Loading...
HomeMy WebLinkAboutDelinquency Prevention ProgramLaw No. YO002M/0002-05Y/t IFMS No. SCS EXE 05000002839 Oevelopment Delinquency Prevention Program Amendment No. 2 Amendment of Agreement This is the Second Amendment of an Agreement, between the County of Suffolk (County), a municipal corporation of the State of New York, having its principal office at the County Center, Riverhead, New York 11901, acting through its duly constituted Youth Bureau (Department), having its principal office at H, Lee Dennison Building- 3rd Floor, 100 Veterans Memorial Highway, Hauppauge, New York (Mailing Address: Box 6100, Hauppauge, New York l 1788-0099), and Town Of Southold (Contractor), a New York municipal corporation, having its principal place of business at Southold Town Hall, Main Street, Southold, New York 11971 acting through its duly constituted agency; and Family Service League (Implementing Agency), a New York not-for-profit corporation, having its principal place of business at 790 Park Avenue, Huntington, New York 11743. The parties hereto desire to modify the Agreement by extending the term from December 31, 2004, through December 31, 2005 (1/1/05 to 12/31/05 = 2005 Budget Period). Sufficient funding exists in the 2005 Suffolk County Operating Budget. Term of Agreement: Shall be January 1, 2003 through December 31, 2005 Percentage of State Aid: 18% Percentage of Advance: 25% Total Cost of Agreement: Shall not exceed $28,584 (of which $9,985 is for the 2005 Budget Period) Terms and Conditions: Shall be as set forth in Exhibit A-I attached. In Witness Whereof, the parties hereto have executed this Second Amendment of Agreement as of the latest date wriuen below. Town of Name: /r Title: Fed. Taxpayer ID #: Date: Family~ue Name: Title: Fed. Taxpayer ID ~: Approved as to Legality: Christine Malafi Suffolk County ~ttorney/.~/~?.. //~ ~. ~-~'~-~ By: ,oS;'F'f_-~,'~./~ ~ Patricia M. Jordan ~/~" '~'"'" Assistant County Attorney Date ~//~_~ f" County of Suffolk Paul Sabatino, II Chief Deputy Count), Executive Date: c? /~1.~_/590 6 ~ Approved: Youth Bureau f.~annette ~'ahtos Executive Director Date Recommended: .~ Fred Verbarg (] Date Principal Planner - Youth Services YO 1 Page I of 2 pages . Law No. YO001M/J~-05YB Rev. 01/19/05 Development Delinquency Prevention Program IFMS No. SCS EXE 0X0000 Amendment No. 2 Exhibit A-2 Whereas, the County and Contractor have entered into an Agreement, for a term from January 1, 2003 through December 31, 2003, with two (2) one-year extensions at the County's option, to provide a development delinquency prevention program; and Whereas, the County and Contractor have entered into a First Amendment of Agreement to extend the term of the Agreement from December 31, 2003 through December 31, 2004 with one (1) one-year extension at the County's option; and Whereas, the parties hereto desire to amend the Agreement and First Amendment of Agreement to extend the term of Agreement from December 31, 2004 through December 31, 2005, increase the Total Cost of Agreement for the 2005 Budget Period, update certain provisions to comply with current County standards and add provisions in compliance with current County requirements as set forth below; Now, Therefore, in consideration of the covenants, promises and consent herein contained, the parties hereto agree as follows: 1. Term of Agreement The Term of Agreement paragraph on page 1 of the Agreement is amended to read January l, 2003 through December 31, 2005 as set forth on page 1 of this Second Amendment of Agreement. 2. Payment of Services The Total Cost of Agreement shall be increased by the amount specified on page one for the 2005 Budget Period. 3. Budget The budget annexed hereto as Exhibit C-2 is made part of the Agreement for the 2005 Budget Period. The Contractor agrees to comply with the following amended provisions in compliance with current County standards: 4. Insurance a. The Contractor agrees to procure, pay the entire premium for and maintain throughout the term of this Agreement, insurance in amounts and types specified by the County. The Contractor agrees to require that all of its subcontractors, in connection with work performed for the Contractor related to this Agreement, procure, pay the entire premium for and maintain throughout the term of this Agreement insurance in amounts and types equal to that specified by the County for the Contractor. Unless otherwise specified by the County and agreed to by the Contractor, in writing, such insurance will be as follows: ¥o~ (vos) 2 i. Commercial General Liability insurance, including contractual liability coverage, in an amount not less than Two Million Dollars ($2,000,000.00) per occurrence for bodily injury and Two Million Dollars ($2,000,000.00) per occurrence for property damage. ii, Automobile Liability insurance (if any vehicles are used by the Contractor in the performance of this Agreement) in an amount not less than Five Hundred Thousand Dollars ($500,000.00) per person, per accident, for bodily injury and not less than One Hundred Thousand ($ 100,000.00) for property damage per occurrence. iii. Worker's Compensation and Employer's Liability insurance in compliance with all applicable New York State laws and regulations and Disability Benefits insurance, if required by law. Contractor shall furnish to the County, prior to its execution of this Agreement, the documentation required by the State of New York Workers' Compensation Board of coverage or exemption from coverage pursuant to §§57 and 220 of the Workers' Compensation Law. In accordance with General Municipal Law §108, this Agreement shall be void and of no effect unless the Contractor shall provide and maintain coverage during the term of this Agreement for the benefit of such employees as are required to be covered by the provisions of the Workers' Compensation Law. iv. Professional Liability insurance in an amount not less than Two Million Dollars ($2,000,000.00) on either a per occurrence or claims made coverage basis. b. All policies providing such coverage shall be issued by insurance companies with an A.M. Best rating of A- or better. c. The Contractor shall furnish to the County Declaration Pages for each such policy of insurance and upon request, a tree and certified original copy of each such policy, evidencing compliance with the aforesaid insurance requirements. In the case of commercial general liability insurance, the County of Suffolk shall be named as an additional insured and the Contractor shall furnish a Declaration Page and endorsement page evidencing the County's status as an additional insured on said policy. d. All such Declaration Pages, certificates and other evidence of insurance shall provide for the County of Suffolk to be notified in writing thirty (30) days prior to any cancellation, nonrenewal or material change in said policies. Such Declaration Pages, certificates, policies and other evidence of insurance and notices shall be mailed to the Department at its address set forth in the paragraph entitled "Addresses for Notices, Claims and Reports" or at such other address of which the County shall have given the Contractor notice in writing. e. If the Contractor is a town or other municipal corporation and has a self-insurance program under which it acts as a self-insurer for any of such required coverage, it may provide self-funded coverage and certificates or other evidence of such self-insurance in lieu of insurance issued by insurance