HomeMy WebLinkAboutPolice Headquarters AlterationsUNITED STATES OF AMERICA
STATE OF NEW YORK
COUNTY OF SUFFOLK
TO?/N OF SOUTHOLD
60,000
BOND ANTICIPATION NOTE FOR.RECONSTRUCTION OF POLICE HEADQUARTERS-1990
The Term of Southold, in the County of Suffolk, a municipal corporation of
tile
State of New York, hereby acknowledges itself Indebted and for value received promises to pay to the bearer of this Note, or
If it be registered, to the registered holder, the sum of
---Sixty Thousand ......................................... Dollars ($ 60,000 .......... )
on the 14th day of March , 19 92, together with interest thereon from the date hereof at the rate of
---five and eighty-nine hundredths ........... per centum ( 5.89 %) per annum, payable at maturity.
Both pr/nc/pal of and Interest on this Note w~l be paid In lawful money of the United States of America, at
NORSTAR }3ANK, N.A.. Southold, New York.
At the request of the holder, the TOVCI C 1 erk shall convert this Not~ into
a ~eglstered Note by registering it In the name of the holder in the books of the Town kept In the office
of such To~m Clerk and endorsing a certificate of such registration hereon, after which both
ei~all of and Interest on this Note shall be payable only to the registered holder, his legal representatives, successors or
sferera. This Note shall then be transferable only upon presentation to such Town Clerk
with s written transfer of title a~t such TO,VD Clerk shall thereupon legister this
Note in the name of the transferee In his books and shall endorse a certificate of such registration hereon. Such transfer ~
be dated, and signed by the registered holder, or his legal representati?es, and it shall be duly acknowledged or pro,ed, or In
the alternative the signature thereto shall be certified as to its genuineness by an officer of a bank or trust company locoted
aud authorized to do business in this State.
This Note is the only Note of an authorized issue, the principal amount of
which is $60,000.
Thh Nde ~issuedpursu~tto theprov~ionsoftbeLoenlFInanceLaw, ~nsfituSngCh~terBa-aoftbe Conmlidate~
Lawsof the State of NewYor~ the bond resolution adopted by the To~m Board on December 27,
1989, authorizing the issuance of $60,000 serial bonds for the partial reconstruction
and alteration of the Police Headquarters Building, within said To~m, and the
Certificate of Determination executed by the Supervisor on March 14, 1990. This
Note has been designated by the Toxm as a qualified tax-exempt obligation pursuant
to the provisions of Section 265 of the Internal Revenue Code of 1986, as amended.
: The faith and credit of such To~m of Southeld are hereby
li-revocably pledged for the punctual payment of the princlpni of and Interest on ~ Note according to its terms.
It is hereby certified and recited that all eonditian~, acts and things required by the Constitut/on and statutes of the
State of New York to exist, to have happened and to have been performed precedent to and In the issuance of this Note, exist,
have happened and have been performed, and that this Note, together with all other indebtedness of such
To?~q
of Southold is within every debt and other limit prescribed by the Constitution and laws of such State.
IN WITNESS WHEREOF, Town of Southold
has caused this Note to be signed by its
To~m Clerk
Supervisor
. and its corporat~ seal ~o be imreun~o affixed and attested by its
and this Note t~ be dated as of the 14 th dayof March,
TOV/N OF SOUTHOLD ,/2 /
S up~ rvi~s or
19 90.
Meeting of
in
A regular
Southold, in the County of
Town Mall, 53095 Main Road,
1989 at 3:00 o'clock .M.
EXTRACT OF MINUTES
the Town Board of the Town of Southold,
the County of Suffolk, New York
December 27, 1989
meeting of the Town Board of the Town of
Suffolk, New York, was held at the
Southold, New York, on December 27,
(Prevailing Time).
There were present: Hon. Francis J. Murphy, Supervisor;
Councilpersons: Raymond W. Edwards, Town Justice
Jean W. Cochran, Councilwoman
George L. Penny IV, Councilman
Ruth D. Oliva, Councilwoman
Ellen M. Larsen, Councilwoman
and
There were absent: None.
Also present:
and moved
Supervisor Murphy
its adoption:
Judith T. Terry, Town Clerk
Matthew G. Kiernan, Assistant Town Attorney
offered the following resolution
BOND RESOLUTION OF THE TOWN OF SOUTHOLD, NEW
YORK, ADOPTED DECEMBER 27, 1989, AUTHORIZING
THE PARTIAL RECONSTRUCTION AND ALTERATION OF
THE POLICE HEADQUARTERS BUILDING, WITHIN SAID
TOWN, STATING THE ESTIMATED MAXIMUM COST
THEREOF IS $60,000, APPROPRIATING SAID AMOUNT
THEREFOR, AND AUTHORIZING THE ISSUANCE OF
$60,000 SERIAL BONDS OF SAID TOWN TO FINANCE
SAID APPROPRIATION.
THE TOWN BOARD OF THE TOWN OF SOUTHOLD,
SUFFOLK, NEW YORK, HEREBY RESOLVES (by the favorable
less than two-thirds of all the members of said Town
FOLLOWS:
Section 1. The Town of Southold, in the County of
Suffolk, New York (herein called "Town"), is hereby authorized
to partially reconstruct and alter the police headquarters
building, within said Town, including original furnishings,
equipment, machinery and apparatus required for the purposes for
which such building, as so reconstructed and altered, is to be
used. The estimated maximum cost of said specific object or
purpose, including preliminary costs and costs incidental thereto
and the financing thereof, is $60,000 and said amount is hereby
appropriated therefor. The plan of financing includes the
issuance of $60,000 serial bonds of the Town to finance said
appropriation, and the levy and collection of taxes on all the
taxable real property in the Town to pay the principal of said
IN THE COUNTY OF
vote of not
Board) AS
bonds and the interest thereon as the same shall become due and
payable.
