HomeMy WebLinkAboutNYSDEC/Hazardous Waste ELIZABETH A. NEVILLE
TOWN CLERK
REGISTRAR OF VITAL STATISTICS
MARRIAGE OFFICER
RECORDS MANAGEMENT OFFICER
FREEDOM OF INFORMATION OFFICER
OFFICE OF THE TOWN CLERK
TOWN OF SOUTHOLD
Town Hall, 53095 Main Road
P.O. Box 1179
Southold, New York 11971
Fax (631) 765-6145
Telephone (631) 765-1800
southoldtown.northfork.net
THIS IS TO CERTIFY THAT THE FOLLOWING RESOLUTION NO. 147 OF 2003
WAS ADOPTED AT THE REGULAR MEETING OF THE SOUTHOLD TOWN BOARD
ON MARCH 11, 2003:
WHEREAS The New York State Department of Environmental Conservation (NYSDEC),
Division of Solid and Hazardous Materials has approved the application of the Southold Town
Solid Waste Management District for a grant under the Household Hazardous Waste State
Assistance Program in the amount of $97,500, and
WHEREAS NYSDEC has forwarded to the Town a proposed contract to provide this funding,
now therefore be it
RESOLVED that the Town Board of the To~vn of Southold hereby authorizes and directs
Supervisor Joshua Y. Horton to implement said contract through his signature, as required,
subject to the review and approval of the Town Attorney.
Elizabeth A. Neville
Southold Town Clerk
C302077
CONTRACT. FOR STATE ASSISTANCE
HOUSEHOLD HAZARDOUS WASTE STATE ASSISTANCE PROGRAM
~ONMENT AL PROTECTION FUND )
FEB zt 003
TOWN OF SOUTHOLD
DEP]. OF SOLID WAS~'E
This Contract by and between the
CYork State Department of Environmental Conservation
(herein referred to as the "Department")
and the
' Town of Southold '
(herein referred to as the "Municipality")
offices located at P.O. Box 1179, Cutehogue, NY 11971
WITNESSETH:
w-m~,REAS, the Department is authorized by section
54-0705 of the Environmental COnservation Law and
the 6 NYCRR Subpart 373-4 Regulations to enter into
contracts on behalf of the State to provide grants to
municipalities for Household Hazardous Waste
Collection Programs; and
WHEREAS, the Municipality has applied for a
project grant, the scope of work/project description
which includes budget amounts is set forth in
Schedule A, which is attached and made a part of this
contract; and
WI~,REAS, the Municipality has filed with the
Department a duly adopted resolution authorizing it to
make such application and authorizing an officer of
the Municipality to enter into and execute this contract
on behalf of the Municipality with the Department for
the purpose of receiving the grant; and
WHEREAS, the' Department has approved the
eligibility and estimated reasonable cost of the project
and related work described in the attached Schedule A
and the amount of State assistance therefor; and
NOW Ti~,REFORE, In consideration of the
promises and the mutual covenants and conditions
contained in this Contract, the Department and the
Municipality agree as follows:
The term of this Contract shall commence on
January 1, 2001 and, except with respect to
paragraph 7, shall terminate on December. 31,
2003.
The Department agrees to make available to the
Municipality a sum not to exceed Ninety-seven
Thousand Five Hundred Dollars and No Cents
($97,500.00) to reimburse the Municipality for
exPenditures made to cover eligible costs incurred
for the items listed under Schedule A, Project
Scope of Work/Project Description and eligible
costs, which is attached hereto and made a part
hereof. Reimbursement hereunder is limited to
fifty percent (50%) of the eligible costs incurred.
The Municipality agrees to provide for the
payment of the municipality's share of the net cost
of the Project and make reasonable efforts to
secure Federal assistance for the l~oject.
WItEREAS, the Municipality has:the legal status
necessary to enter into this contract; and
WItEREAS, the Department's execution of this
contract is made in reliance upon the information
provided by, and representations of, the Municipality
in its application papers and this contract.
3. Eligible costs are those incurred by the
Municipality during the term of this contract, and
which are included in Schedule A. The
Municipality shall spend fimds paid to it under this
contract in strict accordance with Schedule A, and
the budget contained therein.
State Assistance Contract - Household Hazardous.Waste (HHW) State Assistance Program Page 1 of 4
4. Reimbursement shall be made upon audit and
approval by the State Comptroller (herein referred
to as the "Comptroller") of vouchers executed by
an authorized officer of the Municipality. Any
claims for reimbursement shall be accompanied by
such proofs of cost and payment as may be
· required'by the Department and by the
Comptroller. Claims for reimbursement shall be
delivered or sent to the address included in
paragraph 6.
5. Any project cos~ overruns will not'be paid by the
Department, and the Department is not committed
to seeking additional appropriations or allocations
of funds for the Municipality's project or. program.
6. It is understood and agreed between the parties
that the Department's Authorized Representative
for the implementation of this Contract, or for
approval and direction called for therein, shall be
the Director of the Division of Solid & Hazardous
Materials, or designee. Whenever it is provided in
this Contract that notice shall be given or other
communications sent to the Department or
Municipality, such notices or communications
shall be delivered or sent to:
State
NYS Dept. of Environmental Conservation
Division of Solid & Hazardous Materials
625 Broadway, 9th Floor
Albany, New York 12233~7250
ATTENTION: Director
7. The Municipality shall undertake and complete the
Project as set forth in this Contract.
a. Each of the following constitutes a failure to
undertake ad complete the' Project:
1.. Failure to undertake the Project.
2. Failure to make progress on the Project to
the satisfaction of the Department.
3. Failure to complete the Project to the
satisfaction of the Department.
4. Failure to continue implementation and
operation of the Proj eot after expiration or
completion of this contract.
5. Change in the use of the Project, or any
portion thereof, without the prior written
approval Of the Depat m~ent.
b. Failure to undertake and complete the Project
shall constitute cause for the suspension or
termination of any obligation of the
Department hereunder; and if such failure is
attributable to any reason or cause other than
a national emergency or an Act of God, the
Municipality shall repay to the State all
monies paid to the Municipality by the State
within one year after demand for repayment is
' made.
If such monies are not repaid within one year
after such demand, the Department may
request the Comptroller to cause an amount
equal to the monies paid to the Municipality
under this contract to be withheld from any
State assistance to which the Municipality
otherwise would be entitled. This provision
is in addition to the terms of Clause 9 of
Appendix "A" referred to in paragraph 16 of
this contract.
Municipality
Mr. James Bunchuck
Solid Waste Coordinator
Town of Southold
P.O. Box 962
Cutchogue, NY 11935
Notices so delivered or sent shall be deemed
for alt purposes as notice to all persons who
are parties to this Contract as Department or
Municipality
$. The
Notwithstanding the foregoing, no repayment
will be required if the Department determines
that such failure, disposition or change of use
of the Project. or any portion thereof was
immediately necessary to protect public
health and safety.
