL CONDITIONS
The following supplements modify, change, delete from or add to the "General Conditions
of the Contract for Construction", A.I.A. Document A 201-1987 Edition. Where any Article
of the General Conditions is modified or any pa~ugl~ph,
is modified or deleted by these supplements, the unaltered provisions of that Article.
paragraph, subparagraph, or clause shall remain in effect.
ARTICLE 1 through ARTICLE 10
No Change
ARTICLE 11 - INSURANCE AND BONDS
11.1
Contractor's Liability Insurance.
11,1.1
In the first line following the "maintain", insert the words, "in a
company or companies licensed to do business in the state in which
the project is located."
11.1.1 ADD:
.7
Liability insurance shall include all major divisions of coverage
and be on a comprehensive basis including:
(1)
(2)
(3)
(4)
(5)
(6)
Premises - Operations
Independent Contractors Protective.
Products and Completed Operations.
Contractual-including specified provision
for the Contractor's obligations under Paragraph 4.18.
Owned, non-owned, and hired motor vehicles.
Broad form coverage for property damage.
11.1.2
ADD: ... The Contractor shall furnish insurance with the following
minimum limits:
.1 Workers' Compensation
State and Federal: Statutory
Employer's Liability $100,000.
SALT SAND STORAGE FACILITY
H-1
.2
.3
Comprehensive General Liability (Including Premises
Operations; Independont Co;~tractor's Protective; Products and
Completed Operations; Broad form Property Damage):
Bodily Injury: $1,000,000 Each Occurrence -
$ 1,000,000 Ag§legate, I:'~oducts at~d L:o:~,pleted
Operations.
b. Property Damage: $ 250,000 Each Occurrence
$ 250,000 Aggregate
Products and Completed Operations Insurance shall be
maintained for a minimum period of one year after final
payment and contractor shall continue to provide
evidence of such coverage to the Town on an annual
basis during the Aforementioned period.
Property Damage Liability Insurance shall include
Coverage for the following hazards: C (collapse), U
(underground).
e. Contractual Liability (Hold Harmless Coverage):
Personal Injury, with Employment Exclusion deleted:
$1,000,000 Aggregate.
Comprehensive Automobile Liability (owned, non-owned, hired):
Bodily Injury: $1,000,000 Each Person
$1,000,000 Each Accident
b. Property Damage: $ 250,000 Each Occurrence
ARTICLE 12 through ARTICLE 14
No Changes
END OF SECTION
SALT SAND STORAGE FACILITY
H-2
THE AMERICAN INSTITUTE OF ARCHITECTS
AIA Document. A3'1'1
Performance Bond
KNOW ALL MEN BY THESE PRESENTS: that
as Principal, hereinafter called Contractor, and,
as Surety, hereinafter called Surety, are held and firmly bound unto
as Obligee, hereinafter called Owner, in the amount of
Dollars (5 ),
for the payment whereof Contractor and Surety bind themselves, their heirs, executors, administrators,
successors and assigns, jointly and severally, firmly by these present~.
WHEREAS,
Contractor has by' written ag?eement dated
19 , entered into a contract with Owner for
in accordance with Drawings and Specifications prepared by
which contract is by reference made a part hereof, and is hereinafter referred to as the Contract.
1
PERFORMANCE BOND
NOW THEREFORE, THE CONC)ITION OF THIS OIBLJCATION ~S such thai, iF Contractor shah ~romody and !a~thFui[v perform
said Contract, Ihen this obligation shall be null and void; o~herwise ,~ shalt remain ,n ~u[[ iorce and effect
and conditions, or
21 Obtain a bid or bids for completing the Contract in
termination by Surety of the Jowest resoonsible bidder,
Owner and the Surety jointly of the lowest responsible
bidder, arrange for a contract between such bidder and
though there should be a deiauit or a succession ot
de/auits under Ihe contract or con:racts of completion
arranged under this paragraph} suriicTen[ Funds [o pay :he
cost o( con~:dction [ess ~he balance oF (he Contrac~ price:
but no/ exceeding, mc!uding olher cosls and damages
set forth in the i~rs~ para~raoh hereo( The term 'balance
Signed and sealed this
day of
~9
2
THE AMERICAN INSTITUTE OF ARCHITECTS
AIA Oocument A3'il
Labor and Material Payment Bond
KNOW ALL MEN BY THESE PRESENTS: ,'hat
as Principal, hereinafter called Principal, and,
as Surety, hereinafter called Surety, are held and ~', rrmy bound unto
as Obligee, hereinafter called Owner, for the use and benefit of claimants as here~nbelow defined, in the
amount of
for the payment whereof Principal and Surety bind themselves, their heirs, executors, administrators,
successors and assigns, jointly and severally, firmly by these presents.
WHEREAS,
Principal has by written agreement dated
19 , entered into a contract with Owner for
in accordance with [Drawings and Specifications prepared by
which contract is by reference made a part hereof, and is hereinafter referred to as the Contract.
3
LABC,,X AND MATERIAL PAYMEi,4F BOND
1. A claimant is defined as one havin§ a d~ect con-
tract wi~h Ihe Principal or with a Subcontractor of the
Principal for labor, material, or both, used or reasonably
required for use in the performance of the Contract,
labor and material being conslrued Ia inc!ude ~hat parl
water, gas, power, Ii§hr, heat, oil, §asoline. letephone
sen4ce or rental of equipment directly applicable to
Con~ract.
2. The above named Prmclpat and Surely hereby
)oindy and severally agree wdh Ihe Owner ~hat every
claimant as herein defined, who has not been paid in
full before the expiration of a period of nmeIy
days after Ihe date on which the last of stJch claimant's
work or labor was done or performed, or rnatenals were
furnished by such claimant, may sue on ~his bond for
the use of such claimant, prosecute the su~t to final
judgment for such sum or sums as may be jusdv due
claimant, and have execution thereon The Owner shail
not be liable for the payment of any cosls or expenses
of any such suit.
3. No surt or action shall be commenced hereunder
by any claimant:
a) Unless claimant, other than one having a direct
days after such claimant did or performed the last of
accurac'/ ~he ar'noun[ claimed and the name of Ihe party
shah be served by mailing the same by registered mail
bodied in this bond is proh~b~Ied by any law controlling
4. The amount of this bond shall be reduced by and
to :ne extent of any payment or pavmems made ]n ~oad
faith hereunder, inclusive of the payment by Surety of
mechanics' liens which may be flied of record against
said ,mprovement, whether or not claim for the amount
of such lien be presented under and against this bond.
