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HomeMy WebLinkAbout2023 CUTCHOGUE FIRE DISTRICT ANNUAL FINANCIAL REPORT December 31, 2023 TABLE OF CONTENTS PAGE INDEPENDENT AUDITOR'S REPORT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A ANNUAL FINANCIAL REPORT FINANCIAL SECTION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 SUPPLEMENTAL SECTION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 NOTES TO ANNUAL FINANCIAL REPORT . . . . . . . . . . . . . . . . . . .. . . . . . . . . . 28 INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF ANNUAL FINANCIAL REPORT PERFORMED IN ACCORDANCE WITH GO VERNMENT A UDITING STANDARDS: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 bQ,HEEHAN ACCOUNTANTSID I 165 Orinoco Drive Brightwaters,NY 11718 T:631.665.7040 1 F:631.665.7014 15 South Bayles Avenue Port Washington,NY 11050 T:516.883.5510 1 F:516.767.7438 www.sheehancpa.com INDEPENDENT AUDITOR'S REPORT To the Board of Fire Commissioners Cutchogue Fire District Cutchogue, New York Report on the Audit of the Annual Financial Report Unmodified Opinion under Regulatory Basis of Accounting We have audited the accompanying Annual Financial Report (Financial Section) of Cutchogue Fire District(the District), as of and for the year ended December 31, 2023, and the related notes to the Annual Financial Report, which collectively comprise the District's basic financial statements as listed in the table of contents. In our opinion, the Annual Financial Report (Financial Section) referred to above presents fairly, in all material respects, the assets, liabilities and fund balances of the District, as of December 31, 2023, and the revenues it received, and expenditures made for the year then ended in conformity with the basis of accounting described in Note 1. Adverse Opinion under U.S. Generally Accepted Accounting Principles In our opinion, because of the significance of the matter discussed in the Basis for Adverse Opinion under U.S. Generally Accepted Accounting Principles paragraph, the Annual Financial Report (Financial Section) referred to above does not present fairly, in accordance with accounting principles generally accepted in the United States of America, the financial position of the District as of December 31, 2023, or changes in financial position for the year then ended. Basis for Adverse Opinion under U.S. Generally Accepted Accounting Principles and Unmodified Opinion under Regulatory Basis of Accounting As described more fully in Note 1, the District prepares its Annual Financial Report (Financial Section) using accounting practices prescribed or permitted by the New York State Office of the State Comptroller, which is a basis of accounting other than accounting principles generally accepted in the United States of America, to meet the requirements of the New York State Office of the State Comptroller. -A- An Independent Member of the BDO Alliance USA To the Board of Fire Commissioners Cutchogue Fire District Page A2 The effects on the Annual Financial Report (Financial Section) of the variances between the regulatory basis of accounting described in Note 1 and accounting principles generally accepted in the United States of America, although not reasonably determinable, are presumed to be material. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditor's Responsibilities for the Audit of the Annual Financial Report (Financial Section) section of our report. We are required to be independent of the District and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our unmodified audit opinion on the regulatory basis of accounting. Responsibilities of Management for the Annual Financial Report(Financial Section) Management is responsible for the preparation and fair presentation of the Annual Financial Report(Financial Section) in accordance with the financial reporting provisions of the New York State Office of the State Comptroller, as described in Note 1. Management is also responsible for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of the Annual Financial Report (Financial Section)that is free from material misstatement, whether due to fraud or error. In preparing the Annual Financial Report, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the District's ability to continue as a going concern within one year after the date the financial statements are available to be issued. Auditor's Responsibilities for the Audit of the Annual Financial Report (Financial Section) Our objectives are to obtain reasonable assurance about whether the Annual Financial Report (Financial Section) as a whole is free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinion. Reasonable assurance is a high level of assurance, but is not absolute assurance and, therefore, is not a guarantee that an audit conducted in accordance with generally accepted auditing standards and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the Annual Financial Report(Financial Section). In performing an audit in accordance with generally accepted auditing standards and Government Auditing Standards, we: To the Board of Fire Commissioners Cutchogue Fire District Page A3 • Exercise professional judgment and maintain professional skepticism throughout the audit. • Identify and assess the risks of material misstatement of the Annual Financial Report (Financial Section), whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the Annual Financial Report (Financial Section). • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the District's internal control. Accordingly, no such opinion is expressed. • Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the Annual Financial Report(Financial Section). • Conclude whether, in our judgment there are conditions or events, considered in the aggregate, that raise substantial doubt about the District's ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Other Information Management is responsible for the other information included in the Annual Financial Report. The other information comprises the supplemental section, except for the Fire District Questionnaire, listed on the table of contents of the Annual Financial Report but does not include the basic financial section and our auditor's report thereon. Our opinion on the Annual Financial Report (Financial Section) does not cover the supplemental section except for the Fire District Questionnaire, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the Annual Financial Report (Financial Section), our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. bSHEEHAN To the Board of Fire Commissioners Cutchogue Fire District Page A4 Other Reporting Required by Government Auditinz Standards In accordance with Government Auditing Standards, we have also issued our report dated April 15, 2024 on our consideration of the District's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements, and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the District's internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the District's internal control over financial reporting and compliance. �;���Joa7 Brightwaters, New York April 15, 2024 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023 -12/31/2023 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Authorization Article 3, Section 30 of the General Municipal Law 1. ***Every Municipal Corporation*** shall annually make a report of its financial condition to the Comptroller. Such report shall be made by the Chief Fiscal Officer of such Municipal Corporation*** 5. All reports shall be certified by the officer making the same and shall be filed with the Comptroller*** it shall be the duty of the incumbent officer at the time such reports are required to be filed with the Comptroller to file such report*** Certification Statement I, Mr. Peter J. Zwerlein (LG471179002500), hereby certify that I am the Chief Financial Officer of the Fire District of Cutchogue, and that the information provided in the Annual Financial Report of the Fire District of Cutchogue for the fiscal year ended 12/31/2023, is true and correct to the best of my knowledge and belief. Table of contents FinancialStatements ..................................................................................................................... 1 A- General .................................................................................................................. 2 H -Capital Projects .................................................................................................................. 12 K- Schedule of Non-Current Government Assets .................................................................................................................. 