Municipality agrees to not sell, lease or
otherwise dispose of, or use lands, equip-ment, or
facilities acquired under this contract for any
purpose inconsistent with the Project under which
such land, equip-ment or facilities is acquired
without the advance written approval of the
Department. Following completion of the funded
project all costs of operating and maintaining the
facility or equipment shall be borne by the
State Assistance Contract - Household Hazardous Waste (ItttW) State Assistance Program Page 2 of 4
Municipality, except with respect to paragraph 17.
The Municipality agrees to expend these
funds strictly in accordance with the attached
Schedule A, the provisions of the New York
State Environmental Conservation Law, the
State Finance Law, the General Municipal
Law, Appendices A and B, and all applicable
rules and regulations.
For projects involving collection days, the
Municipality must have written approval from
the Department to conduct a Household
Hazardous Waste Collection Program prior to
any collection day, and a complete report
must be submitted to the Department within
ten (10) business days after completion of the
collection day on forms supplied by the
Depat hnent.
Co
For projects in which collection and storage
'facilities are to be constructed, construction
costs will be considered eligible for reim-
bursement after construction of the facility is
completed. Operating costs will be
considered eligible for reimbursement only
where the municipality has a valid permit to
operate the facility during the time period for
which reimbursement is sought, and a year
end report was submitted to the Department
covering the previous calendar year.
If the Municipality fails to comply with any of
these requirements, the Department may,
upon reasonable written notice, withhold
payments, in whole or part, to the
Municipality pending compliance.
10.
The Municipality agrees to indemnify, save,
and hold harmless the State and the
Department in accordance with Clause lI of
Appendix B, referred to in paragraph 16 of
this Contract.
11.
If monies paid to the Municipality under this
Contract are to be used for the development
of facilities, the Municipality agrees to
comply with all requirements for providing
barrier free access for the handicapped as
established by Article 4A of the New York
State Public Buildings Law and relevant
sections of the New York State Uniform Fire
Prevention and Building Code.
12.
13.
14.
15.
16.
17.
18.
19.
Facilities developed or equipment purchased
pursuant to this Contract, upon request, shall
be made available for inspection by the
Department at any reasonable time.
In recognition of the provision of State funds
for the Project, the Municipality agrees to
give the Department appropriate credit for its
support in documents or publications resulting
from this Project.
Title to, and the right to determine the
disposition 'of any copyrights, or
copyrightable materials, ftrst produced or
created in the performance of this Project
remains with the Municipality provided that
the Municipality will grant to the Depart-ment
an irrevocable, royalty-free, non-exclUSive
right to reproduce~ translate, and use all such
material for its own purposes.
The Municipality agrees that any identifying
signs will note that,portions of tl~s Project
were' funded by New York State Department
of Environmental Conservation.
Appendices 32 and B are attached to and made
a part of this Contract.
The Municipality agrees that it will 'not
receive reimbursement from other sources for
any expenditures funded under this Contract.
However, nothing in this contract shall
prohibit the Municipality from submitting
additional applications for funding in fiscal
years following completion of this project,
provided costs akeady used to claim
reimbursement hereunder are not eligible for
future reimbursement regardless of
reimbursement percentage rate. The
Department may review, fund or deny such
application without prejudice.
This Contract shall be effective upon approval
of all required State Agencies.
All terms used in this Contract which apply to
a Household Hazardous Waste Collection
Program shall have the same meaning as
provided in 6 NYCRR Part 373-4.
State Assistance Contract - Household Hazardous Waste (HRW) State Assistance Program Page 3 of 4
HOUSEHOLD HAZARDOUS WASTE STATE ASSISTANCE PROGRAM - CONTRACT SIGNATURE pAGE
Municipality TownofSouthold ContraetNo. C302077
MUNICIPALITY SIGNATURE:
Authorized '
/ (signature)
Name: Joshua Y. Horton
Title: Supervisor
MUNICIPAI,ITY ACKNOWLEDGMENT
STATE OF NEW YORK
COUNTY OF SUFFOLK
On this lq'~ dayof
Joshua Y. Horton, Supervisor
)
) SS.:
)
p~/~,F~'x , 2003, before me personally came
ortho Town of Southold , the political subdivision or agency thereof
described in and which executed the above instrument: by authority of attached resolution of said political
subdivision, and that he/she signed his/her name by that authority.
IvlELANtE DOROSK, t~./~C/~ '~~
NOTARY PUBLIC, State of New York ~
No. 01DO4634870
~ Qualified in Suffolk County.x ,.. ~' '~
u0mmksr~0n Expires September 30;~ olo NOTARY~LTBLIC
Do not write below this line - -- for NYSDEC use only .......
STATE AGENCY CERTIFICATION: "In addition to the accep.tance of this contract, I also certify that
original signature pages will be attached to other exact copies of this contract."
STATE AGENCY SIGNATURE:
By:
Title:
Date:
ATTORNEY GENERAL'S APPROVAL
STATE COMPTROLLER'S APPROVAL
State Assistance Contract - Household Hazardous Waste (HltW') State Assistance Program Page 4 of 4
Schedule A'- Project Description and Budget
Attachment to Contract C302077
between NYSDEC and the Town of Southold
Project Description:
The municipality agrees to conduct an environmentally sound program for collection and
.diSPosal of household hazardous waste, including promotion of the household hazardous waste
(HHW) collection program, during the teim of this contract (January I, 2001 - December 31,2003).
All collection of HItW will be in accordance with a NYSDEC approved collection day plan
or facility permit.
Project Budget:
Public Education Costs -.$5,000.00
HHW Collection/Disposal - $190,000.00
Total Eligible Cost: $195,000.00
State Share (50°/$ of Total Eligible Cos0:$97,500.00
Additional Contract Clauses:
The Department will conduct a final eligibility review upon submittal of a request for
reimbursement payment by the Municipality.
Only expenses for collection and disposal of hazardous waste originating from households are
eligible for reimbursement.
The Municipality agrees to give the Department appropriate credit for its financial support of
household hazardous waste collection in documents or publications or advertising, including the
phrase, "The Town of Southold HHW collection program is partially financed with a grant from the
NYS Department of Environmental Conservation" or an equivalent phrase.
-- End of Schedule A --
APPENDIX A
STANDARD CLAUSES ]?OR ALL
I~EW YORK STATE CONTRACTS
The parties to the attached contract, license.
leas~, amendment or other agreement- of any kind
01creinaffer, "the contract" Or ~'thLq contract*) agree to
',1~ bound-by the following clauses which are hereby
made a part Of the contract (the word "Contractor'
herein refers to any party other than. tho State, whether
a contractor, licenser, licensee; lessor, less~ Or any
other pan'y):
1. EXECUTORY CLAUSE. In accordance with
Section' 41 of the State Finance Law, the State shall
have no liability under thi~ contract to the Contractor
or to anyone else beyond funds appropriated and
available for this conUaet.
2. NON, ASSIGNMENT. CLAUSE. In accordance
with Section 138 Of the State'F'manc¢ Law, this
contract may not be assigned:by the Contractor or. its
fight, rifle or :mterest..therein assigned, transferred
conveyed, sublet or otherwise disposed of without the
previous consent~ in writing, Of the State and any
atte~npts to assign the co~itract without thc State's
written consent are null and void. The Contractor
may, however, assign its right to receive payment
without the State's prior written consent unless this
contractconeeras Certificates of Participation pursuant
to Article 5-A Of the State Finance law.