Signed and sealed this
day oi
19
4
FORM OF MAINTENANCE BOND
KNOW ALL MEN BY THESE PRESENTS:
(hereinafter called the Principal)
Corporation with an office and place of
, New Yu k, (helemafter called the Su dy),
That We,
as Principal and the
business for the State of New York at
as Surety, are held and firmly bound unto the
(hereinafter called the Obligee), as Obligee in the sum of
($_ .). DOLLARS, lawful money of the United States of America, for the payment whereof the Principal
and Surety bind themselves, their successors and assigns, jointly and severally, firmly by these presents.
Signed, sealed and dated this day of __, 19
WHEREAS, the Principal heretofore entered into a written contract with the Obligee
for
WHEREAS, said Contract provides that the Principal shall guarantee
NOW, THEREFORE, the condition of this obligation is such, that if the above Principal shall indemnify
the Obligee against loss by reason of his failure to make good at his own expense any defects or deficiencies
in materials or workmanship which may appear in the work under said contract with the period of __
years from the date of acceptance of the work, then this obligation shall be void; otherwise to remain in full
force and effect.
Principal
BY:
BY:
STATE OF ~
ss:
COUNTY OF )
On this day of
the within named
to me to be
in and who executed the within bond, and
same.
19 before me personally appeared
to me known, and known
the individual described
acknowledged to me that he executed the
NOTARY PUBLIC
SALT SAND STORAGE FACILITY
J-1
GENERAL RELEASE
(To be submitted with requisition for Final Payment)
KNOWN ALL MEN BY THESE PRESENTS, that
for and in consideration of the sum of
lawful money of the United States of America, to it in hand paid
by:
(OwnedContracting Agency)
Have remised, released, quit-claimed, and forever discharged, and by these presents do
for its successors and assigns remise, release, and forever discharge the said
(OwnedContracting Agency)
and its successors and assigns and administrators, of and from any and ail manner of
action and actions, cause and causes of action, suits, debts, dues, sum and sums of
money, accounts, reckonings, bonds, biles, specialties, covenants, contracts, controversies,
agreements, promises, variances, trespasses, damages, judgments, patents, extents,
executions, claims and demands whatsoever in law and equity, which against the said
, and
(Owner/Contracting Agency)
JAMES A. RICHTER, R.A., now have or which heirs, executors, or administrators hereafter
can, shall, or may have, for upon or by reason of any matter, cause or thing whatsoever,
from the beginning of the world to the day of the date of these presents rising out of the
construction, in accordance with the contract entered into
between parties hereto, dated:
supplements thereto.
and any admittance or
IN WITNESS THEREOF, the undersigned corporation has caused this agreement to be
signed by its and its corporate seal to be hereto
affixed and duly attested by its ..
this day of ,19
Attest: Principal:
SALT SAND STORAGE FACILITY
K-1
PREVAILING WAGE RATES
ATTACHMENT
WAGE DETERMINATION
for
SALT SAND STORAGE FACILITY
at
SOUTHOLD TOWN HIGHWAY DEPARTMENT
PECONIC LANE
PECONIC, NEWYORK 11958
SALT SAND STORAGE FACILITY
L-1
NON-DISCRIMINATION CLAUSE
During the performance of this contract, the contractor agrees as follows:
The contractor will not discriminate against any employee or applicrm+ lC:'
employment because of race, creed, Color, or national oligilh c,~,u v~iil r~K~
affirmative action to insure that they are afforded equal employment opportunities
without discrimination because of race, creed, color, or national origin. Such action
shall be taken with reference, but not limited to: recruitment, employment, job
assignment, promotion, upgrading, demotion, transfer, layoff or termination, rates
of pay or other forms of compensation, and selection for training or retraining,
including apprenticeship and on-the-job training.
The contractor will send to each labor union or representative of workers with which
ne has or is bound by a collective bargaining or other agreement or understanding,
a notice, to be provided by the Commission of Human Rights, advising such labor
union or representative of the Contractor's agreement under clauses "a." through
"h." hereinafter called "non-discrimination clauses", and requesting such labor union
or representative to agree in writing, whether in such collective bargaining or other
agreement or understanding or otherwise, that such labor union or representative
will not discriminate against any member or applicant for membership because of
race, creed, color, or national origin, and will rake affirmative action to insure that
they are afforded equal membership opportunities without discrimination because
of race, creed, color, or national origin. Such action shall be taken with reference,
but not be limited to: recruitment, employment, job assignment, promotion,
upgrading, demotion, transfer, layoff or termination, rates of pay, or other forms of
compensation, and selection for training or retraining including apprenticeship and
on-the-job training. Such notice shall be given by the Contractor, and such written
agreement shall be made by such labor union or representative, prior to the
commencement of performances of this contract. If such a labor union or union
representative fails or refuses so to agree in writing, the Contractor shall promptly
notify the Commission for Human Rights of such failure or refusal.
The Contractor will post and keep posted in conspicuous places, available to
employee and applicants for employment, notices to be provided by the Commission
for Human Rights setting forth the substance of the provision of clauses "a." and "b."
and such provisions of the State's Laws against discrimination as the Commission
for Human Rights shall determine.
The Contractor will state, in all solicitations or advertisements for employees placed
by or on behalf of the Contractor, that all qualified applicants will be afforded equal
employment opportunities without discrimination because of race, creed, color, or
national origin.
SALT SAND STORAGE FACILITY
M-1
The Contractor will comply with the prevision of Sections 291-229 of the Executive
Law and the Civil Rights Law, will furnish all information and reports deemed
necessary by the Commission for Human Rights under these non-discrimination
clauses as such sections of the Executive Law and will, permit access to his books,
records, and accounts by the Commission for Human Rights, and the Owners
representatives / counsel for the purposes of investigation to ascertai~ co~nptiance
with these non-discrimination clauses and such sections of the Executive Law and
Civil Rights Law.
This Contract may be forthwith canceled, terminated, or suspended in whole or in
part, by the contracting agency upon the basis of a finding made by the Commission
of Human Rights that the Contractor has not complied with these non-discrimination
clauses, and the Contractor may be declared ineligible for future contracts made by
or on behalf of the Owner/Contracting Agency until he satisfied the Commission for
Human Rights that he has established and is carrying out a program in conformity
with the provisions of these non-discrimination clauses. Such finding shall be made
by the Commission for Human Rights after conciliation efforts by the Commission
have failed to achieve compliance with these non-discrimination clauses and after
a verified complaint has been filed with the Commission, notice thereof has been
given to the Contractor and an opportunity has been afforded him to be heard
publicly before three members on the Commission. Such sanctions may be
imposed and remedies otherwise provided by law.
