HomeMy WebLinkAboutPayloaderUNITED STATES OF AMERICA
STATE OF NEW YORK
COUNTY OF SUFFOLK
TOWN OF SOUTHOLD
BOND ANTICIPATION NOTE FOR VARIOUS PURPOSES-1997
The Town of Southold, in the County of Suffolk, a municipal corporation of the State of New York,
hereby agknowledge4 it. ll indebted and for value reenived promise~ to pay to the bearer of this Note, or if it be regi~tet~l,
to the regiat~reA holder, the sum of NINE HUNDRED THIRTY-FIVE THOUSAND DOLLARS ($935,000) on the 18th
day of September, 1998, tog~er with interest thereon from the date hereof at the rate of three and eighty, eight
hundred~h~ per eeatum 0.88%) per annum, payable at maturity. Both principal of and interest on this Note will be paid
in lawful money of the United States of America, at The Bridgehampton National Bank, Southold Off'~ce, Southold, New
York.
At thc re. quest of the holder, the Town Clerk shah conver~ this Note into a registered Nots by registcrlng
it in the name of the holder in the books of the Town kept in the office of such Town Clerk and endorsing a certificate of
such r~glstration hereon, alter which both principal of and interest on this Note shall be payable oniy to the registered
holder, his l~gal rapr~sentativ~, successors or transfeme:s. This Note shah then be transferable only upon prcsentatinn to
such Town Clerk with a wri~len transfer of title and such Town Clerk shah thereupon register this Note in the name of the
transferen in his books and shall endorse a certificate of such registration hereon. Such transfer shall be dated, and signed
by the registered holder, or his legal representatives, and it shah be duly acknowiedged or proved, or in the alternative the
signature thereto shall be certified as to its genuineness by an officer of a bank or trust company located and authorized to
do business in this State.
Thiz Note is the only Note of an authorized combined issue, the aggregate principal amount of which is
$935,000.
Thla Note is issued pursuant to the provisions of thc Local Finance Law, constituting Chapter 33-a of the
Consol]dated Laws of thc State of New York, ten bond resolutions adopted by thc Town Board on their respective dates,
anthorizing the issuance of scrlal bonds for various puq0oses, and the Certificate of Determination executed by the
Supervisor on September 18, 1997.
This Note has berm designated by the Town as a qualified tax-exempt obligation pursuant to the
provi~inns of Section 265 of the Internal Revenue Code of 1986, as amended.
The faith and credit of such Town of Southold are hereby irrevocably pledged for the punctual payment
of the principal of and interest on this Note according to its terms.
It is hereby certified and recited that all conditions, acts and things required by the Constitution and
statete~ of thc State of New York to exist, to have happened and to have been performed precedent to and in thc issuz, ncc of
~ Note, exist, have happened and have been performed, and that this Note, together with all other indebtedness of such
Town of Southold, is within every debt and other limit prescribed by the Constitution and laws of such State.
IN WITNESS WHEREOF, the Town of Southold has caused this Note to be signed by its Supervisor,
and its corporate seal (or a facsimile theren0 to be affixed, imprinted, engraved, or otherwise reproduced hereon and
at~ated by its Town Clerk and this Note to be dated as of the 18th day of September, 1997.
TOWN OF SOUTHOLD
(SEAL)
Supervisor
ATTEST:
COMBINED IN 1997 - $935,000 VARIOUS PURPOSES BOND ANTICIPATION NOTE
(Sept. 18, 1997)
NOTICE
The resolution published harewith
has been adopted on the 20th day of
February, 1997. and the validity of the
obligations author/zed by such resolu-
tion may be hereafter contested only if
such obligadons were authorized for an
obje~ at purpuce fat which the TOWN
OF SOUTHOL0, in the County of
~dfolk, New York, is not author/zed to
expend money or if the provisions of
law which should have been compl/ed
with as q~tbe dele of publication of this
Notice were not substantially comphed
with, and an setion, suit or proceeding
conie~ng such validity is commenced
within twenty days after the publication
of this Nmioe, or such obligetin~s were
authorized in violation of the provi.
sions of the constitution.
