HomeMy WebLinkAboutStreet Sweeper/Front End PayldrHO. R-l_ UNITED STATES OF AMERICA
STATE OF NEW YORK ~ 136,000
COUNTY OF SUFFOLK
T(]~N OF SOUTHOLD
JUN- ?
The To~m of Southold, in the County of lk, a municipal corporation of
the l l SUffoik County National Bank
State of New York, hereby acknowledges Hself indeh~~d promises to pay to the beo~e~ of this Note, or
if it be registered, to the registered holder, the sum of
---One Hundred Thirty-Six Thousand .................... --~--Dollars ($ 136,000 .........
on the 7 th day et June ,19 91, to~ether with interest thereon from the date hereof at the rate of
---six and twenty-£ive hundredths ............. per centum ( 6.25 %) per annum, payable at maturity.
1}o~h princlp~ of and interest on this N'ote will be p~id in lawful money of tbe Units~l States of America, at
COUNTY NATIONAL BANK, Cutchogue, New York.
At the request of the holder~ the Town C I erk shah convert this Note into
a registered Note by registering it in the name of the holder in the books of the TO~T1 kept in the office
of such Town Clerk a~d endorsing a cerSfieate of such registration hereon, after which beth
principal of and interest on this Note shah be payable only to the registered holder, his legal representatives, successors or
withe written transfer of title a~d such....C~l~ ~ I ~i shall thereupon register this
Note in the nome of the transferee in his b([oi~md shall endorse a ccrt~q~of such registration hereon. Such transfer shall
be dated, and signed by the registered hold~'~r his legal rel~resentativeJ.~it shell be duly acknowledged or proved or in
the alternative tM signature thereto shell l~,.[~lrtifle~qd~lto-itlt g~n~n~aT~ an officer of a b~nk or trust compaay located
and authorized to do business in this State. ~ ,a,-,,, --
This Notois the only N~Ol~P~tl~allr~nowal issue, the principal
amount of which is $136,000. RIVERHEAU,
This Note is issued pursuant to the provisions of the Local Finance Law, constituting Chapter 33-a of the Consolidated
Laws of the State of NewYorlr, tho bohd resolution adopted by the Town Board on February 2~,
193~. authorizing the issuance of $170,000 serial bonds for the purchase of a s~eeper
and a payloader for use by the Town Highway Department, and tho Certificate of
Determination executed by the Supervisor on June g, 1990. This Note has been
designated by the To~m as a qualified tax-exempt obligation pursuant to the
provisions of Section 265 of the Internal Revenue Code of 1986, as amended.
The faith dad credit of such Tram of Southold are hereby
irrevocably pledged for the punctual payment of the principal of and interest on this Note according to its terms.
It is hereby certified and recited that all conditions, acts and things required by the Constitution and statutes of the
State of New York to exist, to have happened and to have been performed precedent to end in the issuance of this Note, exist,
have happened and have been performed~ and that this Note~ together with all other indebtedness of such Town
o£ Southotd is within every debt and other limit prescribed by the Constitution and laws of such State.
IN WITNESS WHEREOF, Tmm of Southold
has caused this Note to be signed by it~
Town Cldrk
its
and44qis aNqte to be dated as of tbS, i~ t h day of June,
,4 / ·
Supervet' ~ - ~ ~ '
19 90.
C t e,rk
UNITED STATES OF AMERICA
STATE OF NEW YORK
COUNTY OF SUFFOLK
TOII~OF $OUTHOLD
170,000
BOND .~TICIPATION NOTE FOR S~'~EPER AND PAYLOADER-1989
of the The Town of Southold, in the County of Suffolk, a municipal corporation
State of New York, hereby acknowledges itself indebted and for valne reeelved promises to pay to the boo. for of this Note, or
if it be registered, to the registered holder, the sum of
............... One Hundred Seventy Thousand ............. "Dollars ($170,000 .......... )
on the 8th a~y of June , i990 , together with interest thereon from the date hereof at the rate of
........ six and sixty hundredths ............ per centum (6.60 %) per annum, payable at maturity.
Both principal of and interest on this Note will be paid in lawful money of the United States of America, at
Norstar Bank, N.A., Southold, New York
At the request of the holder, the Tram Clerk shall convert this Note into
a registered Note by registering it hi the name of the holder in the hooks of the Town kept in the office
of such To~m Clerk and endorsing a certificate of such registration hereon, after which both
principal of and interest on this N
~ otc shah be payable only to the registered holder, Ids legal representatives, successors or
transferees. This Note shall then oe transferable only upon presentation to such Town Clerk
with a written transfer of title mad such Town Clerk shall thereupon register this
Note in the name of the transferee ia his hooks and shall endorse a certificate of such registration hereon. Such transfer shall
be dated, and sig~aed by the registered holder, or his legal representatives, and it shall be duly acknowledged or proved, or in
the alternative the signature thereto shall be certified aa to its genuineness y au officer of a bank or trust company located
and authorized to do business In this State. ~ b
This Note is the only Note of an authorized issue, the principal amount
of which is
~Th~ !s~ ~oo~_e~i$ i?.u. ea l~.urs, uant to the p~vislons of ~e ~al Fhanee Law, constitutln Chin ter ~ a of th
~ uuuu resoiurzon adopted by the Town ~ard on February 28,
1989, authorizin2 the purchase of a sweeper and a payloader for use by the Tmm~k
Hishway ~partment, and the Certificate of ~termina~ion executed by the Supervisor
on' June 9, 1989. ~is Note has been designated by the To~m as a qualified
t~-exempt obligation pursuant to the provisions of Section 265 of the Internal
Revenue Code of 1986, ~~
as ~nded. ' ....... .