If this Contract is canceled or terminated under clause "f.", in addition to other rights
of the Owner provided in this contract upon its breach by the Contractor, the
Contractor will hold the Owner Harmless against any additional expenses or costs
incurred by the Owner in completing the work or in purchasing the services, material
equipment, or supplies contemplated by this contract, and the Owner may withhold
payments from the contractor in an amount sufficient for this purpose and recourse
may be had against the surety on the performance bond if necessary.
The Contractor will include the provisions of clauses "a.", through "g." in every
subcontract or purchase order in such a manner that such provisions will be binding
upon each subcontractor or vendor as to operations to be performed within
jurisdictional local of the Project being contracted by the Owner. The Contractor will
take such action in enforcing such provisions of such subcontract or purchase as
the Owner/Contracting Agency may direct, including sanctions or remedies for non-
compliance. If the Contractor becomes involved in or is threatened with litigation
with a sub-contractor or vendor as a result of such direction by the Contraction
Agency/Owner, the Contractor shall promptly so notify the Owner's representatives/
counsel, request him to intervene and protect the interests of the Owner
(Contracting Agency's jurisdictional area).
SALT SAND STORAGE FACILITY
M-2
COMPLIANCE WITH THE LABOR LAW
AND OTHER DEPARTMENT OF LABOR REGULATIONS
STATE REGULATIONS:
The Contractor shall comply with the applicable provisions of tile "Labor Law" as amended,
of the State of New York. This Contract shall be void unless applicable sections of said Labor
Law are complied with.
Each and every provision of law and clause required by law to be part of this Contract shall
be deemed to be included herein and this Contract shall be read and enforced as though it
were included herein, and, if through mere mistake or otherwise any such provision is not
included, then upon the application of either party hereto, the Contract shatl forthwith be
physically amended to make such inclusion.
Specifically, Section 220-E, of the Labor Law, as so amended, prohibits in contracts,
discrimination on account of race, creed, color, or national origin in employment of citizens
upon public works.
There may be deducted from the amount payable to the Contractor by the Owner under this
Contract a penalty of five ($5.00) dollars for each person for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of said
paragraph, this Contract may be canceled or terminated by the Owner and all monies due
or to become due hereunder may be forfeited.
FEDERAL REGULATIONS:
1. CERTIFICATION OF NONSEGREGATED FACILITIES.
By the submission of this bid, the bidder, offeror, applicant, or subcontractor certifies that he
does not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he does not permit his employees to perform their services at any
location, under his control, where segregated facilities are maintained. He certifies further
that he will not maintain or provide for his employees any segregated facilities at any of his
establishments, and that he will not permit his employees to perform their services at any
location, under this control, where segregated facilities are maintained. The bidder, offerer,
applicant, or subcontractor agrees that a breach of this certification is a violation of the Equal
Opportunity clause in his contract. As used in this certification, the term "segregated facilities"
means any waiting rooms, work areas, rest rooms and wash rooms, restaurants and other
eating areas, time clocks, locker rooms and other storage or dressing areas, time clocks,
locker rooms and other storage or dressing areas, parking lots, ddnking fountains, recreation
or entertainment areas, transportation, and housing facilities provided for employees which
are segregated by explicit directive or are in fact segregated on the basis of race, creed, color,
or national odgin, because of habit, local custom, or otherwise. He further agrees that (except
where he has obtained identical certifications from proposed subcontractors for specific time
periods) he will obtain identical certifications from proposed subcontractors prior to the award
of subcontracts exceeding $10,000 which are not exempt from the provisions of the Equal
Opportunity clause; that he will retain such certifications in his files; and that he will forward
the following notice to such proposed subcontractors (except where the proposed
subcontractors have submitted identical certifications for specific time periods):
SALT SAND STORAGE FACILITY
N-1
NOTICE TO PROSPECTIVE SUBCONTRACTORS OF REQUIREMENT
FOR CERTIFICATIONS OF NON SEGREGATED FACILITIES.
A certification of Nonsegregated Facilities must be submitted prior to the award of a
subcontract exceeding $ 10,000 which is not exempt from the provisions of the Equal
Opportunity clause. The certification may be submitted either for each subcohtract or for all
subcontracts during a period (i.e., quarterly, semiannually, or annually).
NOTE: The penalty for making false statements in offers is prescribed in
18 USC. 1001.
"During the performance of this contract", the Contractor agrees as follows:
(1)
The contractor will not discriminate against any employee or applicant for employment
because of race, creed, color, or national origin. The contractor will take affirmative action
to ensure that applicants are employed, and that employees are treated during employment,
without regard to their race, creed, color, or national origin. Such action shall include, but not
be limited to, the following: employment, upgrading, demotion or transfer; recruitment or
recruitment advertising; layoff or termination; rates of pay or other forms of compensation;
and selection for training, including apprenticeship. The contractor agrees to post in
conspicuous places, available to employees and applicants for employment, notices to be
provided by the contracting officer setting forth the provisions of this nondiscrimination clause.
(2)
The contractor will, in all solicitations or advertisements for employees placed by or on behalf
of the contractor, state that all qualified applicants will receive consideration for employment
without regard to race, creed, color, or national origin.
(3)
The contractor will send to each labor union or representative of workers with which he has
a collective bargaining agreement or other contract or understanding, a notice to be provided
by the agency contracting officer, advising the labor union or workers representative of the
contractor's commitments under Section 202 of Executive Order No. 11245 of September
24, 1965, and shall post copies of the notice in conspicuous places available to employees
and applicants for employment.
(4)
The contractor will comply with all provisions of Executive Order No. 11246 of September 24,
1965, and of the rules, and regulations, and relevant orders of the Secretary of Labor.
(5)
The contractor will fumish all information and reports required by Executive Order No. 11246
of September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor,
or pursuant thereto, and will permit access to his books, records, and accounts by the
contracting agency and the Secretary of Labor for the purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
(6)
In the event of the contractor's noncompliance with the nondiscrimination clauses of this
contract or with any of such rules, regulations, or orders, this contract may be canceled,
terminated, or suspended in whole or in part and the contractor may be declared ineligible
for further Government contracts in accordance with procedures authorized in Executive
Order No. 11245 of September 24, 1965, and such other sanctions may be imposed and
remedies invoked as provided in Executive Order No. 11246 of September 24, 1965, or by
rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law.
SALT SAND STORAGE FACILITY
N-2
(7)
The contractor will include the provisions of Paragraphs (1) through (7) m every subcontract
or purchase order unless exempted by rules, rogulatioi~s, or orders of the Secretary of Labor
issued pursuant to Section 204 of Executive Order No. 11246 of September 24. 1965, so that
such provisions will be binding upon each subcontractor or vender. The contractor will take
such action with respect to any subcontract or purchase order as the contracting agency may
direct as a means of enforcing such provisions, including sanctions for noncomplianr;e:
Provided. however, that in the event the contractor becomes involved in, or is threatened w~tn,
litigation with a subcontractor or vendor as a result of such direction by the contracting
agency, the contractor may request the United States to enter into such litigation to protect
the interests of the United States."