17 W-Schedule of Non-Current Government Liabilities .................................................................................................................. 19 SupplementalSchedules ..................................................................................................................... 20 Statement of Indebtedness .................................................................................................................. 21 BondRepayment .................................................................................................................. 23 BankReconciliation .................................................................................................................. 24 Employee and Retiree Benefits .................................................................................................................. 26 Fire District Questionnaire .................................................................................................................. 27 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Financial Statements Financial information for the following funds and accounts groups are included in the Annual Financial Report filed by your government for the fiscal year ended 2023 and has been used by the OSC as the basis for preparing this Annual Financial Report for the fiscal year ended 2023: List of funds being used • A- General • H -Capital Projects • K- Schedule of Non-Current Government Assets • W-Schedule of Non-Current Government Liabilities All amounts included in this Annual Financial Report for 2023 represent data filed by your government with OSC as reviewed and adjusted where necessary. 1 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Balance Sheet i V VVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVV Cash and Cash Equivalents 200 - Cash $161,692.00 $963,373.00 $650,485.00 Total for Cash and Cash Equivalents $161,692.00 $963,373.00 $650,485.00 Restricted Cash and Cash Equivalents 230 - Cash Special Reserves $106,840.00 $1,885,942.00 $1,682,071.00 Total for Restricted Cash and Cash Equivalents $106,840.00 $1,885,942.00 $1,682,071.00 Investments 450 - Investments in Securities $1,423,826.00 - - Total for Investments $1,423,826.00 $0.00 $0.00 Restricted Investments 452 - Investments in Securities Special Reserves $1,518,782.00 - - 461 - Service Award Program Assets $3,918,167.00 $3,502,929.00 $3,269,922.00 Total for Restricted Investments $5,436,949.00 $3,502,929.00 $3,269,922.00 2 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Balance Sheet Payables 600 -Accounts Payable $151,967.00 $56,217.00 $56,033.00 601 -Accrued Liabilities $17,105.00 $16,165.00 $15,793.00 Total for Payables $169,072.00 $72,382.00 $71,826.00 Restricted Fund Balance 878- Capital Reserve $1,625,622.00 $1,885,942.00 $1,682,071.00 895- Restricted for Service Award Program $3,918,167.00 $3,502,929.00 $3,269,922.00 Total for Restricted Fund Balance $5,543,789.00 $5,388,871.00 $4,951,993.00 Assigned Fund Balance 915-Assigned Unappropriated Fund Balance $36,287.00 $106,127.00 $33,484.00 Total for Assigned Fund Balance $36,287.00 $106,127.00 $33,484.00 Unassigned Fund Balance 917- Unassigned Fund Balance $1,380,159.00 $784,864.00 $545,175.00 Total for Unassigned Fund Balance $1,380,159.00 $784,864.00 $545,175.00 3 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Balance Sheet 4 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Results of Operations Property Taxes 1001 - Real Property Taxes $2,022,531.00 $1,956,185.00 $1,691,135.00 Total for Property Taxes $2,022,531.00 $1,956,185.00 $1,691,135.00 Property Tax Items 1081 - Other Payments In Lieu of Taxes $16,104.00 $13,894.00 - Total for Property Tax Items $16,104.00 $13,894.00 $0.00 Use of Money and Property 2401 - Interest and Earnings $539,377.00 $96,667.00 $99,011.00 2410 - Rental of Real Property $1,700.00 $1,625.00 $1,075.00 Total for Use of Money and Property $541,077.00 $98,292.00 $100,086.00 Sales of Property and Compensation for Loss 2665- Sales of Equipment $3,975.00 $1,000.00 $16,128.00 Total for Sales of Property and Compensation for Loss $3,975.00 $1,000.00 $16,128.00 Other Revenues 2701 - Refunds of Prior Year Expenditures $198.00 $50.00 $120.00 2770 - Unclassified - - $5.00 Total for Other Revenues $198.00 $50.00 $125.00 5 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Results of Operations Federal Aid 4960 - Federal Aid Emergency Disaster Assistance $4,011.00 - - Total for Federal Aid $4,011.00 $0.00 $0.00 6 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Results of Operations Public Safety Fire Protection 34101 - Fire Protection- Personal Services $226,607.00 $220,088.00 $215,780.00 34102- Fire Protection- Equipment and Capital Outlay $667,263.00 $107,397.00 $261,061.00 34104- Fire Protection- Contractual $635,527.00 $589,505.00 $504,201.00 Total for Fire Protection $1,529,397.00 $916,990.00 $981,042.00 Total for Public Safety $1,529,397.00 $916,990.00 $981,042.00 Employee Benefits Employee Benefits 90108- State Retirement System - Employee Benefits $8,051.00 $5,797.00 $3,863.00 90258- Local Pension Fund - Employee Benefits $216,470.00 $246,219.00 $199,733.00 90308- Social Security- Employee Benefits $17,335.00 $16,837.00 $16,509.00 90408-Workers' Compensation - Employee Benefits $53,296.00 $51,838.00 $77,615.00 90458- Life Insurance- Employee Benefits $8,669.00 $8,669.00 $6,173.00 90508- Unemployment Insurance- Employee Benefits $2,421.00 $2,724.00 $2,182.00 90558- Disability Insurance- Employee Benefits $615.00 $637.00 $587.00 90608- Hospital, Medical and Dental Insurance- Employee $15,352.00 $14,579.00 $11,392.00 Benefits Total for Employee Benefits $322,209.00 $347,300.00 $318,054.00 7 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Results of Operations Total for Employee Benefits $322,209.00 $347,300.00 $318,054.00 Debt Service Debt Service 97856- Installment Purchase Debt- Debt Principal - - $47,961.00 97857- Installment Purchase Debt- Debt Interest - - $7,962.00 97886- Leases - Debt Principal $50,512.00 $49,220.00 - 97887- Leases - Debt Interest $5,405.00 $6,701.00 - Total for Debt Service $55,917.00 $55,921.00 $55,923.00 Total for Debt Service $55,917.00 $55,921.00 $55,923.00 8 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Changes in Fund Balance 8021 - Fund Balance- Beginning of Year $6,279,862.48 $5,530,652.48 $5,078,197.48 8012 - Prior Period Adjustment OR Change in Accounting - - $0.00 Principle- Increase in Fund Balance 8022 - Restated Fund Balance- Beginning of Year $6,279,862.48 $5,530,652.48 $5,078,197.48 Add Revenues and Other Sources $2,587,896.00 $2,069,421.00 $1,807,474.00 Deduct Expenditures and Other Uses $1,907,523.00 $1,320,211.00 $1,355,019.00 8029- Fund Balance- End of Year $6,960,235.48 $6,279,862.48 $5,530,652.48 9 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Adopted Budget Summary 1049- Est Rev- Property Taxes $1,953,729.00 $2,022,529.00 $1,956,178.00 2499- Est Rev- Use of Money and Property $9,700.00 $3,050.00 $2,500.00 10 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 A-General Adopted Budget Summary 3999-App- Public Safety $1,103,200.00 $1,120,450.00 $1,084,600.00 9199-App- Employee Benefits $225,600.00 $534,100.00 $568,050.00 9899-App- Debt Service $219,629.00 $56,029.00 $56,028.00 962 - Other Budgetary Purposes $415,000.00 $315,000.00 $250,000.00 11 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 H -Capital Projects Balance Sheet i V VVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVV Investments 450 - Investments in Securities $823,003.00 - - Total for Investments $823,003.00 $0.00 $0.00 12 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 H -Capital Projects Balance Sheet Payables 600 -Accounts Payable $8,619.00 - - Total for Payables $8,619.00 $0.00 $0.00 Notes Payable 626- Bond Anticipation Notes Payable $1,500,000.00 - - Total for Notes Payable $1,500,000.00 $0.00 $0.00 SOMINEENOWN Unassigned Fund Balance 917- Unassigned Fund Balance ($685,616.00) - - Total for Unassigned Fund Balance ($685,616.00) $0.00 $0.00 13 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 H -Capital Projects Results of Operations Use of Money and Property 2401 - Interest and Earnings $25,986.00 - - Total for Use of Money and Property $25,986.00 $0.00 $0.00 14 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 H -Capital Projects Results of Operations Public Safety Fire Protection 34102- Fire Protection- Equipment and Capital Outlay $711,602.00 - - Total for Fire Protection $711,602.00 $0.00 $0.00 Total for Public Safety $711,602.00 $0.00 $0.00 15 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 H -Capital Projects Changes in Fund Balance 8021 - Fund Balance- Beginning of Year $0.00 $0.00 $0.00 8022 - Restated Fund Balance- Beginning of Year $0.00 $0.00 $0.00 Add Revenues and Other Sources $25,986.00 $0.00 $0.00 Deduct Expenditures and Other Uses $711,602.00 $0.00 $0.00 8029- Fund Balance- End of Year ($685,616.00) $0.00 $0.00 16 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 K-Schedule of Non-Current Government Assets Schedule of Non-Current Government Assets i V VVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVV 101 - Land $1,053,403.00 $1,053,403.00 $1,053,403.00 105- Construction Work In Progress $47,250.00 - - 102 - Buildings $1,555,666.00 $1,579,876.00 $1,579,876.00 103- Improvements Other Than Buildings $297,207.00 $297,207.00 $297,207.00 104 - Machinery and Equipment $4,074,636.00 $4,037,311.00 $4,753,942.00 106- Infrastructure $425,648.00 $425,648.00 $425,648.00 124 - Intangible Lease Asset- Machinery and Equipment $716,631.00 $716,631.00 - 112 -Accumulated Depreciation Buildings ($821,547.00) ($795,879.00) ($795,879.00) 113-Accumulated Depreciation Improvements Other than ($190,791.00) ($178,424.00) ($178,424.00) Buildings 114 -Accumulated Depreciation Machinery and Equipment ($2,854,695.00) ($2,651,643.00) ($2,812,887.00) 116-Accumulated Depreciation Infrastructure ($384,552.00) ($382,146.00) ($382,146.00) 134 -Accumulated Amortization, Intangible Lease Asset- ($232,908.00) ($197,076.00) - Machin er and E ui meet 17 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 K-Schedule of Non-Current Government Assets Schedule of Non-Current Government Assets 108- Net Pension Asset Proportionate Share - $4,984.00 - 18 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 W-Schedule of Non-Current Government Liabilities Schedule of Non-Current Government Liabilities i V VVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVVV 685- Installment Purchase Contract Debt - $0.00 $259,364.00 638- Net Pension Liability Proportionate Share $38,581.00 $0.00 $185.00 682 - Lease Liability $159,632.00 $210,144.00 - 19 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Supplemental Schedules The Supplemental Schedules includes the following schedules: • Statement of Indebtedness • Bond Repayment • Bank Reconciliation • Employee and Retiree Benefits • Fire District Questionnaire 20 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Statement of Indebtedness Debt Summary Debt Type Beginning Balance Debt Issued Principal Paid Paid From debt Accreted Interest Prior Year Adjustment Ending Balance Proceeds Bond Anticipation Note $0.00 $1,500,000.00 $0.00 $0.00 $0.00 $0.00 $1,500,000.00 Total $0.00 $1,500,000.00 $0.00 $0.00 $0.00 $0.00 $1,500,000.00 21 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Statement of Indebtedness Debt Records Debt Type/Purpose Lender Issue Maturity Beginning Balance Debt Issued Principal Paid Paid From Debt Prior Year Accreted Interest Ending Balance Name Date Date Proceeds Adjustment Greene Bond Anticipation Note County 6/27/23 6/27/24 $0.00 $1,500,000.00 $0.00 $0.00 $0.00 $0.00 $1,500,000.00 Fire House Project Comm ercial Bank 22 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Bond Repayment Fiscal Year Ending Bond Principal Due Bond Interest Due Total Due Remaining Principal Balance 2024 $0.00 $0.00 $0.00 $0.00 Total $0.00 $0.00 $0.00 $0.00 Total Bond Ending Balance for Statement of Indebtedness. 23 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Bank Reconciliation Accounts Account No. Account Type Associated Fund(s) Bank Balance Deposits In Transit Outstanding Checks Adjustments Total 3591 Savings A $28,510.00 $0.00 $0.00 $0.00 $28,510.00 6692 Checking A $67,586.00 $97,572.00 ($43,159.00) $0.00 $121,999.00 6693 Checking A $11,183.00 $0.00 $0.00 $0.00 $11,183.00 9529 Savings A $5,040.00 $0.00 $0.00 $0.00 $5,040.00 3080 Savings A $101,800.00 $0.00 $0.00 $0.00 $101,800.00 Total $214,119.00 $97,572.00 ($43,159.00) $0.00 $268,532.00 Total Cash From Financials $268,532.00 24 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Bank Reconciliation Collateral ization of Cash Investments and Collateralization of Investments Total Bank Balance $214,119.00 Investments From Financials $3,765,611.00 FDIC Insurance $214,119.00 Market Value as of Fiscal Year End Date $3,765,611.00 Collateralized with Securities held in possession of the Collateralized with Securities held in possession of the municipality or its agent or otherwise secured $0.00 municipality or its agent or otherwise secured $0.00 Total of FDIC Insurance and Collateralized with securities held in possession of the municipality or its agent or otherwise secured $214,119.00 25 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Employee and Retiree Benefits Total Number Full Time Employees Part Time Employees Volunteers with Paid Benefits Retirees with Paid Benefits 1 16 99 Number Receving Benefits Benefit Amount Full Time Part Time Volunteer Retiree Local Pension Fund $216,470.00 99 Social Security $17,335.00 1 16 Worker's Compensation $53,296.00 1 16 99 Life Insurance $8,669.00 99 Unemployment Insurance $2,421.00 1 16 Disability Insurance $615.00 1 16 Hospital, Medical and Dental Insurance $15,352.00 1 99 Union Welfare Benefits State Retirement System $8,051.00 1 Police Retirement Fire Retirement Employee Benefits,Other Supplemental Benefit Payments to Disabled Firefighters Total Employee Benefits Paid $322,209.00 26 OSC Municipality Code 471179002500 Fire District of Cutchogue Annual Financial Report For the Fiscal Period 01/01/2023- 12/31/2023 Fire District Questionnaire Questions 1. Has your Fire District adopted a written procurement policy and is it complied with? Yes 2. Does your Fire District have a written travel policy and is it complied with? Yes 3. Does your Fire District perform monthly bank reconciliations? Yes 4. Has your Fire District adopted an investment policy as required by General Municipal Law, Section 39? Yes 5. Has your Fire District contracted to have an independent audit of its financial statements? Yes 6. What is your Fire District's statutory spending Limitation*for the next fiscal year? $2,956,733.00 7. What is your Fire District's statutory spending limitation margin for the next fiscal year? $2,055,104.00 8. Does your Fire District have a Length of Service Award Program (LOSAP)for volunteer firefighters? Yes 27 OSC Municipality Code 471179002500 CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 1. Summary of Significant Accounting Policies The Annual Financial Report (AFR) of the Cutchogue Fire District (the District), as of and for the year ended December 31, 2023, has been prepared in conformity with accounting practices prescribed or permitted by the New York State Office of the State Comptroller (regulatory basis), which is a special purpose framework of accounting other than U.S. generally accepted accounting principles. Financial reporting entity: The District is a governmental entity that provides fire protection to the local community. The District receives most of its funding from property taxes. The District is governed by the laws of the State of New York. The Board of Fire Commissioners is the legislative body responsible for the overall operation of the District. All activities and functions performed for the District are its direct responsibility. The Treasurer serves as Chief Fiscal Officer of the District. Basis of presentation: The AFR provides information about the District's funds. The accounts of the District are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are segregated for the purpose of carrying on specific activities or attaining certain objectives in accordance with special regulations, restrictions, or limitations. The following fund types are utilized by the District: Governmental: General Fund The General Fund is the principal operating fund of the District and is used to account for all financial resources except those required to be accounted for in another fund. Debt service is also accounted for in the General Fund. Equipment Reserve Fund The Equipment Reserve Fund is used to account for and report financial resources to be used for the acquisition of equipment needed by the District. Building Reserve Fund The Building Reserve Fund is used to account for and report financial resources to be used for the acquisition, construction, or renovation of major capital facilities. -28- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 1. Summary of Significant Accounting Policies (continued) Basis of presentation (continued): Governmental (continued): Service Award Program Fund The Service Award Program Fund is used to account for and report financial resources related to the District's length of service award program (LOSAP). For AFR purposes, these funds are all combined and shown