JUDITH T. TERRY
Town Clerk
BOND RESOLUTION OF THE
TOWN OF SOUTHOLD, NEW
YORK, ADOPTED FEBRUARY
20, 1997, APPROPRIATING THE
AMOUNT OF 90,000 FOR THE
ACQUISITION OF A PAY-
LOADER PaR THE SOUTHOLD
SOLID WASTE MANAGEMENT
DISTRICT. IN SAID' TOWN,
STATING THE ESTIMATED
MAXIMUM COST THEREOF IS
$90,000 AND AUTHORIZING
THE ISSUANCE OF ggo,000 SER*
IAL BONDS OF SAID TOWN TO
FINANCE SAID APPROPRIA.
TION.
Recital
WHEREAS, the Town Board of the
Town of Somhold [herein oiled the
"Town"). in the County of Suffolk,
New York, acting on behalf of the
Southold Solid Waste management
Distric~ (herein called the "District"), in
!he Town, has heretofore determined to
morease and improve the facilities of
the Dislr/ct by the acquisition of a pay.
loader beteinafter de-~.-"ribed and, after a
public bearing duly celled and held,
said Ibwn Board has detarmmea, pur-
suant to the Resolution and Order After
Public Hearing du~y edopted on tiffs
~ate, that it is in the publio intere~ to so
increase and improve the facilit/es of
the District and ordered the a~quisition
of such payloader;
Now, Iberefote. be it
RESOLVED BY THE TOWN
BOARD OF THE TOWN OF
SOUTHOLD, IN THE COUNTY OF
SUFFOLK. NEW YORK (by the fa-
vorable vote of not less than two-thirds
of all the members of said Board) AS
FOLLOWS:
Section :L The Town hereby
propristea the amnonl of $90,000 for
the acquisition of a puyioader for use in
and by Ihe Distr/cl heretofore au-
~aid spaeific object or purpose, incind-
$90,000. The plan of financing
includes the issuance of S90,000 serial
bonds of the Town to finance said
land within the District whkh the Tdgm
Beard shall demmine and specify to be
espedally beneftted thereby, so much
upon and from each as shall ha in just
ptopunion to the amo~m of benefit
c~f~rred upon the same, to pay the
pr/ncipal of and intctcet on said bonds
as the mae shall I~orne due and
Snctinn 2. Serial bonds of the Town
are he~ authorized to be isannd in
tho I~incipul amour of $90,000 pur-
sonnl to the provisiom of the Lncal
F'm~co Law, comtitutimt Chapter 33-a
of the Co~sofidated la~s of tho State of
finance said appropriation.
Section 3. The following additional
matters are hereby determined and
dec. lared:
(a) The period of pmhable usefu~-
nes.~ of each item of the specific object
or purpose for whioh asid $90,000 ser-
ial bonds ag authorized to ~e issued.
within the limitations of Section ] l.O0
a. 28. of the law, is fifteen (15) years,
CO) The proceeds of the bonds herein
authorized and any bond anticipation
note~ issued in anticipation of said
bonds may be applied to reimburse the
Town for expenditures made after the
effective dale of this resolution for the
purpose for which said bonds are
authorized. The foregoing statement of
intent with respect to t~imborsemonl is
made in conformity witl~ Treasury
Regulation Section 1.150-2 of the
United States Treasury Depunmem.
(c) The Town Boarct, acting in the
mie of Lead Agency, has determined
and found that pursuant to the appli-
cable provisions of the State Envi-
ronmental Quality Review
("SEQRA") no substantial edveme
environmental impact will he caused
by the acquisition of such payloader.
Sectio~ 4. Each of the bonds
thor/zed by this resolution and
bond anticipation notes issued in an-
ticipation of said bonds shall contain
the recital of validity prescr/bed by
Section $2.00 of the Law ami* said
bonds, and any notes issued in antic/-
patios said bonds, shall ha general
obligations of the Town, payable as to
both pr/ncaa[ and intere~ by a general
tax upon all the taxable real propafly
within the Town withoul limitation as
to rate or amount. The faith and credil
of the Town ate hereby in~vocably
pledged ~o the punctual payment of the
principal of and interest on said bonds
and any notes issued in antieipution of
the sale of said bonds and provmion
shall ha made annually in the budget of
the Town by appropr/ati~m for (a) the
amortization and redemption of the
bonds and any notes issued in antJci-
purina the/eof to mature in such year
and (b) the payment of interest to be
due and payable in such year.