3. COMtrfROLLER'S APPROVAL In accordance
with Section 112 of the State Finance Law (or, if this
contract iR with the State University or City University
of New York, Section 355 or Section 6218 of the
Education Law), if this contract exceeds $10,000 (or
the minimum thresholds agreed to by the Office 0fthe
State Comptroller for certain S.U.N.Y. and C.U.N.Y.
contracts), or if this is an amendment for any amount
to a contract which, as so amended, exceeds said
statutory amount, or if, by this contract, the State
agrees to give something other than money when the
value or reasonably estimated value of such
consideration exceeds $15,000, it shall not be valid,
effective or binding upon the State until it has been
approved by the State Comp.troller and filed in his
office.
4. WORKERS' COMPENSATION BENEFITS. In
accordance with Section 142 of the Slate Finance Law,
this contract shall be void and of no force and effect
unless the Contractor shall provide and maintain
coverage during the life of this contract for the benefit
of such employees as are required to be. covered by the
provisions of the Workers' Compensation Law.
5, NON-DiSCRIMINATION REQUIREMENTS. In
accordance with Afficl¢ 15 Of the Executive Law (also
knOwn as.the Human Rights Law) and all other State
and Federal statutory and. constitutional non-
discrimination provisions, tho Contractor will not
discriminate against any employee or applicant for
employment bemuse of race, creed, color, sex, national
Ori~n~ age~ disability or marital status, Furthermore,
ill a~ordance with Section 220~ of the labor Law, if
this is a contract' for the construction, alteration or
repair of any public building or public work Or for tho
mamffacture, sale or 'distribution of materials,
equipment or sapplies, and to tbo extent that this
centract shall bo performed :within the State Of lqgw
York,' Contractor agrees that neither it nor its
'subcontractors shall, by reason Of race, creed, color,
disability, sex, or national origin:. (a) discriminat~ in
hiring against .an3~ New York State citizen who is
qualified and available to perform the work; or
diserilnlnate agaimt or intimidate any empl0YeO hired
for the performance ofwcrk under this:contract. Ifthis
is a building senrice contract as defined in Section 230
of the Labor' Law, then, in accordance with Section
239 thereof; Contractor agrees that neither .it nor its
subcontractors shall by reason of.lace, creed, color,
national 0iigin. :l.,.;e..~-x.'. or dimbilily: (a) diqcriminate
in luring ll~.;qilLM "lily 'q~',~, ~l ork SI;lie cifi~ca who is
qualified and available to perform the .work; or (b)
discriminate against or intimidate any employee hired
for the .perfOrmance of work under this contract.
Contractor is subject to fines of $50.00 per person per
day fo~ any violation of Section 220-e or Section 239
as well as possible termination of this contract and
forfeiture of all. moneys due hereunder for a second or
subsequent violation.
6. WAGE AND HOURS PROVISIONS. If this is a
public work centract covered by Article 8 of the Labor
Law or a building service contract covered by Article
9 thereof, neither Contractor's employees nor the
employees of its subcontractors may be required or
permitted to work more than the number of hours or
days stated in said statutes, except as otherwise
provided Lathe Labor law and as set forth in prevailing
wage and supplement schedules issued by the State
Labor Department. Furthermore, Contractor and its
subcontractors must pay at least the prevailing wage
rate and pay or provide the prevailing supplements,
including the premium rates for overtime pay, as
determined by the State Labor Department in
accordance with the Labor Law.
7. NON-COLLUSIVE BIDD1NGREQUIREMENT.
In accordance with Section 139-d of thc State Finance
Law, if this contract was awarded based upon the
submission of bids, Contractor warrants, under penalty
of perjury, that its bid was arrived at independenfl)~
and without collusion aimed, at reStrieting cempetition.
Contractor further .warrants that, at the time
Conlractor submitted its bid, an authorized and
'responsible person executed and delivered to the State
a non-collUSive bidding certification on Contracter!s
behaff.
8. INTE~ATIONAL BOYCOTF PROHIBITION.
In accordance with Section 220-fofthe Labor Law and
Section 139-h of the State Finance Law, if this' contract'
exceeds $5,000, the ContraCtor agrees, as a material
condition of the contract, .ghat neither the Contractor
nor any substantially owned or affiliated person, firm,
partnership or corporation has participated, is
participating, or shall participate in an international
boycott in violation of the federal Export
Administration Act of i979 (50 USC App. Sections.
2401 et seq.)or regulations thereunder. If'such
Cuntra~tor, or any of.the aforesaid affiliates of
Contractor, is convicted.or is otherwise found to have
violated said laws or regulations upon the final
determination of the Uni~l Sts;~ Commerce
Department or any other appropriate agency of the
United States subsequent to the contractors execution,
such contracl, amendment or moddication thereto shall
be rendered forfeit and void. The Contractor Shall se
notify the State Comptroller within five (5) business
days of such COnviction, determination or disposition
of appeal (2NYCRR 105.4),
9~ SET-OFF RIGItTS. The State.shall have all of its
common law, equitable and statutory rights of set-off.
These rights shall include, but not be limited to, the
State's option to withhold for the purposes of set-off
any moneys due to the Contractor under this contract
up teeny amounts due and owing to the State with
regard to this contract, any other contract with any
State department or agency, including any contract for
a term commencing prior to the term of this contract,
plus any amounts due and owing to the State'for any
other reason inCluding, without limitation, tax
delinquencies, fee delinquencies or monetary penalties
relative thereto. The State shall exercise its set-off
rights in accordance with normal State practices
including, in cases of set-off pursuant to an audit, the
finalization of such audit by :the State agency, its
representatives, or the State Comptroller.
10. RECORDS. The Contractor shall establish and
maintain complete and accurate books, records,
documents, accounts and other evidence directly
pertinent to performance under this contract
(hereinafter, collectively, "the Records"). The Records
must be kept for the balance of the calendar year in
which they were made and for six (6) additional years
thereafter. The State Comptroller; the Attorney
General and any other person or entity authorized to
conduct an examination, as well as the agency or
agencies inVolved in this contract, shall have access to
the Records, during normal business hours at an office
of the Contracter within the. State of~New York or, ff
no sueh office is available, at a mutually agreeable and
reasOnable venue within the State, for the term
specified above for the purposes of inspection, auditing
and copying, The State shall take reasonable steps to:
protect from public disclosure any of the Records
wlfich a~ exempt from disclosure under Section 87 of
the Public Officers Law (the "Statute") provided that:
(i).tho Contru~tor shall timely inform an. appropriate
State official, in writing, that said records should not
he disclosed; and (ii) said records shall be s~fficientiy
identified; and (iii) designation of said records as
exempt under the Statute is reasonable. Nothing
contained herein shall diminish, or in any way
adversciy affect, the State's right to discovery in any
pending or future litigation.
