HomeMy WebLinkAboutNYS DOT Brushes Creek Bridge ELIZABETH A. NEVILLE
TOWN CLERK
REGISTILkR OF VITAL STATISTICS
NL&RRIAGE OFFICER
RECORDS NLA--NAGEME~T OFFICER
FREEDOM OF INFORNiATION OFFICER
Town Hall, 53095 Main Road
P.O. Box 1179
Southold..New York 11971
Fax ~631) 765-6145
Telephone (631) 765-1800
soathold%own.nor~hfork.ne~
OFFICE OF TI-IE TOWN CLERK
TOWN OF SOUTHOLD
February 8, 2002
Douglas F. Gensinger, P.E.
New York State Department of Transportation
250 Veterans Memorial Highway
Hauppauge, New York 11788
Dear Mr. Gensinger:
Transmitted is fully executed copy of agreement for "Multi-Modal 2000 Program
NYS Comptrollers Contract No. D018648 Brushes Creek Btidge & Culver Replacement.
Should you have any questions, please do not hesitate to call me au 631 765-1800.
Very truly yours,
Southold Town Clerk
STATE OF NEW YORK
DEPARTMENT OF TRANSPORTATION
ALBANY, N.Y. 12_232
{~EORGE E. PATAE[
GOVERNOR
January 31, 2002
Joshua Horton, Supervisor
Town of Southold
Town Hal~, P.O. Box 1179
Southold, NY 11971
Dear Supervisor Horton:
This is to advise you that the Multi-Modal 2000 Program (MM 2000), p[oject identified in
Sc?edule A of the attached contract agreement has been fully executed and approved by
~he state Compt~ol er, and reimbursement processes can begin. ~
A standard MM 2000 Sponsor's Payment Request form ("FIN421mm") has been enclosed
with your Contract Agreement. At this time, yo~ may complete; and begin to submit, a
payme~qt reques~f(~rm ~or' any eligible expenditures that have been made. Submission of
your complete(~f, orm~tb your NYSDOT Regional' Office MM 2000 representative wilt enable
~ou,/~o~iobtain re'i~barsement fo~,these expenditures. You may duplicate or otherwise
~'eproduce this form as often as needed- Reimbursements may not exceed the approved or
actua[ eligible MM 2000 project costs, whichever is less. Eligible local cost disbursements
ma~e on or afte~ April, 1, 2000 which are associated,with approved MM 2000 projects wilt
qualify for reimbursement by the State Comptroller.
I will be the prime contact person for the MM2000 Program in the Region 10 office, and
may be reached at: (631)952-6639. The address is:
D. Gensinger, P,E., Planning Unit
New York State Department of Transportation
250 Veteran's Highway
Hauppauge, NY 11788
Respectfully yours,
Douglas F. Gensinger. P.E.
Local Programs Engineer
Master Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town ot $outho~d
lflaster lquniciva!.lquld-Hodai 2000 Capital Pro_iect(s)
A reement
For Use Only wi~h Hunicipal Highwa]~, Bridge, or Aviation projects where NYSDOT-
administered funding is exclusively HH 2000 funds of $1,000,000 or Less
NYS COMPTROLLER'S CONTRACT NO.
THIS AGREEMENT made this
the New York State
State Campus,
provide
DO 18648
day of ~J~ c'c'~r~ b~ ¢- , 2001, is betwee~
its principal office at the
New York 12232 and the Town of
ox 1179, Southold, NY 11971 , to
,h~ munici'palit,/for'the construction,
project or pro~cls in~:luded in
avl~
or
to:this Agreement shal be im[red,to Pro
exceed'~e amount(s) iqentif ed' in $chedbte A.