Section 5. Subject to the provisions
of this resolution and of the Law and
pursuant to the provisions of Section
21.00 relative to the authorization of
the issuance of bonds having sulman.
tinily level or declining annual debt set-
vice, Section 30.00 relative to the
authorization of the inuanco of bond
anticipation nores, and Section 50.00
and Sections 56.00to 60.00 of tbe Law,
the puwen and duties of the Town
Board relative to author/zing bond
anticipation rotes and presur/b~ng their
tem'~, form and coments nod as to the
fore ar hereafter author/zed, and of my
bond ant/c/putinn notes issued in an-
tieipaimn of said bonds, and the ~-
newals of said bond anticipation ~
are hereby delegeted to the Supan, b~,
the chief fiscal oft'wet of the Town.
Section 6. The validity of the heeds
authorized by this resolution, md of
any notes issued in anticipation o/sam
bonds, may be contested only if:
(a) such obligations are ~
rized for an object or putpcee f~
which the Town is not author/and to
expend money, or
CO) the provisions of law ~
should be complied with at the ~
of the publication of such rcaekl#no
are nm substantially complied ~
and an action, suit or prnceedin~ cae-
testing such validity, is e~
within twenty days after the dele o/
such publication, or
(c) such obligations are ~
r/zed in violation of the pnl~vleiem
of the constitution.
STATE OF NEW YORK)
} SS:
/'")~-~-~/~"-___ or Mattitue,, in
said County, being duly sworn, says that he/she
is Principal Clerk of THE SUFFOLK TIMES, a
Wceldy Newspaper, published at Mattituck, in
thc Town of Southold, County of Suffolk and
State of New York, and that thc Notice of which
the annexed is a printed copy, has bccn regular-
ly published in said Newspaper Once each week
for _ ~ weeks supcczslvcly, Commcucin~ on
Principal Clerk
Sworn t~ b~eforc mc this c:~c~~7~-
~._~y of ~_ 19 ~Z
NO. 52~655242 SUFFOLK ~U~ ~
~MM ~ION ~PIR~ AUGUST 31, 19~ ~
EXTRACT OF MINUTES
Meeting of the Town Board of the Town of Southold,
Southold, in the County of Suffolk, New York,
Town Hall, Southold, New York, in said Town,
~997, at 5:00 o'clock P.M. (Prevailing Time)
.There were present:
in the County of Suffolk, New York
February 20, 1997
A regular meeting of the Town Board of the Town of
was held at the
on February 20,
Councilpersons:
William D. Moore, Deputy Supervisor
Alice. J. Hussie
Ruth D. Oliva
Louisa P. Evans, Town Justice
There were absent: Jean W. Cochran, Supervisor
Joseph L. Townsend, Jr., C6uncilman
Also present: Judith T. Terry, Town Clerk
Laury L. Dowd, Town Attorney
The Town Clerk stated tha~ a public hearing had been
called for this meeting at the Town Hall, Southold, New York, in
said Town at 5:00 o'clock P.M. (Prevailing Time) to consider the
acquisition of a payloader for the Southold Solid Waste
Management District, in the Town of Southold, and to hear all
persons interested in the subject thereof concerning the same and
for such other action on the part of the Town Board with relation
thereto as may be required by law. The Town Clerk read, in full,
the notice calling said public hearing and presented affidavits
showing that certified copies of said notice had been duly
published and posted pursuant to the provisions of Article 12 of
the Town Law.
The Supervisor stated that the hearing in the said
matter was now open and asked if there were any interested
persons present who desired to be heard. The following persons
appeared in favor of the acquisition of a payloader for the
Southold Solid Waste Management District: NONS.
The following persons appeared in opposition to said
acquisition of a payloader for the Southold Solid Waste
Management District: NONS.
The Town Clerk reported that the following pertinent
communications had been received: NON£.