I 1. IDENTIFYING INFORMATION AND
PRIVACY NOTIFICATION. (a) FEDERAL
EMPLOYER IDENTIFICATION NUMBER and/or
FEDERAL SOCIAL SE~ NUMBER. All
invoices Or New York State standard, vouchers
submitted for payment for the sale of goods or services
orthe lease of real or personal property to a New York
State agency must include the payee's identification
numher~ i.e., the seller's or lessor's identification'
number, The number is' either the payee's Federal
emploYer identification number or Federal social
security number, or both. such numbers when the paye~
has both such numbers. Failure to include this number
or numbers may delay payment. Where the payee does
not have such number or numbers, the payee, on its
invoice or New York State standard voucher, must give
the reason or reasons why the payee does not have such
number or numbers.
(B) PRIVACYNOTIFICATION. (1) The authority to
request the above personal information from a seller of
goods or services or a lesser of real or personal
property, and the authority to maintain such
information, is found in Section 5 of the State Tax
Law. Disclosure of this information by the seller or
lessor to the State is mandatory. The principal purpose
for which the information is collected is to enable the
State to identify individuals, businesses and others who
have been delinquent in filing tax returnsor may have
understated their tax liabilities and to generally
identify persons affected by the taxes administered by
the Commissioner of TaXation and Finance. The
information will he used for tax administration purpose
and for any other purpose authorized by law.
(2) The personal iaformation is requested .by the
purchasing unit of the agency contracting to purchane
the goods or services or lease "the real or personal
property covered by this contract or lease. The
information is maintained in New York State's Central
Accounting' SyStem by the-DireCtor of Accounting
Operations, Office of the State Comptroller, AESOB,
Albany, blew'York 12236.
12. EQUAL- .EMPLOYMENT OPPORTUNITIES
FOR MINORITIES'AND WOMEN. In accordance
with Section 312: of the. Executive law, ffthis contract
is: (0 a Written agreement or purchase order
instrument, providing for a total expenditure in excess
Of $25,000~00, Whereby a contracting agency is
committed, to expend Or does expend funds in return
for labor, services, supplies, equipment, materialsor
any combination of the foregoing,, to be performed for,
or rendered or furnished to the:contraCting agenc3r,, or
(ii): a written agrcement in excess of $100,000.00
whereby a contracting agency is committed to expend
or does expend funds for the acquisition,, constraction,
demolition, mplacementi:major repair ot renovation of
real property and improvements thereon; or (iii) a.
vaitten agreement in excess of $100~000.00 whereby
the owner of.a State assisted housing project is
cemmitted to expend or does expend funds for the
aequisiti.on, construction, demolition, replacement,
major repair or renovation of real property and
improvements th~reoafor such project, then: (a) The
Contractor will not discriminate against employees or
applicants for employment because'of race, creed,
color, nationa! Origin, sex, age~ disability or marital
status, and 'will undeRake or continue existing
prognuns '0f affirmative action to ensure that minority
group members and women are afforded equal
employment opportunities-without discrimination.
Affirmative action shall mean recruitment,-
employment, job assignment, promotion, upgradings,
demotion, transfer, layOff, or termination and rates of
pay or other forms of compensation;
(b) at the request of the .contracting agency, the
Contractor shall request each employment agency,
labor union, or authorized representative of workers
with which it has a collective bargaining or other
agreement or understanding, to furnish a written
statemeut that such employment agency, labor union or
representative:will not discriminate on the basis of
race, creed, color, national origin, sex, age, disability
or marital status and that such union or representative
will affirmatively cooperate in the implementation of
the contractor's obligations herein; and
(c) the Contractor Shall state, in all solicitations or
advertisements for employees, that, in the performance
of the State contract, all qualified applicants will he
afforded equal employment opportunities without
discfimimtion because of race, creed, color, national
origin; sex, age, disability or marital status.
Contractor will include the provisions of ia, %", and
"~6v above, in every subcontract over $25,000.00 for the
construction, demolition, replacement, major repair,
reno~iafion, planning or design of real property and
improvements thereon (the Work) except where the
Work is for the beneficial use' of the Contractor.
Section 312 does not apply to: (i) work, goods' or
services'unrelated to this contract; or (ii) employment
outside New York State; or (iii) balaking services,
insurance policies or the.sale of securities. Tho State
shall consider ,compliance by a contractor or
subcontractor with the requirements of any federal law
concerning equal employment opportunity Which
effectuates the purpose of this section. The contracting
agency shall determine Whether the imposition of the
requirements of tho provisions hereof duplicate or
conflict with any such federal law and if such
duplication or conflict exists, the contracting agency
Shall waive the applicability of Section 312 'to the
extent of such duplication or conflict. Contractor will
comply with all dul~ promulgated and lawful rules and
regulations of the Division of Minority and Women's
Business Developmeut pertainiug hereto.
13. CONFLICTING iTERMS. In the event 'of a
conflict between the terms of the contract 0nchiding
any and all atlaclunents thereto and amendments
thereoO and the
terms of this Appendix A, the terms of this Appendix
A shall COntrol.
14. GOVERI,fllqG LAW. This contract shall 'he
governed by the laws of the State of New York except
where the Federal supremacy clause requires
otherwise.
15. LATE PAYMENT. Timeliness of payment and
any interest to be paid to Contractor for late payment
shall be governed by Article XI-A of the State Finance
Law to the extent required by law.
16. NO ARBITRATION. Disputes involving this
contract, including the breach or alleged breach
thereof, may not be submitted to binding arbitration
(except where statuterily authorized), but must,
instead, be heard in a court of competent jurisdiction
of the State of New York.
17. SERVICE OF PROCESS. In addition to the
methods of service allmved by the State Civil Practice
Law & Rules (" CPLR"), Contractor hereby consents to
service of process upon it by registered or certified
mail, return receipt requested. Service hereunder shall
be complete upon Contractor's actual receipt of process
or upon the State's receipt of the reama thereof by the
United States Postal Service as refik~l or
undeliverable~ Contractor must promptly notify the
State, in writing, o£ each and every change of address
to which service of process canbe made. Service by the
State to the last known address shall be sufficient:
Contractor will have thirty (30) calendar days after
service hereunder is complete in wMch-to respond.
18. PROHIBITION ONPURCHASE OF TROPICAL
HARDWOODS. The Contractor certifies und warrauts
that aH wood products .to be used under this contract
award will be in accordance with, but not limited to,
the specifications and provis'mas of State Finance Law
§165. (Use of Tropicul Hardwoods) which prohibits
purchase, and .use of tropical hardwoods, unless
specifically exempted,, by the State or any
governmentalagency or political subdivision or public
benefit corporation. Qualification.for an exemption
under fids law will be tho responsibility of the
contractor to establish to meet with the approval of the
State.
In addition, when any portion of fids contract
-involving the use of.woods, whether supply or
installation; -is to' be performed by any subcontractor,
the prime Contractor will indicate and certify in the
submitted bid proposal that the subcontractor has been
hfformed and is in compliance with specifications and
provisions regarding use of tropical hardwoods as
detailed in §165 State Finance Law. Any such use
must meet with the approval of the State, otherwise,
the bid' may not. be considered responsive. Under
bidder certifications, proof of qualification for
exemption will be the responsibility of the Contractor
to meet with th~ approval of the State.