companies. f. In the event Contractor shall fail to provide the Declaration Pages or certificates of insurance or to maintain any insurance required by this Agreement, the County may, but shall not be required to, obtain such policies and deduct the cost thereof from payments due Contractor under this Agreement or any other agreement between the County and Contractor.. YOI(I~S) 3 5. Contractor's/Vendor's Public Disclosure Statemeat The Contractor represents and warrants that Contractor has filed with the Comptroller of Suffolk County the verified public disclosure statement required by Suffolk County Administrative Code Section A5-7 and shall file an update of such statement with the said Comptroller on or before the 31st day of January in each year of this Agreement's duration. The Contractor acknowledges that such filing is a material, contractual and statutory duty and that the failure to file such statement shall constitute a material breach of this Agreement, for which the County shall be entitled, upon a determination that such breach has occurred, to damages, in addition to all other legal remedies, 0f fifteen percent (15%) of the amount of the Agreement. 6. Financial Statement and Audit Provisions (a) Notwithstanding any other reporting or certification requirements of Federal, State or local authorities, the Contractor shall obtain the services of an independent licensed public accountant or certified public accountant (the "Auditor") to audit its financial statements for each Contractor fiscal year in which the Contractor has received, or will receive, $300,000 or mom from the County, whether under this Agreement or otherwise, and shall submit a report on the overall financial condition and operations of the Contractor, including a balance sheet and statement of income and expenses, attested by the Auditor as fairly and accurately reflecting the accounting records of the Contractor in accordance with generally accepted accounting principles. The Contractor is encouraged to solicit requests for proposals (RFPs) from a number of qualified accounting firms and to review carefully the costs of, and qualifications for, this type of work before selecting the Auditor. (b) The Auditor should be required to meet the following minimum requirements: i. a current license issued by the New York State Education Department; ii. sufficient auditing experience in the nonprofit, governmental or profit-making areas, as applicable; and iii. a satisfactory peer review issued within not more than three years prior to the date when the Auditor was selected to conduct the audit. (c) The audit must be conducted in accordance with generally accepted governmental auditing standards (GAGAS). Financial statements must clearly differentiate between County-funded programs and other programs that the Contractor may be operating. The use of subsidiary schedules should be encouraged for this purpose. The Auditor must also prepare a management letter based on the audit. (d) Furthermore, if the Contractor is a non-profit organization or unit of local government and expends $500,000 or more of Federal monies, whether as a recipient expending awards received directly from Federal awarding agencies, or as a subrecipient expending Federal awards received from a pass-through entity, such as New York State or Suffolk County, during any fiscal period within which it receives funding under this Agreement ("fiscal year"), the audit must be conducted, and the audit report ("Single Audit Report") must be, in accordance with OMB Circular No. A-133 (revised June 27, 2003). Single Audit Reports must also be submitted to the designated clearinghouse, cognizant agency and/or pass-through entity, to the extent required by the OMB Circular just referred to. (e) The Contractor must submit a statement in writing, certified by its chief financial officer, which states the amount of Federal funding expended by the Contractor during such fiscal year. The Contractor must mail or deliver the certified statement to .the Department and to Executive Director of Auditing Services, Suffolk County Department of Audit and Control, H. Lee Dennison Building, Ym Otos) 4 100 Veterans Memorial Highway, P. O. Box 6100, Hauppauge, New York 117884)099, as soon as possible after the end of the Contractor's fiscal year. The statement should include ALL Federal funding received directly from the Federal government and ALL Federal funds passed through from the Count3' and other pass-through entities. (0 Copies of all financial statements, management letters, Single Audit Reports (if applicable) and other audit reports, if required, must be transmitted to the Department and to the Executive Director of Auditing Services at the address just set forth. The reports must be submitted within thirty (30) days after completion of the audit, but in no event later than nine (9) months after the end of the Contractor's fiscal period to which the audit relates. (g) These requirements do not preclude the Department or the Suffolk County Comptroller or their authorized representatives or Federal or State auditors from auditing the records of the Contractor. Therefore, the records of the Contractor must be made available to authorized representatives of Federal, State or County government for that purpose. The provisions of the foregoing subparagraphs (a) through (g) of this paragraph shall survive the expiration or termination of this Agreement. 7. Non-Discrimination Requirements In accordance with Article 15 of the New York State Executive Law (also known as the Human Rights Law) and all other County, State and Federal administrative, statutory and constitutional nondiscrimination provisions, the Consultant agrees he/she shall not discriminate against any employee or applicant for employment because of race, creed, color, sex, national origin, age, disability, sexual orientation, military status, or marital status. 8. Non-Discrimination in Services During the performance of this Agreement the Consultant agrees he/she will not, on the grounds of race, creed, color, national origin, sex, age, disability, sexual orientation, military status or marital status, deny any individual any service(s) or other benefits provided under the program or provide any service(s) or other benefits to an individual which are different, or are provided in a different manner from those provided to others under the program. Termination of Agreement a. Termination by County in the Public Interest Notwithstanding anything herein to the contrary, in the event that the Director of the Bureau (hereinafter, the "Director"), or his/her designee, determines, in his/her sole discretion, that termination is in the best interests of the County, the County reserves the right to terminate this Agreement for any reason at any time. Such termination shall occur upon thirty (30) days notice of intent to terminate to the Contractor. Contractor shall have an opportunity for consultation xvith the Director prior to termination. b. Termination for Cause i. If the Contractor fails to fulfill in a timely and proper manner its obligations under this Agreement, or if the Contractor becomes bankrupt or insolvent or falsifies its records or YOI(I~5) 5 reports, or misuses its funds fi.om whatever source, the County may terminate this Agreement in whole or with respect to any identifiable part of the program, effective immediately, or, at its option, effective at a later date specified in the notice