I$9ff74,1 015146 RE~
meeting.
The Town Clerk then read such communications to the
The Supervisor inquired as to whether there were any
other persons present who wished to be heard. No one appeared,
whereupon the Supervisor declared the public hearing closed.
On motion of Councilwoman OHva , duly seconded
by 3ustice Evans , the following Resolution and Order
After Public Hearing was duly declared adopted on the following
roll call vote:
AYES: Councilman Moore, .Councilwoman Hussie, Councilwoman Oliva,
Justice Evans.
NOES: None.
159074.1 018146
A regular meeting of the Town
Board of the Town of Southold,
in the County of Suffolk, New
York, was held at the Town
Hall, in said Town, on the
20th day of February, 1997.
PRESENT:
William D. Moore, Councilman, Deputy Supervisor
Alice J. Hussie, Councilwoman
Ruth D. Oliva, Councilwoman
Louisa P. Evans, Town Justice
In the Matter
of the
Acquisition of a Payloader for the Southold
Solid Waste Management District,-in the Town
of Southold, in the County of Suffolk, New
York, pursuant to Section 202-b of the Town
Law.
RESOLUTION AND
ORDER AFTER PUBLIC
HEARING
WHEREAS, the Town Board of the Town of Southold (herein
called "Town Board" and "Town", respectively), in the County of
Suffolk, New York, on behalf of Southold Solid Waste Management
District, in the Town (herein called "District"), has requested
the acquisition of a payloader for the District, at the estimated
cost of $90,000; and
WHEREAS, pursuant to the Order Calling Public Hearing
To Be Held On February 20, 1997, adopted January 29, 1997, a
public hearing was duly held by the Town Board on the 20th day of
February, 1997 at 5:00 o'clock P.M. (Prevailing Time) at the Town
Hall, Southold/ New York, in the Town, and considerable
discussion on the matter has been had and all persons desiring to
be heard have been heard, including those in favor of and those
in opposition to said acquisition of a payloader for the Southold
Solid Waste Management District; and
WHEREAS, the Town Board has given due consideration to
the impact that the acquisition of a payloader for the District
may have on the environment and on the basis of such
consideration, the Town Board has found that no substantial
adverse environmental impact will be caused thereby; and
WHEREAS, the Town Board and the Town have complied in
every respect with all applicable federal, state and local laws
and regulations regarding environmental matters including
compliance with the New York State Environmental Quality Review
Act, comprising Article $ of the Environmental Conservation Law
and, in connection therewith, a duly executed Short Environmental
Assessment Form has been filed in the office of the Town Clerk;
NOW, THEREFORE, on the basis of the information given
at such hearing, it is hereby
DETERMINED, that it is in the public interest to
acquire the payloader for the District as hereinabove described
and referred to at the estimated total cost of not to exceed
$90,000; and it is hereby.
ORDERED, that the facilities of the District shall be
so increased and improved and that such payloader shall be
159074.1 018146
acquired and, further, that the Engineer heretofore retained by
the Town Board shall prepare specifications and make careful
estimates of the expense of said increase and improvement of the
facilities and with the assistance of the Town Attorney, prepare
a proposed contract or contracts for the acquisition of such
payloader, which specifications, estimate and proposed contract
shall be presented to the Town Board as soon as possible; and it
is hereby
FURTHER ORDERED, that the expense of increasing and
improving such facilities by said acquisition of a payloader
shall be financed by the issuance of not to exceed $90,000 serial
bonds of the Town, and the costs'thereof, including payment of
principal of and interest on said bonds, shall be paid by the
assessment, levy and collection of special assessments upon the
several lots and parcels of land within the District which the
Town Board shall determine and specify to be especially benefited
thereby, so much upon and from each as shall be in just
proportion to the amount of benefit conferred upon the same, to
pay the principal of and interest on said bonds as the same shall
become due and payable; and it is hereby
FURTHER ORDERED,
that the Town Clerk record a certified
159074.1 015146 RES
copy of this Resolution and Order After Public Hearing in the
office of the Clerk of Suffolk County within ten (10) days after
adoption hereof.