Tbe faith and er~ of au~ TO~ Of Southold
i~e~oeably pl~d for ~e pun~u~ pa~en[ of the p~eipal of and Mterest on ~ Note ~r~g te its terms,are hereby
It is hereby certified and recited ~at ~ can~tion~ ~te ~d t~gs ~uir~ by the ~ns~on and statute
Sta~ of Hew York ~ ~st, to have hanuened and *- ~--,~ ~ ..... ' ' s of the
have ~ppened ~d h~e been perfo~ed, ~d ~at ~ Note, to~er ~th ail other ~debt~nes$ of such TO~I Of
Southold is wi~in every debt ~d other l~it proscribed by ~e ~nati~tinn and laws of snch State.
IN WITNESS WHEREOF, the To~m of Southold
has caused this Note to be signed by its
Town Clerk
Supervisor
· and iss corporate seal ~o be hereunto affixed and attested by its
and this Note to be dated as of the 9 th June
1989.
ATTEST
To~m Clerk
AFFIDAVIT AS TO NO CONFLICT OF INTEREST
STATE OF NEW YORK
COUNTY OF SUFFOLK
:ss:
Judith T. Terry, being duly sworn upon his/her oath
deposes and says:
(1) I am the duly appointed, qualified and acting Town
Clerk of the Town of Southold, in the County of Suffolk, New York
(herein and in Schedule A annexed hereto called "Town");
(2) That with respect to the contract of sale of the
Note of the Town described in the Certificate of Determination
executed by the Supervisor on the eighth day of June, 1990, to
the financial institution indicated in such Certificate, I have
made a careful inquiry of each officer and employee of the Town
having the power or duty to (a) negotiate, prepare, authorize or
approve the contract or authorize or approve payment thereunder,
(b) audit bills or claims under the contract, or (c) appoint an
officer or employee who has any of the powers or duties set forth
above, as to whether or not such officer or employee has an
interest (as defined pursuant to Article 18 of the General
Municipal Law) in such contract;
(3) That upon information and belief, as a result of
such inquiry, no such officer or employee has any such interest
in said contract unless otherwise noted in Schedule A annexed
hereto and by this reference made a part hereof.
Town Clerk
Subscribed and sworn to before me
this eighth day of June, 1990.
Notary Public, St~-e~of N~w York
EUZABETH ANN NEVIllE
Notary Public, State of New Yo~
No. 52-8125850, Suffolk Couzttv
Term E~irM October 31,
SCHEDULE A
, is a stockholder of the Purchaser
owning or controlling, directly or indirectly, less than five per
centum (5%) of the outstanding stock thereof but no disclosure of
such interest by said officer is required pursuant to said Law.
2. , has an interest in the Purchaser
solely by reason of employment as an afficer or employee thereof,
but the remuneration of such employment will not be directly
affected as a result of said contract and the duties of such
employment do not directly involve the procurement, preparation
or performance of any such part of such contract.
3. , has publicly disclosed the nature
and extent of such interest in writing to the governing board of
the Town. Such written disclosure has been made a part of and
set forth in the official record of proceedings of the Town.
ARBITRAGE AND USE OF PROCEEDS CERTIFICATE
I, Scott L. Harris, Supervisor of the Town of Southold
(the "Town"), in the County of Suffolk, New York, HEREBY CERTIFY
and reasonably expect with respect to the issuance of the
$136,000 Bond Anticipation Note for Sweeper and Payloader-1990
(the "Note") of the Town, dated June 8, 1990, as follows:
1. The Town will comply with all the procedures and
provisions set forth below. The Town will perform all acts and
things necessary and desirable to assure that interest paid on
the Note, shall for the purposes of federal income taxation, be
excludable from the gross income of the recipients thereof under
Section 103 of the Internal Revenue Code of 1986 as amended (the
"Code"). '
2. The proceeds of sale of the Note will be used
together with other funds of the Town in the amount of $34,000 to
redeem a prior issue (the "Prior Issue") in the amount of
$170,000 heretofore issued to provide funds for the purpose
described (the "Project") in the resolution entitled:
"Bond Resolution of the Town of Southold, New York,
adopted February 28, 1989, authorizing the purchase
of a sweeper and a payloader for use by the Town
Highway Department, stating the estimated maximum
cost thereof is $170,000, appropriating said amount
therefor, and authorizing the issuance of $170,000
serial bonds of said Town to finance said
appropriation,"
adopted by the Town Board of the Town on the date therein
referred to.
3. The Project has been completed, and all proceeds of
the Prior Issue, including investment earnings, have been
expended on the Project, or, if the Project has not been
completed, it is reasonably expected that all of the proceeds of
sale of the Prior Issue will be expended within three years from
the date of issuance of the original notes issued pursuant to the
resolution hereinabove cited in paragraph 2 hereof in renewal of
which the Note is being issued. If the Project has not been
completed, work on the acquisition, construction or
accomplishment of the Project is proceeding with due diligence to
completion.
4. The Note constitutes a current refunding bond and
pursuant to the provisions of Section 148 of the Code is not
subject to the rebate requirement imposed by the Code because:
(i) the Prior Issue qualified for, and was taken into
account under the rebate exception when issued;
(ii) the aggregate face amount of the Note does not
exceed $5,000,000;
(iii) the Prior Issue had a weighted average maturity of
3 years or less; and
(iv)
the maturity date of the Note, as measured from the
original date of issuance of the notes issued
pursuant to the resolution hereinabove cited in
paragraph 2 hereof in renewal of which the Note is
being issued, does not exceed 30 years.
5. The total proceeds of sale of all bond anticipation
notes issued to date for the Project do not exceed the total cost
of the Project.
6. The Project will not be sold or otherwise disposed
of in whole or in part except for incidental sales of surplus
items the proceeds of which will not constitute net operating
profits or net capital profits to the Town.
7. The Note will be paid from taxes and the proceeds
of other obligations of the Town issued to fund the Note.