Section 2. Serial bonds of the Town in the principal
amount of $60,000, are hereby authorized to be issued pursuant to
the provisions of the Local Finance Law, constituting Chapter 33-
a of the Consolidated Laws of the State of New York (herein
called "Law") to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The existing police headquarters building is of at
least Class "C" construction as defined by Section 11.00 a. 11
(c) of the Law, and the period ,Df probable usefulness of said
specific object or purpose for which said $60,000 serial bonds
authorized pursuant to this resolution are to be issued, within
the limitations of Section 11.00 a. 12(a)(3) of the Law, is ten
(10) years; however, the proposed maturity of the serial bonds
authorized pursuant to this resolution or any bond anticipation
notes issued in anticipation thereof shall not exceed five (5)
years from the original date of
(b) Current funds are
provided as a down payment prior
authorized by this resolution or
issuance of such obligations.
not required by the Law to be
to the issuance of the bonds
any bond anticipation notes
issued in anticipation thereof in accordance with Section 107.00
d. 4 of the Law.
(c) The proposed maturity of the bonds authorized by
this resolution will not exceed five (5) years.
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of the sale of said bonds shall contain the recital of validity
as prescribed by Section 52.00 of the Law and said bonds and any
notes issued in anticipation of said bonds, shall be general
obligations of the Town, payable as to both principal and
interest by general tax upon all the taxable real property within
the Town without limitation of rate or amount. The faith and
credit of the Town are hereby irrevocably pledged to the punctual
payment of the principal of and interest on said bonds and any
notes issued in anticipation of the sale of said bonds and
provision shall be made annually in the budget of the Town by
appropriation for (a) the amortization and redemption of the
bonds and any notes in anticipation thereof to mature in such
year and (b) the payment of interest to be due and payable in
such year.
Section
5. Subject to the provisions of this resolution
and of the Law and pursuant to the provisions of Section 30.00
relative to the authorization of the issuance of bond
anticipation notes and of Section 50.00 and Sections 56.00 to
60.00 of the Law, the powers and duties of the Town Board
relative to authorizing bond anticipation notes and prescribing
the terms, form and contents and as to the sale and issuance of
the bonds herein authorized and of any bond anticipation notes
issued in anticipation of said bonds, and the renewals of said
bond anticipation notes, are hereby delegated to the Supervisor,
the chief fiscal officer of the Town.
Section 6. The validity of the bonds authorized by this
resolution and of any notes issued in anticipation of the sale of
said bonds, may be contested only if:
(a)
(b)
such obligations are authorized for an object or
purpose for which the Town is not authorized to
expend money, or
the provisions of law which should be complied with
at the date of the publication of such resolution
are not substantially complied with,
and an action, suit or proceeding contesting such validity, is
commenced within twenty days after the date of such publication,
or
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This bond resolution shall take effect
immediately, and the Town Clerk is hereby authorized and directed
to publish the foregoing resolution, in full, together with a
Notice attached in substantially the form prescribed by ~81.00 of
the Law in "THE LONG ISLAND TRAVELER-WATCHMAN," a newspaper
published in Southold, New York, and in "THE SUFFOLK TIMES," a
newspaper published in Mattituck, New York, each having a general
circulation in the Town and hereby designated the official
newspapers of said Town for such publication.
The adoption
Justice Edwards
resulted as follows:
of the foregoing resolution was seconded by
and duly put to a vote on roll call, which
AYES: Supervisor Murphy, Justice Edwards, Councilwoman Cochran,
Councilman Penny, Councilwoman Oliva, Councilwoman Larsen.
NOES: None.
The resolution was declared adopted.
CERTIFICATE
I, JUDITH T. TERRY, Town Clerk of the Town of Southold,
in the County of Suffolk, State of New York, HEREBY CERTIFY that
the foregoing annexed extract from the minutes of a meeting of
the Town Board of said Town of Southold duly called and held on
December 27, 1989, has been compared by me with the original
minutes as officially recorded in my office in the Minute Book of
said Town Board and is a true, complete and correct copy thereof
and of the whole of said original minutes so far as the same
relate to the subject matters referred to in said extract.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of said
Town of Southold this 27th day of
December, 1989.
(SEAL)
Town Clerk
JUDITH T. TERRY
fOWN CLERK
REGISTRAR OE VITAL STATISTICS
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
FAX t516) 765-1823
tELEPHONE ($16~ 765-1801
OFFICE OF THE TOWN CLERK TOWN OF SOUTHOLD
PLEASE PUBLISH THE ATTACHED NOTICE AND BOND RESOLUTION IN iTS ENTIRETY
ON JANUARY 4, 1990, AND FORWARD TWO (2) AFFIDAVITS OF PUBLICATION TO
JUDITH T. TERRY, TOWN CLERK, TOWN HALL, MAIN ROAD, SOUTHOLD, NEW YORK
11971.
Copies to the following:
The Suffolk Times
The Long Island Traveler-Watchman
Town Board Members
Town Clerk's Bulletin Board
Police Chief Winters
NOTICE
The resolution published herewith has been adopted on
the 27th day of December, 1989, and the validity of the
obligations authorized by such resolution may be hereafter
contested only if such obligations were authorized for an object
or purpose for which the TOWN OF SOUTMOLD, in the County of
Suffolk, New York, is not authorized to expend money or if the
provisions of law which should have been complied with as of the
date of publication of this Notice were not substantially
complied with, and an action, suit or proceeding contesting such
validity is commenced within twenty days after the publication of
this Notice, or such obligations were authorized in violation of
the provisions of the constitution.
JUDITH T. TERRY
Town Clerk
BOND RESOLUTION OF THE TOWN OF SOUTMOLD, NEW
YORK, ADOPTED DECEMBER 27, 1989, AUTHORIZING
THE PARTIAL RECONSTRUCTION AND ALTERATION OF
THE POLICE HEADQUARTERS BUILDING, WITHIN SAID
TOWN, STATING THE ESTIMATED MAXIMUM COST
THEREOF IS $60,000, APPROPRIATING SAID AMOUNT
THEREFOR, AND AUTHORIZING THE ISSUANCE OF
$60,000 SERIAL BONDS OF SAID TOWN TO FINANCE
SAID APPROPRIATION.