19. MACBRIDE FAIR EMPLOYMENT
PRINCIPLES. In accordance with the Mac, Bride Fair
Employment Principles (Chapter 807 of the Laws of
1992), the Contractor hereby stipulates that the
Contractor either (a) has no business operations in
Northern Ireland, or Co) shall take lawful steps in good
.. faith to conduct.any business operations in Northern
Ireland in accordance with the MacBrid¢ Fair
Employment Principles (as described in Section 165 of
the New York State Finance Law), and shall permit
independent monitoring of compliance with such
principles.
20. OMNIBUS PROCUREMENT ACT OF 1992. It
is the policy of New York State to maximize
opportunities for the participation of New York State
business enterprises, including minority and women-
owned business enterprises as bidders, subcontractors
and suppliers on its procurement contracts.
Information on the availability of New York State
subcontractors and suppliers is available from:
Department of Economic Development
DiviSion for Small Bus'mess
30 South Pearl street
Albany, New York 12245
Tel. 518-292-5220
A directory of certified minority and women-owned
business enterprises is available from:
Department of Econ0mic Development
Minority and. Women's Basiness Development
Division
30 South Pearl Street
Albany, New York 12245
ht tp://www, empir~ state, ny. us
The Omnibus Procurement Act of 1992 requires that
by. signing this bid proposal or contract~ as.applicablel
Contractors certify that whenever the total bid amount
is greater ihan $1 million:
(a) The Contractor baa made reasonable efforts to
encourage the participation of New York State
Business Enterprises as suppliers and subcontractors,
including certified minority and women-owned
business enterprises, on this projeet, and has retained
the' documentation of these efforts to be provided upon
request to the State;
fo) The Contraeter has complied with the Federal
Equal Opportunity Act of 1972 (P.L. 92-261), as
amended;
(c) The Contractor agrees to'make reasonable efforts
to provide notification to New York State residents of
employment opportunities on fids project ttu'ough
listing any such positioas with the Job Service Division
of the New York State Department ff Labor, or
providing such notification in such manner as is
consistent with existing collective bargaining contracts
or agreements. The Contractor agrees to document
these efforts and to provide said documentation to the
State upon request; and
(d) The Contractor acknowledges notice that thc State
may seek to obtain offset credits from foreign c6untries
.as a result of this contract and agrees to cooperate with
the State in these efforts.
21. RECIPROCITY AND SANCTIONS
PROVISIONS. Bidders are hereby notified that if their
principal place of business is located in a country,
nation, province, state or political subdivision that
penalizes New York State vendors, and if the goods or
services they offer will be substantially produced or
performed outside New York State, the Omnibus
Procurement Act 1994 and2000 amendments (Chapter
684 and Chapter 383, respectively) require that they be
denied contracts which they would otherwise obtain.
Contact the Department of Economic Development,
Division for Small Business, 30 South Pearl Street;
Albany New York 12245, for a current list of states
subject to fids provision.
Revised November 2000
Standard Clauses for All New York State Department
of Environmental Conservation Contracts
The parties to the attached contract, license, lease,
grant, amendment or other agreement of any kind
(hereinafter "the contract" or "this contract") agree to be
bound by the following clauses which are hereby made a
part of the contract. The word "ConWactor" herein refers
to any party to the Contract, other than the New York State
Department of Environmental Conservation (hereinafter
"Department").
rll. Conflict of Interest:
(a) Or~auizationalConflictoflnterest Tothebestofthe
Contractor's knowledge and belief, the Contractor warrants
that lhere are no relevant facts or circumstances which
could give rise to an organizational conflict of interest, as
hercqn defined, or that the Contractur has disclosed all such
relevant information to the Department.
Postponement, Suspension, Abandonment or
Termination by the Department:
The Depm tment shall have the fight to postpone,
suspend, abandon or terminate this contract, and such
actions shall in no event be deemed a breach of contract.
In the event of.any termination, postponement, delay,
suspension or abandonment, the Contractor shall
immediately stop work, take steps to incur no additional
obligations, and to limit further expenditures. Within 15
days of receipt of notice, the Contractor shall deliver to the
DeparOnent all data, reports, plans, or other documentation
related to the performance of this conWact, including but
not limited to source codes and specifications, guarantees,
Warranties, as-built plans and shop drawings. In any of
these events, the Department shall make settlement with
the Contractor upon an equitable basis as determined by
the Department which shall fix the value of the work
which was performed by the Contractor prior to the
postponexnent, suspension, abandonment or termination of
this contract. This clause shall not apply to this contract if
the contract contains other provisions applicable to
postponement, suspeasion or termination of the contract.
II. Indemnification and Holdharmless:
The Contractor agrees that it will indemnify and
save harmless the Department and the State of New York
from and against all losses from claims, demands,
payments, suits, actions, recoveries and judgments of every
nature and description brought or recovered against it by
reason of any omission or tortious act of the Contractor,
its agents, employees, suppliers or subcontractors in the
performance of this contract. The Department and the
State of New York may retain such monies from the
amount due Contractor as may be necessary to satisfy any
claim for damages, costs and the like, which is asserted
against the Department and/or the State of New York.
(1)
An organizational conflict of interest exSsts when
the nature of the work to be performed trader this
.contract may, without some restriction on future
activities, impair or appear to impair the
Contractors objectivity in performing the work
for the Depm intent:
(2)
The Contractor agrees that if an actual, or
potential organizational conflict of interest is
discovered at any time after award, whether
before or duringperformance, the Contractor will
immediately make a full disclosure in writing to
the Department. Ttds.disclosure shall include a
description of actions which the Contractor has
taken or proposes to take, after consultation with
the Department, to avoid, mitigate, or minimize
the actual or potential conflict.
(3)
To the extent that the work under this contract
requires access to personal, proprietary or
confidential business or financial data of persons
or other companies, and as long as such data
remains' proprietary or confidential, the
Contractor shall protect such data from
unauthorized use and disclosure and agrees not to
use it to compete with such companies.
(b) Personal Conflict of Interest: The followingprovisions
with regard to management or professional level employee
personnel performing under this contract shall apply until
the earlier of the termination date of the affected
employee(s) or the duration of the contract.
App. B 4/17/00 PaGe 1
(1)
(2)
(3)
4')
A personal conflict of interest is defined as a
relationslfip of an employee, subcontractor
employee, or consultant with an entity that may
· impair or appear to impair the. objectivity of the
employee, subcontractor employee, or consultant
in performing the contract work. The Contractor
agrees to notify the Department immediately of
any actual, orpotential personal conflict of interest
with regard to any such person working on or
having access to information regarding this
. contract, as soon as Contractor becomes aware of
'such conflict. The Department will notify the
, Contractor of the appropriate action to be taken.
The Contractor agrees to advise all management or
professional level employees involved in the work
of this contract, that they must report any personal
conflicts of interest to the Contractor. The
,' Contractor mustthen advise the Department wtfich
will advise the Contractor oftbe appropriate action
to be taken.