of such termination to the Contractor. ii. A failure to maintain the amount and types of insurance required by this Agreement may result in immediate termination of this Agreement, in the sole discretion of the Director. No prior notice to cure and of intent to terminate shall be required. iii. An emergency or other condition involving possible loss of life, threat to health and safety, destruction of property or other condition deemed to be dangerous, in the sole discretion of the Director, may result in immediate termination of this Agreement, in whole or with respect to any identifiable part of the program, in the sole discretion of the Director. In such event, no prior notice to cure and of intent to terminate shall be required. iv. Failure to comply with federal, State or local laws, roles, regulations, or County policies or directives, may result in immediate termination of this Agreement, at the sole discretion of the Director. In such event, no prior notice to cure and of intent to terminate shall be required. v. A failure on the part of Contractor to observe any of the other terms and conditions of this Agreement on its part to be observed and performed, which failure persists after the expiration of twenty (20) days from the date the Director gives notice to cure and of intent to terminate to the Contractor shall be deemed a breach of contract; provided, however, that if the matter which is the subject of the notice is of such a nature that it cannot reasonably be corrected within twenty (20) days, then no breach of contract shall have been deemed to have occurred if Contractor, before the expiration of the twenty-day period, diligently commences and prosecutes the same to completion. vi. The notice to cure and of intent to terminate shall call attention to the existence of the failure and particularize the claimed failure in reasonable detail. The notice shall also state the intended date of termination. vii After a breach of contract has occurred, the Director or his/her designee, in his/her sole discretion, may terminate the Agreement. The Director shall give written notice of such termination and the Agreement shall expire as fully and completely as if that date were the date herein originally fixed for the expiration of the term. viii. Upon termination pursuant to the foregoing paragraph, Contractor acknowledges and agrees that it shall not be entitled nor shall it make a claim for lost profits or loss of anticipated earnings because of termination. Notice of Termination i. Notice of termination must be in writing, signed by an authorized official, and sent to the other party by certified mail, or by messenger, and receipt shall be requested. Notice of termination shall be deemed delivered as of the date of its posting by certified mail or at the time it is delivered to the other party by messenger. 6 shall also relinquish title and possession of any furniture, fixtures, equipment, materials or sup- plies as specified in this Agreement. iii. Upon receipt of a termination notice pursuant to the foregoing p,aragraph, the Contrac- tor shall promptly discontinue all services affected unless otherwise directed by the notice of termination. Payments upon Termination i. The County shall be released from any and all responsibilities and obligations arising from the Program covered by this Agreement, effective as of the date of termination, but the County shall be responsible for payment of all claims for services provided and costs incurred by the Contractor prior to termination of the Agreement, that are pursuant to, and after the Contractor's compliance with, the terms and conditions of this Agreement. ii. Upon termination, the Contractor agrees to promptly reimburse to the County, by check payable to the Suffolk County Treasurer, the balance of any funds paid to the Contractor by the County. Upon termination, any funds paid to the Contractor by the County which were used by the Contractor in a manner that failed to comply with the terms and conditions of this Agreement must be promptly reimbursed. If there is no response or if satisfactory repay- ments are not made, the County may recoup such payments from any amounts due or becom- ing due to the Contractor from the County under this Agreement or otherwise. The provisions of this subparagraph shall survive the expiration or termination of the Agreement. e. Termination By Contractor The Contractor may terminate this Agreement by giving not less than sixty (60) days prior written notice (or thirty (30) days' written notice if substantial breach of contract is involved) to the Bureau, specifying the reasons for termination and the effective date of termination. The Contractor agrees to the following provisions in compliance with current County requirements: 10. Child Sexual Abuse Reporting Policy The Contractor agrees to comply with Chapter 577, Article IV, of the Suffolk County Code, entitled "Child Sexual Abuse Reporting Policy", as now in effect or amended hereafter or of any other Suffolk County Local Law that may become applicable during the term of this Agreement with regard to child sex- ual abuse reporting policy. 11. Living Wage Law This Agreement is subject to the Living Wage Law of the County of Suffolk. The law requires that, unless specific exemptions apply all employers (as defined) under service contracts and recipients of County financial assistance, (as defined) shall provide payment of a minimum wage to employees as set forth in the Living Wage Law. Such rate shall be adjusted annually pursuant to the terms of the Suffolk County Living Wage Law of the County of Suffolk. Under the provisions of the Living Wage Law, the County shall have the authority, under appropriate circumstances, to terminate this Agreement and to seek other remedies as set forth therein, for violations of this Law. vo~ OZ05) 7 12. Certification The parties to this Agreement hereby certify that, other than the funds provided in this Agreement and other valid Agreements with the County, there is no known relationship within the third degree of consanguinity, life partner or business, commercial, economic, or financial relationshil~ between the parties, the signatories to this Agreement, and any partners, members, directors, or shareholders of five percent (5%) (or more) of any party to this Agreement. 13. Civil Actions The Contractor represents that it shall not use any of the moneys received under this Agreement, either directly or indirectly, in connection with the prosecution of any civil action against the County of Suffolk or any of its programs, funded by the County, in part or in whole, in any jurisdiction or any judicial or administrative forum. 