8. The taxes used to pay principal and interest on the
Note, whether or not deposited in a debt service fund, will be
expended within 13 months of the date of deposit in such fund, or
the date of their accumulation, in the payment of debt service on
the Note. Any amounts received from the investment of such
deposit or accumulation will be expended within one year of
receipt. The debt service fund, if any, will be used to achieve
a proper matching of revenues and debt service and will be
depleted at least annually except for a reasonable carryover
amount not to exceed one years earnings on the fund or 1/12 of
annual debt service.
9. Except for the debt service fund described herein
the Town has not created or established, and does not expect to
create or establish, any sinking fund or other similar fund which
the Town reasonably expects to use to pay principal or interest
on the Note.
10. No portion of the proceeds of the Note will be
invested, directly or indirectly, in federally insured deposits
or accounts other than investments of a debt service fund or
investments for an initial temporary period.
1t. The Project will be owned by the Town or another
state or local governmental unit and will not be leased to any
person who is not a state or local governmental unit. It will
not (except to the extent that any of the projects financed
involve grants) be sold or otherwise disposed of, in whole or in
part, prior to the maturity date of the Note.
12. The aggregate amount of proceeds of the Note used
directly or indirectly in a trade or business carried on by a
natural person, or in any activity carried on by a person other
than a natural person ("Private Use"), excluding use by a state
or local government unit and use as a member of the general
public, will not exceed 10% of such proceeds in the event that
more than 10% of the principal or 10% of the interest due on the
Note during the term thereof is, under the terms of the Note or
any underlying arrangement, directly or indirectly, secured by
any interest in property used or to be used for a Private Use or
in payments in respect of property used or to be used for a
Private Use or is to be derived from payments, whether or not to
the Town, in respect of property or borrowed money used or to be
used for a Private Use.
13. No more than 5% of the proceeds of the Note will be
used to finance property used by a nongovernmental person in a
Private Use which is unrelated to the governmental use of the
property being financed.
14. No more than 5% of the proceeds of the Note is
allocable to any disproportionate related Private Use. For
purposes of this Arbitrage and Use of Proceeds Certificate, Note
proceeds are allocable to a disproportionate related Private Use
to the extent that the proceeds of the Note which are to be used
to finance property used by a nongovernmental person in a trade
or business which is related to the governmental use of the
property referred to in paragraph 12, above, exceeds the proceeds
of the Note which are to be used for the governmental use to
which such Private Use relates.
15. For purposes of paragraphs 12, 13 and 14, a Private
Use consists of any contract or other arrangement including,
without limitation, leases, management contracts, guarantee
contracts, take or pay contracts, or put or pay contracts, which
provides for a use of the Project by a person or persons who are
not state or local governments on a basis different than the
general public. Any management, or operations contract or
agreement which provides for (1) a term (including renewal
options) not in excess of five years, (2) payments no portion of
which are based on a share of net profits and at least 50 percent
of which are made on a periodic, fixed-fee basis, and (3)
termination by either party, without penalty, at the end of any
three-year period is not considered a Private Use.
16. The amount of proceeds of the Note that will be
used directly or indirectly to make loans to persons other than a
governmental unit is not more in the aggregate than the lesser of
$5,000,000 or 5% of such proceeds.
17. To the extent the amount of proceeds of the Note to
be used to make loans to any borrowers (including loans referred
to in paragraph 16 above and loans to state or local governmental
units) exceeds $5,000,000, at least 95% of the net proceeds of
the issue (as defined in Section 150 of the Code but ~ithout
including proceeds used to finance costs of issuance or
capitalized interest) that are to be used to make loans, will
have been used within 3 years of the date hereof to make such
loans. The payment of legal and underwriting costs is not
contingent and at least 95% of the reasonably expected legal and
underwriting costs associated with issuance will be paid within
180 days of the date hereof. For purposes of this paragraph the
term loan does not include any use of proceeds by an agency of
the Town unless such agency is a political subdivision or an
instrumentality of the Town.
18. No more than 5% of the proceeds of the Note are to
be used with respect to any output facility (other than a
facility for the furnishing of water). No more than the lesser
of $5,000,000 or 5% of the proceeds of the Note are to be used
(directly or indirectly) for the acquisition of a nongovernmental
output facility.
19. The Note
tax-exempt obligation"
of the Code.
is hereby designated a "qualified
pursuant to the provisions of Section
265
In making such designation it has been determined that:
(i) the Note currently refunds the Prior Issue;
(ii) the Prior Issue was designated as a "qualified
tax-exempt obligation";
(iii) the aggregate face amount of the Note does not
exceed $10,000,000;
(iv) the Prior Issue had a weighted average maturity of
3 years or less;
(v)
the maturity date of the Note, as measured from the
original date of issuance of the notes issued
pursuant to the resolution hereinabove referred to
in paragraph 2 hereof in renewal of which the Note
is being issued, does not exceed 30 years; and
(vi)
not more than $10,000,000 of obligations issued by
the Town during the calendar year in which the
Prior Issue was issued, were designated by the Town
as "qualified tax-exempt obligations".
20. The Town has not received notice that it has been
listed by the Commissioner of Internal Revenue as an issuer that
may not certify its obligations, nor has it been advised that the
Commissioner is contemplating listing the Town as a governmental
unit that may not certify its obligations.
On the basis of the foregoing, it is not expected that
the proceeds of sale of the Note will be used in a manner that
would cause the Note to be an "arbitrage bond" under Section 148
of the Code and the Income Tax Regulations prescribed thereunder.
To the best of my knowledge and belief, there are no other facts,
estimates or circumstances that would materially change the
foregoing conclusion.