THE TOWN BOARD OF THE TOWN OF SOUTHOLD, IN THE COUNTY OF
SUFFOLK, NEW YORK, HEREBY RESOLVES (by the favorable vote of not
less than two-thirds of all the members of said Town Board) AS
FOLLOWS:
Suffolk,
Section 1. The Town of Southold, in the County of
New York (herein called "Town"), is hereby authorized
to partially reconstruct and alter the police headquarters
building, within said Town, inc~.uding original furnishings,
equipment, machinery and apparatus required for the purposes for
which such building, as so reconstructed and altered, is to be
used. The estimated maximum cost of said specific object or
purpose, including preliminary costs and costs incidental thereto
and the financing thereof, is $60,000 and said amount is hereby
appropriated therefor. The plan of financing includes the
issuance of $60,000 serial bonds of the Town to finance said
appropriation, and the levy and collection of taxes on all the
taxable real property in the Town to pay the principal of said
bonds and the interest thereon as the same shall become due and
payable.
Section 2. Serial bonds of the Town in the principal
amount of $60,000, are hereby authorized to be issued pursuant to
the provisions of the Local Finance Law, constituting Chapter 33-
a of the Consolidated Laws of the State of New York (herein
called "Law") to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The existing police headquarters building is of at
least Class "C" construction as defined by Section 11.00 a. 11
(c) of the Law, and the period of probable usefulness of said
specific object or purpose for which said $60,000 serial bonds
authorized pursuant to this resolution are to be issued, within
the limitations of Section 11.00 a. 12(a)(3) of the Law, is ten
(10) years; however, the proposed maturity of the serial bonds
authorized pursuant to this resolution or any bond anticipation
notes issued in anticipation thereof shall not exceed five (5)
years from the original date of issuance of such obligations.
(b) Current funds are not required by the Law to be
provided as a down payment prior to the issuance of the bonds
authorized by this resolution or any bond anticipation notes
issued in anticipation thereof in accordance with Section 107.00
d. 4 of the Law.
(c) The proposed maturity of the bonds authorized by
this resolution will not exceed five (5) years.
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of the sale of said bonds shall contain the recital of validity
as prescribed by Section 52.00 of the Law and said bonds and any
notes issued in anticipation of said bonds, shall be general
obligations of the Town, payable as to both principal and
interest by general tax upon all the taxable real property within
the Town without limitation of rate or amount. The faith and
credit of the Town are hereby irrevocably pledged to the punctual
payment of the principal of and interest on said bonds and any
notes issued in anticipation of the sale of said bonds and
provision shall be made annually in the budget of the Town by
appropriation for (a) the amortization and redemption of the
bonds and any notes in anticipation thereof to mature in such
year and (b) the payment of interest to be due and payable in
such year.
Section 5. Subject to the provisions of this resolution
and of the Law and pursuant to the provisions of Section 30.00
relative to the authorization of the issuance of bond
anticipation notes and of Section 50.00 and Sections 56.00 to
60.00 of the Law, the powers and duties of the Town Board
relative to authorizing bond anticipation notes and prescribing
the terms, form and contents and as to the sale and issuance of
the bonds herein authorized and of any bond anticipation notes
issued in anticipation of said bonds, and the renewals of said
bond anticipation notes, are hereby delegated to the Supervisor,
the chief fiscal officer of the Town.
Section 6. The validity of the bonds authorized by this
resolution and of any notes issued in anticipation of the sale of
said bonds, may be contested only if:
(a)
such obligations are authorized for an object or
purpose for which the Town is not authorized to
expend money, or
(b)
the provisions of law which should be complied with
at the date of the publication of such resolution
are not substantially complied with,
and an
commenced within twenty days
or
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This bond resolution shall take effect
immediately, and the Town Clerk is hereby authorized and directed
to publish the foregoing resolution, in full, together with a
Notice attached in substantially the form prescribed by ~81.00 of
the Law in "THE LONG ISLAND TRAVELER-WATCHMAN," a newspaper
published in Southold, New York, and in "THE SUFFOLK TIMES," a
action, suit or proceeding contesting such validity, is
after the date of
such publication,
newspaper
circulation in the Town
newspapers of said Town
published in Mattituc~, New York, each having a general
and hereby designated the official
for such publication.
activity
Code;
(ii) the Note does not constitute a "private
bond" as that term is defined in Section 141 of the
(iii) ninety-five percent or more of the net
proceeds of the sale of the Note are to be used for local
governmental activities of the Town; and
(iv) the Town reasonably expects that the aggregate
face amount of all tax-exempt bonds issued by the Town during
the current calendar year will not exceed $5,000,000. For
purposes of such determination no tax-exempt obligation shall
be taken into account if it is a current refunding obligation
which does not exceed the outstanding (redeemed) principal
amount of the obligation to be refunded.
6. The total proceeds of sale of all bond anticipation
notes issued to date for the Project do not exceed the total cost
of the Project.
7. The Project will not be sold or otherwise disposed
of in whole or in part except for incidental sales of surplus
items the proceeds of which will not constitute net operating
profits or net capital profits to the Town.
8. The Note will be paid from taxes and the proceeds
of other obligations of the Town issued to fund the Note.
9. The taxes used to pay principal and interest on the
Note, whether or not deposited in a debt service fund, will be
expended within 13 months of the date of deposit in such fund, or
the date of their accumulation, in the payment of debt service on
the Note. Any amounts received from the investment of such
deposit or accumulation will be expended within one year of
receipt. The debt service fund, if any, will be used to achieve
a proper matching of revenues and debt service and will be
depleted at least annually except for a reasonable carryover
amount not to exceed one years earnings on the fund or 1/12 of
annual debt service.