,ddge or
~gmement in Schedu e A
of NYS~5~OT's fun~ing pursuant
s actually incurred,in no event' to
WITNESSETH:
WHER,E2~. ~ ~e~ion 14-k of the Transportation Law establishes the Mu ti-Modal 2000 Program
(MM 2~)0~)), that provides funding for projects approved by the Commissioner of Transportation:
WHERE~/ pursuant to appropriation or author zation for capital projects, MM 2000 program
funding:~ ~,he. Project(s) herein is author zed and, the Sponsor certifies to NYSDOT that:
(1) the ~iCe'life of each 'individual Project is ten (10) or more years, regardless o~ mode; and
(2) for ~way and bridge mode projects, (a) MM 2000 program funding is not used for the
manda~e~ non-Federal matching share of a Federally funded project; (b) the amount of MM 2000
funds re~lUested is and shall be no greater than prior unreimbursed municipal project
expendi~r'eS for work completed or materials incorporated in a qualifying project(s); and (c) the
amoun!.~unicipa funds appropriated for transp(~rtation cap ta projects s not and shall not be
reduce~l';il~c~Use,of the MM 200~ pro ram fund n · and
t~)~qr., !~i~irport~,.~:. ,or aviation facility ~'/pe,. the sponsor must certify that Federal funding' ~s' not
av~ilab]~ th:e 'Project, but that the projec~ is consisten~rwith an approved Airport Layout Plan.
NOW THEREFORE, the parties agree as follows:
1. Documents Forming this Agreement The agreement consists of the following:
Agreement Form - this document titled "Master Municipal Multi-Modal 2000 Capital
Master Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town of
Project(s) Agreement is for Use. Only with Municipally-owned Highway, Bridge, or
Aviation projects receiving $ t ,000,000 or Less Funding";
Multi-Modal 2000 Program - Schedule "A" - Detailed individual Project Description(s) and
Funding; and
Appendix "A" - New York State Required Contract Provisions.
2. Work, Maintenance & Operation. Sponsor shall render all services and furnish all materials
and equipment necessary to complete the Project or projects described in Schedule(s) A or
Supplements to Schedule A and shall fund all costs attendant to such completion. The work of
the Project or projects may consist generally of the categories of work described in Schedule A or
one or more Supplemental Schedules A as may hereafter be executed by the parties hereto and
approved as required for a State contract, and any additions or deletions made thereto by
NYSDOT subsequent to the execution of such Schedules A or Supplements to Schedule A for the
purposes of conforming to New York State requirements~ Upon Project completion, Sponsor will
operate and maintain the Project(s) at no expense to NYSDOT and Sponsor will not dispose of or
encumber the Project(s) or cause the Project(s) to be withdrawn from public service during its
useful life without the prior approval of NYSDO1-.
3. Multi-Modal 2000 Funding; Reimbursement of Eligible Proiect Costs. Subject to compliance
with this Agreement. NYSDOT agrees to reimburse individual Project costs identified in the
applicable Schedule A or Supplements to Schedule A attached hereto in an amount not to exceed
the lesser of actual eligible Project costs or the MM 2000 program funding amount. MM 2000
program funding shall be used solely for the payment of Eligible Costs (hereinafter defined)
Sponsor incurs in performing the Project. Only "Eligible Project Costs" (as defined in MM 2000
Program criteria issued by NYSDO~) incurred after April 1, 2000 are reimbursable. To be
eligible for MM 2000 aid, Project costs must: (a) be eligible pursuant to § 3.1 below and such
other MM 2000 program Policies and Criteria as are established by NYSDOT; and, (b) be for
work which, when completed, has a certifiable service life of at lea~t 10 years.
3.1. Eligible Costs. Eligible Project costs include costs of acquisition, construction, repair,
reconstruction, renovation, equipment and other related costs as set forth in the Project
Description in Schedule A or Supplements to Schedule A. Eligible Project costs may also
include the reimbursement of salaries and wages to employees of Sponsor for carrying out
the Project(s); fees to consultants and professionals retained by Sponsor for planning and
performing the Project, and such other costs and expenses directly related to such
employees, consultants and professionals for the Project.
3.2. Sponsor Debt Service. MM 2000 program funds shall not be used to pay for interest,
issuance costs or reserves in connection with the issuance of debt by Sponsor to fund the
Project(s), but may repay principal indebtedness incurred to fund Eligible Project costs,
2
Ma~ter MuniCipal Multi-Modal 2000 (MM2000t Agreement
Municipal Sponsor: Town of 5outhold
which shall then be retired, redeemea or defeased by Sponsor. Sponsor snail not issue
debt to finance Project costs that ar& funded, from the proceeds of Thruway Authority
obi Jgations issued to finance the MM 2(~00 program.