I am one of the officers of the Town of Southold charged
by the resolution of the Town Board of said Town hereinabove
cited in paragraph 2 hereof with the responsibility for issuing
the Note and, as such, am an official whose certification may be
relied upon as the certification of the Town as referred to in
Section 148 of the Code, and Sections 1.103-13, 1.103-14 and
1.103-15 of the Income Tax Regulations thereunder. Neither I nor
the Town has been notified or advised by the Internal Revenue
Service of any contemplated publication of a notice in the
Internal Revenue Bulletin that the certification of the Town as
to arbitrage status may no longer be relied upon by purchasers of
its bonds or notes. This certification has been delivered as
part of the record of proceedings and accompanying certificates
with respect to the issuance of the Note and the provisions of
this certificate constitute a contractual obligation of the Town
in consideration for the purchase of and payment for the Note by
the purchaser(s) thereof.
(SEAL)
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of the
Town of Southold, this eighth day of
June, 1990. ~
/SuperVisOr
CERTIFICATE OF DETERMINATION BY THE
SUPERVISOR RELATIVE TO
AUTHORIZATION, SALE, ISSUANCE, FORM
AND CONTENTS OF A $136,000 BOND
ANTICIPATION NOTE FOR SWEEPER AND
PAYLOADER-1990 OF THE TOWN OF
SOUTHOLD, NEW YORK.
I, Scott L. Harris, Supervisor of the Town of Southold,
New York (herein called the "Town"), HEREBY CERTIFY that pursuant
to the powers and duties delegated to me, the chief fiscal
officer of the Town, by the Town Board of the Town, pursuant to
the resolution duly adopted and as referred to in paragraph 1
hereof, and subject to the limitations prescribed in said
resolution, I have made the following determinations:
1. A bond anticipation note (the "Note") of the Town
in the principal amount of $136,000 shall be issued in
anticipation of the sale of the serial bonds authorized pursuant
to the resolution entitled:
"Bond Resolution of the Town of Southold, New York,
adopted February 28, 1989, authorizing the purchase
of a sweeper and a payloader for use by the Town
Highway Department, stating the estimated maximum
cost thereof is $170,000, appropriating said amount
therefor, and authorizing the issuance of $170,000
serial bonds of said Town to finance said
appropriation,"
duly adopted by the Town Board on the date therein referred to.
2. The terms, form and details of said Note shall be
as follows:
Amount
Dated:
and Title:
$136,000 Bond Anticipation
Sweeper and Payloader-1990
June 8, 1990
Note for
Matures:
June 7, 1991
Number and
Denomination:
Interest Rate
per annum:
Number R-i,
6.25%
at $136,000
Form of Note:
Substantially in accordance with form
prescribed by Schedule B, 2 of
the Local Finance Law of the
State of New York.
3. Said Note is issued to renew, in part, a note or
notes in the amount of $170,000 maturing on June 8, 1990, the
redemption thereof having been provided to the extent of $34,000
from a source other than the proceeds of serial bonds.
4. The amount of bond anticipation notes originally
issued in anticipation of the issuance of serial bonds authorized
pursuant to the resolution referred to in paragraph 1 hereof,
including the Note, is $170,000, and the amount of bond
anticipation notes which will be outstanding after the issuance
of the Note, including said Note will be $136,000.
5. The serial bonds authorized pursuant to the
resolution referred to in paragraph 1 hereof are for an
improvement which is non-assessable.
6. Pursuant to said powers and duties delegated to me,
I DO HEREBY AWARD AND SELL said Note as follows:
to Suffolk County National Bank, Cutchogue, New York,
for the purchase price of $136,000, plus accrued
interest, if any, from the date of said Note to the date
of delivery thereof, and I FURTHER DETERMINE that said
Note shall be payable as to both principal and interest
at Suffolk County National Bank, Cutchogue, New York,
and shall bear interest at the rate of six and
twenty-five hundredths per centum (6.25%) per annum,
payable at maturity.
7. Said Note shall be executed in the name of the Town
by its Supervisor and the corporate seal of the Town (or a
facsimile thereof) shall be affixed, imprinted, engraved or
otherwise reproduced thereon and attested by its Town Clerk.
I HEREBY FURTHER CERTIFY that the powers and duties
delegated to me to issue and sell the Note hereinabove referred
to are in full force and effect and have not been modified,
amended or revoked.
IN WITNESS WHEREOF, I have hereunto set my hand this
eighth day of June, 1990.
Sup - '
CLERK'S CERTIFICATE
I, Judith T. Terry, Town Clerk of the Town of Southold,
in the County of Suffolk, New York, HEREBY CERTIFY that I have
compared the foregoing copy of the Certificate of Determination
executed by the Supervisor and the same is a true and complete
copy of the Certificate filed with said Town in my office as Town
Clerk on the eighth day of June, 1990; and
I FURTHER CERTIFY that no resolution electing to
reassume any of the powers or duties mentioned in said
Certificate and delegated to the Supervisor by the resolution
cited in said Certificate has been adopted by said Town Board.
IN WITNESS WHEREOF,
I have hereunto set my hand and
affixed the corporate seal of said
Town this eighth day of June, 1990.
(SEAL)
Town Clerk
CERTIFICATES AS TO SIGNATURES, LITIGATION,
AND DELIVERY AND PAYMENT
WE, the undersigned officers of the Town of Southold, in
the County of Suffolk, a municipal corporation of the State of
New York and herein referred to as the "Town", HEREBY CERTIFY,
that on or before June 8, 1990, we officially signed and properly
executed by manual signatures a $136,000 Bond Anticipation Note
for Sweeper and Payloader-1990 (the "Note") of the Town, payable
to bearer and otherwise described in Schedule A annexed hereto
and by this reference made a part hereof, and that at the time of
such signing and execution and on the date hereof we were and are
the duly chosen, qualified and acting officers of the Town
authorized to execute said Note and holding the respective
offices indicated by the titles set opposite our signatures
hereto for terms expiring on the respective dates set opposite
such titles.