14. Gratuities The Contractor represents and warrants that it has not offered or given any gratuity to any official, employee or agent of Suffolk County or New York State or of any political party, with the purpose or intent of securing an agreement or securing favorable treatment with respect to the awarding or amending of an agreement or the making of any determinations with respect to the performance of an agreement, and that he has read and is familiar with the provisions of Local Law No. 32-1980 of Suffolk County (Chapter 386 of the Suffolk County Code). Except as herein amended, all other representations, terms and conditions of said Agreement, including any and all amendments or budget modifications executed prior to the date hereof, are hereby ratified and confirmed to be in full force and effect. End of Text for Exhibit A-2 NEW YORK STATE OFFICE OF CHILDREN AND FAMILY SERV1CES PROGRAM BUDGET APPENDIX B CONTR~,CT NUMBER: AGENCY/MUNICIPALITY: PROG~M TITLE: ~~ PERSONAL SERVICES: POSITION TTPd5 TOTAL PERSONAL SERVICES(I) Io1~1o I o_1 z-/j t I I I~ RATE OF ~ASIS FAY $ $ TOTAL SAJ-A~E~ S AND WAGES TOTALI~NGE BENEFITS $ $ $ $ $ $ $ $ CONTRACTED SERVICES AND STIPENDS _ _ PA~Y (S,M.HR~) TOTAL CONIRACTED SERVICES {2) TOTAL MAINTENANCE & OPERATION (3)I $ --~- LIST EQUIPMENT TO BE PURCHASED OR RENTED: (UNIT COST OVER $200 AND LIFE EXPECTANCY OF OVER TWO YEARS) FACILITY REPAIRS I PROGRAM SITE ADORESS TOTAL FACILITY REPAIRS (4) $ TOTAL OCFS PROGRAM AMOUNT ~ S ~ TOTAL OCFS FUNDS REQUESTE'~- LIST OF OTHER FUNOING SOURCES MUNICIPAL FUNDING OTHER SOURCES · USE AN ASTERISK ~ TO THE FIGURES USrEO TO IDENTIFY THOSE rFEMS FOR WHIC.;'I OCFS REIMBURSEMENT IS NOT BEING REQUESTED. USE gK) TO IDENTIFY ONLy IN KIND SERVICES. EQUIPMENT. ETC DONATEO TO PROGRAM, WHERE ALLOWEO. Suffolk County Form 22 Contractor's/Vendor's Public Disclosure Statement Pursuant to Section A5-7 of the Suffolk County Administrative Code, this Public Disclosure Statement must be completed by all contractors/vendors that have a contract with Suffolk County. In the event contractor/vendor is exempt from completing paragraphs numbered 1 through 11 below, so indicate at paragraph number 12 below setting forth the reason for such exemption. Notwithstanding such exempt status, you must execute this form below before a notary public. 1. Contractor's/Vendor'sName ~-~M],4/ tot. ~-~U¢/6/c7 Address //fi/'.~ ]-0' (~-/~' ~ ~ 2]., ' - City andState ,_~f"az~:Tgz~,~ ] & .,4~ ."2'/g'. Zip Code /ff? 4/ 2. Contracting Department's Name Address o 5.b Payee Identification or Social Security No. Type of Business__Corporation__Partnership__Sole Proprietorship__Other Is contractor/vendor entering into or has contractor/vendor entered into a contract with Suffolk County in excess of $1,0007 Yes No. Has contractor/vendor entered into three or more contracts, including the one for which you are now completing this form, with Suffolk County, any three of which, when combined, exceed $1,0007 Yes No. Table of Organization. List names and addresses of all principals; that is, all individuals serving on the Board of Directors or comparable body; names and addresses of all partners, and names and addresses of all corporate officers. Conspicuously identify any person in this table of organization who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary.) List all names and addresses of those individual shareholders holding more than five percent (5%) interest in the contractor/vendor. Conspicuously identify any shareholder who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary). 10. Does contractor/vendor derive 50% or more of its total revenues from its contractual or vendor relationship with Suffolk County? __Yes__No. If you answered yes to 8 above, you must submit with this disclosure statement, a complete financial statement listing all assets and liabilities as well as a profit and loss statement. These statements must be certified by a Certified Public Accountant. (Strike this out if not applicable.) The undersigned shall include this Contractor's/Vendor's Public Disclosure Statement with the contract. (Describe general nature of the contract.)_ Page 1 of 3 Public Disclosure Form 11. 12. Remedies. The failure to file a verified public disclosure statement as required under local law shall constitute a material breach of contract. Suffolk County may resort, use or employ any remedies contained in Article II of the Uniform Commemial Code of the State of New York. In addition to all legal remedies, Suffolk County shall be entitled, upon a determination that a breach has occurred, to damages equal to fifteen percent (15%) of the amount of the contract. If you are one of the entities listed below at a) through c) or you qualify under d) below, you are exempt from completing paragraphs numbered I through 11 herein: a) Hospital b) Educational or governmental entities __ c) Not-for-profit corporations __ d) Contracts providing for foster care, family day-care providers or child protective services Please check to the left side of the appropriate exemption. 13. Verification. This section must be signed by an officer or principal of the contractor/vendor authorized to sign for the company for the purpose of executing contracts. The undersigned being sworn, affirms under the penalties of perjury, that he/she has read and understood the foregoing statements and that they are, to)lis/her OWl3 knowledge, tree. Dated: ~/~[~/0~ Signed: /~_,.,~/t f/~ ~.~ Printed Name of Signer: ,/Joshua Y. Horton Title of Signer: / Supervisor Name of Contractor/Vendor: Town of Southold UNIFORM CERTIFICATE OF ACKNOWLEDGMENT Within New York State) STATE OF NEW YORK) COUNTY OF ) ss.: ,~O~,_5~°.-~(Y~ ~3;~onally k~;wthnetYoer~;2o0rOp~robev[~r~omme~t~ ~:ed;ra~7oe~'saP~:~ollr[ ;PviP;e~;de to be the.ihdividual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies) and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of which the individual(s) acted, executed th~)~n~trument. ~/~ ~ (signature and offilze of individual taking acknowledgement) BONNfE J. DOROSKI Nobly Public, State Of NewYofk No. 01[:)06095328, Suffolk Ce_Untlr Ten, F. xpims July 7, 20 O~ Page 2 of 3 Public Disclosure Form Law No. Y0002M/0002-08YA ~eveloJl'Pent Delinquency Prevention Program IFMS No. SCS EXE 07000002839 Amendment No.1 .. .; Amendment of Agreement This is the First Amendment of an Agreement, between the County of Suffolk (County), a municipal corporation of the State of New York, having its principal office at the County Center, Riverhead, New York 11901, acting through its duly constituted Youth Bureau (Department), baving its principal office at H. Lee Dennison Building-3M Floor, 100 Veterans Memorial Highway, Hauppauge, New York (Mailing Address: Box 6100 Hauppauge, New York 11788-0099), and Town of Southold (Contractor), a New York municipal corporation, having its principal place of business at Southold Town Hall, Main Street, Southold, New York 11971, acting through its duJy constituted agency; and Family Service League (Implementing Agency), a New York not-for-profit corporation, having its principal place of business at 790 Park Avenue, Huntington, New York 11743. The parties hereto desire to modify the Agreement by extending the term from December 31, 2006 through December 31, 2007 (1/1/07 to 12/31/07 = 2007 Budget Period) and adding a new provision in compliance with current County requirements. Sufficient funding exists in the 2007 Suffolk County Operating Budget. -J Term of Agreement: Shall be January 1, 2006 through December 31, 2007 with one (1) one-year extension at the County's option. State Aid Percentage: 18% Percentage of Advance: 25% Total Cost of Agreement: Shall not exceed $20,501<Total Cost of2 budget periods> (of which $10,316 is for the 2007 Budget Period) Terms and Conditions: Shall be as set forth in Exhibit A-I attached. In Witness Whereof, the parties hereto have executed this First Amendment of Agreement as of the latest date written below. T~"fS~ By: ~ ~Itt!j/- Name: SocH-+. /1. R<-lSS"e C; Title: 5~ u cC.> 0 r q Fed. Taxpayer ill #: ( l ~4:>O 0 { i:J ( Date: County of Suffolk By: --- Date:-.l!: 1- 01 Family Service League B~ Name: na.V..f1/"l BOdro"'--h.t.-ti\. Title: f )(.