DATED: FEBRUARY 20, 1997
TOWN BOARD OF THE TOWN OF $OUTHOLD
Wi~liam'D. Moore, Couqcilman (Deputy Supervisor)
Alice J. Hus~e{~e', Councilwoman
Ruth D. Oliva, Councilwoman
Louisa P. Evans, Town Justice
(SEAL)
Members of the Town Board of the Town of
Southold, New York
Councilwoman Hussie
and moved its adoption:
offered the following resolution
159074.1 018146 RE5
BOND RESOLUTION OF THE TOWN OF SOUTHOLD, NEW YORK,
ADOPTED FEBRUARY 20, 1997, APPROPRIATING THE
AMOUNT OF 90,000 FOR THE ACQUISITION OF A
PAYLOADER FOR THE SOUTHOLD SOLID WASTE MANAGEMENT
DISTRICT, IN SAID TOWN, STATING THE ESTIMATED
MAXIMUM COST THEREOF IS $90,000 AND AUTHORIZING
THE ISSUANCE OF $90,000 SERIAL BONDS OF SAID TOWN
TO FINANCE SAID APPROPRIATION.
Recital
WHEREAS, the Town Board of the Town of Southold (herein
called the "Town"), in the County of Suffolk, New York, acting on
behalf of the Southold Solid Waste Management District (herein
called the "District"), in the Town, has heretofore determined to
increase and improve the facilities of the District by the
acquisition of a payloader hereinafter described and, after a
public hearing duly called and held, said Town Board has
determined, pursuant to the Resolution and Order After Public
Hearing duly adopted on this date, that it is in the public
interest to so increase and improve the facilities of the
District and ordered the acquisition of such payloader;
Now, therefore, be it
RESOLVED BY THE TOWN BOARD OF THE TOWN OF SOUTHOLD, IN
THE COUNTY OF SUFFOLK, NEW YORK (by the favorable vote of not
less than two-thirds of all the members of said Board) AS
FOLLOWS:
159074.1 018146 RES
Section 1. The Town hereby appropriates the amount of
$90,000 for the acquisition of a payloader for use in and by the
District heretofore authorized to be acquired pursuant to the
Resolution and Order After Public Hearing referred to in the
Recital hereof. The estimated maximum cost of said specific
object or purpose, including preliminary costs and costs
incidental thereto and to the financing, is $90,000. The plan of
financing includes the issuance of $90,000 serial bonds of the
Town to finance said appropriation and the assessment, levy and
collection of sPecial assessments upon the several lots and
parcels of land within the District which the Town Board shall
determine and specify to be especially benefited thereby, so much
upon and from each as shall be in just proportion to the amount
of benefit conferred upon the same, to pay the principal of and
interest on said bonds as the same shall become due and payable.
Section 2. Serial bonds of the Town are hereby
authorized to be issued in the principal amount of $90,000
pursuant to the provisions of the Local Finance Law, constituting
Chapter 33-a of the Consolidated Laws of the State of New York
(herein called "Law"), to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The period of probable usefulness of each item of
the specific object or purpose for which said $90,000 serial
bonds are authorized to be issued, within the limitations of
Section 11.00 a. 28. of the Law, is fifteen (15) years.
159~/4.1 018146
(b) The proceeds of the bonds herein authorized and any
bond anticipation notes issued in anticipation of said bonds may
be applied to reimburse the Town for expenditures made after the
effective date of this resolution for the purpose for which said
bonds are authorized. The foregoing statement of intent with
respect to reimbursement is made in conformity with Treasury
Regulation Section 1.150-2 of the United States Treasury
Department.
(c) The Town Board, acting in the role of Lead Agency,
has determined and found that pursuant to the applicable
provisions of the State Environmental Quality Review Act
("SEQRA") no substantial adverse, environmental impact will be
caused by the acquisition of such payloader.