10. Except for the debt service fund described herein
the Town has not created or established, and does not expect to
create or establish, any sinking fund or other similar fund which
the Town reasonably expects to use to pay principal or interest
on the Note.
11. NO portion of the proceeds of the Note will be
invested, directly or indirectly, in federally insured deposits
or accounts other than investments of a debt service fund or
investments for an initial temporary period.
12. The Project will be owned by the Town or another
state or local governmental unit and will not be leased to any
person who is not a state or local governmental unit. It will
not (except to the extent that any of the projects financed
involve ~rants) be sold or otherwise disposed of, in whole or
part, prior to the maturity date of the Note.
in
13. The aggregate amount of proceeds of the Note used
directly or indirectly in a trade or business carried on by a
natural person, or in any activity carried on by a person other
than a natural person ("Private Use"), excluding use by a state
or local government unit and use as a member of the general
public, will not exceed 10% of such proceeds in the event that
more than 10% of the principal or 10% of the interest due on the
Note during the term thereof is, under the terms of the Note or
any underlying arrangement, directly or indirectly, secured by
any interest in property used or to be used for a Private Use or
in payments in respect of property used or to be used for a
Private Use or is to be derived from payments, whether or not to
the Town, in respect of property or borrowed money used or to be
used for a Private Use.
14. No more than 5% of the proceeds of the Note will be
used to finance property used by a nongovernmental person in a
Private Use which is unrelated to the governmental use of the
property being financed.
15. No more than 5% of the proceeds of the Note is
allocable to any disproportionate related Private Use. For
purposes of this Arbitrage and Use of Proceeds Certificate, Note
proceeds are allocable to a disproportionate related Private Use
to the extent that the proceeds of the Note which are to be used
to finance property used by a nongovernmental person in a trade
or business which is related to the governmental use of the
property referred to in paragraph 13, above, exceeds the proceeds
of the Note which are to be used for the governmental use to
which such Private Use relates.
16. For purposes of paragraphs 13, 14 and 15, a Private
Use consists of any contract or other arrangement including,
without limitation, leases, management contracts, guarantee
contracts, take or pay contracts, or put or pay contracts, which
provides for a use of the Project by a person or persons who are
not State or local governments on a basis different than the
general public. Any management, or operations contract or
agreement which provides for (1) a term (including renewal
options) not in excess of five years, (1) payments no portion of
which are based on a share of net profits and at least 50 percent
of which are made on a periodic, fixed-fee basis, and (3)
termination by either party, without penalty, at the end of any
three-year period is not considered a Private Use.
17. The amount of proceeds of the Note that will be
used directly or indirectly to make loans to persons other than a
governmental unit is not more in the aggregate than the lesser of
$5,000,000 or 5% of such proceeds.
18. To the extent the amount of proceeds of the Note to
be used to make loans to any borrowers (including loans referred
to in paragraph 17 above and loans to state or local governmental
units) exceeds $5,000,000, at least 95% of the net proceeds of
the issue (as defined in Section 150 of the Code but without
including proceeds used to finance costs of issuance or
capitalized interest) that are to be used to make loans, will
have been used within 3 years of the date hereof to make such
loans. The payment of legal and underwriting costs is not
contingent and at least 95% of the reasonably expected legal and
underwriting costs associated with issuance will be paid within
180 days of the date hereof. For purposes of this paragraph the
term loan does not include any use of proceeds by an agency of
the Town unless such agency is a political subdivision or an
instrumentality of the Town.
19. No more than 5% of the proceeds of the Note are to
be used with respect to any output facility (other than a
facility for the furnishing of water). No more than the lesser
of $5,000,000 or 5% of the proceeds of the Note are to be used
(directly or indirectly) for the acquisition of a nongovernmental
output facility.
20. The Note is hereby designated a "qualified
tax-exempt obligation" pursuant to the provisions of Section 265
of the Code.
In making such designation it has been determined that:
(i)
the Town does not reasonably anticipate that the
amount of "qualified tax-exempt obligations" to be
issued by the Town during the current calendar year'
will exceed $10,000,000; and
(ii)
the amount of "qualified tax-exempt obligations"
issued by the Town during the current calendar year
does not as of this date, and including this issue,
exceed $10,000,000.
21. The Town has not received notice that it has been
listed by the Commissioner of Internal Revenue as an issuer that
may not certify its obligations, nor has it been advised that the
Commissioner is contemplating listing the Town as a governmental
unit that may not certify its obligations.
On the basis of the foregoing, it is not expected that
the proceeds of sale of the Note will be used in a manner that
would cause the Note to be an "arbitrage bond" under Section 148
of the Code and the Income Tax Regulations prescribed thereunder.
To the best of my knowledge and belief, there are no other facts,
estimates or circumstances that would materially change the
foregoing conclusion.
I am one of the officers of the Town of Southold charged
by the resolution of the Town Board of said Town hereinabove
cited in paragraph 2 hereof with the responsibility for issuing
the Note and, as such, am an official whose certification may be
relied upon as the certification of the Town as referred to in
Section 148 of the Code, and Sections 1.103-13, 1.103-14 and
1.103-15 of the Income Tax Regulations thereunder. Neither I nor
the Town has been notified or advised by the Internal Revenue
Service of any contemplated publication of a notice in the
Internal Revenue Bulletin that the certification of the Town as
to arbitrage status may no longer be relied upon by purchasers of
its bonds or notes. This certification has been delivered as
part of the record of proceedings and accompanying certificates
with respect to the issuance of the Note and the provisions of
this certificate constitute a contractual obligation of the Town
in consideration for the purchase of and payment for the Note by
the purchaser(s) thereof.
(SEAL)
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of the
Tow~l~of Southol~,/ this fourteenth
daf bf March, 1,g90.