~.c IJ Plcoo Fed. TaxPayer ill#: I (-ll~ ollta."7 Date: 7 ~tlo 7 By: L i . Medina M.S.W. xecutive Director Approved as to Legality: Christine Malati Suffolk County Attorney f1ECE!V::> By: S...,...r'rrJr..," r' , . , ~ '~.~Lt Patricia M. Jord Assistant COUll Date: 4 Y02 Page 1 of 4 pages L.aw No. YOOOlM/@-08YA Rev. 01130/07 Development Delinquency Prevention Program IFMS No. SCS EXE OXOOOO Amendment No.1 Exhibit A-I Whereas, the County and Contractor have entered into an Agreement, for a term from January 1, 2006 through December 31,2006, with two (2) one-year extensions at the County's option, to provide a develop- ment delinquency prevention program; and Whereas, the parties hereto desire to modify the Agreement to extend the term from December 31, 2006 through December 31, 2007, add a new provision in compliance with current County requirements and in- crease the Total Cost of Agreement for the 2007 Budget Period as set forth below; Now, Therefore, in consideration of the covenants, promises and consent herein contained, the parties hereto agree as follows: 1. Term of Agreement: The Term of Agreement paragraph on page 1 of the Agreement is amended to read January 1, 2006 through December 31,2007 with one (1) one-year extension at the County's option as set forth on page 1 ofthis First Amendment of Agreement. 2. Payment of Services: The Total Cost of Agreement shall be increased by the amount specified on page one for the 2007 Budget Period. 3. Budget: The budget annexed hereto as Exhibit C-l is made part of the Agreement for the 2007 Budget Pe- riod. 4. The Contractor agrees to amend the Agreement to include the following provision in compliance with current County requirements: Lawful Hiring of Employees Law: This Agreement is subject to the Lawful Hiring of Employees Law ofthe County of Suffolk (Local Law 52-2006). It provides that all covered employers, (as defined), and the owners thereof, as the case may be, that are recipients of compensation from the County through any grant, loan, subsidy, funding, appropriation, payment, tax incentive, contract, subcontract, license agreement, lease or other financial compensation agreement issued by the County or an awarding agency, where such compensation is one hundred percent (100%) funded by the County, shall submit a completed sworn affidavit (under penalty of peljury), the form of which is attached, certifying that they have complied, in good faith, with the requirements ofTitIe 8 of the United States Code Section 1324a with respect to the hiring of covered employees (as defined) and with respect to the alien and nationality status of the owners thereof. The affidavit shall be executed by an authorized representative of the covered employer or owner, as the case may be; shall be part of any executed contract, subcontract, license YOl (1107) Page 2 of 4 pages agreement, lease or other financial compensation agreement with the County; and shall be made available to the public upon request. All contractors and subcontractors (as defmed) of covered employers, and the owners thereof, as the case may be, that are assigned to perform work in connection with a County contract, subcontract, li- cense agreement, lease or other financial compensation agreement issued by the County or awarding agency, where such compensation is one hundred percent (100%) funded by the County, shall submit to the covered employer a completed sworn affidavit (under penalty ofpe:rjury), the form of which is attached, certifYing that they have complied, in good faith, with the requirements of Title 8 of the United States Code Section 1324a with respect to the hiring of covered employees and with respect to the alien and nationality status of the owners thereof, as the case may be. The affidavit shall be executed by an authorized representative of the contractor, subcontractor, or owner, as the case may be; shall be part of any executed contract, subcontract, license agreement, lease or other financial compensation agreement between the covered employer and the County; and shall be made available to the public upon request. An updated affidavit shall be submitted by each such employer, owner, contractor and subcontractor no later than January 1 of each year for the duration of any contract and upon the renewal or amend- ment of the contract, and whenever a new contractor or subcontractor is hired under the terms of the contract. The Contractor acknowledges that such filings are a material, contractual and statutory duty and that the failure to file any such statement shall constitute a material breach of this agreement. Under the provisions ofthe Lawful Hiring of Employees Law, the County shall have the authority to terminate this Agreement for violations ofthis Law and to seek other remedies available under the law. The Contractor represents and warrants that it has read, is in compliance with, and shall comply with the requirements of Suffolk County Code Chapter 234, Suffolk County Local Law No. 52-2006, the Lawful Hiring of Employees Law. Required Forms: Suffolk County Lawful Hiring of Employees Law Form LHE-1; entitled "Suf- folk County Department of Labor -''Notice Of Application To CertifY Com- pliance With Federal Law (8 D.S.C. SECTION 1324a) With Respect To Law- ful Hiring of Employees" "Mfidavit Of Compliance With The Requirements Of 8 D.S.C. Section 1324a With Respect To Lawful Hiring Of Employees" Form LHE-2. 5. Gratuities: The Contractor represents and warrants that it has not offered or given any gratuity to any official, employee or agent of Suffolk County or New York State or of any political party, with the purpose or intent of securing an agreement or securing favorable treatment with respect to the awarding or amending of an agreement or the making of any determinations with respect to the performance of an agreement, and that he has read and is familiar with the provisions of Local Law No. 32-1980 ofSuf- folk County (Chapter 386 of the Suffolk County Code). Page 3 of 4 pages " 6. Except as herein amended, all other representations, terms and conditions of said Agreement, includ- ing any and all amendments or budget modifications executed prior to the date hereof, are hereby ratified and confirmed to be in full force and effect. End of Text for Exhibit A-l Page 4 of 4 pages State ot'New York , 'Office of Childnm and Family Services Form OCFS-3105 {9198l INDIVIDUAL PROGRAM APPLICATION Funding Category: YDDP/SERVIrn Sponsoring Municipality: Implementing Agency: Program Title: Agency Address: Mill OCFS Central OfficI! use only Program Code: 07470010S004 CD SUFFOLK County: SUFFOLK TOWN OF SOUTHOm SOUTHOm YOUTH SERVIrnS ~~~~:am Budget $ 10 :3/cP_ (100%1 OCFS Funds.-2 .--,., ~,- Requested $ _ ~ ~..::J6 <-_~*' of totall TOWN HALL MAIN RD Street SOUIHom c"' NY State 11971 Zip Code . Federal ID #: Charities Reg #: 11-6001939 Not Applicable Period of Actual To: 12/31/07 Mr. Scott A. Russell, Supervisor o Executive Director Board Chairperson Sigtlature (~) 7(P-S-l~&'r Telephone Number Mr. JAMES M::MAHON DIREnOR W}765-1283 Telephone NUmber Contact Person Title Fiscal Officer Trtle ~/) 7q,S-/;?<f3 ;;r/t7J1~ IJfCjlfll-/!3lAl .