4. Payment Payments hereunder shah be as follows:
4. t. Payment Upon Completion. Except where §4.2 applies, payment to Sponsor shall
be made upon.the application of Sponsor to NYSDOT upon ProjecI completion, on the
basis of work accomplished and the submission of duly completed'payment requests and
c~rtJf!~zations in ~ form approved 'by NYSDO~T, including su~zh info?mation as NYSDOT
d~em~ necessary to'~s~re Compli~tnce with the program requimmen~ and this .Agreement.
4.2. Periodic Reimbursement. If the Sponsor and NYSDOT find it desirable to have
reimbursement made periodically in accordancewith a payment cycle established by
NYSDOT and the Sponsor, NYSDOT may make pa~'ments based on billings prepared by
the Sponsor in accordance with NYSDOT requirements, based on costs incurred as
disclosed by l~he recor~ thereof, as required by the project or pr9jecLs,~with appficable
adj?stmen~t~to be made after audit by NYSDOT. These paymen'ts sh~t be made as
mohe~,s I~ecom~ ~.vailabJe therefor.
4.3. Certifications. In addition to the certifications on Page 1 of this contract, the Sponsor
shall also certify i~ each payment request that individual Project work was performed in
accordance wKh the design and contractual requirements of Sponsor and Sponsor's design
professional, and tl~at such request does not duplicate reimbursement of costs and services
received from other sources. Such certification by the project sponsor shall include the
responsibility te furnish the Commissioner with any written information as may be
necess, ary t~o maintain, if applicable, the federal tax exempt status of I~onds, notes, or other
obtig~ibn~ i~sued by the New York State Thruway Authority for such purposes.
5. Ethics Considerations. In addition to Sponsor's conforming with the applicable provisions of
Public Officers La~v §73 (Business or Professional Activities by State Officers and Employees and
Party Officers) and General Municipal Law §806 (Code of Ethics) as related to the expenditure of
the MM 2000 Funding made hereunder, no member of Sponsor's governing body, its officers or
employees, nor a~y. member of their families shall benefit financially either directly or indirectly
from the M~ 2,000 Funding unless such action is otherwise in accordance with law and is
necessary fqri~i~e a~cc°mplishment of the Project. In such event, Sponsor shal disclose such
retati0nsh~ip to N~gDOT and shall obtain prior written approval therefor from NYSDOT.
6. NYSDOTPefformance Review. NYSDOT may review the Sponsor's performance of this
agreement in such manner and at such times as NYSDOT shall determine, and such review may
include field Visits. by NYSDOT representatives to the Project or projects and/or the offices of
Sponsor. Sp0nsor shall atalt times make available its employees, records and facilities to
Mas~er Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town of Southold
authorized NYSDOT representatives in connection with any such review. Such review shall be
for the purpose, among other things, of ascertaining the quality and quantity of Sponsor's
performance of the Project or projects, its use and operation.
7. State RecOvery of Ineligible Reimbursements. NYSDOT shall be entitled to recover from the
Sponsor any moneys paid to the Sponsor pursuant to this Agreement which are subsequently
determined to be ineligible for funding hereunder.
8. Contract Executory.
8.1. This Agreement shall be deemed executory only to the extent of money available to
the State for its performance and no liability on account thereof shall be incurred by the
State beyond money available therefor.
8.2. This agreement shall remain in effect so long as State funding authorizations are in
effect and funds are made available pursuant to the laws controlling such authorizations
and availabilities. However, if such authorizations or availabilities lapse and are not
renewed, continued or reenacted, as to funds encumbered or available and to the extent
of such encumbrances or availabilities, this agreement shall remain n effect for the
duration of such encumbrances or availabilities. Although the liquidity of encumbrances
or the availability of funds may be affected by budgetary hiatuses, a State budgetary hiatus
will not by itself be construed to lapse this agreement, provided any necessary State
appropriations or other funding authorizations therefor are eventually enacted. Sponsor's
continued performance during such a budgetary hiatus cannot, by itself, obligate the State
to making expenditures without appropriations.
9, Sponsor Liability.
9.1. Sponsor shall be responsible for all damage to person or property arisingfrom any act
or negligence performed by or on behalf of the Sponsor, its officers, agents, servants or
employees, contractors, subcontractors or others in connecti'on with this Agreement. The
Sponsor specifically agrees that its agents or employees shall possess the experience,
knowledge and character necessary to qualify them individually for the particular duties
they perform.
