HomeMy WebLinkAboutComputer Equipment & UpgradingNo. 4R-1
UNITED STATES OF AMERICA
STATE OF NEW YORK
COUNTY OF SUFFOLK
TOWN OF SOUTHOLD
BOND ANTICIPATION NOTE FOR VARIOUS PURPOSES-1997
The Town of Southold, in the County of Suffolk, a municipal corporation of the State of N~w York,
hereby ankaowledge~ it~lf indebted and for value r~..eived promises to pay to the bearer of this Note, or if it be registered,
to th~ registered holder, the sum of NINE HUNDRED THIRTY-FIVE THOUSAND DOLLARS ($935,000) on the lSth
day of Septemb~, 1998, together with interest thereon from the date hereof at the rate of three and eighty-eight
hundredths ~ gesture 0.88%) per annum, payable at maturity. Both principal of and interest on this Note will bc paid
in lawful money of the United State$ of America, at The Bridgehampton National Bank, Southold Office, Southold, New
York.
At the request of the holder, thc Town Clerk shall convert this Note into a registered Note by regqztering
it in thc name of thc holder in thc books of the Town kept in the office of such Town Clerk and endorsing a certificate of
anch registration hereon, afar which both principal of and interest on this Note shall bc payable only to thc registered
holdcr, hi~ k~gni roproanntatives, successors or transferees. This Note shall then be transferable only upon presentation to
such Town Clerk with a writtea transfer of tiflc and such Town Clerk shall thcrcupon register this Note in thc name of thc
tranafere~ in his book.~ and shall codorsc a certificate of such rcgistratinn hereon. Such transfer shall bc dated, and signed
by the registered holder, or his legal representatives, and it shall bc duly acknowledged or proved, or in the alternative the
signature ther~o ahab bc certified as to its genuineness by an officer of a bank or trust company located and authorized to
do business in this State.
This Note is the only Note of an authorized combined issue, the aggregate principal amount of which is
$935,000.
This Noto ia issued pursuant to thc provisions of thc Local Finance Law, constituting Chapter 33-a of thc
Consolidated Laws of thc State of New York, ten bond resolutions adopted by the Town Board on their re.~pective dates,
authorizing thc issuanco of aerial bonds for various purposcs, and thc Certificate of Determination executed by the
Supervisor on September 18, 1997.
Th~ Nota has be. ca designated by the Town as a qualified tax-exempt obligation pursuant to the
provisions of $~tion 265 of the Internal Revenue Code of 1986, as amended.
The faith and credit of such Town of Southold are hereby irrevocably pledged for the punctual payment
of the principal of and interest on this Note according to its terms.
It ia hereby certified and recited that all conditions, acts and things required by the Constitution and
statutes of the State of New York to exist, to have happened and to have been performed precedent to and in the issuance of
this Note, eniat, have happened and have been performed, and that this Note, together with all other indebtedness of such
Town of Southold, is within every debt and other limit prescribed by the Constitution and laws of such State.
IN WITNESS WHEREOF, the Town of Southold has caused this Note to be signed by its Supervisor,
and its corporate s~al (or a facsimile thereof} to be affLXed, imprinted, engraved, or otherwise reproduced hereon and
at~sted by its Town Clerk and this Note to be dated as of the 18th day of September, 1997.
TOWN OF SOUTHOLD
(SEAL)
ATTEST:
"Town Clerk
COMBINED IN 1997 - $935.000 VARIOUS PURPOSES BOND ANTICIPATION NOTE
(Sept. 18, 1997)
JUDITH T. TERRY
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fmx (516) 765-1823
Telephone (516) 765-1800
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
May 5, 1997
Gerard Fernandez, Jr., Esq.
Hawkins, Delafield & Wood
67 Wall Street
New York, New York 10005
Dear Mr. Fernandez:
Enclosed is a certified copy of the Extract of Minutes with regard to
the $400,000 Serial Bonds for Acquisition and Installation of Computer
Equipment for Upgrading, along with an original Affidavit of Publication
of the bond resolution.