FEDERAL PROCUREMENT REGULATI_QNS_
EQUAL OPPORTUNITY IN EMPLOYMENT
1-12.805.4 Reports and Other Re(~uired Information
(a) Requirements for prime contractoi's and subcontractors.
(1) Each agency shall require each prime contractor and each prime contractor and
subcontractor shall cause its subcontractors to file annually, on or before March 31,
complete and accurate reports on Standard Form 100 (EEO-l) promulgated jointly
by the Office of Federal Contract Compliance, the Equal Employment Opportunity
Commission. and Plans for Progress, or on such form as may hereafter be
promulgated in its place, if such prime contractor or subcontractor (I) is not exempt
from the provisions of this Sub-part 1-12.8 in accordance with 1-12.804; (ii) has 50
or more employees; (iii) is a prime contractor or first-tier subcontractor; and (iv) has
a contract, sub-contract, or purchase order amounting to $ 50,000 or more, or serves
as a depository of Government funds in any amount, or is a financial institution which
is an issuing and paying agent for U.S. savings bonds and savings notes: Provided,
that any subcontractor below the first tier which performs construction work at the
site of construction shall be required, to file such a report if it meets the requirements
in subdivisions (I), (ii), and (iv) of this paragraph (a) (1).
(2)
Each person required by subparagraph (1) of this paragraph to submit reports shall
file such a report with the contracting or administering agency within 30 days after
the award to him of a contract or subcontract, unless such person has submitted such
a report within 12 months preceding the date of the award. Subsequent reports shall
be submitted annually in accordance with subparagraph (1) of this paragraph, or at
such other intervals as the agency orthe Director may require. The agency, with the
approval of the Director, may extend the time for filing any report.
(3)
The Director, the agency, or the applicant, on their own mofions, may require a prime
contractor to keep employment or other records and to furnish in the form requested,
within reasonable limits, such information as the Director. agency, or the applicant
deems necessary for the administration of the Order.
(4)
The failure to file timely, complete, and accurate reports, as required, constitutes
noncompliance with the prime contractor's or subcontractor's obligations under the
Equal Opportunity clause and is a ground for the imposition by the agency, the
Director, an applicant, pdme contractor or subcontractor, of any sanction authorized
by the Order and the regulations in this sub-part. Any such failure shall be reported
in writing to the Director by the agency as soon as practicable after it occurs.
SALT SAND STORAGE FACILITY
N-3
1-12,805.4 Reports and Other Required Information
(b) Requirements for bidders or prospective contractors.
(1)
(2)
(3)
Each agency shall require each bidder or prospective pdme contractor and proposed
subcontractor, where appropriate, to state in the bid or at the outset of negotiations
for the contract whether it has participated in any previous contract or subcontract
subject to the Equal Opportunity clause; and, if so, whether it has filed with the Joint
Reporting Committee, the Director, an agency, or the former President's Committee
on Equal Employment Opportunity, all reports due under the applicable filing
requirements. The statement shall be in the form of a representation by the bidder
or offeror substantially as follows:
"The bidder (or offeror) represents that he ( ) has, ( ) has not, participated in a
previous contract or subcontract subject to the Equal Opportunity clause herein, or
the clause originally contained in section 301 of Executive Order No. 10925, or the
clause contained in section 201 of Executive Order No. 11114; that he ( ) has, ( )
has not, filed all required compliance reports; and that representations indication
submission of required compliance reports, signed by proposed subcontractors will
be obtained prior to subcontract awards." (The above representation need not be
submitted in connection with contracts or subcontracts which are exempt from the
clause.)
When a bidder or offeror fails to execute the representation, the omission shall be
considered a minor informality and the bidder or offeror shall be permitted to satisfy
the requirement prior to award.
In any case in which a bidder or prospective prime contractor or proposed
subcontractor, which participated in a previous contract of subcontract subject to
Executive Orders No. 10925, 11114, or 11246, has not filed a report due under the
applicable filing requirements, no contract or subcontract shal[ be awarded, unless
such contractor submits a report covedng the delinquent period or such other period
specified by the agency or the Director.
A bidder or prospective pdme contractor or proposed subcontractor shall be required
to submit such information as the agency or the Director requests prior to the award
of the contract or subcontract. When a determination has been made to award the
contract or subcontract to a specific contractor, such contractor shall be required,
prior to award, or after the award, or both, to furnish such other information as the
agency, the applicant, or the Director requests.
( c ) Use of reports.
Reports filed pursuant to this 1-12.805.4 shall be used only in connection with the
administration of the Order, the Civil Rights Act of 1964, or in furtherance of the purposes of
the Order and said Act.
SALT SAND STORAGE FACILITY
N-4
( d ) Acquisition of Report Forms.
Standard Form 100 is available in all GSA supply depots. Copies of the form may be
obtained from GSA through the contracting or administering agency. The stock number for
the form is as follows:
Standard
Form No. Stock Number Title
100 7540-926-2049 Equal employment opportunity
employer information report.
1-12.805.4
PROCUREMENT STANDARDS
All contracts for construction or repair shall include a prevision for compliance
with the Copeland "Anti-Kick Back" Act (18 U.S.C. 874) as supplemented in
Department of Labor Regulations (29 CFR, Part 3). This Act provides that
each Contractor shall be prohibited from inducing, by any means, any person
employed in the construction, completion, or repair of public work, to give up
any part of the compensation to which he is otherwise entitled. The Grantee
shatl report all suspected or reported violations to the Grantor Agency.
Where applicable, all Contracts awarded in excess of $ 2,000 for construction
contracts and in excess of $ 2,500 for other contracts which involve the
employment of mechanics or laborers shall include a provision for
compliance with Section 103 and 107 of the Contract Work Hours and Safety
Standards Act (40 U.S.C. 327-330) as su pplementad by Department of Labor
Regulations (29 CFR, Part 5). Under Section 103 of the Act, each Contractor
shall be required to compute the wages of every mechanic and laborer on
the basis of a standard work day of 8 hours and a standard work week of 40
hours. Work in excess ofthe standard work day or work week is permissible
provided that the worker is compensated at a rate of not less than 1-1/2 times
the basic Rate of pay for all hours worked in excess 8 hours in any calendar
day or 40 hours in the work week. Section 107 of the act is applicable to
construction work and provides that no laborer or mechanic shall be required
to work in surroundings or under working conditions which are unsanitary,
hazardous, re dangerous to his health and safety as determined under
construction, safety, and health standards promulgated by the Secretary of
Labor. These requirements do not apply to the purchases of supplies or
materials or articles ordinarily available on the open market, or contracts for
transportation or transmission of intelligence.