/gupervis~k-
AFFIDAVIT AS TO NO CONFLICT OF INTEREST
STATE OF NEW YORK
COUNTY OF SUFFOLK
:ss:
Judith T. Terry, being duly sworn upon her oath deposes
and says:
(1) I am the duly appointed, qualified and acting Town
Clerk of the Town of Southold, in the County of Suffolk, New York
(herein and in Schedule A annexed hereto called "Town");
(2) That with respect to the contract of sale of the
Note of the Town described in the Certificate of Determination
executed by the Supervisor on the fourteenth day of March, 1990,
to the financial institution indicated in such Certificate, I
have made a careful inquiry of each officer and employee of the
Town having the power or duty to (a) negotiate, prepare,
authorize or approve the contract or authorize or approve payment
thereunder, (b) audit bills or claims under the contract, or (c)
appoint an officer or employee who has any of the powers or
duties set forth above, as to whether or not such officer or
employee has an interest (as defined pursuant to Article 18 of
the General Municipal Law) in such contract;
such
in said contract unless otherwise
hereto and by this reference made
(3) That upon information and belief, as a result of
inquiry, no such officer or employee has any such interest
noted in Schedule A annexed
a part hereof.
~ Town Clerk ~
Subscribed and sworn to before me
this fourteenth day ofAMarch, 1990.
Nota,3~ Public, State~f New York
T~N~.ry Public, S~ ~ N~ ~
~2~12~, S~ ~
~m ~r~ ~ 3% 1~ ~
SCHEDULE A
1. , is a stockholder of the Purchaser
owning or controlling, directly or indirectly, less than five per
centum (5%) of the outstanding stock thereof but no disclosure of
such interest by said officer is required pursuant to said Law.
2. , has an interest in the Purchaser
solely by reason of employment as an officer or employee thereof,
but the remuneration of such employment will not be directly
affected as a result of said contract and the duties of such
employment do not directly involve the procurement, preparation
or performance of any such part of such contract.
3. , has publicly disclosed the nature
and extent of such interest in writing to the governing board of
the Town. Such written disclosure has been made a part of and
set forth in the official record of proceedings of the Town.
CERTIFICATE OF DETERMINATION BY THE
SUPERVISOR RELATIVE TO
AUTHORIZATION, SALE, ISSUANCE, FORM
AND CONTENTS OF A $60,000 BOND
ANTICIPATION NOTE FOR RECONSTRUCTION
OF POLICE HEADQUARTERS-1990 OF THE
TOWN OF $OUTHOLD, NEW YORK.
I, Scott L. Harris, Supervisor of the Town of Southold,
New York (herein called the "Town"), HEREBY CERTIFY that pursuant
to the powers and duties delegated to me, the chief fiscal
officer of the Town, by the Town Board of the Town, pursuant to
the resolution duly adopted and as referred to in paragraph 1
hereof, and subject to the limitations prescribed in said
resolution, I have made the following determinations:
1. A bond anticipation note (the "Note") of the Town
in the principal amount of $60,000 shall be issued in
anticipation of the sale of serial bonds authorized pursuant to
the resolution entitled:
"Bond Resolution of the Town of Southold, New York,
adopted December 27, 1989, authorizing the partial
reconstruction and alteration of the Police
Headquarters Building, within said Town, stating
the estimated maximum cost thereof is $60,000,
appropriating said amount therefor, and authorizing
the issuance of $60,000 serial bonds of said Town
to finance said appropriation,"
duly adopted by the Town Board on the date therein referred to.
2. The terms, form and details of said Note shall be
as follows:
Amount and Title:
$60,000 Bond Anticipation Note for
Reconstruction of Police Headquarters-1990
Dated: March 14, 1990
Matures: March 14, 1991
Number and
Denomination: Number 1, at $60,000
Interest Rate
per annum:
5.89%
Form of Note:
Substantially in accordance with
prescribed by Schedule B, 2 of
the Local Finance Law of the
State of New York.
form
3. Said Note is not issued in renewal of any note or
notes.
4. The amount of bond anticipation notes originally
issued in anticipation of the issuance of serial bonds authorized
pursuant to the resolution referred to in paragraph 1 hereof,
including the Note, is $60,000, and the amount of bond
anticipation notes which will be outstanding after the issuance
of the Note, including said Note, will be $60,000.
5. The serial bonds authorized pursuant to the
resolution referred to in paragraph 1 hereof are for an
improvement which is non-assessable.
6. Pursuant to said powers and duties delegated to me,
I DO HEREBY AWARD AND SELL said Note to Norstar Bank, N.A.,
Southold, New York, for the purchase price of $60,000, plus
accrued interest, if any, from the date of said Note to the date
of delivery thereof, and I FURTHER DETERMINE that said Note shall
be payable as to both principal and interest at Norstar Bank,
N.A., Southold, New York, and shall bear interest at the rate of
five and eighty-nine hundredths per centum (5.89%) per annum,
payable at maturity.
7. Said Note shall be executed in the name of the Town
by its Supervisor and the corporate seal of the Town (or a
facsimile thereof) shall be affixed, imprinted, engraved or
otherwise reproduced thereon and attested by its Town Clerk.
I HEREBY FURTHER CERTIFY that the powers and duties
delegated to me to issue and sell the Note hereinabove referred
to are in full force and effect and have not been modified,
amended or revoked.
IN WITNESS Wq~EREOF, I hgve hereunto//et my hagd this
fourteenth day of March, 1990.
''
CLERK'S CERTIFICATE
I, Judith T. Terry, Town Clerk of the Town of Southold,
in the County of Suffolk, New York, HEREBY CERTIFY that I have
compared the foregoing copy of the Certificate of Determination
executed by the Supervisor and the same is a true and complete
copy of the Certificate filed with said Town in my office as Town
Clerk on the fourteenth day of March, 1990; and
I FURTHER CERTIFY that no resolution electing to
reassume any of the powers or duties mentioned in said
Certificate and delegated to the Supervisor by the resolution
cited in said Certificate has been adopted by said Town Board.
(SEAL)
IN WITNESS WHEREOF,
I have hereunto set my hand and
affixed the corporate seal of said
Town this fourteenth day of March,
1990.