Very truly yours,
Judith T. Terry
Southold Town Clerk
Enclosures
~ aulhorized by such mss-
M'amb ~bl~ttions were a~ ~
~ M e~ m~F ~
~ ~er the ~bli~tion of ~
~ T, ~y
~wn ~
~D R~OL~ON OF ~
~N OF SO--OLD, ~
1~, A~O~G ~ AC-
~ON OF COMPU~R
~. IN~UD~G ~
~ O~ER ~ U~E ~
~I~NG ~M~R
OF ~ ~; ST~O ~
~OF IS $~,~; ~
~R ~D A~O~
ISSUANCE OF $4~
~ON.
~ ~WN ~O~D OF ~
TOWN OF SO~O~, IN ~
~U~ OF SU~OL~ ~
YO~ ~y ~OL~ ~ ~
~vo~le ~ of ~t 1~ th~ ~
· i~ ~ ~l ~ ~ of ~d Town
~) ~ ~OWS:
~on L ~e ~ of ~u~did ~
· e ~umy of Suffolk. New York
(bere~ called ~Town"), is hereby
aul~mdmd ~. .pin~ and inmll com.
Mini~PI~ inchdiog, but not
~ ~ ~ ~niog ~ili-
~r sys~m of ~e ~ in ~e
~ ~ ~er~f, ~ p~.
ated ~refor ~e p~ of
~ inclu~ tbe i~ of
~Y~mpy
~ tbe~n ~ the nme ~li
~ ~ ~ py~le.
~Ou~o~d m ~ ~ p~t
~m~ ~p.r 33-a ~ ~
~ are he.by dete~ ~
~)~ P~ofthc ~
~d ~d ~y ~nd an~
~ my ~ applied m reimho~ ~e
~ for ex~n~t~ m~ after the
~e ~c of ~s m~lufion for ~c
~ for which ~id bonds arc
~ ~e [~go~g ~e~m of
~ wi~ ~ m ~bu~mem is
made in ~nfo~liy with T~asu~
Regulation Se~io~ 1.150-2 of the
(c) ~e pm~d maturity of ~c
~n~ au~o~d by ~is ~lutio~ will
nm cx~ five (5) y~.
~ 4. ~ of ~e ~ au-
· o~d by ~b ~lufion and ~y
~d ~ti~on notes i~ in ~.
~n~n the ~ of v~ty ~ p~.
m ~lh p~ ~d intact by g~cr-
~ or ~t. ~ f~th ~d ~it of
Ihe Town are be~by inev~ly
pl~ ~o ~e p~ pa~cnt of the
pd~ of ~d intent on ~ ~
~d ~y no~s ~ in ~palion of
· c ~c of ~ ~ ~d pmvislon
~ ~ ~ ~n~ly ~ the budget of
· e To~ by ~mpfiation for (a) the
~o~tion ~d ~mpgon of ~e
~nds ~d ~y no~s in ~tici~tinn
· c~of to mat~ ~ such ye~ ~d ~)
· e ~ymem of inte~si to ~ue ~d
~yabin in su~ yc~,
· ~on 5. Subje~ te ~e provisions
of t~s ~lufi~ ~d of ~c ~w ~d
p~m m ~ pmvisio~ of Sexton
21,~ mingve ~o ~e antho~aion of
au~r~n of ~c ~u~ of ~d
~rd rcintivc ~ auth~iziog bond
be~er a~o~d, ~ ~ ~y ~ed
o~ ~d ~ ~d ~ ~new~s of ~d
e~ to the Su~, ~e c~cf tis-
~ 0ffi~r of~e Town,
~on 6. ~e v~idity of ~e
au~o~d by ~b ~lug~ ~d of ~y
of~d ~n~ may ~ ~m~ted o~ly ii:
(a) su~ obl~fi~ ~ amho~d
for ~ ~j~t or ~ for wh~
· e ~ ~ not au~o~d m
expend money, or ,
(b) the provisions of law which
should be complied with at the
date ~f the publication of such
resolution are not substantially
complied with,
and an action, suit or proceeding con- ~S:
testing suet validity is commenced'
within twenty days after the date of ,
such publication, or
(c) such obligations ate authorized --
in violation of the provisions of
the constitution,
Section 7. This bond resoinllon shall
take effec~ immediately, and the Town
Clerk is hereby authorized and directed
to publish the foregoing t~solution, in
full, together with a Notice mitac, bed in
substantially the form prescribed by
Section 81.00 of the Law in "THE
SUFFOLK TIMES" a newspaper pub-
shed in Southold, New York, having a
general citcuistion in the Town and
hereby designated the official newspa-
per of said Town for such publication.