SALT SAND STORAGE FACILITY
N-5
Each contract of an amount in excess of $ 2,500 awarded by a Grantee or
Subgrantee shall provide that the recipie~t will comi;ly with applicable
regulations and standards of the Cost of Living Council in establishing wages
and prices. The provision shall advise the recipient that submission of a Bid
or offer or the submittal of an invoice or voucher for property, goods, or
services furnished under a contract or agreement with the Grantee shall
constitute a certification by him that amounts to be paid do not exceed
maximum allowable levels authorized by the Cost of Living Council
regulations or standards. Violations shall be reported to the Grantor Agency
and the local Internal Revenue Service field office.
Contracts and subgrants of amounts in excess of $100,000 shall contain
a provision which requires the recipient to agree to comply with all applicable
standards, orders, or regulations issued pursuant to the Clean Air Act of
1970. Violations shall be reported to the Grantor Agency and the Regional
Office of the Environmental Protection Agency.
Contracts shall contain such contractual provisions or conditions which will
allow for administrative, contractual, or legal remedies in instances where
contractors violate or breach contracts terms, and provide for such sanctions
and penalties as may be appropriate.
All contracts, amounts for which are in excess of $ 2,500, shall contain
suitable provisions for termination by the grantee including the manner by
which it will be effected and the basis for settlement. In addition, such
contracts shall describe conditions under which the contract may be
terminated for default as well as conditions where the contract may be
terminated because of circumstances beyond the control of the contractor.
In all contracts for construction or facility improvement awarded in excess
of $100,000, grantees shall observe the bonding requirements provided in
Attachment B to this Circular.
All contracts and subgrants in excess of $10,000 shall include provisions
for compliance with Executive Order No. 11246, entitled, "Equal Employment
Opportunity", as supplemented in Depar'l~nent of Labor Regulations (41 CFR,
Part 60). Each contractor or subgrantee shall be required to have an
affirmative action plan which declares that it does not discriminate on the
basis of race, color, religion, creed, national origin, sex, and age and which
specifies goals and target dates to assure the implementation of that plan.
The grantee shall establish procedures to assure compliance with this
requirement by contractors or subgrantees and to assure that suspected or
reported violations are promptly investigated.
SALT SAND STORAGE FACILITY
N-6
COMPLIANCE WITH PROVISIONS OF THE LABOR LAW
Pursuant to Article 8 of the Labor Law, the contractor's attention is directed to the
following requirements:
Section 220.2 which requires a stipulation that no laborer, workman or mechanic in the employ of the
contractor, subcontractor or other person doing or contracting to do the whole or a part of the work
contemplated by the contract shall be permitted or required to work more than eight hours in any one
calendar day or more than five days in any one week except in the emergencies set forth in the Labor
Law.
Section 220.3 which requires a provision that each laborer, workman or mechanic employed by the
contractor, subcontractor or other person about or upon such public work, shall be paid not tess than
the prevailing rate or wages and shall be provided supplements not less than the prevailing
supplements as determined by the fiscal officer.
Section 220.3-a also requires that the contractor and every subcontractor on public works contracts
shall post in a prominent and accessible place on the site of th~ work a legible statement of all wage
rates and supplements as specified in the contract to be paid or provided, as the case may be, for
the various classes of mechanics, workingmen, or laborers employed on the work.
Section 220.3-e provides that apprentices will be permitted to work as such only when they are
registered, individually, under a bona fide program registered with the New York State Department
of Labor. The allowable ratio of apprentices to journeymen in any craft classification shall not be
greater than the ratio permitted to the contractor as to his work force on any job under the registered
program. Any employee listed on a payroll at an apprentice wage rate, who is not registered as
above, shall be paid the wage rate determined by the New York State Department of Labor for the
classification of work he actually performed. The contractor or subcontractor will be required to
furnish written evidence of the registration of his program and apprentices as well as of the
appropriate rations and wage rates, for the area of construction prior to using any apprentice on the
contract work.
Section
(a)
220-e which requires provisions by which the contractor with the State or municipality agrees:
That in the hiring of employees for the performance of work under this contract or any
subcontract hereunder, no contractor, subcontractor, nor any person acting on behalf of such
contractor or subcontractor, shall by reason of race, creed, color or national origin
discriminate against any citizen of the State of New York who is qualified and available to
perform the work to which the employment relates;
(b)
That no contractor, subcontractor, nor any person on his behalf shall, in any manner,
discriminate against or intimidate any employee hired for the performance of work under this
contract on account of race, creed, color or national odgin. (Your attention is directed to the
provisions of the State law against Discrimination which also prohibits discrimination in
employment because of age);
(c)
That there may be deducted from the amount payable to the contractor by the State or
municipality under this contract a penalty of five dollars for each calendar day during which
such person was discriminated against or intimidated in violation of the provisions of the
contract;
SALT SAND STORAGE FACILITY
N-7
(d)
That this contract may be canceled or terminated by the State or municipality, and all moneys
due or to become due hereunder may be forfeited, for a second or any subsequent violation
of the terms or conditions of this section of the contract.
The aforesaid previsions of Section 220-e which covers every contract for or on behalf of the State
or municipality for the manufacture, sale or distribution of materials, equipment or supplies shall be
limited to operations performed within the territorial limits of the State of New York.
Section 222 which requires that preference in employment shall be given to citizens of the State of
New York who have been residents for at least six consecutive months immediately prior to the
commencement of their employment; that persons other than citizens of the State of New York may
be employed when such citizens are not available; and that if the requirements of Section 222
concerning preference in employment to citizens of the State of New York are not complied with, the
contract shall be void.
Section 222-a which requires that if in the construction of the public work a harmful dust hazard is
created for which appliances or methods for the elimination of harmful dust have been approved by
the Board of Standard Appeals, such appliances or methods shall be installed and maintained and
effectively operated by the contractor; and that if the provisions of Section 222-a concerning harmful
dust hazards are not complied with, the contract shall be void.
OTHER REQUIREMENTS
Every State contracting agency, including Public authorities, must include in each contract paragraphs (c)
through (g) of the Standard State Contract Clauses promulgated by the Governor on September 12, 1963 and
amended November 14, 1963.
Labor classifications not appearing on the accompanying schedule of wages can be used only with the
consent of the department of jurisdiction and then the rate to be paid will be given by the department of
jurisdiction after being advised by the New York State Department of Labor.