()II(~(,JJ~ Telephone Number The Agency Is: D Private. Not~for.Profit Qg Public PROGRAM SITES - Most Significant (3 Maximum) o Religious Corporation Assembly NYS Senate Local City Council Type I . Address (Street,City,State,Zip) Dist. No. Dist No. Plan'g Bd. District OFFICE 'ICWN HALL MAIN RD 1 1 SOUTHOm 11971 . NYC ONLY PROGRAM SUMMARY: {MAXIMUM OF 350 CHARACTERS - approximately 45 Words} PRO:JRAM IS DESIGNED TO DELIVER INDIVIDUAL CDUNSELIN3 AND CRISIS INI'ERVENTICIN SERVIrnB TO 50 YOUI'H. PROGRAM PROFILE Unduplicated Count of Youth and Clients Served (All Activities] 50 ''i. Probleml Target Number of Youth Need Population Service Methods 10 be Served Primary 519 840 524 I 530 50 Secondary --c- I o Direct Services will NOT be provided by this program Sex of program participants Male: 45% Female: 55 % Ethnicity - Whites:~% Black: 10 % Hispanic:, 10 % NativeAmerican:~% Asian:~% Other:~% Age-0.4:~ % 5.9:~ % 10.15:~ % 16"20:~% Problem Need: Target Pcpulation: SeIVice Methods: BEHAVIOR PROBLEMS IN HCl\'l8 HISTORY OF INVOLVEMENT W/CDURT/NOI'PlArnD INDIVIDUAL COUNSELIN3 CRISIS INIERVENI'ION CDUNSELIID ,/pet/I OCFS-3107 (Re". 03l2OO2) FRONl NEWYORKSTA1E . OFFICE OF CHILDREN AND FAMI~Y SERVICES PROGRAM BUDGET APPENDIX B PROGRAM CODE: LQJ 7" if I 7 10 10 i / CONTRACT NUMBER: I I 's , D "":' ,0 \0 I~ 1_- "GENCYIMUNICIPALlT':': It) W,J ?ROGRAMllRE: <So cJ7lloLd PERSONA~ SERVICES: POSmONllRE 0/ SDcJ7J-htd. Yo J7}f S&eLl/C.~ FUN.:) n'?::: RATE OF PAY lOTAL OCFS PROGRAM AMOUNT (1). TOTALOCFS PONDS REQUESTEE ~WlS PROGRAM "$;.' $ $ , ' $ $ $ $ ~$ $ $ $ $ $ $ $ $ $' . TOTALsAlAAIESANDWAGES $ . . 'j TOTALFRINGEBENB'ITS $ TOTAL PERSONAL SERVICES (1) $ -19 - :...... tf) -:- -&~ CONTRACTED SERVICES AND STIPENDS TY\'E OF SERvitloOR OONsULTANT.nri..E .1 (t:# $ ',' ..$ , ., ~' q.-'" ,~,c' ',' '"c, . $ TOTAL CONTRACTED SERViCES (2) RATE OF 'BASE PAY. (S.M.HR). t) ,1lftPU//fL TOTAL OCFS PROGRAM AMOUNT e,r , -~ i .~ $ / t:), ,g I t,P -. $ , $ $ ~3/~ 1$ TQTAL MAINTENANCE & OPERATION (3) I $ - 0- LIST EQUIPMENT TO BE PURCHASED OR RENTED: (UNIT COST OVER S200 AND LIFE EXPECTANCY OF OVER TWO YEARS) FACILITY REPAIRS PROGRAM SITE ADDRESS I TOTAL FACILITY REPAIRS (4) ,~ I; -&- ItJil~fill!~~~!~F:' , I'~";-"'""'%~"""~-""'W".;>;:' ;.'" ] TOTAL OCFS PROGRAM AMOUNT I I ~ 3/4- s L . ----- . . G? TOTAL OCFS UNDS REQUESTED L1... ~ (P..s-~ __i LIST OF OTHER FUNDING SOURCES S /tJ.3/t.P REIM8URSAB~E TOTA~ $ Cf (PStP MUNICIPAL FUNDING $ OTHER SOURCES _ _ _ __,~ ___ .... ,,~.. ,...,,,...~<'" nCtrIOflo<:-c:rrcuT' Ie:: /.JnT Rf=INr:; REDUESTED_ Suffolk Cdunty, New York Department of Labor SUFFOLK COUNTY DEPARTMENT OF LABOR - LABOR MEDIATION UNIT UNION ORGANIZING CERTIFICATlON/DECLARATION - SUBJECT TO AUDIT If the following definition of "County Contractor" (Union Organizing Law Chapter 466-2) applies to the contractor's/beneficiary's business or trausaction with Suffolk County, the contractor/beneficiary must complete Sections I, III, and IV below. If the following definitions do not apply, the contractor/beneficiary must complete Sections II, ill and IV below. Completed forms must be submitted to the awarding agency. County Contractor: "Any employer that receives more than $50,000 in County funds for supplying goods or services pursuant to a written contract with the County of Suffolk or any of its agencies; pursuant to a Suffolk County grant; pursuant to a Suffolk County program; pursuant to a Suffolk County reimbursement for services provided in any calendar year; or pursuant to a subcontract with any of the above." Section I The Union Organizing Law applies to this contract. I/we hereby agree to comply with all the provisions of Suffolk County Local Law No. 26-2003, the Suffolk Couuty Union Organizing Law (the law) and, as such shall not use County funds to assist, promote, or deter uniou organizing (Chapter 466-3 A), nor seek reimbursemeut from the County for costs'iucurred to assist, promote, or deter uniou organiziug. (Chapter 466-3 B) Check if Applicable I/we further agree to take all action necessary to ensure that County fuuds are uot used to assist, promote, or deter uniou organiziug. (Chapter 466-3 H) D I/we further agree that if any expeuditures or costs ,incurred to, assist, promote, or deter union organizing are made, I/we shall maintain records sufficient to show that no County funds were used for those expenditures and, as applicable, that no reimbursement from County funds has been sought for such costs. I/we agree that such records shall be made available to the pertinent County agency or authority, the County Comptroller, or the County Department of Law upon request. (Chapter 466-3 I) I/we further affirm to the following: . I/we will not express to employees any false or misleading information that is intended to iufluence the determination of employee preferences regarding union representation; . I/we will not coerce or intimidate employees, ~xplicitly or implicitly, in selecting or not selecting a bargaining representative; . I/wewill not require an employee, individually or in a group, to attend a meetiug or an event that is intended to iuflo'ence his or her decision iu selecting or not selecting a bargaining representative; . I/we understand my/our obligation to limit disruptions caused by prerecognition labor disputes through the adoption of nonconfrontational procedures for the resolution of prerecognition labor disputes with employees engaged in the production of goods or the rendering of services for the County; and . I/we have or will adopt any or all of the above-referenced procedures, or their functional equivalent, to ensure the efficient, timely, and quality provision of goods and services to the County. I/we shall include a list of said procedures in such certification. I/we further agree that every County contract for the provision of services, when such services will be performed on County property, shall include a requirement that I/we adopt a reasonable access agreement, a neutrality agreement, fair communication agreement, no intimidation agreement, and a majority authorization card agreement. I/we further agree that every County contract for the provision of human services, when such services are not to be performed on County property, shall include a requirement that I/we adopt, at the least, a neutrality agreement. I/we understand that the efficient, timely, and nondisruptive provision of goods and services is a paramount financial interest of the County of Suffolk and as such, the County expects the potential County contractor to protect the County's financial interest by adopting nonconfrontational procedures for the orderly resolution oflabor disputes, including, but not limited to, neutrality agreements, majority authorization card agreements, biuding arbitratiou agreements, fair communication agreements, nonintimidation agreements, and reasonable access agreements. DOL-LOJ (6/05) " . Suffolk County, New York Department of Labor Section II The Union Organizing Law does 'l"t appJytothis contract for the following reason(s): 0 C3 'Gl.I"1( l:A.., fr' q "1 (5 f1?