8_..~7-1 TA24
of Mattituek, in
sworn, says that he/she
HE SUFFOLK TIMES, a
~lished at Mattituck, in
County of Suffolk and
that the Notice of which
[ copy, has been regular-
vspaper once each week
:ssively, commencing on
Principal Clerk
Sworn to. before me this .~ ~
\day Of ~ ,,~.~*~-~ 1D~_
NO, 524655242 SUFFOLK COUf~ ~
COM~ISS ON ~PIRES/~UGUS~ ~1, 19 ~
EXTRACT OF MINUTES
Meeting of the Town Board of the Town of Southold,
in the County of Suffolk, New York
April 15, 1997
A regular meeting of the Town Board of the Town of
Southold, in the County of Suffolk, New York, was held at the
Town Hall, Southold, New York, on April 15, 1997 at 7:30 o'clock
P.M. (Prevailing Time).
There were present:
Board Members:
Hon. Jean W. Cochran, Supervisor;
and
Councilwoman Alice J. Hussie
Councilman Joseph L. Townsend, Jr.
Councilwoman Ruth D. Oliva
Justice Louisa P. Evans
Councilman William D. Moore
There were absent: None
Also present:
Justice Evans
and moved its adoption:
Judith T. Terry, Town Clerk
Laury L. Dowd, Town Attorney
offered the following resolution
12531~.1 017106 RES
BOND RESOLUTION OF THE TOWN OF SOUTHOLD, NEW
YORK, ADOPTED APRIL 15, 1997, AUTHORIZING THE
ACQUISITION AND INSTALLATION OF COMPUTER
EQUIPMENT, INCLUDING SOFTWARE, IN ORDER TO
UPGRADE THE EXISTING COMPUTER SYSTEM OF THE
TOWN; STATING THE ESTIMATED MAXIMUM COST
THEREOF IS $400,000; APPROPRIATING SAID AMOUNT
THEREFOR AND AUTHORIZING THE ISSUANCE OF
$400,000 SERIAL BONDS OF SAID TOWN TO FINANCE
SAID APPROPRIATION.
THE TOWN BOARD OF THE TOWN OF SOUTHOLD, IN THE COUNTY OF
SUFFOLK, NEW YORK, HEREBY RESOLVES (by the favorable vote of not
of all the members of said Town Board) AS
less than two-thirds
FOLLOWS:
Section 1.
The Town of Southold, in the County of
Suffolk, New York (herein called "Town"), is hereby authorized to
acquire and install computer equipment, including, but not
limited to software and training facilities, in order to upgrade
the existing computer system of the Town in the several Town
offices. The estimated maximum cost thereof, including
preliminary costs and costs incidental thereto and to the
financing thereof, is $400,000 and the said amount is hereby
appropriated therefor. The plan of financing includes the
issuance of $400,000 serial bonds of the Town to finance said
appropriation, and the levy and collection of taxes on all the
· - . ' 128313.1 '017106 gE8
taxable real property in the Town to pay the principal of said
bonds and the interest thereon as the same shall become due and
payable.
Section 2. Serial bonds of the Town in the principal
amount of $400,000 are hereby authorized to be issued pursuant to
the provisions of the Local Finance Law, constituting Chapter 33-
a of the Consolidated Laws of the State of New York (herein
called "Law"), to finance said appropriation.
Section 3. The following additional matters are hereby
determined and declared:
(a) The period of probable usefulness applicable to the
specific object or purpose for which said serial bonds authorized
pursuant to this resolution are to be issued, within the
limitations of Section 11.00 a. 32. of the Law, is five (5)
years.