9.2. The Sponsor shall indemnify and save harmless NYSDOT & the State for all damages
& costs arising out of any claims, suits, actions, or proceedings resulting from the negligent
performance of work by or on behalf of the Sponsor, its officers, agents, servants,
employees, contractors, subcontractors or others under this agreemenl. Negligent
performance of service, within the meaning of this section shall include, in addition to
negligence founded upon tort, negligence based upon the Sponsor's failure to meet
professional standards & resulting in obvious or patent errors in the progression of its
work.
10. No Assignment or Transfer of Contract. Sponsor agrees not to assign, transfer, convey, sublet
or otherwise dispose of this contract or any part thereof, or of its right, title or interest therein, of
l~aster Mt~!~jp~al Multi-Modal 2000 lMM2000) Agreement
Municipal Sponsor:. Town of Southoid
its power to execute such contract to any entity, public or private, without the previous written
consent of NYSDOT first having been obtained.
11: Independent Contractor. The officers and employees of the Sponsor, in accordance with the
status of th? Spot,sot as an independent contractor, covenant and a§ree that they will conduct
themselves consistent with such status, that they will neither hold themselves out as nor claim to
bean officer or employee of the State by reason hereof, and that they will not by reason hereof,
mak~e any claim; demand o,r application ta or for any right or privilege applfcab e. to.an officer or
em[~jqy~e ~th~State, ~i~clddi~ ]~ut notlimited to, Workers' C(~ndpefis~i~ion c0verage~'
~bne"~[0ym,eng!r!~urance,l~ehe~'its/$o~iai Security or Retirement me~be, rship or credik
12. Appendi~ A~ ktaTn'd~r~l 'Orovisions for all New York State Contracts, is attached hereto and is
hereby made a ~b~rC6f fbi§ asreement as if set forth fully heroin.
13. Term of AgTeement. As to the Project or projects described in Schedule(s) A, this agreement
takes effect as of the date of t~is Master Agreement as first above written. This agreement takes
effect consistent with the date of Project work established and described in any duly executed
and approved Schedule A or Supplements to Schedule A. Failing Project completion within the
period set forth in Schedule A or Supplements to Schedule A, or agreement by NYSDOT to
extend a Project comoletion date for good cause, this Agreement will expire and be of no further
force or effect. This agreement shall only remain in effect so long as Multi-Modal 2000 funding
authorizations ar~ i~ effect and funds are made available pursuant to the laws controlling such
authonzatlons a~. a.;vmlabfllhes. However, ~f such authonzat~ons or avadabfl~t[es lapse and are
not. renewed, cor~inL~ed or reenacted, as to funds encumbered or available and to the extent of
such encumbrances ~r availabilities, this agreement shah remain in effect for the duration of such
encumbr'an~es o~v~ilabilities. Although the liquidity of encumbrances or the availability of
funds m,a7 be aff~ct(~d by budgetary hiatuses, a state I~)udgetary hiatus will not by itself be
co'nstrue~ to I~ps~'~is agreement, provided any necessary State appropriations or other funding
authorizations th~i~e~or are eventually enacted.
Master Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town of Southold
IN WITNESS WHEREOF, NYSDOT has caused this Agreement to be signed by its authorized
representative and Sponsor has caused this Agreement to be signed by its duly authorized officer,
tO be effective on the date first written above.
Sponsor: Town of Southold
TITLE:
DATE:
New York State. De.p~a~rt_m_egtr~f Transportation:
BY: ~¢gK 8.
for the Commi~ioner of Transportation
Age~c~ Certification: In addition to the ac~ep~nce ~ this
contrad, I also c~i~ ~e ori~l co~ of this sig~ture
will be a~aqh~ to a[[oth~ ~act copies of this contrad
DATE:
Sponsor ACKNOWLEDGMENT
STATE OF NEW YORK )
)ss.:
COUNTY OF So1: po L~k:_ )
On this j(g~ day~o~e_~ k,~./ in the year 2001, before me, the undersigned,
personally appeared ,.-~zu~ u.3. ('~ , personally known to me or proved
to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the
within instrument, acknowledged to me that h~_/s~ is the ~.~[:)~.cu ~ ~ ~tu of the Town_of
Southold _ , executed such instrument in his/J~ ca,,p..acity pursuant to authority duly vested in
him/her by Town of Southold and that by his/he_~ signature on the instrument, the
individual, or the person upon behalf of which the individual acted,, executed this instrument.