within the General Fund. Capital Proiects Fund This fund accounts for financial resources used for the acquisition, construction, or improvement of major capital assets. The initial funding for the Capital Projects Fund was derived from the issuance of a Bond Anticipation Note (BAN). Basis of accounting: The accompanying AFR has been prepared on the regulatory basis of accounting using the current financial resources measurement focus. Revenues are recognized when measurable and available. "Available" means collectible within the current period or within 60 days after year-end. Expenditures are generally recognized under the modified accrual basis of accounting when the related liability is incurred. The exception to this general rule is that principal and interest on general obligation long-term debt, if any, is recognized when due. Cash and cash equivalents: Cash and cash equivalents include demand deposits, New York Cooperative Liquid Assets Securities System (NYCLASS) accounts and temporary investments with original maturities of three months or less from the date of acquisition. Investments: An investment is a security or other asset (a) that a government holds primarily for the purpose of income or profit and (b) with present service capacity that is based solely on its ability to generate cash or to be sold to generate cash. Investments are generally reported at fair value, except certificates of deposit, which are reported at cost. Interfund transfers: The operations of the District give rise to certain transactions between funds, including transfers of expenditures and revenues to provide services and construct assets. This is either by budget, Board resolution, permissive referendum, or mandatory referendum. -29- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 1. Summary of Significant Accounting Policies (continued) Encumbrances: Encumbrance accounting is used for budget control and monitoring purposes and is reported as part of the governmental funds. Under this method, purchase orders, contracts, and other commitments for the expenditures of monies are recorded to reserve applicable appropriations. Outstanding encumbrances as of year-end are presented as assigned unappropriated fund balance and do not represent expenditures or liabilities. These commitments will be honored in the subsequent period. Related expenditures are recognized at that time, as the liability is incurred, or the commitment is paid. Fund balance: In accordance with Governmental Accounting Standards Board (GASB) Statement No. 54, Fund Balance Reporting and Governmental Fund 1 ype Definitions, (GASB 54), fund balance is broken down into five different classifications: non- spendable, restricted, committed, assigned, and unassigned. Non-spendable consists of assets that are inherently non-spendable in the current period, either because of their form or because they must be maintained intact, including prepaid items, inventories, long-term portions of loan receivable, financial assets held for resale, and principal of endowments. Restricted consists of amounts that are subject to externally enforceable legal purpose restrictions imposed by creditors, grantors, contributors, or laws and regulations of other governments or through constitutional provisions or enabling legislation. Committed consists of amounts that are subject to a purpose constraint imposed by a formal action of the government's highest level of decision-making authority before the end of the fiscal year and that require the same level of formal action to remove the constraint. The Board of Fire Commissioners is the decision-making authority that can, by Board resolution, prior to the end of the fiscal year, commit fund balance. Assigned consists of amounts that are subject to a purpose constraint that represents an intended use established by the District's highest level of decision-making authority or by their designated body or official. The purpose of the assignment must be narrower than the purpose of the General Fund and in funds other than the General Fund, assigned fund balance represents the residual amount of fund balance. The Board of Fire Commissioners, by Board resolution, can authorize the Treasurer to assign fund balance. Unassigned represents the residual classification for the District's General Fund and could report a surplus or deficit. In funds other than the General Fund, the unassigned classification should be used only to report a deficit balance resulting from overspending for specific purposes for which amounts had been restricted, committed, or assigned. -30- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 1. Summary of Significant Accounting Policies (continued) Fund balance (continued): When resources are available from multiple classifications, the District spends funds in the following order: • Restricted amounts are deemed to have been spent when an expenditure is incurred for purposes for which both restricted and unrestricted (committed, assigned, or unassigned) amounts are available. • Within unrestricted fund balance, expenditures are deemed to be spent first from committed amounts, followed by assigned amounts and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of those unrestricted fund balance classifications could be used. Fixed assets: Fixed assets, which include land, buildings, improvements other than buildings, machinery and equipment, and infrastructure, are reported on the Schedule K (General Fixed Assets) on the AFR. The District defines fixed assets as assets with an initial, individual cost of more than $2,500. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Major outlays for fixed assets and improvements are capitalized as projects are constructed. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets life are not capitalized. The costs associated with the acquisition or construction of fixed assets are shown as capital outlay expenditures in governmental funds. Real property taxes: All real property assessments are made by the Town of Southold. Real property tax payments are due in two equal installments; the first half payable on December 1st(lien and levy date) preceding the year for which the same is levied and the second half payable May 10 h, with the first half payable without penalty to January l Om and the second half payable without penalty to May 31'. After May 31", all taxes must be paid to Suffolk County Treasurer with a 5% penalty charge and interest at the rate of 1% per month from February 1st The Town of Southold Receiver of Taxes collects all real estate taxes and distributes the tax collections to the District. All payments made to the District are made in the year for which the tax has been levied. The Town of Southold Receiver of Taxes turns over uncollected items to the Suffolk County Treasurer who continues the collection of these items. Responsibility for the collection of unpaid taxes rests with Suffolk County. -31- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 1. Summary of Significant Accounting Policies (continued) Budgetary data: The District prepares an operating budget for the General Fund each year. The budget is adopted by the Board of Fire Commissioners as its final budget for the coming year as it relates to total spending. The District can adjust the budget as needed by transferring certain budgeted amounts between accounts. The budget is not subject to referendum. All budget appropriations lapse at the end of each year. Use of estimates: The preparation of the AFR in conformity with the regulatory basis of accounting requires management to make estimates and assumptions that affect certain reported amounts and disclosures. The District's results are affected by economic, political, legislative, regulatory, and legal actions. Economic conditions, such as recessionary trends, inflation, interest and monetary exchange rates, government fiscal policies, and changes in the prices of materials can have a significant impact on the District's operations. These factors and other events may cause actual results to differ from management's estimates. Newly adopted accounting standards: The District has adopted all current standards of the GASB that are applicable. Subsequent events: Management has evaluated subsequent events through the date of the report, which is the date the financial statements were available to be issued. 