(b) The proceeds of the bonds herein authorized and any
bond anticipation notes issued in anticipation of said bonds may
be applied to reimburse the Town for expenditures made after the
effective date of this resolution for the purpose for which said
bonds are authorized. The foregoing statement of intent with
respect to reimbursement is made in conformity with Treasury
Regulation Section 1.150-2 of the United States Treasury
Department.
(c) The proposed maturity of the bonds authorized by
this resolution will not exceed five (5) years.
128313.1 017106 RES
Section 4. Each of the bonds authorized by this
resolution and any bond anticipation notes issued in anticipation
of the sale of said bonds shall contain the recital of validity
as prescribed by Section 52.00 of the Law and said bonds and any
notes issued in anticipation of said bonds shall be general
obligations of the Town, payable as to both principal and
interest by general tax upon all the taxable real property within
the Town without limitation of rate or amount. The faith and
credit of the Town are hereby irrevocably pledged to the punctual
payment of the principal of and interest on said bonds and any
notes issued in anticipation of the sale of said bonds and
provision shall be made annually in the budget of the Town by
appropriation for (a) the amortization and redemption of the
bonds and any notes in anticipation thereof to mature in such
year and (b) the payment of interest to be due and payable in
such year.
Section 5. Subject to the provisions of this resolution
and of the Law and pursuant to the provisions of Section 21.00
relative to the authorization of the issuance of bonds with
substantially level or declining annual debt service, Section
30.00 relative to the authorization of the issuance of bond
anticipation notes and of Section 50.00 and Sections 56.00 to
60.00 of the Law, the powers and duties of the Town Board
relative to authorizing bond anticipation notes and prescribing
the terms, form and contents and as to the sale and issuance of
the bonds herein authorized, and any bonds heretofore or
128313,1 017106 RES
hereafter authorized, and of any bond anticipation notes issued
in anticipation of said bonds, and the renewals of said bond
anticipation notes, are hereby delegated to the Supervisor, the
chief fiscal officer of the Town.
Section 6. The validity of the bonds authorized by this
resolution and of any notes issued in anticipation of the sale of
said bonds may be contested only if:
(a) such obligations are authorized for an object or
purpose for which the Town is not authorized to
expend money, or
(b) the provisions of law which should be complied with
at the date of the publication of such resolution
are not substantially complied with,
and an action, suit or proceeding contesting such validity is
commenced within twenty days after the date of such publication,
or
(c) such obligations are authorized in violation of the
provisions of the constitution.
Section 7. This bond resolution shall take effect
immediately, and the Town Clerk is hereby authorized and directed
to publish the foregoing resolution, in full, together with a
Notice attached in substantially the form prescribed by Section
81.00 of the Law in "THE LONG ISLAND TRAVELER-WATCHMAN," a
newspaper published in Southold, New York, having a general
circulation in the Town and hereby designated the official
newspaper of said Town for such publication.
128313.1 017106 RES
The adoption of the foregoing resolution was seconded by
Councilwoman Oliva and duly put to a vote on roll call,
which resulted as follows:
AYES:
Supervisor Cochran, Councilwoman Hussie, Councilman
Townsend, Councilwoman Oliva, Justice Evans, Council-
man Moore.
NOES: None.
The resolution was declared adopted.
128313.1 0171~6 RES
CERTIFICATE
I, JUDITH T. TERRY, Town Clerk of the Town of Southold,
in the County of Suffolk, State of New York, HEREBY CERTIFY that
the foregoing annexed extract from the minutes of a meeting of
the Town Board of said Town of Southold duly called and held on
April 15, 1997, has been compared by me with the original minutes
as officially recorded in my office in the Minute Book of said
Town Board and is a true, complete and correct copy thereof and
of the whole of said original minutes so far as the same relate
to the subject matters referred to in said extract.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the corporate seal of said
Town of Southold this 15th day of
April, 1997.
(SEAL)
Town ~lerk ~