NOTARY PUBLIC, State of New Yolk
No. 01D04§34870 Nota~l~ublic
QuaJifled in Suffolk County ~,~,~..~
CommL~on Expires Septembe~ 307.c"~.~-~
APPROVED AS TO FORM:
BY:
6
Multi-Modal 2000 (MM2000)Municipal Project Schedule A
Municipal Sponsor Name: Town of Southold
MULTI-MODAL 2000 PROGRAM - SCHEDULE A
(Use only for Municipally-owned Highway/Bridge/Aviation projects with $tM or less in MM£O00 Funding)
t. Name of Municipal Proje~ Owner. Town of Southold
2. Project Title: Brushes Creek Bridge and Culvert Replacement - Phase I
3. MM2000 PIN#: MS2223.30A
4. Maximum MM2000 Reimbursement: $150.000
5. MA~ER,Municipal MMv000 OSC Coritract #: D018648
'6, Muhici~a~J Contact:
N~me~Title: Jean W: Cochran Supervisor
Organization: Town of Soathold
Address; Town Hall, P.O. Box 1179
City/State/Zip: Southold, NY 11971
7. Project L~cafion:~, Peconic Bay Blvd. Route/Name:
From: at Brushes Creek Brid,qe To:
8. Project Description/Scope: Replace Bridge Culvert on Brushes Creek
9. Project Schedule Beginning Date: 1/01 Project Ending Date: 1/03
10. Project Cost Summary:
COST State Local Funding
SUMMARY MM 2000 Funding (Insert zero if none)
TOTAL: $150,000 ~~- 'j~
11. Eligible Project Type: (Please check one)
Highway Resurfacing F~ridge Rehabilitation New Highway Const. New Bridge Const.
-- Highway Reconslruclion X~Bridge Replacement nterchange Const.\ReconsL __ Intersection JmprovmenL_
__ Aviation (Is this project consistent with an approved AJrpor[ Layout Plan? Yes No
Other (please explain):.
13. Please printyourName&Titlehere' '~-.a~-o._~U~ ~(~
MM2000SchA.wpd (7/01)
Master Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town of 5outhold
APPENDIX A
STANDARD CLAUSES FOR ALL NEW YORK STATE CONTRACTS
The parties to the attached contract, license, lease amendment or other Agreement of any kind
(hereinafter, "the contract" or "this contract") agree to be bound by the following clauses which are hereby
made a part of the contract (the word "Contractor" herein refers to any party other than the State, whether a
contractor, licensor, licensee, lessor, lessee or any other party):
1. EXECUTORY CLAUSE. In accordance with 5. NON-DISCRIMINATION REQUIREMENTS. In
Section 41 of the State Finance Law, the State shall accordance With Article 15 of the Executive Law
have no liability under this contract to the (also known as the Human Rights Law) and all
Contractor or to anyone else beyond funds other State and Federal statutory and constitutional
appropriated and available for this contract, non-discrimination provisions; the Contractor will
not discriminate against any employee or applicant
2~ NON-ASSIGNMENT CLAUSE. In accordance for employment because of race, creed, color, sex,
with Section 138 of the State Finance Law. this national origin, age, disability or marital status.
contract may not be assigned by the Contractor or Furthermore, in accordance with Section 220-e of
its right, title or interest therein assigned, the Labor Law. if this is a contract for the
transferred, conveyed, sublet or otherwise disposed construction, alteration or repair of any public
of without the previous consent, in writing, of the building or [~ublic work or for the manufacture, sale
State and any attempts to assign the contract or distribution of materials, equipment or supplies,
without the State's written consent are null and and to the extent that this contract shall be
void. The Contractor may, however, assign its righl performed within the State of New York, Contractor
to receive payment without the State's prior written agrees that neither it nor its subcontractors shall, by
consent unless this contract concerns Certificates of reason of race, creed, color, disability, sex or
ParticiDation pursuant to Article 5-A of the State national origin: (a) discriminate in hiring against
Finance Law. any New York State citizen who is qualified and
available to perform the work; or (b) discriminate
3. COMPTROLLER'S APPROVAL. In accordance against or intimidate any employee hired for the
with Section 112 of the State Finance Law (or. if this performance or work under this contract. If this is a
contract is with the State University or City building service contract as defined in Section 230
University of New York, Section 355 or Section of the Labor Law, then, in accordance with Section
6218 of the Education Law), if this contract exceeds 239 thereof, Contractor agrees that neither it nor its
$10,000 ($20,000 for certain S.U.N.Y. and subcontractors shall, by reason of race, creed,
C.U.N.Y. contracts;, or if this is an amendment for color, national origin, age, sex or disability:
any amount to a contract which, as so amended, clFs~Crirr~ff~[~-ifi~ring against anyNew York State
exceeds said statutory amount, or if, by this citizen who is qualified and available to perform
contract, the State agrees to give something other the work; or (b) discriminate against or intimidate
than money, it shall not be valid, effective or any employee hired for the performance of work
binding upon the State until it has been approved under this contract. Contractor is subject to fines of
by the State Comptroller and filed in his office. $50.00 per person per day for any violation of
Section 220-e or Section 239 as well as possible
4. WORKERS' COMPENSATION BENEFITS. In termination of this contract and fodeiture of al
accordance with Section 142 of the State Finance moneys due hereunder for a second or subsequent
Law. this contract shall be void and of no force and violation.