~Town Clerk f
CERTIFICATES AS TO SIGNATURES, LITIGATION,
AND DELIVERY AND PAYMENT
WE, the undersigned officers of the Town of Southold, in
the County of Suffolk, a municipal corporation of the State of
New York and herein referred to as the "Town", HEREBY CERTIFY,
that on or before March 14, 1990, we officially signed and
properly executed by manual signatures a $60,000 Bond
Anticipation Note for Reconstruction of Police Headquarters-1990
(the "Note") of the Town, payable to bearer and otherwise
described in Schedule A annexed hereto and by this reference made
a part hereof, and that at the time of such signing and execution
and on the date hereof we were and are the duly chosen, qualified
and acting officers of the Town authorized to execute said Note
and holding the respective offices indicated by the titles set
opposite our signatures hereto for terms expiring on the
respective dates set opposite such titles.
WE FURTHER CERTIFY that no litigation of any nature is
now pending or threatened restraining or enjoining the issuance
or delivery of said Note or the levy or collection of any taxes
to pay the interest on or principal of said Note, or in any
manner questioning the authority or proceedings for the issuance
of said Note or for the levy or collection of said taxes, or
relating to said Note or affecting the validity thereof or the
levy or collection of said taxes, that neither the corporate
existence or boundaries of the Town nor the title of any of the
present officers thereof to their respective offices is being
contested, and that no authority or proceedings for the issuance
of said Note has or have been repealed, revoked or rescinded.
WE FURTHER CERTIFY that the seal which is ~mpressed upon
this certificate has been affixed, impressed, imprinted or
otherwise reproduced upon said Note and is the legally adopted,
proper and only official corporate seal of the Town.
And, I, Scott L. Harris, Supervisor, HEREBY FURTHER
CERTIFY that on March 14, 1990, I delivered said Note to Norstar
Bank, N.A., Southold, New York, the purchaser thereof, and that
at the time of such delivery of said Note, I received from said
purchaser the amount hereinbelow stated, in full payment for said
Note, computed as follows:
Price ......... $60,000
date of such delivery ............. -O-
Amount Received .....................
$60,000
(SEAL)
IN WITNESS WHEREOF, we have hereunto set our hands and
said corporate seal has hereunto been affixed this fourteenth day
of March, 1990.
Term of Office
Title
.1991 Supervisor
.1993 Town Clerk
~ I HEREBY CERTIFY that the signatures of the officers of
th_~ov~named Town, which appear above, are true and genuine
and th~jq/~ know said ~fficers and know them to hold the
~espec~v~ffices se
s set opposite their
(~itle)
signatures.
(Name of Bank)
ATTORNEY'S CERTIFICATE
I, Matthew G. Kiernan, HEREBY CERTIFY that I am a
licensed attorney at law of the State of New York, having offices
at 53095 Main Road, Southold, New York, and am the duly chosen,
qualified and acting Assistant Town Attorney of the Town of
Southold, in the County of Suffolk, a municipal corporation of
the State of New York and herein referred to as the "Town", that
no litigation of any nature is now pending or threatened
restraining or enjoining the issuance or delivery of the Note of
the Town, payable to bearer and otherwise described as set forth
in Schedule A annexed hereto and by this reference made a part
hereof or the levy or collection of any taxes to pay the interest
on or principal of said Note, or in any manner questioning the
authority or proceedings for the issuance of said Note or for the
levy or collection of said taxes, or relating to said Note or
affecting the validity thereof or the levy or collection of said
taxes, that neither the corporate existence or boundaries of the
Town nor the title of any of the present officers thereof to
their respective offices is being contested, and that no
authority or proceedings for the issuance of said Note has or
have been repealed, revoked or rescinded.
IN WITNESS W~EREOF, I have hereunto set my hand this
fourteenth day of March, 1990.
SCHEDULE A
Amount and Title:
Dated:
Matures:
Number and
Denomination:
Interest Rate
per annum:
$60,000 Bond Anticipation Note for
Reconstruction of Police Headquarters-1990
March 14, 1990
March 14, 1991
Number 1, at $60,000
5.89%
STATE OF NEW YORK)
SS:
COUNTY OF SUFFOLK)
JUDITH T. TERRY, Town Clerk of the Town of Southold, New York,
being duly sworn, says that on the 29th day of December 1989
she affixed a notice of which the annexed printed notice is a true copy, in
a proper and substantial manner, in a most public place in the Town of
Southold, Suffolk County, New York, to wit:
Town Clerk's Bulletin Board, Southold Town Hall, Main Road,
Southold, New York 11971.
Notice of Bond Resolution of lhe Town of Southold, adopted December 27,
1989, authorizing the partial reconstruction and alteration of the Police
Headquarters Building - $60,000.
udith T. Terry
Southold Town Clerk
Sworn to before me this
29th day of December 1989
- / Pub,,i
ELIZABETH ANN NEVILLE
NN~o,tary Public, State of New York
o, 52-8125850, Suffolk Coupw
Term Expire~ October 31, 19 ,~A
AND ALTI~ATION OF THE.
POLICE H E~.~=TERS
BUILD'tO, ~/ITHIN'.~AID
TOWN, ST~TINtF" THE
ESTIMATED MAX~tUM CO~
THEREOF IS $60,000, AP-
FROPRXATING SAID ~MOUNT
THEREFOR, AND AUTHOR-
XZ~NO THE XSSUANCE OF
$60.000 SERIAL BONDS OF
SA~ TOWN TO FRqAN4~ SAID
THE TOWN BOARD OF 3~IE
COUNTY OF SUFFOLK, NEW
YORI~ H~REBY RESOLV]~ (by
the favorable vo~ of mi less
of said Town Board) AS
i~J. OWS:
Section 1. Tha Town of
Somhold. in the County of
ix)flee headqueflerc buildins,
~ md q~mms ~fcired for
int, as so ~ecomtructnd md ci-
mszbnun a~t of said spucffi~ ob-
ua~ costs md ~ incid~nml
is $60,000 and said ammmt is
hereby ,~,~atnd therefor. The
susn~e of S60A00 mid beads of
~ mxrc on aH tim mnbl~ md
mrcst ~ as tim mae shlJ
18B Jgldl~m pd~ds~bmb- ..ID.~W~gi~mlt ~. the prowl.