WE FURTHER CERTIFY that no litigation of any nature is
now pending or threatened restraining or enjoining the issuance
or delivery of said Note or the levy or collection of any taxes
to pay the interest on or principal of said Note, or in any
manner questioning the authority or proceedings for the issuance
of said Note or for the levy or collection of said taxes, or
relating to said Note or affecting the validity thereof or the
levy or collection of said taxes, that neither the corporate
existence or boundaries of the Town nor the title of any of the
present officers thereof to their respective offices is being
contested, and that no authority or proceedings for the issuance
of said Note has or have been repealed, revoked or rescinded.
WE FURTHER CERTIFY that the seal which is impressed upon
this certificate has been affixed, impressed, imprinted or
otherwise reproduced upon said Note and is the legally adopted,
proper and only official corporate seal of the Town.
And, I, Scott L. Harris, Supervisor, HEREBY FURTHER
CERTIFY that on June 8, 1990, I delivered said Note to Suffolk
County National Bank, Cutchogue, New York, the purchaser thereof,
and that at the time of such delivery of said Note, I received
from said purchaser the amount hereinbelow stated, in full
payment for said Note, computed as follows:
Price ....... . $136,000
date of such delivery ............. -0-
Amount Received .....................
$136,000
(SEAL)
IN WITNESS WHEREOF, we have hereunto set our hands and
said corporate seal has hereunto been affixed this eighth day of
June, 1990.
Signa~ture
Term of Office
Expires Title
December 31, 1991 Supervisor
December 31, 1993 Town Clerk
I HEREBY CERTIFY that the signatures of the officers of
the above-named Town, which appear above, are true and genuine
and that I know said officers and know them to hold the
respective offices set opposite their signatures.
(SignatUre) ~ of CUTCHO~UE, N~',VYCR~{lI935
(Name of Bank)
ATTORNEY'S CERTIFICATE
I, Matthew G. Kiernan, HEREBY CERTIFY that I am a
licensed attorney at law of the State of New York having offices
at 53095 Main Road, Southold, New York, and am the duly chosen,
qualified and acting Assistant Town Attorney of the Town of
Southold, in the County of Suffolk, a municipal corporation of
the State of New York and herein referred to as the "Town", that
no litigation of any nature is now pending or threatened
restraining or enjoining the issuance or delivery of the Note of
the Town, payable to bearer and otherwise described as set forth
in Schedule A annexed hereto and by this reference made a part
hereof or the levy or collection of any taxes to pay the interest
on or principal of said Note, or in any manner questioning the
authority or proceedings for the issuance of said Note or for the
levy or collection of said taxes, or relating to said Note or
affecting the validity thereof or the levy or collection of said
taxes, that neither the corporate existence or boundaries of the
Town nor the title of any of the present officers thereof to
their respective offices is being contested, and that no
authority or proceedings for the issuance of said Note has or
have been repealed, revoked or rescinded.
IN WITNESS WHEREOF,
eighth day of June, 1990.
I have hereunto set my hand this
\ ttorney
SCHEDULE A
Amount and Title:
Dated:
Matures:
Number and
Denomination:
Interest Rate
per annum:
$136,000 Bond Anticipation Note for
Sweeper and Payloader-t990
June 8, 1990
June 7, 1991
Number R-i, at $136,000
6.25%
PLEASE PUBLISH THE FOLLOWING "NOTICE" AND BOND RESOLUTION IN ITS
ENTIRETY ON MARCH 9, 1989, AND FORWARD THREE (3) AFFIDAVITS OF
PUBLICATION TO JUDITH T. TERRY, TOWN CLERK, TOWN HALL, MAIN ROAD,
SOUTHOLD, NEW YORK 11971.
Copies to the following:
The Suffolk Times
The Long Island Traveler-Watchman
Town Clerk's Bulletin Board
Superintendent of Highways Jacobs
NOTICE
The resolution published herewith has been adopted on
the 28th day of February, 1989, and the validity of the
obligations authorized by such resolution may be hereafter
contested only if such obligations were authorized for an object
or purpose for which the TOWN OF SOUTHOLD, in the County of
Suffolk, New York, is not authorized to expend money or if the
provisions of law which should have been complied with as of the
date of publication of this Notice were not substantially
complied with, and an action, suit or proceeding contesting such
validity is commenced within twenty days after the publication of
this Notice, or such obligations were authorized in violation of
the provisions of the constitution.
Judith T. T~erry
Southold Town Clerk
sO~T~0 19~9, ~T~O~G
-TI~ATSD ~' ~AID
$110,000, ~ _ ~ iSSg~C~ v __ S~Ig
AIs~iA5 ~o~DS O~ S~ID ~
I~ T~E COg~T~ 05
of nOt
favorable
of said T°~n
,EONS, ~B~ ~0~' ~B~BB~ ~SO~S (b~ the
leSS ~heu t~°-th[~d5 of ~ll the ~e~be~S
~0~S: The T°~u o~ Sootho~d' .~u the COUU~
js he~eb~
OL ~on 1. . ~ ,Town )' . .~ cOSt of
S~t~ .' a s~eepe -oade~, a nt. The
~sce (~) _~ oa~~ __~a~t~e
to purc~ ' ..~) s front e-~ = ~n ~fgh~a~ ~ ~oseS,
-~ and ~l ~- the To . _~= O~ pU ~ _
eqO,OUu' ~ use P~ ,-'- Ob~ec~'
coat Of ~ ._~m coat Of StS inclden
flnanC~ /ted therefOr' 'l/ bonSS of the TOW
approprla _170,000 serial d collection of _rovisionS
issusnce o[ ~ ~n6 the levy an _ursuant to the ~ 1~Sated
$PPr°prlatl°n' _.~ertY in the TOWn ~'-r 25 of the ConSO
of the State of New York, to pay the principal of said bonds and
the interest thereon as the same shall become due and payable.