+~^ ~f(o'fr:!J ~e-ney- ' o Check if Applicable '-;;wn oil SD vt+ho () Federal EmployerID#: I- 0, (JoX (('1 Y Amount of Assistance: )(")(A+t..o/r( jJY (r9'1I-n9;)t Vendor#: Contractor Phone #: (jJ, JI- 7?,Y-:::- ( '?r( Description of project or service: Section ill Contractor Name: ((-000{tJ'I Contractor Address: Section IV I declare under penal certification, and th of perjury under the Laws of the State of New York that the undersigned is authorized to provide this e above is true and correct. ~"'7 Authorized Ignature Date Print Name and Title of Authorized Representative DOL-WI (6/05) Suffolk Connly, New York Department of Labor SUFFOLK COUNTY DEPARTMENT OF LABOR - LABOR MEDIATION UNIT UNION ORGANIZING CERTIFICA TIONillECLARATION - SUBJECT TO AUDIT If the following definition of "County Contractor" (Union Organizing Law Chapter 466-2) applies to the contractor'slbeneficiary's business or transaction with Suffolk County, the contractorlbeneficiary must complete Sections I, III, and IV below. If tbe following definitions do not apply, the contractorlbeneficiary must complete Sections II, III and IV below. Completed forms must be submitted to the awarding agency. County Contractor: "Any employer that receives more than $50,000 in County funds for supplying goods or services pursuaut to a written contract with the County of Suffolk or any of its agencies; pursuaut to a Suffolk County graut; pursuaut to a Suffolk County program; pursuaut to a Suffolk County reimbursement for services provided in auy calendar year; or pursuaut to a subcontract with any of the above." Section I The Union Orgauizing Law applies to this contract. Vwe hereby agree to comply with all the provisions of Suffolk County Local Law No. 26-2003, the Suffolk County Union Organizing Law (the law) aud, as such shall not use County funds to assist, promote, or deter union orgauizing (Chapter 466-3 A), nor seek reimbursement from the County for costs incurred to assist, promote, or deter union orgauizing. (Chapter 466-3 B) Check if Applicable I/we further agree to take all action necessary to ensure that County funds are not used to assist, promote, or deter union organizing. (Chapter 466-3 II) D I/we further agree that if any expenditures or costs jncurred to assist, promote, or deter union orgauizing are made, I/we shall maintain records sufficient to show that no County funds were used for those expenditures aud, as applicable, that no reimbursement from County funds has been sought for such costs. I/we agree that such records shall be made available to the pertinent County agency or authority, the County Comptroller, or the County Department of Law upon request. (Chapter 466-3 I) I/we further affirm to the following; . Vwe will not express to employees any false or misleading information that is intended to infiuence the determination of employee preferences regarding union representation; . Vwe will not coerce or intimidate employees, explicitly or implicitly, in selecting or not selecting a bargaining representative; . Vwe will not require au employee, individually or in a group, to attend a meeting or an event that is intended to influence his or her decision in selecting or not selecting a bargaining representative; . Vwe understaud my/our obligation to limit disruptions caused by prerecognition labor disputes through the adoption of none on fro ntationa I procedures for the resolution of pre recognition labor disputes with employees engaged in the production of goods or the rendering of services for the County; and . Vwe have or will adopt auy or all of the above-referenced procedures, or their functional equivalent, to ensure the efficient, timely, aud quality provision of goods and services to the County. I/we shall include a list of said procedures in such certification. Vwe further agree that every County contract for the provision of services, when such services will be performed on County property, shall include a requirement that Vwe adopt a reasonable access agreement, a neutrality agreement, fair communication agreement, no intimidation agreement, and a majority authorization card agreement. Vwe further agree that every County contract for the provision of humau services, when such services are not to be performed on County property, shall include a requirement that I/we adopt, at the least, a neutrality agreement. Vwe understand that the efficient, timely, and nondisruptive provision of goods and services is a paramount tinancial interest of the County of Suffolk and as such, the County expects the potential County contractor to protect the County's tinancial interest by adopting nonconfrontational procedures for the orderly resolution of labor disputes, including, but not limited to, neutrality agreements, majority authorization card agreements, binding arbitration agreements, fair communication agreements, nonintimidation agreements, and reasonable access agreements. DOL-WI (6/05) Suffolk County, New York Department of Labor Section II The Union Organizing Law does not apply to this contract for the following reasonCs): 1 D Check if Applicable Section III Contractor Name: Contractor Address: Federal Employer ID#: Amount of Assistance: Vendor #: Contractor Phone #: Description of project or service: der penalty of perjury under the Laws of the State of New York that the undersigned is authorized to provide this and th t the above is true and correct. Au horize Signature" tJ/~~ /30DIWAJo,) Prini Name ,md Title of Authorized Representative Date DOL-LOl (6/05) Suffolk County Form 22 Conlractor'sNendor's Public Disclosure Statement Pursuant to Section A5-7 of the Suffolk County Administrative Code, this Public Disclosure Statement must be completed by all contractors/vendors that have a contract with Suffolk County. In the event contractor/vendor is exempt from completing paragraphs numbered 1 through 11 below, so indicate at paragraph number 12 below setting forth the reason for such exemption. Notwithstanding such exempt status, you must execute this form below before a notary public. 1. ContraGtor's~por's Name7f}W,J of .J;;uf-J..o I) Address 1'1/1 /JJ S'-I-,e~E 'I . I CityandStateJod.Lc/d. AJ.{w YOL( Zip Code II <t 71 2. Contracting Department's Name Address 3. Payee Identification or Social Security No. 4. Type of Business_Corporation_Partnership_Sole Proprietorship_Other S.a Is contractor/vendor entering into or has contractor/vendor entered into a contract with Suffolk County in excess of$I,OOO? _Yes_No. S.b Has contractor/vendor entered into three or more contracts, including the one for which you are now completing this form, with Suffolk County, any three of which, when combined, exceed $1,000? _Yes_No. 6. Table of Organization. List names and addresses of all principals; that is, all individuals serving on the Board of Directors or comparable body,;ames and addresses of all partners, and names and addresses of all corporate officers. Conspicuously identify any person in this table of organization who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary.) 7. List all names and addresses of those individual shareholders holding more than five percent (5%) interest in the contractor/vendor. Conspicuously identify any shareholder who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary). 8. Does contractor/vendor derive 50% or more of its total revenues from its contractual or vendor relationship with Suffolk County?_Yes_No. 9. If you answered yes to 8 above, you must submit with this disclosure statement, a complete financial statement listing all assets and liabilities as well as a profit and loss statement. These statements must be certified by a Certified Public Accountant. (Strike this out if not applicable.) 10. The undersigned shall include this Contractor'sNendor's Public Disclosure Statement with the contract. (Describe general nature of the contract.) Page 1 of 3 Public Disclosure Form 11. Remedies. The failure to file a verified public disclosure statement as required under local law shall constitute a material breach of contract. Suffolk County may resort, use or employ any. remedies contained in Article IT of the Uniform Commercial Code of the State of New York. In addition to all legal remedies, Suffolk County shall be entitled, upon a deterruination that a breach has occurred, to damages equal to fifteen percent (15%) of the amount of the contract. 