~MI~ of tl~ ,.~d~;.tLnU ~ ~ ~ d the Sine of
~ftuty of Suffo~, New YecA, is
Ms mnhosised to e~q~nd meeey
e~ I~ the i~ovisbu of hw which
m d d~ date d inddtmi~ of
IldlW b a~mmmd ~d,h tvtenty
&lin after the Publin~lm of thh
Mmke, or such d~pdoM wo~
~ in vi~ati~n of drc p~o-
vinbes of tbe ~o~b~dn.
P.~ITH T. T~,RY
Tewn (3cftc
BOND ~NOFTHE
~OF ~OUTHOLD, NEW
ADOPTED D~.b~JSR
27, 19~. AUTHOur2~qO TBS
PARTIAL RECONSTRUCTION
tional mauem are hereby deter-
m~d and ds~nnd:
(a) The exisfin8 police head-
qu&,~g,, build, at is of at least
by __e~__'ml 11.00 L 11 (c) of the
u~dmm of nM sp~d'R; objm
acrid beads aad~mtsod pusuam to
this ms(th~ioe rm m be issued,
~thin die I~mbt~ts of
Il.GO L 12(t)(3) of the Law, is
tm (10) years; howo~, the lng-
pend tomtit/of ~h. m~d bend~
J~on or any bond anticiputio~
notes issund in sa~pltion
~ shall not ~ed fbe (5)
~a~ h b o~ date.~ h-
qulied by thc Law to be t~ovldnd
as a down Puymem prior
~ ~ h acco~nce wi~
(c) ~ ~ m~ufity of
t~ b~ds amhofi~d by
y~.
~y b~nd nn~cipn~on
~ s~d ~ds sh~ ~t~
~ of v~
Town, paynbl~
~~T~t
~ a~ h~t ~ s~d ~ sad
ny n~s iss~ h anfi~fi~
of ~e s~e of sam ~ds ~d
h ~e ~et ~ ~ Town by
appropriation for (a) the
· e ~ds nd ~y notes in
~fi~pafi~ ~f
s~ of ~b ~ ~ ~
au~ of the is~ of
m ~.~ of
~ Mes and
MWah of
~ ~ To~.
~)the pt~i~s of law
w~ ~d ~ c~d
publication of such
md m ~,
sua~e~ ~not - ~ng mca vbli~**.is cern-
the date of such publication, or
(c) such obliaatlms are autho-
rlzed in vinint/en of the pro-
visions of the constitution.
Se~b2a 7. Thb bond
shah take effec~ immediately, and
the Town C%th is hereby amho-
~ and dlree~d to PubHth the
foreaoins ~Joint~a, in f~ll, te-
lstar with 8 Notic~ nt+.acAed in
subon~lly d~ form prescribed
by §8L00 of the Law in "THE
LONG ISLAND TRAVBLER-
WATCTIMAN,* a newJpupe~ Pub-
licAod in S~, New Yoth, and
in "THE SUFFOLK TIMES," n
New Yos~, e~h bevin~ a ~enoral
circulation in the Town sad
bercby desianatnd the official
of Mattituck, in
;ays that he/she is Principal
~, a Weekly Newspaper,
own of Southold, County of
' tnd that tho Notice of which
s been regularly published in
week for 1 weeks
~ the 4th ._ day of
Principal Clerk
COUNTY OF SUFFOLK
STATE OF I~EW.Y~)RK ss:
Patricia Wood, being duly sworn, says that she is the
Editor, of THE LONG ISLAND TRAVELER-WATCHMAN,
a public newspaper printed at Southold, in Suffolk County;
and that the notice of which the annexed is a printed copy,
has been published in said Lon§ Island Traveler-Watchman
once each ~eek for ....................... Y~.. weeks
successivel}, commencin~ on the ............. .........
da,~ o1'.....' .~,,~?~,t-.,v-,~ ..... 19 ?. ~..
Sworn to befole me this c// day of
........ !: J4'.'c?.~'-c-:'~ ...... 19
½'
The resolution p0bl.}shed
herewith has been ad0~ted on
the 27th day of December, 1989,
and the validity o.f the obliga-.
t tions authorized by such ?esolu-
tion may b.e hereafter contested
only if such 6bligatiOns Were
authorized for an objea or pur-
pose for which the TOWN OF
souTHOLD, in the Courity of
Suffolk, New York, is not anth-
?fized tO.expend morley otif the
l~'ovisio~s of law which should
haVe BL-efi compli~;f with a:s of
· the date Of public'fition' of this
Nbtice ~ere not sul~tanthlly
complied ~vith, ah8 art action,
suit or IJrocecding contesting
such validity ii Commenced
within twenty days after the
publ!cation of thi,s Nod~,% or
such obligations were authoriz-
.gd in ¥iolation of the pwvisions
of~ th~ c6nst~tutmn.