2. Deposits with Financial Institutions and Investments The District's investment policies are governed by state statutes and District policy. Resources must be deposited in Federal Deposit Insurance Corporation (FDIC) insured commercial banks or trust companies located within the state. Permissible investments include special time deposit accounts, certificates of deposit, obligations of the United States of America, obligations guaranteed by agencies of the United States of America, and obligations of the State of New York. Collateral is required for demand and time deposits and certificates of deposit not covered by FDIC insurance. Custodial credit risk is the risk that in the event of a bank failure, the District's deposits may not be returned to it. The District's risk exposure can be categorized as follows: 1. Collateralized by securities held by the pledging financial institution's trust department or agent, but not in the District's name. 2. Collateralized by securities held by the pledging financial institution, but not in the District's name. 3. Uncollateralized. -32- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 2. Deposits with Financial Institutions and Investments (continued) At December 31, 2023, the District's bank balances were $214,119 of which the entire amount was covered by FDIC insurance and/or collateral issued by M&T Bank, which is held by the pledging financial institution, in the District's name. Market risk includes global events that could impact the value of investment securities such as a pandemic, international conflict, or bank failure. Investment Pool: The District participates in a multi-municipal cooperation investment pool agreement pursuant to New York State General Municipal Law Article 5-G, Section 119-0, whereby it holds a portion of the investments in cooperation with other participations. At December 31, 2023, the District held $3,864,983 in NYCLASS in investments consisting of various investments in securities issued by the United States and its agencies. The investments are highly liquid and considered to be cash equivalents and are included as such of the District's AFR. Fund Amount General $ 1,423,826 Equipment Reserve 826,441 Building Reserve 791,713 Capital Projects 823,003 Total $ 3,864,983 The above amounts represent the cost of the investment pool shares and are considered to approximate market value. The investment pool is categorically exempt from the New York State collateralization requirements. 3. Short-Term Liabilities Liabilities for Bond Anticipation Notes (BANS) are generally accounted for in the capital projects fund. The notes or renewal thereof, may not extend more than two years beyond the original date of issue unless a portion is redeemed within two years and within each 12-month period, thereafter. State law requires that BANS issued for capital purposes be converted to long-term obligations within five-years after the original issue date. However, BANS issued for assessable improvement projects may be renewed for periods equivalent to the maximum life of the permanent financing, provided that stipulated annual reductions of principal are made. -33- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 3. Short-Term Liabilities (continued) As of December 31, 2023, the District had one BAN outstanding, which matures on June 27, 2024. The District plans to repay the BAN with proceeds from a bond issuance, which was approved by voters at a special election on September 27, 2022. A summary of the BAN is as follows: Gross Interest BAN Amount Amount Rate Construction project $1,500,000 $63,600 4.24% 4. Fixed Assets A summary of changes in fixed assets follows: Balance Balance 12/31/22 Additions Deletions 12/31/23 Fixed assets not being depreciated Land $1,053,403 $ - $ - $1,053,403 Construction-in-progress - 47,250 - 47,250 Total fixed assets not being depreciated 1,053,403 47,250 - $1,100,653 Fixed assets being depreciated Buildings 1,579,876 - (24,210) 1,555,666 Improvements other than buildings 297,207 - - 297,207 Machinery and equipment 4,037,311 37,325 - 4,074,636 Infrastructure 425,648 - - 425,648 Intangible lease asset-machinery and equipment 716,631 - - 716,631 Total fixed assets being depreciated 7,056,673 37,325 24,210 7,069,788 Less: accumulated depreciation and amortization 4,205,168 279,325 - 4,484,493 Total fixed assets being depreciated, net 2,851,505 (242,000) 24,210 2,585,295 Fixed assets,net $3,904,908 $(194,750) $ 24,210 $3,685,948 The truck lease amortization and intangible lease asset are presented on the District's AFR, which is included in the above table as Intangible lease asset - machinery and equipment. With the implementation of GASB 87, a lease meeting the criteria of this Statement requires the lessee to recognize a lease liability and an intangible right-to-use asset. -34- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 5. Lease In 2017, the District entered into a lease purchase finance agreement with M&T Bank Equipment Finance for the purchase of a 2017 Spartan Fire Truck that ends on November 21, 2026. The value of the equipment at the inception of the lease was $716,631 which is included in Note 4 as Intangible lease asset- machinery and equipment. The District made a down payment of $216,631 and financed the remaining $500,000 balance. Interest and principal are being provided for in the General Fund. Interest is at an annual rate of 2.594%. Lease activity for the year ended December 31, 2023, was as follows: Beginning Ending Balance Additions Reductions Balance M&T Bank Equipment Finance $ 210,144 $ - $ (50,511) $ 159,632 Total $ 210,144 $ - $ (50,511) $ 159,632 Annual requirements to amortize this lease liability and related interest are as follows: Due in Fiscal Year Ended Principal Interest Total 2024 $ 51,838 $ 4,190 $ 56,028 2025 53,199 2,829 56,028 2026 54,595 1,433 56,028 Total $ 159,632 $ 8,452 $ 168,084 6. Pension Plan Plan description: The District participates in the New York State and Local Employees' Retirement System (ERS), which is part of the New York State and Local Retirement System (the System). This is a cost-sharing, multiple-employer-defined benefit retirement system. The net position of the System is held in the New York State Common Retirement Fund (the Fund), which was established to hold all net assets and record changes in fiduciary net position allocated to the System. The Comptroller of the State of New York serves as the Trustee of the Fund and is the administrative head of the System. System benefits are established under the provisions of the New York State Retirement and Social Security Law (NYSRSSL). Once a public employer elects to participate in the System, the election is irrevocable. The New York State Constitution provides that pension membership is a contractual relationship and plan benefits cannot be diminished or impaired. Benefits can be changed for future members only by enactment of a State statute. The District also participates in the Public Employees' Group Life Insurance Plan (GLIP), which provides death benefits in the form of life insurance. GLIP amounts are apportioned to and included in the ERS. -35- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Plan description (continued): The System is included in the State's financial report as a pension trust fund. The System's financial report may be found at https://www.osc.state.ny.us/retirement/ resources/financial-statements-and-supplementary-information or obtained by writing to the New York State and Local Retirement System, 110 State Street, Albany, New York 12244. Benefits provided: The System provides retirement benefits as well as death and disability benefits. Tiers I and 2 Eligibility: Tier 1 members, with the exception of those retiring under special retirement plans, must be at least age 55 to be eligible to collect a retirement benefit. There is no minimum service requirement for Tier 1 members. Tier 2 members, with the exception of those retiring under special retirement plans, must have five years of service and be at least age 55 to be eligible to collect a retirement benefit. The age at which full benefits may be collected for Tier 1 is 55 and the full benefit age for Tier 2 is 62. Benefit calculation: Generally, the benefit is 1.67% of final average salary for each year of service if the member retires with less than 20 years. If the member retires with 20 or more years of service, the benefit is 2% of final average salary for each year of service. Tier 2 members with five or more years of service can retire as early as age 55 with reduced benefits. Tier 2 members ages 55 or older with 30 or more years of service can retire with no reduction in benefits. As a result of Article 19 of the NYSRSSL, Tier 1 and Tier 2 members who worked continuously from April 1, 1999, through October 1, 2000, received an additional month of service credit for each year of credited service they have at retirement, up to a maximum of 24 additional months. Final average