The contractor shall make such provision for disability benefits, workmen's compensation, unemployment
insurance, social security and safety code provisions as are required by law.
General Regulation No. 1, as issued by the State Commission for Human Rights, requires that each contract
contains a stipulation that: "It is hereby agreed by and behveen the parties hereto that every contractor and
subcontractor engaged in the public work described in this contract shall post and maintain at each of his
establishments and at all places at which the public work described hereunder is being conducted, the Notice
of the State Commission for Human Rights indicating the substantive provisions of the Law Against
Discrimination, where complaints may be filed, and other pertinent information. Such Notice shall be posted
in easily accessible and well lighted places customarily frequented by employees and applicants for
employment." The Notice may be obtained from the department having jurisdiction, or from the office of the
State Commission for Human Rights in the respective area.
You are requested to refer to the Bureau of Public Work all charges of discrimination in employment including
discrimination because of age, race, creed, color or national origin.
SALT SAND STORAGE FACILITY
N-8
DIVISION ONE - GENERAL REQUIREMENTS
All work in this Division shall comply with all particulars of the General Conditions and the
Supplementary General Conditions of these Specifications.
Section 1010- SUMMARY OF WORK
1.01 WORK COVERED BY THE CONTRACT DOCUMENTS:
The work covers the consb uction of a new One Story "Pole Barn" Salt Sand
Storage Facility located at the Southold Town Highway Department, Peconic
Lane, Peconic, New York, in full accordance with the contract documents.
The approximate size of the structure is 55'-6" long x 34'-0" wide with an entry
vestibule that is 21 '-6" wide x 6'-8" deep.
The intent of the Contract Documents is for the work to be completed and
finished in all respects, including all labor, materials, equipment, tools,
construction equipment and machinery, water, heat utilities, transportation,
and other facilities and services necessary for the proper execution of the
work as called for on the drawings, specified herein or as may be reasonably
inferred therefrom.
This contract includes all site work necessary for the completion of work.
The contractor shall obtain and pay for all applicable fees and charges not
specifically excluded from this contract.
1.02 WORK BY OTHERS
The following will be provided by other:
1. The Owner will provide and pay for the following:
a. All related building permits.
END OF SECTION
SALT SAND STORAGE FACILITY
1010-1
Section 1080 - APPLICABLE CODES
1.01
The latest effective publications of the following standards and codes, as applicable,
form a part of these specifications the same as if written fully herein and shall not
relieve the Contractor of the responsibility of furnishing and installing higher grade
materials and workmanship than herein specified.
2.
3.
4.
5.
Applicable codes or ordinances of local governing agencies.
National Fire Protection Association (NFPA)
Underwriters Laboratories, Inc. (UL)
National Electric Code (NEC)
New York Building Code
.02 The Town of Southold shall obtain and pay for all permits and required inspections.
END OF SECTION
SALT SAND STORAGE FACILITY
1080-1
Section 1500 - CONSTRUCTION FACILITIES & TEMPORARY CONTROLS
1.01
1.02
UTILITIES
A. TEMPORARY ELECTRICITY: The Contractor shall provide electrical power
for the use of all trades during construction and shall pay for all electrical
power used.
B. TEMPORARY HEAT & VENTILATION: The Contractor shall provide heat
and ventilation during construction to prevent freezing of materials,
reasonable comfort for the workmen, and proper conditioning for installing
finish materials.
C. TEMPORARY WATER: The Contractor shall provide a temporary potable
water supply for all trades during the construction period.
D. TEMPORARY SANITARY FACILITIES: The Contractor shall provide and
maintain temporary toilets in accordance with local health ordinances.
BARRIERS
A. Barricades shall be provided around all excavations and other hazardous
areas during construction and shall be maintained and lighted in accordance
with Uniform Statewide Building Code and local requirements.
END OF SECTION
SALT SAND STORAGE FACILITY
1500-1
Section 1600 - SUBSTITUTIONS
1.01 The following requirements are applicable to all proposed substitutions for products
specified herein, where such substitutions are allowed.
1.02 CONTRACTOR'S OPTIONS:
A. For products specified with the notation of "or equal" or "or approved equal",
the Contractor may submit an equivalent product for approval by the
Architect,
B. For products specified by naming only one product or manufacturer, unless
otherwise indicated, the Contractor may submit an equivalent ~roduct for
approval by the Architect if such a product is available.
1.03
PROCEDURE:
A. Requests for substitution shall be submitted with complete data necessary
to substantiate compliance with the Contract Documents. Submit physical
samples and names and addresses of similar projects on which the product
was used when requested by the Architect.
B. Submissions shall be made in sufficient time to allow a thorough investigation
of the proposed substitutions and no allowance will be made for delay in
project completion because of disapproval of proposed substitutions.
C. In making request for substitution. BiddedContractor represents:
1. He has personally investigated proposed product or method and
determined that it is equal or superior in all respects to that specified.
2. He will provide the same guarantee for substitution as for product or
method specified.
3. He will coordinate installation of accepted substitution into work
making such changes as may be required for work to be complete in
all respects.
4. He waives all claims for additional costs related to substitution which
subsequently becomes apparent.
1.04
APPROVAL OF SUBSTITUTIONS
A. All substitutions shall be approved in writing prior to being ordered, fabricated
or incorporated into the work.
B. The Architect's decision on the suitability or equivalence of a proposed
substitution is final and may be based on the suitability of colors, finishes and
outward appearance in addition to the functional aspects of the product.
SALT SAND STORAGE FACILITY
1600-1
Substitutions which require a substantial revision of the Contract Documents
will not be considered.
1.05
The Contractor shatl be solely responsible for coordinating all changes or additional
work required to incorporate approved substitutions into the work, including
additional engineering, certification or tests, and no claims for additional cost related
to substitution will be allowed.
END OF SECTION
SALT SAND STORAGE FACILITY
1600-2
DIVISION TWO - SlTEWORK
All work in this Division shall comply with all particulars of the General Conditions,
Supplementary General conditions and the General requirements of these specifications.
Section 2100 - SITE PREPARATION
Part I - GENERAL
1.01 DESCRIPTION:
A. Provide all site preparation work. Limits of work under this contract shall
include the entire site.
B. Related Work Specified Elsewhere:
4. Earthwork - 2200
Part 2 - PRODUCTS - NOT APPLICABLE
Part 3 - EXECUTION
3.01 PROTECTION:
A. Streets, roads, adjacent property and other works to remain shall be
protected throughout the work in accordance with Uniform Statewide Building
Code.
3.02 STRIPPING:
A, Stockpile all excavated asphalt, sand & gravel in designated or approved
location. All remaining stockpiled material at the end of the project will be the
responsibility of the Town of Southold.