JUDITH T. TERRY
BOSD RESO~TION OF
THE ~WN OF SOUTHOLD, .. ~
NEW YORK, ADORED DE-
CBM~R 27, 1989, AUTH-
ORIZING THE PARTIAL
ALTERATION .OF THE ',
PQ~ HEADQUARTERS i'
B~DING, WITHIN SAID ·
~ S~TiNG TRE ESTI- '
MAT~ ~XIMUM COST
THER~F IS $~,~, AP-'
PROBRIA~I~ SAID ·
AMOONT.THE~OR. AND ·
AUTHORIZING .THE IS-
SUA~ OF.$~,~ SERIAL
BONDS OF ~D ~WN ~
FINA~ SAID APPRO-
.TH~ '~WN. BOARD OF
~E ~N O~ s~THOLD,
IN THE COUNTY OF SUF-
FOLK, ~W YO~, HE.BY
RE~V~S ~. t~ favo~ble
vote of qot ~ ~jwo-thi~s
o~ ~rs of~d ~wn
~ection. 1. Th~ ~wn of
~oM, in ~e County of Suf-
f~k, N~ Y~k (~n ~lled
to pe~a~ ~ns~ua and ai-
ter. thg.ppfi~ h~d~uarters
cl~ing original f~ishings,
eq~pment, mac~nery and
ap~ratus gqui~d f~ the pur-
PO~s fo? which tach butting,
as so ~const{u~ ~d.ai~ed,
is to be used. The estimated
m~imum cost of said s~eific
object or pu~o~ including p~-
~in~ ~s ~d ~gs indden-
tal the~tq and the financing
the~f, is $~,~ ~d said
amount is be~ ~riated
therefpr. ~he p~ of financing
inclu~ ~e ~su~ of $~,~
serial b~ds qf, ~e Town to
the ~ and.~B~ion ~ t~es
in t~ ~n ~ pay t~ pr~ipal
of ~ bon~ a~ the ~te~st
· er~n ~ ~e samc ~h~l be-
com,.due and pey~M~
~o~ ~ ~dfl ~n~ of the
to~pur~t m ~e pm-
v~s~:of t~ ~ Finance
~w, c~tituti~ ~hapt~
of ~e ~nsolidat~ ~ of the
8~ of.N~ Y~k ~¢~n call-
tioual ~re~ am be~by derer-
(a) The existing v ~ace head-
quarters building is of. at h~ast
Class "C" construction as de-
fined by Section 1LOO.a, 11 (c)
of the Law, and the perio~ of
probable usefuhlei$ of said spe-
cific object ,or purpose for which
.said $60,000 serial bonds
a ,~thodzed purs~lal}i to this re-
solution are to be issued, within
the--limifations of S~tion 11.00
a. ]2(a)(3) of the Law, is ten (10)
years;, however, the proposed
maturity of the serial bonds
authorized pursuani to. this re~
sol~ttion .or any bond anticipa-
tion noteajss/~ed in ar~ticipation
thereof shall not exceed five (5)
.~ars from ~he original date of
..'iisuance of such bbligations
(b) Current funds are not re-
quired by the Law to be provid-
ed as a down payment prior to
the issuance of the bonds auth-
. orizad by tl~ resolution or any
..boq~d anticipation notes isgued '
tn anticipation therepf in ac-
cot/lance ~yith Section 107.00 d.
4 of the La~'.
(c) The proposed maturity of
the bonds authorized by this re-
solution will not e~ceed five (5)
years.
Section 4. Each of the bonds
autl!b~'ized by this resolution
a~l f~.l~ bond anticipation notes
i~sue~ in'anticipation of th~ sa e
of said bonds shall contain the
recital of validity as prescribed
bi) Section 52.00 of the LaSt and
sald b~ds.~nd any not~:s issued
in anti~pation of said bonds,
sh~ll be general obligations of
the Town, payable as~to bbth
prindpal and interest by g~neral
tax upon all the taxable r~l pro-
perty within the Town without
limitation of rate or amount.
The faith and credit of the Town
are hereby ir~vocably plsdged
to the punctual PaYment of the
principal of and interest on said
bonds and any notes issued in
anticipation, of the saie of said
bonds and provision shall be
made annually in th~, budget of
the Town by appropriation for
(a). the amortization and re-
demption of the bonds and any
notes in anticipation thereof to
mar'ute in such year and (b) the
payment of interest to be due
and p~yable in such yea~.
Section 5. Subject to the pro-
vis~ons o1~ this resolution and of
the'Law and pursuant to'the
prdvisiqns of Section ~0.00 rela-
. tiv_e t.o the ~uthori~atJon of the
.. i~$t~aflce bf bond.anticipation
· ' notes and of Section 50 O0 and
~'~t~ons 56.00 to ~0.00 of xbe
Law, the powers and duties of
the Tgwn Board relative to auth-
orizing bond anti~ipafiofi hotes
and prescribing the terms, form
and contents ..,,d as tO the sale
and issuance of the bonds here-.
in authorized and of 'an~ Mind
' .anfictpntioli ..notes issued iff
afiticipafion of said bo~ds,.a~fl
. the rane~ah of. said bond an- '
ficiPatioll:m:}tes, are hereby de[e- ·
gated to t'be Supervisor, the
chief fisgal o ,fficek of ~e Town.
· Si~ction 6. The validity oPthe.
'bol/d/authofizeg by this resolu-
tion.and of any notes'issued in
:' antidRafl0n of the sale of said
-.bond..may be ~ontested only fi:
anthoriZed to e~pen~t finoney;or
(b)' the pt~visions .of law
which..sho~ld be complied~with
at ~tbe ~luteof the pu&li~ation of
su~h~6so'~ution are not substan-
· tinily ~ompli~d with,
and an a~tioe, suit or proceed-
ing co~ntestingLSuch validily, }s
commenced y&lfl~n ~wenty days
a~ter the.'d~te of su~h~PUblic~-
tin0,' or' · / ~ ~ '
(~:..such obligalions? are
authorized in violation o~ 'the
provisions.of the constitution.
$ecl~n '/. This bond resolu-
tio, n ~hall take effect from'e-
din'rely, and the Town Cl~rk is
hereby authorized and directed
to pnblish the foregoing resolu-
tio~ in full, together with a
Notice attached in substantial-
ly the form prescribed by §81.00
of the Law in "THE LONG
ISLAND TRANrELER
WATCHMAN," a neW~aper
published in Southold~ .New
paper .publish-
· .. qew ~ork, each
-~;.'.' ..~-.,:'~ c~rculalion m
· '°~ 'eby dasig,ated
~:~3~. :pallets of said
~*. ~ul~ficntion.
n~X, 1/4/90 (4)