salary is the average of the wages earned in the three highest consecutive years. For Tier 1 members who joined on or after June 17, 1971, each year of final average salary is limited to no more than 20% of the previous year. For Tier 2 members, each year of final average salary is limited to no more than 20% of the average of the previous two years. Tiers 3, 4, and 5 Eligibility: Tier 3, 4, and 5 members, with the exception of those retiring under special retirement plans, must have five years of service and be at least age 55 to be eligible to collect a retirement benefit. Legislation that went into effect as of April 9, 2022 changed the vesting requirements for Tier 5 members from ten to five years. The full benefit age for Tiers 3, 4, and 5 is 62. -36- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Benefits provided (continued): Tiers 3, 4, and 5 (continued) Benefit calculation: Generally, the benefit is 1.67% of final average salary for each year of service if the member retires with less than 20 years. If a member retires with between 20 and 30 years of service, the benefit is 2% of final average salary for each year of service. If a member retires with more than 30 years of service, an additional benefit of 1.5% of final average salary is applied for each year of service over 30 years. Tier 3, 4, and 5 members with five or more years of service can retire as early as age 55 with reduced benefits. Tiers 3 and 4 members ages 55 or older with 30 or more years of service can retire with no reduction in benefits. Final average salary is the average of the wages earned in the three highest consecutive years. For Tier 3, 4, and 5 members, each year of final average salary is limited to no more than 10% of the average of the previous two years. Tier 6 Eligibility: Tier 6 members, with the exception of those retiring under special retirement plans, must have five years of service and be at least age 55 to be eligible to collect a retirement benefit. The legislation mentioned previously changed the vesting requirements for Tier 6 members from ten to five years. The full benefit age for Tier 6 is 63 for ERS members. Benefit calculation: Generally, the benefit is 1.67% of final average salary for each year of service if the member retires with less than 20 years. If a member retires with 20 years of service, the benefit is 1.75% of final average salary for each year of service. If a member retires with more than 20 years of service, an additional benefit of 2% of final average salary is applied for each year of service over 20 years. Tier 6 members with ten or more years of service can retire as early as age 55 with reduced benefits. Final average salary is the average of the wages earned in the five highest consecutive years. For Tier 6 members, each year of final average salary is limited to no more than 10% of the average of the previous four years. Disability Retirement Benefits Disability retirement benefits are available to ERS members unable to perform their job duties because of permanent physical or mental incapacity. There are three general types of disability benefits: ordinary, performance of duty, and accidental disability benefits. Eligibility, benefit amounts, and other rules such as any offsets of other benefits depend on a member's tier, years of service, and plan. -37- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Benefits provided (continued): Ordinary Death Benefits Death benefits are payable upon the death, before retirement, of a member who meets eligibility requirements as set forth by law. The first $50,000 of an ordinary death benefit is paid in the form of group-term life insurance. The benefit is generally three times the member's annual salary. For most members, there is also a reduced post-retirement ordinary death benefit available. Post-Retirement Benefit Increases A cost-of-living adjustment is provided annually to: (i) all retirees who have attained age 62 and have been retired for five years, (ii) all retirees who have attained age 55 and have been retired for ten years, (iii) all disability retirees, regardless of age, who have been retired for five years, (iv) ERS recipients of an accidental death benefit, regardless of age, who have been receiving such benefit for five years, and (v) the spouse of a deceased retiree receiving a lifetime benefit under an option elected by the retiree at retirement. An eligible spouse is entitled to one-half the cost-of-living adjustment amount that would have been paid to the retiree when the retiree would have met the eligibility criteria. This cost-of-living adjustment is a percentage of the annual retirement benefit of the eligible member as computed on a base benefit amount not to exceed $18,000 of the annual retirement benefit. The cost-of-living percentage shall be 50% of the annual Consumer Price Index as published by the U.S. Bureau of Labor but cannot be less than 1% or exceed 3%. Contributions: Tier 1 and 2 members do not have to contribute any of their salary to the System. Generally, however, Tier 3, 4, and 5 members contribute 3 percent of their salary to the System. As a result of Article 19 of the RSSL, eligible Tier 3 and 4 employees, with a membership date on or after July 27, 1976, who have ten or more years of membership or credited service with the System, are not required to contribute. Members cannot be required to begin making contributions or to make increased contributions beyond what was required when membership began. For Tier 6 members, the contribution rate varies from 3% to 6% depending on salary. Generally, Tier 5 and 6 members are required to contribute for all years of service. Under the authority of the NYSRSSL, the Comptroller annually certifies the actuarially determined rates expressly used in computing the employers' contributions based on salaries paid during the Systems' fiscal year ending March 31. Contributions for the current year and two preceding years were equal to 100% of the contributions required, and were as follows: -38- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Contributions (continued): Year Ended December 31, Amount 2023 $ 8,051 2022 5,797 2021 3,863 Chapter 57 of the Laws of 2013 of the State of New York, Part BB, amending several sections of the Retirement and Social Security Law, was enacted to allow local employers to amortize a portion of their retirement bill for up to 12 years in accordance with the following stipulations: The maximum amount an employer can amortize is the difference between the normal annual contribution (total bill, excluding payments for deficiency, group life, previous amortizations, incentive costs, and prior year adjustments) and the graded contribution. For subsequent State Fiscal Years (SFYs), the graded rate will increase or decrease by up to one-half of 1% depending on the gap between the increase or decrease in the System's average rate and the previous graded rate. • The interest rate will be set annually and will be comparable to a 12-year U.S. Treasury Bond plus 1%. • For subsequent SFYs in which the System's average rates are lower than the graded rates, the employer will be required to pay the graded rate. Any additional contributions made will first be used to pay off existing amortizations and then any excess will be deposited into a reserve account and will be used to offset future increases in contribution rates. This law requires participating employers to make payments on a current basis, while amortizing existing unpaid amounts relating to the System's fiscal years when the local employer opts to participate in the program. The District's total pension liability was paid as of December 31, 2023. Pension liabilities, pension expense and deferred outflows of resources and deferred inflows of resources related to pensions: At December 31, 2023, the District reported a liability of$38,581 for its proportionate share of the net pension liability. The net pension liability was measured as of March 31, 2023, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The District's proportion of the net pension liability was based on a projection of the District's long-term share of contributions to the pension plan relative to the projected contributions of all participating members, actuarially determined. -39- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Pension liabilities, pension expense and deferred outflows of resources and deferred inflows of resources related to pensions (continued): At March 31, 2023, the District's proportion was 0.0001799%, which was an increase of 0.0001189 from its proportion measured at March 31, 2022. For the year ended December 31, 2023, the District recognized pension expenditures of $8,051. At December 31, 2023, the District reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $ 4,109 $ 1,083 Changes of assumptions 18,737 207 Net difference between projected and actual earnings on pension plan investments - 227 Changes in proportion and differences between District contributions and proportionate share of contributions 6,391 9,908 District contributions subsequent to the measurement 8,051 - Total $ 37,288 $ 11,425 The $8,051 reported as deferred outflows of resources related to pensions resulting from District contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended March 31, 2024. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year Ended March 31, Amount 2024 $ 3,073 2025 (3,123) 2026 6,547 2027 11,315 Actuarial assumptions: The total pension liability at March 31, 2023, was determined using a roll-forward procedure to advance the liability calculated using system assumptions and member demographics from the actuarial valuation completed as of April 1, 2022. Economic assumptions used in the April 1, 2022, actuarial valuation include: -40- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Actuarial assumptions (continued): Inflation 2.9% Salary increases 4.4% Investment rate of return (net of investment expense, including inflation) 5.9% Cost-of-living adjustments 1.5% The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected return, net of investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Demographic assumptions used in the April 1, 2022, actuarial valuation are based on the results of an actuarial experience study completed April 1, 2020. Demographic assumptions are primarily based on System experience over the period April 1, 2015 - March 31, 2020. Annuitant mortality rates are adjusted to incorporate mortality improvements under the Society of Actuaries' Scale MP-2021. Best estimates of arithmetic real rates of return for each major asset class included in the target asset allocation as of March 31, 2023, are summarized below: Long-Term Expected Real Asset Class Target Allocation Rate of Return Domestic equity 32.00% 4.30% International equity 15.00% 6.85% Private equity 10.00% 7.50% Real estate 9.00% 4.60% Opportuni sti c/Ab solute return strategy 3.00% 5.38% Credit 4.00% 5.43% Real assets 3.00% 5.84% Fixed income 23.00% 1.50% Cash 1.00% 0.00% Total 100.00% The real rate of return is net of the long-term inflation assumption of 2.50%. -41- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 6. Pension Plan (continued) Discount rate: The discount rate used to calculate the total pension liability was 5.9%. The projection of cash flows used to determine the discount rate assumes that contributions from plan members will be made at the current contribution rates and that contributions from employers will be made at statutorily required rates, actuarially. Based upon the assumptions, the System's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long- term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the proportionate share of the net pension liability to the discount rate: The following presents the current period net pension liability of the District's proportionate share of the net pension liability calculated using the current period discount rate assumption of 5.9%, as well as what the District's collective net pension liability would be if it were calculated using a discount rate that is 1 percentage point lower(4.9%) or 1 percentage point higher(6.9%)than the current rate: 1% Current 1% Decrease Assumption Increase (4.9%) (5.9%) (6.9%) District's proportionate share of the net pension liability (asset) $ 93,233 $ 38,581 $ (7,088) Pension plan fiduciary net position: The components of the collective net pension liability of the participating employers as of March 31, 2023, were as follows: (Dollars in Thousands) Employees' Retirement System Employers' total pension liability $ 232,627,259 Plan net position (211,183,223) Employers' net pension liability (asset) $ 21,444,036 Ratio of plan net position to the employers' total pension liability 90.78% 7. Length of Service Award Program (LOSAP) The District's AFR is for the year ended December 31, 2023. The information contained in this note is based on information for the District's Service Award Program for the program year ending on December 31, 2022, which is the most recent Program year for which complete information is available. -42- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 7. Length of Service Award Program (LOSAP) (continued) The District established a defined benefit award program (referred to as a LOSAP, Length of Service Award Program, under section 457(e)(11) of the Internal Revenue Code), effective March 1, 1993, for the active volunteer firefighter members of the district. The Program was established pursuant to Article 11-A of the General Municipal Law. The Program provides municipally funded, pension-like benefits to facilitate the recruitment and retention of active volunteer firefighters. The District is the Sponsor of the Program. Program description: Participation, vesting, and service credit: Active volunteer firefighters who have reached the age of 17 and who have completed their probationary period are eligible to participate in the Program. Participants acquire a non-forfeitable right to a service award after being credited with five years of firefighting service or upon attaining the Program's entitlement age. The Program's entitlement age is age 65. In general, an active volunteer firefighter is credited with a year of firefighting service for each calendar year after the establishment of the Program in which he or she accumulates 50 points. Points are granted for the performance of certain activities in accordance with a system established by the sponsor based on a statutory list of activities and point values. A participant may also receive credit for five years of firefighting service rendered prior to the establishment of the Program. Benefits: A participant's benefit under the Program is the actuarial equivalent of a monthly payment for life equal to $20 multiplied by the person's total number of years of firefighting service. The number of years of firefighting service used to compute the benefit cannot exceed 30. Benefits are not payable until the first day of the month coincident with or following the attainment of age 65 and completion of one year of plan participation. Except in the case of disability or death, benefits are payable when a participant reaches entitlement age. The Program provides statutorily mandated death and disability benefits. Fiduciary investment and control: Service credit is determined by the Governing Board of the sponsor, based on information certified to the Governing Board by each fire company having members who participate in the Program. Each fire company must maintain all required records on forms prescribed by the Governing Board. The Governing Board of the sponsor has retained and designated Firefly Admin, Inc. to assist in the administration of the Program. The services provided by Firefly Admin, Inc. are described as follows: -43- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 7. Length of Service Award Program (LOSAP) (continued) Fiduciary investment and control (continued): a) Providing participant enrollment forms. b) Provide annual reminder letter with a review list for the current anniversary date. c) Preparation of Explanation of Plan Benefits. d) Calculation of Schedule of Benefits and costs annually. e) Participants' benefit calculation at time of severance or retirement. f) Auxiliary Fund valuation and suggested deposit. g) Summary of required annual contribution. h) Annual actuarial review and recommended benefit enhancements. Disbursements of Program assets for the payment of benefits or administrative expenses must be approved. The following is an explanation of the process for approving disbursements: Payment of benefits: 1. Entitlement benefits — Firefly Admin, Inc. prepares and submits to the plan sponsor a Verification of Benefits Statement and an Annuity Enrollment form for participants active at entitlement age and for vested participants upon termination from the plan. Following review for accuracy, the plan sponsor signs and returns the paperwork to Firefly Admin, Inc. authorizing Firefly Admin, Inc. to disburse entitlement benefits. 2. Death benefits - Upon notification from the plan sponsor of a participant's death, Firefly Admin, Inc. prepares a Verification of Benefits statement and a Lump- Sum Death Benefit form. Following review for accuracy, the plan sponsor signs and returns the paperwork accompanied by a death certificate to Firefly Admin, Inc. authorizing Firefly Admin, Inc. to disburse a death benefit. 