Unless waived by the Department, the Contractor
shall cextify annually that, to the best of the
Contractor% knowledge and belief, all actual,
apparent or potential conflicts of interest, both
personal and organizational, as defined herein,
have been' reported .to the Department. Such
certification must be signed by a senior executive
of the Contractor and submitted in accordance
with instructions provided by the Department.
· Along with the annual certification, the Contractor
shall also submit an update of any changes in any
conflict of interest plan submitted with its proposal
for this contract. The initial certification shall
cover the one-year period from the date ofcentmct
award, and all subsequent certifications shall cover
· successive annual periods thereafter. The
certification is to be.submitted no later than 45
days after the close of the previous certification
period covered.
In performing this contract, the Contractor
recognizes that its employees may have access to
data, either provided by the Department or first
generated during contract performance, of a
sensitive nature which should not be released
without Department approval. If this situation
occurs, the Contractor agrees to obtain
confidentiality agreements from all affected
employees working on requirements under this
contract including subcontractors and consultants.
Such agreements shall contain provisions which
App. B 4/17/00 Pa~e 2
stipulate that each employee agrees not to
disclose, either whole or in part, to any entity
extemalto theDepadment, Department ofltealth
orthe New York State Department of Law, any
information-or data provided by the Department
or fn'st generated by the Contractor under this
contract, any site-specific cost information, or
any enforcement strategy without first obtaining
the written permission of the Deparlment. If a
Contractor, through an employee or otherwise, is
subpoenaed to testify or produce documents,~
which could result in such disclosure, the
Contractor must provide hsmsediate advance
notification to the Department so that the
Depmiment can authorize such disclosure or have
the opportunity to take action to prevent such
disclosure. Such agreements shall be effective
for the life of the contract and for a period of five
(5) years after completion of the contract.
(c) Remedies - The Department may terminate this
contract in whole or in part, if it deems such termination
necessaryto avoid an organizationalorpersonal conflict of
interest, or an unauthorized disclosure of informafion~ .If
the Contractor fails to make required disclosures or
misrepresents relevant information to the Department. the
Department may te.,,;nate the contract; or pursue such
other remedies as may be permitted by the terms of Clause
I of this Appendix or other applicable provisions of this
contract regarding terminatien~
(d) The Contractor will be ineligible to make a proposal or
bid on a contract for which the Contractor has developed
the statement of work or the solicitation package
(e) The Contractor agrees to insert in each subcontract or
consultant agreement placed hereunder (except for
subcontracts or consultant agreements for well drilling,
fence erecting, plumbing, utility hookups, security guard
services, or electrical services) provisions which shall
conform substantially to the language of this clause,
including this paragraph (e), unless otherwise authorized
by the Depmhnent
If this is a contract for work related to action at an
inactive hazardous waste site, the following paragraph
shall apply to those Contractors whose work requires
the application of professional judgment: It does not
apply to construction contracts.
(f) Due to the scope and nature of this contract, the
Contractor shall observe the following restrictions on furore
hazardous waste site contracting for the duration of the
contract.
Th~ Contractor, during the life of the work
assignment and for a period of three (3) years
after the completion of the work assignment,
agrees not to enter into a contract with or to
represent any party with respect to any work
relating to remedial activities or workpe~taining m
a site where the Contractor previously performed
work for the Department under this contract
without the prior written approval of the
Depathnent.
VI. Independent Contractor:
The Contractor shall have the status of an
independent contractor. Accordingly, the Contractor
agrees that it will conduct itself in a manner consistent
with such status, and that it will neither hold itself out as,
nor claim to be, an officer or employee of the Depat huent
by reason of this contract. It further agrees that it will not
make any claim, demand or application to the Department
for any right or privilege applicable to an officer or
employee of the Depadment, including but not limited to
worker's compensation coverage, unemployment insurance
benefits, social security coverage, or retirement
membership or credit.
VII. Article 15-A Requirements:
(5)
The Contractor agrees in advance that if any
bids/proposals are submitted for any work for a
third party that would require written approval of
the Department prior to entering into a contract
because of the restrictions of this clause, then the
bids/proposals are submitted at the' Contractors
own risk, and no claim shall be made against the
Depathnent to recover bid/proposal costs as a
direct cost whether the request for authorization to
enter into the conwact is denied or approved.
The terms contained in this clause shall have the
definitions as given in, and shall be c0ustrued according to
the intent of Article 15-A of the Executive Law, 5 NYCRR
Part 140, et. seq., Article 52 of the Environmental
Conservation Law and 6 NYCRR Part 615, et. seq., as
applicable, and any goals established by this clause are
subject to the intent of such laws and regulations.
(a) If the maximum contract price herein equals or
exceeds $25,000, and this contract is for labor, services,
supplies, equipment, or materials; or
IV. Requests for Payment:
All requests for payment by the Contractor must be
submitted on forms supplied and approved by the
Department. Eachpayment request must contain suchitems
of information and supporting documentation as are
required by the Department, and shall be ali-inclusive for
the period of time covered by the payment request.
V. Compliance with Federal Requirements:
To the extent that federal funds are provided to the
Contractor or used in paying the Contractor under this
contract, the Contractor agrees that it will comply with all
applicable federal laws and regulations, including but not
limited to those laws and regulations under which the
Federal funds were authorized. The Contractor further
agrees to insert in any subcontract hereunder, provisions
which shall conform substantially to the language of this
clause.
Co) If the maximum conwact price herein equals or
exceeds $I00,000 and this contract is for the acquisifion~
construction, demolition, replacement, major repair or
renovation of real property and improvements thereon;
then
(c) The affn-mative action provisions and equal
employment opportunity provisions contained in this
paragraph and paragraphs (d) and (e) of this clause shall
be applicable within the limitations established by
Executive Law §§312 and 313 and the applicable
regulations.
(1)
The Contractor ~s required to make good faith
efforts to subcontract at least 18.8% of the dollar
value of this contract to Minority Owned
Business Enterprises (MBEs) and at least 20.5%
of such value to Women Owned Business
Enterprises (WBEs).
(2)
The Contractor is required to make good faith
efforts to employ or contractually require any
Subcontractor with whom it contracts to make
good faith efforts To employ minority group
members for at least 10.0% of, and women for au
least 10.0% of, the workforce hours required to
perform the work under this contract.
App. B 4/17/00 Pa~e 3
(3)
The Contractor is required to make good faith
efforts to solicit the meaningful participation by
enterprises identified in the NYS Directory of
Certified Businesses provided by:
Empire State Development Corp.
Div. Minority & Women's Business Develop.
30 South Pearl Street
Albany, New York 12245
Phone: (518) 292-5250
Fax: (518) 292-5803
and
Empire State Development Corp.
633 Third Avenue
New York~ NY 10017
Phone: (212) 803-2414
Fax: (212) 803-3223
intemet: www.empire.state.ny, us\esd.htm
(d) The ContraCtor agrees to include the provisions set
forth in paragraphs (a), CO) and(c) above anti paragraphs
(a), Co), and(c) of clause 12 of Appendix A in every
subcontract in such a manner that the provisions will be
binding upon each Subcontractor as to work under such
subcontract. For the purpose of this paragraph, a
"subcontract" shsllmean an agreement providing for a total
expenditure in excess of $25,000 for the construction,
demolition, replacement, major repair, renovation, planning
or design of real property and improvements thereon in
which a portion ofthe Contractor's obligation under a State
contract is tmdextaken or assumed.