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of said bonds shall contain the recital of validity prescribed by
Section 52.00 of the Law and said bonds, and any notes issued in
anticipation said bonds, shall be general obligations of the
Town, payable as to both principal and interest by a general tax
upon all the taxable real property within the Town without
limitation as to rate or amount. The faith and credit of the
Town are hereby irrevocably pledged to the punctual payment of
the principal of and interest on said bonds and any notes issued
in anticipation of the sale of said bonds and provision shall be
made annually in the budget of the Town by appropriation for (a)
the amortization and redemption of the bonds and any notes issued
159074.1 018146 RF~
in anticipation thereof to mature in such year and (b) the
payment of interest to be due and payable in such year.
Section 5. Subject to the provisions of this
resolution and of the Law and pursuant to the provisions of
Section 21.00 relative to the authorization of the issuance of
bonds having substantially level or declining annual debt
service, Section 30.00 relative to the authorization of the
issuance of bond anticipation notes, and Section 50.00 and
Sections 56.00 to 60.00 of the Law, the powers and duties of the
Town Board relative to authorizing bond anticipation notes and
prescribing their terms, form and contents and as to the sale and
issuance of the bonds herein authorized, and any other bonds
heretofore or hereafter authorized, and of any bond anticipation
notes issued in anticipation of said bonds, and the renewals of
said bond anticipation notes, are hereby delegated to the
Supervisor, the chief fiscal officer of the Town.
Section 6. The validity of the bonds authorized by
this resolution, and of any notes issued in anticipation of said
bonds, may be contested only if:
(a) such obligations are authorized for an object or
purpose for which the Town is not authorized to expend
money, or
(b) the provisions of law which should be complied with
at the date of the publication of such resolution are not
substantially complied with,
and an action, suit or proceeding contesting such validity, is
commenced within twenty days after the date of such publication,
or
15907~.1 015146
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This resolution shall take effect
immediately.
The adoption of the foregoing resolution was seconded
by Councilman Moore and duly put to a Vote on roll call, which
resulted as follows:
AYES: Councilman Moore, Councilwoman Hussie, Councilwoman Oiiva,
Justice Evans.
NOES: None.
The resolution was declared adopted.
***
_ Councilwoman Olive
resolution and moved its adoption:
offered the following
159074.1 0~8146 R~
RESOLVED BY THE TOWN BOARD OF THE TOWN OF SOUTHOLD, IN
THE COUNTY OF SUFFOLK, NEW YORK, AS FOLLOWS:
Section 1. The Town Clerk is hereby directed to
publish the foregoing bond resolution, in full, in "THE SUFFOLK
TIMES," a newspaper published in Southold, New York, and having a
general circulation in said Town, which newspaper is hereby
designated as the official newspaper of the Town for such
publication, together with the Town Clerk,s statutory notice in
the form prescribed by Section 81.00 of the Local Finance Law of
the State of New York.
Section 2.
i '
mmedlately.
This resolution shall take effect
The adoption of the foregoing resolution was seconded
by Councilwoman Hu$$ie and duly put to a vote on roll
call, which resulted as follows:
AYES: Councilman Moore, Councilwoman Hussie, Councilwoman Oliva,
Justice Evans.
NOES: None.
The resolution was declared adopted.
CERTIFICATE
I, JUDITH T. TERRY, Town Clerk of the Town of Southold,
in the County of Suffolk, New York, HEREBY CERTIFY that the
foregoing annexed extract from the minutes of a meeting of the
Town Board of said Town, duly called and held on February 20,
1997 has been compared by me with the original minutes as
officially recorded in my office in the Minute Book of said Town
Board and is a true, complete and correct copy thereof and of the
whole of said original minutes so far as the same relate to the
subject matters referred to in said extract.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of said
Town this 20th day of February,
1997.
(SEAL)
Town Clerk
159074.1 018146
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STATE OF NEW Y01 ~
) SS:
COUI~TY OF SIIFFOLK)
s~d Co~, bei~ d~y sworn, says that he/she
is Principal Cler~ o{ THE 8~FOLK TIM~, ·
Wee~y Newspaper, published at Mattit~k, in
the To~ of 8ou$hold, County of 8u~olk and
8tare of New York, and ~at the Nogce of which
~e ~nexed ~ a p~ted copy, h~ been ~-
ly p~ished in said Newspaper once each week
for ~ we~k, ,~v~ly. ~mencl~ on
~e ( ~ dayof-~ ~9~.