effect un less the Contractor shall provide and
maintain coverage during the life of this contract for 6. WAGE AND HOURS PROVISIONS. If this is a
the benefit of such employees as are required to be public work contract covered by Article 8 of the
covered by the~rovis~the W~o~kers' _ _Labor. aw nra h.i~tdi~g~s_e~a~ice_co~act~o2Le£ed_ .__
Compensation Law. by Article 9 thereof, neither Contractor's employees
nor the employees of its subcontractors may be
MasterMunic~pal Multi-Modal 2000 (MM2000) Agreement
'~ "~ Municipal Sponsor: Town of Southold
required or permitted to work more than the
number of hours or days stated in said statutes,
except as otherwise provided in the Labor Law and
as s~t forth in prevailing wage and supplement
sche~!d?l les, issi~ed
by the Sta~)~abor Department.
Fur~rmPm, Con~ractor and'its sUbcontractors'must
pay at lea.s~ the pre,va!hng wage rate and. payI r
~)rovide;~t~ prevai Jng S.Upplemerits, indudirtg the
premitlr~ira~es' for overtm~ pay, a~ determi'n~dby
~he ~ta~l~j~or'Depa~tm~nt in accordance with the
labor LaW.
7. NON-COi2LUSIVE BIDDING REQUIREMENT.
In accordance w~th Section 139q:1 of the Sta e
Pin~:0 ia% ~i{ this contract was awarded based
Upoff the submission of bids,'Contract or warrants,
Bndet ~al~of perJUry, th~s ~ts b~d was arnved at
indepe~den~l~ and Without collusion aimed at
reslri( lin;; ( olnj )eli!ion. ('ontractor furtherw~rants
lilal al Iho liln<.' ( )~ulra{'ln~ submitted its bid. an
aulh,,)ri/cd ,in;I :'e>l,un<ibl(} person~executed and
del(~e~edr~¢Ee State a non-collusive, bidding
cert~tio~ ~0~ Contractc~'s behalf.
8. INTERNATIONAL BOYCOTT PROHIBITION. In
accordanc~e~th Section 2204 of the Labor Law and
Section 139,h of [he State Finance Law, if this
contract ex~s, $5,000, the Contractor agrees, as a
mat~ri;al (~or~JitJbn Of the contract, that neither the
Contract..o:r rk~r apy ~ubstantially owned or affiliated
ffrm/bartne~ship or corporation has
person,
parfi}:~pa{ed~i,is- *:;'Pa~ti;,cipating, Or shall participate in
an violation of the federal
1979 (50 USC App.
el seq,) orregulations thereunder. If
Oi~the aforesaid affiliates of
otherwise found to
alations u pon the final
?United States Commerce
g~ '~ , ,I Jl r .~j' ' -?b.q"~.ppropriate agency of the
L .. I .. : . ~ , the contract's
execuCi~oB,' ~tt~h i~:oritract, amend ment or
modificatio~ tl~(~reto shall be tendered forfeit and
voice. The Gi~?ractor shall so notify the State
~ ." .' ." i~'~' "~ *' . .... business days of such
i , ·. '~ ~ ~r disposition of appeal
(2 ~:41YCP~ ~(~5.4).