(e) The Contractor is required to make good faith efforts to
utilize the MBE/WBEs identified in the utilization plan to
the extent indicated in such plan, and otherwise to
implement it according toits tm-ms. The.Contractor is
requested to report on such ;.,?lementation periodically as
provided by the contract, or annually, whichever is more
fi'equent.
VIII. Compliance with Applicable Laws:
(a) Prior to the commencement of any work under this
contract, the Contractor is required m meet all legal
requirements necessary in the performance of the contract.
This includes but is not limited [o compliance with all
applicable federal, state and local laws and regulations
promulgated thereunder. It is the Contractor's responsibility
to obtain any necessarypermits, or other anthorizafions. By
signing this contract, the Contractor a ffn-matively represent s
that it has comlJlied with said laws, unless it advises the
Department otherwise, in writing. The Department signs
this contract in reliance upon this representation.
(b) During the term of this contract, and any extensit~ns
thereof; the Contractor must remain in compliance with
said laws. A faille to notify the Department of
noncompliance of which the Contractor was or should
have been aware, may be considered a material breach of
this contract.
IX. Dispute Resolution:
The parties agree to the following steps, or as
many as are necessary to resolve disputes between the
Deparlment and the Contractor.
(a) The Contractor spec'ffically agrees to submit, in the.
first instance, any dispute relating to this contract to the
designated individual, who shall tender a written decision
and furnish a copy thereof to the Contractor.
(1)
The Contractor must request such decision in
writing no more than fifteen days after it knew or
should have known of the facts which are the
basis of the dispute.
(2)
The decision of the designated individual shall be
the final agency determination; unless the
Contractor files a written appeal of that decision
with the designated appeal individual ("DAI")
within twenty days of receipt of that decision.
.ii
(b) Upon receipt of the written appeal, the DAI, will
review the record and decision. Following divisional '
procedures in effect at that time, the DAI will take one of
the following actions, with written notice to the Contractor.
(1)
Remand the matter to the program staff for
further negotiation or information if it is
determined that the matter is not ripe for review;
or
(2)
Determine that there is no need for further action,
and tha! the determination of the designated
individual is confmued; or
(3) Make a determination on the record as it exists.
(c) The decision of the DAI shall be the final agency
decision unless the Contractor files a written appeal of that
decision with the Chair of the Contract Review Committee
("CRC") within twenty days of receipt of that decision.
App. B 4/17/00 Page 4
The designated individual to hear disputes is:
Department of Environmental Conservation
Division of Solid & Hazardous Materials
William C. Colden, P.E., Bureau Director
Bureau of Waste Reduction & Recycling
625 Broadway
Albany, NY 12233-7253
Telephone: (518) 402-8678
The designated appeal individual to review decisions is:
Department of Environmental ConserVation
Division of Solid & Hazardous Materials
David A. Blackman, Assistant Director
625 Broadway
Albany, NY 12233-7250
Telephone: (518) 402-8711
The Chair of the Contract Review Committee is:
Department of Environmental Conservation
Richard IC Randles, Chair
Contract Review Committee
625 Broadway
Albany, NY 12233-5010
Telephone: (518) 402-9237
(d) Upon receipt of the written appeal, the Chair of the
CRC, in consultation with the members 6fthe CRC and the
Office of General Counsel, will take one of the following
actions, or a combination thereof, with written notice to the
Contractor.
(1)
Remand the matter to program staff for additional
fact finding, negotiation, or other appropriate
action; or
(2) Adopt the decision of the DAl; or
(3)
Consider the matter for review by the CRC in
accordance with its procedures.
(e) Following a decision to proceed pursuant to (d) 3,
above, the Chair of the CRC shall convene a proceeding in
accordance with the CRC's established contract dispute
resolution guidelines. The proceeding will provide the
Contractor with an oppommity to be heard.
(f) Follo~ving a decision pursuant to (d) 2 or (d) 3, the
CRC shall make a written recommendation to the Assistant
Commissioner for Administration who shall render the final
agency determination.
(g) At any time during the dispute resolution process, and
upon mutual agreement of the parties, the Office of
Heatings and Mediation Services (OHMS) may be
requested m provide mediation se~ices or other
appropriate means to assist in resolving the dispute. Any
f'mdings or recommendations made by the OHMS will not
be binding on either party.
(h) Final agency detennlmtions shall be subject to review
only pursuant to Article 78 of the Civil Practice Law and
Rules.
(i) Panding final determination ora dispute hereunder, the
Contractor shall proceed diligently with the performance
of the Contract in accordance with the decision of the
designated individual. Nothing in this Contract shall be
construed as making fmal the decision of any
administrative officer upon a question of law.
(j) (1)
Notwithstanding the foregoing, at the option of
the Contractor, the following shall be subject to
review by the CRC: Disputes arising under
Article 15-A of the Executive Law (Minority and
Women Owned Business participation), the
Department's determination with respect to the
adequacy of the Contractors Utilization Plan, or
the Contractors showing of good faith efforts to
comply therewith. A request for a review before
the CRC should be made, in writing, within
twenty days of receipt of the Depattmenfs
determination.
(2)
The CRC will promptly convene a review in
accordance with Axticle 15-A of the Executive
Law and the regulations promulgated thereunder.
X. Labor Law Provisions:
(a) When applicable, the Contractor shall post, in a
location desiguated by the Department, a copy of the New
York State Department of Labor schedules of prevailing
wages and supplements for this project, a copy of all re-
determinations of such schedules for the project, the
Workers' Compensation Law Section 51 notice, all other
notices requked by law to be posted at the site, the
Department of Labor notice that tiffs project is a public
work project on which each worker is entitled to receive
the prevailing wages and supplements for their occupation,
and all other notices which the Department directs the
Contractor to post. The ConUactor shallprovide a surface
for such notices which is satisfactory to the Department.
The Con~xactor shall maintain such notices in a legible
manner and shall replace any notice or schedule Which is
damaged, defaced, illegible or removed for any reason.
Contractor shall post such notices before commencing any
work on the site and shall maintain such notices until all
work on the site is complete.
App. B 4/17/00 Page 5
(b) When appropriate, contractor shall distribute to each
worker for this Contract a notice, in a form provided by the
Department, that this project'is a public work project on
which each worker is entitled to receive the prevailing wage
and supplements for the occupation at which he' or she is
working. W0rker includes employees of Contractor and all
Subcontractors and all employees of suppliers entering the
site. Such notice shall be distributed to each worker before
they start perfonuing any work of this contract. At the time
of distffoufion, Contractor shall have each worker sign a
statement, in a form provided by the Depal'hnent, certififi_ng
that the worker has received the notice required by this
section, which signed statement shall be maintained with the
payroll records required by the following paragraph (c).