B. Footing excavations shall be set to a depth as required to accomodate finish
floor elevations as selected by the Architect in the field at the time of
construction.
3.03 DISPOSAL:
A. Burning of material on the site will not be permitted.
B. Removal:
1. Material to be removed shall be removed from the site daily as it
accumulates.
2. Should the Contractor elect to continue work beyond normal working
hours, material to be removed shall not be allowed to accumulate for
more than 48 hours.
C. Dumping:
1. Construction & Demolition material generated by this project shall be
dumped at the Southold Town Transfer Station at no cost to the
Contractor.
END OF SECTION
SALT SAND STORAGE FACILITY
2100-1
Section 2200 - EARTHWORK
Limit of work under this contract shall include all area within 25' of the proposed building.
Part 1 GENERAL
1.01 DESCRIPTION:
A. Provide earthwork in area inside and outside the building limit to obtain
required finish elevations. Earthwork includes, but is not limited to:
1. Excavation of unsuitable material to be replace with controlled fill
material.
2'. Backfilling and compaction of footing excavations with controlled file
material.
3. Backfilling and compaction of floor area with controlled fill material to
achieve required floor elevation.
B. Related Work Specified Elsewhere:
1. Site Preparation - 2100
1.02
QUALITY ASSURANCE:
A. Code and Standards: Perform excavation work in compliance with applicable
requirements of governing authorities having jurisdiction.
1.03
JOB CONDITIONS:
A. Protection of Persons and Property:
1. Barricade open excavations occurring as part of this work and post
with warning lights.
2. Operate warning lights as recommended by authorities having
jurisdiction.
B. Protect structures, utilities, sidewalks, pavements and other facilities from
damage caused by settlement, lateral movement, undermining, washout and
other hazards created by earthwork operations.
Part 2 - PRODUCTS
2.01
SOIL MATERIALS:
A. Definitions:
1. Satisfactory Soil Materials: Materials classified by ASTM D 2487,
Classification of Soil~ for Engineering Purposes, as GW, GP, GM, SW,
SP, SM, & SC with no more than 20 percent by weight finer than No.
200 sieve.
2. Unsatisfactory Soil Materials: Materials classified by ASTM D 2487,
Classification of Soils for Engineering Purposed, as ML, CL, OL, MH,
CH, OH, & PT and those soils classified as satisfactory which do not
meet the gradation requirements specified above.
SALT SAND STORAGE FACILITY
2200-1
Backfill and Fill Materials: Satisfactory soil materials free of clay, rock
or gravel larger than 2 inches in any dimension, debris, waste, frozen
materials, vegetable and other deleterious matter.
Part 3 - EXECUTION
3.01
EXCAVATION:
A. Excavation consists of removal and disposal of material encountered when
establishing required finish grade elevations.
B. Unauthorized excavation consists of removal of materials beyond indicated
subgrade elevations or dimensions without specific direction of the Architect.
Unauthorized excavation, as well as remedial work directed by the Architect
shall be at the Contractor's expense.
3.02
COMPACTION:
A. General:
Control soil compaction during construction providing minimum
percentage of density specified for each area classification.
Percentage of Maximum Density Requirements: Compact soil to not less
than the following percentage of maximum dry density for soils which exhibit
a well-defined moisture density relationship determined in accordance with
ASTM D 698; and not less than the following percentages of relative density,
determined in accordance with ASTM D 2049, for soils which will not exhibit
a well-defined moisture density relationship.
Structures: Compact top 12" of subgrade and each layer of backfill or fill
material at 95% maximum dry density.
Building Slabs and Paved Areas: Compact top 12" of subgrade and each
layer of backfill or fill material at 95% maximum dry density.
3.03
BACKFILL AND FILL:
A. Place acceptable soil material in layers to required subgrade elevations, for
each area classification listed below.
1. Around excavated footings, use satisfactory excavated or borrow
material.
2. Under Building Paved Areas, use satisfactory borrow material.
SALT SAND STORAGE FACILITY
2200-2
3.04
3.05
GRADING:
A. General: Uniformly grade areas within limits of grading under this section,
including adjacent transition areas. Smooth finished surfaces within specified
tolerances, compact with uniform levels or slopes between points where
elevations are shown or between such points and existing grades.
DISPOSAL OF EXCESS WASTE MATERIALS:
A. Removal of waste material, including unacceptable excavated material, trash
and debris shall be disposed of, by the Contractor at the Southold Town
Transfer Station at no cost to the Contractor.
END OF SECTION
SALT SAND STORAGE FACILITY
2200-3
DIVISION THREE - CONCRETE
All work in this division shall comply with all particulars of the General Conditions.
Supplementary General Conditions and the General Requirements of these Specifications.
Section 3000 - CONCRETE WORK
Part 1 ~ GENERAL
1.01
1.02
DESCRIPTION:
A. Provide all concrete work as shown.
QUALITY ASSURANCE:
A. Codes and Standards: Comply with provisions of the following Codes,
Specifications and Standards, except where more stringent requirements are
shown or specified:
1. ACI 318 "Building Code Requirements for Reinforced Concrete".
Part 2 ~ PRODUCTS
2.01
2.02
FORM MATERIALS:
A. Forms for Concrete Footings: Form concrete surfaces with plywood, lumber,
metal or other acceptable material.
CONCRETE MATERIALS:
A. Portland Cement: ANSI/ASTM C 150, Type I, unless otherwise acceptable
to the Architect.
B. Use one brand of cement throughout project, unless acceptable to the
Architect.
C. Air-Entraining Admixture: ANSI/ASTM 260.
Part 3 - EXECUTION
3.01
FORMS:
A. Design, erect, support, brace and maintain form-work to support vertical and
lateral loads that might be applied to concrete footings until such loads can
be supported by structure framing. Construct form-work such that wood
column members are correctly placed in alignment and elevation.
B. Design form-work to be readily removable without impact, shock or damage.
SALT SAND STORAGE FACILITY
3000-1
DIVISION SIX - WOOD AND PLASTIC
All work in this division shall comply with all particulars of the General Conditions,
Supplementary General Conditions & the General Requirements of these Specifications
Section 6100 - ROUGH CARPENTRY
Part 1 - GENERAL
1.01 DESCRIPTION:
A. Provide all structural, non-structural and miscellaneous wood framing,
including, but not limited to the following:
5.
6.
7.
Wood Columns.
Wood Trusses.
All miscellaneous framing, purlins, horizontal girts, wood plates,
blocking, back-up, etc.
Roof sheathing and building papers,
T-111 Plywood Siding.
Pressure treated interior liner.