12. If you are one of the entities listed below at a) through c) or you qualify under d) below, you are exempt from completing paragraphs numbered 1 through 11 herein: a) Hospital -* b) Educational or governmental entities _ c) Not-for-profit corporations _ d) Contracts providing for foster care, family day-care providers or child protective services Please check to the left side ofthe appropriate exemption. Verification. This section must be signed by an officer or principal of the contractor/vendor authorized to sign for the company for the purpose of executing contracts. The undersigned being sworn, affirms under the penalties of perjury, that he/she has read and understood the foregoing statements and that they are, to his/her ow owledge, true. Dated: )'~.,,47 Printed Nanfe of Signer: Title of Signer: Name of ContractorNendor: 13. ( fOw~~~~U;~~o(r/ UNIFORM CERTIFICATE OF ACKNOWLEDGMENT (Within New York State) STATE OF NEW YORK) COUNTY OF 5LAFf'~ ss.: On the../.3- d~ of y,-,-- LV in the year 20Ofbefore me, the undersigned, personally appeared rc.....Pf- /f ,( (JPJ ( persbnally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies) and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of which the individual(s) acted, executed the i trument. ~. e of individual taking acknowledgement) BONNIEJ. DOROSKI NotalY Public, State Of New Yurt No. 01006095328, Suffolk County Term Expires July 7. 20 ~ Page 2 of 3 Public Disclosure Form UNIFORM CERTIFICATE OF ACKNOWLEDGEMENT (Without New York State) STATE OF ) )ss.: ) COUNTY OF On the day of in the year 2004 before me, the undersigned, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies) and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of which the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the undersigned in (Insert the city or other political subdivision and the state or country or other place the acknowledgement was taken) (signature and office of individual taking acknowledgement) Contractor'sN endor's Public Disclosure Statement Form (Rev. 3/04) Page 3 of 3 Public Disclosure Form H:\MUNLA W\Pmj\Master Forms\Public disclosure SOP 04 form.doc 5.b 6. Suffolk County Form 22 Contractor'sNendor's Public Disclosure Statement Pursuant to Section A5-7 of the Suffolk County Administrative Code, this Public Disclosure Statement must be completed by all contractors/vendors that have a contract with Suffolk County. In the event contractor/vendor is exempt from completing paragraphs numbered 1 through 11 below, so indicate at paragraph number 12 below setting forth the reason for such exemption. Notwithstanding such exempt status, you must execute this form below before a notary public. ~~U/~~-~6Jq6v6~ {/{- .t. 1. Zip Code Contractor'sNe dor's N Address City and State AJ Contracting Department's Name Address Payee Identification or Social Security No. Type of Business_Corporation_Partnership_Sole Proprietorship_Other Is contractor/vendor entering into or has contractor/vendor entered into a contract with Suffolk County in excess of $1,000? _Yes_No. Has contractor/vendor entered into three or more contracts, including the one for which you are now completing this form, with Suffolk County, any three of which, when combined, exceed $1,000? _Yes_No. Table of Organization. List names and addresses of all principals; that is, all individuals serving on the Board of Directors or comparable body,;ames and addresses of all partners, and names and addresses of all corporate officers. Conspicuously identify any person in this table of organization who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary.) 2. 3. 4: 5.a 7. List all names and addresses of those individual shareholders holding more than five percent (5%) interest in the contractor/vendor. Conspicuously identify any shareholder who is also an officer or an employee of Suffolk County. (Attach additional sheet if necessary). 8. Does contractor/vendor derive 50% or more of its total revenues from its contractual or vendor relationship with Suffolk County?_Yes_No. 9. If you answered yes to 8 above, you must submit with this disclosure statement, a complete financial statement listing all assets and liabilities as well as a profit and loss statement. These statements must be certified by a Certified Public Accountant. (Strike this out if not applicable.) 10. The undersigned shall include this Contractor'sNendor's Public Disclosure Statement with the contract. (Describe general nature of the contract.) Page 1 of 3 Public Disclosure Form 11. Remedies. The failure to file a verified public disclosure statement as required under local law shall constitute a material breach of contract. Suffolk County may resort, use <;lr employ any remedies contained in Article II of the Uniform Commercial Code of the State of New York.. In addition to all legal remedies, Suffolk County shall be entitled, upon a determination that a breach has occurred, to damages equal to fifteen percent (15%) of the amount of the contract. 12. If you are one of the entities listed below at a) through c) or you qualify under d) below, you are exempt from completing paragraphs numbered 1 through 11 herein: _a) Hospital _ b) Educational or governmental entities ~ c) Not-for-profit corporations _ d) Contracts providing for foster care, family day-care providers or child protective services Please check to the left side of the appropriate exemption. 13. Verification. This section must be signed by an officer or principal of the contractor/vendor authorized to sign for the company for the purpose of executing contracts. The undersigned being sworn, affirms under the penalties of peIjury, that he/she has read and understood the foreg/ing statements and that they a; to' er own knowledge, true. Dated: -1lQrlDl .: Printed Name of Signer: ( e. VI Title of Signer: ){ Name of ContractorN endor: UNIFORM CERTIFICATE OF ACKNOWLEDGMENT (Within New York State) STATE OF NEW XQRK) COUNTY OF ~~ ) ss.: ~ the ~ day of.:ll ~ in the year 200ft-before me, the undersigned, personally appeared C~V\ ~4rt~11'\ persJnally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in hislher/their capacity(ies) and that by hislher/their signature(s) on the instrument, the individual(s), or the person upon behalf of which the individual(s) acted, executed ~O"' ~ J1M i.A.. ! (signature and office of individual taking cknowledgement) MAUREEN R CROWLEY Notary Public, Stale of New Yolk No.01CR6137647 Z/ Qualified In Suffolk CountY 20;'1 Commission expires December 6. - Page 2 of 3 Public Disclosure Form UNIFORM CERTIFICATE OF ACKNOWLEDGEMENT (Without New York State) STAlE OF ). )ss.: ) COUNTY OF On the day of in the year 2004 before me, the undersigned, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to the within instrument and acknowledged to me that he/she/they executed the same in hislher/their capacity(ies) and that by hislher/their signature(s) on the instrument, the individual(s), or the person upon behalf of which the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the undersigned in (Insert the city or other political subdivision and the state or country or other place the acknowledgement was taken) (signature and office of individual taking acknowledgement) Contractor'sNendor's Public Disclosure Statement Form (Rev. 3/04) Page 3 of 3 Public Disclosure Form H:\rYfUNLA W\Pmj\Master Forms\Public disclosure SOP 04 form.doc