Section 2. Serial bonds of the Town in the principal
amount of $170,000, are hereby authorized to be issued pursuant
to the provisions of the Local Finance Law, constituting Chapter
33-a of the Consolidated Laws of the State of New York (herein
called "Law") to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The period of probable usefulness of said specific
objects or purposes for which said $170,000 serial bonds
authorized pursuant to this resolution are to be issued, within
the limitations of Section 11.00 a. 28 of the Law, is fifteen
(15) years; however, the proposed maturity of the serial bonds
authorized pursuant to this resolution or any bond anticipation
notes issued in anticipation thereof shall not exceed five (5)
years from the original date of issuance of such obligations.
(b) Current funds are not required by the Law to be
provided as a down payment prior to the issuance of the bonds
authorized by this resolution or any bond anticipation notes
issued in anticipation thereof in accordance with Section 107.00
d. 4 of the Law.
(c) The proposed maturity of the bonds authorized by
this resolution will not exceed five (5) years.
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of the sale of said bonds shall contain the recital of validity
as prescribed by Section 52.00 of the Law and said bonds and any
notes issued in anticipation of said bonds, shall be general
obligations of the Town, payable as to both principal and
interest by general tax upon all the taxable real property within
the Town without limitation of rate or amount. The faith and
credit of the Town are hereby irrevocably pledged to the punctual
payment of the principal of and interest on said bonds and any
notes issued in anticipation of the sale of said bonds and
provision shall be made annually in the budget of the Town by
appropriation for (a) the amortization and redemption of the
bonds and any notes in anticipation thereof to mature in such
year and (b) the payment of interest to be due and payable in
such year.
Section 5. Subject to the provisions of this resolution
and of the Law and pursuant to the provisions of Section 30.00
relative to the authorization of the issuance of bond
anticipation notes and of Section 50.00 and Sections 56.00 to
60.00 of the Law, the powers and duties of the Town Board
relative to authorizing bond anticipation notes and prescribing
the terms, form and contents and as to the sale and issuance of
the bonds herein authorized and of any bond anticipation notes
issued in anticipation of said bonds, and the renewals of said
notes, are hereby delegated to the Supervisor, the chief fiscal
officer of the Town.
Section 6.
resolution
said bonds,
The validity of the bonds authorized by this
and of any notes issued in anticipation of the sale of
may be contested only if:
(a) such obligations are authorized for an object or
purpose for which the Town is not authorized to
expend money, or
(b) the provisions of law which should be complied with
at the date of the publication of such resolution
are not substantially complied with,
and an action, suit or proceeding contesting such validity, is
commenced within twenty days after the date of such publication,
or
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This bond resolution shall take effect
immediately, and the Town Clerk is hereby authorized and directed
to publish the foregoing resolution, in full, together with a
Notice attached in substantially the form prescribed by ~81.00 of
the Law in "THE LONG ISLAND TRAVELER-WATCMMAN,- a newspaper
published in Southold, New York, and in "THE SUFFOLK TIMES," a
newspaper published in Greenport, New York, each having a general
circulation in the Town and hereby designated the official
newspapers of said Town for such publication.
Meeting of
in
Southold,
Town Hall,
1989 at
EXTRACT OF MINUTES
the Town Board of the Town of Southold,
the County of Suffolk, New York
February 28, 1989
A regular meeting of the Town Board of the Town of
in the County of Suffolk, New York, was held at the
53095 Main Road, Southold, New York, on February 28,
o'clock _.M. (Prevailing Time).
There were present:
Councilpersons:
Honorable Francis J. Murphy,
Supervisor; and
Justice Raymond W. Edwards
Councilwoman Jean W. Cochran
Councilman George L. Penny IV
Councilwoman Ruth D. Oliva
Councilwoman Ellen M. Larsen
There were absent: None
Also present:
Supervisor Murphy
and moved its adoption:
Judith T. Terry, Town Clerk
James A. Shondebare, Town Attorney
offered the following resolution
BOND RESOLUTION OF THE TOWN OF SOUTHOLD, NEW
YORK, ADOPTED FEBRUARY 28, 1989, AUTHORIZING
THE PURCHASE OF A SWEEPER AND A PAYLOADER FOR
USE BY THE TOWN HIGHWAY DEPARTMENT, STATING
THE ESTIMATED MAXIMUM COST THEREOF IS
$170,000, APPROPRIATING SAID AMOUNT THEREFOR,
AND AUTHORIZING THE ISSUANCE OF $170,000
SERIAL BONDS OF SAID TOWN TO FINANCE SAID
APPROPRIATION.
THE TOWN BOARD OF THE TOWN OF SOUTHOLD, IN THE COUNTY OF
SUFFOLK, NEW YORK, HEREBY RESOLVES (by the favorable vote of not
less than two-thirds of all the members of said Town Board) AS
FOLLOWS:
Section 1. The Town of Southold, in the County of
Suffolk, New York (herein called "Town"), is hereby authorized
to purchase (i) a sweeper, at the estimated maximum cost of
$90,000, and (ii) a front end payloader, at the estimated maximum
cost of $80,000, for use by the Town Highway Department. The
estimated maximum cost of said specific objects or purposes,
including preliminary costs and costs incidental thereto and the
financing thereof, is $170,000 and said amount is hereby
appropriated therefor. The plan of financing includes the
issuance of $170,000 serial bonds of the Town
appropriation, and the levy and collection of
taxable real property in the Town pursuant to
the Highway Law, constituting Chapter
to finance said
taxes on all the
the prov'isions of
25 of the Consolidated Laws
of the State of New York, to pay the principal of said bonds and
the interest thereon as the same shall become due and payable.
Section 2. Serial bonds of the Town in the principal
amount of $170,000, are hereby authorized to be issued pursuant
to the provisions of the Local Finance Law, constituting Chapter
33-a of the Consolidated Laws of the State of New York (herein
called "Law") to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The period of probable usefulness of said specific
objects or purposes for which said $170,000 serial bonds
authorized pursuant to this resolution are to be issued, within
the limitations of Section 11.00 a. 28 of the Law, is fifteen
(15) years; however, the proposed maturity of the serial bonds
authorized pursuant to this resolution or any bond anticipation
notes issued in anticipation thereof shall not exceed five (5)
years from the original date of issuance of such obligations.