3. Disability benefits - Upon notification from the plan sponsor of a participant's total and permanent disability, Firefly Admin, Inc. prepares a Verification of Benefits statement, a Physician Statement form and a Lump-Sum Disability Benefit form. Following review for accuracy, the plan sponsor signs and returns the paperwork authorizing Firefly Admin, Inc. to disburse a disability benefit. Authority to invest Program assets is vested in East End Financial Group. Subject to restrictions in the Program document, Program assets are invested in accordance with a statutory "prudent person" rule. The sponsor invested plan funds in a general investment account. -44- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 7. Length of Service Award Program (LOSAP) (continued) Fiduciary investment and control (continued): The Board of Fire Commissioners is required to retain an actuary to determine the amount of the District's contributions to the plan. The actuary retained by the sponsor for this purpose is Craig T. Relyea of Firefly Admin, Inc. Mr. Relyea is an associate of the American Society of Actuaries. Portions of the following information are derived from a report prepared by the actuary dated March 10, 2023. Program financial condition: Assets and liabilities Actuarial present value of accrued benefits $3,484,996 Total as of December 31, 2022 $ 3,484,996 Less: assets available for benefits: Cash and cash equivalents $ 134,383 Fixed income 288,343 Mutual funds 2,397,393 Equity funds 385,492 Exchange-traded funds 281,218 3,486,829 January payments withdrawn in December 16,100 Total net assets available for benefits 3,502,929 (A) Total unfunded benefits (surplus) 17 933) Receipts and disbursements Plan net assets, beginning of year, l/l/22 $3,269,922 Changes during the year(increases/(decreases)): Plan contributions $394,504 Net investment earnings 94,703 Plan benefit withdrawals (246,219) Administrative and other fees/charges (9,981) 233,007 Plan net assets, end of year, 12/31/23 3 502 929 Funded ratio: Plan assets $ 3,502,929 Present value of accrued benefits $ 3,484,996 Funded ratio 100.5% The funded ratio is 100.5%. The Plan's funded status has remained consistent with prior year. -45- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 7. Length of Service Award Program (LOSAP) (continued) Contributions: Amount of Sponsor's contribution recommended by actuary $ 302,972 Amount of Sponsor's actual contribution $ 394,504 Administrative Fees: Fees paid for investment management $ 8,071 Fees paid for administrative services $ 9,981 Per the executed Service Fee Agreement, the Plan Sponsor agrees to payment as contracted. (A)This amount represents the net assets available for payment of benefits as of December 31, 2022 as determined by the actuarial report dated March 2023. The value being reported on the face of the AFR represents the asset value of the Plan as of December 31, 2023. Funding methodology and actuarial assumptions: Normal costs: The actuarial valuation methodology used by the actuary to determine the Sponsor's contribution is the Unit Credit Method. This Method is designed to fund the Program by requiring an annual contribution equal to the present value of the service earned in the previous year. The assumptions used by the actuary to determine the Sponsor's contribution and the actuarial present value of benefits are: Assumed rate of return on investment 4.50%, net of investment expenses Tables used for: Post entitlement age mortality RP-2014 Mortality Table (gender specific) with no projection for mortality improvement *Pre-entitlement age mortality None *Pre-entitlement age withdrawal None. Participants are assumed to commence collecting the monthly benefit at the entitlement date * For program cost calculation purposes, all pre-entitlement age active volunteer firefighter participants are assumed to survive to the entitlement age, remain active and earn 50 points each year and begin to be paid service awards upon attainment of the entitlement age. -46- CUTCHOGUE FIRE DISTRICT NOTES TO ANNUAL FINANCIAL REPORT 8. Commitments and Contingencies Encumbrances: In the current year, the District has two reported encumbrances in the amount of $36,287. This amount is represented in the assigned unappropriated fund balance of $36,287 reported in the AFR. This amount is mainly for the purchase of a garage door for building and portable radios. Assigned appropriated fund balance: The District, from time-to-time, will appropriate a portion of its unassigned unappropriated fund balance. During 2023, no such appropriation was made. Risk management: The District is exposed to various risks of loss related to torts, theft of, damage to and destruction of assets, injuries to employees, errors and omissions, natural disasters, etc. These risks are covered by commercial insurance purchased from independent third-parties. Settled claims from these risks have not exceeded commercial insurance coverage. Legal: The District is party to various litigation matters arising in the ordinary course of business. In the opinion of management, the outcome of these litigation matters will not have a material adverse effect on the District's financial position. 9. Economic Dependency For the year ended December 31, 2023, approximately 77% of the District's gross revenues were derived from real property taxes and PILOT provided by the Town of Southold. 10. Rental of Real Property On December 13, 2016, the District entered into a lease agreement to lease ground space on its property to a company for the positioning of a communication tower, which has not yet been positioned on the property. The communication tower will not be District- owned. This is a 30-year lease commencing on the date of commercial operation of the leased space. Upon notice of lessee, the lease will be renewed for three additional terms of five years each and one additional term of four years. The terms of the lease allow for the lessee to sublease the property and requires the lessee to pay the District 30% of all rents received from the first sublessee, 35% for the second sublessee and 40% from all subsequent sublessees. There was no rental income related to this lease during the year ended December 31, 2023, and future rental income is not readily determinable. -47- bSHEEHAN ACCOUNTANTSID I 165 Orinoco Drive Brightwaters,NY 11718 T:631.665.7040 1 F:631.665.7014 15 South Bayles Avenue Port Washington,NY 11050 T:516.883.5510 1 F:516.767.7438 www.sheehancpa.com INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF ANNUAL FINANCIAL REPORT PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Board of Fire Commissioners Cutchogue Fire District Cutchogue, New York We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the Annual Financial Report of Cutchogue Fire District (the District), as of and for the year ended December 31, 2023, and the related notes to the Annual Financial Report (Financial Section), which collectively comprise the District's basic financial statements and have issued our report thereon dated April 15, 2024. Report on Internal Control Over Financial Reporting In planning and performing our audit of the Annual Financial Report (Financial Section), we considered the District's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinion on the Annual Financial Report (Financial Section) but not for the purpose of expressing an opinion on the effectiveness of the District's internal control. Accordingly, we do not express an opinion on the effectiveness of the District's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the District's Annual Financial Report (Financial Section)will not be prevented or detected and correct on a timely basis. -48- An Independent Member of the BDO Alliance USA To the Board of Fire Commissioners Cutchogue Fire District A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses or significant deficiencies may exist that have not been identified. Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether the District's Annual Financial Report (Financial Section) is free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, non-compliance with which could have a direct and material effect on the determination of Annual Financial Report (Financial Section). However,providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instance of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the District's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the District's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. 1 19� cam`�mol 7 C110-4 100C. Brightwaters, New York April 15, 2024 -49- '"" N