All fasteners, nails and rough hardware.
1.02
QUALITY ASSURANCE:
A. Lumber shall be in conformance with the grading rules of the Southern Pine
Inspection Bureau (SPIB) or the Western Wood Products Association
(WWPA).
B. Plywood shall conform to the grading rules of the Softwood Plywood
Construction and industrial Product Standard PS 1-66.
C. All lumber and plywood shall bear official grade marks.
1. Plywood shall bear trademark of the American Plywood Association
(APA), showing type, grade, class, identification index, and inspection
agency mark.
2. Lumber shall be grade stamped by mill showing grading agency, mill,
lumber grade, species, grading rules and seasoning.
D. Requirements for Regulatory Agencies:
1. Preservative treated lumber: American Wood Preservers Bureau
Standards.
1.03
PRODUCT DELIVERY, STORAGE & HANDLING:
A. Store materials in an area protected from weather, elevated a minimum of
six (6") inches above the ground or floor. Seasoned materials shall not be
stored in wet or damp portions of the construction site.
B. Protect corners of all sheet materials.
SALT SAND STORAGE FACILITY
6100-1
Part 2- PRODUCTS
2.01
MATERIALS:
A. Lumber:
1. Sizes shall be as indicated on the drawings. Dimensions are nominal,
actual sizes shall conform to the American Lumber Standards, Latest
Edition. All lumber shall be kiln-dried to 15 percent maximum moisture
content and be finished four side (S4S).
2. Framing lumber, Girts, Purlins, Blocking, Furring and Nailers shall be
grade No.2, Southern Yellow Pine.
B. Plywood:
1. Roof Sheathing: Standard with exterior glue, 5/8 -inch thick, APA
approved.
2. T-111 Siding: Standard with exterior glue, 5/8 -inch thick, APA
approved.
C. Roofing paper shall be asphalt-saturated felt: ASTM D226-81, 15 lb. non-
perforated.
Part 3 - Execution
3.01
INSTALLATION:
A. All work shall be perfor'med by experienced tradesmen. Blocking shall be
true, plumb and anchored as required and in accordance with these
Specifications and good construction practices.
B. Provide blocking, furring., back-up, etc. as shown on the drawings, called for
in the specifications or as necessary for the proper installation of any item or
trim and constructed as appropriate for intended use.
C. Nailing and Fastening shall be as indicated on the drawings, called for in the
Code or as required to provide secure, rigid, sturdy construction in
accordance with quality construction techniques and good trade practice.
END OF SECTION
SALT SAND STORAGE FACILITY
6100-2
Section 7500 - ASPHALT ROOFING
Par[ 1 - GENERAL
1.01
DESCRIPTION:
A. Provide Asphalt Roofing.
B. Related Work Specified Elsewhere:
1. Rough Carpentry 6100
1.02
QUALITY ASSURANCE:
A. Acceptable manufacturers; Roofing:
1. Johns - Manville or approved equal
B. The roofing contractor shall be certified by the manufacturer and shall have
a minimum of five (5) years experience as a contractor.
C. All materials and workmanship shall conform with the manufacturer's
standard specifications for New Roofing.
Part 2- PRODUCTS- NOT USED
Part 3 - EXECUTION
3.01
PREPARATION:
A. It is the responsibility of the General Contractor to verify, coordinate and
provide for all architectural and mechanical materials to be incorporated in
the roofing system. He shall provide treated wood nailers as required and
where indicated on the drawings and furnish the necessary materials to
ensure timely completion of the roofing work.
3.02
INSTALLATION:
A. All work shall be as required and indicated on the drawings and in
accordance with the roof manufacturers printed specifications.
3.03
PROTECTION OF WORK:
A. It is the responsibility of the General Contractor to adequately protect the
roofing system from damage during construction, Any materials which
become damaged shall be promptly repaired or replaced at no additional
charge to the Owner.
END OF SECTION
SALT SAND STORAGE FACILITY
7500-1
DIVISION NINE- FINISHES
All work in this division shall comply with all particulars of the General Conditions.
Supplementary General Conditions and the General Requirements of these Specifications.
Section 9900 - PAINTING
Part 1 - GENERAL
1.01 DESCRIPTION:
A. Provide the field painting for the entire project, both interior and exterior;
including, but not limited to, the following:
1. Exterior:
a. Exposed ferrous and galvanized metal
b. Plywood %111 Siding
c. All wood fascia, trim & corner boards
1.02
QUALITY ASSURANCE:
A. Acceptable manufacturers:
1. Glidden
2. PPG (Pittsburgh Paints)
3. Benjamin Moore
4. Minwax
B. Work in this Section must be performed by highly skilled tradesmen
thoroughly experienced with commercial work.
Part 2- PRODUCTS
2.01
MATERIALS:
A. It is the primary intent that each paint material and finishing material be the
best of its respective kind as related to the item and surface to which it is
applied. Except as otherwise specified. Paint products shall be those of one
manufacturer, premixed, ready for application. Do not cut or thin in any way
unless the nature of the product requires thinning in order to apply it or unless
thinning is specified. In such cases, use thinner called for on the label in
proper volume ratio recommended by the manufacturer.
B. All colors shall be as selected by the Architect.
SALT SAND STORAGE FACILITY
9900-1
2.02
2.04
EXTERIOR PAINTING:
A. Galvanized Metal Wall Louvers:
1 Coat - Glidden Rustmaster Galvanized Metal Primer
2 Coats - Glidden Speed enamel
C. T-111 Plywood siding & Wood Trim
1 Coat - Glidden Spread Prime Coat 3651
2 Coats - Glidden Spread House Paint 3600 Series
OTHER SURFACES:
A. Should painting requirements include additional surfaces not included in the
foregoing lists of exterior paint, the Architect shall determine the type paint
necessary, with not less than two field coats required in any such instance.
END OF SECTION
SALT SAND STORAGE FACILITY
9900-2
LOCATI(~N MAP
Long Island
Superwsor ·
Jean w. Cochran
.w, co. fl: Alice J. Hussie
Town Clerk
INDEX TO DRAWINGS:
T-1
TITLE SHEET
Joseph L. Towns.end, Jr. sv- sIxt V ^N
A-1 FOUNDATION &
Ruth D. Oliva ROOF PLAN
Louisa P. Evans A-2 WALL SE CTIONS
William D. Moore ^-3
Judith T. Terry
Superintendent of Highways
Raymond L. Jacobs
A-4
DETAILS
ELEVATIONS & DETAILS
$OOTHOLD TOWN SALTSz~q~rD SfTorOtheR~GE FACILITY TITLE SHEET
ENGINEERING DEPARTMENT $OUTHOLD O m-1
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