(b) Current funds are not required by the Law to be
provided as a down payment prior to the issuance of the bonds
authorized by this resolution or any bond anticipation notes
issued in anticipation thereof in accordance with Section 107.00
d. 4 of the Law.
(c) The proposed maturity of the bonds authorized by
this resolution will not exceed five (5) years.
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of the sale of said bonds shall contain the recital of validity
as prescribed by Section 52.00 of the Law and said bonds and any
notes issued in anticipation of said bonds, shall be general
obligations of the Town, payable as to both principal and
interest by general tax upon all the taxable real property within
the Town without limitation of rate or amount. The faith and
credit of the Town are hereby irrevocably pledged to the punctual
payment of the principal of and interest on said bonds and any
notes issued in anticipation of the sale of said bonds and
provision shall be made annually in the budget of the Town by
appropriation for (a) the amortization and redemption of the
bonds and any notes in anticipation thereof to mature in such
year and (b) the payment of interest to be due and payable in
such year.
Section 5. Subject to the provisions of this resolution
and of the Law and pursuant to the provisions of Section 30.00
relative to the authorization of the issuance of bond
anticipation notes and of Section 50.00 and Sections 56.00 to
60.00 of the Law, the powers and duties of the Town Board
relative to authorizing bond anticipation notes and prescribing
the terms, form and contents and as to the sale and issuance of
the bonds herein authorized and of any bond anticipation notes
issued in anticipation of said bonds, and the renewals of said
the chief fiscal
notes, are hereby delegated to the Supervisor,
officer of the Town.
Section 6. The validity of the bonds authorized by this
resolution and of any notes issued in anticipation of the sale of
said bonds, may be contested only if:
(a)
(b)
such obligations are authorized for an object or
purpose for which the Town is not authorized to
expend money, or
the provisions of law which should be complied with
at the date of the publication of such resolution
are not substantially complied with,
and an action, suit or proceeding contesting such validity, is
commenced within twenty days after
or
the date of such publication,
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This bond resolution shall take effect
immediately, and the Town Clerk is hereby authorized and directed
to publish the foregoing resolution, in full, together with a
Notice attached in substantially the form prescribed by ~81.00 of
the Law in "THE LONG ISLAND TRAVELER-WATCHMAN," a newspaper
published in Southold, New York, and in "THE SUFFOLK TIMES," a
newspaper published in Greenport, New York, each having a general
circulation in the Town and hereby designated the official
newspapers of said Town for such publication.
The adoption of the foregoing resolution was seconded by
Councilwoman Oliva and duly put to a vote on roll call, which
resulted as follows:
AYES: Supervisor Murphy, Justice Edwards, Counc woman Cochran,
Councilman Penny, Councilwoman Oliva, Councilwoman Larsen.
NOES: None.
The resolution was declared adopted.
CERTIFICATE
I, JUDITH T. TERRY, Town Clerk of the Town of Southold,
in the County of Suffolk, State of New York, HEREBY CERTIFY that
the foregoing annexed extract from the minutes of a meeting of
the Town Board of said Town of Southold duly called and held on
February 28, 1989, has been compared by me with the original
minutes as officially recorded in my office in the Minute Book of
said Town Board and is a true, complete and correct copy thereof
and of the whole of said original minutes so far as the same
relate to the subject matters referred to in said extract.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of said
Town of Southold this 28th day of
February, 1989.
(SEAL)
Town Clerk
STATE OF NEW YORK)
)SS:
COUNTY OF SUFFOLK)
Ma r; ~,-~-1~ ~n~,.~-~ of Mottituck, In
said County, being duly sworn, says that ho/she Is Principal
Clerk of THE SUFFOLK TIMES, · Weekly Newspaper,
published et Mattltuck, In the Town of Southold, County of
Suffolk and State of New York, end that the Notice of which
the annexed b e printed copy, has been regularly published in
said Newspaper once each week for 1 weeks
successively, commencing on the 9 day of
Mar~h 19 89
STATE OF NEW YORK)
)SS:
COUNTY OF SUFFOLK)
Maribeth Powers of Mattituck, In
said County, being duly sworn, says that he/she is Principal
Clerk of THE SUFFOLK TIMES, a Weekly Newspaper,
published at Mattltuck, In the Town of Southold, County of
Suffolk and State of New York, and that the Notice of which
the annexed is a printed cop/, has been regularly published In
said Newspaper once each week for 1 weeks
successively, commencing on the 9 day of
March 19 8q
' ' Principal Clerk
Sworn to b~l~'e me this ~
COUNTY OF SUFFOLK
SS:
STATE OF NEW YORK
Patricia Wood, being duly sworn, says that she is the
Editor, of THE LONG ISLAND TRAVELER-WATCHMAN,
a public newspaper printed at Southold, in Suffolk County;
and that the notice of which the annexed is a printed copy,
as been published in said Long Island Traveler-Watchman
'~ce each ~eek for.
.......................... v, eeks
Jccessively, commencing on the .............. ?..~. ....
a/)>o~.....'2'.z~.~!~7'~ ........ 19 .~.~. .C'
Sgorn to before me this -/~
..................... da~ of
...... ~'l 19
Notary Public
B.r'RBA,rIA A. SCHNEIDER
NOTAR',' PUE, I]']:, State of New YOI~I
Nc.. ::~'36~6
?;.-', NOTICE
T [~.."~.sol u/lo n published
herewith 'h~ been adopted on
the 28th.dab-of'February, 1989,
and the .valkiity of the obliga-
tions authosieed by such resolu-
tion'ma!t be hereafter contested
only~f~such obligations, were
authorized for an object or pm~
pose fgr which the TOWN OF
SOUTHOLD, in the County of
Suffolk~ New York, is not
auth~rizc~t to expend money or
if the ~l'ovmons of law which
tion, suit ~r.pmeeeding contest-
lng such validity is commenced
within twenty days after
publication of this Notice, ~t .'
such oblivions were authoi'~.- -
ed in violation of the provisions
of thc constitution.