9. ;~ET~-OFF3~GHTS. Tt~S~at-e:~hall ~ave all of its
core'men la~! equitable and statutory rights of set-
off. These rights shall include, bur not be limited
to, the State's option to withhold for the purposes
of set-off any moneys due to the Con~ractor under
this contract up to any amounts due and owing to
the State with regard to this contract, any other
contract with any State departmentor agency,
including any contract for a term commencing prior
to the termof this contract~,pJ~usl ai'ly~ ancounts due
and owing to the State for any,other reason
inclUdin gd ,vzith out ]i~itati0n ;tgix dq[[nq~encies,
fee de n~luen~i~s ,~r morletarY pe~alti~ relative
thereto. The State sltat] exet~ itS~,seEoff rights in
accordance with norm,~ Sta~e~pra'd~ce< mc udmg,
in cases ors(q-Oil' pur.uanl Io
finalization of'such a ,udi~b~..~,:$.tat:e~agency, its
representatives, or the ~pt~olJen,
10. RECORDS. The Contra~0r Call establish and
ma nta n comp ete and accurate ~oks,tmco ds,
documents, accounts and o~er q¥i~dence directly
pertinent to performanceS:under tills,contract
(hereinafter. collectivelyC'the)Reco~d~s?); The
Records must be kept for the~balance of the
calendar year in which they,were made.and for six
(6) additional years thereafter. The State
Comptroller. the Attorney General and any other
person or entity authorized to conduct and
examination, as well as the agency or agencies
nvolved in this contract, shall have access to the
Records during normal businpss' hours at an office
of the Contractor within the ~:tate,01: ix aw York or, if
no such office is available, ara mutually agreeable
and reasonable venue withir~ theState, for the term
specified above for the purposes of, inspection,
auditing and copying. The State shall take
reasonable steps to protect from nublic disclosure
any of the Records which ate exempt from
disclosure under Section 87 of the ,Public Officers
Law {the "Statute") provided, that: (i),the Contractor
shall timely inform an approlSdate State official, in
writing, that said records shobld notlbe discloseci;
and (ii) said records shall be sufficiently identifie0;
and (iii) designation of said-records as exempt
under the Statute is reasonable. Nothing contained
herein shall diminish, or in any way adversely
affect, the State's right to discovery in any pending
or future litigation..
11 IDENTIFYING INFORMATION AND PRIVACY
NOTIFICATION:
2
Master Municipal Multi-Modal 2000 (MM2000) Agreement
Municipal Sponsor: Town of $outhold
FEDERAL EMPLOYER
IDeNTiFICATION N UMBER and/or
FEDERAL SOCIAL SECURITY NUMBER.
Accounting System by the Director of State
Accounts Office of the State Comptroller,
AESOB, Albany, New York 12236.
Alt nvoices or New York State standard
vouchers submitted for payment for the sale
of goods of services or the lease of real or
personal property to a New York State
agency must include the payee's
identification number, i.e., the seller's or
lessor's identification number. The number
is either the payee's Federal employer
identification number or Federal social
security number, or both such numbers
when the payee has both such numbers.
Failure to include this number or numbers
may delay payment. Where the payee does
not have such number or numbers, the
payee, on his invoice or New York State
standard voucher, must give the reason or
reasons why the payee does not have such
number or numbers.
(b) PRIVACY NOTIFICATION.
(1) The authority to request the above
personal information from a seller of goods
or services or a lessor of real or personal
property, and the authority to maintain such
information, is found in Section 5 of the
State Tax Law. Disclosure of this
information by the seller or lessor to the
State is mandatory. The principal purpose
for which the information is collected is to
enable the State to identify individuals,
businesses and other who have been
delinquent in filing tax returns or may have
understated their tax liabilities and to
generally identify persons affected by the
taxes administered by the Commissioner of
Taxation and Finance. The information will
be used for tax administration purposes and
for any other purpose authorized by law.