(c) Contractor shall maintain on the site the original
certified payrolls or certified transcripts thereof which
Contractor and all of its Subcontractors are required to
maintain pursuant to the New York Labor Law Section 220.
Contractor shall maintain with the payrolls or transcripts
thereof, the statements signed by each worker pursuant to
paragraph (b).
(d) Within thirty days of issuance of the first payroll, and
every thirty days thereafter, the Contractor and every
subcontractor must submit a transcript of the original
payroll to the Department, wkich transcript must be
subscribed and affn'med as tree under penalty of perjury.
XI. Offset:
In accordance with State Law, thc Depathtsent has
the authority to administratively offset any monies due it
from the Contractor, from payments due to the Contractor
under this contract. The Department may also (a) assess
interest or late payment charges, and collection fees, if
applicable; (b) charge a fee for any dishonored check; (c)
refuse to renew certain licenses and permits.
XII. Tax Exemption:
XIV. Equipment:
Any equipment purchased with funds provided
under this contract, shall remain the property of the
Department, tmless otherwise provided in the contract. The
Contractor shall be liable for all costs for maintaiuing the
property in good, usable condition. It shall be returned to
the Department upon completion of the contract, in such
condition, unless the Department elects to sell the
equipment to the Contractor, upon mutually agreeable
terms.
XV. Inventions or Discoveries:
Any invention or discovery f~rst made in
performance of this Contract shall be the property of the
Department, unless otherwise provided in the contract. The
Conlractor agrees to provide the Depattment with any and
all materials related to this property. At the Department's
option, 'the Conlractor may be granted a non-exclusive
license.
XVI. Patent and Copyright Protection:
If any patented or copyrighted material is
involved in or results from the performance of this
Contract, this Article shall apply.
(a) The Contractor shall, at its expense, defend any suit
instituted against the Depathnent and indemnify the
Department against any award of damages and costs made
against the Department by a final judgment of a court of
'last resort based on the claim that any of the products,
services or consumable supplies furnished by the
Contractor. under this Contract infringes any patent,
copyright or other proprietary right; provided the
Department gives the Contractor:
(1)
prompt written notice of any action, claim or
threat of infringement suit, or other suit, and
Pursuant to Tax Law Section 1116, the State is
exempt from sales and use taxes. A standard state voucher
is sufficient evidence thereof. For federal excise taxes, New
York's registration Number 14740026K covers tax-free
transactions under the Internal Revenue Code.
XIII. Litigation Support:
In the event that the Department becomes involved
· in litigation related to the subject matter of this contract, the
Contractor agrees to provide background support and other
litigation support, including but not limited to depositions,
appearances, and testimony. Compensation will be
negotiated and based on rates established in the contract, or
as may otherwise be provided in the contract.
App.
(2)
the opportunity to take over, settle or defend such
action at the Contractor's sole expense, and
(3)
all available information, assistance and authority
necessary to the action, at the Contractor's sole
expense.
The Contractor'shall control the defense of any such suit,
including appeals, and all negotiations to effect settlement,
but shall keep the Department fully informed concerning
the progress of the litigation.
(b) If the use of any item(s) or parts thereof is held to
infringe a patent or copyright and its use is enjoined, or
Contractor believes it will be enjoined, the Contractor shall
have the right, at its election and expense to take action in
the following order of precedence:
B 4/17/00 Page 6'
0)
procure for the Depmi~nent the right to continue
using the same item or parts thereof},
Depmhaent has any direct or indirect interest by lic~se or
otherwise.
(2)
modify the same so that it becomes non-infringing
and of at least the same quality and performance;
(3)
replace the item(s) or parts thereof with non-
infringing items of at least the same quality and
performance;
if none of the above remedies are available,
discontinue its use and eliminate any future
charges or royalties pertaining thereto. The
Contractor will buy back the infringing product(s)
at the State's book value, or in the event of a lease,
the parties shall terminate the lease. If
discontinuation or elimination results in the
Contractor not being able to perform the Contract,
the Contract shall be terminated.
(c) In the event that an action at law or in .equity is
commenced against the Department arising out of a claim
that the Department's use of any item or material pursuant
to or resulting from this Contract infringes any patent,
copyright or proprietary right, and such action is forwarded
by the Depadment to the Contractor for defense and
: indemnification pursuant to this Article, the Dep~utment
shall copy all pleadings and documents forwarded io the
: Contractor together withthe forwardingcorrespondence and
· a copy of this Contract to the Office of the Attorney General
of the State of New York. If upon receipt of such request
for defense, or at any time thereafter, the Contractor is of
the opinion that the allegations in such action, in whole or
in part, are not covered by the indenmification set forth in
this Article, the Contractor shall htanediately notify the
Department and the Office of the Attorney General of the
State of New York in writing and shall specify to what
extent the Contractor believes it is and is not obligated to
defend and indemnify under the terms and conditions of this
Contract. The Contractor shall in such event protect the
interests of the Department and State of New York and-
secure a continuance to penuit the State of New York to
appear and defend its interests in cooperation with
Contractor as is appropriate, including any jurisdictional
defenses which the Department and State shall have.
(d) The Contractor shall, however, have no liability to the
Department under this Article if any infringement is based
upon or arises out of: (1) compliance with designs, plans,
or specifications famished by or on behalf of the
Department as to the items; (2) alterations of the items by
the Department; (3) failure of the Department to use
updated items provided by the Contractor for avoiding
infringement; (4) use of items in combination with
apparatus or devices not delivered by the Contractor; (5) use
of items in a manner for which the same were neither
designed nor contemplated; or (6) a patent or copyright in
which the Department or any affiliate or subsidiary of the
App. B 4/17/00 Page 7
(~) The foregoing states the Contractors entire liability
for, or resulting from, patent or copyright infringement or
claim thereof.
XVH. ForceMajeure:
The term Force Majeure shall include acts of
God, work stoppages due to labor disputes or strikes, fires,
explosions, epidemics, riots, war rebellion, sabotage orthe
like. If a failure of or delay in performance by either patty'
results' from the occurrence of a Force Majeure event, the
delay shall be excused and the time for performance
extended by a period equivalent to the time lost because of
the Force majeure event, if and to the extent that:
(a) The delay or failure was beyond the control of the party
affected and not due to its fault or negligence; and
Co) The delay or failure was not extended because of the
affected party's failure to use all reasonable diligence to
overcome the obstacle or to resume performance
immediately after such obstacle was overcome; and
(c) The affected party provides notice within (5) days of
the onset of the event, that it is invoking'the protection of
this provision.
XVIII. Freedom of Information Requests:
The Contractor agrees'to provi& the Depathnent
with any records which must' be released in order to.
comply with a request pursuant to the Freedom of
Information Law. The Department will provide the
contractor with an opportunity to identify material which
may be protected from release and to support its position.
XIX. Precedence:
In the event ora conflict between the terms of this
Appendix B and the terms of the Contract Cmchiding any
and all attachments thereto and amendments thereof, but
not including Appendix A), the terms of this Appendix B
shall control. In the event ora conflict between the terms
of this Appendix B, and the terms of Appendix A, the
terms of Appendix A shall control.