Judith T.
Southold Town Clerk
BOND ItESOLUTION OF
THE TOWN OF SOUTHOL'I~;'-'..
NEW YORK, ADOPt aD FEB-
RUARY 28, !989, AUTHORIZ-
ING THE pURCHASE OF A
SWEEPER AND . A
PAYLOADER POR USE BY
THE TOWN HIGHWAY DE*
PARTMENT, STATING THE
ESTIMATED MAXIMUM
COST THEREOF IS
APPROPRIATING SAID
AUTHORIZING THE IS-'
SUANCE O'l~ $170,000 SERIAL
BONDS OF SAID TOWN TO
FINANCE. SAID APPRO-
PRIATION.
THE TOWN BOARD OF
THE TOWN OF SOUTHOLD,
IN THE COUNTY OF SUF-
FOLK, NEW YORY,~ HEREBY
RESOLYF~S (by. }he, favorable
~'ote of not less than two-thirds
of all the 'members of said Town
Board) AS FOLLOWS:
Section L The Town of
Southold, ~n the County of Suf-
folk. New York (herein called
"Town"), is hereby authorized
to purchase (i) a sweeper, at the
estimated maximum cost of
$90,000, and ('ii) a front end pay-
loader, at the estimated max-
imum co~t of $80,000, for use by
the Town Hi,way Department.
The estimated maximum cost of
said specif'~ objects or pur-
poses, including preliminary
costs and cnets incidental there-
to and the fittancing thereof, is
$170,000 and said mount is
hereby appropriated therefor.
The plan of flnancin~ includes
the issuance of $170000 serial
bonds of tha Town to finance
said appropriation, and the levy
and collection of taxes on all the
taxable mai property in the
Town pursuant to the provisions
of the HiRI,avly law, collstttnt-
in~ Chapter 25 of the Cotl~i:
dated Laws of the State of New
York, to pay the principal of
said bonds and the interest
thereon as the same shall he-
come due and payable,
Section.2. Serial bond~of the
Town in the~rimll~ mount of
$170,000 are hereby ~uthort3~l
to he iseued pursuant to tht, jlt~ _
visions of the Local Finance
Law, constitotin~ Chapter
of the Consolidated Laws of the
State of New York (herein call-
ed "Law") to finance said
appropriation. . .
tional matters are hereby de~r-
mined and declared:
(a) The period of prob~ .b~.
Usefulness of said
jects or purposes for which said
$170,000 serial bonds authoriz,'
ed pursuant to this resolp!~op
are to be issued, wi~ln, the
limitations of Section 11'.00 a,
of the Law, is fifteen (1~)
however,, the proposed maturity
of the serial bonds authorized
pursuant to this resolution 0~'
any .~ond anticipation
issued in anticipation tl~qrq9f.
shall not .exceed five
from the original date
ance of such obligagons..,,3,
(b) Cor~ent funds are not
required by the Law to be
vided as a down pay~ant
any bond anticipation ~
issued in anti~l~ulon
d. 4 of the Law. ..
(c) The proposed ~
of the bonds authorized
resolution will not exceed five
(5) ycarsl .
Section 4. Each of t~
authori~
iss~ in ~tion of
of said b~ds
~ital o~ ~it~
~ ~ion ~2.~ of th~
in antici~ion of ~d
sh~l be geae~ obl~
the ~n, p~b~-~ to,~h
~ u~n~l~ ~,
~ny with~ ~e
limim~on of
~e f~th ~ ~it of the
~ h~ i~c~ly p~
to the pun~u~ ~ of the
bonds ~
antid~ion of
bonds and provision sinOl be
made annually in the budget of
the Town by appropriation,f~r
(a) the amortization and re-
demption of the bonds and any
notes in anticipation thereof to
mature in such year and Co) the
payment of interest to
and payable in such year.
Section 5. Subject to the
visions of this resolution add of.
notes and of Section 50.00 and
Sections 56,00 to 60.00 of the
Law, the powers and duties of
the Town Board relative to auth-
orizing bond anticipation notes
and prescribing the terms, form
and contents and as to the sale
and issuance of the bonds here-
in authorized and of any bond
anticipation notes issued in an-
ticipation of said bonds, and the
renewals of said notes, are here-
by delegated to the Supervisor,
the chief fiscal officer of the
'lbwn.
Section 6. The validity of the
bonds authorized by this resolu-
tion and of any no~.s issued in
anticipation of th sale of said
bonds, may be contested only if:
(a)such obligations are
authorized for an object or pur-
pose for which the Town is not
authorized to e~pend money, or
(b) the provisions of law
which should he complied with
at the date of the publication of
such resolution are not substan-
tially complied with,
and an action, suit or proceed-
ing contesting such validity, is
commenced within twenty days
after the date of such
publication,
or
(~) su~:h obligations are
authorized in violation of the
provisions of the constitution.
Section 7. This bond resolu-
tion shah take effect immediate-
ly, and the Town Clerk is hem,
.publish the fm~oio~ tmolution,
tn full, to~erher with a Notice
, attached in substantially the
· form prescrihed by §81.00 of the
Law in "THE LONG ISLAND
TRAVELER-WATCHMAN;' a
newspaper published in
Southold, New York, and in
"THE SUFFOLK TIMES;' a
newspaper published in Green-
pon. New York, each havir~ a
general circulation in the Town
and hereby designated the offi-
cial newspapers of said Town for
such publication.
IX, ~t/9/89 (30)