12: EQUAL EMPLOYMENT OPPORTUNITIES FOR
MINORITIES AND WOMEN: In accordance with
Section 312 of the Executive Law, if this contract is:
(i) a written Agreement or purchase order
instrument, providing for a total expenditure in
excess of $25,000.00. whereby a contracting
agency ~s committed to expend or does expend
funds in return for labor, services, supplies,
equipment, materials or any combination of the
foregoing, to be performed for, or rendered or
furnished to the contracting agency; or (ii) a written
Agreement in excess of $100,000.00 whereby a
contracting agency is committed to expend or does
expend funds for the acquisition, construction,
demolition, replacement, major repair or
renovation of real property and improvements
thereon; or (iii) a written Agreement in excess of
$10(3 000.00 whereby the owner of a State assisted
housing project is committed to expend or does
expend funds for the acquisition, construction,
demolition, replacement, major repair or
renovation of real property and improvements
thereon for such project, then:
(a) The Contractor will not discriminate
against employees or applicants for
employment because of race, creed, color,
national origin, sex, age, disability or
marital status, and will undertake or
continue existing programs of affirmative
action to ensure that minority group
members and women are afforded equal
employment opportunities without
discrimination. Affirmative action shall
mean recruitment, employment, job
assignment, promolion, upgradings,
demotion, transfer, layoff, or termination
and rates of pay or other forms of
compensatic~n;
(2) The ~ersonal is requested by the
purchasing unit of the agency contracting to
purchase the goods or services or lease the
real or personal property covered by this
contract or lease. The information is
maintained in New York State's Central
(b) at the request of the contracting agency,
the Contractor shall request each
employment agency, labor union, or
authorized representative of workers wi~h
which it has a collective bargaining or other
Agreement or understanding, to furnish a
3
Master MunicipaJ Multi-Modal 2000 iMM2000)Agreement
Municipal Sponsor: ~own of $outhold
written statement that such empio~ ment
agency, labor union or representative will
nobdiscfiminate on the basis or race, creed,
cotor, national origin,, sex, age, disability or
marital status and that such union or
representative wi l I affirmafrvely coopera[e i n
the implementation of the Contractor's
obligations herein; and
Ic) the Cpntractor shall state, in all
solid~ations or advertisements for
employees, that,, in the performance of the
State conttaCt, ail qualified applicants will
be afforded e~qual employment opportunities
without discrimination because of race,
creeds, color, national origin, sex, age,
disability or marita~ status.
Contractor will include the prowsions of "a", "b"
and "c"; above, in every subcontract over
$25..000.00 for the construction, demolition,
replacement, major repair, renovation, planning or
design of real property and improvements thereon
(the "Work") exceptwhere the Work is for the
beneficial use of the Contractor. Section 312 does
not apply to: (~ work, goods or services unrelated
to this contract; or (ii) employment outside New
York State; or (iii),banking services, insurance
policies or the sale or securities. The State shall
consider compliaBce by a Contractor or
subcontractor with the~ requirements of any federal
law conceming equal employment opportunity
which effectuates the purpose ofthis section. The
contracting agency shall determine whether the
imposition of the requirements of the provisions
hereof duplicale or conflict with any such federal
law and if such duplication' or conflict exists, the
contracting agency~shall waive the applicability of
Section 312 to the extent of such duplication or
conflict. Contractor will comply with all duly
promulgated and lawful rules, and regulations of the
Governor's Office of Minority and Women's
Business Development pertaining hereto.
14. GOVERNING LAW. This contract shall be
governed by the laws of the State of New York
except where the Federal supremacy clause
requires otherwise.
15, LATE PAYMENT. Timeliness of payment and
any interest to be paid to Contractor for late
payment shall be governed by Article XI-A of the
State Finance Law to the extent required by law.
16. NO ARBITRATION. Disputes involving this
contract, including the breach or alleged breach
thereof, may not be submitted to binding
arbitration (except where statutorily authorized) but
must, instead, be heard in a court of competent
jurisdiction of the State of New York.
17. SERVICE OF PROCESS. In addition to the
methods of service allowed by the State Civil
Practice Law & Rules CCPLR"), Contractor hereby
consents to service of process upon it by registered
or certified mail, return receipt requested. Service
hereunder shall be complete upon Contractor's
actual receipt of process or upon the State's receipt
of the return thereo[ by the United State Postal
Service as refused or undeliverable. Contractor
must promptly notify the State, in writing, of each
and every change of address to which service of
process can be made. Service by the State to the
last known address shall be sufficient. Contractor
will have thirt3, (30) calendar days after service
hereunder is complete in which to respond.
1 3. CONFLICTING TERMS. In the event of a
conflict betwebn the terms of the contract (including
any and all attachments thereto and amendments
thereoT') and the terms of this Appendix A, the terms
of this Appendix A Shall conttot.